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Comparison of Life-Cycle
Inventory Databases
A Case Study Using Soybean Production
Shelie A. Miller and Thomas L. Theis
Keywords
agriculture
air emissions
boundary definition
economic input-output
energy use in transportation (GREET)
model
life-cycle assessment
Summary
Three established life-cycle inventories of agricultural operations were used to generate air emissions data for soybean production: the greenhouse gases, regulated emissions,
and energy use in transportation (GREET) model; the economic input-output life-cycle assessment (EIO-LCA) model;
and SimaPro software equipped with the Franklin database.
EIO-LCA and GREET baseline data were compared to evaluate differences in boundary definitions that apply specifically
to U.S. soybean agriculture and processing, which resulted in
several major findings. The EIO model estimated for emissions of particulate matter less than 10 micrograms (PM10 )
resulting from wind erosion that were not included in GREET,
but neglected indirect nitrous oxide (N2 O) and nitrogen oxides (NOx ) emissions from fertilizer application. EIO also assumed significantly lower process energy requirements and
lower volatile organic compounds (VOC) for soybean crushing and oil extraction. The GREET and SimaPro models were
compared using identical boundary and assumption data, to
reveal major discrepancies in fundamental assumptions of energy inventories. Key emission factors varied by several orders
of magnitude for basic energy generation and combustion
processes, potentially impacting results for any inventory analysis that contains significant energy consumption. The Franklin
database assumed VOC and sulfur oxides (SOx ) emissions
more than an order of magnitude higher than GREET for
all categories investigated, with significantly lower N2 O and
methane (CH4 ) emission factors.
http://mitpress.mit.edu/jie
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Introduction
The life-cycle inventory (LCI) process has often been criticized for extensive data requirements, uncertainties in reported data, and the
susceptibility of results to differing assumptions
and boundary definitions (Arnold 1993; Ayres
1995; Beattie 1995; Ehrenfeld 1997; Graedel
et al. 1995; Owens 1997; Thomas et al. 2003;
White and Shapiro 1993). Due to these difficulties, previously constructed studies or models are often used to obtain inventory data. Although numerous methods and modeling tools
exist to expedite the LCI process, results may vary
greatly between models, and it is often difficult to
determine the source of inconsistencies. Differing inventory estimates result from inconsistent
boundary definitions, disagreements in source assumptions regarding material and energy use, or
fundamental differences in the assumed emissions
associated with upstream processes. Overall discrepancies are generally a combination of these
factors, making the origin of disagreements difficult to identify.
In this study, two types of comparisons were
made between three widely used models. First,
models using different approaches (input-output
and process-based) were compared to identify
boundary and source assumption differences. Second, two process-based models with identical assumptions regarding energy and material use were
compared to illuminate fundamental differences
between key datasets. Although many tools can
benefit from this type of analysis, the three models
chosen represent the most common types of LCI
models currently available. Peereboom and colleagues (1998) conducted similar comparisons on
six European datasets analyzing PVC (polyvinyl
chloride) production and found differences ranging from 10 to 1100%. Other studies have also
evaluated inventory models and found similar results, highlighting the need for greater data agreement and transparency of results (Joshi 1999;
Lenzen 2000; Lenzen and Treloar 2002; Norris
and Yost 2001).
The use of biobased material, or biocommodities, as a substitute for petroleum-based products and subsequent environmental comparisons
are important contemporary research topics. Biocommodities are products made predominantly
134
from biomass and are often proposed as substitutes for nonrenewable products currently on the
market (Lynd et al. 1999). The most prominent
biocommodities are biofuels such as biodiesel or
ethanol; however, there are numerous biobased
products1 that have the potential to become important substitutes, including plastics, polymers,
inks, solvents, packaging, and lubricants (Dale
1999; Hartmann 1998; Kosbar and Japp 2001;
Lynd et al. 1999; National Academy of Sciences 2000; U.S. Department of Energy and U.S.
Department of Agriculture 2002; Warwel et al.
2001). This study focuses specifically on soybean
production. Soybeans have many potential uses,
are abundantly grown, are inexpensive, and have
readily accessible inventory data.
Methods
Description of Models
The three models analyzed in this study are:
greenhouse gases, regulated emissions and energy use in transportation (GREET); economic
input-output life cycle assessment (EIO-LCA);
and SimaPro. A summary evaluating the attributes of each model can be found in table 1.
Each model compiles a different set of inventory
metrics: EIO-LCA quantifies economic contributions, energy and water consumption, and air
emissions; GREET focuses specifically on energy
consumption and air emissions; SimaPro generates output data that depend upon the organization of process modules. Metrics vary depending
upon information contained within the modules.
