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Building owners don't upgrade HVAC systems simply because they want the latest HVAC
technologies; rather, they are looking to correct perceived shortcomings with existing systems. That
means the jumping off point should be a comprehensive assessment of the existing system. A
detailed survey and inspection of all major system components should assess age, condition,
efficiency and expected remaining useful life. This should include a review of original construction
drawings and maintenance and repair records. Performance testing or non-destructive testing may
be warranted for major equipment components or systems, including piping and ductwork.
It is important to analyze the existing system to determine whether the system is causing comfort
problems. Many HVAC systems installed in the 1950s and 1960s were only intended to provide a
moderate degree of cooling. No one expected a system to provide a constant temperature yearround irrespective of outside conditions.
Since high energy costs often justify HVAC upgrades, historical energy consumption should be
compared against industry benchmarks of dollars or BTUs per square foot for similar types of
facilities. This comparison will show how efficient a building is and will identify possible target
values for improvement. It may also indicate that, although an HVAC system is 25 or more years old,
overall operating costs may be comparable to newer buildings, so that a complete system
replacement may not be warranted based on energy savings. In this case, replacement of selected
components might be the best approach.
For some equipment, such as centrifugal chillers, current equipment is significantly more efficient
than units installed 20 or more years ago, using 30 to 40 percent less energy than older models.
However, depending upon the hours of operation of the equipment, these savings alone may not
justify replacement because of the high capital costs of new equipment.
Another consideration in evaluating an existing system is whether it uses an obsolete technology.
Building automation systems have evolved considerably over the last 10 to 15 years. Even with
systems that are functioning reasonably well, it may be difficult to get parts or to find service
personnel familiar with older technologies. In addition, new systems may have capabilities that the
older systems lack but that would enhance mechanical system operation and improve occupant
comfort.
Compliance with codes and regulations is another key issue. Buildings built from the late '70s to the
mid '80s were often designed to provide lower outside air quantities than required by current codes.
Replacement of an individual HVAC system component may not necessitate compliance with the new
codes; however, this may be desirable to alleviate concerns that lower outside air quantities may
lead to indoor air quality problems.
A comprehensive HVAC system analysis is necessary to evaluate the impact of increasing the outside
air rate. It is usually not as simple as rebalancing the air handling systems to provide additional
outside air. Increasing the outside air will increase heating and cooling loads, which the existing
heating and cooling plant and related distribution systems may not have adequate capacity to serve.
In the event a comprehensive system replacement is to be undertaken, compliance with the current
codes will likely be required. HVAC upgrades must be carefully evaluated to determine the full
extent of code-required upgrades; this work could make the project significantly more expensive
HVAC upgrades often have significant implications for other building systems. Changing the HVAC
system will often require major electrical distribution modifications. If the electrical distribution
system consists of obsolete equipment that can not be expanded or if it does not meet current codes,
significant additional upgrades to the electrical system may be required, at substantial cost.
Operations and maintenance requirements will often be affected by HVAC upgrades. Usually,
maintenance requirements will initially decrease when new systems are installed. However,
sometimes operations and maintenance requirements of a new system may require major changes in
practices or personnel. Existing operating personnel may not have the skills to operate and maintain
the new systems, or may not have the required licenses from the local jurisdiction. This may
necessitate some combination of training, hiring or outsourcing. Similar issues may arise for service
contractors. Even if the firm that worked on the original systems did a good job, it is important to
verify that they have the skills and experience to maintain the new system.
Physical building constraints will almost always have a major influence on HVAC upgrades. A new
HVAC system may require more equipment room space or vertical shaft space for ductwork or
piping, or may require additional space in other locations that must be taken away from occupied
areas. This may have a significant impact on the functionality of the space or may reduce rental
income.
A primary consideration prior to undertaking any building upgrades is the potential disruption to
occupancy. For HVAC systems, major upgrades may take some or all of the system out of service for
an extended period. Unless the building is unoccupied, this may not be a realistic course of action.
Often, partial system replacements can be engineered and phased so that work is limited to
unoccupied portions of a facility or only occurs during nights and weekends when the facility is not
occupied. However, to accomplish this, the existing system must be carefully evaluated to reuse as
much of it as possible, particularly within occupied spaces.
Project planning should also consider seasonal heating and cooling requirements. Ideally,
replacement of heating equipment should occur during the cooling season and vice versa. If this is
not possible, large central systems with multiple units serving a common load may be able to run
most of the time with a portion of the units operational so that equipment can be replaced one unit
at a time. Project schedules must also consider manufacturer lead times, which can be four months
or longer for major equipment such as large chillers or boilers.
An HVAC upgrade project is a significant business decision requiring a major capital investment.
The results of an engineering assessment may suggest that a complete system replacement or major
upgrade is the best course of action but if an acceptable return on investment cannot be
demonstrated to the owner, this approach will frequently not be approved. The rationale for an
upgrade may not always be direct savings in energy or operating costs, but may also include
improved marketability or higher lease rates for rental property if the upgrade helps to reposition
the property along with other functional and aesthetic renovations. Intangible considerations such
as improved occupant comfort or higher occupant productivity should also be taken into account.
Given the magnitude of the financial impact and the long life of the equipment involved, it is
advisable to seek the services of a qualified engineering professional to help guide the evaluation
and planning process.
Author's Bio:
Julian Arhire is a Manager with DtiCorp.com - DtiCorp.com carries more than 35,000 HVAC
products, including industrial, commercial and residential parts and equipment from Honeywell,
Johnson Contols, Robertshaw, Jandy, Grundfos, Armstrong and more.