Documente Academic
Documente Profesional
Documente Cultură
Form
,l
and endinci
B Check
ol orgamzabon
ii applicable Please C Name
IRS
THE HEARTLAND INSTITUTE
D Addresschange use
labelor
Doing
Business
As
or
D Namechange print
type.
Number
andstreet(orPO
1fmallisnotdelivered
tostreetaddress)
D lmt1alreturn
See
LASALLE
STREET
19
SOUTH
D Terrmnabon Specific
lnstruc- Cityor town,stateor country,and ZIP+ 4
IL 60603
D Amendedreturn lions. CHICAGO
F
Name
and
address
of
principal
officer
D Applicabon
pending
JOSEPH BAST
I 903
Part I
Telephonenumber
312-377-4000
7,880,589
G Gross
rece1ots
s
H(a) Isthisagroup
return
for
affiliates?
Yes
No
H(b) Areallaffiliates
Yes
No
included?
If 'No,'attach
a list (see1nstrucbons)
36-3309812
Room/suite
box
H(c) Grouo
exemobon
number
....
IL
IM
Yearofformation1984
State
ofleQal
dom1c1leIL
Summar
Briefly describe the organization's m1ss1onor most s1gnif1cantactivities
2
3
Number of independent voting members of the governing body (Part VI, line 1b)
5
6
7a Total gross unrelated business revenue from Part VIII, line 12, column (C)
7a
ru
15
14
29
5
11,686
-42,765
7b
PriorYear
~GI
~i
oorr.
9
10
11
12
CurrentYear
4,967,005
215,292
34,587
13 Grants and similar amounts paid (Part IX, column (A), lines 1-3)
5,216,884
135,000
7,613,766
185,671
22,661
-39,139
7,782,959
182,072
1,262,754
1,626,153
4,467,588
5,865,342
-648,458
5,706,801
7,515,026
267,933
en
GI
en
c
16a Professional fundrais1ng fees (Part IX, column (A), line 11e)
b Total fundrais1ng expenses (Part IX, column (D), line 25) ..,.
GI
a.
)C
601, 9 4 2
f-24f)
18
19 Revenue less ex enses Subtract line 18 from line
Beginningof Year
.l!!c:
~~
~~
CIJ c:
z~
! Part II I
Endof Year
145,214
258,559
-113,345
242,945
88,357
154,588
Si nature Block
asedon all informationof whichpreparerhasanyknowledge
'-7-:3~-
Sign
Here
Date
PRESIDENT
Paid
Phone
no ....
May the IRS discuss this return with the preparer shown above? (see instructions)
DAA For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
847-695-2700
X Yes
No
, /
~T~_'!1
__ &"l
9 -(-2008)
I Part Ill I
1
36-3309812
Page2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ?
If "Yes," describe these new services on Schedule 0.
Did the organization cease conducting, or make significant changes 1nhow it conducts, any program
services?
O Yes
I!] No
O Yes
I!] No
Describe the exempt purpose achievements for each of the organization's three largest program services by expenses.
Section 501 (c)(3) and 501 (c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and
allocations to others, the total expenses, and revenue, 11any, for each program service reported.
4a (Code:
) (Expenses $
3, 0 31, 5 0 0
including grants of $
) (Revenue $
) (Expenses $
2 , 765, 596
including grants of $
18 2 , 0 7 2 )
(Revenue $
4c (Code:
6 2 8, 3 2 0
) (Expenses $
including grants of $
) (Revenue $
including grants of $
.... $
6, 4 2 5, 416
) (Revenue $
(Must equal Part IX,Line 25 1 column (8).)
Form
DAA
990 (2008)
36-3309812
Part IV I
HEARTLAND INSTITUTE
Checklist of Reau1red Schedules
Page3
Yes
complete Schedule A
2
Did the organization engage in direct or indirect political campaign act1v1tieson behalf of or in opposition to
candidates for public office? If "Yes," complete Schedule C, Part I
Schedule C, Part II
Is the organization subJect to the section 6033(0)
notice and reporting requirement and proxy tax? If "Yes," complete Schedule C, Part Ill
6
No
Is the organization described 1nsection 501 (c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,"
Did the organization maintain any donor advised funds or any accounts where donors have the right to
provide advice on the d1stribut1onor investment of amounts in such funds or accounts? If "Yes," complete
Schedule D, Part I
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part Ill
Did the organization receive or hold a conservation easement, including easements to preserve open space,
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part
X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes,"
complete Schedule D, Part IV
10
Did the organization hold assets in term, permanent, or quasi-endowments? If "Yes," complete Schedule D, Part V
10
11
Did the organization report an amount in Part X, lines 1O, 12, 13, 15, or 25? If "Yes," complete Schedule D,
12
Did the organization receive an audited f1nanc1alstatement for the year for which 1tis completing this return
11
x
x
that was prepared 1naccordance with GAAP? If "Yes," complete Schedule D, Parts XI, XII, and XIII
12
13
13
14a
Did the organization maintain an office, employees, or agents outside of the U.S.?
x
x
14b
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any
organization or entity located outside the United States? If "Yes," complete Schedule F, Part II
16
14a
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundrais1ng,
business, and program service act1v1t1esoutside the U.S.? If "Yes," complete Schedule F, Part I
15
x
x
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance
to individuals located outside the United States? If "Yes," complete Schedule F, Part Ill
16
17
Did the organization report more than $15,000 on Part IX, column (A), line 11e? If "Yes," complete Schedule G, Part I
17
18
Did the organization report more than $15,000 total on Part VIII, lines 1c and Sa? If "Yes," complete Schedule G, Part II
18
x
x
19
Did the organization report more than $15,000 on Part VIII, line 9a? If "Yes," complete Schedule G, Part Ill
19
20
Did the organization operate one or more hospitals? If "Yes," complete Schedule H
20
21
Did the organization report more than $5,000 on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II
21
22
Did the organization report more than $5,000 on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and Ill
22
x
x
x
x
23
24a
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
24b
23
Did the organization answer "Yes" to Part VII, Section A, questions 3, 4, or 5? If "Yes," complete
Schedule J
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than
$100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer questions
b
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
d
25a
24c
Did the organization act as an "on behalf or issuer for bonds outstanding at any time during the year?