Because all three models consistently report air
emission data, these are the basis of comparison
for this study. Although an analysis of air emission data alone does not constitute a complete
LCI, it is an important component, and generates
sufficient comparative information about the differences in these types of modeling tools. A more
complete inventory, which includes supplemental aqueous and solid emissions as well as energy
consumption, is currently being conducted by the
authors.
GREET Model
The GREET 1.5 model was developed by
Argonne National Laboratory in the U.S. to
R E S E A R C H A N D A N A LY S I S
GREET
SimaPro
Description
Detailed process-based
model based on user
assumptions
Modules of process-based
inventory data that are
assembled by user
Scope
Primary data
sources
U.S. Department of
Commerce Economic
Input-Output Model,
AIRS database
US EPA AP-42
documents, published
studies, government
documents
Franklin US LCI,
BUWAL 250,
IDEMAT 2001,
ETH-ESU 96, industry
and archival data,
others
Advantages
Transparent, user
manipulation possible,
flexible to user
assumptions, relatively
quick, publicly available
Disadvantages
Limited to transportation
and related sectors
Expensive, laborintensive,
inconsistencies possible
between different
modules
Note: AIRS = Aerometric Information Retrieval System; AP-42 documents = U.S. Environmental Protection Agencys
Compilation of Air Pollutant Emission Factors; BUWAL = Bundesamt fur Umwelt, Wald und Landschaft [Federal agency
for the environment, forests, and land] (Switzerland); IDEMAT = Inventory Data of Materials (Technical University
of Delft, The Netherlands); ETH-ESU = Eidgenossische Technische Hochschule, Gruppe Energie-Stoffe-Umwelt [the
Energy-Materials-Environment Group at the Swiss Federal Institute of Technology in Zurich] (Switzerland).
assess the environmental impacts of using traditional and alternative fuel sources in transportation (Wang 1999; Wang 2000). GREET uses
an Excel-based spreadsheet to determine energy
consumption and material releases of criteria air
pollutants and greenhouse gases (volatile organic
compounds [VOCs], carbon monoxide [CO], nitrogen oxides [NOx ], particulate matter less than
10 micrograms (m) [PM10 ], sulfur oxides [SOx ],
methane [CH4 ], nitrous oxide [N2 O], and carbon
dioxide [CO2 ]) for both current and future scenarios. By relying on detailed user assumptions,
emission factors obtained through the U.S. Environmental Protection Agencys Compilation of
Air Pollutant Emission Factors, also known as AP42 documents (USEPA 1995), government documents, and previous studies, GREET calculates
air emissions and energy use for each stage of
fuel cycles from production to use (Ahmed 1994;
Baker and Johnson 1981; Davis and McFarlin
1997; Delucchi 1993; Delucchi and Lipman
1997; Mudahar and Hignett 1987; Shapouri et al.
1995; Sheehan et al. 1998). Because the inventory spreadsheet is entirely transparent, users can
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R E S E A R C H A N D A N A LY S I S
manipulate any of the inputs and view all calculation cells to determine how a value was derived.
In addition to detailed petroleum refining and energy generation data, GREET contains inventory
data for corn and soybean agriculture, transportation, and processing into ethanol and biodiesel,
respectively.
Of the three models examined, GREET has
the most clearly defined boundary definitions and
baseline assumptions. GREET includes material
and energy flows within the agricultural system
and the manufacturing stages of the materials
used within the system (i.e., fertilizers and chemicals). No capital goods are included, and the
model focuses solely on air emissions and energy use. Air emissions data pertain primarily to
emissions from the combustion of fossil fuels, although estimates of N2 O and NO emissions resulting from residual fertilizer in water runoff are
included. For soybeans, the emission rates of N2 O
and NO are 1.3% and 0.65%, respectively, of the
total amount of applied nitrogen fertilizer. VOC
emissions resulting from hexane extraction are
also incorporated. Particulate emissions due to
Table 2 Default inputs for the greenhouse gases, regulated emissions, and energy use in transportation
(GREET) model
Chemicals
Nitrogen fertilizer
Phosphate fertilizer
Potash fertilizer
Herbicide
Insecticide
(g/kg soybeans)
4.36
13.68
23.28
1.75 (36.2% atrazine, 63.8% metolachor)
0.018
(kJ/kg soybeans)
823
368
32.3
19.9
203
Note: LPG = liquefied propane gas. N-Hexane = solvent used to extract soybean oil from meal. One kilogram (kg,
SI) 2.204 pounds (lbs); one gram (g) = 103 kilograms (kg, SI) 0.035 ounces (oz); one kilojoule (kJ) = 103 joules
(J, SI) 0.239 kilocalories (kcal) 0.948 British Thermal Units (BTU).
a GREET assumes hexane upstream production is similar to LPG from crude. GREET default settings show a value of
476 kJ LPG/kg oil.
