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education and vice versa. Nevertheless, the future of special education may well hinge on its consistent gravitation toward a particular
conceptual model, not its association with general education. The conceptual model of another profession may shape our ways of thinking
and suggest the types of decisions that we believe should guide our
practices.
Other than education itself, the two social structures or systems
and their rules that play the most prominent roles in special education are law and medicine. I am concerned about whether we think
about the problems of special education primarily in terms of evidence-based instruction or primarily in terms of legal protections of
the rights of children to appropriate education. Both ways of thinkir\g
are important, and I am not suggesting that we should follow either
the medical or the legal model exclusively. Nevertheless, the way we
conceptualize and respond to problems has profound implications for
how we proceed in practice, so we need to consider carefully whether
thinking first like a lawyer or first like a physician would serve us
better.
Conceptual Models and Societal Problems
All highly organized societies have developed social structures
or systems and rules for dealing with problems that they define as
social deviance or physical illness. That is, all modern societies, including those frequently called underdeveloped or third-world, have
legal structures and rules for dealing with threatening and intolerable
behavior and medical structures and rules for responding to illness.
Although in some instances social authorities judge a problem to be
clearly a matter of social deviance or clearly a matter of physical illness, in other cases the problem is not clearly one or the other. In these
cases, the society's authorities make an ambiguous judgment or assign
joint responsibility to law and medicine. In most cases of ambiguity or
joint responsibility, either law or medicine takes the leading role or is
assigned primary responsibility for dealing with the problem, usually
depending on the situation. In short, all highly organized societies in
today's world have prisons and hospitals. They also have prison hospitals, or medical treatment offered within prisons, and hospital prisons or severe restrictions of freedom within hospitals, which we often
call "locked wards." That is, government, in general, has established
a legal system for dealing with social deviance and running prisons
and a medical system for dealing with illness and rurming hospitals.
However, government also recognizes that the legal and medical systems have overlapping responsibilities. These systems cannot be completely disconnected from each other.
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The Dominance of Law in Contemporary American Society
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costs to the individual and to society. So, in any given case, our judgment may be yes or no about a particular question. Our judgment is
unerring when the correct answer is yes or no and our judgment corresponds to the truth. We call these kinds of judgments true positives
and true negativesno mistakes. But sometimes we conclude that the
answer is yes when the truth it is no, or we say no when the truth is
yes. We call these two kinds of mistakes false positives and false negatives, respectively. When we make an error known as a false positive,
we judge that the person, for example, is guilty when the truth is the
person is not guilty, to have cancer when the truth is that he or she
does not have cancer, or to have a disability when in fact the student
does not have a disability. When we make an error known as a false
negative, we judge, for example, that the person is not guilty when the
truth is the person is guilty, not to have cancer when in fact he or she
does have it, or not to have a disability when in fact the student does
have one.
So, we really have to ask ourselves which kind of error is worse
in a given instance and lean toward the other, somewhat safer and
less costly error in terms of harm to another person. We would like to
do the least harm, so in a way we hedge our bets. We would rather be
safe than sorry, so if we are in doubt we make what we consider to be
the less costly mistake. That is, given that we must make a particular
judgment, we may lean toward a false positive or a false negative,
depending on which kind of mistake we think is less damaging (see
Ruscio, 2002).
How Legal and Medical Conceptual Models Differ
Law and medicine conceptualize and approach problems of human variation differently. They also differ in the criteria by which they
judge success. Finally, they differ in the sharpness and agility with
which they are capable of drawing distinctions in individual cases.
Conceptualization of and Approach to Problems
Both legal and medical systems observe that there are wide variations in human beings. Both are concerned primarily, although not
exclusively, with negative variationsillegal behavior in the case of
law, illness or chronic health problems in the case of medicine. Therefore, we consider only negative variations here.
Legal Model
Law has a clearly dominant, primary, or typical manner of dealing with violations of its edicts in prosecutions. It relies primarily on
punishment. Certain aspects of law, especially the juvenile justice
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Medicine prefers a false positive (i.e., false identification of illness or needless treatment of an assumed health problem) to a false
negative (i.e., a false assumption of no health problem). The false negative is the error to be most carefully avoided in medicine. This preference for false positives over false negatives in medicine is due to the
fact that the medical system provides treatment, not punishment, for
negative deviation and seeks to be preventive. In medicine, being safe
rather than sorry means that when there is doubt one should choose
what turns out to be the false positive. That is, medical personnel generally try to avoid failure to treat a person with a health problem, so
they gravitate toward false positives.
Contrasting Models
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medicine. That is, both the more severe the punishment or the more
arduous the requirement by law and the more serious or dangerous
the treatment in medicine, the greater the care that is required in decision making. The reason I see greater nuance in medicine than in law
is that the variety of treatment of individuals in medicine is greater
than the variety of consequences in law. Perhaps the most important
contrast, however, is that they have very different approaches to mistakes. Whereas thinking like a lawyer promotes the idea that the false
negative is the less costly error, thinking like a physician promotes the
notion that the false positive is the less costly mistake.
Criteria for Success
Both law and medicine are concerned with success. That is, both
strive to improve the lives of individuals and society. Both have ways
of judging the success of their work.