Section 501(c)(3) and 501(c)(4) organizations.
with a disqualified person during the year? If "Yes," complete Schedule L, Part I
25b
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or
disqualified person outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, Part II
27
25a
Did the organization become aware that it had engaged 1nan excess benefit transaction with a d1squal1fied
person from a prior year? If "Yes," complete Schedule L, Part I
26
24d
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, or
substantial contributor or to a person related to such an individual? If "Yes "complete Schedule L Part 111
27
Form
DM
x
990 (2008)
Part IV I
36-3309812
Paqe 4
28
a
No
Dunng the tax year, did any person who 1sa current or former officer, director, trustee, or key employee:
Have a direct business relationship with the organization (other than as an officer, director, trustee, or
employee), or an indirect business relationship through ownership of more than 35% in another entity
(individually or collectively with other person(s) listed in Part VII, Section A)? If "Yes," complete Schedule L,
--
Part JV
28a
28b
Serve as an officer, director, trustee, key employee, partner, or member of an entity (or a shareholder of a
professional corporation) doing business with the organization? If "Yes," complete Schedule L, Part JV
29
30
Did the organization receive more than $25,000 in non-cash contnbut1ons? If "Yes," complete Schedule M
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete
Part I
Schedule N, Part II
31
32
33
34
35
36
Is any related organization a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete
Schedule R, Part V, line 2
36
30
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Parts II,
Ill, IV, and V, line 1
35
x
x
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations
sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I
34
Did the organization conduct more than 5% of its act1v1t1esthrough an entity that 1snot a related organization
and that 1streated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part
VI
37
Form
DAA
--
29
28c
Did the organization receive contnbut1ons of art, historical treasures, or other similar assets, or qualified
conservation contnbut1ons? If "Yes," complete Schedule M
33
Have a family member who had a direct or indirect business relationship with the organization? If "Yes,"
complete Schedule L, Part IV
x
990 (2008)
i Part V I
Pages
Yes
1a
1a
78
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable
1b
Did the organization comply with backup w1thhold1ngrules for reportable payments to vendors and reportable
gaming (gambling) winnings to prize winners?
2a
1c
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax
Statements, filed for the calendar year ending with or within the year covered by this return
No
Enter the number reported in Box 3 of Form 1096, Annual Summary and Transmittal of
I'----'---------~I 29
2a
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
2b
- -- -
-- -
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to a-file this return. (see
instructions)
3a
b
4a
Did the organization have unrelated business gross income of $1,000 or more during the year covered by
-----
this return?
3a
If "Yes," has 1tfiled a Form 990-T for this year? If "No," provide an explanation in Schedule O
3b
----
X
X
At any time during the calendar year, did the organization have an interest 1n,or a signature or other authority
over, a financial account in a foreign country (such as a bank account, securities account, or other f1nanc1al
account)?
4a
See the instructions for exceptions and filing requirements for Form TD F 90-22.1, Report of Foreign Bank
and Financial Accounts.
Sa
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?
Sa
Did any taxable party notify the organization that it was or 1sa party to a proh1b1tedtax shelter transaction?
Sb
If "Yes," to question Sa or Sb, did the organization file Form 8886-T, Disclosure by Tax-Exempt Entity
6a
b
Sc
Did the organization solicit any contributions that were not tax deductible?
6a
6b
b
c
Did the organization provide goods or services in exchange for any quid pro quo contribution of more than
'--"'--- -
$75?
7a
If "Yes," did the organization notify the donor of the value of the goods or services provided?
7b
I 1d I
If "Yes," indicate the number of Forms 8282 filed during the year
Did the organization, during the year, receive any funds, directly or 1nd1rectly,to pay premiums on a personal
Did the organization, during the year, pay premiums, directly or 1nd1rectly,on a personal benefit contract?
7e
71
For all contributions of qualified intellectual property, did the organization file Form 8899 as required?
7a
For contributions of cars, boats, airplanes, and other vehicles, did the organization file a Form 1098-C as
benefit contract?
Did the organization make a distribution to a donor, donor advisor, or related person?
9b
Enter:
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
Section S01(c)(12) organizations.
I 1oa I
10b
11a
L....:.1..:..1;;;;.b..._
_________
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
If "Yes" enter the amount of tax-exemot interest received or accrued durino the vear
I 12b I
+--
II
____
..Jl
12a
Form
DAA
Enter:
b
12a
__
9a
a
11
Did the organization make any taxable distributions under section 4966?
Section S01(c)(7) organizations.
x
x
____J
organization, have excess business holdings at any time during the year?
10
_____J
7h
required?
Section S01(c)(3) and other sponsoring organizations
7c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which 11was
required to file Form 8282?
If "Yes," did the organization include with every solicitation an express statement that such contributions or
gifts were not tax deductible?
X
X
990 (2008)
3 6-3 3 0 9 812
Page 6
' p~rt-~f_! Governance, Management, and Disclosure (Sections A, B, and C request information about policies not
required by the Internal Revenue Code.)
Section A. Governing Bodv and Management
Yes
No
For each "Yes" response to lines 2-7b below, and for a "No" response to lines 8 or 9b below, describe the
circumstances, processes, or changes in Schedule 0. See instructions
1a
b
2
1a
15
1b
14
Did any officer, director, trustee, or key employee have a family relat1onsh1por a business relationship with
- ---
Did the organization make any significant changes to its organizational documents since the prior Form 990 was filed?
