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The text translated below might easily, but mistakenly, be viewed as little
more than a minor rewriting of Kants 1775 summer semester course
announcement (see above, 4154) edited for publication in a volume entitled
Der Philosoph fr die Welt (The philosopher for the world) that featured essays
by individuals considered to be among the leading popular philosophers of
the day. A closer reading of the text shows, however, that it deserves to be
read not only for the sake of comparison with views developed in the 1775
course announcement as well as with the later, 1785 and 1788 texts (see
below), but also in its own right as indicative of a new stage in the 1770
1780s development of Kants serious interest in formulating a scientifically
respectable explanation for the manifold diversity (Mannigfaltigkeit) of
human forms that culturally aware eighteenth-century Europeans were at
the time learning about from the reports of the many world travelers then
exploring and even circumnavigating the earth, such as Captain James Cook
(17281779), whose second voyage to the Pacific in the years 17721775
was for the educated public of Europe of the time an event of significance
comparable for the American and world public of the second half of the
twentieth century to the Apollo 11 moon landing of 29 July 1969.
Some of the changes that Kant made in the 1775 text for purposes
of publication in 1777 are then predictable, but not easily explained. For
example, for publication, Kant excised the first paragraph of the course
announcement with its somewhat dismissive statement that these investigations resembled more a useful entertainment than a tiresome activity and
that they should be regarded more as a game for [the understanding] than
a deep investigation (see above, 45). But did he make this change simply
because he was now concerned with attracting the interest of an educated
public already reading the publication for which he was writing rather than
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Immanuel Kant
57
the Metaphysics of Morals, namely, that nature acting on its own cannot be
expected to bring about any improvements in the moral condition of humanity. For nature, in Kants view, as clearly expressed both in this sentence and
in later texts, contributes to our moral development instead by presenting
us with conflicts that stimulate human reason to come up with solutions
of its own making. The final sentence added to this paragraph in the 1777
version of the text does nevertheless unambiguously affirm that nature can,
when a people (Vlkerschaft) remains in some region undisturbed for many
generations, that is, when it does not migrate or mixin other words,
breedwith foreign peoples (ohne Verpflanzung oder fremde Vermischung),
produce a recognizable race.
Perhaps equally significant is the fact that Kant, in the second section
of both texts, explicitly states the need for assuming only four firmly established races to account for all of the immediately recognizable, self-perpetuating distinctions within <the human species>specifically: (1) the race of
whites; (2) the Negro race; (3) the Hunnish race (Mongolish or Kalmuckish);
and (4) the Hinduish, or Hindustanish, race. But in a chart added to the end
of the third section of the 1777 text, Kant seems now to group the third and
fourth of these races together under a new classification, the olive-yellow
(<Asian->Indian), and he identifies a new race, the copper red, which he
thinks to be the product of the dry cold climate of the Americas (see below,
6970)while in the earlier text, the Americans were described instead as
either a people that had inhabited the northernmost part of the earth for
a long time, but which has not yet fully acclimated <to the region>that
is, either as a people that has not yet established itself as a distinct race or
as perhaps a half-degenerated race (see above, 52). Further, in suggesting
this alteration to his classificatory system, Kant also highlights his notion of
a lineal stem species (Stammgattung), and, more disturbingly, he develops
a more detailed account of the kinds of natural causes needed to account for
the specific physical differences among the different racesincluding now not
only immediate, or effective (unmittelbaren), but also occasional causes
(Gelegenheitsursachen). This account focuses then, in the 1777 version of the
text even more than in that from 1775, on differences in skin color, which
unfortunately, become for himin the 1785 article to followof even greater
importance (see below, esp. 133).