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R E S E A R C H A N D A N A LY S I S
EIO-LCA Model
Economic input-output life cycle assessment
places LCI in the context of complex interactions within an economy. Originally developed
by Leontief (1986), EIO can model the interdependence of sectors within an economy, tracking
the exchange of goods and services. It tracks the
interrelations of 485 economic sectors, based on
the 1992 U.S. Department of Commerce commodity input-output matrix of the U.S. economy.
When economic activity is stimulated within a
single sector, the model quantifies the economic
impact of all relevant sectors that contribute to
the operation of that sector. EIO-LCA attributes
inventory data to each economic sector using
data collected from a variety of sources, including the Aerometric Information Retrieval System (AIRS) database, the Toxic Release Inventory, emissions factors from AP-42 documents,
commodity purchasing obtained from the inputoutput workfiles, and census data. EIO-LCA assigns emissions to each commodity sector and
then determines the aggregate emissions of a
product by examining the sectors that contribute
to that process (Hendrickson et al. 1998). An
electronic version of the EIO-LCA model and a
more detailed description of the process, developed by the Green Design Initiative at Carnegie
Mellon University, is available on the Internet at
<www.eiolca.net> (Carnegie Mellon University
2003). In addition to linking environmental impacts to economic drivers, the EIO-LCA model
reduces uncertainties concerning boundary definitions, because the system has been expanded to
include an entire economy. In this way, capital
goods are included, although they generally do
not contribute significantly to the inventory of a
product or process.
The primary disadvantage of using EIO-LCA
data is that assumptions for the model are not
readily transparent. They are drawn from numerous databases, and although specific assumption information can be gathered by examination
of source data, it can be difficult and timeconsuming. Material outputs from EIO are described as mass emission/$ activity, which must
be converted to mass emission/mass functional
unit (in this case, soybean oil) for purposes of
comparison with other models, which may lead
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R E S E A R C H A N D A N A LY S I S
R E S E A R C H A N D A N A LY S I S
Soy Meal
Soybean
Grinding and
Flaking
Ground
Beans
Oil Extraction
Meal Processing
Soybean Oil
+
Hexane
Oil Recovery
Hexane
Crude Oil
Oil Degumming
Oil
Figure 1
(1998).
Process flow diagram for soybean crushing process. Adapted from Sheehan and colleagues
GREET estimates are obtained. Similarly, this parameter, or some fraction thereof, could be added
to the GREET calculations, depending on the
scope of the assessment.
As shown in figure 2, which neglects particulate matter emissions from wind erosion, EIO
and GREET estimates of CH4 , N2 O, and SOx
emissions vary by more than a factor of 2. For
N2 O values, this inconsistency is attributed to assumptions about fertilizer application and nitrogen transport from the fields. The GREET model
incorporates the denitrification/nitrification reactions of NO
3 in agricultural runoff into N2 O
and NO emissions (assuming an aggregate 1.3%
of applied fertilizer ultimately transforms into
N2 O and 0.65% into NO). Unfortunately, the
data sources for the NET database are not readily
available, so it is uncertain whether this transformation is taken into account in their estimates.
It is a logical assumption that this information
is not included within the EIO data, because
the differential between the models is similar to
the GREET value for nitrogen transformation.
This difference is also partially responsible for
139
R E S E A R C H A N D A N A LY S I S
8.0
7.0
6.0
EIO
GREET
SimaPro
5.0
4.0
3.0
2.0
1.0
0.0
CO
PM10
CH4
N2O
NOx
VOC
SOx CO2**
Figure 2 Agricultural air emissions from EIO, GREET, and SimaPro, neglecting particulate emissions due to
wind erosion. All emissions are given in grams per kilogram (g/kg) of oil, except for CO2 , which is in kg/kg
oil. CO = carbon monoxide; PM10 = particulate matter less than 10 m in size; CH4 = methane; N2 O =
nitrous oxide; NOx = nitrogen oxides; VOC = volatile organic compounds; SOx = sulfur oxides; CO2 =
carbon dioxide.
during natural gas firing or during mining operations. This is likely due to the variability associated with methane release and whether flaring
is employed. The explanation for the SOx differential may be assumptions about sulfur emissions
generated at coal-fired plants before Title IV of
the 1990 Clean Air Act Amendments was enacted. If electricity consumption during farming
is factored out of EIO, the levels of SOx become
almost identical, and the CH4 values are also
similar.
