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THE

MUNICIPAL BOND CLUB


OF NEW YORK

YEAR BOOK

2010-2011

MUNICIPAL BOND CLUB OF NEW YORK


YEAR 2010-2011
OFFICERS
President, Simon Neilson
HSBC Securities
452 Fifth Avenue
New York City, NY 10018
Vice President, Jack Archibald
Fitch Ratings
One State Street
New York City, NY 10005
Secretary, Jerry Orellana
UBS Financial Services
800 Harbor Blvd
Weehawken, NJ 07086
Treasurer (Emeritus), Nick Krzemienski
45 Woodcrest Avenue
White Plains, NY 10604

BOARD OF GOVERNORS
JERRY BRENNAN
BRAD HARRIS
JACQUELINE FLANAGAN
WILLIAM GRIMES
GREG GAJOWSKI
STEPHEN SIEGEL
COLLEEN MEEHAN
WILLIAM WELSH
STEPHEN JUTER
SIMON NEILSON
JACK ARCHIBALD
JERRY ORELLANA
NICK KRZEMIENSKI
GLEN PLUNKETT

YEAR 2009-2010
OFFICERS
STEPHEN JUTER, President
SIMON NEILSON, Vice President
NICK KRZEMIENSKI, Treasurer
JACK ARCHIBALD, Secretary
BOARD OF GOVERNORS
JERRY BRENNAN
STEPHEN JUTER
SIMON NEILSON
BRAD HARRIS
NICK KRZEMIENSKI
JACK ARCHIBALD
JACQUELINE OBRIEN-FLANAGAN
WILLIAM GRIMES
COLLEEN MEEHAN
STEPHEN SIEGEL
GREG GAJOWSKI
ROBERT SERVAS
DANIEL BINGHAM
GLEN PLUNKETT

YEAR 2008-2009
OFFICERS
GLEN PLUNKETT, President
STEPHEN JUTER, Vice President
SIMON NEILSON, Treasurer
JACK ARCHIBALD, Secretary
BOARD OF GOVERNORS
JERRY BRENNAN
STEPHEN JUTER
SIMON NEILSON
TIM DUNN
BRAD HARRIS
JACQUELINE FLANAGAN
JACK ARCHIBALD
NICK KREZMIENSKI
WILLIAM GRIMES
GLEN PLUNKETT
DANIEL FRIEL

YEAR 2007-2008
OFFICERS
DANIEL B. FRIEL, President
GLEN PLUNKETT, Vice President
PETER GABRIELLE, Treasurer
PEGGY GLANZMAN, Secretary
BOARD OF GOVERNORS
GLEN PLUNKETT
JERRY BRENNAN
DANIEL FRIEL
PETER GABRIELE
PEGGY GLANZMAN
STEPHEN JUTER
PAM MCKENNA
SIMON NEILSON
HARRIET OOMEN
ROBERT ELLWOOD
TIM DUNN
BRAD HARRIS
JACQUELINE OBRIEN-FLANAGAN
WILLIAM WELSH

Seventy-Fifth Anniversary
YEAR 2006-2007
OFFICERS
WILLIAM W. WELSH, President
DANIEL B. FRIEL, Vice President
PETER GABRIELE, Treasurer
PEGGY GLANZMAN, Secretary

BOARD OF GOVERNORS
GLEN PLUNKETT
JERRY BRENNAN
DANIEL FRIEL
PETER GABRIELE
PEGGY GLANZMAN
JEAN GLANZMAN-OBRIEN
JOHN GONZALEZ
TYLER JIMENEZ
TOM JONES

STEPHEN JUTER
PAM MCKENNA
SIMON NEILSON
HARRIET OOMEN
JAMES SLATER
WILLIAM WELSH
5

YEAR 2005-2006
OFFICERS
JEAN GLANZMAN-OBRIEN, President
WILLIAM W. WELSH, Vice President
STEPHEN JUTER, Treasurer
GLEN PLUNKETT, Secretary
BOARD OF GOVERNORS
GLEN BALANOFF
JOHN DELORENZO
KURT BECK
JOHN GONZALEZ
TOM JONES
TYLER JIMENEZ
JAMES SLATER
FREDERICK S. YOSCA
JEAN GLANZMAN-OBRIEN
STEPHEN JUTER
GLEN PLUNKETT
PAM MCKENNA
PETER GABRIELE
WILLIAM W. WELSH

YEAR 2004-2005
OFFICERS
FREDERICK S. YOSCA, President
JEAN GLANZMAN-OBRIEN, Vice President
STEPHEN JUTER, Treasurer
GLEN PLUNKETT, Secretary
BOARD OF GOVERNORS
THOMAS PERROTTA
DUNCAN SMITH
GLEN BALANOFF
JOHN DELORENZO
KURT BECK
JOHN GONZALEZ
TOM JONES
TYLER JIMENEZ
JAMES SLATER
FREDERICK S. YOSCA
JEAN GLANZMAN-OBRIEN
STEPHEN JUTER
GLEN PLUNKETT
F. GREGORY FINN

YEAR 2003-2004
OFFICERS
F. GREGORY FINN, President
FRED YOSCA, Vice President
JEAN GLANZMAN-OBRIEN, Treasurer
HAWLEY VANDER POEL, Secretary
BOARD OF GOVERNORS
CHRIS DOUPE
THOMAS PERROTTA
ERIC ZURLA
BRIAN CLUNE
DUNCAN SMITH
GLEN BALANOFF
JOHN DELORENZO
KURT BECK
HAWLEY VANDER POEL
JEAN GLANZMAN-OBRIEN
FRED YOSCA
F. GREGORY FINN
MARY M. MEYERS

YEAR 2002-2003
OFFICERS
MARY M MEYERS, President
MARK HARRIES, Vice President
JEAN GLANZMAN-OBRIEN, Treasurer
HAWLEY VANDER POEL, Secretary
BOARD OF GOVERNORS
CHRIS DOUPE
THOMAS PERROTTA
ERIC ZURLA
BRIAN CLUNE
DUNCAN SMITH
FREDERIC J. DUNN
KEVIN STEINHAUER
BRIAN WYNNE
MARK HARRIES
HAWLEY VANDER POEL
JEAN GLANZMAN-OBRIEN
F. GREGORY FINN
MARY M MEYERS
WILLIAM LAVERTY

YEAR 2001-2002
OFFICERS
WILLIAM E. LAVERTY, President
MARY MEYERS, Vice President
HAWLEY VANDER POEL, Secretary
JEAN GLANZMAN-OBRIEN, Treasurer
BOARD OF GOVERNORS
BRIAN WYNNE
KEVIN STEINHAUER
FREDERIC J. DUNN
DUNCAN SMITH
BRIAN CLUNE
ERIC ZURLA
WILLIAM E. LAVERTY
MARY MEYERS
HAWLEY VANDER POEL
JEAN GLANZMAN-OBRIEN
F. GREGORY FINN
ROBERT B. JACKMAN

10

YEAR 2000-2001
OFFICERS
ROBERT B. JACKMAN, President
WILLIAM E. LAVERTY, Vice President
HAWLEY VANDER POEL, Secretary
MARY MEYERS, Treasurer
BOARD OF GOVERNORS
BRIAN WYNN
KEVIN STEINHAUER
FREDERIC J. DUNN
F. GREGORY FINN
LESLIE CAUCEGLIA
PAUL KUHNS
STEVE ODONNELL
ROBERT B. JACKMAN
WILLIAM E. LAVERTY
HAWLEY VANDER POEL
MARY MEYERS
PETER CLARKE

11

YEAR 1999-2000
OFFICERS
PETER CLARKE, President
ROBERT B. JACKMAN, Vice President
LESLIE CAUCEGLIA, Secretary
MARY MEYERS, Treasurer
BOARD OF GOVERNORS
CYNTHIA BELL
F. GREGORY FINN
LESLIE CAUCEGLIA
PAUL KUHNS
STEVE ODONNELL
ROBERT B. JACKMAN
MARY MEYERS
PETER CLARKE
EDWARD COLLINS
DONALD OBRIEN
WILLIAM SCHLICTING
DAMON P. SMITH III
STEVE ODONNELL
STEPHEN MURPHY
BERNIE PATTERSON
BETH WOLCHOCK
FREDERIC J. DUNN
12

YEAR 1998-1999
OFFICERS
FREDERIC J. DUNN, President
PETER T. CLARKE, Vice President
WILLIAM E. LAVERTY, Secretary
EDWARD B. DROESCH, Treasurer
BOARD OF GOVERNORS
CYNTHIA BELL
F. GREGORY FINN
LESLIE CAUCEGLIA
PAUL KUHNS
STEVE ODONNELL
MARY MEYERS
PETER CLARKE
EDWARD COLLINS
DONALD OBRIEN
WILLIAM SCHLICTING
DAMON P. SMITH III
EDWARD B. DROESCH
HANS HANF
EDMUND J. KING
MICHAEL SANTIAGO
ROBERT B. JACKMAN
JOHN W. YOUNG
13

YEAR 1997-1998
OFFICERS
JOHN W. YOUNG, President
FREDERIC J. DUNN, Vice President
WILLIAM E. LAVERTY, Secretary
EDWARD B. DROESCH, Treasurer
BOARD OF GOVERNORS
CYNTHIA BELL
EDWARD COLLINS
DONALD OBRIEN
WILLIAM SCHLICTING
DAMON P. SMITH III
EDWARD B. DROESCH
HANS HANF
EDMUND J. KING
MICHAEL SANTIAGO
WILLIAM E. LAVERTY
ROBERT B. JACKMAN
RICHARD E. KOLMAN
DAVID F. ANDERSON
JOHN W. YOUNG
PAUL D. MULLER

14

YEAR 1996-1997
OFFICERS
PAUL D. MULLER, President
JOHN W. YOUNG, Vice President
PETER C. BYRAM, Secretary
THEODORE T. CANNON, Treasurer
BOARD OF GOVERNORS
DAVID F. ANDERSEN
PETER BYRAM
THEODORE T. CANNON
EDWARD B. DROESCH
HANS HANF
ROBERT B. JACKMAN
EDMUND J. KING
RICHARD E. KOLMAN
WILLIAM E. LAVERTY
RICHARD G. MCDERMOTT, JR.
PAUL D. MULLER
WILLIAM OKEEFE
NICOLAS PRECONE
MICHAEL SANTIAGO
GERARD J. WALLS
JOHN W. YOUNG
15

YEAR 1995-1996
OFFICERS
RICHARD G. MCDERMOTT, JR., President
PAUL D. MULLER, Vice President
RICHARD E. KOLMAN, Secretary
THEODORE T. CANNON, Treasurer
BOARD OF GOVERNORS
DAVID F. ANDERSEN
PETER BYRAM
THEODORE T. CANNON
STANLEY CIEMNIECKI
FREDERIC J. DUNN
WILLIAM J. HAND
THOMAS G. HOUSTON
ROBERT B. JACKMAN
RICHARD E. KOLMAN
RICHARD G. MCDERMOTT, JR.
PAUL D. MULLER
WILLIAM OKEEFE
NICOLAS PRECONE
PETER F. SCHLEIPMAN
PETER J. SWEETSER
GERARD J. WALLS
16

YEAR 1994-1995
OFFICERS
STANLEY CIEMNIECKI, President
RICHARD G. MCDERMOTT, JR., Vice President
JAMES CORTESE, Secretary
JAMES WHITE, Treasurer
BOARD OF GOVERNORS
PETER BYRAM
THEODORE T. CANNON
STANLEY CIEMNIECKI
JAMES CORTESE
FREDERIC J. DUNN
WILLIAM J. HAND
MARK P. HASLINGER
THOMAS G. HOUSTON
RICHARD G. MCDERMOTT, JR.
PAUL D. MULLER
WILLIAM OKEEFE
NICOLAS PRECONE
PETER F. SCHLEIPMAN
PETER J. SWEETSER
GERARD J. WALLS
JAMES WHITE
17

YEAR 1993-1994
OFFICERS
MARK P. HASLINGER, President
STANLEY CIEMNIECKI, Vice President
JAMES CORTESE, Secretary
JAMES WHITE, Treasurer
BOARD OF GOVERNORS
CHARLES G. BREAKSTONE
STANLEY CIEMNIECKI
JAMES CORTESE
FREDERIC J. DUNN
ROBERT EKSTROM
EDWARD FLANAGAN
WILLIAM J. HAND
MARK P. HASLINGER
THOMAS G. HOUSTON
RICHARD G. MCDERMOTT, JR.
ALAN W. MURPHY
CHARLES J. RZEPINSKI
PETER F. SCHLEIPMAN
PETER J. SWEETSER
GERARD J. WALLS
JAMES WHITE
18

YEAR 1992-1993
OFFICERS
ALAN W. MURPHY, President
MARK P. HASLINGER, Vice President
GEORGE M. SPERRY, Secretary
G. ROY BURTON, Treasurer
BOARD OF GOVERNORS
DENNIS J. BOYLE
CHARLES G. BREAKSTONE
G. ROY BURTON
STANLEY CIEMNIECKI
EDWARD FLANAGAN
WILLIAM H. FRAZIER, JR.
MARK P. HASLINGER
RICHARD G. MCDERMOTT, JR.
ALAN W. MURPHY
CHARLES J. RZEPINSKI
ROBERT J. SARLI
THOMAS SEXTON
DAMON P. SMITH, III
GEORGE M. SPERRY
JOHN W. YOUNG
19

YEAR 1991-1992
OFFICERS
THOMAS SEXTON, President
ALAN W. MURPHY, Vice President
G. ROY BURTON, Secretary
GEORGE M. SPERRY, Treasurer
BOARD OF GOVERNORS
DENNIS J. BOYLE
G. ROY BURTON
STANLEY CIEMNIECKI
WILLIAM H. FRAZIER, JR.
DEAN KOIS
LAUREN M. MIRALIA
ALAN W. MURPHY
JOSEPH MURPHY
R. FENN PUTMAN
ANDREW F. ROWLEY
MICHAEL A. SANTIAGO
THOMAS SEXTON
GEORGE M. SPERRY
JOHN W. YOUNG

20

YEAR 1990-1991
OFFICERS
R. FENN PUTMAN, President
JOHN W. YOUNG, Vice President
ALAN W. MURPHY, Secretary
ANDREW ROWLEY, Treasurer
BOARD OF GOVERNORS
JOHN J. BINGHAM
DENNIS J. BOYLE
STANLEY CIEMNIECKI
EDWARD FLANAGAN
WILLIAM H. FRAZIER, JR.
WILLIAM J. HAND
LAUREN M. MIRALIA
ALAN W. MURPHY
RICHARD A. PHELPS
R. FENN PUTMAN
ANDREW ROWLEY
MICHAEL A. SANTIAGO
JOHN W. YOUNG

21

YEAR 1989-1990
OFFICERS
JOHN J. BINGHAM, President
R. FENN PUTMAN, Vice President
RICHARD A. PHELPS, Secretary
WILLIAM J. HAND, Treasurer
BOARD OF GOVERNORS
JOHN J. BINGHAM
MICHAEL C. DELANEY
FREDERIC J. DUNN
JOHN B. FEERY
WILLIAM J. HAND
MARK P. HASLINGER
STEPHEN J. KENNY
LAUREN M. MIRALIA
RICHARD A. PHELPS
R. FENN PUTMAN
SAMUEL A. RAMIREZ
CHARLES J. RZEPINSKI
MICHAEL A. SANTIAGO
PETER F. SCHLEIPMAN
GEORGE M. SPERRY

