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Otolith Function and Disorders

..

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Advances in
Oto-Rhino-Laryngology
Vol. 58

Series Editor

W. Arnold, Munich

............................

Otolith Function and


Disorders

Volume Editors

P. Tran Ba Huy, Paris


M. Toupet, Paris

36 figures, 1 in color and 3 tables, 2001

............................
Prof. P. Tran Ba Huy,
Prof. M. Toupet
Hopital Lariboisie`re
2, rue Ambroise Pare
F74574 Paris (France)

Library of Congress Cataloging-in-Publication Data


Otolith function and disorders / volume editors, P. Tran Ba Huy, M. Toupet.
p.; cm. (Advances in oto-rhino-laryngology, ISSN 0065-3071; vol. 58)
Papers from a conference held in Paris in Jan. 22, 2000.
Includes bibliographical references and indexes.
ISBN 3805571305 (hard cover : alk. paper)
1. Otolith organs Pathophysiology Congresses. 2. Otolith
organs Abnormalities Congresses. 3. Vertigo Congresses. I. Tran, Patrice Ba Huy. II.
Toupet, M. (Michel) III. Series.
[DNLM: 1. Otolithic Membrane physiopathology Congresses. 2. Otolithic
Membrane abnormalities Congresses. 3. Vertigo Congresses. 4. Vestibular
Diseases Congresses. WV 255 O88 2001]
RF268 .O86 2001
617.882dc21
00-049737

Bibliographic Indices. This publication is listed in bibliographic services, including Current Contents and
Index Medicus.
Drug Dosage. The authors and the publisher have exerted every effort to ensure that drug selection and
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However, in view of ongoing research, changes in government regulations, and the constant flow of information
relating to drug therapy and drug reactions, the reader is urged to check the package insert for each drug for
any change in indications and dosage and for added warnings and precautions. This is particularly important
when the recommended agent is a new and/or infrequently employed drug.
All rights reserved. No part of this publication may be translated into other languages, reproduced or
utilized in any form or by any means electronic or mechanical, including photocopying, recording, microcopying,
or by any information storage and retrieval system, without permission in writing from the publisher.
Copyright 2001 by S. Karger AG, P.O. Box, CH4009 Basel (Switzerland)
www.karger.com
Printed in Switzerland on acid-free paper by Reinhardt Druck, Basel
ISSN 00653071
ISBN 3805571305

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Contents

VII Preface
1 The Mammalian Otolithic Receptors: A Complex Morphological and

Biochemical Organization
Sans, A.; Dechesne, C.J.; Dememes, D. (Montpellier)

15 Pathophysiology and Clinical Testing of Otolith Dysfunction


Gresty, M.A. (London); Lempert, T. (Berlin)
34 Otolithic Vertigo
Brandt, T. (Munich)
48 Physiopathology of Otolith-Dependent Vertigo. Contribution of the Cerebral

Cortex and Consequences of Cranio-Facial Asymmetries


Berthoz, A. (Paris); Rousie, D. (Lille)

68 Clinical and Instrumental Investigational Otolith Function


dkvist, L. (Linkoping)
O
77 The Subjective Visual Vertical
Van Nechel, Ch. (Paris/Bruxelles); Toupet, M. (Paris); Bodson, I. (Paris/Lie`ge)
88 Clinical Application of the Off Vertical Axis Rotation Test (OVAR)
Wiener-Vacher, S. (Paris)
98 VEMP Induced by High Level Clicks. A New Test of Saccular Otolith Function
de Waele, C. (Paris)
110 Peripheral Disorders in the Otolith System. A Pathophysiological and

Clinical Overview
Tran Ba Huy, P.; Toupet, M. (Paris)

129 Subject Index

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Preface

For decades, peripheral vestibular function and its related pathologies


have been attributed to the canal system. In this view, vertigo could only give
rotatory sensations. Otherwise, the disorder was automatically considered as
central in nature. For almost a century, functional explorations were limited
to caloric and/or rotatory testing. From the responses arising from a single
pair of canals, the lateral ones, generations of otologists have founded the
science of Vestibulology.
Yet, clinicians facing dizzy patients on a daily basis were aware that
this clinical and instrumental approach was oversimplified and reductionistic.
Indeed, they knew of two small and mysterious sensory structures hidden
within the bony vestibule, but largely ignored their exact role in pathophysiology and lacked the techniques to investigate them.
During recent years, a considerable body of experimental and clinical
work has demonstrated the direct involvement of the otolith organs in stabilizing body and gaze and led to the development of specific functional tests.
Thanks to these advances, an otolith semiology has emerged. We now know
that drunken-like sensations and movements, lateropulsion, gait disturbance,
visual symptoms, disorientation or erroneous sensations of upright posture,
to quote but a few ill-defined or bizarre symptoms, must direct the clinician
toward an otolith problem. New investigative tools are now available which can
demonstrate the direct involvement of the utricle and saccule in the pathology.
On the 22th of January, 2000, an international meeting devoted to Otolith
Function and Disorders was held in Paris with the participation of some of
the pioneers in the field. All aspects of otolith function were covered. Alain
Sans, of the INSERM at Montpellier, presented the ultrastructural features

VII

of the two maculae with special emphasis on the neuromediators involved


in vestibular signal processing. Michael Gresty, from London, reviewed the
physiology of the otolith organs and underlined some fascinating and unexpected roles of these structures in current clinical symptoms. Thomas Brandt
discussed the principal otolith-related syndromes drawing upon his exceptional
clinical experience. Alain Berthoz developed his thoughts on the role of otoliths
dvkist opened the session on clinical
in the perception of movement. Lars O
and instrumental investigation of otolith function, and presented a critical
appraisal of the tests used in vestibulometric practice, with emphasis on his
experience in eccentric rotatory testing. Following this, Christian Van Nechel,
Sylvette Wiener-Vacher and Catherine de Waele reported their use of the
subjective visual vertical test, off-vertical axis rotation and click-evoked myogenic potentials as tools for functional investigations of the otolith organs.
This volume gathers together the contributions of these authors in an
attempt to provide an exhaustive view of a new field in vestibulology. We hope
that it will prove to be a valuable clinical tool concerning a system which has
remained the wild card of sensory pathology for too long.
Patrice Tran Ba Huy
Michel Toupet

Preface

VIII

Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 114

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The Mammalian Otolithic Receptors:


A Complex Morphological and
Biochemical Organization
Alain Sans, Claude J. Dechesne, Danielle Dememes
INSERM U 432, Montpellier, France

The vestibular sensory organs of vertebrates detect angular accelerations,


by means of the ampullar receptors, and linear accelerations, by means of the
otolithic receptors. The otolithic receptors consist of the utricle and the saccule,
each being formed by a sensory epithelium, covered by the otoconial membrane, which supports calcium carbonate crystals, the otoliths or otoconia,
in the form of aragonite or calcite. The utricle and saccule specifically perceive
linear accelerations induced by movements of the head in the gravity field.
This sensory information is used by the central nervous system to control eye
movement and body position.
This chapter does not aim to describe the morphology of the mammalian
otolithic receptors, which is already well documented, for the vestibular sensory
epithelia by Hunter-Duvar and Hinojosa [1], and for the otoconial membrane
by Lim [2]. Instead, it deals with correlations between anatomy and function
by taking into account the distribution of specific proteins in the various
sensory cells and their afferent and efferent nerve fibers: (1) calcium-binding
proteins in the type I and type II sensory cells and their afferent nerve fibers,
and (2) the neurotransmitters involved in afferent and efferent regulation.
Work carried out in our laboratory has shown regional biochemical differences
in the organization of the otolithic organs, suggesting that there may be
functional differences between the central and peripheral parts of the macular
receptors.

Fig. 1. Surface views of the rat utricle. Both utricles are similarly oriented with the
medial part, with respect to the axis of the body, on the right-hand side. a Immunocytochemical labeling for calretinin, observed by confocal microscopy. In the striolar area (S), indicated
by a dotted line, the calyces surrounding the type I sensory cells are labeled (see fig. 5b). In the
extra-striolar zones, calretinin immunostaining is detected in type II sensory cells. b Scanning
electron microscopy identifies the hair bundles. Note that the borders of the utricle are
slightly raised.

The Otolithic Receptors: An Overview of Their Morphological


Characteristics (schematic diagram fig. 7a)
Scanning Electron Microscopy
The Utricle. The utricular macula is kidney-shaped, with the concave
part in the medial position and the convex part in the lateral position (fig. 1).
In some mammals, such as rodents, the anterior part is tilted at an angle
of 30 from the horizontal. In humans, the utricle is in the horizontal plane
when the head is held in the vertical position. The sensory surface is covered
by the sensory hair bundles. This sensory epithelium is covered by a gelatinous
membrane, the otoconial membrane, upon which rest the otoconia. The
lower surface of this membrane is attached to the supporting cells of the
sensory epithelium by a filamentous network known as the subcupular
meshwork [2]. The otoconial membrane and the subcupular meshwork delimit
the alveoli, into which the hair bundles are inserted (fig. 2a). In birds and
mammals, the otoconia consist of calcite crystals of various sizes, depending
on their location. Those in the lateral parts of the utricle are large whereas

Sans/Dechesne/Dememes

b
Fig. 2. Otoconial membrane and otoconia overlying the utricle observed by scanning
electron microscopy. a After partial removal of the otoconia (o), the otoconial membrane
shows a honeycomb structure. The hair bundle stereocilia (st) are inserted into the cells of
the honeycomb. b Regional differences in the size of the otoconia on the otoconial membrane.
The otoconia in the striolar area (S) are smaller and the surface they form is lower than
that of the otoconia in the extra-striolar zones.

those in the striolar area, a crescent-shaped depression located off-center to


the lateral side, are small (fig. 1b, 2b). The striolar area is a specific zone
of the sensory epithelium with the following characteristics: (1) inverse
polarization of the hair bundles (the kinocilia face each other); (2) the
stereocilia are smaller than those of the cells in the medial and peripheral
extra-striolar zones; (3) there is almost no subcupular meshwork. This lack
of the subcupular meshwork in the striolar area results in the formation of
a space, delimited by the otoconial membrane, in the form of a curved
tunnel.
Due to the small size of the stereocilia and the presence of a unique cavity
in the striolar area, the hair bundles in this area are free and are not joined
to the otoconial membrane, unlike those of the extra-striolar zones. This
anatomical feature undoubtedly affects the processes of the mechanic transmission in this area, which accounts for about 10% of the total sensory surface
area.
The Saccule. The saccular macula is hook-shaped and the anterior end
differs in length and curvature between species. In humans, the saccule is
in the vertical plane when the head is held erect. The general architecture
of the saccule is similar to that of the utricle. However, there are several
important differences: the otoconia of the striolar region protrude slightly
above the surface of the otoconial membrane. The hair bundles in the striolar
region are polarized inversely to those in the utricle (the stereocilia face each
other).

The Mammalian Otolithic Receptors

Fig. 3. Transmission electron micrograph of a transverse section of a guinea pig utricular


epithelium. The type I hair cells (1) are surrounded by afferent nerve calyces containing
numerous mitochondria. The type II hair cells (2) are contacted at their bases by afferent
endings and by efferent boutons (dark arrows). The nuclei of the supporting cells (sc) line
the lower part of the epithelium and these cells have numerous intracytoplasmic secretory
granules at their apices. ST>Stereocilia.

Transmission Electron Microscopy


The sensory epithelium of the otolithic receptors has been extensively
described. It consists of two types of sensory hair cell: type I cells, which are
pear-shaped and surrounded by an afferent nerve calyx, and type II cells,
which are rectangular parallelepipeds and contacted by afferent and efferent
boutons (fig. 3). These cells are separated by the supporting cells, the lower
part of which rests on the basal membrane.
There are, however, regional differences in the shape of these sensory
cells and their afferentation by nerve fibers. The striolar area is a zone with
a specific organization with regard to which the extra-striolar zones are
defined. Type I cells are more globular in the striolar area than in the lateral
areas and are contacted exclusively by complex afferent calyx endings from
large-diameter nerve fibers. In contrast, the type II hair cells of the peripheral
zones are mainly contacted by afferent boutons originating from thin nerve
fibers. The type I and II hair cells in the peristriolar zones are connected
by dimorphic nerve fibers that provide mixed innervation to both hair cell
types [3, 4]. To this general scheme should be added two types of result

Sans/Dechesne/Dememes

Fig. 4. Microvesicles located at the apex of the afferent nerve calyx surrounding a type I
hair cell (transmission electron microscopy). a Transverse section of a type I hair cell showing the bundle of microtubules in the neck of the cell. The upper part of the nerve calyx
contains clear microvesicles (small dark arrows). b Transverse section in the plane indicated
by the dotted line in (a). The microtubules present in the neck of the nerve calyx appear as
small circles. The microvesicles present in the nerve calyx (c) correspond to clear vesicles
(small dark arrows) and dense-cored vesicles (white arrows).

demonstrating the complex regional regulation of the vestibular sensory information.


Our group has shown that, at the apex of afferent nerve calyces, there are
clear microvesicles and dense-cored microvesicles [5]; (fig. 4a, b). In this part
of the calyces proteins are also found which are usually associated with synaptic

The Mammalian Otolithic Receptors

vesicles in presynaptic compartments: synapsin I and synaptophysin [6], which


are associated with the membrane of the synaptic vesicle [7, 8], and rab 3A
[9], a protein essential for vesicle docking and the last steps of exocytosis [8].
We have also shown that there are glutamate receptors on the membrane of
the sensory cells [10]. Although the synaptic release of neuromediators by the
apex of the calyces has not yet been demonstrated experimentally, the results
obtained consistently provide evidence for the existence of a short control
loop regulating the type I hair cell activity by their afferent calyces.
Ross [11] has demonstrated the presence of extensions of fibers or afferent
calyces, forming synaptic contacts with the adjacent type II cells, which face
subsynaptic membrane cisternae. Asymmetric synaptic contacts are also found
at the base of the calyces and of intramacular nerve fibers. These extensions,
rich in small (4060 nm in diameter) clear vesicles, form a network at the base
of the macular epithelium. Extensions from the neck of the afferent nerve
calyces are also found (fig. 4b). These extensions contact their neighboring
sensory cells and also contain clear microvesicles as well as large (80 nm
diameter) dense-cored vesicles. This double network, basal and apical, probably
regulates the early mechanosensory messages before their transmission to the
central nervous system.

Differential Expression of Parvalbumin, Calretinin and


Calbindin in the Utricle (schematic diagram fig. 7a)
Calcium plays a key role in the physiology of sensory cells and neurons.
A large number of calcium-binding proteins have been detected by immunocytochemistry in the sensory hair cells and afferent nerve fibers of the vestibular
sensory epithelium.
The distributions of the three main calcium-binding proteins, parvalbumin, calretinin and calbindin, differ not only with respect to each other, but
also in the different regions of the utricle. Parvalbumin [12] is present mostly
in the type I cells of the striolar region (fig. 5a), whereas calretinin [13] is
present in the type II cells of the periphery of the macula and in the afferent
nerve calyces of the striolar region (fig. 1a, 5b). Finally, calbindin [14] is
detected in very large amounts only in the nerve calyces of the striolar area
(fig. 5c).
These regional differences in the distribution of calcium-binding proteins
almost certainly reflect differences in cellular calcium metabolism between the
sensory cells located in the striolar area and those of the peristriolar zones,
particularly those of the peripheral zones. In addition, in the striolar zone,
only the fibers ending in calyces and multicalyces contain calretinin whereas

Sans/Dechesne/Dememes

Fig. 5. Differences in the distribution of calcium-binding proteins in the rat utricle.


Immunolabeling of parvalbumin (a), calretinin (b) and calbindin (c) observed by laser confocal microscopy. a Most of the parvalbumin-immunoreactive hair cells are type I hair cells
in the striolar area (S, limits are indicated by two white arrowheads). A few immunoreactive
cells are located outside the striolar area. The insert shows the cytosolic labeling of a type I
hair cell. b Calretinin is detected in nerve calyces in the striolar area (see also insert) and in
a few type II hair cells outside the striolar area. c Calbindin is found only in the nerve
calyces of the striolar area.

The Mammalian Otolithic Receptors

the calyces of the dimorphic fibers do not contain calretinin [15]. This is
reflected in the vestibular ganglion in which only the large-diameter neurons
ending in calyces contain calretinin [16] and present low voltage-activated
currents [17].
These biochemical results thus demonstrate that it is essential to consider
the electrophysiological properties of the vestibular sensory cells not only in
relation with their cell type (I or II), but also in relation with their type of
afferentation and their location in the utricular macula.

Efferent and Afferent Systems: Differential Expression of CGRP and


Substance P in the Utricle (schematic diagram fig. 7b)
Efferent System
The cell bodies of the efferent nerve fibers are located in the brainstem
below the 4th ventricle. These fibers contact type II cells directly, or afferent
fibers and calyces, controlling and regulating the transmission of sensory
information. The neuromediators of the vestibular efferent system are acetylcholine and the calcitonin gene-related peptide (CGRP) [1821]. Both are
colocalized in the efferent boutons. Acetylcholine is thought to have an inhibitory role and CGRP is thought to be excitatory. Thus, the presence of these
two neuromodulators of antagonist effects at the same location suggests that
there is a complex peripheral regulation of the afferent activity by the efferent
system.
In addition, it is known that the distribution of efferent fibers differs
between utricular regions. It has been shown by autoradiography that there
are more efferent endings in the medial and peripheral zones of the utricle than
in the striolar area [22]. This result has been confirmed by immunocytochemical
labeling of the efferent fibers and boutons with an anti-CGRP antibody
(fig. 6a). It therefore seems that the control exerted by the efferent system over
the transmission of sensory information in the maculae differs between the
striolar and extra-striolar zones.
Afferent System
The afferent nerve fibers that contact the sensory cells transmit sensory
information to the central nervous system via the vestibular nuclei. The afferent
system is essentially glutamatergic. Glutamate is present in all the sensory
cells and ionotropic [23] and metabotropic glutamatergic receptors are found
in the vestibular afferent neurons. Immunocytochemical detection of the ionotropic glutamate receptors AMPA and NMDA in the sensory epithelia showed
no regional differences in their distribution.