Did the organization become aware during the year of a material diversion of the organization's assets?
7a
Does the organization have members, stockholders, or other persons who may elect one or more members
7a
Are any dec1s1onsof the governing body subject to approval by members, stockholders, or other persons?
7b
x
x
x
x
x
x
Did the organization contemporaneously document the meetings held or written actions undertaken during
the year by the following
a
b
9a
b
----
Sa
Sb
9a
x
x
~I
x
9b
Was a copy of the Form 990 provided to the organization's governing body before 1twas filed? All organizations
10
11
must describe in Schedule O the process, 1fany, the organization uses to review the Form 990
11
---
If "Yes," does the organization have written policies and procedures governing the activities of such chapters,
affiliates, and branches to ensure their operations are consistent with those of the organization?
10
'
--~....J
Did the organization delegate control over management duties customarily performed by or under the direct
supervision of officers, directors or trustees, or key employees to a management company or other person?
----
Is there any officer, director or trustee, or key employee listed in Part VII, Section A, who cannot be reached at
the orqanization's mall1nq address? If "Yes" orovide the names and addresses in Schedule O
Section B. Policies
Yes
12a
b
Does the organization have a written conflict of interest policy? If "No," go to line 13
12b
Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"
describe in Schedule O how this 1sdone
12c
13
14
Does the organization have a written document retention and destruction pohcy?
14
15
Did the process for determining compensation of the following persons include a review and approval by
13
independent persons, comparability data, and contemporaneous substant1at1onof the deliberation and decision:
--
15a
15b
x
x
--
x
x
Did the organization invest 1n,contribute assets to, or participate in a joint venture or s1m1lararrangement
--
No
Are officers, directors or trustees, and key employees required to disclose annually interests that could give
rise to conflicts?
12a
---
16a
_j
J
'
If "Yes," has the organization adopted a written policy or procedure requmng the organization to evaluate
its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard
--
---
_J
16b
Section C. Disclosure
~
IL
17
List the states with which a copy of this Form 990 1srequired to be filed
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only)
available for public inspection. Indicate how you make these available. Check all that apply.
O Own website
19
Another's website
Upon request
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest
policy, and f1nanc1alstatements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the
organization:~
CHICAGO
DAA
19
SOUTH LASALLE
IL
STREET
60603
#903
312-377-4000
Form 990 (2008)
Part
YlrJ
Section A.
HEARTLAND INSTITUTE
36-3309812
Page7
1a Complete this table for all persons required to be listed Use Schedule J-2 if additional space is needed.
List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- 1ncolumns (D), (E), and (F) 1fno compensation was paid.
List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.
List all of the organization's former officers, key employees, and highest compensated employees who received more than
$100,000 of reportable compensation from the organization and any related organizations
List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of
the organization, more than $10,000 of reportable compensation from the organization and any related organizations.
List persons 1nthe following order: individual trustees or directors; inst1tut1onaltrustees, officers; key employees; highest
compensated employees; and former such persons.
Check this box If the organization did not comoensate anv officer director trustee or kev emolovee.
(D)
(A)
(B)
(C)
Average
hoursper
week
Pos1t1on
(checkall that apply)
Q 5.
~~
CD Q.
!l c:
Qe?.
*
CD
JOSEPH BAST
40
PRESIDENT
RAJEEV BAL
DIRECTOR
ROBERT BUFOIU>
DIRECTOR
PAUL FISHER
DIRECTOR
JAMES FITZGl ~RALD
DIRECTOR
DAN HALES
DIRECTOR
WILLIAM HIGC~INSON
DIRECTOR
JAMES JOHNS~~ON
DIRECTOR
JEFFREY MADlEN
DIRECTOR
ARTHUR MARGlrLIS
DIRECTOR
DAVID PADDE:ti.
DIRECTOR
FR.Ame RESNil ~
DIRECTOR
ELIZABTH RO!'E
DIRECTOR
HERBERT WAL],ERG
DIRECTOR
THOMAS WALT(IN
DIRECTOR
DANIEL MILL] :R
VP
40
::,
"'
e
g
;:,;; <DI
'<
:::t
CD
CD
::,
'O
e!.
'<
CD
CD
"'
co
CD
3o
'O :::T
~;
g:8
3
"Tl
!!l
(E)
Reportable
compensation
from
the
orgamzat1on
(F)
Reportable
compensation
from related
orgamzat1ons
Estimated
amountof
other
compensation
from the
orgamzat1on
and related
orgamzat1ons
(W-2/1099-MISC)
(W-2/1099-MISC)
'O
CD
::,
CD
Q.
127,391
x
x
104,597
Form
DAA
990
(2008)
Page8
;>art VII ,.
(B)
(C)
Average
hours per
week
Pos1t1on
(check all that apply)
(A)
Q5. :::,gi.
e-c: g i'i=I:
tila
9l
6
~~
Q-
:::,
!!!.
2
"'
in !!!
CD
"
CD
'<
CD
"O
'<
Cl)
Cl)
(D)
Cl)
:c
3cc
"O :::,-
~;
"Tl
9l
~8
3
Reportable
compensation
from
the
orgamzat1on
(E)
(F)
Reportable
compensation
from related
organizations
Estimated
amountof
other
compensation
from the
organization
and related
organizations
(W-2/1099-MISC)
(W-2/1099-MISC)
"O
CD
:::,
"'
!!t
Cl)
CD
Cl)
Q.
...