22

YEAR 1988-1989
OFFICERS
SAMUEL A. RAMIREZ, President
JOHN J. BINGHAM, Vice President
MICHAEL C. DELANEY, Secretary
PETER F. SCHLEIPMAN, Treasurer
BOARD OF GOVERNORS
JOHN J. BINGHAM
THEODORE T. CANNON
MICHAEL C. DELANEY
JOHN B. FEERY
AUGUST J. HOERRNER
HENRY HOWARD, II
PETER J. MAGUIRE
BLAIR D. MITCHELL
SAMUEL A. RAMIREZ
DONALD J. ROBINSON
CHARLES J. RZEPINSKI
THOMAS T. SADLER
JOHN P. SAKOWSKI
GEORGE C. SARRIS
PETER F. SCHLEIPMAN

23

YEAR 1987-1988
OFFICERS
BLAIR D. MITCHELL, President
SAMUEL A. RAMIREZ, Vice President
PETER J. MAGUIRE, Secretary
JOHN P. SAKOWSKI, Treasurer
BOARD OF GOVERNORS
G. ROY BURTON
JOHN B. FEERY
JAMES J. GLYNN
AUGUST J. HOERRNER
HENRY HOWARD, II
PETER J. MAGUIRE
BLAIR D. MITCHELL
SAMUEL A. RAMIREZ
DONALD J. ROBINSON
CHARLES J. RZEPINSKI
JOHN P. SAKOWSKI
WILLIAM R. SCHLICHTING

24

YEAR 1986-1987
OFFICERS
JAMES J. GLYNN, President
BLAIR D. MITCHELL, Vice President
DONALD V. SCUILLI, Secretary
RICHARD C. KUSKOWSKI, Treasurer
BOARD OF GOVERNORS
G. ROY BURTON
W. J. TURNER L. COBDEN
ROBERT FREELAND
JAMES GLYNN
AUGUST J. HOERRNER
HENRY HOWARD II
RICHARD C. KUSKOWSKI
BLAIR D. MITCHELL
DONALD J. ROBINSON
WILLIAM R. SCHLICHTING
JOSEPH SCHWARZ
DONALD V. SCUILLI

25

YEAR 1985-1986
OFFICERS
W. J. TURNER L. COBDEN, President
JAMES J. GLYNN, Vice President
DANIEL L. KEATING, Secretary
PETER T. CLARKE, Treasurer
BOARD OF GOVERNORS
G. ROY BURTON
PETER T. CLARKE
W. J. TURNER L. COBDEN
ROBERT FREELAND
JAMES J. GLYNN
THOMAS D. JACOBS
DANIEL L. KEATING
REGINALD J. OTT
WILLIAM R. SCHLICHTING
JOSEPH J. SCHWARZ
THOMAS SEXTON
ROBERT F. TIGHE

26

YEAR 1984-1985
OFFICERS
ROBERT F. TIGHE, President
W. J. TURNER L. COBDEN, Vice President
CHARLES G. BREAKSTONE, Secretary
JOHN W. YOUNG II, Treasurer
BOARD OF GOVERNORS
CHARLES G. BREAKSTONE
W. J. TURNER L. COBDEN
ROBERT D. FREELAND
THOMAS D. JACOBS
EDWARD A. MOOS
REGINALD J. OTT
JOSEPH J. SCHWARZ
JOHN B. STEVENSON
ROBERT F. TIGHE
JOHN W. YOUNG

27

YEAR 1983-1984
OFFICERS
JOHN B. STEVENSON, President
ROBERT F. TIGHE, Vice President
JAMES J. BAUMAN, Secretary
PAUL D. MULLER, Treasurer
BOARD OF GOVERNORS
ALBERT F. BARNES
JAMES J. BAUMAN
GEDALE B. HOROWITZ
THOMAS D. JACOBS
EDWARD A. MOOS
PAUL D. MULLER
REGINALD J. OTT
JOHN B. STEVENSON
ROBERT F. TIGHE
KENNETH R. VON DER HEIDEN

28

YEAR 1982-1983
OFFICERS
GEDALE B. HOROWITZ, President
JOHN B. STEVENSON, Vice President
SAMUEL A. RAMIREZ, Secretary
BLAIR D. MITCHELL, Treasurer
BOARD OF GOVERNORS
ALBERT F. BARNES
WILLIAM P. DEEGAN
GEDALE B. HOROWITZ
J. KEVIN KENNY
DONALD R. McGAHAN
BLAIR D. MITCHELL
JAMES N. PERRY
SAMUEL A. RAMIREZ
JOHN B. STEVENSON
KENNETH R. VON DER HEIDEN

29

Fiftieth Anniversary
YEAR 1981-1982
OFFICERS
WILLIAM P. DEEGAN, President
GEDALE B. HOROWITZ, Vice President
FRANK J. RUTOWSKI, JR., Secretary
FRANK J. GUADAGNINI, JR., Treasurer
BOARD OF GOVERNORS
ALBERT F. BARNES
WILLIAM P. DEEGAN
BRENTON W. HARRIES
FRANK J. GUADAGNINI, JR.
GEDALE B. HOROWITZ
J. KEVIN KENNY
DONALD R. MCGAHAN
JAMES N. PERRY
FRANK J. RUTOWSKI, JR.
JOHN B. STEVENSON

30

YEAR 1980-1981
OFFICERS
BRENTON W. HARRIES, President
WILLIAM P. DEEGAN, Vice President
JAMES TRIPPE, Secretary
STEPHEN T. CARROLL, Treasurer
BOARD OF GOVERNORS
ANTHONY M. CARNEVALE
STEPHEN T. CARROLL
WILLIAM P. DEEGAN
WILLIAM F. FULLER
BRENTON W. HARRIES
J. KEVIN KENNY
DONALD R. MCGAHAN
JAMES N. PERRY
JOHN B. STEVENSON
JAMES TRIPPE

31

YEAR 1979-1980
OFFICERS
EDWIN A. BUELTMAN, President
BRENTON W. HARRIES, Vice President
BERNARD R. BOBER, Secretary
WILLIAM L. FORSYTH, JR., Treasurer
BOARD OF GOVERNORS
BERNARD R. BOBER
EDWIN A. BUELTMAN
ANTHONY M. CARNEVALE
WILLIAM P. DEEGAN
JOHN P. DEVINE
GEORGE G. FLEIG
WILLIAM L. FORSYTH, JR.
WILLIAM F. FULLER
BRENTON W. HARRIES
JOHN B. STEVENSON

32

YEAR 1978-1979
OFFICERS
JOHN P. DEVINE, President
EDWIN A. BUELTMAN, Vice President
WALTER P. OBRIEN, Secretary
RICHARD W. MORSE, Treasurer
BOARD OF GOVERNORS
AMOS T. BEASON
EDWIN A. BUELTMAN
ANTHONY M. CARNEVALE
ERNEST J. CHILDS, JR.
W. J. TURNER L. COBDEN
WILLIAM P. DEEGAN
JOHN P. DEVINE
RICHARD W. MORSE
WALTER P. OBRIEN
ROBERT A. SCHLICHTING

33

YEAR 1977-1978
OFFICERS
ROBERT A. SCHLICHTING, President
JOHN P. DEVINE, Vice President
G. H. BOURNE, Secretary
JOHN J. BINGHAM, Treasurer
BOARD OF GOVERNORS
AMOS T. BEASON
JOHN J. BINGHAM
G. H. BOURNE
W. J. TURNER L. COBDEN
WILLIAM P. DEEGAN
JOHN P. DEVINE
JOHN B. FEERY
LOUIS A. HAUPTFLEISCH
ROBERT J. MULLENS
ROBERT A. SCHLICHTING

34

YEAR 1976-1977
OFFICERS
LOUIS A. HAUPTFLEISCH, President
ROBERT A. SCHLICHTING, Vice President
CHARLES G. REYNOLDS, Secretary
PAUL J. FINN, Treasurer
BOARD OF GOVERNORS
AMOS T. BEASON
EDWARD L. BROWN
JOHN P. DEVINE
PAUL J. FINN
LOUIS A. HAUPTFLEISCH
RICHARD W. MORSE
ROBERT J. MULLENS
WALTER W. NIEBLING
CHARLES G. REYNOLDS
ROBERT A. SCHLICHTING

35

YEAR 1975-1976
OFFICERS
WALTER W. NIEBLING, President
LOUIS A. HAUPTFLEISCH, Vice President
JOHN D. COOPER, Secretary
JACQUE E. SOHM, Treasurer
BOARD OF GOVERNORS
ALFRED J. BIANCHETTI
EDWARD L. BROWN
JOHN D. COOPER
FRANK J. GUADAGNINI
LOUIS A. HAUPTFLEISCH
STEPHEN J. KENNY
ROBERT J. MULLENS
WALTER W. NIEBLING
SCOTT PIERCE
JACQUE E. SOHM

36

YEAR 1974-1975
OFFICERS
ALFRED J. BIANCHETTI, President
WALTER W. NIEBLING, Vice President
STEPHEN J. KENNY, Secretary
JOHN P. DEVINE, Treasurer
BOARD OF GOVERNORS
ALFRED J. BIANCHETTI
EDWARD L. BROWN
JOHN P. DEVINE
PAUL J. FINN
STEPHEN J. KENNY
WILLIAM M. MARLIN
WALTER W. NIEBLING
SCOTT PIERCE
ALLAN A. RYAN, III
THEODORE P. SWICK

37

YEAR 1973-1974
OFFICERS
THEODORE P. SWICK, President
ALFRED J. BIANCHETTI, Vice President
RICHARD T. CURVIN, Secretary
JULIUS M. CACCOPOLA, Treasurer
BOARD OF GOVERNORS
ALFRED J. BIANCHETTI
JULIUS M. CACCOPOLA
RICHARD T. CURVIN
JOHN C. FITTERER, JR.
STEPHEN J. KENNY
WILLIAM M. MARLIN
SCOTT PIERCE
ALLAN A. RYAN, III
WILLIAM E. SIMON
THEODORE P. SWICK

38

YEAR 1972-1973
OFFICERS
JOHN C. FITTERER, JR., President
THEODORE P. SWICK, Vice President
JAMES N. PERRY, Secretary
JOHN P. BYRAM, Treasurer
BOARD OF GOVERNORS
JOHN P. BYRAM
EDMUND C. BYRNE
JOHN C. FITTERER, JR.
WILLIAM M. MARLIN
WILLIAM F. MORGAN
JAMES N. PERRY
ALLAN A. RYAN III
JOHN C. SENHOLZI
WILLIAM E. SIMON
THEODORE P. SWICK

39

YEAR 1971-1972
OFFICERS
WILLIAM E. SIMON, President
JOHN C. FITTERER, JR., Vice President
R. FENN PUTMAN, Secretary
LANGDON P. COOK, Treasurer
BOARD OF GOVERNORS
EDMUND C. BYRNE
LANGDON P. COOK
JOHN C. FITTERER, JR.
ROBERT R. KRUMM
WILLIAM M. MARLIN
WILLIAM F. MORGAN
R. FENN PUTMAN
ALLAN A. RYAN, III
JOHN C. SENHOLZI
WILLIAM E. SIMON

40

YEAR 1970-1971
OFFICERS
ROBERT R. KRUMM, President
WILLIAM E. SIMON, Vice President
RICHARD F. KEZER, Secretary
EDWIN A. BUELTMAN, Treasurer
BOARD OF GOVERNORS
EDWIN A. BUELTMAN
RICHARD F. KEZER
ROBERT R. KRUMM
WILLIAM F. MORGAN
WALLACE O. SELLERS
JOHN C. SENHOLZI
WILLIAM E. SIMON
CHARLES V. SMITH
CHESTER W. VIALE
JOSEPH B. WISE

41

YEAR 1969-1970
OFFICERS
CHESTER W. VIALE, President
JOHN P. TOOLAN, Vice President
SCOTT PIERCE, Secretary
WILLIAM W. HIBBERD, Treasurer
BOARD OF GOVERNORS
JOHN P. BYRAM
WILLIAM W. HIBBERD
SCOTT PIERCE
WALLACE O. SELLERS
FRANK P. SMEAL
CHARLES V. SMITH
JOHN P. TOOLAN
JEROME C. L. TRIPP
CHESTER W. VIALE
JOSEPH B. WISE

42

YEAR 1968-1969
OFFICERS
FRANK P. SMEAL, President
ROBERT F. TIGHE, Vice President
GEDALE B. HOROWITZ, Secretary
WILLIAM B. KONDRATUCK, Treasurer
BOARD OF GOVERNORS
JOHN P. BYRAM
GEDALE B. HOROWITZ
WILLIAM B. KONDRATUK
WALLACE O. SELLERS
FRANK P. SMEAL
CHARLES V. SMITH
ROBERT F. TIGHE
JEROME C. L. TRIPP
JOSEPH F. VANDERNOOT
JOSEPH B. WISE

43

YEAR 1967-1968
OFFICERS
GEORGE E. BARNETT, JR., President
DAVID T. GUERNSEY, Vice President
JOHN B. STEVENSON, Secretary
J. DAVID EVERARD, Treasurer
BOARD OF GOVERNORS
GEORGE E. BARNETT, JR.
JOHN P. BYRAM
THOMAS C. CAFONE
WILLIAM P. DEEGAN
J. DAVID EVERARD
DAVID T. GUERNSEY
JOHN N. MITCHELL
JOHN B. STEVENSON
JEROME C. L. TRIPP
JOSEPH F. VANDERNOOT

44

YEAR 1966-1967
OFFICERS
JOHN N. MITCHELL, President
ALAN N. WEEDEN, Vice President
BLAISE A. DEBLASS, Secretary
WALTER P. OBRIEN, Treasurer
BOARD OF GOVERNORS
GEORGE E. BARNETT, JR.
THOMAS C. CAFONE
EDWIN J. CROSS
BLAISE A. DEBLASS
JOHN N. MITCHELL
WALTER P. OBRIEN
JAMES F. REILLY
JOHN M. WALSH
ALAN N. WEEDEN
BRAINERD H. WHITBECK

45

YEAR 1965-1966
OFFICERS
BRAINERD H. WHITBECK, President
JOHN J. WARD, Vice President
WALTER W. NIEBLING, Secretary
WILLIAM A. DEVLIN, Treasurer
BOARD OF GOVERNORS
GEORGE E. BARNETT, JR.
THOMAS C. CAFONE
O. V. CECIL
JOHN J. CLAPP, JR.
EDWIN J. CROSS
WILLIAM A. DEVLIN
WALTER W. NIEBLING
JAMES F. REILLY
JOHN J. WARD
BRAINERD H. WHITBECK