Sans/Dechesne/Dememes

Fig. 6. Differences in the distribution of neuropeptides in the efferent and afferent fibers
of the rat utricle. a Surface view of the utricle immunostained with an antibody directed
against the calcitonin-gene related peptide (CGRP). CGRP is present in the efferent fibers
and endings. Immunolabeled fibers and endings are more dense in the medial (M) and lateral
(L) regions than in the striolar area (indicated by a dotted line). A remnant of the otoconial
membrane shows nonspecific staining (white arrow). b Transverse section of a utricle immunostained with an antibody directed against substance P. Substance P is detected in the
afferent boutons and calyces, mostly outside the striolar area (S, limits are indicated by two
white arrowheads).

The Mammalian Otolithic Receptors

Fig. 7. a Schematic diagram of a transverse section of a mammalian utricle showing


the different distributions of two calcium-binding proteins. The utricle is divided by a virtual
line, the striola (S), with opposite polarization of the hair bundles on either side of that line.
In the striolar region, all the hair bundles are located in a common cavity and are not
connected to the otoconial membrane. In the extra-striolar zones, the hair bundles are located
in individual cavities of the otoconial membrane and the kinocilia are connected to this
membrane (red dotted line). The striolar and extra-striolar zones also differ in the distribution
of calcium-binding proteins. In the striolar area, parvalbumin (blue) is present in type I
sensory cells (I) and calretinin (red) is present in the calyces and multicalyces surrounding
the parvalbumin-positive type I sensory cells. In the peripheral extra-striolar zones, calretinin
is present in some type II sensory cells (II). The otoconia (O) are smaller in the striolar area
than elsewhere. The synaptic bodies (sb in dark blue) are indicated in the sensory cells. The
apical part of the nerve calyces contains microvesicles (yellow). The efferent fibers are shown
in solid black. sc>Supporting cell. b Schematic diagram of a transverse section of a utricle

Sans/Dechesne/Dememes

10

In contrast, the neuropeptides substance P and neurokinin A are present


in specific afferent nerve endings and fibers [24]. These neuropeptides are
detected exclusively in the extra-striolar areas and are absent from afferent
fibers ending in calyces [24] and containing calretinin (fig. 6b). The presence
of substance P in the postsynaptic afferent endings may appear surprising,
but we have already shown that there are clear microvesicles in the afferent
fibers, which probably contain glutamate, and vesicles with electron-dense
cores, characteristic of the presence of neuropeptides.

Discussion
Lim [2] demonstrated that the hair bundles in the striolar zone are short
and not attached to the otoconial membrane, unlike those of the peristriolar
and peripheral zones in which the stereocilia are longer and which partly
penetrate the otoconial membrane [25]. This led him to suggest that hair cells
in the striolar region would be more strongly stimulated than those elsewhere
by fluid drag, and would be sensitive to velocity rather than displacement.
The ampullar cristae of the mouse have be shown to be organized in a similar
manner, with the hair bundles in the apical and central areas having short
stereocilia and those in the basal and peripheral areas having long stereocilia
included in the cupula [26]. Recent morphological and immunocytochemical
studies have confirmed these observations suggesting that each vestibular receptor should be considered to consist of two different parts, the central and
peripheral areas.
In the central part of the macula, the striolar area, type I cells are immunostained for parvalbumin. These cells are enclosed in calyces or multicalyces
arising from fibers with a very large diameter and containing calretinin (fig. 7a).
These high-threshold fibers are controlled by rare efferent endings (fig. 7b).
In this case, peripheral regulation may essentially involve feedback control
(short control loop) involving the release of neurotransmitters by the microvesicles located at the apex of the calyces [5, 6, 27]. This local control is probably
supplemented by control via the neighboring vesiculated efferent fibers from

showing the differences in distribution of neuromediators in the nerve fibers. In the striolar
area (S), afferent fibers and calyces do not contain substance P; efferent fibers and endings
immunostained for CGRP (green) are more sparse than in the other zones. In the extrastriolar areas, afferent fiber endings in boutons and calyces contain substance P (orange)
and the CGRP-positive efferent fibers and endings are more numerous. Microvesicles (yellow)
containing glutamate are present in the apical part of the afferent nerve calyces. Modified
from Lim [2].

The Mammalian Otolithic Receptors

11

afferent origin, as shown by Ross [11]. This latter control may be exerted at
the apex and base of the epithelia by two parallel networks. The vestibular
information produced by the striolar zone would thus be extensively pretreated
before its transmission to the vestibular nuclei and there would be minimal
efferent control of central origin.
The more peripheral areas contain type II cells contacted by small size
fibers forming bouton-type units, and type I and II cells contacted by mixed
units forming calyces and boutons at the ends of medium-size fibers. With
the exception of a few peristriolar type I cells, these cells do not contain
parvalbumin. Some type II cells in the most peripheral zones contain calretinin. These cells are contacted by afferent fibers that are strongly immunostained for substance P. In addition, in these extrastriolar zones, the efferent
endings originating from the central nervous system are very dense and
probably exert considerable control over the transmission of sensory information.
In conclusion, the results obtained indicate that the messages produced
by the utricular and saccular maculae differ greatly according to the regions
activated. The hair cells of the striolar zones would be directly sensitive to
the displacement of endolymph, that would result in the sensory cells rapidly
sending a phased message to the central nervous system, via large-caliber
fibers. This message would be extensively refined and regulated by feedback
controls originating from the short loops involving both the type I sensory
cells and their calyces, and the intraepithelial afferent networks carrying
messages between the neighboring units. The extrastriolar zones would be
sensitive to the relative displacement of the otoconial membrane with regard
to the hair bundles. The sensory cells contacted by fibers of medium or
small diameter would send an essentially tonic message to the central nervous
system, mostly regulated by a long loop involving the central efferent neurons.
This morphological and functional organization presents some similarity to
that of another, even more complex organ, the retina. However, in the
vestibule, the respective roles of the central and peripheral zones in the
organization of the sensory message with regard to the type of stimulus are
unknown.

Acknowledgments
We thank D. Orcel for the diagram drawings. Partly supported by CNES grants 793/98
and 793/99.

Sans/Dechesne/Dememes

12

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Scarfone E, Ulfendahl M, Landberg T: The cellular localization of the neuropeptides substance P,
neurokinin A, calcitonin gene-related peptide and neuropeptide Y in guinea-pig vestibular sensory
organs: A high-resolution confocal microscopy study. Neuroscience 1996;75:587600.
Raymond J, Dememes D: Efferent innervation of vestibular receptors in the cat: Radioautographic
visualization. Acta Otolaryngol 1983;96:413419.
Dememes D, Lleixa A, Dechesne CJ: Cellular and subcellular localization of AMPA selective
glutamate receptors in the mammalian peripheral vestibular system. Brain Res 1995;671:8394.
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Res 1966;114:252258.

The Mammalian Otolithic Receptors

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25
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27

Lim D: Morphological and physiological correlates in cochlear and vestibular sensory epithelia;
in: Scanning Electron Microscopy, vol II. Chicago, MIT Research Institute, 1976, pp 270275.
Mbie`ne JP, Sans A: Differentiation and maturation of the sensory hair bundles in the fetal and
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Alain Sans, INSERM U 432, UM 2, CC 89, Place Bataillon,


F34095 Montpellier cedex 5 (France)
Tel. +33 467 14 48 10, Fax +33 467 14 36 96, E-Mail alansans@univ-montp2.fr

Sans/Dechesne/Dememes

14

Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 1533

............................

Pathophysiology and Clinical Testing of


Otolith Dysfunction
Michael A. Gresty a, Thomas Lempert b
a

MRC Human Movement and Balance Unit, National Hospital for Neurology and
Neurosurgery, London, UK;
Neurologische Klinik, Charite, Campus Virchow-Klinikum, Berlin, Germany

This paper is based on a talk on the pathophysiology of the otolith


organs which was given in Paris in the early days of this third millennium.
The purpose was to attempt a didactic statement about our understanding
of the otolith which could be of value to physicians and surgeons dealing
with patients who present with vestibular disease. As such it would be a
cultural affront and an expression of historical ignorance not to commence
with a reference to the views of FH Quix who gave his lectures Les Methodes
dExamen de LOrgane Vestibulaire in that same city more than 70 years
ago [1]. Figure 1 is reproduced from lecture notes and shows Professor Quix
demonstrating the orientations of the utricles and saccules using his hands
to indicate the planes of the maculae. Figure 2 reproduces Quixs illustration
of the changes of posture, including eye movements, which follow asymmetrical tonus between the right and left vestibular organs. Quixs experimental
method for producing tonus in normal man was by galvanic stimulation
across the mastoids. The figures show that in the case of canal asymmetry
there is principally a turn of all parts of the body in the frontal and horizontal
planes. In the case of otolithic asymmetry the major effect is the tilt of the
body towards the hypotonic side; notably involving also a tonic tilt in
cyclotorsion of the eyes to this side. Within these general schemata Quix
also made a distinction between the functional responses of the utricles and
succules which, I believe, even today could provoke thought for experimentation.
What we have learnt since Quix? Certainly we have learnt much about
the detailed physiology of these organs and their central connections, but

Fig. 1. Portraits of FH Quix illustrating the orientations of the utricules and saccules [1].

Fig. 2. Quixs illustrations of schematic postural responses to canalicular and otolithic


asymmetrical tonus taken from Quix [1].

Gresty/Lempert

16

mainly in animals. We have also ascertained the dynamics of some of their


functions in man but the writers remain convinced that many clinical problems
remain little understood and without adequate investigative techniques. Before
commencing a detailed account of otolith pathophysiology, it is appropriate
to place the problem in a pointed context by asking the reader the following
question: Conceive the possibility of a surgical intervention which could repair
in some way the whole or part of the otolith organ. The procedure would be
a craniotomy with the usual risks of deafness of paralysis of the facial nerve
or worse. Which symptoms would you accept as definite indications of an otolithic
disorder and which tests, of which the results are indications of abnormal and
lateralised otolithic disorder, you would accept?

Relevant Basic Anatomy and Electrophysiology of the


Otolith Apparatus
It is appropriate to start with a brief discussion of the anatomy and
electrophysiology of the otolith organs because their basic structure and transduction properties suggest the ways in which their signals may be used by the
nervous system. The basic hair cell of the maculae is an initial force transducer
and as such responds to linear acceleration of the head and (its Einsteinian
equivalent) changes in the strength and orientation of the gravitational vector.
The multitudinous orientations of the hair cells ensure transduction of these
initial forces in all orientational directions in three-dimensional space. The
dynamics of otolithic unit responses show that they are sensitive to static
initial forces, such as would be effected by a tilt of the head with respect to
gravity or prolonged acceleration down a runway in an aeroplane, up to the
high frequency movements of the head experienced during sparring in boxing
or running. A subclass of the otolith units also renders a signal which approximates the rate of acceleration, suggesting that they can give a very fast triggering response [2].
According to the nature of otolithic signals one would presume they may
contribute to a variety of important behavioral functions [3]: viz, the sense
or perception of linear acceleration and gravitational tilt; compensatory and
balancing movements of the eye head and body as well as autonomic responses,
particularly the regulation of blood pressure and volume distribution which
are so critically dependent on changes in spatial orientation. Each of these
possible functions will now be discussed in turn.

Pathophysiology and Clinical Testing of Otolith Dysfunction

17

Perception of Spatial Orientation


One would presume that the otolith plays a role in the perception of
subjective verticality, detection of thresholds and directions of linear motion
and estimating trajectory. There are apparently only two systematic studies
which have tried to establish the thresholds of perception of linear acceleration
in normal subjects in comparison with patients with bilateral absence of vestibular function [46]. In Giannas experiment, the subject sat on a train running
on linear rails and was exposed to linear accelerations with several configurations including sinusoidal oscillations, ramp and parabolic onset accelerations.
The threshold for perception for normal subjects was found to be about 5 cm/s/s
whereas patient thresholds were only slightly raised at a mean of 7 cm/s/s
which was not statistically significantly different. One might conclude from
this study that otolithic signals only reduce the noise around the threshold
for detection of linear motion; no more. Incidentally, the thresholds found in
Giannas study were similar to those established by numerous laboratories for
exposure to linear motion on the part of normal subjects.
There is a certain similarity between sensitivity to tilt from gravitational
upright and thresholds for linear motion, since tilt detection requires the ability
to detect a slight change in the magnitude and direction of an imposed static
linear acceleration. One would think that the otolith apparatus, with its sensitive hair cells optimally orientated in the utricles for detection of tilt from
upright, would give very precise and sensitive estimates of tilt of the body from
upright. However, when other somatosensory cues are masked by immersion in
water, as with undersea divers, the ability to sense the subjective vertical is
seriously degraded to the extent that divers readily become spatially disorientated when deprived of visual cues; a very dangerous situation which has been
extensively studied [7, 8]. Thus, it would seem that the signals from the otolith
organs, when used in isolation from contextual somatosensory cues, are neither
sensitive nor accurate cues for estimating the subjective postural vertical.
This conclusion has been borne out by parallel studies which have compared the performance of normal subjects with patients with labyrinthine
lesions [911]. When exposed to low-frequency passive tilting in a flight simulator the ability of patients with bilateral unilateral labyrinthine disorders to
indicate the true direction of earth vertical is similar to that of normal subjects
which leads to the conclusion that somatosensory signals predominate in
determining the subjective vertical. In an attempt to mask somatosensory
signals, a recent experiment used vibration of the simulator to degrade the
value of the somatosensory input to estimates of the subjective vertical [12].
Subjects sat on the simulator and with the aid of a joystick were tasked with
returning themselves to upright then the simulator tilted gently away from the

Gresty/Lempert

18

normal upright attitude. Without vibration both normal subjects and patients
with unilateral vestibular loss could maintain an upright flight attitude with
ease. However, when the whole simulator vibrated, in the subjects with unilateral vestibular loss the simulator tilted by up to 10 to the side of their lesion.
Patients tilts were found to be a robust effect observed in both the acute and
chronic (up to 10 years) stages after vestibular loss. The authors argued that
the otolith signal to indicate uprightness had a more significant influence
during simulator oscillation and the asymmetry of orientation was due to the
differences in densities of hair cells of the utricular macula oriented, respectively, in the rightwards and leftwards direction so that the total output gave
a slightly biased tonus which could be corrected by tilting to the lesion side.
The effect of vibration was thought to be either by masking somatosensory
input alternatively by putting time pressure on the nervous system so that
appropriate cross checks between somatosensory and vestibular signals could
not be made adequately, thereby revealing the slightly erroneous estimate from
the otolith apparatus.

Vertigo in Otolithic Disease


One might think that canal activity, e.g. pro-rotatory stimulation, lends
a sensational perception of turning whereas otolithic activity lends a perception
of linear movement or of tilt or perhaps of a sudden fall. Certainly, the first
of these suppositions is false. For example, when an aviator pulls out of a
prolonged roll maneuver he may experience the illusion of a tilted and torting
visual horizon with accompanying sensations of bodily tilting due to the
nystagmic and perceptual consequences of post-rotatory activity in the vertical
canals [1315]. This scenario may provoke accidents since it is the temptation
on the part of the aviator to make a sudden and inappropriate attitude correction of his aircraft if he believes that the craft is actually continuing to roll.
The illusion does not have an otolithic component since there is no otolith
stimulation of tilt or turn in the level attitude achieved immediately after the
roll. Thus, a perception of tilt can be imparted by canal activity. Similarly, if
a false otolithic signal causes a perception of tilt in the body there may also
be an associated component of tilting as the false signal develops. A tilting is
also a rotation in the vertical plane the one implies the other and it is
not clear whether one can separate these perceptions. The question becomes
philosophical. In conclusion, it is not so apparent that symptoms of tilting
or turning of the body are strong indications for lesions for particular part
of the labyrinth, vis-a`-vis canal verses otolithic disorder. In case of a pure
linear movement as, for example, the illusion of surging forwards in a vehicle

Pathophysiology and Clinical Testing of Otolith Dysfunction

19

or moving purely linearly up and down one might think that they could have
a purely otholithic origin but would presumably imply fairly symmetrical
bilateral changes in otholithic functional status. This would be rare to say
the least and the authors have almost never encountered patients who have
complained of a purely linear movement. By far the most common symptoms,
the illusory motions we tend to ascribe to a possible otolithic disorder are
those of tilting as if on the deck of a ship. Turning and rotation in some way
are implicit in this illusion so it is doubtful that one can definitely ascribe
them to a purely otolithic disorder.