Initially, energy consumption patterns in the
models are within a factor of 2, with total energy
consumption estimated at 3.1 MJ/kg soybeans for
GREET and 2.2 MJ/kg soybeans for EIO. This differential is a result of higher process energy allocated to upstream processes by GREET. GREET
assumes upstream energy consumption of fertilizers and pesticides to be 0.89 and 0.64 MJ/kg
soybeans, respectively. EIO assumes values of
0.23 and 0.12 MJ/kg soybeans. Although sectors
R E S E A R C H A N D A N A LY S I S
3.5
3.0
2.5
EIO
GREET
SimaPro
2.0
1.5
1.0
0.5
2*
C
O
SO
C
VO
N
O
2O
C
H
10
PM
C
O
0.0
Figure 3 Air emissions from soybean oil processing from the EIO, GREET, and SimaPro models. All
emissions are given in grams per kilogram (g/kg) of oil, except for CO2 , which is in kg/kg oil. CO = carbon
monoxide; PM10 = particulate matter less than 10 m in size; CH4 = methane; N2 O = nitrous oxide;
NOx = nitrogen oxides; VOC = volatile organic compounds; SOx = sulfur oxides; CO2 = carbon dioxide.
Miller and Theis, Comparison of LCI Databases: Soybean Production
141
R E S E A R C H A N D A N A LY S I S
Table 3 Comparison of GREET and Franklin emission factors for supply chain production of basic energy
sectors (shown as mg/MJ)
VOC
Electricity
GREET
Franklin
Diesel
GREET
Franklin
Gasoline
GREET
Franklin
Natural gas
GREET
Franklin
LPG
GREET
Franklin
RFO
GREET
Franklin
CO
NOx
PM10
SOx
CH4
N2 O
CO2
0.06
0.47
0.20
0.34
1.43
2.41
0.10
0.13
1.75
5.19
0.96
1.46
0.00
0.01
666.09
665.63
8.39
167.58
22.70
21.23
29.63
28.28
2.73
5.54
16.36
86.14
98.44
13.53
0.19
0.01
14,104.71
8,780.71
16.44
161.76
25.73
20.48
36.74
27.29
3.49
5.37
21.19
83.15
106.96
13.04
0.25
0.01
18,476.89
8,481.67
2.93
246.30
19.41
106.89
29.54
55.77
0.79
1.76
3.19
915.50
187.08
176.59
0.12
0.01
6,423.19
7,309.38
6.71
159.00
20.18
20.52
24.12
27.18
1.78
5.13
9.91
82.58
100.48
12.82
0.14
0.01
10,224.92
8,431.30
6.66
167.58
18.16
21.30
18.65
28.41
1.49
5.57
8.82
86.48
91.49
13.57
0.11
0.01
8,292.97
8,825.01
Note: VOC = volatile organic compounds; CO = carbon monoxide; NOx = nitrogen oxides; PM10 = particulate matter
less than 10 m in size; SOx = sulfur oxides; CH4 = methane; N2 O = nitrous oxide; CO2 = carbon dioxide; LPG =
liquefied propane gas; RFO = residual fuel oil. One milligram (mg, SI) = 103 grams (g) 3.53 105 ounces (oz);
one megajoule (MJ) = 106 joules (J, SI) 239 kilocalories (kcal) 948 British Thermal Units (BTU).