46

YEAR 1964-1965
OFFICERS
JOHN J. CLAPP, JR., President
FRANK P. SMEAL, Vice President
ROBERT A. SCHLICHTING, Secretary
WILLIAM E. SIMON, Treasurer
BOARD OF GOVERNORS
ODE VAUGHAN CECIL
JOHN J. CLAPP, JR.
EDWIN J. CROSS
LLOYD B. HATCHER
JOHN N. MITCHELL
DONALD C. PATERSON
JAMES F. REILLY
ROBERT A. SCHLICHTING
WILLIAM E. SIMON
FRANK P. SMEAL

47

YEAR 1963-1964
OFFICERS
LLOYD B. HATCHER, President
ARTHUR R. GUASTELLA, Vice President
ALFRED J. BIANCHETTI, Secretary
WILLIAM M. DURKIN, Treasurer
BOARD OF GOVERNORS
ALFRED J. BIANCHETTI
ODE VAUGHAN CECIL
WILLIAM M. DURKIN
ARTHUR R. GUASTELLA
LLOYD B. HATCHER
R. GEORGE LEVIND
JOHN N. MITCHELL
DONALD C. PATERSON
FRANK P. SMEAL
JOSEPH VOSTAL

48

YEAR 1962-1963
OFFICERS
R. GEORGE LEVIND, President
HENRY MILNER, Vice President
LOUIS A. HAUPTFLEISCH, Secretary
DANIEL P. WHITLOCK, Treasurer
BOARD OF GOVERNORS
JEROME J. BURKE
LOUIS A. HAUPTFLEISCH
R. GEORGE LEVIND
ALFRED S. MANTE
HENRY MILNER
JOHN N. MITCHELL
DONALD C. PATERSON
FRANK P. SMEAL
JOSEPH VOSTAL
DANIEL P. WHITLOCK

49

YEAR 1961-1962
OFFICERS
ALFRED S. MANTE, President
WILLIAM H. URELL, Vice President
TRUXTON B. PRATT, JR., Secretary
FRANCIS P. GALLAGHER, JR., Treasurer
BOARD OF GOVERNORS
JEROME J. BURKE
JOHN W. DE MILHAU
FRANCIS P. GALLAGHER, JR.
ALFRED S. MANTE
TRUXTON B. PRATT, JR.
CRAIG DE V. SIMPSON
FRANK P. SMEAL
THEODORE P. SWICK
WILLIAM H. URELL
JOSEPH VOSTAL

50

YEAR 1960-1961
OFFICERS
JOHN W. DE MILHAU, President
HUGH C. WALLACE, Vice President
WILLIAM F. DORE, Secretary
ALAN N. WEEDEN, Treasurer
BOARD OF GOVERNORS
JEROME J. BURKE
JOHN W. DE MILHAU
WILLIAM F. DORE
JOHN C. FITTERER, JR.
GEORGE W. HALL
ALFRED S. MANTE
E. BARRON ROCKWELL
CRAIG DE V. SIMPSON
HUGH C. WALLACE
ALAN N. WEEDEN

51

YEAR 1959-1960
OFFICERS
E. BARRON ROCKWELL, President
R. GEORGE LEVIND, Vice President
CHARLES L. SKINNER, Secretary
EUGENE L. DE STAEBLER, Treasurer
BOARD OF GOVERNORS
EUGENE L. DE STAEBLER
JOHN C. FITTERER, JR.
GEORGE W. HALL
R. GEORGE LEVIND
ALFRED S. MANTE
WILBUR M. MERRITT
E. BARRON ROCKWELL
DANA B. SCUDDER
CRAIG DE V. SIMPSON
CHARLES L. SKINNER

52

YEAR 1958-1959
OFFICERS
WILBUR M. MERRITT, President
DANIEL ODAY, Vice President
JOHN J. WARD, Secretary
JAMES D. TOPPING, Treasurer
BOARD OF GOVERNORS
JOHN C. FITTERER, JR.
JAMES F. GILBERT
CHARLES F. KAVANAGH
WILBUR M. MERRITT
DANIEL ODAY
E. BARRON ROCKWELL
DANA B. SCUDDER
JAMES D. TOPPING
JOHN J. WARD
CHARLES E. WEIGOLD

53

YEAR 1957-1958
OFFICERS
CHARLES E. WEIGOLD, President
JOHN W. DE MILHAU, Vice President
HENRY MILNER, Secretary
ROBERT R. KRUMM, Treasurer
BOARD OF GOVERNORS
JOHN W. DE MILHAU
W. NEAL FULKERSON, JR.
JAMES F. GILBERT
ROBERT K. HALLORAN
CHARLES F. KAVANAGH
ROBERT R. KRUMM
HENRY MILNER
DANA B. SCUDDER
CHARLES E. WEIGOLD
H. GRADY WELLS, JR.

54

Twenty-Fifth Anniversary

YEAR 1956-1957
OFFICERS
W. NEAL FULKERSON, JR., President
WILBUR M. MERRITT, Vice President
GERALD W. BREWSTER, Secretary
FRANK E. CARTER, JR., Treasurer
BOARD OF GOVERNORS
GERALD W. BREWSTER
FRANK E. CARTER, JR.
W. NEAL FULKERSON, JR.
JAMES F. GILBERT
ROBERT K. HALLORAN
CHARLES F. KAVANAGH
WILBUR M. MERRITT
MONROE V. POOLE
MYLES G. WALSH
H. GRADY WELLS, JR.

55

YEAR 1955-1956
OFFICERS
MONROE V. POOLE, President
PHILIP M. HISS, Vice President
RICHARD N. RAND, Secretary
MARTIN J. MCANDREWS, Treasurer
BOARD OF GOVERNORS
JONAS C. ANDERSEN
ROBERT K. HALLORAN
PHILIP M. HISS
HENRY K. L HOMMEDIEU
MARTIN J. MCANDREWS
MONROE V. POOLE
RICHARD N. RAND
MYLES G. WALSH
H. GRADY WELLS, JR.
HARRY W. YOUNGDAHL

56

YEAR 1954-1955
OFFICERS
JONAS C. ANDERSEN, President
DONALD C. PATERSON, Vice President
J. DALTON COUIG, Secretary
JOSEPH F. VANDERNOOT, Treasurer
BOARD OF GOVERNORS
THOMAS F. ADAMS
JONAS C. ANDERSEN
J. DALTON COUIG
DONALD C. PATERSON
MONROE V. POOLE
WARREN A. RUXTON
F. BRADFORD SIMPSON
JOSEPH F. VANDERNOOT
MYLES G. WALSH
HARRY W. YOUNGDAHL

57

YEAR 1953-1954
OFFICERS
THOMAS F. ADAMS, President
ROALD A. MORTON, Vice President
FLOYD F. STANSBERRY, Secretary
GEORGE T. RAGSDALE, Treasurer
BOARD OF GOVERNORS
THOMAS F. ADAMS
FRANK LYNCH
ROALD A. MORTON
E. NORMAN PETERSON
MONROE V. POOLE
GEORGE T. RAGSDALE
WARREN A. RUXTON
F. BRADFORD SIMPSON
FLOYD F. STANSBERRY
HARRY W. YOUNGDAHL

58

YEAR 1952-1953
OFFICERS
E. NORMAN PETERSON, President
DAVID H. CALLAWAY, JR., Vice President
JOSEPH G. CROSS, JR., Secretary
WILLIAM T. BURKE, Treasurer
BOARD OF GOVERNORS
THOMAS F. ADAMS
WILLIAM T. BURKE
DAVID H. CALLAWAY, JR.
JOSEPH G. CROSS, JR.
CUSHMAN MCGEE
DAVID T. MIRALIA
WALTER E. MORSE
E. NORMAN PETERSON
WARREN A. RUXTON
F. BRADFORD SIMPSON

59

YEAR 1951-1952
OFFICERS
DAVID T. MIRALIA, President
DAVID B. MCELROY, Vice President
J. BRADLEY GREEN, Secretary
JOHN W. DE MILHAU, Treasurer
BOARD OF GOVERNORS
THOMAS F. ADAMS
JONAS C. ANDERSEN
JOHN W. DE MILHAU
GEORGE J. GILLIES
J. BRADLEY GREEN
DAVID B. MCELROY
DAVID T. MIRALIA
WALTER E. MORSE
E. NORMAN PETERSON
REGINALD M. SCHMIDT

60

YEAR 1950-1951
OFFICERS
REGINALD M. SCHMIDT, President
EDWARD D. MCGREW, Vice President
MARQUETTE DEBARY, Secretary
WILLIAM P. KING, Treasurer
BOARD OF GOVERNORS
E. J. ALTGELT, JR.
JONAS C. ANDERSEN
MARQUETTE DEBARY
GEORGE J. GILLIES
WILLIAM P. KING
EDWARD D. MCGREW
E. M. MCLAUGHLIN
WALTER E. MORSE
WILLIAM H. MORTON
REGINALD M. SCHMIDT

61

YEAR 1949-1950
OFFICERS
WILLIAM H. MORTON, President
DANIEL E. FITZPATRICK, Vice President
ALOYSIUS A. SULLIVAN, Secretary
BRAINERD H. WHITBECK, Treasurer
BOARD OF GOVERNORS
E. J. ALTGELT, JR.
JONAS C. ANDERSEN
ORLANDO S. BREWER
DANIEL E. FITZPATRICK
GEORGE J. GILLIES
E. M. MCLAUGHLIN
WILLIAM H. MORTON
ALOYSIUS A. SULLIVAN
LEONARD R. SULLIVAN
BRAINERD H. WHITBECK

62

YEAR 1948-1949
OFFICERS
ORLANDO S. BREWER, President
NORMAN S. DOWNEY, Vice President
WILLIAM T. HALL, JR., Secretary
R. GEORGE LEVIND, Treasurer
BOARD OF GOVERNORS
E. J. ALTGELT, JR.
ORLANDO S. BREWER
JAMES G. COUFFER
NORMAN S. DOWNEY
WILLIAM T. HALL, JR.
C. CHEEVER HARDWICK
R. GEORGE LEVIND
E. M. MCLAUGHLIN
DAVID T. MIRALIA
LEONARD R. SULLIVAN

63

YEAR 1947-1948
OFFICERS
JAMES G. COUFFER, President
DANA B. SCUDDER, Vice President
DONALD C. PATERSON, Vice President
FRANK L. LUCKE, Treasurer
BOARD OF GOVERNORS
JAMES G. COUFFER
C. CHEEVER HARDWICK
FRANK L. LUCKE
DAVID T. MIRALIA
DONALD C. PATERSON
DANA B. SCUDDER
WALTER H. STEEL
WINFIELD F. STEPHENS
LEONARD R. SULLIVAN
CHARLES E. WEIGOLD

64

YEAR 1946-1947
OFFICERS
WALTER H. STEEL, President
PARIS SCOTT RUSSELL, JR., Vice President
BURNETT O. DOANE, Secretary
GEORGE B. GIBBONS, JR., Treasurer
BOARD OF GOVERNORS
L. WALTER DEMPSEY
BURNETT O. DOANE
W. NEAL FULKERSON, JR.
GEORGE B. GIBBONS, JR.
C. CHEEVER HARDWICK
DAVID T. MIRALIA
PARIS SCOTT RUSSELL, JR.
WALTER H. STEEL
WINFIELD F. STEPHENS
CHARLES E. WEIGOLD

65

YEAR 1945-1946
OFFICERS
L. WALTER DEMPSEY, President
JOHN J. CLAPP, JR., Vice President
DAVID H. CALLAWAY, JR., Secretary
DARNALL WALLACE, Treasurer
BOARD OF GOVERNORS
EDWARD L. BLACK
ORLANDO S. BREWER
DAVID H. CALLAWAY, JR.
JOHN J. CLAPP, JR.
L. WALTER DEMPSEY
W. NEAL FULKERSON, JR.
SANDERS SHANKS, JR.
WINFIELD F. STEPHENS
DARNALL WALLACE
CHARLES E. WEIGOLD

66

YEAR 1944-1945
OFFICERS
SANDERS SHANKS, JR., President
WALTER H. STEEL, Vice President
WILLIAM W. MEZGER, Secretary
RUSSELL Mc INNES, Treasurer
BOARD OF GOVERNORS
LE ROY H. APGAR
W. MANNING BARR
EDWARD L. BLACK
ORLANDO S. BREWER
W. NEAL FULKERSON, JR.
CLIFTON A. HIPKINS
RUSSELL Mc INNES
WILLIAM W. MEZGER
SANDERS SHANKS, JR.
WALTER H. STEEL

67

YEAR 1943-1944
OFFICERS
W. MANNING BARR , President
L. WALTER DEMPSEY, Vice President
E. A. M. COBDEN, Secretary
E. NORMAN PETERSON, Treasurer
BOARD OF GOVERNORS
LE ROY H. APGAR
PHILLIPS BARBOUR
W. MANNING BARR
EDWARD L. BLACK
ORLANDO S. BREWER
E. A. M. COBDEN
L. WALTER DEMPSEY
CLIFTON A. HIPKINS
E. NORMAN PETERSON
DAVID M. WOOD

68

YEAR 1942-1943
OFFICERS
DAVID M. WOOD, President
GORDON B. DUVAL, Vice President
JOHN J. CLAPP, JR., Secretory
FRED W. BUESSER, Treasurer
BOARD OF GOVERNORS
LE ROY H. APGAR
PHILLIPS BARBOUR
FRED W. BUESSER
JOHN J. CLAPP, JR.
GORDON B. DUVAL
CLIFTON A. HIPKINS
ARCHIE M. RICHARDS
B. J. VAN INGEN
DAVID M. WOOD

69

YEAR 1941-1942
OFFICERS
DAVID M. WOOD, President
WHITING ANTHONY, Vice President
ALFRED S. MANTE, Secretary
WENDELL R. ERICKSON, Treasurer
BOARD OF GOVERNORS
WHITING ANTHONY
CHESTER A. ATWOOD
PHILLIPS BARBOUR
WENDELL R. ERICKSON
MALVERN HILL
ALFRED S. MANTE
DELMONT K. PFEFFER
ARCHIE M. RICHARDS
B. J. VAN INGEN
DAVID M. WOOD

70

YEAR 1940-1941
OFFICERS
DELMONT K. PFEFFER, President
SANDERS SHANKS, JR., Vice President
MONROE V. POOLE, Secretary
ARCHIE M. RICHARDS, Treasurer
BOARD OF GOVERNORS
CHESTER A. ATWOOD
F. SEYMOUR BARR
MALVERN HILL
DELMONT K. PFEFFER
MONROE V. POOLE
ARCHIE M. RICHARDS
ARCHIBALD B. ROOSEVELT
SANDERS SHANKS, JR.
B. J. VAN INGEN
CHARLES J. WALDMANN

71

YEAR 1939-1940
OFFICERS
F. SEYMOUR BARR, President
WILLIAM H. M. FENN, Vice President
GEORGE R. WALDMANN, Secretary-Treasurer
BOARD OF GOVERNORS
CHESTER A. ATWOOD
F. SEYMOUR BARR
WILLIAM H. M. FENN
FRANCIS P. GALLAGHER
MALVERN HILL
L. EUGENE MARX
ARCHIBALD B. ROOSEVELT
REGINALD M. SCHMIDT
CHARLES J. WALDMANN
GEORGE R. WALDMANN