Compensatory Eye Movement Reflexes


Linear Movement in Horizontal and Vertical Planes and Results of Lesions
As with the canals, the otoliths provide eye movement reflexes which
compensate for movement of the head [1620] (fig. 3). These reflexes maintain
the directional view on visual targets through the linear components of movement, for example through vertical linear head movements encountered when
sparring. From geometrical considerations (that parallel lines meet at infinity),
it is apparent that one needs linear compensatory eye movements only when
targets are fairly close to the subject since when one looks into the distance
the effect of a small movement of the head on the direction on vision gaze is
negligible. Of significance which will appear below it is noteworthy that linear
compensatory eye movements are fast, commencing with a latency of about
20 ms after head motion in man.
Certainly bilateral vestibular loss abolishes all compensatory eye movement that would normally be evoked by linear head acceleration [17, 21]. It
would not be immediately clear, however, what happens to compensatory eye
movements after one unilateral loss of vestibular function. Since hair cells
of the surviving utriclar maculae have directional orientations in both the
rightwards and leftwards direction, it is possible that signals derived from
these two orientations could be used to drive both rightwards and leftwards
eye movements and thus compensate for contralateral loss of function. By
recording the compensatory eye movements evoked by lateral acceleration
from subjects seated on a motorised train, it has been shown that, in the acute
stage of unilateral vestibular loss, there is a specific reduction in amplitude of
compensatory eye movement generated by linear acceleration to the side of
the lesion (fig. 3). In a period of several months this may compensation so
that bi-directional responses are regained. In the surviving utricle it is the
medially situated hair cells which are stimulated by acceleration to the lesion
side and laterally cited hair cells which are excited by acceleration stimuli to

Gresty/Lempert

20

Fig. 3. Normal repertoire of compensatory eye movements attributable to the otolithic


components of vestibular-ocular reflexes.

the intact side. Thus for acceleration towards the intact side the lateral hair
cells of the intact organ generate a normal compensatory eye movement.
However, for linear acceleration to the lesion side it would seem that excitatory
stimulation of the medial hair cells of the intact utricle cannot generate a
robust compensatory eye movement, at least in the acute phase of unilateral

Pathophysiology and Clinical Testing of Otolith Dysfunction

21

vestibular loss [2226]. Since static ocular counter-rolling is weak when the
head tilts to the side of the of the lesion (fig. 4), which depresses activity of
the medial hair cells of the surviving utricle, and is robust when the head tilts
to the intact side which excited these medial located hair cells one would also
conclude that the medial located hair cells of the utricle preferentially control
compensatory ocular counter-rolling. This division of the utricle maculae into
laterally located cells responsible for horizontal compensatory eye movements
and medially located cells response for static ocular counter-rolling as determined by behavioral observations in man is in accordance with the much
earlier observations of Fluur [27] employing microstimulation of different
regions of the otolith organ in the cat.
Otolithic Control of Cyclo-Version (Ocular Counter-Rolling)
In contrast with the robust eye movements evoked by lateral and vertical
linear acceleration of the head, tilt of the head with respect to gravitational
vector evokes cyclotorsional compensatory eye movements which, in man,
are weak in comparison with those to be observed in lateral-eyed animals
[28]. It is possible to provoke static cyclo-version, which is attributed largely
to otolith function, not only by tilt but also by linear acceleration. When
provoked by lateral linear acceleration cyclo-torsion appears in a more pure
otolithic form uncontaminated by the more robust dynamic counter-rolling
nystagmus which is largely driven by the vertical semi circular canals. The
amplitude of cyclo-torsional compensatory eye movement evoked by lateral
linear acceleration is small and the latency is long, typically around 300 ms
in a normal subject. Such a long latency implies a low pass characteristic
which is a consequence of brain mechanisms filtering the high-frequency
components of the otolithic signal [20, 28]. It is been proposed that this
filtering mechanism for cyclo-versional eye movement which has a perceptual
counterpart in the perceptual response of tilting when it is exposed to a
laterally acting acceleration (as in the centrifuge or on certain fair ground
rides) is a mechanism used by the brain to distinguish between tilts with
respect to the gravitational vector and actual acceleratory motion across the
earths surface. It is perhaps worth emphasising this latter point in greater
detail. If, for example, a subject is suddenly accelerated laterally with a
constant level of acceleration then the first eye movement response would
be a horizontal plane compensatory movement at short latency. If the motion
was sustained it would then follow the development of the slow ocular cyclotorsion as if the subject was actually tilting and eventually the perception
of subjective tilt would develop. In the case of a subject remaining seated
upright, the new inertial force vertical is determined by the vector sum of
gravitational acceleration and the linear acceleration of the vehicle. This is

Gresty/Lempert

22

Fig. 4. Abnormal eye deviations and nystagmus following acute unilateral loss of otolith
function. The schema are partly hypothetical and continue to be the subject of debate. One
rarely sees the full repertoire of abnormality in any one patient. In this paper we attribute
the spontaneous cyclo-version observed with the head in the normal upright position to
unopposed tonus of the medial portion of the surviving utricle. Previous authors have
proposed that it arises from a net tonic imbalance which results from summing hair cell
activity over the whole utricle [3032].

Pathophysiology and Clinical Testing of Otolith Dysfunction

23

tilted in the direction of vehicle motion, in which case the subject would
experience being tilted away from upright.
Ocular Cyclo-Torsion and the Visual Vertical in Unilateral Otolithic Lesions
It is been known for a very long time, certainly since Quix [1] (fig. 2), that
an asymmetry of the vestibula can lead to a tonic tilt of the eyes attributable
to asymmetrical otolithic function. In recent times this was exploited first by
Friedman [29] in the form of the visual vertical as a test for unilateral otolithic
disorder. In simple terms, the visual vertical is determined largely by the retinal
coordinates of the eye. If the eye tilts for any reason a subject will set a visual
vertical target line tilted by approximately the same amount as the eye rotation
and in the direction of the eye rotation. Accordingly, if a unilateral vestibular
lesion deviates the eyes in cyclo-torsional tilt to the lesion side the visual
vertical is set according to the ocular tilt and thus in turns becomes an indicator
of the laterality of vestibular loss by virtue of its tilt towards the side of lesion.
This effect is relatively acute and the visual vertical may become apparently
normal or near normal within 6 months to a year [3034].
Apparently simple, this scheme can be difficult to apply to clinical investigation. In the first place, any cyclo-torsional nystagmus will also influence the
visual vertical and this type of nystagmus is frequently present in patients
with acute vestibular lesions [3542]. Secondly, a pre-existing ophthalmologic
disorder may effect the visual vertical as possibly would other sensory inputs,
particularly from the neck which is so interrelated to vestibular function.
Finally, the assumption that a static cyclo-torsion following vestibular injury
reflects the otolithic component to disordered function seems to stem from
an implicit assumption that static eye deviations are generally otolithic in
origin whereas nystagmus events are canalicular in origin. It is not at all clear
that this is necessarily the case [41, 42]. Here one could use a similar argument
for the one detailed above for canal versus otolith vertigo. Since we know that
otolith stimulation can produce both static eye deviations and nystagmus (in
the form of L nystagmus) why is it not also possible that canal stimulation
can produce small static bias effects on eye position as well as the more frank
nystagmus? If the latter case is true then it is possible that tilt of the visual
vertical could have a canalicular origin; particularly in vertical canal asymmetry.
Symptoms of Disorder Linear Compensatory Eye Movement: Oscillopsia
From the point of view of symptoms one would wonder whether patients
who have bilateral otolithic lesions suffer from oscillopsia when undergoing
linear motion with respect to nearby targets in parallel with the oscillopsia
they would experience from head rotations. Perhaps this is so but the oscillopsia

Gresty/Lempert

24

provoked by canal lesions is much worse and would certainly dominate symptomatically. However, there is experimental evidence that patients with bilateral
otolithic lesions do suffer from oscillopsia when trying to reach targets during
linear head oscillation [22]. The experience was undertaken with subjects sitting
immobilised on a train running on a straight tract. It was found that during
oscillatory motion of the train in the lateral direction normal subjects were able
to read an earth-fixed target whereas patients with bilateral loss of vestibular
function reported oscillopsia and suffered a marked loss of visual acuity. Thus,
the consequences to visual acuity of bilateral otolithic loss are quantifiable
but the technical requirements mean that it is expensive to do.

Otolith-Spinal Function
It is very difficult to ascribe any subdivision of vestibulo-spinal reflexes
to a specific otolith function because the sort of body movements which
stimulate the otoliths would also stimulate well nigh every other sensory
system in the body. Accordingly, the following discussion is concerned with
vestibulo-spinal responses and effects which we believe to be largely otolithic
in origin.
A rapid fall or tilt of the body which involves abrupt movement of the
head provokes a generalised response in most skeletal muscles which is thought
to be in part a startle response [4349]. However, the earliest part of this
startle response is purely vestibular in origin. It is very likely that this response
is triggered by stimulation of the otolith apparatus as one could tentatively
suggest by the irregular units specifically. These early responses are abolished
in patients with bilateral loss of vestibular function.
A tilt of the floor which affects the body provokes a coordinated balancing
response in which the various parts of the body return towards upright: this
response is a compensation for the tilt illustrated in figure 2 by Quix. A very
similar coordinated postural adjustment may be seen with low levels of galvanic
stimulation of the labyrinth, suggesting that small currents tend to preferentially stimulate the otoliths [5052]. A further feature of galvanic stimulation
is that the body tends to lean slightly in the direction of stimulation and this
leaning can be vectored by turning the head so for example one ear faces to
the front. This lean has been ascribed to a subtle shift in the frame of reference
of standing posture caused by otolithic stimulation [52] roughly similar to the
tilted attitude adopted by unilateral labyrinthine defectives when flying in a
flight simulator as described above [12].
Presently there is perhaps only one clinical test which is specific for
vestibulo-spinal function. This depends on the effect of loud noise on the

Pathophysiology and Clinical Testing of Otolith Dysfunction

25

sacculus. A brief loud click (0.1 ms, greater than 95 dB HL) to the ear evokes
an inhibitory response in the ipsilateral sternocleidomastoid muscle with a
latency of 8 ms [5358]. The whole muscle response has a positive signal
peak at 13 ms with a negative peak at 23 ms and is abolished by vestibular
neurectomy, although preserved in the case of profound hearing loss. Experiments in animals and in patients with diverse lesions of the vestibular apparatus suggest that the origin of this response is in stimulation of the sacculus
[5764]. In the case of certain disorders of the labyrinth, such as the phenomenon of Tullio [65], it is possible to observe an accentuation of this response
suggesting hyperexcitability of the labyrinth. In such cases we do not know
if the response remains a function of the saccule or whether other parts of
the labyrinth have become similarly sensitive to noise. In conclusion, although
responses of the neck to auditory clicks demonstrate the integrity of saccular
function their application in investigating disorders of the labyrinth remains
experimental.

Otolithic Control of Autonomic Function


Spatial reorientations demand adjustments of blood pressure and blood
volume distribution. The vestibular apparatus is the only sensory organ specialised for signalling spatial reorientations and therefore its signal should be
important for guiding the patterning of neuro-vegetative responses to reorientation. In addition, as they can be so fast, vestibular signals are ideally
suited to trigger patterns of autonomic response. It is perhaps Yates and his
associates work in particular that has shown in the cat that there are important
fairly direct pathways by which the otolith organ regulates the mechanism of
blood pressure and respiratory muscle [6668]. It is interesting that animal
work has also failed to show any cannalicular pathways for controlling neurovegetative functions of comparable significance.
In general terms there are two sorts of mechanisms proposed to explain
symptoms of malaise in patients with disorders of the vestibular apparatus.
The first involves the fairly direct pathways recently described in animal experiments. If the otoliths provide important signals for controlling heart rate,
blood pressure, and respiration during rapid spatial reorientation, then one
could easily imagine how abnormal otolithic functions either spontaneously
or as a consequence of inadequate response to spatial reorientation lead to
the vaso-vagal symptoms (and occasional syncope) frequently encountered in
patients with vestibular disease. The second route by which vaso-vagal
symptoms could be provoked in vestibular patients is through the route of
motion sickness mechanisms [69]. It is well established that motion sickness

Gresty/Lempert

26

Fig. 5. Respective alignment and misalignment of an active, anticipating driver and


passive, unprepared passenger with respect to the inertial vertical during acceleration in a
vehicle. If the driver maintains his alignment he experiences little otolithic stimulation.

is provoked when vestibular signals are in conflict or mismatched (fig. 5)


with somaesthetic or visual information. In addition the most provocative
circumstances for motion sickness involve movements which change orientation of the body with respect to vertical and thereby stimulate the otoliths.
Clearly, a unilateral vestibular lesion could be the source of conflict because
of the mismatch between signals from the diseased part of the labyrinth and
signals from healthy labyrinthine receptors and other sensory inputs. In this
view, the malaise experienced by patients with vestibular disease is a form of
motion sickness.

Pathophysiology and Clinical Testing of Otolith Dysfunction

27

Several recent experiments have addressed the problem of understanding


the causes of malaise in vestibular disease in man with emphasis on the
involvement of otolith function. Brief linear acceleration of the body has been
shown to provoke a pressor response with elevation of blood pressure and
heart rate (up to 10 mm Hg systolic) which lasts approximately 10 s after a
period of linear acceleration of 12 s duration [68]. This pressor response is
probably largely a function of the otolith stimulation during linear acceleration
because it is much diminished in patients with bilateral loss of vestibular
function. Our own unpublished observations have shown that it matters little
exactly what spatial reorientation is undertaken. If the movement is fast a
pressor response is provoked with the obvious function of preparing the body
for any counteraction that may be necessary. This is the reason perhaps that
one encounters patients with bilateral vestibular loss who feel faint when
they move quickly or suffer vertigo, the reason being that they have lost
the vestibularly triggered pressor response required for dealing with spatial
reorientation whether illusory or real.

Applications of Otolith Physiology


Finally, we would like to discuss an important possible application of
otolithic physiology which is the problem of inappropriate autonomic changes
provoked during passive motion in a vehicle. In addition to motion sickness
experienced by normal subjects there is some evidence suggesting that ambulance transport can compromise even further the state of an already sick
patient. The reason for this is not clear and could be a combination of motion
sickness [70, 71], inability to make rapid autonomic changes in response to
accelerations of the vehicles, and inability to deal with passive shifting of the
body fluids, particularly the blood, also due to vehicle acceleration. The question is can one protect the passenger from inappropriate stimulation by acceleration?
Consider the motorbike driver who leans into the direction of acceleration when opening the throttle to accelerate his bike and thereby maintains
his head and torso in alignment with the inertial force vector which tilts
forwards as the bike accelerates forwards (fig. 5). In contrast, his unwary
passenger may be thrown backwards when the bike takes off thus tilting
markedly with respect to the inertial upright (fig. 5). The driver receives
very little change in otolithic stimulation whereas the passenger receives a
strong otolithic signal of tilt with respect to the upright (fig. 6). Since, in
animals at least, it is the otoliths that primarily drive vaso-vagal responses
one would presume that the driver is relatively protected against autonomic

Gresty/Lempert

28

Fig. 6. Sensory systems stimulated by various tactics of alignment with the inertial
vertical during vehicle acceleration. Although alignment with the inertial vector will tend
to minimise otolith stimulation it provokes sensory mismatch. It is an unresolved question
as to which would be more detrimental to cardiovascular control.

changes which are inappropriate for a person sitting and being passively
transported in a vehicle.
To determine what happens during acceleration with the body aligned
with the inertial upright and misaligned, we exposed subjects to brief linear
accelerations with a visual display which guided them to make head movements which aligned and compensated for the linear acceleration or alternatively misaligned: similar to the body movements of the motorbike driver
and passenger, respectively [72]. In the aligned condition heart rate and
blood pressure changes measured tonometrically on the radial artery were
minimal during accelerations whereas in the misaligned conditions a marked
pressor response was evoked with a mean peak systolic blood pressure
change of 7 mm Hg. A similar experiment has also been conducted in Japan
[73] on subjects who were carried within a vehicle on an actively suspended
stretcher which would similarly align or misalign their body with the inertial
force vector generated by accelerating and breaking of the vehicle. The
authors similarly found that the subjects were protected against blood pressure changes when the stretcher aligned with the tilting of the inertial force
vector.
With the recent advent of active suspension systems, for example, as
available in Citroen motorcars, it should be possible to tune the ride of a
vehicle to protect passengers against inappropriate autonomic changes. It

Pathophysiology and Clinical Testing of Otolith Dysfunction

29

remains to be seen whether this would help protect patients during transport
in ambulances or normal subjects who are particularly susceptible to motion
sickness.

Conclusions
It is difficult to ascribe any set of clinical signs or symptoms and results
of related investigations as specific to otolithic disorder. Appropriate testing
can be expensive and yield equivocal results. In future, attention should be paid
to validation and assessment of sensitivity and specificity of tests purporting to
evaluate otolith dysfunction.

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Dr. Michael A. Gresty, Senior Scientist, MRC Human Movement and Balance Unit,
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Queen Square, London WC1N 3BG (UK)
Tel. +44 171 8373 611, E-Mail m.gresty@ion.ucl.ac.uk

Pathophysiology and Clinical Testing of Otolith Dysfunction

33

Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 3447

............................

Otolithic Vertigo
Thomas Brandt
Department of Neurology, Ludwig-Maximilians University, Klinikum Grosshadern,
Munich, Germany

There are several reasons why most vestibular syndromes involve both
semicircular canal function and otolithic function:
(1) The different receptors for perception of angular and linear accelerations are housed in a common labyrinth.
(2) Their peripheral (eighth nerve) and central (e.g. medial longitudinal
fascicle) pathways take the same course.
(3) Otolith and semicircular canal input converge at all central vestibular
levels, from the vestibular nuclei to the vestibular cortex.
Thus, most vestibular syndromes are mixed as regards otolithic and canal
function. A peripheral prototype of such a mixed syndrome is vestibular
neuritis. It is caused by inflammation of the superior division of the vestibular
nerve that subserves the horizontal and the anterior semicircular canals and
the maculae of the utricle and the anterosuperior part of the saccule. A central
prototype is Wallenbergs syndrome. In this disorder the medial and superior
vestibular nuclei are involved where otolith and canal input converge. Wallenbergs syndrome typically causes ocular and body lateropulsion and torsional
spontaneous nystagmus.
Nevertheless, with caloric irrigation of the external acoustic meatus it is
possible to selectively stimulate single canals. The prototype of a semicircular
canal disease is benign paroxysmal positioning vertigo of the posterior or
horizontal canal. Typical signs and symptoms of semicircular canal vertigo
are:
(a) Rotational vertigo and deviation of perceived straight-ahead.
(b) Spontaneous vestibular nystagmus with oscillopsia.
(c) Postural imbalance with Romberg fall and pastpointing.
(d) Nausea and vomiting if severe.