What may account for some of the tensions in Kants theory that we can
easily detect in this text is that his continuing interest to account for what can
only be called racial differences through an identification of natural causes,
both immediate and occasional, draws on two seemingly quite disparate
traditions: (1) the medieval medical theory of the four humors, or temperamentsfrom which he derives the combinations of climatic factors (humid
cold, dry cold, humid heat, and dry heat) he believes needed to account for
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Immanuel Kant
the seemingly more essential features of the distinctive noble blond, copper
red, black, and olive-yellow races identified at the end of the third section
of the text; and (2) the emerging science of chemistrywhich he cautiously
draws upon in an entirely new paragraph added immediately after what was
the penultimate paragraph of the course announcement to suggest, by analogy, that if this new science can account for the different colors of plants it
might also provide us with an account of the different colors of the human
races (see below, 68).
Of even greater significant ultimately than these emendations to his
theory, however, is the fact that Kant, following Buffon, at the end of the
newly added fourth section of the text, renews his call from the previous essay
to move from a (Linnaeus-inspired) mere description of nature to the development of a new separate science that could well serve to move us gradually
from opinions to rational insights in our consideration of the causes, now
with the addition of the fourth section of the textboth immediate and
occasional, that might help us understand the different human races. And
if it was the formation of the peoples of the Americas that Kant found most
perplexing in the earlier text, it is clearly the fact that the Negro race...is
peculiar only to Africa that he finds most perplexing in this one. Indeed, the
entire fourth section of the text is added in order to present a rather ingenious
hypothesis that might explain why similar regions and climatic zones do not
include the same race. The hypothesis that Kant comes up with to explain
both why the Negro race...is peculiar only to Africa as well as why the
<Asian->Indian character was not able to take root in Persia and Arabia is
that there might have existed an ancient inland sea that kept Hindustan, as
well as Africa, separated from other, otherwise close lands (see below, 70).
As a final point of interest in the study of the following text, the reader
might note Kants tendencyevident in his work from the 1760s through at
least the late 1780sto blur the lines between the distinct way in which nature
can presumably oblige the development of mental and moral characteristics
of human beings in general from the way in which it produces the physical
characteristics of the different races that he so clearly attempted to distinguish
in the two sentences following the reference to Maupertuis added to the first
section of the text previously noted. For even if he is a bit more circumspect
in his account of the lineal stem species (Stammgattung) provided in this
text in refraining to make a direct connection between the extant noble blond
(north<ern> Europe[an] race and the original human form (which he now
describes as white [but] of more brown-complexioned color) than he was
in the 1775 course announcement (in which he confidently asserted without
any prejudice that it is the <race of> whites that surely has the greatest
similarity to the first human lineal stem stock), he is explicit in the third
note appended to the text (see below, 333) in describing the natives of [Suri-
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Immanuel Kant
for the understanding. The first has only the intent of bringing the creatures
under headings; the second, of bringing them under laws.
According to this way of thinking, all human beings everywhere on the
earth belong to the same natural species because they universally produce
fertile children with one another, <127> even if we find great dissimilarities in
their form. From this unity of the natural species, [430] which is tantamount
to the unity of its common, effective power of generation [Zeugungskraft], we
can adduce only a single natural explanation, namely, that all human beings
belong to a single lineal stem stock [Stamm] from which, in spite of their
differences, they emerged or (12) at least could have emerged. In the first
case, human beings belong not merely to one and the same species but also
to one family. In the second case, <human beings are regarded as> similar
to one another but not related, and many different local creations must be
assumed, a view that needlessly multiplies the number of causes. An animal
species that has at the same time a common line of descent is not comprised
of different kinds (since <being comprised of different kinds> constitutes the
differences of descent); <128> their divergences from one another, when they
are heritable, are instead called deviations [Abartungen]. The heritable marks
of descent, when they are in accord with their origin, are called resemblances
[Nachartungen]. If, however, the deviation is no longer capable of producing
the original lineal stem stock formation [Stammbildung], it would be called
a degeneration [Ausartung].
Among the deviations, that is, the heritable differences of animals that
belong to a single line of descent, are those called races. <Races are deviations> preserved invariably over many generations [Zeugungen], both in all
transplantations (displacement to other regions) and in interbreeding with
other deviations of the same lineal stem stock, that always produce halfbreed offspring. Variations [Spielarten] <are also deviations> that, to be sure,
preserve invariably and, therefore, pass on the distinguishing difference of
their deviation in all transplantations, but they do not necessarily produce
half-breeds when they interbreed with others. Those <deviations>, however,
which indeed <129> often, but not invariably, resemble one another are called
varieties [Varietten]. Conversely, the deviation that does indeed produce
half-breed <offspring> with others, but which gradually dies out through
transplantation, may be called a special stock [Schlag].