72

YEAR 1938-1939
OFFICERS
FRANCIS P. GALLAGHER, President
H. ALBERT ASCHER, Vice President
THOMAS F. McENTEE, Secretary-Treasurer
BOARD OF GOVERNORS
H. ALBERT ASCHER
FRANCIS P. GALLAGHER
L. EUGENE MARX
THOMAS F. McENTEE
ARCHIBALD B. ROOSEVELT
REGINALD M. SCHMIDT
ELWOOD D. SMITH
CHARLES J. WALDMANN
HARLEY A. WATSON
EMIL C. WILLIAMS

73

YEAR 1937-1938
OFFICERS
EMIL C. WILLIAMS, President
GETHRYN C. STEVENSON, Vice President
FRED R. REICHARD, Secretary-Treasurer
BOARD OF GOVERNORS
E. F. DUNSTAN
JOHN S. LINEN
L EUGENE MARX
FRANK H. MORSE
FRED W. REICHARD
REGINALD M. SCHMIDT
ELWOOD D. SMITH
GETHRYN C. STEVENSON
HARLEY A. WATSON
EMIL C. WILLIAMS

74

YEAR 1936-1937
OFFICERS
E. F. DUNSTAN, President
GEORGE B. GIBBONS, Vice President
EMIL C. WILLIAMS, Secretary-Treasurer
BOARD OF GOVERNORS
E. F. DUNSTAN
GEORGE B. GIBBONS
JOHN S. LINEN
FRANK H. MORSE
AUGUSTUS W. PHELPS
ELWOOD D. SMITH
F. KENNETH STEPHENSON
HARLEY A. WATSON
EMIL C. WILLIAMS

75

YEAR 1935-1936
OFFICERS
MYRON G. DARBY, President
FERRIS S. MOULTON, Vice President
EMIL C. WILLIAMS, Secretary-Treasurer
BOARD OF GOVERNORS
MYRON G. DARBY
GEORGE J. GILLIES
LEVERETT F. HOOPER
JOHN S. LINEN
FRANK H. MORSE
FERRIS S. MOULTON
AUGUSTUS W. PHELPS
F. KENNETH STEPHENSON
EMIL C. WILLIAMS

76

YEAR 1934-1935
OFFICERS
JOHN S. LINEN, President
BERNARD J. LARKIN, Vice President
EMIL C. WILLIAMS, Secretary-Treasurer
BOARD OF GOVERNORS
EUGENE I. COWELL
MYRON G. DARBY
LEVERETT F. HOOPER
J. RITCHIE KIMBALL
BERNARD J. LARKIN
JOHN S. LINEN
AUGUSTUS W. PHELPS
F. KENNETH STEPHENSON
EMIL C. WILLIAMS

77

YEAR 1933-1934
OFFICERS
F. KENNETH STEPHENSON, President
EUGENE I. COWELL, Vice President
EMIL C. WILLIAMS, Secretary-Treasurer
BOARD OF GOVERNORS
THOMAS T. BARR, JR.
EUGENE I. COWELL
MYRON G. DARBY
LEVERETT F. HOOPER
J. RITCHIE KIMBALL
BERNARD J. LARKIN
F. KENNETH STEPHENSON
HORACE C. SYLVESTER, JR.
EMIL C. WILLIAMS

78

YEAR 1932-1933
OFFICERS
WARREN J. HOYSRADT, President
GEORGE C. HANNAHS, Vice President
EMIL C. WILLIAMS, Secretary-Treasurer
BOARD OF GOVERNORS
THOMAS T. BARR, JR.
FRANCIS P. GALLAGHER
GEORGE C. HANNAHS
WARREN J. HOYSRADT
J. RITCHIE KIMBALL
BERNARD J. LARKIN
HORACE C. SYLVESTER, JR.
CHARLES C. TOWNSEND
EMIL C. WILLIAMS

79

CONSTITUTION AND
BY-LAWS
ARTICLE I
NAME
This organization shall be known as The Municipal Bond Club of New
York.

ARTICLE II
OBJECT
The object of this Club is to encourage good fellowship among its members
and to promote and maintain high standards and principles.

ARTICLE III
MEMBERSHIP
The membership shall consist of three classesregular, associate, and
honorary:
(1) The regular membership shall include only those persons other than
public officials, who are actively engaged in business within a 75-mile radius of
the City of New York, and whose primary business or professional activities
relate to the legal approval, publicizing, marketing or enforcing of public
securities. The Board of Governors, in its discretion, may eliminate from its Club
Roster any regular member who shall, for a period of one year, cease to possess
the qualifications for regular membership as herein defined. Any regular member
who leaves the municipal business, temporarily, to enter the armed forces or
related services of the United States Government or of any State or municipal
government for a term of six months or more, upon application to and in the
discretion of the Board of Governors may be continued in or restored to all rights
and privileges of regular membership and may be relieved of all obligation for
the payment of dues for the semi-annual periods wholly or partly covered by
such term of service. A determination of each such application shall be recorded
in the minutes of the Board of Governors, and may be retroactive.

80

(2) The associate membership shall include those persons who shall have
been regular members and who can no longer qualify for regular membership
because they have retired, moved their business or professional activities outside
of the City of New York, or because their primary business or professional
activity has changed in such a way so that it no longer relates primarily to the
legal approval, publicizing, marketing or enforcing of public securities, and who,
in the discretion of the Board of Governors, should be transferred to and enjoy
associate membership. There shall be two classes of associate members (1) active
and, (2) inactive. Each such transfer from regular membership to associate
membership shall be made as of July 1.
(3) Honorary membership will be granted past presidents of the club who
have retired from active participation in business and may be conferred by the
Board of Governors upon persons distinguished for their character and
contributions to society.
(4) A yearbook shall be published every two years.

ARTICLE IV
VOTING
Voting privileges will be vested solely in the regular membership.

ARTICLE V
OFFICERS
The right to hold office shall be limited to the regular membership.
The administration of the Club shall be vested in a President, a VicePresident, a Secretary, a Treasurer and Board of Governors. The Board of
Governors shall consist of the above four officers, the retiring President who
shall serve for one year, the previous years chairpersons of the bond school and
the outing committee, and nine additional members. Officers of the Club and
members of the Board of Governors shall be elected by a majority vote of the
members present at the annual meeting in the manner herein provided, except
that for the first year after the adoption of this Constitution the Board of
Governors shall elect a Treasurer from among its own members, the Secretary
continuing to serve as Treasurer until such elected Treasurer qualifies.
The President and Vice-President shall hold office for one year, or until
their successors shall have been elected and taken office. The Vice-President
shall be the nominee for President the following year. The Secretary and
Treasurer will serve for two consecutive years. The Governors now in office
shall continue to hold office until the expiration of their respective terms.
Governors elected to succeed those whose terms are expiring shall be elected to
serve three years.

81

The Nominating Committee shall notify the Secretary of its nominations


for President, Vice-President, Secretary and Treasurer, and members of the
Board of Governors at least one month before the annual meeting. The names of
the members of the Nominating Committee and of those nominated by it shall be
included in the notice calling the annual meeting.
Not less than ten (10) percent of the members of the Club may, by petition,
nominate a candidate or candidates for office. Such petition must be filed with
the Secretary at least three weeks before the annual meeting and shall be
communicated by him to the members as soon thereafter as may be reasonably
practicable.

ARTICLE VI
COMMITTEES
The Membership Committee shall consist of the Board of Governors. The
President shall be ex-officio chairman of the Committee.
The Nominating Committee shall consist of three members, not more than
one of whom shall be a Governor, and shall be appointed by the Board of
Governors at least two months before the annual meeting.
The Audit Committee shall consist of one or more members, excluding members
of the Board of Governors, appointed by the Board of Governors, annually, to
audit the accounts of the Treasurer, and to report thereon at the annual meeting.
The Committee on Arrangements, Publicity and Attendance shall consist of
the Vice-President, who shall be ex-officio chairman, and not less than four other
members, appointed by the Vice-President, which committee shall have general
charge of all meetings and luncheons of the Club and of such other matters as
may be prescribed by the Board of Governors.
The President shall appoint all other committees. Such committees may be
appointed whenever and for such purposes as the President may deem necessary.

82

Except as herein provided, the powers and duties of all standing committees shall
be subject to the control of the Board of Governors, which shall have the power
to remove a member of such a committee and to fill vacancies.

ARTICLE VII
MEETINGS
Notices stating the time and place at which the annual meeting shall be held
shall be mailed by the Secretary to each member, at least thirty (30) days prior to
the date of the meeting.
Special meetings shall be held at the call of the President and a majority of
the Board of Governors. Such special meetings may also be called upon a
petition of not less than ten (10) percent of the regular members, setting forth the
date and purpose of such meeting, filed with the Secretary at least thirty (30)
days prior to the date of such meeting. At such special meetings no business,
other than that specified in the call or petition, shall be considered except by the
unanimous consent of those present at the meeting. Written notice of special
meetings shall be mailed by the Secretary to each member as soon as practicable
after such special meeting has been called.
A majority of the members present at any regular or special meeting shall
constitute a quorum, but nothing contained in this Article shall alter the
provisions of Article XV relating to amending the Constitution and By-Laws.
The order of business at all meetings shall be as prescribed by the Board of
Governors.

ARTICLE VIII
LUNCHEONS AND OTHER ENTERTAINMENTS
The Board of Governors, in its discretion, may determine what luncheons
shall be given, or entertainments held by the Club. The Board of Governors may
adopt rules regulating such luncheons and entertainments.

83

ARTICLE IX
DUTIES OF OFFICERS
The President shall preside at all meetings and shall exercise general
supervision over the affairs of the Club. He shall appoint all committees not
otherwise provided for, and shall be ex-officio a member of such committees. He
shall, with the Secretary, sign all written contracts and obligations of the Club.
The Vice-President shall fulfill the duties of the President in his absence or
disability, and shall succeed the President in the event of his death or resignation.
The Secretary shall keep the records of the Club, and conduct its
correspondence. He shall notify all candidates of election to membership and
shall give notice of all meetings of the Club and of the Board of Governors. He
shall, with the President, sign all written contracts or obligations of the Club. The
Secretary shall be ex-officio Assistant Treasurer.
The Treasurer shall receive all moneys of the Club and shall have custody
and keep an account of the same and, upon approval of the Board of Governors,
shall make all disbursements of such funds. He shall be ex-officio Assistant
Secretary.
The Board of Governors may impose upon the aforesaid officers, or any of
them, such other duties not inconsistent herewith, as it may deem expedient.

ARTICLE X
GOVERNORS
The Board of Governors shall meet for the transaction of business at least
once each year, and at such other times and places as may be determined by the
President. Nine members shall constitute a quorum of the Board of Governors. A
governor who fails to attend three successive meetings shall, unless excused by
the Board, thereby forfeit his office.

84

In the event of death, resignation or inability to act, of any officer of the


Club, other than the President, the Board shall elect a successor who shall hold
office until the next annual meeting.
Should a vacancy on the Board of Governors occur, the Board shall elect a
governor to serve until the next annual meeting, at which meeting his successor
shall be elected for the unexpired term.
The activities of the Club shall be those prescribed by the Board of
Governors not inconsistent herewith; provided, however, that neither the Board
of Governors, nor any committee shall have any authority to incur or contract on
behalf of the Club any liability whatever beyond the amount of funds on hand
available for the discharge of such liability.
The Board of Governors shall have the power to adopt all necessary rules
for the conduct of the business of the Club.

ARTICLE XI
ELECTION OF MEMBERS
Candidates for membership shall be proposed in writing by a member upon
forms furnished by the Secretary. Candidates must have been an active member
of the Municipal Bond business for a minimum of five (5) years. Candidates for
regular membership shall be elected by the Membership Committee but, except
as otherwise in the Article provided, no candidate shall be deemed elected if
more than one negative vote shall be cast upon the question of his election.
A former member, other than a member who has been expelled, may be
restored to membership by the vote of a majority of the members of the
Membership Committee present at any meeting. No initiation fee shall be
required of any such restored member.
Six members of the Membership Committee shall constitute a quorum of
such committee.
A candidate shall not be considered a member until he has been given
formal notice of election by the Secretary, and shall have paid his initiation fee
and the dues for the current semi-annual period.

85

ARTICLE XII
INITIATION FEE
There shall be an initiation fee of One Hundred Dollars ($100) payable by
regular members admitted to the Club on and after July 1, 1985. Such initiation
fee shall not be required from a person restored to membership as provided in
Article XI hereof.

ARTICLE XIII
DUES
Dues for regular members shall be One Hundred Twenty-Five ($125) per
annum and for associate members shall be Forty Dollars ($40) per annum
payable July 1 of each year. Regular members elected shall within two weeks
from the date of notice of election, pay full dues for the current year. No member
whose dues have not been paid may attend any meeting of the Club. Honorary
memebers are exempt from paying dues.
The non-payment of dues for sixty (60) days will automatically suspend
any member. Any member so suspended shall not enjoy the privileges of the
club, nor may he attend any meeting of the Club, but he may be reinstated in the
discretion of the Board of Governors upon his application and the payment of all
arrearages.
Resignation of members shall be made in writing to the Secretary, and shall
not become effective until all indebtedness to the Club shall have been
discharged. Resignations shall be filed with the Secretary at least fifteen (15)
days prior to July 1 in order to relieve the member of liability for dues for the
year beginning upon such date.

ARTICLE XIV
EXPULSION OF MEMBERS
Any member may be expelled, for conduct harmful to the interests of the
Club, by the unanimous vote of all of the Board of Governors, after having been
given ten (10) days notice and an opportunity to be heard by the Board of
Governors in person, or by attorney, in his own defense.

86

ARTICLE XV
AMENDMENTS
The Constitution and By-Laws may be amended at any meeting of the Club
by a vote of not less than two-thirds of the regular members present.
Amendments may be proposed by the Board of Governors, or by petition of not
less than ten (10) percent of the regular members, served on the Secretary not
less than forty (40) days before the meeting. No amendment may be adopted
unless a notice stating the time and place of the meeting and setting forth a copy
of the amendment has been mailed to the members by the Secretary at least thirty
(30) days prior to the meeting, but an amendment to the amendment may be
made at the meeting without notice.
If the Board of Governors shall determine that an amendment, including an
amendment proposed by petition, should be voted upon by the members by ballot
rather than at a meeting of the Club, the President shall appoint a Canvass
Committee, consisting of a Chairman and two associate members, which shall
send to each member by mail:
(a)

a copy of such amendment;

(b)

a ballot permitting a vote for or against the amendment, typed or


printed on a postal card addressed to the Chairman of the Canvass
Committee; and

(c)

a notice that ballots, signed by the members, cast for or against the
amendment must be received by the Canvass Committee not later
than 12 oclock noon on a date designated in such notice (not earlier
than fifteen (15) nor more than twenty (20) days after the mailing of
such notice) and that at a time and place designated therein the
Canvass Committee will meet to canvass the vote of the members for
and against the adoption of the amendment.

Any member shall be entitled to be present at the canvass of such vote. If


two-thirds of the ballots cast shall be for the adoption of the amendment, the
amendment shall be adopted. All ballots received by the Canvass Committee
shall be preserved by its Chairman for a period of thirty (30) days after the date
of such canvass and shall be open to the inspection of any member.