The 3-D spatial direction of nystagmus and vertigo depends on the spatial
plane of the affected semicircular canal and on whether the dysfunction is
caused by ampullofugal or ampullopetal stimulation or by a unilateral loss
of afferent information. Malfunction of a single or more than one semicircular
canal can be detected by 3-D analysis of spontaneous nystagmus [13] or
perception of rotation [4]. Central vestibular syndromes may hide the semicircular canal or otolithic types. They are best classified according to the three
major planes of action of the vestibular ocular reflex: yaw, roll, and pitch. To
put it simply, dynamic, rotatory vertigo and nystagmus indicate that (angular)
canal function is affected, whereas static ocular tilt reaction, body lateropulsion, or tilts of perceived vertical point to (linear) otolith function.
The following is largely adopted from a more detailed presentation in the
monograph Vertigo Its Multisensory Syndromes [5]. This review focuses on
peripheral rather than central otolithic syndromes.

Otolithic Syndromes
Although the pathophysiology of otolithic dysfunction is poorly understood, a disorder of otolithic function at a peripheral or central level should
be suspected if a patient describes symptoms of falls, sensations of linear
motion, or tilt, or else shows signs of specific derangements of ocular motor
and postural orienting and balancing responses [6]. A significant number of
patients presenting to neurologists have signs and symptoms that suggest
disorders of otolithic function. Nevertheless, diseases of the otoliths are poorly
represented in our diagnostic repertoire (table 1). Of these diseases, posttraumatic otolith vertigo [7] may be the most significant. The rare otolith Tullio
phenomenon may be the most thoroughly studied [8, 9]. Other examples are
vestibular drop attacks (Tumarkins otolithic crisis) and a number of central
vestibular syndromes that indicate tone imbalance of graviceptive circuits (skew
deviation, ocular tilt reaction, lateropulsion, room-tilt illusion), some of which
manifest without the sensation of dizziness or vertigo.

Vestibular Drop Attacks (Tumarkins Otolithic Crisis)


Vestibular drop attacks can occur not only in the later stages of endolymphatic hydrops [10, 11] but at any time during the course of Menie`res
disease [12]. In exceptional cases it may even be the initial manifestation [13].
Over a 10-year period Baloh and coworkers identified only 12 of 175 patients
with Menie`res disease to have drop attacks. and colleagues [14] reported a

Otolithic Vertigo

35

Table 1. Peripheral and central vestibular syndromes affecting otolith function [5]
Disorder

Signs/symptoms

Mechanism

head motion intolerance, gait ataxia,


to-and-fro vertigo, tilt of perceived
vertical, skew deviation, lateropulsion

dislodged otoconia cause unequal heavy loads


with graviceptive tone imbalance

Vestibular drop attacks


(Tumarkins otolithic crisis
in Menie`res disease)

sudden falls, sensation of being pushed to


the ground, Menie`res triad

sudden changes in endolymphatic fluid pressure


with inappropriate otolith stimulation causing
reflex-like vestibulospinal loss of postural tone

Endolymphatic hydrops

episodic to-and-fro vertigo, unsteadiness,


Menie`res disease

floating labyrinth, deformation or pressure


changes in the membranous labyrinth

Perilymph fistula
(otolith type)

to-and-fro vertigo, gait ataxia with sneezing,


coughing, or physical exercise, positive
fistula signs (e.g. Valsalvas maneuver)

perilymph leakage, abnormal elasticity of the


bony labyrinth with irritative otolith
stimulation during head motion, intracranial
pressure changes

Peripheral vestibular
Labyrinth
Posttraumatic
Otolith vertigo

Vestibular atelectasis

episodic to-and-fro vertigo, gait ataxia

Otolith Tullio phenomenon

Eighth nerve/or labyrinth


Ocular tilt reaction
Eighth nerve
Vestibular (otolithic)
Paroxysmia
Central vestibular
Cortical
Vestibular epilepsy

sound or pressure-induced paroxysms of


perceived tilt, oscillopsia, skew
deviation, and lateropulsion

collapse of the walls of the ampulla and utricle


inadequate mechanical stimulation of otolith by
hypermobile stapes footplate (stapedius reflex)
caused by loud sounds

triad of head tilt, skew deviation, and ocular graviceptive tone imbalance due to unilateral
ocular torsion associated with perceived tilt
loss or irritation of (utricular) otolithic function
paroxysms of vertical and torsional diplopia, neurovascular crosscompression of the
perceived tilt, head and body lateropulsion
(utricular?) nerve with ephaptic spreading

paroxysmal perceived tilts and body falls


with or without ocular motor
abnormalities

epileptic discharges in vestibular cortex

Cortical lateropulsion

body tilt and tilts of perceived vertical

cortical graviceptive tone imbalance with


acute lesions of the parieto-insular
vestibular cortex

Room-tilt illusion

transient illusions of upside-down vision


or apparent 90 tilts of the visual scene

cortical mismatch of visual and otolithic


3-D maps of spatial orientation

lateropulsion and tilt of perceived vertical

graviceptive tone imbalance with acute lesions


of vestibular subnuclei

Thalamus
Thalamic astasia

Brainstem
Ocular tilt reaction
see above
Lateropulsion
see above
Room-tilt illusion
see above
Upbeat/downbeat nystagmus
provoked or modulated by
changes in head position

Brandt

see above
see above
see above

36

similar incidence (11 of 200 patients). The drop attacks occur from a standing
or sitting position without typical triggers or prodromi. The patients describe
the typical features [11, 13] in the following ways: (a) they felt they were being
pushed or shoved to the ground, or (b) the surroundings suddenly moved or
tilted, causing their fall.
As distinct from patients with syncopies or epileptic seizures, these patients
have no associated loss of consciousness and are able to stand up immediately.
Contrary to patients with transient upside-down vision or room-tilt illusions,
patients with drop attacks fall without appropriate postural reflexes. According
to the pathophysiological viewpoint, sudden changes in endolymphatic fluid
pressure cause inappropriate end-organ stimulation that results in a reflex-like
vestibulospinal loss of postural tone or an inappropriate vestibulospinal reflex
that leads to a fall.
In the series of Baloh et al. [13], the first drop attack occurred from less
than 1 year to 29 years after onset of Menie`res disease, and the total number
of attacks varied from 2 to 18, with only 2 of 12 patients having more than
six attacks. Drop attacks tend to occur in a flurry during a period of 1
year or less and are followed by spontaneous remission [12, 13]. Therefore,
conservative management is recommended, not surgical intervention as Black
et al. [14] proposed.
Drop attacks disappeared completely after gentamicin treatment (applied
intratympanally) [15]. Transtympanic aminoglycoside treatment is increasingly
being preferred to surgery. All reported experience with this kind of treatment indicates that one injection per week (12 ml of concentrations less than
30 mg/ml) on an outpatient basis is recommended in order to better monitor
the delayed ototoxic effects.

Traumatic Otolithic Vertigo


Patients often describe their posttraumatic vertigo as a nonrotatory toand-fro vertigo that is particularly associated with head acceleration and an
unsteadiness of gait similar to walking on pillows. Since these posttraumatic
symptoms resemble otolith dysfunction in many patients, one can speculate
that the otolith, a vulnerable accelerometer, is affected by trauma [7]. The
calcareous material embedded in its gelatinous matrix may loosen, resulting
in unequal loads on the macula beds and a tonus imbalance between the
two. This has been shown in centrifuge experiments with animals [16, 17].
Engineering accelerometers are just as vulnerable. Such a mechanism also
fits the finding of DeWit and Bles [18] that postural sway is increased after
headshaking in dizzy patients who have suffered a concussion. For these

Otolithic Vertigo

37

patients visual stabilization plays a greater role than in normal subjects. The
authors erroneously believed their findings could be ascribed to the brainstem
concussion.
A considerable proportion of traumatic vertigo can be assumed to be
due to dislodged otoconia, with or without concurrent benign paroxysmal
positional vertigo, which depends on the position of the debris within the
membraneous labyrinth. No clinical test is yet available to establish a diagnosis
of traumatic otolithic vertigo, but our own unpublished measurements of
transient deviation of the subjective visual vertical in these patients provide
evidence of the condition.
Central compensation (rearrangement) would account for the gradual
recovery within days or weeks, thus supporting the view that exercise is the
best therapy.

Benign Paroxysmal Positioning Vertigo (Otolithic Canalolithiasis)


Benign paroxysmal positioning vertigo (BPPV; also known as positional
vertigo) was initially defined by Barany [19] in 1921. The term itself was coined
by Dix and Hallpike [20]. BPPV is only labeled an otolithic vertigo in the
context of this review, since otolithic debris in the semicircular canals are
causative. Lanska and Remler [21] describe in detail the history of BPPV,
its original description, the proper eponymic designation for the provocative
positioning test, and the steps leading to our current understanding of its
pathophysiology. BPPV is the most common cause of vertigo, particularly in
the elderly. By age 70, about 30% of all elderly subjects have experienced BPPV
at least once. This condition is characterized by brief attacks of rotatory vertigo
and concomitant positioning rotatory-linear nystagmus. These attacks are
elicited by rapid changes in head position relative to gravity. BPPV is a mechanical disorder of the inner ear in which the precipitating positioning of the
head causes an abnormal stimulation, usually of the posterior semicircular
canal (p-BPPV) of the undermost ear, less frequently of the horizontal semicircular canal (h-BPPV).
Schuknecht [22] and Schuknecht and Ruby [23] hypothesized that heavy
debris settle on the cupula (cupulolithiasis) of the canal, transforming it from
a transducer of angular acceleration into a transducer of linear acceleration.
It is now generally accepted that the debris float freely within the endolymph
of the canal (canalolithiasis) [2426]. The debris particles detached from
the otoliths congeal to form a free-floating clot (plug). Since the clot is
heavier than the endolymph, it will always gravitate to the most dependent
part of the canal during changes in head position which alter the angle of the

Brandt

38

cupular plane relative to gravity. Analogous to a plunger, the clot induces


bidirectional (push or pull) forces on the cupula, thereby triggering the BPPV
attack. Canalolithiasis explains all the features of BPPV: latency, short duration, fatigability (diminution with repeated positioning), changes in direction
of nystagmus with changes in head position, and the efficacy of physical
therapy [2628] (fig. 1).
In 1980, Brandt and Daroff [29] proposed the first effective physical therapy (positioning exercises) for BPPV. Based on the assumption that cupulolithiasis was the underlying mechanism, the exercises were a sequence of rapid
lateral head/trunk tilts, repeated serially to promote loosening and, ultimately,
dispersion of the debris toward the utricular cavity. In 1988, Semont et al.
[30] introduced a single liberatory maneuver, and Epley promoted a variation
in 1992, which Herdman et al. [31] later modified. If performed properly,
all three forms of therapy (Brandt-Daroff exercises and Semont and Epleys
liberatory maneuvers) are effective in BPPV patients [31, 32]. The efficacy of
physical therapy makes selective surgical destruction such as transsection of
the posterior nerve [33] or nonampullary plugging of the posterior semicircular
canal [34] largely unnecessary.
About 510% of BPPV patients suffer from horizontal canalolithiasis
(h-BPPV) [35]. h-BPPV is elicited when the head of the supine patient is
turned from side to side, around the longitudinal z-axis. Combinations are
possible, and transitions from p-BPPV to h-BPPV occur, if the clot moves
from one to the other semicircular canal. Transitions from canalolithiasis
to cupulolithiasis in h-BPPV patients have been described [36]. Most of the
cases appear to be idiopathic (degenerative?), their incidence increasing with
advancing age. Prolonged bedrest also facilitates their occurrence. Other
cases arise due to trauma, vestibular neuritis, or inner ear infections. For
the time being, the recommended treatment is prolonged bedrest with the
head turned toward the unaffected ear [37]. This should be maintained for
up to 12 h. If no effect is observed after 2 days, we advise the patients to
perform the exercises described by Brandt and Daroff [29]. Both physical
therapies can be performed at home and do not require the presence of a
physical therapist.
The diagnosis of typical BPPV is simple and safe: the patient must have
the usual history and exhibit positioning nystagmus toward the causative,
undermost ear. Diagnosis is less easy in rare cases, for example, in patients with
horizontal semicircular canal cupulolithiasis who exhibit positional nystagmus
beating toward the uppermost ear for several minutes. Differential diagnosis
includes different forms of central vestibular vertigo or nystagmus, vestibular
paroxysmia, perilymph fistula, drug or alcohol intoxication, vertebrobasilar
ischemia, Menie`res disease and psychogenic vertigo.

Otolithic Vertigo

39

Fig. 1. Schematic drawing of the Semont liberatory maneuver in a patient with typical
BPPV of the left ear. Boxes from left to right: position of body and head, position of labyrinth
in space, position and movement of the clot in the posterior canal and resulting cupula
deflection, and direction of the rotatory nystagmus. The clot is depicted as an open circle
within the canal; a black circle represents the final resting position of the clot. (1) In the
sitting position, the head is turned horizontally 45 to the unaffected ear. The clot, which
is heavier than endolymph, settles at the base of the left posterior semicircular canal. (2) The
patient is tilted approximately 105 toward the left (affected) ear. The change in head position,
relative to gravity, causes the clot to gravitate to the lowermost part of the canal and the
cupula to deflect downward, inducing BPPV with rotatory nystagmus beating toward the
undermost ear. The patient maintains this position for 1 min. (3) The patient is turned
approximately 195 with the nose down, causing the clot to move toward the exit of the
canal. The endolymphatic flow again deflects the cupula such that the nystagmus beats
toward the left ear, now uppermost. The patient remains in this position for 1 min. (4) The
patient is slowly moved to the sitting position; this causes the clot to enter the utricular
cavity. A, P and H>Anterior, posterior, horizontal semicircular canals; Cup>cupula; UT>
utricular cavity; RE>right eye; LE>left eye. From Brandt et al. [28].

Brandt

40

Perilymph Fistulas
The perilymph space surrounds the endolymph-filled membranous labyrinth, and both are encapsuled by the bony labyrinth. Perilymph fistulas (PLF)
abnormal communications between the perilymph space and the middle ear
are caused by traumatic pressure changes in either the cerebrospinal fluid
(explosive force) and/or the middle ear (implosive force). PLF may lead to
episodic vertigo and sensorineural hearing loss, owing to pathological elasticity
of the otic capsule or leakage of perilymph, usually at the oval and round
windows. The fistula and a partial collapse of the membranous labyrinth
(floating labyrinth) permit abnormal transfer of ambient pressure changes
to maculae and cupulae receptors.
The typical history is that of an otolithic ataxia, or a semicircular
canal type of vertigo, and/or a sudden hearing loss resulting from barotrauma
(flying, diving), trauma to the head, to the ear (e.g. postsurgery), or from
strenuous activity, such as lifting of heavy weights (excessive Valsalva
maneuver). As trauma is a frequent etiology of the first manifestations of
PLF, the subsequently vulnerable patients often report on typical triggers
(lifting weights, nose blowing, traveling through mountains) that set off
the clinical signs of episodic vertigo and/or sensorineural hearing loss. In
some patients PLF appear as sound-induced vestibular symptoms, which
are called the Tullio phenomenon, either of the semicircular canal or otolith
type.
The clinical picture of PLF is characterized by a wide range of symptoms:
pure vestibular symptoms; pure hearing loss; combinations of both, including
tinnitus and fullness of the ear; or the absence of symptoms. Patient history
is very important, especially if the first manifestation is associated with head
trauma.
With respect to vertigo and vestibular function two types of PLF can be
distinguished:
(1) The semicircular canal type by rotational vertigo and nystagmus.
(2) The otolith type by unsteadiness, gait ataxia, and oscillopsia.
Both types manifest in episodes lasting from hours to days. Frequent
triggers are ambient pressure changes transferred to the inner ear, certain head
positions in space, head movements, or locomotion.

Otolith Type of PLF


Healy et al. [38, 39] were the first to stress that this condition should
be suspected in patients with severe gait disturbance and ataxia without

Otolithic Vertigo

41

evidence of central nervous system disease, even in the absence of gross


hearing defects. In our experience, these patients represent a well-defined
subgroup of fistula patients. It is justified to call this syndrome otolith type
of PLF, since the vertigo symptoms can be explained by inappropriate
otolithic stimulation secondary to oval window fistulas. Most of these patients
are free from vertigo with the head stationary, but they experience a distressing to-and-fro movement of both body and surroundings with head
accelerations, for example, when rising from a sitting position and particularly
when walking. The sensation, described as walking on pillows, is similar
to that described by patients in the initial phase of BPPV or in phobic
postural vertigo. The gait is broad-based and ataxic, but clinical examination
does not reveal cerebellar or spinal ataxia. It is striking that head movements,
which preferentially stimulate the canals (horizontal oscillation in yaw), are
much better tolerated than linear accelerations. Sometimes a linear vertigo,
described as a tilt or slow falling, is precipitated in the supine position
(especially with the affected ear undermost). Nausea and vomiting are rare,
unlike in canal disease. Symptoms most often associated with this otolithic
vertigo are fluctuating fullness of the ear, tinnitus, and sensorineural hearing
loss.
The disease is more often episodic than chronic. Episodes are sometimes
induced by strenuous activities such as lifting heavy objects, jogging, or all
kinds of Valsalva pressure increases (sneezing, coughing). The severity of the
episodes varies. Some patients, who are able to detect the beginning of an
episode by an audible pop or increasing fullness of the ear, can prevent the
development of more severe symptoms merely by stopping the precipitating
activity.