231,988
1b
Total
Total number of ind1v1duals(including those in 1a) who received more than $100,000 in reportable compensation from the
. t'ion ... 2
oraaniza
Did the organization list any former officer, director or trustee, key employee, or highest compensated
employee on line 1a? If "Yes," complete Schedule J for such individual
For any ind1v1duallisted on hne 1a, 1sthe sum of reportable compensation and other compensation from
the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
1nd1v1dual
Did any person listed on line 1a receive or accrue compensation from any unrelated organization for
services rendered to the oraanization? If "Yes "comolete Schedule J for such oerson
Yes
Section B. Independent
1
9321
BOURNE
ALEXANDRIA
--
__
J
x
x
__ J
--
---
VA 22309
(C)
Comliensabon
116,750
Total number of independent contractors (including those in 1) who received more than $100,000 in
comoensation from the oraanization ...
DAA
Contractors
Complete this table for your five highest compensated independent contractors that received more than $100,000 of
.
comoensat1on f rom the oraanizat1on.
(B)
(A)
Descnot1on
ofservices
Nameandbusiness
address
ALEXANDRA LIDDY
No
__:__J
--
--
11-
__J
Fbrm 990
VIII I
! Part
36-3309812
(A)
Total revenue
I
I
--
CIICII
cc 1a Federated campaigns
l'Cl:::J
b Membership dues
'-o
~E
c Fundraising events
Clll'CI
1c
d Related organizations
1d
i,;e
e
c-
OCII
,_._
(C)
Unrelated
business
revenue
(B)
Related or
exempt
function
revenue
;:: ...
Page 9
Statement of Revenue
(0)
Revenue
excluded from tax
under sections
512 513 or514
1a
i
I
1b
Government
grants(contnbubons)
i
I
1e
gifts,grants,
f All othercontnbubons,
-:::J.c
QI
ands1m1lar
amountsnotincludedabove 1f
.a"i: 0
'E-a
g
oc
Ol'CI
Noncash
contnbubons
includedin Imes1a-1f
7,613,766
I
I
....
a,
::::,
--
-~--
--
7,613,766
Busn.Code
ca,
>
a,
2a
a:
OTHER EVENTS
MEMBERSHIPS
-~
PUBLICATIONS/RESEARCH
a,
en
a,
..
f!
Cl
115,547
45,648
24,476
115,547
45,648
24,476
D.
....
185,671
....
22,661
i
I
Royalties
22,661
....
(1)Real
(11)Personal
6a Gross Rents
'
b Less rentalexps
c Rentalme or (loss)
....
-- .....__
' --
---
.. --
----
----
,..
______
----
_____
_J
I
i
(11)0ther
salesof assets
otherthanmventor1
"*'
b Less costorother
basis& salesexps
c Gain or (loss)
'!;,
---
....
1
-
''
4,
--
~---
,,
Tu
-- - ---
__ J
-----
events
Sa Grossincomefrom fundra1sing
QI
:::,
(not including$
QI
of contnbut1ons
reportedon line 1c)
>
QI
a:
...
QI
.c
a
b
46,805
97,630
....
'
_____- ----
,.._
---
'
.
-----
-50,825
-50,825
------
---
9a Grossincomefrom gamingact1v1t1es.
See Part IV, line 19
b Less direct expenses
....
I
I
....
11a
ADVERTISING INCOME
"'
-----
---------
---------
J
I
Busn.Code
51111(
___________
11,686
---
----
---
11,686
----------
----~--'
b
c
d All other revenue
e Total. Add lines 11a-11d
12
....
11,686
....
7,782,959
157,507
11,686
0
Form
DAA
990 (2008)
36-3309812
I 'Part IXi
Page 10
(A)
Total expenses
(B)
Program service
expenses
(C)
(D)
Management and
general expenses
Fundra1smg
expenses
I
'
i
I
II
182,072
182,072
231,988
1,195,483
84,147
710,097
84,146
261,850
63,695
223,536
93,224
105,458
57,496
58,954
22,554
25,544
13,174
20,960
7
8
10
Payroll taxes
11
a Management
b Legal
10,820
c Accounting
10,820
d Lobbying
e Professionalfundra1smg
services See Part IV, line 17
f
12
13
Office expenses
14
Information technology
15
Royalties
16
Occupancy
17
Travel
882,922
403,924
40,279
612,527
817,222
400,241
30,306
612,527
2,508
4,888
65,700
1,175
5,085
171,977
238,479
147,900
156,589
10,319
2,849
13,758
79,041
46,655
1,136,963
2,727
46,655
1,093,699
7,083
2,727
36,181
19
20
Interest
21
Payments to affiliates
22
23
Insurance
19,098
19,098
'
"
24
a
b
c
d
e
f
25
26
1ffollowing
Joint Costs. Checkhere ~
SOP 98-2. Complete this line only if the
organization reported in column (8) joint costs
from a combined educational campaign and
fundraisina solic1tat1on
DAA
g Other
18
'
LJ
"'
'
'
"
1,011,366
1,009,142
27,458
26,451
24,080
41,933
7,515,026
"
'
'
'
~
994,339
950,586
23,614
20,291
24,000
14,681
6,425,416
659
4,229
1,647
1,498
80
25,169
487,668
"
'
16,368
54,327
2,197
4,662
2,083
601,942
Form
990 (2008)
THE HEARTLAND
Balance Sheet
! Part
X I
36-3309812
INSTITUTE
Page 11
(8)
(A)
Beginning of year
End of year
1,214
Cash-non-interest
bearing
10,626
en
Cl)
en
en
ct
:a
ca
--
220,555
10b
154,469
-- ----------
81,451
---
--11
Investments-other
traded securities
13
Investments-program-related.
14
Intangible assets
15
16
17
18
Grants payable
19
Deferred revenue
19
20
20
21
21
12
13
14
6,000
145.214
258,559
16
17
---------~---]
~----------
22
23
23
24
24
26
26
c:
..!!! 27
ca
m 28
"ti 29
c:
28
29
...