87

1932-1957
Twenty-Fifth Anniversary Dinner
Hotel Pierre, February 28, 1957
The following is a list of the Charter Members who were honored at this
occasion:

H. L. ALLEN
R. K. AMERMAN
JONAS C. ANDERSEN
WHITING ANTHONY
LE ROY APGAR
H. ALBERT ASCHER
CHESTER A. ATWOOD
F. SEYMOUR BARR
THOMAS T. BARR, JR.
W. MANNING BARR
EUGENE I. COWELL
FRANKLYN CRAGIN
EDWARD A. CRONE
GEORGE DANIEL
MYRON G. DARBY
BRUCE H. DE SWARTE
ROBERT G. DILLON
E. F. DUNSTAN
WENDELL R. ERICKSON
L. ARNOLD FRYE
FRANCIS P. GALLAGHER
GEORGE B. GIBBONS
GEORGE J. GILLIES
GEORGE C. HANNAHS
MALVERN HILL
WEBSTER C. HOAGLAND
JOHN H. HOFFMAN
LEVERETT F. HOOPER
WARREN J. HOYSRADT
WILLIAM HENRY HOYT
J. RITCHIE KIMBALL
B. J. LARKIN

W. MURRAY LEE
JOHN S. LINEN
PHILIP LOCKWOOD
MINER MARKHAM
CHESTER B. MASSLICH
GEORGE I. MCKELVEY
FRANK H. MORSE
FERRIS S. MOULTON
AUGUSTUS W. PHELPS
ALBERT J. QUIST
DANIEL V. RAYMOND
JOSEPH H. B. REBHANN
ARCHIE M. RICHARDS
FREDERICK W. SCHAUMBURG
SANDERS SHANKS, JR.
C. L. SKINNER
ELWOOD D. SMITH
H. S. SMITH
F. KENNETH STEPHENSON
GETHRYN C. STEVENSON
HORACE C. SYLVESTER, JR.
CHARLES C. THOMAS
CHARLES C. TOWNSEND
BERNARD J. VAN INGEN
CHARLES J. WALDMANN
DARNALL WALLACE
LESTER H. WASHBURN
CHARLES E. WEIGOLD
EDWARD H. WILLIAMS
EMIL C. WILLIAMS
PELHAM C. WILMERDING
DAVID M. WOOD

88

Seventy-Fifth Anniversary Celebration


New York Stock Exchange Floor
November 7, 2007

Primum Negotium
Welcome to The Municipal Bond Club of New York Seventy-fifth Anniversary
celebration. Were glad youre all here. This unique experience is presented to
you by all the men and women members, past and present, of The Municipal
Bond Club.
The municipal bond industry is rich with tradition as the building block of our
great countrys infrastructure. In a challenging time, or at any time, the municipal
bond market lends itself to a conservative and fundamental investment in our
financial system. Our schools, hospitals, roads, airports, our local government
authorities, all pride themselves as being built on the impressive reputation of
municipal bonds. One of the Past Presidents of The Municipal Bond Club of
New York, William E. Simon, became the 63rd Secretary of Treasury and served
under President Nixon and President Ford. The members of our organization are
proud of our legacy and we are proud to continue the fine traditions created by
all the members of our industry.
The object of this Club is to encourage good fellowship among its members and
to provide and maintain high standards and principles. We thank you for your
participation in this historic event.
William W. Welsh, President
The Board of Governors
2006-2007

89

MUNICIPAL BOND CLUB SCHOOL


The Municipal Bond Club again sponsored the Municipal Bond School in
the Spring of 2011. This annual course of instruction is designed to provide a
comprehensive introduction to all phases of the business, with emphasis on
mastery of basic skills and knowledge. The classes include sessions on
fundamental terminology, regulation, underwriting, trading, analysis, derivatives,
insurance, public finance, portfolio management, legal opinions and money
markets.
The class meets once a week for a series of approximately ten sessions.
Attendance in the recent past three years has been in excess of 100 enrolled
students. SIFMA, located at 120 Broadway in New York City has provided the
venue for our lecture series. Speakers include leaders in the Municipal Bond
industry from all the leading firms. The co-chairpersons for the 2011 session
were Nick Krzemienski and Simon Neilson.
It is our determination that Bond School remains an important and integral
building block for a career in municipal bonds not just through the educational
process, but also by establishing a network for young professionals.

SPEAKERS
Gary Sokolow
Ryan Donovan
Dennis Pdherney
Peter Hayes
Joe Irace
Jim Lebenthal
Pat Mccoy
Ann Flynn
Craig McKenna
Glen Balanoff
Tom Doe
Fred Yosca
Mike Stanton

Fitch
Deutsche Bank
Fitch
Blackrock
BNY Mellon
MTA
Fitch
Morgan Stanley
Morgan Stanley
MMA
BNY Mellon
Bond Buyer

90

GOVERNORS TROPHY
MUNICIPAL BOND CLUB OF NEW YORK
Awarded at the Annual Field Day
Golf Tournament Winners
1932GEORGE R. WALDMAN
1933J. DALTON COUIG
1934E. F. DUNSTAN
1935ELWOOD D. SMITH
1936MONROE V. POOLE
1937WENDELL R. ERICKSON
1938B. J. VAN INGEN
1939JOHN S. LINEN
1940GEORGE R. WALDMANN
1941JOHN S. LINEN
1942WALTON R. DUNN
1945GEORGE J. GILLIES
1946JOSEPH VOSTAL
1947W. N. FULKERSON, JR.
1948THOMAS C. CAPONE
1949MERRILL D. FREEMAN
1950W. N. FULKERSON, JR.
1951W. N. FULKERSON, JR.
1952EDWARD A. M. COBDEN
1953GEORGE L. HAMILTON
1954THOMAS C. CAPONE
1955THOMAS C. CAPONE
1956EUGENE L. DE STAEBLER
1957JEROME C. L. TRIPP
1958W. N. FULKERSON, JR.
1959EDWARD A. M. COBDEN
1960JOHN B. STEVENSON
1961JOHN B. STEVENSON
1962ROALD A. MORTON
1963EUGENE L. DE STAEBLER
1964JOHN B. STEVENSON
1965W. FULKERSON, JR.
1966JAMES V. DUNCAN

1967ROBERT J. MULLENS
1968JOHN B. STEVENSON
1969JOHN C. FITTERER
1970JOHN B. STEVENSON
1971PIERRE A. ROCHAT
1972JOHN B. STEVENSON
1973JOHN C. FITTERER
1974-RUSSELL N. ERGOOD
1975JAMES V. DUNCAN
1976JAMES V. DUNCAN
1977JOHN B. STEVENSON
1978PHILIP K. PIPER
1979AUGUST J. HOERRNER
1980ROBERT M. WEILAND
1981RONALD P. BOVA
1982JOHN B. STEVENSON
1983AUGUST HOERRNER
1984STEPHEN M. HAMPTON
1985GLENN N. CARUSO
1986GLENN N. CARUSO
1987NEIL N. CHRISTIE
1988AUGUST J. HOERRNER
1989NEIL N. CHRISTIE
1990JACQUE SOHM
1991BUFF WOHLFORTH
1992BUFF WOHLFORTH
1993BUFF WOHLFORTH
1994BUFF WOHLFORTH
1995RONALD BOVA
1996AUGUST J. HOERRNER
2002DAVID ANDERSON
2009TIMOTHY DUNN
2010TIMOTHY DUNN

91

SANDERS SHANKS, JR.


MEMORIAL CUP
Awarded at the Annual Field Day
Golf Tournament Winners
1950ROBERT A. BIVINS
1951WALTER H. STEEL
1952GORDON B. DUVAL
1953THOMAS C. CAPONE
1954JOHN C. FITTERER, JR.
1955ROALD A. MORTON
1956ROALD A. MORTON
1957THOMAS C. CAPONE
1958ROALD A. MORTON
1959ROBERT R. KRUMM
1960THOMAS C. CAPONE
1961ROBERT F. TIGHE
1962E. A. M. COBDEN
1963JOHN B. STEVENSON
1964ROBERT J. MULLENS
1965JOSEPH J. SCHWARZ
1966E. A. M. COBDEN
1967RUSSELL M. ERGOOD
1968PETER VAN NESS PHILIP
1969JOHN B. STEVENSON
1970JOSEPH C. FENNER
1971JOHN C. FITTERER, JR.
1972R. FENN PUTMAN
1973EDMUND C. BYRNE
1974EDMUND C. BYRNE

1975JOHN W. RENNAU
1976JOHN W. RENNAU
1977EDMUND G. ANDERSON
1978RICHARD T. CURVIN
1979EDMUND C. BYREN
1980ERNEST J. CHILDS, JR.
1981A. THEODORE PALATUCCI
1982RICHARD G. WHITE
1983THOMAS PEROVICH
1984EDMUND J. KING
1985KEN RICKEL
1986ARTHUR BOBER
1987NORMAN F. WHITBECK
1988ANDREW B. BRISLIN
1989NORMAN F. WHITBECK, JR.
1990QUENTIN MURRAY
1991FRANK HIGGINS
1993BENJAMIN SAX
1994BUFF WOHLFORTH
1996DAVID FRANK
1998WALTER O'CONNOR
2000THOMAS HOUSTON
2009RANDY SMOLICK
2010CLAIRE BORELLI

92

ENROLLMENT
Regular Members

371

Associate Members

21

Honorary Members

Total Members

400

93

MEMBERSHIP
HONORARY MEMBERS
BLAIR MITCHELL
mitchell.villages@gmail.com

1663 Sunset Ridge Dr


The Villages, FL 32162

RICHARD MCDERMOTT
700 Beachland Bvld
Vero Beach, Fl 32963
STANLEY CIEMNIECKI

JACK BINGHAM

sciem@verizon.net

JAMES GLYNN

W.J.TURNER COBDEN
wjtlc@cox.net

PAUL MULLER

11 Stumpy Point Ln
Charlestown, RI 2813

R. FENN PUTMAN
fennironia@earthlink.net

WILLIAM DEEGAN
wpdeegan@verizon.net

73 Ironia Rd.
Mendham, NJ 7945

94

MEMBERSHIP
ASSOCIATE MEMBERS
CARL BERGERON
crlberge@aol.com

130 Conover Lane


Red Bank, NJ 7701

SALVATORE MALFITANO
120 Oakland Ave
Harrison, NY 10528
KENNETH MCALLEY
kjmac45@aol.com

CHARLES BREAKSTONE
breakerc@optonline.net

GERALD MCBRIDE
gpmassoc@aol.com

PETER BYRAM
peterbyram@comcast.net

37 Buckley Hill Rd
Morristown, NJ 7960

46 Hickory Drive
Maplewood, NJ 7040

RICHARD MORSE
mrpots47@verizon.net

THOMAS BYRNE
mebe320@optonline.net

15 Plymouth Rd.
East Rockaway, NY 11518

Massapequa, NY 11758
PAMELA PAUL
pamiep7@gmail.com

JOAN DONOVAN
jdonovan17@aol.com

DAVID RAMIREZ
drmram2@aol.com

16 Linwoood Place
Massapequa Park, NY 11762

1 Village Drive
Mahwah, NJ 7430

PAUL FINN
joefinsk@aol.com

JAMES REILLY
james_m_reilly@yahoo.com

ROBERT GRIMMIG

83 Clinton St
Babylon, NY 11702

rgrimmig@aol.com

1300 So Ocean Blvd.


Pompano Beach, FL 33062

MIMI SHERIDAN
mimi62@aol.com

PETER HOFFMAN

110 East 87th Street


New York, NY 10128-4101

gullisland@msn.com

New York, NY

95

CHRISTOPHER SWEENY

FRANCIS WOLTER

toffer47@aol.com

fwolter@hvc.rr.com

5 Ross Road
Babylon, NY 11702

5 Camelot Drive
Goshen, NY 10924

PETER TRENT

ROBERT ZIPF

peterc1954@yahoo.com

bobzipf@aol.com

303 E 57th St Apt 32F


New York, NY 10022-2947

1 Putnam Hill #2A


Greenwich, CT 6830

RICHARD WALKER
asitlies@gmail.com

52 Kimberly Ct.
Sparta, NJ 7871

96

MEMBERSHIP
REGULAR MEMBERS
MARK ABRAMOWITZ

DAVE AGRATI

mark_abramowitz@sandp.com

david.agrati@morganstanley.com

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

ANTHONY ACKELS
ackels@bloomberg.net

J.P. Morgan Securities LLC


383 Madison Ave, 11th Fl
New York, NY 10179

KURT AHRENS
Jefferies & Co, Inc
520 Madison Ave - 8th Floor
New York, NY 10022
JAY ALPERT
jalpert@mrbeal.com

PETER ADAMS
peter.adams@tradeweb.com

M.R. Beal & Company


110 Wall Street
New York, NY 10005

Trade Web
1177 Avenue of the Americas
New York, NY 10036

JAMES ALWORTH
jalworth@pershing.com

BOB ADELL
robert.adell@stifel.com

Pershing LLC
One Pershing Plaza
Jersey City, NJ 7399

Stifel Nicholas & Co


18 Columbia Turnpike
Florham Park, NJ 7932
ADRIAN AERY
aaery@jefferies.com

Jefferies & Co, Inc


520 Madison Ave - 8th floor
New York, NY 10022
GRAHAM AGEE
gagee@pershing.com

Pershing LLC
One Pershing Plaza, 6th Floor
Jersey City, NJ 7399

THOMAS AMBROSIO
Security Dealers Guild, Inc.
800 Westchester Ave
Rye Brook, NY 10573
DAVID ANDERSEN
Merrill Lynch Capital Markets
4 WFC, North Tower, 9th Fl
New York, NY 10080
DOMINICK ANTONELLI
dantonelli@roosevelt-cross.com

Roosevelt & Cross, Inc.


55 Broadway - 22nd Fl
New York, NY 10006

97

DOMINIC ANTONIELLO

JON BARASCH

dantoniello@siebertnet.com

jon.barasch@interactivedata.com

Muriel Siebert & Co Inc


885 Third Ave - Ste.1720
New York, NY 10022

Interactive Data
498 Seventh Ave.,19th Fl
New York, NY 10007

JACK ARCHIBALD

ANN BARBARA

jack.archibald@fitchratings.com

ann.barbara@nationalpfg.com

Fitch Ratings
One State Street Plaza
New York, NY 10004

National Public Finance Guarantee


113 King Street
Armonk, NY 10504

ROBERT AUDET

TIM BARBERA

raudet3@bloomberg.net

tim.barbera@ricefin.com

Bloomberg LP
100 Business Park Dr. - PO Box 888
Princeton, NJ 8542

Rice Financial
216 Bloomfield Street
Hoboken, NJ 7030

BERNARD BAILEY

JOHN BARNES

bernard.bailey@firstsw.com

john.barnes@rbc.com

First Southwest Corp


250 West 57th St, 14th floor
New York, NY 10107

RBC Wealth Management


4 Landmark Square
Stamford, CT 6901

GERARD BAKER

KURT BECK

gerard.a.baker@citigroup.com

kurt.beck@baml.com

Citigroup Global Market


390 Greenwich St., 2nd Fl
New York, NY 10013

Merrill Lynch Capital Markets


4 World Financial Center 9 th Floor
New York, NY 10080

GLEN BALANOFF

STANLEY BECKERMAN

glen.balanoff@morganstanley.com

sbeckerman@rseelaus.com

Morgan Stanley & Co. LLC


1585 Broadway
New York, NY 10036

R. Seelaus & Co.


25 Deforest Ave
Summit, NJ 7901

JOHN BANNON

CYNTHIA BELL

jb@chappy.com

cynthia.bell@ubs.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

UBS Securities LLC


1000 Harbor Blvd
Weehawken, NJ 7086

98

BRIAN BELLUCCI

KEVIN BIRD

brian.bellucci@tradeweb.com

kbird@bloomberg.net

Trade Web
1177 Avenue of the Americas
New York, NY 10036

Roosevelt & Cross, Inc.