Tullio Phenomenon
Sound-induced vestibular symptoms such as vertigo, nystagmus, oscillopsia, and postural imbalance in patients with PLF are commonly known as
the Tullio phenomenon [40]. The occurrence of a distressing Tullio symptomatology presupposes PLF pathology; however, only rare patients with PLF
suffer from the Tullio phenomenon. It seems, nevertheless, justified to give a
detailed and separate description of the Tullio phenomenon in conjunction
with PLF, since this pathological condition has revealed new details about
human vestibular function in connection with ocular motor and postural
control. Oculographic, posturographic, and EMG studies allow a unique analysis of vestibulo-ocular and vestibulospinal otolith reflexes in humans using
sound stimulation.

Brandt

42

Clinical Types of Tullio Phenomena


Two mechanisms are generally acknowledged to be involved in a Tullio
phenomenon in humans: more than one mobile window or a fistula opens
into the vestibular labyrinth [41, 42] and there is a pathological contiguity of
the tympano-ossicular chain and the membranous labyrinth, for example, if
the stapes is in contact with the saccule because of endolymphatic hydrops
[4244].
Within the heterogeneous group of Tullio phenomena, an otolith type
and a semicircular canal (nystagmus) type, e.g., due to window rupture, can
and must be differentiated. In the latter, the pathological elasticity of the
bony labyrinth makes it possible for high-intensity sound to move the periendolymph system of the canals rather than to push the otoliths. Click-evoked
vestibulocollic reflexes were studied in a patient with a unilateral Tullio phenomenon who showed an abnormally low threshold and larger reaction when
elicited from the symptomatic side [45, 46]. This is compatible with a pathological increase in the normal vestibular sensation to sound. Most of the older
case descriptions in the literature suffer from imprecise descriptions or the
failure to register induced eye/head movements, so that it is impossible retrospectively to classify them as an otolith or a semicircular canal type.

Otolith Tullio Phenomenon


There is evidence based on an otoneurological examination of a typical
patient as well as the reevaluation of cases described in the literature that an
otolith Tullio phenomenon due to a hypermobile stapes footplate typically
manifests with the pattern of sound-induced paroxysms of ocular tilt reaction
(OTR) [8, 44, 47].
The patients complain of distressing attacks of vertical oblique and rotatory oscillopsia (apparent tilt of the visual scene) as well as postural imbalance
(fall toward the unaffected ear and backward). These attacks are elicited by
loud sounds, particularly when the sounds are applied to the affected ear at
a maximum frequency (e.g. 500 Hz). Uttering vowels or blowing the nose
causes similar symptoms of varying severity.
The clinical picture of simultaneous paroxysms of eye-head synkinesis
(OTR) includes the triad of skew deviation (ipsilateral over contralateral hypertropia), ocular torsion, and head tilt toward the undermost eye.
Electronystagmographic recordings as well as special video analysis (time
resolution: 1,000 images/s) revealed a latency for the eye movements of 22 ms
with an initial rapid and phasic rotatory-upward deviation [8], which was

Otolithic Vertigo

43

followed by a smaller tonic effect as long as sound stimulation lasted. This


short latency agrees with the short-latency compensatory eye movements (16.4
18.5 ms) found during brief periods of free fall in the monkey [48]. Skew
deviation in the patient is caused by a disconjugate larger deviation of the
ipsilateral eye. Repetitive sound stimulation leads to habituation of the phasic
component of eye movements. Rottach et al. [49] reported a latency of 16 ms
for sound stimuli-induced horizontal-torsional nystagmus in a patient with
Tullio phenomenon. Cohen et al. [50] described oscillopsia and vertical eye
movements with a longer latency of 2.2 s in another patient. Our patient
exhibited a surprisingly short latency vestibulospinal reflex on electromyographic recording [47]; there was an EMG response after 47 ms in the tibialis
anterior muscle and after 52 ms in the gastrocnemius muscle during upright
stance. Using a posturography platform we measured a considerable postural
perturbation: the shortest latency was 80 ms and there was a direction-specific
diagonal body sway. Increasing intracranial pressure by Valsalvas maneuver
may evoke slow tonic eye movements and oscillopsia opposite in direction to
those of the Tullio phenomenon.
The hypothesis that the Tullio phenomenon arises from non-physiological
mechanical otolith stimulation is based on (1) the location of the otoliths
directly adjacent to the stapes footplate, and (2) the typical response pattern
of OTR. Surgical exploration of the middle ear of our patient revealed a
subluxated stapes footplate; the hypertrophic stapedius muscle caused pathologically large amplitude movements during the stapedius reflex. OTR is an
eye-head synkinesis initiated by stimulation [51] or lesion [52] of the otoliths or
graviceptive pathways. Inadvertent utricular damage following stapedectomy
causes an ipsilateral transient OTR [53]. This specific role of the utricle in the
generation of OTR has been supported by findings in animal experiments in
cats [54] and in guinea pigs [55] using electrical stimulation of single utricular
nerves or localized electrical stimulation of spots on the utricular macula,
respectively. Synaptic organization of utricular input provides a pattern of
activation for both spinal motor neurons (head tilt, body sway) and conjugate
cyclodeviation with disconjugate vertical divergence [5659]. A 3-D mathematical model based on the known peripheral and central utricular-ocular circuitry
can adequately simulate skew deviation and ocular torsion in patients with
unilateral utricular loss, lesions of the vestibular nuclei, and central graviceptive pathways lesions [60].
Otolith Tullio phenomena may not be as rare as originally thought. The
two most obviously detailed case descriptions of a Tullio phenomenon by
Deecke et al. [61] and by Vogel et al. [62] include typical features of OTR,
although they described the syndrome in different terms. The patient described
by Deecke et al. [61] exhibited head tilt to the left with disconjugate ocular

Brandt

44

torsion to the left, both of which lasted throughout an utterance. The patient
of Vogel et al. [62] showed mainly vertical eye movements, consisting of an
initial component followed by a slower resetting movement, which was often
divided into two parts with different velocities. These authors discussed the
possibility of an otolithic mechanism without, however, providing surgical
proof of the site of the fistula. Another patient, described by Spitzer and
Ritter [63] in retrospect, suffered from an otolith Tullio phenomenon, which
in his case was due to fracture of the medial wall of the tympanon and involved
the stapes footplate, causing sound-induced contraversive head and body tilt
without nystagmus.

Conclusion
A disorder of otolithic function at a peripheral or central level should be
suspected if a patient describes symptoms of falls, sensations of linear motion,
or tilt, or else shows signs of specific derangements of ocular motor and
postural orienting and balancing responses. A significant number of patients
presenting to neurologists have signs and symptoms that suggest disorders of
otolithic function. Of these, posttraumatic otolith vertigo may be the most
significant; the rare otolith Tullio phenomenon may be the most thoroughly
studied. Other examples are otolithic types of perilymph fistulas, vestibular
drop attacks (Tumarkins otolithic crisis) and a number of central vestibular
syndromes that indicate tone imbalance of graviceptive circuits (skew deviation,
ocular tilt reaction, lateropulsion, room-tilt illusion), some of which manifest
without the sensation of dizziness or vertigo.

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Thomas Brandt, MD, FRCP, Department of Neurology, Klinikum Grosshadern,


Ludwig-Maximilians University, Marchioninistrasse 15, D81377 Munich (Germany)
Tel. +49 89 7095 2570, Fax +49 89 7095 8883, E-Mail tbrandt@brain.nefo.med.uni-muenchen.de

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Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 4867

............................

Physiopathology of Otolith-Dependent
Vertigo
Contribution of the Cerebral Cortex and Consequences of
Cranio-Facial Asymmetries
A. Berthoz a, D. Rousie b
a
b

College de France, Paris, et


Universite de Lille, France

Vertigo is a conscious perception of the disorientation between the body


and space and of illusory movements of the body and/or the environment.
Vertigo is not only due to sensory conflicts but can also be due to a conflict
between defective or biased sensory inputs and internal representations of the
body. In particular, some forms of spatial disorientation are not due to peripheral deficits but to high level mechanisms involving the cerebral cortex and
the hippocampus which contribute to the construction of the coherence of
perception and the solution of perceptual ambiguities [1, 2]. It has been
proposed that a number of spatial orientation disorders involve hippocampus
and the parieto-hippocampal-prefontal networks for spatial memory during
navigation [2], spatial neglect and the general problem of the perception of
the subjective mid-sagittal plane of the body [3] and visuo-spatial anxiety [4].

Cognitive Contribution of Otoliths to Spatial Orientation and to the


Perception of Movement
The Ambiguity of Perception
The otoliths organs of the vestibular system are linear acceleration sensors.
They detect the changes of head velocity in the planes of the maculae with a
sensitivity of a fraction of one centimeter per second squared. In addition
they detect the static tilts of the head with respect to gravity because gravity

is a kind of linear acceleration whose component on the maculae are indistinguishable from a linear acceleration.
It has also been suggested that the otoliths do contribute to the estimation
of the angular acceleration of the head in cooperation with the semicircular
canals.
The ambiguity of the otolith information (which therefore codes for linear
acceleration and static tilt) requires a cooperation with the information given
by vision or proprioception in order to estimate properly the movement and
orientation of the body. But visual signals themselves are ambiguous because
they cannot distinguish between movement of the body in space. For example
Lackner [5] has shown that the same otolithic stimulation can be interpreted
in several ways: For instance if one takes a subject in a prone position and
rotates him in total darkness around a horizontal axis (the so-called barbecue
experiment), the subject first feels that he is rotating horizontally around the
main axis of his body. If then one just applies a pressure on the subjects feet
he suddenly shifts to a percept indicating that he is still rotating around the
main axis of his body but this time he is upright. We have ourselves shown
[6] that the rotation around an axis inclined with respect to the vertical, that
we have been the first to introduce in France, induces a perception of a conic
rotation whose characteristics can be calculated from an appropriate model
of otolith dynamics and geometry. But this percept itself can vary according
to the context of the turn.
It is therefore not surprising that many types of spatial disorientation and
vertigo can occur depending upon the various reasons for which the coherence
or sensory input is destroyed.
Perception of the Subjective Vertical Can Be Modified by Imagination
The interpretation of otolithic information is therefore under the control
of central mechanisms of perception which vary according to the reference
frame in which movements are coded. I have insisted upon the flexibility of
these reference frames [7] which vary depending upon the action in which a
subject is involved. We now know that the brain codes movements of limbs,
eyes, body, environment in several action-dependant reference frames.
Among all these frames the subjective vertical is a fundamental one: it
corresponds to the perception of the angle of the main axis of the body with
respect to the gravitational vertical. The subjective vertical is an essential
element of the maintenance of our equilibrium and of the orientation of our
body in space.
As demonstrated by the experiment using the off vertical axis rotation
chair the otoliths play a fundamental role in the perception of the vertical
together with proprioceptive inputs. An abundant literature deals with this

Physiopathology of Otolith-Dependent Vertigo

49

Fig. 1. Perception of forward linear translation. Diagram of the experimental procedure.


The subject viewed either the target I or the target II, located, respectively, at 0.8 or 2.4 m
away from S (start). Target was straight ahead if the displacement of the sled was programmed
along the X-axis, and on the left side of the subject if the programmed displacement was
along the Y-axis. Then the subject was blindfolded and was required to push a button when
crossing the previously seen target. The sled moved from S to E (outward) and then back
to S (return). Expected (theoretical) responses are situated at target locations on the travelled
path from T1 to T4. From Israel et al. [21].

aspect and I will not come back to these well-known properties. Recently we
have shown, for the first time experimentally, that top-down cognitive influences may modify the percept of subjective vertical [8].
Perception and Memory of Pure Angular or Linear Motion
When we move around in the world we remember our movements. This
topokinetic or topokinesthetic memory is, in part, subserved by a memory
of our head movement measured by the vestibular system. We have studied
this vestibular memory in our laboratory. We have first shown that the brain
can use angular acceleration detected by the semicircular canals for the memory
of rotations [911].
However, the capacity of the brain to use otolithic information during
navigation for the memory of travelled paths is still under discussion. Our
group has demonstrated the fact that otolithic information interferes and
cooperates with visual optic flow for the perception of translations [1214].
We were the first to demonstrate that during vestibular stimulation along a
linear path the vestibular system can inhibit visual motion perception. We

Berthoz/Rousie

50

Fig. 2. Simulation of subjective position. Bottom part: Sled acceleration (1 m/s2; thick
line) and otolith response (estimate of translational acceleration; thin line). Top part: Sled
position (thick line), target position (horizontal dotted lines), and estimate of subjective
position through double integration of the otolith response (thin line). Open squares show
the observed average responses, and filled squares are the simulated expected responses, i.e.
the projection of the simulated subjective position onto sled position when the former is
equal to target position. From Israel et al. [21].

have observed and measured a striking suppression of visual motion perception


during vestibular linear stimulation which suggested this cross-modal inhibitory interaction recently also found in brain imaging experiments. In addition,
we have shown that otolithic stimulation improves the tracking of acoustic
targets [1517].
We also know that otolith information can contribute to the control of
gaze during passive displacements when the subject has to follow a target with
both the eyes and the head [18].
Finally, we have demonstrated that otolith information can be used for
estimation and memory of displacement during passive linear translations
(fig. 1) and, most importantly, that the perception of subjects can be predicted
with mathematical models of the otolith organs and the perceptual processes
[1923].
All these results, however, suggest that the precision at which a subject can
evaluate his or her translations from otoliths is not as good as the estimation of
rotations from the semicircular canals. The reason for this difference is still
unknown.

Physiopathology of Otolith-Dependent Vertigo

51

Fig. 3. Mobile robot for the study of the perception of 2D motion. A Experimental
setup: The subject sits on the robot with seat belt fastened, wearing black goggles and
earphones. To replicate passive transport he or she uses a joystick. Connection with the
microcomputer is provided by wireless modems. B Procedure: A sample trial measured by
odometry. B The subject can indicate, eye closed, the orientation of his body with respect
to space with the use of a pointer on a tablet held on his knees (see A ). During the rotation
of the robot the subject has indicated with a great accuracy the rotation. C Schematic view
of applied trajectories.

Interaction between Canals and Otoliths for the Perception of


2D Displacement Trajectories
It is very rare that during our natural displacements we only perform
pure rotations or translations. Most of the time we experience combinations
of rotations and translations. The perception of these displacements implies
therefore both canals and otoliths. Using a mobile robot (fig. 2), we have
studied the interaction between canals and otoliths in the perception of 2D
trajectories [24]. In these experiments, the subjects were seated on the mobile
robot in darkness. They were submitted to pure rotations (180), or pure

Berthoz/Rousie

52

Fig. 4. Semicircular motion (combination of canal and otolith stimulation). A Schematic


view of the applied trajectory. The evolution of the linear acceleration vector is shown with
the arrows. B Rotation and change in magnitude of the linear acceleration vector relative
to the head (the numbers denote the time from the beginning of motion in seconds). C Mean
of pointer position responses for all subjects (1 SEM, thin lines) and actual seat orientation
in space. D Superimposed drawings by the subjects of the perceived trajectory. From Ivanenko
et al. [24].

translations (4.5 m) or semicircular trajectories (radius 1.5 m, angular acceleration: 0.2 radians per second per second) (fig. 3, 4 and 5). The capacity
of subjects to orient themselves eyes closed during their passive transport
was measured by asking them to orient a hand-held pointer towards a
target fixed in the environment. In addition, after the experiment they were
asked to draw their trajectory on a paper. Several manipulations of the
movement of the body on the robot during the displacement allowed the
identification of the respective role of canals and otoliths in the perception
of 2D motion.

Physiopathology of Otolith-Dependent Vertigo

53

In general, the subjects perceived correctly their rotations during the


semicircular trajectory. This suggests a great independence of the perception
of rotations with respect to the perception of translation. Our hypothesis is
therefore that the brain separates these two kinds of perceptions.
It could, however, be that this is dependent upon the intensity of the
accelerations. If confirmed this would have very important implications in the
study of the pathology of vertigo.
The second interesting result of this work is that the perceived trajectory,
as reproduced by drawing, reveals illusions of false trajectories in certain
conditions: the trajectory perceived by the subjects is mainly explicable by the
stimulation of the semicircular canals in all cases? In fact, the subjects had a
correct perception of their trajectory only when the orientation of the body
was coherent with the general direction of their movement. The subject perceived linear motion when only translations were imposed, but circular trajectories were perceived when a 360 rotation was combined with a translation.

Neural Basis of Otolithic Contribution to Spatial Orientation and


Perception of Displacement
We now know of at least two pathways for carrying vestibular information
to the cerebral cortex. One of these pathways is through an area called the
vestibular cortex.
Vestibular Fields in the Cortex
Experimental proof of the existence of the PIVC in the monkey was
reported by Grusser and colleagues [25, 26]. Recording the Macaca fascicularis,
these authors showed that about two-thirds of the neurons in this area respond
to angular vestibular stimulation. The others respond mostly to somatosensory
stimulation of the neck and shoulders. Nearly all the vestibular responding
neurons are also activated by movements of the visual environment and by
somatosensory stimulation. The main property of the vestibular neurons in
the PIVC is their sensitivity to angular rotations in various planes, to visual
motion in the directions corresponding to the opposite of the direction of
head motion in which they are sensitive, and to neck movements in the same
direction as the vestibular response. These properties suggest that the PIVC
neurons are coding head movement in space from a combination of vestibular,
visual, and somatosensory cues.
It is speculated that one of the operations accomplished in the PIVC is
the extension of the coding of head motion in planes that are more numerous
than in the vestibular nuclei. It is well known that the vestibular and the

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54

Fig. 5. Examples of three experimental conditions for the study of canal otolith interaction. The subjects are seated on the robot eye closed and are passively transported according
to the indicated paradigm. A Semicircular motion. B Drawing of the perceived trajectory
after the motion. C Semicircular motion with the head stabilized in one direction, the
resultant acceleration vectors are shown. D Drawing by the subject of his perceived trajectory,
note that the circular trajectory has not been perceived. E Translation with a rotation of the
subject on the robot. F Perceived trajectory. Note that the subject has not perceived the
translational component of the trajectory. From Ivaneko et al. [24].

optokinetic coding of head motion (through the accessory optic pathways) is


done in the planes of the semicircular canals. This geometric selection is
probably useful for matching these two signals at the level of the brainstem.
At the level of the cortex, however, the representation of head movements is
probably matched with visual inputs from the medio-temporal (MT) and other
areas, and with various intentions of movement. Therefore, the coding may
be more complex. It is important in the future to study the deficits in patients
with lesions in this area (see Israel et al. 1995). It was also proposed that the
PIVC area 3aV, and area 7ant form an inner vestibular circuit.