0
en
Cl)
en
en
ct
Cl)
I
---~- ----------- ------113 I 345 27
0
_' --------
___"'__
30
31
31
32
33
34
Part XI '
1
~ and
8,562
88,357
25
258, 559
en
Cl)
::,
LL
6,000
242,945
79,795
15
18
25
----------'
66,086
10c
Investments-publicly
124,012
30,576
'_* -
__
32
-113 I 345
145. 214
33
34
154,588
242,945
Cash
l!l
Accrual
Yes
Other
No
--- -- - ___J
X
2a
2b
2c
c If "Yes to lines 2a or 2b, does the organization have a committee that assumes responsibility for oversight of
the audit, review, or compilation of its f1nanc1alstatements and selection of an independent accountant?
3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in
the Single Audit Act and OMB Circular A-133?
3a
3b
Form
DAA
_J
34,133
12
:J
--
11
22
--~--------
45,923
Part VI of Schedule D
----
Part II of Schedule L
en
Cl)
136,726
2
3
990 (2008)
SCHEDULE A'
OMB No 1545-0047
2008
Open to Public
Ins ect1on
36-3309812
Reason for Public Charity Status (All organizations must complete this part.) (see instructions)
i Part I
The o~anization is not a private foundation because it 1s: (Please check only one organization.)
1
A church, convention of churches, or association of churches described in section 170(b)(1)(A)(I).
2
A hospital or a cooperative hospital service organization described 1nsection 170(b}(1)(A}(lil). (Attach Schedule H.)
A medical research organization operated in conjunction with a hospital described 1nsection 170(b)(1)(A)(iii). Enter the hospital's name,
city, and state
D An organization operated for the benefit of a college or university owned or operated by a governmental
unit described in
support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part Ill.)
10
11
An organization organized and operated exclusively to test for public safety. See section 509(a)(4). (see instructions)
An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the
purposes of one or more publicly supported organizations described 1nsection 509(a)(1) or section 509(a)(2). See section
509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.
a D Type I
b D Type II
c D Type III-Funct1onally Integrated
d D Type Ill-Other
D By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified
persons other than foundation managers and other than one or more publicly supported organizations described 1nsection
509(a)(1) or section 509(a)(2).
If the organization received a written determination from the IRS that 11is a Type I, Type II, or Type Ill supporting
organization, check this box
Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?
(I) A person who directly or indirectly controls, either alone or together with persons described in (11)
Yes
No
and (111)
below, the governing body of the supported organization?
(ii) A family member of a person described 1n (1)above?
(iii) A 35% controlled entity of a person described in (1)or (11)above?
h
Provide the following information about the organizations the organization supports.
(Ii) EIN
(iv)Istheorgarnzabon(v) Didyounobly
(vi)Isthe
m organ1zat1on
mcol
mcol (i) listedmyour theorgan1zat1on
mthe
governing
document? col (I)ofyour (i) organized
support?
US?
Yes
Yes
No
Yes
No
No
(vii) Amountof
support
Total
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
DAA
----------
LJ>_~rtJU
Support
3 6-3 3 0 9 812
Page2
s ec1on
r
(b) 2005
(c) 2006
(d) 2007
(e) 2008
(f) Total
(a) 2004
(b) 2005
(c) 2006
(d) 2007
(e) 2008
(f) Total
BT oa
t IS upport
10
(a) 2004
11
12
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
'""
"
"-
q.
'
12
ort Percentage
14
Public support percentage for 2008 (line 6, column (f) d1v1dedby line 11, column (f))
14
15
Public support percentage from 2007 Schedule A, Part IV-A, line 26f
15
16a
If the organization did not check the box on line 13, and line 14 1s33 1/3 % or more, check this box
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3 % or more, check this
box and stop here. The organization qualifies as a publicly supported organization
17a
10"/o-facts-and-clrcumstances
test-2008.
If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or
more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain 1nPart IV how the
organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
b
10"/o-facts-and-clrcumstances
test-2007.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or
more, and 1fthe organization meets the "facts-and-circumstances" test, check this box and stop here. Explain 1nPart IV how the
organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions
:B
DAA
36-3309812
Page3
[ -~a-~ULJ
(a) 2004
(b) 2005
1,786,612
7a
349,633
542,385
section
12
13
Total support.
1,447,441
1,591,490
$Nef!!rr,j.,i,,tU.
W' ..
(b) 2005
7,811,123
22,216,209
3,625,937
5,610,000
13,408,292
-__-
1,419,394
"~
Tu,.#8,.
(d) 2007
2,704,715
986,682
5,182,297
136,966
21,229,527
151,709
3,762,903
(c) 2006
4,519,482
766, 141
73,879
5,683,879
14,174,433
2,127,244
,,
'~
'i
'W{"'W'""fffi"
M:>,,..h
8,041,776
'
(f) Total
(e) 2008
5,182,297
22,216,209
7,811,123
2,819
1,401
42,973
34,587
22,661
104,441
2,819
1,401
42,973
34,587
22,661
104,441
-50,825
-281,668
-113,680
-93,628
-23,535
15,000
15,000
1,922,783
f
and 12)
14
(a) 2004
11
Tu,
1,113,225
Jq
1,998,592
"
160,025
3,072,041
B. Tota IS UDDOrt
10a
202,519
1,456,207
'
953,200
(f) Total
7,659,414
189,135
2,704,715
2,869,522
(e) 2008
4,993,162
187,267
4,519,482
192,752
(d) 2007
2,517,448
246,591
1,998,592
4,272,891
211,980
(c) 2006
4,407,203
,}':! ~tt
2,724,153
'I,
Ir
, , ..