242 Tenth Street
Jersey City, NJ 7302

DOUGLAS BENNINGTON

KATHLEEN BOLJONIS

dbennington@jefferies.com

boljonisk@jjkennydrake.com

Jefferies & Co, Inc


520 Madison Ave 8th floor
New York, NY 10022

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th Floor
New York, NY 10004

HARRY BERGLIN

PETER BONDI
J.P. Morgan Securities LLC
345 Park Avenue
New York, NY 10154-1002

hb@chappy.com

Chapdelaine & Co.


One Seaport Plaza 17th Fl
New York, NY 10038

THOMAS BREEN
tb@chappy.com

PETER BERZINS
pberzins@whmell.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

W.H. Mell
450 Springfield Avenue
Summit, NJ 7901

MATTHEW BRENNAN
m.brennan@firstny.com

BILL BINGHAM
william.bingham@usbank.com

First New York Securities


90 Park Avenue, 5th floor
New York, NY 10016

US Bank NA
461 5th Avenue
New York, NY 10017

JERRY BRENNAN
jerry.brennan@interactivedata.com

GARY BINKIEWICZ
gary.binkiewicz@ubs.com

Interactive Data
100 Church Street
New York, NY 10007

UBS Financial Services


800 Harbor Blvd, 3rd Floor
Weehawken, NJ 7086

ELAINE BRENNAN
ebrennan@roosevelt-cross.com

NICHOLAS BIONDI
nicholas.biondi@db.com

Roosevelt & Cross, Inc.


55 Broadway 22nd Fl
New York, NY 10006

Deutsche Bank Securities


1735 Market Street, 24th Floor
Philadelphia, PA 19103

99

CHRIS BRIGATI

JERRY CANGIALOSI

christopher.brigati@morganstanley.com

jfcang@aol.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

Duncan Williams Inc.


15 Exchange Place Ste 1000
Jersey City, NJ 7302

JOHN BROWNLIE

DAPHNE CAR

john.brownlie@bbh.com

dcar@lordabbett.com

Brown Brothers Harriman & Co.


140 Broadway
New York, NY 10005-1101

Lord Abbett & Co


90 Hudson St, 12th Fl
Jersey City, NJ 7302

RICHARD BUHR

ROY CARLBERG

rbuhr@chatsworthgroup.com

rcarlberg@jefferies.com

Chatsworth Group
95 East Putnam Avenue
Greenwich, CT 6830

Jefferies & Co, Inc


520 Madison Avenue
New York, NY 10022-4213

STEVEN BURSTEIN

PEGGY CARLE

sb@chappy.com

margaret.carle@ricefin.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

Rice Financial
216 Bloomfield Street
Hoboken, NJ 7030

HOWARD BURSTEIN
HJ Sims & Co
2150 Post road, 3rd Floor
Fairfield, CT 6824

GLEN CARUSO
gc@chappy.com

Chapdelaine & Co.


One Seaport Plaza 17th Fl
New York, NY 10038

RICK CAHILL
richochez@hotmail.com

EDWARD CASHMAN
ed.cashman@raymondjames.com

Lebenthal & Company


521 Fifth Aveue -20th floor
New York, NY 10175

Raymond James & Associates, Inc.


One Penn Plaza suite 3915
New York, NY 10119

JOSEPH CALDAS
jcaldas@htdonline.com

RICHARD CASSATA
rcassata@assuredguaranty.com

Hartfield, Titus Donnelly, LLC


111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310

Assured Guaranty
1325 Avenue of the Americas
New York, NY 10019

100

ROBERT CERESA

PETER CLARKE

rceresa@brv-llc.com

peter.t.clarke@jpmorgan.com

Blaylock Robert Van


600 Lexington Avenue
New York, NY 10022

J.P. Morgan Securities LLC


270 Park Ave, 48th Fl
New York, NY 10017-2070

ALFRED CERESA

EDWARD COLLINS

agenglo@bloomberg.net

edward.collins@opco.com

Wells Fargo Advisors


280 Park Ave, 29th Fl West
New York, NY 10017

Oppenheimer & Co., Inc.


125 Broad Street
New York, NY 10004

CHRISTOPHER CHAFIZADEH

KENNETH COLON

christopher.chafizadeh@nationalpfg.com

kcolon@roosevelt-cross.com

National Public Finance Guarantee


113 King Street
Armonk, NY 10504

Roosevelt & Cross, Inc.


55 Broadway 22nd Fl
New York, NY 10006

RICHARD CHAPDELAINE

CHRIS COMEY

rfc@chappy.com

christopher.comey@credit-suisse.com

Chapdelaine & Co.


One Seaport Plaza 17th Fl
New York, NY 10038

Credit Suisse Securities, USA


11 Madison Ave.
New York, NY 10010

HERMAN CHARBONNEAU

ERINMAURA CONDON

hcharbonneau@roosevelt-cross.com

erinmaura.condon@hapoalimsec.com

Roosevelt & Cross, Inc.


55 Broadway 22nd Fl
New York, NY 10005

Hapoalim Securities
1 Battery Park Plaza
New York, NY 10004

FRANK CICCOTTO

DAVID CONNOLLY

frank_ciccotto@sandp.com

dc@chappy.com

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

Chapdelaine & Co.


One Seaport Plaza 17th Fl
New York, NY 10038

KENNETH CONNORS
RICHARD CLARK
kc@chappy.com
Merrill Lynch Capital Markets/ Advest
250 Vesey Street 4 WFC
Chapdelaine & Co.
New York, NY 10080
One Seaport Plaza 17th Fl
New York, NY 10038

101

THOMAS CORCORAN

JENNIFER CRANE

tcorcoran@sbsco.com

jennifer.l.crane@ustrust.com

Siebert Brandford
100 Wall Street 22nd Floor
New York, NY 10005

US Trust BofA Priv Wlth


114 West 47th St
New York, NY 10036

GEOFFREY CORNELL

JOHN CULLY

geoffrey.cornell@aig.com

john.cully@barcap.com

AIG Global Investment Corp


180 Maiden Lane
New York, NY 10038-4295

Barclays Capital Inc.


745 Seventh Avenue
New York, NY 10019

CATHERINE CORRIGAN

OLEH CZMOLA

catherine.corrigan@rockfleetfinancial.com

oleh.czmola@stifel.com

Rockfleet Financial Services


515 Madison Avenue
New York, NY 10022

Stifel Nicholas & Co


18 Columbia Turnpike
Florham Park, NJ 7932

JOHN CORRIGAN

DENNIS DARLING

john_corrigan@standardandpoors.com

ddarling251@yahoo.com

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

Schroder Investment
601 Walnut Street, Suite 160
Philadelphia, PA 19106

CHRIS COSENTINO

WILLIAM DEERIN

ckckcoz@aol.com

wdeerin@htdonline.com

PNC Capital Markets


Two Tower Center Blvd
East Brunswick, NJ 8816

Hartfield, Titus Donnelly, LLC


111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310

JOSEPH COSTELLO

CHRISTOPHER DEISSLER

costelloj@jjkennydrake.com

cd@chappy.com

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004

Chapdelaine & Co.


One Seaport Plaza 17th Fl
New York, NY 10038

WILLIAM CRABBE
bcrabbe@swst.com

SWS Securites
100 Broadway 9th Floor
New York, NY 10005

DANIEL DELAHANTY
Sandgrain Securities Inc
1050 Franklin Ave Ste.300
Garden City, NY 11530

102

PETER DELAHUNT
peter.delahunt@raymondjames.com

Raymond James & Associates, Inc.


One Penn Plaza suite 3915
New York, NY 10119

MAUREEN DOLAN
Family Management Corp.
477 Madison Avenue, 14th floor
New York, NY 10022
WILLIAM DONOHUE
william.donohue@credit-suisse.com

JOHN DELORENZO
john.delorenzo@credit-suisse.com

Credit Suisse Securities, USA


1 Federal Street
Boston, MA 2110

Credit Suisse Securities, USA


11 Madison Ave.
New York, NY 10010

DANIEL DONOHUE
dan.donohue@ramirezco.com

JOHN DELUCA
john.deluca@fitchratings.com

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

Fitch Ratings
One State Street Plaza
New York, NY 10004

PAMELA DOWER
pd@chappy.com

LISA DEMIC
lisa.demic@nb.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

Neuberger & Berman


605 Third Ave
New York, NY 10158

HOWARD DOWNS
howard.downs@blackrock.com

DARREN DERISI
dderisi@mesirowfinancial.com

Blackrock Financial Mgmt


100 Bellevue Parkway
Wilmington, DE 19809

Mesirow Financial Inc


666 Third Avenue
New York, NY 10017

JEROME DOYLE
JDoyle@Jefferies.com

GREGG DEUTSCH
Hartfield, Titus Donnelly, LLC
111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310
JOHN DILLON

Jefferies & Co. Inc.


520 Madison Ave
New York, NY 10022
CHRISTOPHER DRISCOLL

john.dillon2@morganstanley.com

cdriscoll@bloomberg.net

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

J.P. Morgan Securities LLC


383 Madison Ave, 11th Fl
New York, NY 10179

103

MARK DROUMBAKIS

BLOUNT EDWARDS

mark.droumbakis@ssmb.com

bedwards@viningsparks.com

Citigroup Global Market


390 Greenwich St., 2nd Fl
New York, NY 10013

Vining Sparks
One Penn Plaza
New York, NY 10119

SEAN DUFFY

CHRISTOPHER EMMET

sduffy@sbsco.com

c.emmet@emmetco.com

Siebert Brandford
100 Wall Street 22nd Floor
New York, NY 10005

Emmett & Co.


12 Peapack Rd Box 163
Far Hills, NJ 7931

FREDERIC DUNN

JOHN ENGLES

fd@chappy.com

john.engles@fmr.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

Fidelity Investments
640 5th Ave
New York, NY 10019

TIMOTHY DUNN

MARK EPSTEIN

td@chappy.com

mepstein@htdonline.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

Hartfield, Titus Donnelly, LLC


111 Pavonia Ave., Suite1430
Jersey City, NJ 7310

MARK DURIVAGE

JAMES FAGAN

mark.durivage@schwab.com

jaf@nwfinancial.com

Charles Schwab & Co.


111 Town Square Place, 4th Floor
Jersey City, NJ 7310

NW Financial Group
15 Exchange Place, Suite 1110
Jersey City, NJ 7302

GREG DURRETT

BRIAN FAHRMAN

gdurrett3@bloomberg.net

brian.fahrman@credit-suisse.com

Sterne, Agee & Leach


277 Park Ave - 25th Fl
New York, NY 10172

Credit Suisse Securities, USA


11 Madison Ave.
New York, NY 10010

CHRISTOPHER DURSO

ADAM FARRELL

cdurso@bloomberg.net

afarrell@pershing.com

Morgan Keegan & Co,


535 Madison Ave
New York, NY 10022

Pershing LLC
One Pershing Plaza, 15th floor
Jersey City, NJ 7399

104

GERARD FERNANDEZ

RONALD FROMM

gfernandez@hawkins.com

rfromm@gmsgroup.com

Hawkins, Delafield & Wood


One Chase Plaza
New York, NY 10005

GMS Group Inc.


5N Regent Street
Livingstone, NJ 7039

GREGORY FINN

STEPHEN GABRIEL

gfinn@roosevelt-cross.com

sgabriel@mesirowfinancial.com

Roosevelt & Cross, Inc.


55 Broadway - 22nd Fl
New York, NY 10006

Mesirow Financial
666 Third Avenue
New York, NY 10017

JEFFREY FLASTER

PETER GABRIELE

muniman201@aol.com

peter.gabriele@jpmorgan.com

OBrien & Shepard, Inc.


75 Montgomery St. - Ste.602
Jersey City, NJ 7302

J.P. Morgan Private Bank


10 South Dearborn Street, 5th Floor
Chicago, IL 60670

PHILIP FORONDA

JOSEPH GABRIELE

philip_j_foronda@yahoo.com

joseph.gabriele@ubs.com

US Trust Co.
114 West 47th Street
New York, NY 10036

UBS Securities LLC


1285 Avenue of the Americas
New York, NY 10019

DAVID FRANK
dfrank@jacksonsecurities.com

Jackson Securities Inc.


2777 Summer Street, Suite 402
Stamford, CT 6905

ROCCO GAGLIARDI
Bloomberg LP
100 Business Park Dr. - PO Box 888
Princeton, NJ 8542
GREGORY GAJOWSKI
greg.b.gajowski@pjc.com

PETER FRANKS
pfranks818@aol.com

Piper Jaffray & Co


345 Park Avenue - Ste. 1200
New York, NY 10154-0004

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004
DANIEL FRIEL
dfriel5@bloomberg.net

First Southwest Corp


250 West 57th St, 14th floor
New York, NY 10107

MIKE GALEOTTI
Butler Muni, LLC
129 Washington St., 5th floor
Hoboken, NJ 7030

105

GAIL GALLAGHER

JOSEPH GIULIANI

gailg@loopcap.com

joe.giuliani@munis.murphy.com

Loop Capital Markets


88 Pine Street
New York, NY 10005

Murphy & Durieu


120 Broadway
New York, NY 10271

HUGH GALLAGHER

PEGGY GLANZMAN

hugh.gallagher@raymondjames.com

peggy.glanzman@ms.com

Raymond James & Associates, Inc.


One Penn Plaza suite 3915
New York, NY 10119

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

JEFFREY GANG

JEAN GLANZMAN-OBRIEN

jgang@davidwilliam.com

Jean.M.OBrien@pjc.com

David William Securities


40 Exchange Place
New York, NY 10005

Piper Jaffray & Co


345 Park Avenue - Ste. 1200
New York, NY 10154-0004

WILLIAM GARDNER

PAUL GLASSBERG

wgardner@htdonline.com

pglassberg@rseelaus.com

Hartfield, Titus Donnelly, LLC


111 Pavonia Ave. Suite 1430
Jersey City, NJ 7310

R. Seelaus & Co.


25 Deforest Ave
Summit, NJ 7901

GREG GASPARI

MICHAEL GLYNN

ggaspari@htdonline.com

michael.glynn@morganstanley.com

Hartfield, Titus Donnelly, LLC


111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

ALAN GENG

MICHAEL GLYNN

alan.geng@morganstanley.com

mglynn1@1empire.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

First Empire Securities


100 Motor Parkway
Hauppauge, NY 11788

ROBERT GILMAN

MICHAEL GOIN

rgilman2@bloomberg.net

mike.goin@barcap.com

Morgan Stanley & Co. LLC


1211 Avenue of the Americas
New York, NY 10020

Barclays Capital Inc.