<Proceeding> in this way, although Negroes and whites are certainly not
different kinds of human beings (since they presumably belong to one line of
descent), they <do comprise> two different races. <This is> because each of
them perpetuates itself in all regions <of the earth> and both, <when they
interbreed> with one another, necessarily produce half-breed (13) children,
or hybrids [Blendlinge] (mulattoes). Fair-skinned [blond] and brown-complexioned [brunette] <peoples> are not, by contrast, different races of whites,
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Immanuel Kant
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Immanuel Kant
concerns a particular part <of the plant or animal>. <When>, however, <such
development> concerns only the size or the relationship of the parts among
one another, I name them natural endowments [Anlagen]. <For example>, in
birds of the same kind which are, nevertheless, supposed to live in different
climates, <there are> germs for the development of a new layer of feathers.
<These feathers appear> when <the birds> live in cold climates, but they are
held back when they are meant to live in temperate climates. <Similarly>,
the wheat kernel must be more protected against damp cold in a cold climate
than in a dry or warm climate. Therefore, a previously determined ability
[Fhigkeit], or natural endowment, lies in it to produce gradually a thicker
skin. This provision [Frsorge] of nature to equip her creature through <140>
hidden inner provisions for a variety of future circumstances to the end that
<the creature> might preserve itself and suited for the difference of climate
and land is certainly admirable and with the migration and transplantation of
plants and animals apparently produces new kinds, which, (18) <however>,
are <really> nothing other than deviations and races of the same species
whose germs and natural endowments have, in the long course of time, only
now and then developed in different ways.1 [435] <141>
Neither chance nor universal mechanistic laws could produce such
matches. For this reason, we must view this sort of occasional development
as preformed. The mere capacity [Vermgen] to reproduce a specific, acquired
charactereven there, where nothing purposive is evidentis, however,
already proof enough that a special germ or natural endowment is to be
found in the organic creature. For external <factors> [Dinge] might well be
occasional, but not productive causes from something that necessarily transmits and passes on resemblances [anartet und nachartet]. It is just as unlikely
<142> that chance or physical-mechanical causes will add something to the
generative power <of such a body> as that they could bring forth an organic
body, that is, give rise to [bewirken] something that can reproduce itself when
it is a particular form or relationship of parts.2 Air, sun, and diet can cause
modification in an animal in its growth, but they cannot furnish these changes
together with a (19) generative power that might also be capable of also producing itself again without this cause. Something that is meant to reproduce
itself must instead have already, in advance, been situated in the generative
power, as previously determined, for an occasional development appropriate
to the circumstances into which the creature can land and in which it should
continuously <143> preserve itself. For nothing foreign to the animal must
be able to enter into the generative power that might have the means to take
the creature gradually away from its original and essential determination and
to produce true degenerate forms that perpetuated themselves.
Human beings were destined [bestimmt] for <living in> every climate
and any condition of the land. Consequently, various germs and natural
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Immanuel Kant
since <this part of the face> suffers the most from the effect of the cold. The
bulging, elevated area under the eyes <and> the half-closed and blinking eyes
<themselves> seem to be arranged for the protection of this same part of the
face, partly against the desiccating cold of the air and partly against the light
of the snow (against which even the Eskimos need snow [437] <147> goggles
(21)), but they could also be viewed equally well as the natural effects of the
climate that are to be noted to a much smaller measure in milder climatic
zones. Thus, little by little, the beardless chin, the snarled nose, thin lips,
squinting eyes, the flat face, <and> the red-brown <skin> color with black
hair, <or>, in one word, the Kalmuckish facial formation [Gesichtsbildung],
arises. <This formation> takes root after a long succession of generations in
the same climate up to <the point of becoming> an enduring race <and>
preserves itself when such a people immediately thereafter acquires a new
place to live in a more temperate climate.