, \
5,216,884
1\
. J;
'
7,782,959
..
22,053,982
First five years. If the Form 990 1sfor the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
....D
ort Percenta e
15
Public support percentage for 2008 (line 8, column (f) divided by line 13, column (f))
15
36.4641
16
Public su
16
52.3130
17
Investment income percentage for 2008 (line 10c, column (f) divided by line 13, column (f))
17
0.4736
ort
18
Investment income percentage from 2007 Schedule A, Part IV-A, line 27h
19a
0.5522
%
'---'1'-='8_._
_ _..;;..;..;...c.....-___;_
If the organization did not check the box on line 14, and line 15 1smore than 33 1/3 %, and hne
17 is not more than 33 1/3 %, check this box and stop here. The organization qualifies as a publicly supported organization
b
If the organization did not check a box on line 14 or line 19a, and line 16 1smore than 33 1/3%, and
hne 18 1s not more than 33 1/3 %, check this box and stop here. The organization qualifies as a publicly supported organization
20
DAA
Private foundation.
If the or anization did not check a box on line 14 19a or 19b check this box and see instructions
....~
....
....
! Pa!1 tV J
3 6-3 3 0 9 812
Page 4
Supplemental Information. Complete this part to provide the explanation required by Part II, line 10;
Part II, line 17a or 17b; or Part Ill, line 12. Provide any other additional information. (see instructions)
PART III,
15,000
SCHEDULE o
Department of the Treasury
Internal Revenue Service
_ ___J
36-3309812
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if
the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds
3
4
5
Open to Public
lnsoectlon
Employer identification number
2008
-----
OMB No 1545-0047
(Form 990)
Part II
O Yes
O No
0 Yes
O No
Conservation Easements. Complete if the organization answered "Yes" to Form 990 1 Part IV1 line 7.
Purpose(s) of conservation easements held by the organization (check all that apply).
Complete lines 2a-2d if the organization held a qualified conservation contribution in the form of a conservation easement
on the last day of the tax year.
Held at the End of the Year
2a
2b
2c
2d
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year ~ _ _ _ _ _
4
5
~_
Does the organization have a written policy regarding the periodic monitoring, inspection, violations, and
enforcement of the conservation easements 1tholds?
6
7
Amount of expenses incurred in monitoring, inspecting, and enforcing easements during the year ~ $
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
D Yes
O No
O Yes
O No
Staff or volunteer hours devoted to monitoring, inspecting, and enforcing easements during the year ~ _
l __!>.ar:!_!IJ_JOrganizations
1a If the organization elected, as permitted under SFAS 116, not to report 1nits revenue statement and balance sheet works of
education, or research in furtherance of public service,
art, historical treasures, or other similar assets held for public exh1b1t1on,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items
b If the organization elected, as permitted under SFAS 116, to report 1nits revenue statement and balance sheet works of art,
historical treasures, or other s1m1larassets held for public exhibition, education, or research 1nfurtherance of public service,
provide the following amounts relating to these items:
(i)
2
~
(ii) Assets included 1nForm 990, Part X
If the organization received or held works of art, historical treasures, or other s1m1larassets for f1nanc1algain, provide the
$
$
following amounts required to be reported under SFAS 116 relating to these items:
a Revenues included in Form 990, Part VIII, line 1
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
DAA
$
$
Schedule D (Form 990) 2008
Part Ill' I
3
a
b
3 6-3 3 0 9 812
Page 2
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
Using the organization's accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
d
e
Public exh1b1t1on
Scholarly research
Provide a description of the organization's collections and explain how they further the organization's exempt purpose in
Part XIV.
During the year, did the organization solicit or receive donations of art, historical treasures, or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization's collection?
Part IV I
-
D Yes
D No
Trust, Escrow and Custodial Arrangements. Complete if organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
D Yes
D No
b If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance
1c
1d
1e
1f
Ending balance
LJYes
2a Did the organization include an amount on Form 990, Part X, line 21?
lJ
No
'
En d owment Fun d s. C omo Iete 'fI oraarnzat1on answere d"Y es " to Form 9 90 Part IV , r1ne 10.
Part V I
(a) Currentyear
(b) Prioryear
d Grants or scholarships
,,
v,
;,{
'11'Z
and programs
II
Administrative expenses
I
I
'
...._
.... _
_ %
_ %
3a Are there endowment funds not 1nthe possession of the organization that are held and administered for the
organization by:
(i)
Yes
3alll)
No
3a(i)
unrelated organizations
3b
Describe in Part XIV the intended uses of the or9anizat1on's endowment funds.
p art' VI I'
(c) Deprec1at1on
(d) Bookvalue
1a Land
b Bu1ld1ngs
c Leasehold improvements
d Equipment
e Other
220,555
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)
154,469
....
66,086
66,086
DAA
St:hedule
I
'
36-3309812
Page3
- - - - - - - - - - - - - - - - - - - - - - - - - - - -
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
....
Total. (Column (b) should equal Form 990, Part X, col. (B) line 12)
.! Pa rt VIII
nves t menst
p roaram RltdS
eae
'
....
Total. (Column (bl should equal Form 990, Part X, col. (Bl line 13 l
I Part IX
'
II
',
(a) Description
(b) Bookvalue
SECURITY DEPOSITS
6,000
6,000
....
Total. (Column (b) should equal Form 990, Part X, col (B) line 15 )
8,562
DEFERRED REVENUE
I
'
"
i
I
I
I
i
I
Total. (Column (b) should equal Form 990, Part X, col. (B) line 25.)
....
8,562
'
In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's hab1htyfor
uncertain tax positions under FIN 48.