Physiopathology of Otolith-Dependent Vertigo

55

Fig. 6. Cortical activation induced by a galvanic vestibular stimulation (Lobel et al.,


J. Neurophysiol. 1998).

A second line of evidence [27] comes from the discovery of an influence


of head tilt (i.e. otolithic signals on the receptive field of visual neurons in
areas V2 and V3). These authors demonstrated that nearly 40% of the neurons
in area V2 show modifications of their processing of contours during a static
head tilt. They concluded that otolithic signals contribute to the mechanisms
of contour processing at the early stages of visual pathways.
Cortical Areas Involved in Vestibular Processing during
Galvanic Stimulation
Anatomic and electrophysiological studies in the monkey revealed the
existence of multiple interconnected areas in which vestibular signals converge
with visual and/or somatosensory inputs. Although recent functional imaging
studies using caloric vestibular stimulation (CVS) [28, 29] suggest that vestibular signals in the human cerebral cortex may be similarly distributed, the
present knowledge of the human cortical vestibular system is imprecise.
Galvanic vestibular stimulation (GVS) has been used for almost 200 years
for the exploration of the vestibular system. By contrast with CVS, which
mediates its effects mainly via the semicircular canals (SCC), GVS has been
shown to act equally on SCC and otolith afferents. Since galvanic stimuli can
be precisely controlled, GVS is ideally suited for the investigation of the
vestibular cortex by means of functional imaging techniques.
We studied [30] the brain areas activated by sinusoidal GVS using functional magnetic resonance imaging (fMRI) (fig. 6). An adapted set-up including
LC filters tuned for resonance at the Larmor frequency protected the volunteers

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56

against burns through radiofrequency pickup by the stimulation electrodes.


Control experiments ensured that potentially harmful effects or degradation
of the functional images did not occur.
Six male, right-handed volunteers participated in the study. In all of them
GVS induced clear perceptions of body movement and moderate cutaneous
sensations at the electrode sites. Comparison with anatomic data on the primate
cortical vestibular system and with imaging studies using somatosensory stimulation indicated that most activation foci could be related to the vestibular
component of the stimulus.
Activation appeared in the region of the temporo-parietal junction, the
central sulcus and the intraparietal sulcus. These areas may be analogous to
areas PIVC, 3aV and 2v, respectively, in the monkey brain, which form the
inner vestibular circle, as named by Grusser, of the cortical vestibular system.
Activation also occurred in premotor regions of the frontal lobe. Although
undetected in previous imaging-studies using CVS, involvement of these areas
could be predicted from anatomic data showing projections from areas 6pa
and 8a of the frontal lobe to the inner vestibular circle and the vestibular
nuclei.
Using a simple paradigm we showed that GVS can be safely implemented
in the fMRI environment. Manipulating stimulus waveforms and thus the
GVS-induced subjective vestibular sensations in future imaging studies may
yield further insights into the cortical processing of vestibular signals. Other
investigations of the cortical areas involved in the processing of vestibular
information have been recently performed [28, 31, 32]. It is also interesting to
compare the areas involved in the processing of vestibular signals with those
involved in the perception of the mid-sagittal plane of the body which also
involve parieto-frontal areas [3].
The Head Direction Cell System
Vestibular signals may also reach the cerebral cortex and the hippocampus
through a second route. A head direction cell system has been discovered
[33, 34]. These neurones, first discovered in the post-subiculum of the rat, fire
whenever the head of the animal is directed towards a particular direction in
space independently of where the animal is located in the room. These neurones
are influenced by visual cues and their direction is closely related to the
organisation of the place cells in the hippocampus which code location of
the animal in space. Further studies [35, 36] have revealed that this head
direction information from the vestibular nuclei, through the anterior thalamus, the mamillary bodies and the subiculum, could reach the hippocampus
after receiving visual environmental information from the parietal cortex,
and contribute to the reconstruction at this level of spatial localisation and

Physiopathology of Otolith-Dependent Vertigo

57

Fig. 7. Patient suffering from a craniofacial asymmetry (torsion of the basio-cranium). Observe the asymmetrical positions
of the eyes and ears, the deviation of the nose
and the head tilt (with permission).

orientation. At present, only horizontal directions (in the plane of the horizontal semicircular canals) have been found in these cells.
The brain has therefore at least two main pathways which seem to carry
vestibular information: the PIVC route which codes angular head rotation in
many planes, and the head direction system which codes static head direction
in all horizontal directions.
The important result here is that neither of these systems seems specific to
carry translational information from the otoliths. The neural system underlying
otolithic information about translations is therefore still a mystery.
Cranio-Facial Asymmetry: A New Pathology of the Vestibular System
We would like to report here a new set of symptoms [37] which are
probably due to a fundamental asymmetry of the anatomical disposition
of the vestibular organs following cranio-facial asymmetry (CFA) which
concern, at different levels, all the units of the cephalic pole: the vault, the
basicranium, the maxillary and the jaw. These CFA are largely spread in
the European population but they have never been studied as malformative
syndrome because they are located between the normal and the pathological.
These patients have a number of symptoms (fig. 7): laterocolis (head
tilt in roll), most of the time, to the right side, eye skew deviations, ocular
torsion, cephalic and back pains, scoliosis, spatial disorientation and some-

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58

Fig. 8. Asymmetry of the otoliths organs of the labyrinth. MRI measurement of the
asymmetrical position of the labyrinths: The auditory meatus or the horizontal canals are
used as markers to estimate the asymmetry (in position and in orientation) between the right
and left labyrinths. Observe the concomitant asymmetry of the inferior temporal lobe.
1>Auditory meatus; 2>horizontal canal. From Rousie [39].

times agoraphobia, etc., which have been studied (Rousie D. 1999) on more
than 2,500 patients with the collaboration of several departments of the
University of Lille (Pr. Hache, Pr. Gieu, Dr. Van Tichelen, Dr. Deroubaix
and Dr. Pertuzon). We shall only report here a summary of these deficits
and the results of some functional tests. Most of the tests which we have
performed so far are static and the contribution of otolithic asymmetry
cannot be separated from the consequence of semicircular canal asymmetries.
In addition, we cannot exclude that, given that these patients present a
head tilt, and a pronounced spatial asymmetry of the anatomy of the
orbits, proprioceptive biases do contribute to some of the postural or even
oculomotor asymmetries observed. We believe that a fundamental component of the functional perturbations of posture and of the oculo-vestibular
system as well as some cognitive dysfunctions are due to a distortion in
the body schema induced, to distortion in the vestibular anatomy and to
an uncompensated asymmetrical anatomy of the otoliths, and the orbital
asymmetry.

Physiopathology of Otolith-Dependent Vertigo

59

Methods
These cranio-facial asymmetries are induced by asymmetries of the basicranium which have been measured using MRI scanning (fig. 8) and a new
reference frame. The use of this reference allows comparisons between differents subjects [37, 38]. The principle of MRI exploration consists of determining an intracranial reference system formed by two planes: a vertical (median
sagittal) and a horizontal plane, perpendicular to each other. These two
planes are constructed by using points as close as possible to the embryonic
epicenter of the cerebral growth [38, 39]. We have used neural tube points:
middle of the hypophysis, the steepest point of the third ventricle, one or
more points of the stalk of the pituitary. This reference makes it possible to
obtain reproducible measurements independent of the position of the patients
head in the machine. Therefore, it is necessary to re-orient the subjects head
in the three axes of possible movement: along the craniocaudal axis (roll)
and the transverse axis (pitch). The pitch position was determined by the
deviation from the perpendicular given in the two other planes mentioned
above. This determination is facilitated by placing the head in the Frankfort
orientation before the examination. We used a high-field Philips gyroscan
(1.5 Tesla) which allows double correction of angulation. Its reliability was
evaluated at 1 and 1 mm.
The topographic asymmetry of the two posterior hemibases, expressed
by the respective positions of the external semicircular canals, the cochleae or
the auditory meatus taken as reference points, is easily obtained by multiplying
the number of sections separating these structures by the distance between
sections.
Anatomical Findings
The asymmetries in otolith anatomy had to be derived from the observation of the geometrical disposition of the semicircular canals. The analysis of
62 cases of CFA allowed the classification of several types of CFA according
to the spatial position of the external semicircular canals taken as points of
reference.
Anteroposterior Asymmetry. The horizontal semicircular canals appear on
the same horizontal section but on different coronal sections. This indicates
that one of the canals is anterior to the other in the median sagittal plane.
This induces an A-P positional asymmetry of the two posterior hemibases
constituting the petrous bones. We have observed variations between 0 and
6.6 mm. In 14 cases of such A-P asymmetry, we have observed 11 cases in
which the left canals were anterior to the right canals (78.5%). In this type
of asymmetry, most subjects had canals strictly parallel to each other. In this
study, asymmetry of orientation was only encountered once.

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60

Examination of the position of the orbital cones revealed an identical


asymmetry: the face demonstrates exactly the anomalies of the underlying
basis. Thus, for a left canal placed more anteriorly in the coronal plane,
a more anterior left orbital cone will be found. Keeping in mind the law
of correspondence of the visual axes activated during fixation (Law of
Correspondence of Hering), we looked for an expression of this asymmetry
at the level of the eyeballs and we observed a significant proportion of
esophorias or of convergent strabisms located in the more posterior eye,
as though the eyes were attempting to compensate the deeper position in
the orbit. This deviation of the eyeball was accompanied by an abnormal
position of the head in rotation (yaw) as though the patients were compensating for the retreat into the orbit with their head and seeking a
mean position of comfort, perhaps with a desire to regulate depth perception to the best extent possible? In any case, the stereotypic test used
(Wirt) did not reveal any extreme anomaly, no doubt because it is not
precise enough.
Asymmetry in Torsion. The canals appear on different sections, both
in the horizontal and in the coronal plane. This indicates a true torsion of
the base of the skull. This is by far the most frequent type of asymmetry
(62.9% out of 62 patients). In this population, analysis of the variations
included between 2.2 and 6.6 mm revealed a much larger proportion of
elevated left labyrinths in the vertical plane (71.7%) associated, in the
horizontal plane, with left labyrinths in a more anterior position (48.7%).
This deformation is in agreement with the counter-clockwise cerebral deformation (petalia) described before [4042]. This is an expression of the
predominance of the left hemisphere. As in A-P asymmetries, the face follows
the direction of the twisting of the base. This is expressed by frequent
deviations of the nasal septum and of the spatial asymmetry of the orbital
cones.
Vertical Asymmetry. In these cases, asymmetry is only found in the vertical
direction. Frequency is 15.3% out of 62 patients. This is a variant of torsional
symmetry described above.
Lateral Asymmetry. In these cases, it is the distance of a canal, taken as
a reference point in relation to the midline, which presents a right/left asymmetry. The frequency is rare, at only 3 of 62. This type of CFA seems to have
no effect on the oculo-labyrinthine system and rather seems related to a
fluctuating asymmetry as described by Lacy and Horner [43].
Asymmetries of Orientation. We have found 12 cases of asymmetries of
orientation out of 62. It should be pointed out that within the framework of
this study, no precise measurement was made of the difference in orientation
between right and left canals.

Physiopathology of Otolith-Dependent Vertigo

61

Fig. 9. Measurement of ocular torsion; the image of the scanner ophthalmoscope is


used to calculate a static torsion. O is the center of the macula. OAB gives the angular value
of the torsion. In this case torsion is 9 on the right eye and 0 on the left eye. From Rousie
[39].

Visual Acuity
We shall only, in the frame of this review, describe a few examples of
the results obtained in the various functional tests which have been used
to characterise the anomalies in these patients; detailed accounts have been
published elsewhere [39].
Examinations of visual acuity undertaken to eliminate subjects with major
ophthalmic anomalies which might bias the results have shown an increased
frequency of astigmatism of curvature and/or of hypermetropia (70% of 50 patients), probably an expression of the asymmetry of orbital cones both in their
shape and their spatial position. Standard oculomotor evaluations have shown
an increased frequency of convergence insufficiency, especially in distant vision.
SLO Examination
In a group of 50 subjects carrying CFA, the comparison of foveal position
right eye/left eye performed with a scanner ophthalmoscope (fig. 9) revealed
a more elevated frequency of exocyclotorsion in the left eye, namely 30 cases
out of 50 or 60%, whereas in the right eye it was in 16 cases out of 50 or
32%, for a difference of 28%. The mean value of cumulated torsions is 5.72
for the right eye and 8.04 for the left eye.
In order to clearly separate the CFA pathological effect from nonpathological cases, we investigated eye position on two control groups.
In a first group of 50 nonselected control subjects, we found a more
elevated frequency of cyclotorsion in the left eye (21 cases out of 50 or 42%)
than in the right eye (7 cases out of 50 or 14%). This gives a difference of
28%. The mean value of the cumulated torsions of the left eye is 5.70 and

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62

Fig. 10. Test of the index. This test is


performed eye closed and the patient is asked
to indicate the subjective horizontal. The
photograph is taken when small body oscillations appear indicating that the subject has
lost the memory of the visual vertical. The
angle made with respect to the true horizontal (or the true vertical) which can be
measured by reference to a line drawn on the
wall (behind the subject) gives the measure
of the deviation of the subjective nonvisual
horizontal.

for the right eye, 3.08. Thus, on the average, the foveal positions are located
closer to the horizontal central pupillary axis of reference than in CFA subjects.
This group is interesting because it calls attention to the frequency of the
foveal position in a control population: we found a 44% frequency of foveal
symmetry in which the difference between right and left was less than 2. It
should be kept in mind that because of the frequency of occurrence of CFA
in the population, this group presented an epidemiological bias which justified
studying the second group.
A second group of subjects composed of selected control subjects presenting no scoliosis, no use of eye glasses, no instability, no multiple musculoarticular pain or CFA visible to the naked eye. In this group, only one case
of cyclotorsion was found, in the right eye, representing a frequency of 2%.
The mean value of the cumulated foveal positions of the right eye was 2.66
and of the left eye was 3.
The SLO made it possible to look for a possible exocyclotorsion associated
with identified vestibular deficit as judged by the studies of Deroubaix.
In a group of 45 CFA patients presenting some clinical signs of vestibular
disorders, we found 100% high-level exocyclotorsions, in a range from 5 to
13 (with the average cumulative value for left and right of foveal positions
being 8.4, and with 23 torsions in the left eye and 22 in the right). Comparison
between the eye with torsion and the defective labyrinth showed that in 39
cases, the torsion was on the same side as the vestibular deficit; in only 6 cases
was there an inverse localization.
In a control group of 17 patients having vestibular signs but no CFA, we
also found 100% exocyclotorsion with a mean value identical to that of the

Physiopathology of Otolith-Dependent Vertigo

63

Fig. 11. Scoliotic deformation in a patient with cranio-facial asymmetry. X-ray


reveals a deformation of the spine with a
left lumbar curvature associated with a right
head tilt in the roll plane.

previous group. The torsion was always ipsilateral with the labyrinthine deficit.
In these two groups, the comparison of the two ipsilateral signs (torsion and
vestibular deficit) with the direction of the laterocolis showed an identical
lateralization, in agreement with the ocular tilt reaction described by Brandt
and Dieterich [44, 45].
Spinal Column and Posture
The test of Fukuda (walking in place with eye closed and measuring the
deviation of the orientation of the feet in the horizontal plane) was considered
negative for a left or right rotation less than 30. 34% of patients presented a
right deviation and 66% presented a left deviation. It should be pointed out
that these deviations are in a direction opposite to the head tilt and ipsilateral
with the lumbar convexity. The mean value of the deviation is 50, both to
the right and to the left.
The test of the nonvisual subjective horizontal (test of the index) showed
(fig. 10), out of 50 patients, that 9 did not present inclination of the index fingers.
25 presented a right deviation (50%) and 16 presented a left deviation. The deviation of the slope of the index fingers was always ipsilateral with the head tilt.
Scoliotic deformations (fig. 11) were also found with often a left lumbar
curvature associated with right head tilt in the roll plane. This finding shows

Berthoz/Rousie

64

that probably the whole body scheme in these patients is distorted and further
work is needed to understand the hierarchy of mechanisms between vestibular
asymmetry, ocular deviation and postural asymmetries.
Blind walking test: Patients were asked to walk straight, eyes closed, for
a distance of about 5 m. Horizontal path deviation was always ipsilateral with
the head tilt.
Test of Videonystagmography
A search for spontaneous nystagmus was carried out with open eyes, with
and without focusing (on the center), with eyes open in darkness, always
carried out at the beginning of the examination so that results can dictate the
choice of another test: In a group of 45 patients with CFA, 3 presented a
vertical nystagmus of cervical origin, 17 of 45 presented nystagmus with open
eyes without fixation, that is, 37% of the cases.
The patients were also submitted to a number of vestibular tests for
horizontal canal function. The impulsional rotation test [46] revealed the
largest number of anomalies in the two groups. Labyrinthine performance
was measured on the Courtat graph: this test showed 100% interlabyrinthine
asymmetry, with 15 cases of left-sided deficit and 30 cases of right-sided deficit.
For 16 subjects, this asymmetry disappeared under the effect of intense
stimulation (head-shaking test) whereas for 29 subjects, the asymmetry persisted. For these 29 subjects, other tests described here were able to refine the
diagnosis. For 15 subjects, the failure of the asymmetry to disappear had a
central origin, for 23 subjects, it had a central cervical origin, and for 7 subjects,
a traumatic origin was found.
More work is obviously needed to elucidate the contribution of the otoliths
in this pathology but we would like to propose that vestibular asymmetry may
be a common cause to symptoms which are treated separately and that these
patients suffer from a more general distorsion of their body schema. This may
explain some of the cognitive spatial disorders which are associated with
cranio-facial asymmetry. It may also explain why wearing adequate prisms
often improves a number of the symptoms.