Doubtlessly, someone will ask how I can justify deriving the Kalmuckish formation [Bildung], which we presently find in its greatest complement
in a milder climatic zone, from the far north or northeast. <148> This is my
explanation. Herodotus reported already in his time that the Argippeans, the
inhabitants of a land situated at the foot of high mountains in a region we
can believe to be the Urals, were bald and flat-nosed and that they covered
their trees with a white covering (he was presumably thinking of felt tents).
We now find this form [Gestalt], in greater or smaller numbers, in northeastern Asia, but principally in the American northwest, <as> we have been
able to discover, according to some recent reports, <that> the inhabitants of
<the region extending> from Hudson Bay outward look like true Kalmucks.
If we now bear in mind that both animals and humans must have passed
<back and forth> in this region between Asia and America in the earliest
time, as we find the same animals in the cold climatic zones of both of these
regions, <and> that this human race first appeared to the Chinese in a region
beyond the Amur river approximately 1,000 years before the Christian era
(according to <149> Desguignes) and gradually drove other peoples of Tatar,
Hungarian, and other lines of descent out of their places of residence, then
this derivation <of this people> from out of the cold regions of the world
will not seem completely forced. (22)
What, however, about the foremost <case>, namely, the derivation of
the Americans? <The fact> that this is a people that has inhabited the northernmost part of the earth for a long time, but which has not fully acclimated
itself to this region, is confirmed completely by the extended growth of hair
on all parts of their bodies, except the head, <and> by <their> reddish, ironrust color <when they live> in the colder regions of this part of the world
and by <their> dark copper color in the hotter regions. For the red-brown
<skin color> (as an effect of the acidic air) seems to be just as suited to the
67
cold climate as is [438] the olive-brown <skin color> (as an effect of briny
bile of the juices) to the hot climatic zones. <150> <We can indeed> come
to this conclusion without even considering the natural disposition of the
American, which betrays a half-extinguished life power3 that can be seen as
most natural for the effect of a cold region.
The most extreme humid heat of the warm climate must, on the other
hand, show quite opposite effects to those previously examined on a people
that has become old enough in <a region> to take on [anzuarten] fully <the
conditions of its native> soil. <Conditions such as these> will produce directly
the counterpart of the Kalmuck formation. The growth of the spongy parts
of the body had to increase in a hot and humid climate, which explains the
thick, turned up nose and thick, fatty lips. <151> The skin had to be oily
not only to lessen the too heavy perspiration but to prevent the harmful
absorption of the foul humidity of the air. The profusion of iron particles,
which are otherwise found in the blood of every human being, and in this
case, are precipitated in the net-shaped substance through the transpiration
of phosphoric acid (of which all Negroes stink), is the cause of the blackness that shines through the epidermis; and the heavy iron content in the
blood also seems (23) to be necessary in order to obviate the relaxation of
all parts <of the body>. The oil of the skin, which weakens the nourishing
mucus necessary for the growth of hair, hardly allows for the production of
the wool that covers the head. Besides, humid warmth is generally preferential
to the robust growth of animals. In short, there arises [es entspringt] <from
these conditions> the Negro, who is well-fitted to his climate<152> that is,
strong, fleshy, <and> nimble, but, under the ample care [Versorgung] of his
motherland, lazy, soft, and dallying.
The indigenous peoples of Hindustan can be viewed as a race that arose
from one of the earliest human races. Their land is protected to the north
by a high mountain range, and a long row of mountains cuts through <it>
from north to south to the tip of the peninsula (I am including, to the north,
Tibet, which was perhaps the common place of refuge for humankind during
the earths last great <geological> revolution and, in the period following,
a plant nursery). <This land> [439] has the most perfect drainage system
lying in a fortunate climatic zone (draining toward two different oceans),
which no other part of mainland Asia lying in a fortunate climatic zone has.