Schedule D (Form 990) 2008
DAA
1
2
3
Total revenue (Form 990, Part VIII, column (A), line 12)
Total expenses (Form 990, Part IX, column (A), line 25)
Excess or (def1c1t)for the year. Subtract line 2 from line 1
Investment expenses
7
8
9
10
36-3309812
Page4
: Part XI' I
2
3
4
5
6
7
8
9
10
Part XII
1
2
a
b
7,880,589
Total revenue, gains, and other support per audited financial statements
Amounts included on line 1 but not on Form 990, Part VIII, line 12:
Net unrealized gains on investments
Donated services and use of facilities
2a
2b
2c
2d
97,630
2e
97,630
7,782,959
Amounts included on Form 990, Part VIII, line 12, but not on line 1:
4a
267,933
Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
7,782,959
7,515,026
267,933
Part XIII
1
4b
4c
1--1---,1--__
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of fac1l1t1es
2b
2c
2d
97,630~
2e
3
4c
5
Total exoenses Add lines 3 and 4c. (This should eaual Form 990 Part I line 18.l
t Part XIV
97,630
7,515,026
4a
4b
7....
,_6_1_2_,,.._6_5_6
2a
7,782,959
Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
7,515,026
I Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9, Part Ill, lines 1a and 4; Part IV, lines 1b
and 2b; Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b, and Part XIII, lines 2d and 4b.
_PART XI,
PART VIII
LINE SB
PART VIII
LINE--- SB
_PART XII,
"'{_I~I_L!_~
~B
_$_
$_
J7...1.6~0-J7...1.6~0-
E_I~~C!ALS_-_OTHER
$_
J7...1.6~0-
DAA
36-3309812
Pages
-LINE
- - 2D
DIRECT
EXPENSE
IN FINANCIALS
--------AMOUNTS INCLUDED -------
SB
OTHER
_$_
OMS No 1545-0047
Schedule F
2008
(Form 990)
~ Attach to Form 990. Complete
"Yes" to
Open to Public
Ins ection
Employer identification number
36-3309812
General Information on Activities Outside the United States. Complete if the organization answered
"Yes" to Form 990 Part IV line 14b.
~artLJ
For grantmakers.
Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
D Yes D No
For grantmakers.
Describe in Part IV the organization's procedures for monitoring the use of grant funds outside the
United States.
3
Act1v1tiesper Region. (Use Schedule F-1 (Form 990) 1fadditional space 1s needed.)
(a) Region
Totals
(b) Numberof
offices mthe
region
(d) Act1v1t1es
conductedm
region (by type) (1e ,
fundra1smg,programservices,
grants to rec1p1ents
located m
the region)
(e) If act1v1ty
listed in (d) 1s
a program service,
describe spec1f1c
type of
serv1ce(s)1nregion
(f) Total
expendituresm
region
DAA
(c) Numberof
employeesor
agents m
region
Reduction
l P~!"! I_IJ
THE HEARTLAND
INSTITUTE
36-3309812
Page
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000
..,..
- .. - -
---
--
-------
(c) Region
'
--
----
-- -------(d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
RESEARCH/PUBLICATION
12,500
ELECTRON!~
RESEARCH/PUBLICATION
16,870
ELECTRONIC
RESEARCH/PUBLICATION
5,190
ELECTRONI""
RESEARCH/PUBLICATION
120,000
ELECTRONI:::
SPONSORSHIP
15,012
ELECTRONI:::
TRANSLATION/PUB.
12,500
ELECTRONI:::
(g) Amount of
non-cash
assistance
(h) Description
of non-cash
assistance
'
'
Enter total number of organizations that are recognized as charities by the foreign country or for which the grantee or counsel has
provided a section 501 (c)(3) equivalency letter
DAA
.....
6
~
Schedule F1 (Form 990) 2008
l_F>artIll~
- - -
-----
(b) Region
-----
---- -
-- - -
(c) Number of
rec1p1ents
- - -- -
---
(d) Amount of
cash grant
(e) Manner of
cash
disbursement
(f) Amount of
non-cash
assistance
(g) Descnpt1on
of non-cash
assistance
(h) Method of
valuation
(book, FMv;
aoora1sal, otherl
DAA
Sctledule F'(Form 990) 2008
THE
HEARTLAND
INSTITUTE
36-3309812
Page 4
Supplemental Information Regarding
Fundraising or Gaming Activities
S~HEDUt.E G
(Form 990 or 990-EZ)
OMB No 1545-0047
.... Attach to Form 990 or Form 990-EZ.Must be completed by organizations that answer ''Yes" to Form 990, Part IV, lines 17,
18, or 19,and by organizations that enter more than $15,000on Form 990-EZ,line 6a.
2008
Open To Public
lnsoectlon
Employer ldentif1cation
number
36-3309812
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Indicate whether the organization raised funds through any of the following act1v1t1es.Check all that apply.
a
b
c
d
D Mail solicitations
D Email solic1tat1ons
D Solic1tat1onof non-government
grants
D Phone solic1tat1ons
D In-person sohc1tat1ons
D Special fundra1s1ngevents
2a Did the organization have a written or oral agreement with any 1nd1vidual(1nclud1ngofficers, directors, trustees
or key employees listed m Form 990, Part VII) or entity m connection with professional fundra1smg services?
Yes
No
b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundra1ser 1s
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(1) Name of ind1v1dual
or entity (fundra1ser)
(ii) Act1v1ty
(111)
D1dfuncl- (iv) Gross receipts
raiserhave
custodyor
controlof
contnbut1ons'
Yes
No
List all states in which the orgamzat1on 1sregistered or licensed to sol1c1tfunds or has been notified it is exempt from
registration or licensing.
For Privacy
DAA
....
Total
from act1v1ty
Reduction
Act Notice,
Schedule
G (Form
'
: Part II ~
3 6-3 3 0 9 812
Page
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported
more than $15 000 on Form 990-EZ line 6a. List events with aross receiots areater than '>5 000.