Acknowledgements
We thank F. Maloumian for the preparation of the figures. We also thank Dr. Deroubaix,
Service ORL de Bethune, Dr. Pertuzon, Service de Neuroradiologie, CHRU Lille, and Dr. Van
Tichelen, rheumatologist, for their active collaboration, Prof. Hache, Service dExploration
fonctionnelle de la vision, CHRU Lille, for his support and the use of the SLO, and Prof.
Pellegrin for his support throughout this research. This work was supported by the Centre
National dEtudes Spatiales.

Physiopathology of Otolith-Dependent Vertigo

65

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Le May M: Morphological cerebral asymmetries of modern man, fossil man, and nonhuman
primate. Ann NY Acad Sci 1976;280:349364.
Lacy RC, Horner BE: Effects of inbreeding of skeletal development of Rattus. J Hered 1996;87:
277287.
Dieterich M, Brandt T: Ocular torsion and tilt of subjective visual vertical are sensitive brainstem
signs. Ann Neurol 1993;33:292299.
Brandt T, Dieterich M: Skew deviation with ocular torsion: A vestibular brainstem sign of topographic diagnostic value. Ann Neurol 1993;33:528534.
Vitte E, Semont A, Freyss G, Soudant J: Videonystagmoscopy: Its use in the clinical vestibular
laboratory. Acta Otolaryngol (Stockh) 1995;115(suppl 520):423426.

Dr. A. Berthoz, Colle`ge de France, UMR CNRS 9950,


11, Place Marcelin Berthelot, F75005, Paris (France)
E-Mail alain.berthoz@colle`ge-de-france.fr

Physiopathology of Otolith-Dependent Vertigo

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Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 6876

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Clinical and Instrumental Investigational


Otolith Function
dkvist
Lars O
Department of Otolaryngology, University Hospital, Linkoping, Sweden

For balancing and oculomotor function the inner ears are of great importance. Proprioception and vision converge and cooperate with the inner ear
afferents in the vestibular nuclei, the thalamus, the cerebellum and the cerebral
cortex. The semicircular canals are transducers of the angular acceleration of
the head and the otoliths, sacculus and utriculus, are the sensors for linear
accelerations. These linear accelerations are the gravity and the forces developed when we perform motions. In health the afferents from vision, proprioception and inner ears result in harmonic and efficient movements, appropriate ocular movements and also perception of movement and position. In
disease, malfunction of the otolithic organs may cause vertigo, illusion of tilt,
balance disorders and oscillopsia.

Otolith Functions
Utriculus and sacculus are endolymph filled and in near proximity to the
semicircular canals. The neuroepiphelium is concentrated to a plate in each
utriculus and sacculus. This plate consists of gelatinous substance with calciumcarbonate crystals, otoconia, embedded on the free surface and with cilia of
hair cells projecting into the membrane. The specific weight of endolymph is
around 1, and the density of the crystals is 2.7. When there are linear forces
along the plane of the macula, the gelatinous material supported by the
otoconia tend to slide somewhat according to inertia or force of gravity.
Although the displacement of the otolithic membrane only is about 1 lm, it
is enough to cause polarization or depolarization in the hair cells. This causes
an increase or decrease of the firing rate in the utricular and saccular nerves.

The plane of the macula sacculi is vertical and thus the sacculus responds to
vertical movements. The plane of the utricular maculi is in the plane of the
lateral semicircular canals. Thus, they respond mostly to horizontal movements. In the utriculus the polarisation of the hair cells is such that 7580%
of the cells respond mostly to a force directed in the lateral direction. This
means that the main response of a tilt towards right is coming from the right
inner ear utricle. When tilting towards left the utricle in the left inner ear
contributes with approximately 75% of the response, 25% coming from the
right utricle. This background has importance for understanding of the utricle
testing. Some otolithic afferents show a regular firing but others have an
irregular pattern. The neurones with regular firings show little adaptation to
maintained forces, but the irregular neurones have an intense reaction to the
change of stimulus but adapt rapidly [1]. Otolithic stimulation causes eye
movements [2]. Electrical stimulation causes a torsion of the eyes away from
the stimulated side. Unilateral vestibular nerve sectioning causes a torsion of
the eyes towards the contralateral side [3].

Ocular Counter Torsion


In clinical investigations it is easy to see that tilting the head causes a
torsion of the eyes around the visual axis to compensate for the head tilt. The
amount of the torsion (counter-rolling) is approximately 10% of the head tilt.
Subjects without otolith function do not have counter-rolling. Static countertorsion depends on otolithic influence and is not a semicircular canal response.
The response is mainly a function of the utricles. The size of the counterrolling response is corresponding the shear force acting on the macula utriculi
[4, 5]. Different studies are not in unison concerning the direction of countertorsion in unilateral loss which makes it somewhat uncertain whether measurements of ocular counter-rolling can localize unilateral lesions with certainty
[6, 7]. For recording counter-rolling, a computer-based pattern recognition
system is necessary.

Eccentric Rotatory Testing


When a subject is seated in a rotatory chair and angular acceleration is
performed, the semicircular canals are stimulated. In order to have the full
response from the lateral semicircular canals, the head should be tilted 30
forwards during the test. As the canals react to acceleration, there is no response
from the semicircular canals during constant velocity rotation. However, in

Clinical and Instrumental Investigational Otolith Function

69

Fig. 1. Eccentric rotatory testing in the


clockwise direction. The patient is ready to
adjust the LED bar in darkness.

this position and during constant velocity rotation there is a centripetal force
acting upon the utricular maculae. In this test the patient should be seated
some distance from the rotation center facing the direction of rotation which
will provide a constant lateral acceleration stimulus (fig. 1). The effect of the
initial angular acceleration will cease some time after the rotation has reached
a constant speed. To exclude visual cues to the true orientation of the subject,
the rotation takes place in complete darkness. Despite the pressure from the
chair on the body and shoulder it is obvious the subject will experience a
strong sensation of lateral tilt. He may then give a subjective estimate of how
an imagined horizontal surface would be oriented in front of him. This angle,
relative to true horizontal, is an estimate of subjective tilt. The sensation of
tilt depends on information from both otolithic organs. The side which is
directed outwards in the rotation gives the biggest contribution to the response
and the opposite side contributes only to a minor extent. This is due to the
orientation of the hair cells in the macula utriculi. Thus, the response can be
considered mainly an estimate of the function of the otolith organ in the
laterally directed ear. The equipment consists of a low torque rotatory chair
with the subject 100 cm from the vertical rotation of axis facing the direction
of the constant rotation. The chair may be turned around 180 on the bar in
order to change the rotation direction. Rotation may be started with an angular
acceleration of 10/s2 until angular velocity 120/s is reached. Using this param-

dkvist
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70

Fig. 2. Top: The bias bar


with LEDs. Bottom: In darkness, only the dimly lit row of
LEDs are visible.

eter the theoretical tilt angle is 24 (fig. 3). The room is in total darkness.
Approximately 60 cm in front of the subjects eyes a dimly lit light emitting
diode (LED) bar is turned on for the subject to adjust (fig. 2). This is performed
via a three-button keyboard in the patients hands. The patient is asked to
position the bar in the position horizontal water surface would have. By
definition, a perceived tilt outwards results in a positive angle due to the tilt
illusion the patient has during the constant velocity rotation. A software in
the computer administrates the test via an operator and reads the set angles
of the LED bar. The subject is strongly strapped to the chair to minimize
body movements and the head is held in an adjustable frame. Eight or six
measurements of perceived horizontal are performed before rotation is started.
The mean and standard deviation is computed. The chair is started in one

Clinical and Instrumental Investigational Otolith Function

71

Fig. 3. Accelerations acting on a person in


eccentric rotation. ah>Horizontal acceleration; g>gravity; R>resulting linear acceleration; />angle of vertical illusion.

direction and after 1 min of constant rotation, another eight measurements


are done. The chair is decelerated and after 1 min of complete stop another
eight measurements are conducted. After some minutes the chair is turned in
order to conduct an identical series of measurements using the other rotation
direction, again with the patient facing the directional rotation. Before rotation
the subjects do not perceive any significant tilt from true vertical. During
constant rotation a tilt outwards of about 20 is perceived. After rotation an
inwards tilt of only roughly 0.5 is experienced. For practical purposes obviously this very small illusion of postrotatory tilt is neglected. A standard
deviation of about 6 in each direction is found in healthy subjects. In the
same healthy subjects there was no difference between the responses with the
right ear outwards compared to the left ear outwards. As the test is performed
in darkness, vision has no horizontal structures to relate to. We have also
shown that the results are the same even if the test is performed only with
one eye open and the other closed. The fact that the reported tilt as a mean
is 20 and not 24 may be due to the influence of proprioceptive cues from
the position of the body and head in the rotatory chair. The instruction to

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72

the patient is important so that the patient does not try to adjust the LED
bar in perpendicular line to the body axis. In clinical practice, the eccentric
rotatory test is useful to monitor unilateral or bilateral loss of utricular function. It is also possible to record recovery after certain types of nonpermanent
vestibular lesions and also the improvement caused by central compensatory
mechanisms [810].

Subjective Visual Horizontal Test without Rotation


If a person is sitting in a chair, in a totally dark room and ask to align
an LED bar horizontally, most persons come with an error smaller than 2
[8]. If the test is performed before and after vestibular nerve sectioning, after
having been normal, after surgery they set the bar tilted towards the lesions
side between 5 and 15. The reason is that they see the gravitationally horizontal
bar tilted towards the intact side. Many months and even years after the lesion
they often have a subjective horizontal error of approximately 4 [9]. The test
using the LED bar in darkness for subject horizontal testing is very useful in
clinical practice.

The Tilting Chair


The subjective visual horizontal may be measured in different tilt positions.
The chair with an adjustable tilt in the lateral direction is used. The patient
should be secured in the chair with support for body and head. The head
should be tilted approximately 10 nose down compared to natural head
position. In front of the eyes at a comfortable distance there is a LED bar
which is adjustable concerning tilt with a remote control. The patient is tested
in 10, 20 and 30 tilt. The tilt makes the test more sensitive than test in zero
tilt [11, 12].

Vestibular-Evoked Myogenic Potentials


Loud monaural clicks evoke myogenic potentials in the ipsilateral sternocleido muscle. It is obvious that these potentials are evoked by the vestibular
organ in the inner ear. They appear even if the ear is deaf. Thus, the vestibularevoked myogenic potentials can be used as a clinical test of the vestibulocolic
reflex. The origin of the reflex is the sacculus situated close to the cochlea and
being stimulated by endolymph movement caused by the clicks. The click

Clinical and Instrumental Investigational Otolith Function

73

should be 0.1 ms with 95 dB loudness. The electrode placed over the


sternocleido muscles picks up a short latency response usually sized 60300 mV.
During the test, the patient in the prone position should be contracting the
sternocleido muscles by lifting the head somewhat. The positive/negative potential has peaks at 13 and 23 ms. If there is no vestibular function due to, e.g.
neurectomy the responses are absent. Sensorineural hearing loss does not
inhibit the reflex. The reflex is generated by synchronous discharges of muscle
cells. If there is a conductive hearing loss, the click does not reach the inner
ear fluids and there is a very low intensity of the response. In those cases a
bilateral myogenic potential can be stimulated by using small rubber hammer
tap the forehead [13].

Discussion
In some instances it is of value to know if a patient has utricular and
saccular function in the inner ear. The patient may have symptoms that lead
to the suspicion that there is faulty function of the otolithic organs. Also in
the diagnostics of a possible acoustic neuroma the rotatory test investigates
both lateral semicircular canals and the caloric test mainly is able to diagnose
the function of the lateral semicircular canal. This canal is represented in the
upper part of the vestibular nerve but a test for the inferior vestibular nerve
seems necessary. For testing of the sacculus, vestibular evoked myogenic potentials seems to be a method of choice using monaural clicks. The ipsilateral
reaction in the sternocleido muscle can be detected and thus loss of function
in the inferior vestibular nerve can be diagnosed [14]. Loss of hearing in the
ear does not abolish the myogenic potential.
In Menie`res disease a loss of sacculus function proven with vestibular
evoked myogenic potentials is often found [15]. We have also found that in some
Menie`res patients the utriculus function is diminished or absent according to
the eccentric rotatory test. After gentamicin treatment usually the utricular
function is lost or diminished but can be present even if the caloric response
is gone. After gentamicin treatment the vertigo attacks are usually gone but
sometimes the patient complains about some attacks of vertigo but without
a sensation of rotation [13]. This might be due to a lack of vestibular rehabilitation and nonperfect central compensation but could also be due to otolithic
reactions to variations of the endolymphatic pressure. If there is a remaining
otolithic function, additional installments of gentamicin in the inner ear may
solve the problem [16].
Not infrequently do patients after vestibular neuritis develop benign paroxysmal positioning vertigo. If there is no caloric response it may be intriguing

dkvist
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for the physician that a nonfunctioning ear can cause the rotatory attacks.
Caloric testing with the head positioned in such a way that the posterior
semicircular canal is in the vertical plane may, however, show that there is
some caloric response and furthermore a sacculus test can prove that the
inferior vestibular nerve still has function. Thus, a benign paroxysmal positioning vertigo can appear from a functioning posterior semicircular canal
[17].
Even in cases with hypermobile stapes and dehiscent superior semicircular
canal the click-evoked myogenic potential test can be of help [18].
The myogenic potential test may even prove that in some patients there
has been an acute loss of function in the inferior vestibular nerve proven by
the evoked myogenic potential test in an ear with a normal caloric response
thus proving the inferior nerve vestibular neuronitis [19].
For practical purposes the LED bias bar test seems to be simple to
introduce and useful for utriculus testing [20]. This test using the subjective
horizontal may be improved using the tilting chair. An even stronger stimulus
is introduced with the eccentric rotatory chair. Introducing the click-evoked
vestibular-evoked myogenic potential test seems possible in most laboratories
as the statement for auditory testing usually can be applied for this procedure.
The otolithic organs are often forgotten, but the new simple test methods
offer the clinician tools for the relatively easy diagnostics.

References
1
2
3
4
5
6
7
8
9

10

Goldberg, JM, Fernandez C: The vestibular system; in: Handbook of Physiology. The Nervous
System III. Washington, American Physiologic Society, 1982, pp 9771022.
Suzuki J-I, Tokomasu K, Goto K: Eye movements from single utricular nerve stimulation in the
cat. Acta Otolaryngol 1969;68:350.
Dai MJ, Curthoys IS, Halmagyi GM: Linear acceleration perception in the roll plane before and
after unilateral vestibular neurectomy. Exp Brain Res 1989;77:315328.
Woellner RC, Graybiel A: Counterrolling of the eyes and its dependence on the magnitude of
gravitational or inertial force acting laterally on the body. J Appl Physiol 1959;14:632634.
Colenbrander A: Eye and otoliths. Aeromed Acta 1964;9:4591.
Krejcova H, Highstein S, Cohen B: Labyrinthine and extra-labyrinthine effects on ocular counterrolling. Acta Otolaryngol 1971;72:165171.
Diamond SG, Markham CH, Furya N: Binocular counterrolling during sustained body tilt in
mormal humans and in a patient with unilateral vestibular nerve section. Ann Otol 1982;91:225229.
Curthoys IS, Dai MJ, Halmagyi GM: Human otolithic function before and after unilateral vestibular
neurectomy. J Vestib Res 1991;1:199209.
Halmagyi GM, Curthoys IS, Dai MJ: The effects of unilateral vestibular deafferentation on human
otolith function; in Sharpe JA, Barber HO (eds): The Vestibulo-Ocular Reflex and Vertigo. New
York, Raven Press, 1993, pp 89104.
dkvist LM, Larsby B, Ledin T: Perceived subjective horizontal during eccentric
Gripmark M, O
rotatory testing; in Claussen CF, Sakata E, Itoh A (eds): Vertigo, Nausea, Tinnitus and Hearing
Loss in Central and Peripheral Vestibular Diseases. Elsevier, Amsterdam, 1995, pp 355359.