Legal Model
In law, success is generally thought to mean reduction in illegal behavior through threat of or actual detection and punishment of
crime. Law also views success as a reduction in recidivism and maintenance of legal behavior without its further involvement. Simply put,
law judges success by its effective coercion and by normative function
without further legal intervention. Law sees success as the achievement of what is "normal," as exemplified most obviously in education
by the legal expectation included in NCLB that there should be no
differences between the performance of students with and without
disabilities (i.e., there should be no "achievement gap"; see Kauffman,
2005b; Kauffman & Konold, 2007).
However, another criterion for success is that the law was followed in an individual case. That is, the outcomes of legal proceedings are not necessarily judged by a conclusion that is thought to be
reasonable or good in the sense of fairness but by whether the law
was followed as written. What is written may, indeed, require the interpretation of a judge, but often what is written requires little or no
interpretation. For example, if the law as written specifies that something must be done within 10 days, then having it done within more
than 10 days is a violation of the law, regardless of extenuating circumstances. The Washington Post (2007b), for example, reported that
a man's appeal, filed within 16 days, was found by the U. S. Supreme
Court to be in violation of a law that required that it be Hied within
14 days, although an appeals court judge had given the man 17 days
in which to file his appeal. In short, judges may say that indeed they
understand that the law is unreasonable and that the outcome of their
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decision is unfair, but they must do what the law says. Legal thinking
defines ultimate justice as following the law as written; what is written trumps what is fair or reasonable.
Medical Model
Both law and medicine are concerned with individuals and the
larger society. The issue is which model of thinking about individuals
and society is better suited to the task of special education.
Legal Model
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system focuses on procedure and paper work, and any deviation from
the law or absence of the proper paper is sufficient in many cases to
thwart the ostensible purpose or meaning of the law (see Washington
Post, 2007b). The law may be described as ham-handedclumsy, inept, and slow in its response to individuality. It may well deal with
individuals, but only as they are part of a larger group or as required
by a law. Even individualization must fall within the boundaries of
the law, and no law can specify what every student needs.
Medical Model
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Special education has a very constrained future if it is more closely aligned conceptually with law than with medicine. But the future
is full of possibility for special education if it is aligned more closely
with the way medicine conceptualizes and responds to problems.
Inappropriate Dominance of Legal Thinking
251
itself is irrational. For example, NCLB calls for educators to close gaps
in performance that simply cannot be closed, such as the gap between
the average achievement of students with disabilities and those without disabilities (see Kauffman, 2005b; Kauffman & Konold, 2007). Furthermore, some of the central themes of NCLB, such as proficiency for
all, are best described as oxymorons (Rothstein, Jacobsen, & Wilder,
2006). NCLB is, in my opinion, a set of ideas certain to undermine
special education as well as public schools, and it is more likely to do
so when special educators suggest that it is consistent with IDEA.
The interventions allowed by law are likely to dwindle in number and variety as the law requires treatment that is more and more
like that received by nondisabled students. In fact, if NCLB is seen as
an appropriate model for special education, then conformity to universal standards of curriculum and testing are likely to be the rule for
students with disabilities. This is quite the opposite of the individual
treatment that is called for by IDEA, as Johns (2003) has pointed out.
Under the influence of legal thinking, special education is likely
to be delayed even longer than it is now in any case in which there
is any uncertainty about the existence of a disability. That is, special
educators will become even more determined to avoid the false positive because of their fear of stigma, poor outcomes, and legal reprisals.
This means that any hope of early intervention and prevention must
be abandoned in favor of caution, under the assumption that identification and treatment are worse than nontreatment.
Using the kind of thinking encouraged by current education law
(NCLB), special education will be judged to be a failure in cases in
which it does not result in exit from special services, and it will be said
to be successful only to the extent that it closes the achievement gap
between students with disabilities and those having no disability. The
fact that this is nonsensical (see Kauffmaii & Hallahan, 2005; Kauffman & Konold, 2007) does not preclude its adoption as the standard
way of thinking about special education.
Reasons for Gravitating Toward Medical Thinking
The fact that jails have hospitals and psychiatric units is testament to the fact that even the legal system recognizes that something
other than law is required for some individuals' well being. Legal
thinking suggests a very ineffective approach to the immediate needs
of people with mental illness, as a psychiatrist explains:
"Adversarial proceedings may work well in criminal cases,"
Dr. Foitier complained, "but they are a poor way to proceed
when you're trying to help someone who has a medical
problem. I always find testifying to be a frustrating experience
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because we should be focused on what is best for a mentally
ill person, not what the mentally ill person wantsespecially
if he is not thinking clearly. Yet that is exactly what the public
defender focuses on." (Earley, 2006, p. 146)
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Medical practice has its shameful history, but the history of law
is no less shameful. Anyone who listens to and reads the news knows
that the law, in spite of the good intentions of lawyers and judges, frequently results in miscarriages of justice. And who would want neither law nor medicine involved in the treatment of disability or would
be so naive as to think that education can go it alone as a concept or as
a profession? Given the history of social organization and the nature
of legal and medical analysis of problems, I would rather be part of a
profession aligned more closely with medicine than with law for the
sake of students. As special educators, a medical model of thinking
would serve us better than a legal model.
Acknowledgements
The author is grateful to Jean B. Crockett, Kathleen L. Lane, Kelley A. Lassman, and Patricia L. Pullen for their helpful and insightful
comments on previous drafts of this paper and for their suggestions
about how the paper might be improved.
References
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