(a) Event #1
{b) Event #2
FUNDRAISING
NONE
(event type)
(event type)
(total number)
(])
::,
c(])
>
(])
er
1
2
Gross receipts
46,805
46,805
46,805
46,805
97,630
97,630
Less Charitable
contributions
(/)
(])
(/)
c
a.
)(
w
Cash prizes
Non-cash pnzes
RenUfaci11tycosts
(])
u
~
! _P~_rtIll J
Gaming. Complete 1fthe organization answered "Yes" to Form 990, Part IV, line 19, or reported more
than $15 000 on Form 990-EZ line 6a.
(])
Gross revenue
Cash pnzes
c(])
a.
x
w
Non-cash prizes
RenUfac11itycosts
(/)
(])
(a) Bingo
::,
c
(])
>
(])
a:
97, 630)
-50,825
(d) Total gaming (Add
col (a) through col (c))
(/)
Yes
No
Yes
No
Yes
Volunteer labor
No
o/
<
a
b
--
- - - _J
I
I
If "No," Explain:
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year?
-----~
--
_J
--
_I
---
--
10a
If "Yes," Explain
-11
12
---
No
9a
--10a
I
l
Yes
Enter the state(s) 1nwhich the organization operates gaming activities:
11
---
12
Schedule G {Form 990 or 990-EZ) 2008
DAA
THE HEARTLANDINSTITUTE
36-3309812
Page
Yes
No
I
13a
13b
%
%
and records:
iI
I
Name~
I
I
Address~
15a Does the organization have a contract with a third party from whom the organization receives gaming
15a
revenue?
- -
and the
I
I
i
Name~
I
!
Address~
I
I
16
!
Name~
Gaming manager compensation ~ $
Descnpt1on of services provided ~
D D1rector/offlcer
17
a
D Employee
O Independent contractor
Mandatory distnbut1ons:
Is the organization required under state law to make charitable d1stnbut1onsfrom the gaming proceeds to
retain the state gaming license?
--17a
---
_,
'
Enter the amount of distributions required under state law d1stnbuted to other exempt organizations or spent
in the oroanization's own exemot act1v1t1esdunno the tax vear ~
OM
...
..
(Form 990)
2008
-Open
to Publlci
Ins ectlon
Employer Identification number
OMB No 1545-0047
SCHEDULE O
PART I,
36-3309812
LINE 6
FORM 990,
PART III,
(TEN PRINCIPLES
HEALTH).
BETTER
SITE.
FORM 990,
PART III,
BY EMAIL AND
HEARTLAND'S GOVERNMENT
FORM 990,
PART VI,
JOSEPH BAST
DIANE BAST
PRESIDENT
EX. EDITOR
HUSBAND/WIFE
FORM 990,
PART VI,
ANNUALLY ASK THE BOARD MEMBERS AND :INDEPENDENT CONTRACTORS TO REVIEW THE
CONFLICT OF :INTEREST POLICY AND COMPLETE/SIGN THE FORM. THE FORMS ARE KEPT
ON FILE.
DISCLOSURES.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
DAA
scrte&iie
~ Form 990
Pae 2
2008
FORM 990,
PART VI,
36-3309812
FORM 990,
PART VI,
FORM 990,
PART VI,
8868
Form
OMS No 15451709
If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box
O If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form).
Q
Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868
Automatic 3-Month Extension of Time. Only submit original (no copies needed).
Part I
A corporation required to file Form 990-T and requesting an automatic 6month extens1o~heck
Part I only
All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of
t1rne to file income tax returns
Electronic Filing (e-f1le). Generally, you can electronically file Form 8868 1fyou want a 3-month automatic extension of time to file
one of the returns noted below (6 months for a corporation required to file Form 990-T). However, you cannot file Form 8868
electronically 1f(1) you want the add1t1onal(not automatic) 3-month extension or (2) you file Forms 990-BL, 6069, or 8870, group
returns, or a composite or consolidated Form 990-T Instead, you must submit the fully completed and signed page 2 (Part II) of Form
8868 For more details on the electronic f1l1ngof this form, v1s1twww1rsgov/ef1le and click on a-file for Charities & Nonprofits
Type or
Employer identification
36-3309812
number
prmt
File by the
due date for
filing your
return See
instructions
City, town or post office, state, and ZIP code For a foreign address, see instructions
IL
903
60603
Form 4720
Form 990-EZ
Form 6069
Form 990-PF
Form 1041-A
Form 8870
Form 990
Form 990-BL
Telephone No t,,-
Form 5227
312-377-4000
FAX No
If the organization does not have an office or place of business 1nthe United States, check this box
<i> If this 1sfor a Group Return, enter the organization's four d1g1tGroup Exemption Number (GEN)
for the whole group, check this box
~
If 1t1stor part of the group, check this box
If this
LJand attach
IS
a list with the names and EINs of all members the extension will cover
I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time
until
8 I 1 7 I O9 , to file the
exempt organization return for the organization named above The extension 1s
~ ~
~
calendar year
2008
or
, and ending
2
3a
If this application 1sfor Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax,
less anv nonrefundable credits See instructions
3a
3b
3c
If this application 1stor Form 990-PF or 990-T, enter any refundable credits and estimated tax
oavments made Include anv onor vear overoavment allowed as a credit
period
Balance Due. Subtract line 3b from line 3a Include your payment with this form, or, 1f required,
deposit with FTD coupon or, 1f required, by using EFTPS (Electronic Federal Tax Payment
Svsteml See 1nstruct1ons
Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO
for payment instructions
For Privacy Act and Paperwork Reduction Act Notice, see Instructions.
DAA
Form
8868
(Rev 4-2009)