745 Seventh Avenue
New York, NY 10019

106

JOHN GONZALEZ

WILLIAM HACKETT

jgonzalez@swst.com

william.hackett@morganstanley.com

SWS Securites
100 Broadway, 9th FL
New York, NY 10005

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

ALAN GRECO

ELLEN HALL

alan.greco@ramirezco.com

halle@jjkennydrake.com

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

JJ Kenny/Rafferty Capital
33 Whitehall Street
New York, NY 10004

WILLIAM GRIMES

HANS HANF

wgrimes@roosevelt-cross.com

hh@chappy.com

Roosevelt & Cross, Inc.


55 Broadway - 22nd Fl
New York, NY 10123

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

MARK GRIMMIG

JAMES HANLEY

mark.grimmig@tdsecurities.com

hanleyj@jjkennydrake.com

TD Securities, Inc.
31 W. 52nd Street
New York, NY 10019-6101

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004

LAURA GRUEN

WILLIAM HANNAN

lgruen@sbsco.com

wrhannan@bloomberg.net

Siebert Brandford
100 Wall Street 22nd Floor
New York, NY 10005

Morgan Keegan & Co.


535 Madison Avenue
New York, NY 10022

EUGENE GULKA

CHUCK HARCOURT

ggulka@jpturner.com

charles.harcourt@morganstanley.com

Equity National Capital


331 Newman Springs Rd. Suite 310
Red Bank, NJ 7701

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

DREW GURLEY

MARK HARRIES

dgurley@sbsco.com

mark.harries@ipreo.com

Siebert Brandford
100 Wall Street 18th Floor
New York, NY 10005

I PREO
1359 Broadway
New York, NY 10018

107

KEVIN HARRINGTON

W. DREW HAYES

kh@chappy.com

Drew.Hayes@clking.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

C.L.King & Assoc.


410 Park Ave - 16th Fl
New York, NY 10022

CHESTER HARRIS

ROGER HERSHEY

charris@cloud9.net

rnhershey@email.com

Chester Harris & Co. Inc.


222 Mamaroneck Ave Box 668
White Plains, NY 10605

Roger & Hershey


950 Third Avenue, 23th floor
New York, NY 10022

DAVID HARRIS

FRANK HIGGINS

charris@cloud9.net

fhiggins1@bloomberg.net

Chester Harris & Co. Inc.


222 Mamaroneck Ave Box 668
White Plains, NY 10605

Advisors Asset Mgt


330 South Service Rd - Ste 130
Melville, NY 11747

BRAD HARRIS

AUGUST HOERRNER

bha526@aol.com

ajh@chappy.com

Douglas & Co., Municipals, Inc.


14 E. 60th St. Ste. 502
New York, NY 10022

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

DOUGLAS HARRIS

EDWIN HOFFMAN

dgh@bloomberg.net

ehoffman@cainbrothers.com

Douglas & Co., Municipals, Inc.


14 E. 60th St. Ste. 502
New York, NY 10022

Cain Brothers & Co., Inc.


360 Madison Ave. 5th Floor
New York, NY 10017

MARK HASLINGER

JIMMY HOLIHAN

mhaslinger@williamblair.com

jholihan1@bloomberg.net

William Blair & Co


666 5th Ave
New York, NY 10103

Evercore partners
55 East 52nd Street
New York, NY 10019

JEFFREY HASTEROK

EDWARD HOLLERAN

jeffrey.hasterok@morganstanley.com

e.holleran@themunicenter.com

Morgan Stanley & Co. LLC


1585 Broadway 2nd Fl
New York, NY 10036

The Muni Center


800 Third Avenue
New York, NY 10022

108

GEDALE HOROWITZ

TYLER JIMENEZ

gedale.b.horowitz@citi.com

tjimenez@williamblair.com

Citigroup Global Market


388 Greenwich St
New York, NY 10013

William Blair & Co


666 Fifth Ave - 14th Fl
New York, NY 10103

THOMAS HOUSTON

TOM JONES

thouston@roosevelt-cross.com

tom.jones@cnb.com

Roosevelt & Cross, Inc.


55 Broadway - 22nd Fl
New York, NY 10006

City National Bank


400 Park Ave
New York, NY 10022

CHRISTOPHER HOUSTON

STEPHEN JUTER

Christopher.houston@ubs.com

stephen.juter@ubs.com

UBS Securities LLC


800 Harbor Blvd
Weehawken, NJ 7086

UBS Securities LLC


800 Harbor Blvd
Weehawken, NJ 7086

STEVEN HOWIE

ESTHER KAIN

showie@hudsonsecurities.com

esther.kain@nationalpfg.com

Hudson Securities
106 Apple Street
Tinton Falls, NJ 7724

National Public Finance Guarantee


113 King Street
Armonk, NY 10504

MARK HULSMAN
S & P Sec. Eval. Serv.
55 Water Street
New York, NY 10041

RYAN KEARNEY
kearney@samsonca.com

Samson Capital Advisors LLC


600 Lexington Ave - 20th Fl
New York, NY 10022

BETTY INFANTES
binfantes@jefferies.com

DANIEL KEATING
dan.keating@ramirezco.com

Jefferies & Co, Inc


520 Madison Ave - 8th floor
New York, NY 10022

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

JEFFREY JAMES
jeffrey_m_james@ml.com

SUSAN KELLY

Merrill Lynch -Global Private Client


153 East 53rd Street 47th Floor
New York, NY 10022

109

susan.b.kelly@us.hsbc.com

HSBC Securities (USA) Inc.


452 Fifth Ave 2nd Floor
New York, NY 10018

ISOBEL KENNEDY

MIKE KROEPER

isobelk@marketnews.com

mkroeper@htdonline.com

Market News International


40 Fulton Street - 5th floor
New York, NY 10038

Hartfield, Titus Donnelly, LLC


111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310

JAMES KENNY
james.kenny@morganstanley.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

NICK KROEPER
Sentinel Brokers Co.
1045 Park Boulevard
Massapequa Park, NY 11762
NICK KRZEMIENSKI

MADELINE KEVILLE
madeline.kissane@morganstanley.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

nicholas_krzemienski@standardandpoors.com

Standard and Poors


55 Water Street
New York, NY 10041
JAMES LANGLEY

JAMES KISSANE
james.kissane@interactivedata.com

Interactive Data
100 Church Street
New York, NY 10007

jlangley@mtb.com

M&T Client Investments


350 Park Ave 5th Fl
New York, NY 10022
CARA LAPICOLA

PETER KOCH
Ramirez & Co, Inc.
61 Broadway, 29th floor
New York, NY 10006
MICHAEL KORZENKO

cara.lapicola@nationalpfg.com

National Public Finance Guarantee


113 King Street
Armonk, NY 10504
ANTHONY LAVEGLIA

mkorzenko@aam.us.com

evanmuni@bloomberg.net

Advisors Asset Mgt


48 South Service Rd Ste 210
Melville, NY 11747

J.P. Morgan Securities LLC


345 Park Avenue
New York, NY 10154-1002

BRIAN KRASINSKI

WILLIAM LAVERTY

krasinskib@jjkennydrake.com

william.laverty@fmr.com

JJ Kenny/Rafferty Capital
33 Whitehall Street
New York, NY 10004

Fidelity Capital Markets


200 Seaport Blvd - 2 WTC
Boston, MA 2210

110

GEORGE LAWRENCE

JOSEPH LUCA

george3@bloomberg.net

joeluca1@yahoo.com

Merrill Lynch
250 Vesey Street, 4 WFC
New York, NY 10080

Miura Global Capital


101 Park Avenue
New York, NY 10178

JAMES LEBENTHAL

ROBERT LUCKEY

jlebenthal@lebenthal.com

bluckey@roosevelt-cross.com

Lebenthal & Company


521 Fifth Aveue -20th floor
New York, NY 10175

Roosevelt & Cross, Inc.


55 Broadway - 22nd Fl
New York, NY 10006

JEANNINE LENNON

JOSEPH LUPARELLO

Jeannine.lennon@nationalpfg.com

joseph_luparello@sandp.com

National Public Finance Guarantee


113 King Street
Armonk, NY 10504

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

ANTHONY LIOTTI

HOWARD MACKEY

anthony.liotti@ubs.com

mackeyh@rfp-co.com

UBS Securities LLC


1285 Avenue of the Americas
New York, NY 10019

Rice Financial Products Company


216 Bloomfield St
Hoboken, NJ 7030

JASON LISEC

STEPHEN MADDEN

jlisec@swst.com

SMADDEN@SWST.COM

SWS Securites
11770 US Highway 1, Suite 304E
Palm Beach Gardens, FL 33408

SWS Securites
100 Broadway 9th Floor
New York, NY 10005

SCOTT LOHAN
Barclays Capital Inc
745 7th Avenue
New York, NY 10019

JAMES MAGIDSON
Jefferies & Co, Inc
520 Madison Ave - 8th Floor
New York, NY 10022

WILLIAM LOSARDO

STEVE MALFITANO

wl@chappy.com

stephen.malfitano@mssb.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

111

GENE MANCINELLI

ROBERT MARRON

chaosnyny@aol.com

rjmarron@grigsbyinc.com

EKN Securities
135 Crossways Park Drive
Woodbury, NY 11797

Grigsby & Assoc.


11 Hanover Square - 23rd Fl
New York, NY 10005

ANTHONY MANCINI

LINDA MARTIN

anthony.mancini@tdsecurities.com

linda.martin@ramirezco.com

TD Securities Inc.
31 W. 52nd St.
New York, NY 10019

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

RUSS MANNIS
Merrill Lynch
1633 Broadway
New York, NY 10036

MATTHEW MARTINES
matthew.martines@morganstanley.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

PAUL MANSOUR
paul_mansour@conning.com

WILLIAM MASON
william.mason@davidlerner.com

Conning Asset Management


One Financial Plaza
Hartford, CT 06103-2627

David Lerner Associates


477 Jericho Turnpike
Syossett, NY 11791

MICHAEL MAPLES
michael_maples@sandp.com

CHARLES MASSARO
cmassaro@rwbaird.com

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

Robert W. Baird & Co.


One Harding Road, Suite 207
Red Bank, NJ 7701

MARK MARONEY
mark.maroney@rbccm.com

JOHN MATSIKOUDIS
jmatsikoudis@loopcap.com

RBC Capital Markets Corp


200 Vesey St, Three WFC
New York, NY 10281

Loop Capital Markets


88 Pine Street
New York, NY 10005

PATRICIA MAROTTA
patricia.marotta@stifel.com

PAUL MATUS
pmatus@smithcapital.com

Stifel Nicholas & Co


18 Columbia Tpke
Florham Park, NJ 7932

Smith Affiliated Capital


800 Third Ave, 8th Fl
New York, NY 10022

112

KENNETH MCALOON

JANE MCGRORY

ken.mcaloon@rbccm.com

jmcgrory@cabreracapital.com

RBC Capital Markets


200 Vesey St, Three WFC
New York, NY 10281-8098

Cabrera Capital Mkts


650 Fifth Ave - 21st Floor
New York, NY 10019

JOHN (JACK) MCCARTHY

PAMELA MCKENNA

jmccarthy@muniblp.com

mckennap@jjkennydrake.com

Butler Muni, LLC


129 Washington St., 5th floor
Hoboken, NJ 7030

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004

PETER MCCARTHY

MICHAEL MCKENNA

peter.mccarthy@jpmorgan.com

mmckenna@roosevelt-cross.com

J.P. Morgan Securities LLC


270 Park Avenue
New York, NY 10017

Roosevelt & Cross, Inc.


55 Broadway - 22nd Fl
New York, NY 10006

JIMMY MCCUE

BRIAN MCLAUGHLIN

jmccue@muniblp.com

brian.mclaughlin@interactivedata.com

Butler Muni, LLC


129 Washington St., 5th floor
Hoboken, NJ 7030

Interactive Data
100 Church Street
New York, NY 10007

TONY MCGANN

STEPHEN MCMANUS

amcgann@jefferies.com

sm@chappy.com

Jefferies & Co, Inc


520 Madison Ave - 8th floor
New York, NY 10022

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

PATRICK MCGARRY

KATHLEEN MCNAMARA

pat.mcgarry@rbccm.com

kathleen.mcnamara@ubs.com

RBC Capital Markets


200 Vesey St - 3 WFC
New York, NY 10281

UBS Financial Services


51 West 52nd St
New York, NY 10103

JAMES MCGINLEY

TOM MEADE

jmcginley@mrbeal.com

tom.meade@ramirezco.com

M.R. Beal & Company


110 Wall Street
New York, NY 10005

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

113

COLLEEN MEEHAN

RICHARD MOORHEAD

meehan.c@dreyfus.com

moorheadr@jjkennydrake.com

Dreyfus Corp
200 Park Ave
New York, NY 10166

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th Floor
New York, NY 10004

RAY MENCIA

KEVIN MORANO

rmencia@bloomberg.net

carol.barden@sumridge.com

Charles Schwab & Co.


111 Town Square Place, 4th Floor
Jersey City, NJ 7310

SumRidge Partners, LLC


111 Town Square Place - Ste 320
Jersey City, NJ 7310

MARY MEYERS

WILLAM MORRIS

mary.meyers@ramirezco.com

bmorris@bbandt.com

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

BB&T Capital Mkts


1133 Ave of the Americas
New York, NY 10036

JOSEPH MICELI

SKIP MORTON

micelij@jjkennydrake.com

skip.morton@rbc.com

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004

RBC Wealth Management


4 Landmark Square
Stamford, CT 6901

PAUL MINELLA
paul.minella@morganstanley.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

JOHN MOUSSEAU
Cumberland Funds
614 Landis Avenue
Vineland, NJ 08360-0663
RYAN MULROONEY
mulrooneyr@jjkennydrake.com

LAUREN MIRALIA
advisogrp@juno.com

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004

Adviso Group
210 Hommocks Road
Larchmont, NY 10538-3915

TOM MULROONEY
tmulrooney@raffcap.com

EDWARD MOORE
emoore@mrbeal.com

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th Floor
New York, NY 10004

M.R. Beal & Company


110 Wall Street
New York, NY 10005

114

FRANCIS MURPHY
Barclays Capital Inc
745 Seventh Ave
New York, NY 10019

SIMON NEILSON
simon.neilson@us.hsbc.com

HSBC Securities (USA) Inc.


452 Fifth Ave
New York, NY 10018

WILLIAM MURPHY
wm@chappy.com

ANNE NEMETZ
nemetza@jjkennydrake.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th fl
New York, NY 10004

JOHN MURPHY
john.m.murphy@fmr.com

LARRANCE NOEL
Larry.Noel@schwab.com

Fidelity Management & Res


One Spartan Way, TS2L
Merrimack, NH 3054

Charles Schwab & Co.