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R E S E A R C H A N D A N A LY S I S
Table 4 Comparison of GREET and Franklin emission factors for combustion during basic energy
processes (shown as mg/MJ)
VOC
Natural gas industrial
boilers
GREET
Franklin
RFO industrial boilers
GREET
Franklin
LPG industrial boilers
GREET
Franklin
Coal-fired industrial
boilers
GREET
Franklin
Diesel industrial
boilers
GREET
Franklin
Diesel trucks
GREET
Franklin
Gasoline trucks
GREET
Franklin
CO
NOx
PM10
SOx
CH4
N2 O
CO2
2.56
4.41
38.96
27.86
88.05
143.92
3.51
4.36
0.29
34.82
1.04
1.62
1.04
56,738.95
54,781.53
0.86
0.86
15.35
15.39
168.90
169.25
5.83
43.08
122.88
735.48
3.07
3.08
0.34
78,360.47
80,010.22
1.79
1.33
17.44
17.44
102.36
102.58
3.07
3.08
0.00
0.09
1.02
4.61
67,816.05
69,752.50
1.42
0.36
11.91
4.15
270.15
29.50
12.00
3.33
568.91
88.51
0.71
0.43
0.28
0.21
92,108.51
12,894.44
0.67
0.67
16.78
16.83
80.28
80.78
3.35
5.05
11.95
97.61
0.17
0.18
0.37
76,206.09
75,394.25
85.30
126.89
473.91
703.46
284.34
706.82
41.25
100.30
11.95
121.84
4.18
1.90
75,212.78
76,740.57
199.04
76.47
1137.38
1417.43
189.56
217.46
7.40
161.51
9.16
16.19
32.05
1.90
69,306.96
68,655.86
Note: Dash indicates no reported emissions. VOC = volatile organic compounds; CO = carbon monoxide; NOx =
nitrogen oxides; PM10 = particulate matter less than 10 m in size; SOx = sulfur oxides; CH4 = methane; N2 O =
nitrous oxide; CO2 = carbon dioxide; LPG = liquefied propane gas; RFO = residual fuel oil.
processes for GREET and SimaPro. Table 4 reports emission factors for the combustion phase.
As seen in table 3, only 20 of the 48 upstream
emission factors are within a factor of 2, predominantly those pertaining to CO and NOx emissions. Emission factors associated with electricity
production are also consistently similar for the
two models, unlike the EIO and GREET comparison, which demonstrated significant disagreement for CH4 and SOx emissions during electricity generation. The Franklin database assumes
consistently higher emission factors for SOx ,
PM10 , and VOC emissions than the GREET values, whereas GREET demonstrates significantly
higher emission factors for CH4 and N2 O. It
is difficult to determine the source of discrepancies in these factors. GREET uses data obtained from the US Environmental Protection
Agencys (US EPA) AP-42 documents, which
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R E S E A R C H A N D A N A LY S I S
R E S E A R C H A N D A N A LY S I S
Allocation of Emissions
100%
90%
Runoff
Transportation
Herbicide
Potash
Phosphorus
Nitrogen
Farming Equip
80%
70%
60%
50%
40%
30%
20%
10%
0%
C
VO
CO
x
NO
1
PM
x
SO
4
CH
O
N2
2
CO
Figure 4 Allocation of emissions for various farming sectors contained within the GREET model. VOC =
volatile organic compounds; CO = carbon monoxide; NOx = nitrogen oxides; PM10 = particulate matter
less than 10 m in size; SOx = sulfur oxides; CH4 = methane; N2 O = nitrous oxide; CO2 = carbon dioxide.
Conclusions
Three different techniques were used to generate LCI data for the production of soybeans. This
study shows that widely accepted models contain
dissimilar data, reinforcing the need for detailed
boundary and source assumptions to help identify
the sources of discrepancies. Initial air emissions
comparisons between GREET and EIO resulted
in five of eight categories having values differing
by a factor greater than 2. The largest disparity,
PM10 emissions, was a result of whether the models included wind erosion of fields in the analysis.
Differences in N2 O emissions were traced back
to air emissions due to chemical transformation
of nitrogen in agricultural runoff. Discrepancies
in CH4 and SOx between the EIO and GREET
models were shown to be a result of differences
in electricity use assumptions during farming, as
well as differences in assumptions about emissions
during electricity generation.
Large dissimilarities were found to exist in
basic emission factors assumed for the GREET
Acknowledgments
The authors would like to thank Dr. Michael
Wang of Argonne National Laboratories for
his valuable expertise and advisement, and Dr.
145
R E S E A R C H A N D A N A LY S I S
Thomas Seager of the University of New Hampshire for his insightful comments. This research
was funded by the National Science Foundations Integrative Graduate Education Research
and Training (IGERT) (Grant DGE-9720779)
and PREMISE (Grant DMI-0225912) programs
and Alcoa, Inc.
Notes
1. Editors Note: For articles on the industrial ecology
of biobased products, see the special issue of the
Journal of Industrial Ecology on biobased products
(volume 7, issue 34).
2. One pound (lb) 0.4536 kilograms (kg, SI).
3. One milligram (mg, SI) = 103 grams (g) 3.53
105 ounces (oz); one megajoule (MJ) = 106 joules
(J, SI) 239 kilocalories (kcal) 948 British Thermal Units (BTU).
4. One kilowatt-hour (kWh) 3.6 106 joules (J,
SI) 3.412 103 British Thermal Units (BTU).
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