<This land> could, therefore, have been dry and inhabitable in the earliest
times, since the eastern Indian peninsula, as <153> well as China (because
its rivers run parallel instead of diverging from one another), (24) must have
still been uninhabitable in those times of floods. A fixed human race could,
therefore, have established itself <in this region> over a long period of time.
The olive-yellow skin of the <Asian->Indians, the true gypsy color, which is
the basis for the more or less dark brown <skin color> of the other eastern
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Immanuel Kant
69
we must either pass off as <having> already died out or select from those
existing, by <means of> which we can at most <approximate> [vergleichen]
the lineal stem species. To be sure, we cannot hope now to find anywhere
in the world an unchanged <example of the> original human form [Gestalt].
The human form must nowjust from this natural propensity to take on
the native soil [Boden] over many successive generationsbe afflicted everywhere with local modification. <158> The region of the earth between 31 and
32 degrees latitude [52 degrees in the Akademie edition] in the Old World
(which also seems to deserve the name Old World with regard to the population <living there>) can, however, be thought of as one in which the most
fortunate [441] mixture of the influences of <both> the colder and the hotter
regions and also the greatest riches in earthly creatures are to be found. <This
is> also <the region> where human beings would have to diverge least from
their original formation because <the human beings living> in this region
are equally well-prepared for any transplantation from there outward. We do,
however, to be sure, find whiteyet brown-complexionedinhabitants <in
this region>, the form, therefore, we want to assume nearest to the lineal stem
species. The nearest northern deviation to develop from this <form> appears
to be the noble blond [hochblonde] of tender white skin, reddish hair, <and>
pale blue eyes, which during the Roman era inhabited the northern regions
of Germany and (according to other available evidence) <159> further to the
east up to the Altai Mountainsbut <regions> filled everywhere with vast
forests in a rather cold part of the earth. Now the influence of a cold and
(28) humid air, which draws a tendency for scurvy to the <bodily> juices,
has produced a certain stock of human beings that would have blossomed
into the constancy of a race if the progression of the deviation had not been
so frequently interrupted by foreign interbreeding. We can, therefore, reckon
this <stock of human beings> at least as an approach to the actual races
[zum wenigstens als eine Annherung den wirklichen Racen], whereupon this
<account>, in connection with the natural causes of the origin of their genesis, can be conveyed <by means of> the following summary:
Lineal stem species
White of more brown-complexioned color <160>
First race
Noble blond (north<ern> Europe)
from humid cold
Second race
Copper red (Americ<a>)
from dry cold
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Immanuel Kant
Third race
Black (Senegambia)
from humid heat
Fourth race
Olive-yellow (<Asian->Indian)
from dry heat
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lands of this region plate formations, <163> that is to say, high and, for the
most part, horizontally placed, flat areas. Nowhere do the mountains to be
found in <this region> have downward inclinations that extend very far, as
their base is buried under horizontal layers of sand. For these reasons, the
few rivers that we do find have only a short course and dry up in the sand.
<These plate formations> are similar to the basins of ancient seas, because
they are surrounded by regions of high altitude, and considered as a whole
they hold whatever water that drains into them in their interiors, and, (30)
consequently, neither take in nor let a river <flow> out. They are, moreover,
for the most part, also covered with sand that might have been left behind
from an ancient, calm sea. <Taking into account all these factors>, it now
becomes comprehensible [443] how the <Asian->Indian character was not
able to take root in Persia and Arabia, <regions> which still served as the
basin of a sea at the time when Hindustan had presumably already been
inhabited for a long time. In the same way, <these factors> <also> explain
how the Negro, as well as the <Asian->Indian <race>, <164> could survive
unmixed with northern blood for such a long time. <This occurred> because
they were cut off by this same sea. We see, then, that the description of
nature (the condition of nature at the present time) does not suffice to explain
the manifold diversity of human deviations. We must, therefore, venture <to
offer> a history of nature, if we are alsoand, to be sure, justifiably sovery
much opposed to the impudence of mere opinion. <This kind of history is,
however>, a separate science that could well serve to move us gradually from
opinions to rational insights.