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Suite 3010
Houston, TX 77002
(713) 6501122 (ph)
(713) 6500237 (fx)
FORM G37
Name of dealer: Rice Financial Products Company .
I. CONTRIBUTIONS made to issuer officials (list by state)
If any contribution is the subject of an automatic
exemption pursuant to Rule G37(j), list amount of
contribution and date of such automatic exemption.
NONE
III. ISSUERS with which dealer has engaged in municipal securities business (list by state)
Deleted: ¶
Name: Rice Financial Products Company .
Address: 333 Clay Street, Suite 3010 .
Houston, Texas 77002 .
Phone: (713) 6501122 .
Submit two completed forms quarterly by
due date (specified by the MSRB) to:
Municipal Securities Rulemaking Board
1900 Duke Street
Suite 600
Alexandria, Virginia 22314