111 Town Square Place, 4th Floor
Jersey City, NJ 7310

ALAN MURPHY
murphya@stifel.com

LESLIE NORWOOD
lnorwood@sifma.org

Stifel Nicolaus & Co


1125 17th St - Ste.1600
Denver, CO 80202

SIFMA
120 Broadway
New York, NY 10271

THOMAS MURPHY
tkmurphyjr@hotmail.com

EILEEN OBERMANN
eileen.obermann@ramirezco.com

Vining Sparks IBG, LP


One Penn Plaza 17th Floor
New York, NY 10119

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

SAL MUSCO
salvatore.musco@interactivedata.com

FRANCIS OBRIEN
fobrien@htdonline.com

Interactive Data
100 Church Street
New York, NY 10007

Hartfield, Titus Donnelly, LLC


111 Pavonia Ave., Suite 1430
Jersey City, NJ 7310

CHRISTOPHER MYER
cmyer@siebertnet.com

DONALD OBRIEN
dobrien20@bloomberg.net

Muriel Siebert & Co Inc


885 Third Ave, Suite 1720
New York, NY 10022

Morgan Keegan & Co.


535 Madison Ave
New York, NY 10022

115

JACQUELINE OBRIEN FLANAGAN


jacqueline.flanagan@ubs.com

UBS Financial Services


1285 Avenue of the Americas
New York, NY 10019

WALTER ONEILL
Sterne, Agee & Leach
140 East 45th Street 18th Floor
New York, NY 10017
JERRY ORELLANA
jerry.orellana@ubs.com

REGINA OCONNELL
rthompson@swst.com

UBS Securities LLC


800 Harbor Blvd, 3rd Flr
Weehawken, NJ 7086

SWS Securities
100 Broadway, 9th Fl
New York, NY 10005

MICHAEL OROURKE
mike.orourke@interactivedata.com

MICHAEL OCONNOR
michael_oconnor@sandp.com

Interactive Data
100 Church Street
New York, NY 10007

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

KEVIN OROURKE
korourke5@bloomberg.net

CHRISTOPHER ODONNELL
codonnell@htdonline.com

Williams Capital group


650 Fifth Avenue
New York, NY 10019

Hartfield, Titus Donnelly, LLC


111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310

JACK PALMQUIST
jackp@rwsbroker.com

STEVE ODONNELL
sodonnell@pershing.com

R.W. Smith &Co.


654 Springfield Ave., Suite 2
Berkeley Hts., NJ 7922

Pershing LLC
One Pershing Plaza
Jersey City, NJ 7399

EDWARD PAULINSKI
edward.paulinski@westernasset.com

MICHAEL OHARA
michael.ohara@jpmorgan.com

Western Asset Management


620 8th Ave - 50th Fl
New York, NY 10018

J.P. Morgan Securities LLC


277 Park Avenue
New York, NY 10172

BRIAN PEPE
brian_pepe@standardandpoors.com

NEIL OLDENDORP
noldendorp@lebenthal.com

S & P Sec. Eval. Serv.


55 Water Street, 45th Floor
New York, NY 10041

Lebenthal & Company


521 Fifth Aveue -20th floor
New York, NY 10175

116

THOMAS PERROTTA

JIM PUGH

tom.perrotta@ramirezco.com

jim.s.pugh@hud.gov

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

US Department of
Housing & Urban Dev
26 Federal Plaza- Room 32-102
New York, NY 10278-0068

MICHAEL PERRY
mperry@mrbeal.com

KYLE PULLING
killer7@bloomberg.net

M.R. Beal & Company


110 Wall Street
New York, NY 10005

J.P. Morgan Securities LLC


270 Park Avenue
New York, NY 10017

MICHAEL PETRUCELLI
petro@munitrade.com

TITUS PURDY
titus_purdy@standardandpoors.com

OBrien & Shepard, Inc.


75 Montgomery St. - Ste.602
Jersey City, NJ 7302

S & P Sec. Eval. Serv.


55 Water Street, 45th Floor
New York, NY 10041

GLEN PLUNKETT
gplunkett@htdonline.com

DOMINICK QUARTUCCIO
dom.quartuccio@ramirezco.com

Hartfield, Titus Donnelly, LLC


111 Pavonia Avenue, Suite 1430
Jersey City, NJ 7310

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

ALFRED POTO
abp@chappy.com

STEVE QUATTROCHI
stephen.quattrochi@morganstanley.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038
NICOLAS PRECONE
Tripp & Company, Inc.
40 Rector Street, Suite 1620
New York, NY 10006

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577
MIKE QUINN
mquinn@ziegler.com

Ziegler Capital Markets


1185 Ave. of Americas
New York, NY 10036

BEVIN PRESUTTI
bevin.presutti@nationalpfg.com

National Public Finance Guarantee


113 King Street
Armonk, NY 10504

JOHN RAFTERY
rifff@bloomberg.net

Emmett & Co.


12 Peapack Road, PO Box 160
Far Hills, NJ 7931

117

PETER RALLIS

ROBERT RIGLIETTI

peter.rallis@tdameritrade.com

robert.riglietti@morganstanley.com

TD Ameritrade, Inc
1 Harborside Financial
Jersey City, NJ 7311

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

SAMUEL RAMIREZ

WILLIAM ROBERSTON

sam.ramirez@ramirezco.com

wrobertson@guzman.com

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

Guzman & Co
245 Park Avenue
New York, NY 10167

SAMUEL RAMIREZ, JR.

JANICE ROSLUND

sam.jr@ramirezco.com

janice.roslund@interactivedata.com

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

Interactive Data
100 Church Street
New York, NY 10007

GLEN RAUCH
glen.rauch@ubs.com

Glen Rauch Securities, Inc.


46 Fremont Avenue
Park Ridge, NJ 7656

KEVIN ROUGHLEY
Chapdelaine & Co.
One Seaport Plaza - 17th Fl
New York, NY 10038
EVAN ROURKE
erourke@eatonvance.com

MARK REILLY
trading1@bloomberg.net

Eaton Vance Inv Mgt


100 Park Avenue
New York, NY 10017

David Lerner Associates


477 Jericho Turnpike
Syossett, NY 11791

SCOTT RYKERT
srykert@fisbonds.com

DONALD RICE JR.


jdonaldricejr@rfp-co.com

Stoever Glass & Co


30 Wall Street
New York, NY 10005

Rice Financial Products Company


17 State Street 40th Floor
New York, NY 10004

JOHN SAKOWSKI
john_sakowski@sandp.com

JAMES RIEGER
james_rieger@standardandpoors.com

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

S & P Sec. Eval. Serv.


55 Water Street
New York, NY 10041

118

ELISEO SAMPAYO

JOHN SEELEY

esampayo@jefferies.com

john.d.seeley@pjc.com

Jefferies & Co, Inc


520 Madison Ave - 8th floor
New York, NY 10022

Piper Jaffray & Co


345 Park Avenue - Ste. 1200
New York, NY 10154-0004

JIM SAMPSON

LOUIS SEGALINI

jsampson@lebenthal.com

lous@loopcap.com

Lebenthal & Company


521 Fifth Aveue -20th floor
New York, NY 10175

Loop Capital Markets


88 Pine Street
New York, NY 10005

LISA SANTO

RHONDA SENTOCHNIK

lisa.santo@mssb.com

rhonda.Sentochnik@morgankeegan.com

Morgan Stanley Smith Barney


55 E. 52nd St - 28th Fl
New York, NY 10055

Morgan Keegan & Co.


535 Madison Avenue
New York, NY 10022

MICHAEL SANTUCCI

ROBERT SERVAS

mike.santucci@us.hsbc.com

robert.c.servas@jpmorgan.com

HSBC Securities (USA) Inc.


257-15 Union Turnpike
Glen Oaks, NY 11004

J.P. Morgan Securities LLC


270 Park Ave. 48th Floor
New York, NY 10017

JAMES SCHMITT

ATUL SETHI

jas@chappy.com

asethi14@bloomberg.net

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

Orix Capital markets


1717 Main Street
Dallas, TX 75201

JOHN SCHMUTZ

JOAN SHARROTT

john.schmutz@wachoviasec.com

jms@fampa.com

Wells Fargo Advisors


One New York Plaza, 14th Fl
New York, NY 10292-2014

First American Municipals Inc.


111 John street, 26th floor
New York, NY 10038

MARK SCOTT
mark.scott@sumridge.com

SumRidge Partners, LLC


111 Town Square Place - Ste 320
Jersey City, NJ 7310

JOSEPH SHINE
Butler Muni, LLC
129 Washington Street, 5th Floor
Hoboken, NJ 7030

119

HARRY SHORT

KEVIN STEINHAUER

harry.short@fmr.com

ksteinhauer1@bloomberg.net

Fidelity Investments
640 5th Ave
New York, NY 10019

First Southwest Corp


325 North St Paul, Suite 800
Dallas, TX 75201

STEPHEN SIEGEL

PETER STEVENSON

sbs@chappy.com

peter.stevenson@aig.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

AIG Global Investment Corp


180 Maiden Lane
New York, NY 10270

WALTER SIMON

MORTIMER SULLIVAN

wsimon@seelaus.com

msullivan@glickenhaus.com

R. Seelaus & Co.


25 Deforest Avenue
Summit, NJ 7901

Glickenhaus & Co.


546 5th Ave. 7th Floor
New York, NY 10036

JAMES SLATER
James.Slater@morganstanley.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

TIMOTHY SULLIVAN
RBC Wealth Management
25 Hanover RD, 2nd floor
Florham Park, NJ 07932-1407
DAVID SUOZZO
dsuozzo@gmail.com

PHILLIP SLEPIAN
phillip.slepian@morganstanley.com

CL King & Assoc.


80 State Street - 10th Fl
Albany, NY 12207

Morgan Stanley & Co. LLC


695 Route 46 West - Ste 300
Wayne, NJ 7004

JAMES TARZIAN
tarzianj@jjkennydrake.com

DUNCAN SMITH
dsmith@lebenthal.com

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th Floor
New York, NY 10004

Lebenthal & Company


521 Fifth Aveue -20th floor
New York, NY 10175

DENNIS THOMPSON
dennis.thompson@interactivedata.com

NICHOLAS SPINELLA
nick_spinella@sandp.com

Interactive Data
100 Church Street
New York, NY 10007

S & P Sec. Eval. Serv.


55 Water Street 45th Floor
New York, NY 10041

120

VINCENT THOMPSON

ALLAN VARE

vincent.thompson@morganstanley.com

allan.vare@rbccm.com

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

RBC Capital Markets


200 Vesey St - 3 WFC
New York, NY 10281

RICK TIERNEY

LOUIS VENTURA

r.tierney@themunicenter.com

lventura@bloomberg.net

The Muni Center


800 Third Avenue
New York, NY 10022

J.P. Morgan Securities LLC


383 Madison Ave, 11th Fl
New York, NY 10179

EDWARD TISHELMAN

BOHN VERGARI

edward.tishelman@tdsecurities.com

bvergari@knight.com

TD Securities Inc
31 W. 52nd St
New York, NY 10019

Knight Advisor Services


51 East Weaver St - 1 GrwchOPSouth
Greenwich, CT 6831

THOMAS TULP

EDWARD VIERLING

thomas.tulp@morganstanley.com

ev@chappy.com

Morgan Stanley & Co. LLC


1585 Broadway
New York, NY 10036

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

JULIEN VACHON

DANA VILLANOVA

jvachon@bloomberg.net

Dana.Villanova@nationalpfg.com

Williams, Jones & Associates


717 Fifth Avenue, Suite 1700
New York, NY 10022

National Public Finance Guarantee


113 King Street
Armonk, NY 10504

KURT VAN KULLER

DAVID VOGEL

kvankuller@us.mufg.jp

david.vogel@ubs.com

Bank of Tokyo-Mitsubishi UFJ


1251 Avenue of Americas
New York, NY 10020-1104

UBS Securities LLC


800 Harbor Blvd, 3rd Flr
Weehawken, NJ 7086

GERARD VANDERBERG

EDWARD VON NESSEN

jerry.vanderberg@ubs.com

edvon@munitrade.com

UBS Financial Services


1285 Ave of America
New York, NY 10019

OBrien & Shepard, Inc.


75 Montgomery St. - Ste.602
Jersey City, NJ 7302

121

WILLIAM WALLACE

RONALD WENZEL

ww@chappy.com

wenzelr@jjkennydrake.com

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

JJ Kenny/Rafferty Capital
33 Whitehall Street 10th Floor
New York, NY 10004

JOHN WALSH

JAMES WHEELER

jfwalsh@swst.com

jw@chappy.com

SWS Securites
100 Broadway, 9th Fl
New York, NY 10005

Chapdelaine & Co.


One Seaport Plaza - 17th Fl
New York, NY 10038

LUCIA WALSH

PATRICIA WHELAN

Lwalsh@swst.com

patricia_whelan@morganstanley.com

SWS Securites
100 Broadway 9th Floor
New York, NY 10005

Morgan Stanley & Co. LLC


2000 Westchester Avenue
Purchase, NY 10577

JAMES WHITE
CHRISTOPHER WARBURTON
james.j.white@mssb.com
ICAP
34 Exchange Pl, Harborside Plaza 5
Morgan Stanley & Co. LLC
Jersey City, NJ 7311
One New York Plaza - 36th Fl
New York, NY 10004
BRIAN WELCH
brian.welch@interactivedata.com
SCOTT WOJIE
wojies@jjkennydrake.com
Interactive Data
100 Church Street
JJ Kenny/Rafferty Capital
New York, NY 10007
33 Whitehall Street 10th fl
New York, NY 10004
JOHN WELCH
j.welch@themunicenter.com
BETH WOLCHOCK
bwolchock@jacksonsecurities.com
The Muni Center
800 Third Avenue
Jackson Securities Inc.
New York, NY 10022
2777 Summer Street, Suite 402
Stamford, CT 6905
WILLIAM WELSH
wwelsh@roosevelt-cross.com
GERARD WOLFE
gerardw@wolfehurstbbi.com
Roosevelt & Cross, Inc.
55 Broadway - 22nd Fl
Wolfe & Hurst Bond Brokers, Inc.
New York, NY 10006
30 Montgomery St. Suite 1040
Jersey City, NJ 7302

122

DAVID WOMACK

FREDERICK YOSCA

david.womack@ricefin.com

fyosca@bankofny.com

Rice Financial
17 State Street Plaza
New York, NY 10004

BNY Mellon Capital Markets, LLC


32 Old Slip
New York, NY 10286

ROBERT WOOD
Merrill Lynch Capital Markets
4 WFC, North Tower, 9th Fl
New York, NY 10080

JOHN YOUNG
john.young@ramirezco.com

Ramirez & Co., Inc.


61 Broadway, Suite 2924
New York, NY 10006

MARK WUENSCH
wuensch.mark@principal.com

ERIC ZURLA
ezurla@muniblp.com

Principal Global Investors


888 Seventh Avenue
New York, NY 10019

Butler Muni, LLC


129 Washington St., 5th floor
Hoboken, NJ 7030

BRIAN WYNNE
brian.wynne@morganstanley.com

JOHN ZURLO
jzurlo@sbsco.com

Morgan Stanley & Co. LLC


1585 Broadway
New York, NY 10036

Siebert Brandford
100 Wall Street 22nd Floor
New York, NY 10005

123

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