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11
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Tribukait A, Bergenius J, Brantberg K: The subjective visual horizontal for different body tilts in
the roll plane: Characterization of normal subjects. Brain Res Bull 1996;40:375383.
Bergenius J, Tribukait A, Brantberg K: The subjective horizontalat different angles of roll tilt in
patients with unilateral vestibular impairment. Brain Res Bull 1996;40:385391.
Colebatch JG, Rothwell JC: Vestibular-evoked EMG responses in human neck muscles. J Physiol
1993;473:18P.
Murofushi T, Matsuzaki M, Mizuno M: Vestibular evoked myogenic potentials in patients with
acoustic neuromas. Arch Otolaryngol Head Neck Surg 1998;124:509512.
de Waele C, Tran Ba Huy, Dirad J-P, Freyys G, Vidal P-P: Saccular dysfunction in Menie`res disease.
Am J Otol 1999;20:223.
dkvist LM, Bergenius J, Moller C: When and how to use gentamicin in the treatment of Menieres
O
disease. Acta Otolaryngol (Stockh) 1997;(suppl 526):5457.
Colebatch JG, Rothwell JC, Bronstein A, Ludman H: Click-evoked vestibular activation in the
Tullio phenomenon. J Neurol Neurosurg Psychiatry 1994;57:15381540.
Minor LB, Solomon D, Zinreich JS, See DS: Tullios phenomenon due to bone dehiscence of the
superior semicircular canal. Arch Otolaryngol Head Neck Surg 1998;124:249.
Fetter M, Dichgans J: Vestibular neuritis spares the inferior division of the vestibular nerve. Brain
1996;119:755.
dkvist LM, Ledin T, Larsby B, Gripmark M, Noaksson L, Olsson S: Otolithic tests in Menie`res
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disease; in Soren V, Morten K, Pernille M (eds): Menie`res Disease. 16th Danavox Symposium,
September 1922, 1995, pp 247254. Koldning, Scanticon, 1995.

dkvist, Department of Otolaryngology, University Hospital,


Lars O
SE581 85 Linkoping, (Sweden)
Tel. +46 13 22 20 00, Fax +46 13 22 25 04, E-Mail Lars.Odkvist@lio.se

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Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 7787

............................

The Subjective Visual Vertical


Ch. Van Nechel a, b, M. Toupet a, c, I. Bodson a, d
a

IRON (Institut de Recherche en Oto-Neurologie), Paris, France;


Unite de Neuro-Ophtalmologie, Cliniques Universitaires de Bruxelles Erasme et
CHU Brugmann, Service de Revalidation Neurologique, Bruxelles, Belgium;
c
Centre dexplorations fonctionnelles otoneurologiques, Paris, France;
d
CHU La Citadelle, Service ORL, Lie`ge, Belgium
b

The subjective visual vertical (SVV) is the angle between the physical
vertical line (gravitational axis) and the position of a visual linear marker
adjusted vertically by a subject. This SVV is probably computed from the
same sensory information as the postural vertical (position of the body axis
when the subject estimates he is vertical), but the respective contribution of
each of these informations to the estimation of these two verticals is highly
different. The SVV is probably not an intermediate stage in the elaboration
of the postural verticals. This explains the discrepancies between tiltings of
postural and visual vertical. As far as the SVV is considered here as an
approach to the evaluation of the otolithic function and not as a tool trying
to explain an impaired posture, this discrepancy will not be further considered
in this paper.
The sensibility of otolithic organs to the gravity force suggests that they
play the main role in the estimation of the physical vertical orientation. Visual
information can, however, modify this perception [3]. Moreover, the efficient
use of these otolithic and visual informations for the postural control implies
an adjustment according to the position of the head with regard to the trunk.
Cervical somatosensory but also cutaneous, muscular and articular information are able to contribute to the estimation of the physical vertical orientation.
The SVV is frequently impaired in labyrinthic disorders [4], in lesions of
the vestibular nerve [9], of the vestibular pathways within the brainstem [10]
or in the vestibular cortical areas [6]. Is it allowed then to consider the measure
of the SVV as a tool for the evaluation of the otolithic function?

To validate this measure, it is necessary first to prove its sensitivity to the


otolithic dysfunctions and then to demonstrate that the methodology used
reduces the risks of interference of the other sources of error, and is not
affected by any substitutions for otolithic deficit.

The SVV in the Otolithic Disorders


An isolated otolithic dysfunction is rare, it is chiefly based on complaints
and, so far, the specific stimulation of this function requires a heavy instrumentation. The deficit of the otolithic function, in association with the other,
more dynamic, labyrinthic components, is however warranted in surgical lesions such as labyrinthectomies or neurectomies. The SVV being a static
measure, it is reasonable to think that the deficit of the dynamic components
interferes little with it. So, ipsilateral tilt of the SVV in acute one-sided vestibular deficits resulting from labyrinthectomy and neurectomy [9, 13, 20] suggests
the implication of otolithic organs in the estimation of the visual vertical. It
is also frequently disturbed in less complete lesions. The rate of abnormalities
of the SVV amounts to 89% in a group of vestibular neuritis [4] and to 47%
in acute labyrinthitis [20].
The lesions of the central pathways originating from vertical canals and
otolithic organs also lead to an ipsi- or contralateral tilt of the SVV according
to their location [5, 6]. If the most striking clinical signs of benign paroxysmal
positioning vertigo (BPPV) are very likely of canalar origin, the pathological
starting point is well otolithic. One can thus wonder about the possible effect
of otoconia loss on the SVV. A first study concerning 19 cases suggested the
absence of abnormality of the SVV [4]. We studied the SVV in 1,000 consecutive
cases of BPPV, of which 933 were one-side according to the clinical examination. The comparison of the distributions of the values for SVV measured
binocularly, with straight head, in these patients with an estimation of the
SVV in a normal population, computed on base of a group of 81 control
subjects, shows a spreading of the distribution (fig. 1). Values of more than
2.8, were present in less than 5% of control subjects, but were observed for
16.4% of the right BPPV and in 14.2% of the left BPPV. The deviation of the
SVV is more often ipsilateral to the side considered as affected by the clinical
examination (v2 test: p>0.002). The presence of contralateral tilts nevertheless
calls for some comments. The area of the utricule macular disrupted by the
loss of otoconia could be in cellular fields sensitive to ipsi- or contralateral
head tilt. Another explanation could be a bilateral otolithic disorder expressing
only by a one-sided BPPV. Finally, the structures of the visuo-vestibular integration could have developed a correction by moving contralaterally the

Van Nechel/Toupet/Bodson

78

Fig. 1. SVV distribution in 993 patients suffering from unilateral BPPV compared with
a VVS estimation in a normal population (N), computed from a sample of 81 control
subjects.

otolithic vertical (calibration of the zero point) to maintain a good agreement


between vestibular and visual information.
If the deviation of the SVV is frequent in acute lesions of the vestibular
system, it becomes rare in chronic deficits, including bilateral vestibular areflexia [8].
So if the SVV seems rather sensitive to acute lesions disturbing the otolithic
system, it is now necessary to consider its specificity. This leads us to look at
the other factors likely to modify the SVV.

The Stages of the SVV Measure


A model (fig. 2) resuming the various stages of the measure allows to
identify the potential, not vestibular, sources of SVV impairments, or the
substitution strategies capable of masking a vestibular disorder. The estimation
of the subjective vertical can be performed by adjusting a marker using visual,
somatosensory or postural information. We shall only consider measures in
visual modality and in a frontal plane.
The Visual Input
The first stage of the SVV measure is the visual perception of a linear
marker projected on the retina after a passage through the transparent struc-

The Subjective Visual Vertical

79

Fig. 2. Theoretical model of the VVS measure.

tures of the eye. This first stage can already introduce a deviation of the SVV.
So, an uncorrected oblique astigmatism, or an ocular torsion (rotation around
the optical axis of the eye) can, independently of any notion of verticality,
lead to an error in the orientation perception of a visual object. These torsions
are present in oculomotor palsies but also, physiologically, when the position
of the eyes is a combination of horizontal and vertical rotations in the orbits
(tertiary position). The direction of these physiological torsions can be predicted by the Listing law. This defines all the positions of the eyes by their
rotation on the axis situated in an equatorial plane. The tilt of this axis is
constant for every position of the eyes, whatever way this position is reached.
As a consequence, the meridian of the eye, vertical in primary position bows
for all the tertiary positions of the gaze. Precise measures of these eye torsions
by magnetic coils confirmed the direction predicted by the Listing law [12].
This led us to study, by means of a Wilcoxons nonparametric test for paired
observations, the direction of the deviation of the SVV according to the
position of the eyes in the orbit [19]. Three of the four tertiary positions of
the gaze showed highly significant modifications (p00.01) in the orientation
of the SVV with regard to the measures in primary position. The direction
of these deviations is in accordance with the predictions based on the Listing
law. The discrepancy of the fourth position can result either from a bad
estimation of the gaze primary position with a not strictly frontal Listing
plane, or from unpredictable fluctuations in the eye torsions.

Van Nechel/Toupet/Bodson

80

The adjustment of the orientation of a linear visual marker with regard


to a subjective notion of vertical implies first the elaboration of a subjective
vertical reference and later a process of comparison (fig. 2).
Subjective Vertical Reference
This is built from one of several sources of information liable to give us
indications on physical vertical or horizontal orientations.
Visual Contribution. One of these sources is the visual system. During the
maturation of the visual system, the innate orthogonal axes, related to the
organization of the primary visual cerebral cortex [16], were reinforced by the
repetitive experience of stimuli with strong horizontal and vertical dominants.
There is thus a purely visual skill allowing to estimate the orientation of a
linear stimulus in the space with regard to the physical vertical or horizontal.
However, these orthogonal axes engraved in the cerebral cortex and fixedly
connected to the retinal receptors, were built according to the most frequent
position of eyes in orbits and head with regard to the physical vertical. When
the head and eyes are not in this most common position, the visual system,
if besides it is deprived of any element usually taken as vertical or horizontal
(door, building, horizon), cannot by itself estimate correctly horizontality or
verticality of a neutral linear perception (having no usual orientation).
Experimental data show the effect of attraction of a tilted structured
background on the measure of the SVV [3]. With the increase of the tilt, the
contribution of this visual information becomes more and more variable
among subjects.
Vestibular Contribution. This is probably dominant in the healthy subject.
Otolithic organs are specific receptors of the gravitational force, but other
sensors, especially close to the kidneys, and the vestibular dynamic information,
reflecting the required movements around the equilibrium position, could
also contribute to this perception. It is thus difficult to isolate the otolithic
contribution to the SVV but the best approach is probably obtained by measures made in submersion, which neutralize somatosensory and visual contributions to the SVV. In these conditions the SVV is similar to that obtained
on earth provided the body remains directed in the range of physiological
functioning of the utricules [15]. Measures made in centrifuging room are less
selective because they associate disturbances of the otolithic and somatosensory systems.
Somatosensory Inputs. Many somatosensory data contribute to the elaboration of a vertical reference. Besides the cutaneous receptors (especially
plantar), to the pressure, the muscular and tendon tension receptors provide
data about the static and dynamic moments of inertia of the work of antigravific
muscles. They are sources of information useful for the construction of a

The Subjective Visual Vertical

81

referential system [18]. This information is probably more determining in


the adjustment of the postural vertical than for the SVV. The absence of
somatosensory information does not however disturb the SVV in a patient
who had lost all deep sensibility of the trunk and the members, when he sat
with the head in straight position [21].
We wanted to estimate the influence of very asymmetrical proprioceptive
cervical information of the SVV by measuring it in 4 healthy subjects lying
on the left or the right side but with their head maintained vertical [19]. It
seems that under normal functioning of the vestibular system and when the
head remains straight, the cervical proprioception does not influence significantly the SVV. Nevertheless, the role of the somatosensory inputs become
probably of prime necessity when otolithic information is no longer available
as suggested by the measures of SVV made in immersion with important tilts
of the body [8]. These inputs very likely explain the progressive normalization
of the SVV in bilateral vestibular areflexia.
Thus, these multimodal references contribute with a variable weight, according to the circumstances and possible disorders, to build an image of a
vertical reference in our visual space representation. The site of this synthesis
within the central nervous system is not known but a candidate of choice
would be the human homologue of the parieto-insular vestibular cortex of
the monkey, a site of confluence of vestibular, visual and somatosensory information.
This mental representation of the vertical will then be compared with the
orientation of the linear stimulus serving as marker of the SVV.
The Comparison Process
Visuo-spatial disorders, without known relation with the vestibular system, can impair this comparison process and so the SVV measures. The
elementary comparison of the orientation of two linear stimuli presented
simultaneously can be significantly impaired in cases of lesions of the associative visual vortex. Benton [2] asked his subjects to identify on a protractor
the correct orientation of two lines. Results shows already a non-negligible
rate of error in control subjects, a great increase of these errors in subjects
presenting a right brain damage, and in a lesser degree in left hemispherical
lesions. If the right hemisphere seems specifically qualified to estimate the
orientation of the stimulus, the left hemisphere appears to play a role in the
decision-taking process and specially in the decision of the marker adjustment
[22].
We use a test made up of two oblique lines, one red and one green,
presented on a computer screen of which only a circular window is left visible
by a mask. The subject has to line up a line in the same direction as the other

Van Nechel/Toupet/Bodson

82

one. The model line and the mobile line are presented, either simultaneously,
or with an interval of 10 s. This test confirms that the patients presenting a
left lateropulsion resulting from a right hemispheric lesion, and very often a
left tilt of the SVV, also have difficulties to reach the parallelism of the two
lines.
Thus, the mechanism of the impairment of the subjective visual vertical
line in parieto-temporal cortical lesions is probably mixed, by failure of the
integration and by impairment of specifical visual tasks related to the methodology.
Considering this multisensory character of the SVV, how can the methodology be optimized?

Methodological Implications
The Stimulus
The main methodological point in the absence, during the test, of any
visual element susceptible to supply a horizontal or vertical reference (computer screen, daylight under a door ).
It is also necessary to take into account an effect of the visual memory
of orientation. After transition to the darkness or after limitation of the visual
field, the subject keeps in memory the vertical orientation of the surrounding
objects. We tested this memory effect on oblique positions in 4 subjects [19].
Results obtained in our control subjects (n>80) shows that 98% have an SVV
less then 3.4. The average error during our visual memory task exceeds this
value only 22 s after the disappearance of the model. It is so necessary to
wait for this delay before performing the first measure and between successive
measures.
The initial position of the mark must be clearly oblique to prevent any
indication of vertical reference. According to the size of the marker and the
point stared at by the subject, it will fall completely or partially in one or the
other visual hemi-field. Given the different hemispherical skill in visuo-spatial
tasks, it seemed interesting to check if, in the same subject, the direction of
the initial tilt of the marker was capable to modify the results significantly.
One could also fear of a hysteresis phenomenon according to this initial tilt,
similar to that described during the tilting of the subject [17]. No significant
difference (n>72; paired t test: p>0.07) was observed between measures
performed with an initial left or right tilt of the marker [19]. This probably
results from the bi-hemispherical representation of the central part of the
visual field and from the integrity of the inter-hemispherical transfer in the
tested subjects. It is possible that the same measures performed in subjects

The Subjective Visual Vertical

83

Table 1. Means, SD and values at the cumulative frequencies (Fc) of 2.5


and 97.5% of the SVV distribution of the control group (n>81)

Binocular v
Right eye v
Left eye v
Right eye r
Left eye r
Right eye l
Left eye l

Mean

SD

Fc>2.5%

Fc>97.5%

0.08
0.06
0.64
1.05
0.15
0.03
0.51

1.43
1.83
1.98
3.9
3.8
3.65
4.11

2.8
3.5
4.5
8.7
7.6
7.2
8.6

2.73
3.6
3.2
6.6
7.3
7.1
7.5

SVV were performed binocularly with a vertical head axis (v), monocularly
with a vertical head axis (v), with the head axis tilted to the right (r) or to the
left (l).

suffering from a parieto-occipital or callosal lesion would show a significant


difference.
The Subject
The measures must be performed with the usual optical correction of the
subject. For instance, measures performed with and without the correction in
a patient suffering from an oblique astigmatism of +3 dpt differed by 3.8.
Is it necessary to record the SVV in monocular or binocular condition?
The distribution of the normal values of our control group was sharper in
binocular than in monocular vision (table 1) and this was also observed by
other authors [11]. Binocular vision involves the mechanisms of torsional
sensory fusion able to correct cyclodeviations between the two eyes. These are
frequent in the normal population and usually completely asymptomatic due
to this fusion mechanism. A monocular measure is thus susceptible to be
corrupted by a cyclodeviation which is not of otolithic origin but results from
an asymptomatic oculomotor imbalance. It is relevant in connection with this
that congenital palsies of the superior oblique muscle are seldom associated
with a tilt of the visual field despite the presence of an eye torsion. Unlike
monocular measures, no abnormality of SVV was observed with binocular
vision in acquired oculomotor palsies [11]. However, the otolithic system
controls the torsional movements of the eye, especially by counter-torsion
reflexes. Its disturbance can induce cyclotorsions which are not necessarily
symmetrical in the two eyes. This appears clearly in the ocular tilt reaction.
It is significant from this point of view, that the 3 patients presenting an

Van Nechel/Toupet/Bodson

84

impaired monocular SVV (patients 7, 28 and 35) among the 13 patients


suffering from a Wallenbergs syndrome of the Brandts study [7] had a major
cyclotorsion of this eye (respectively, of 13, 14 and 16) in the same direction
as the deviation of the SVV. This was also confirmed in their 23 patients
suffering from an infarct of the middle cerebral artery [6]. Three among these
presented a deviation of the SVV only monocularly (patients 2, 12 and 15).
These 3 patients were among the 4 subjects which presented during one of
their examinations a monocular torsion of the same direction. In our study
of 933 one-sided BPPV, monocular assessment of the SVV enabled us to
identify only one supplementary defective case as compared with the binocular
evaluation, when specific standards were used for every situation.
Thus, it seems that the exclusively monocular deviations of the SVV, result
most frequently from a cyclotorsion of the eye. This can be a sign of otolithic
disorder or of a pure oculomotor imbalance. The binocular measures of the
SVV reflect probably more specifically the otolithic action but with a lesser
sensibility than monocular measures.
The aim of our measure being to approach most selectively the otolithic
component of the SVV, monocular measures of the SVV will probably be
distorted by more false positives. The attempts of eye torsion quantification
by measure of the orientation of the papillo-macular axis on fundus photos
allows to reveal only important torsion. Actually, the normal range of this
papillo-macular angle is about 12 and this is rarely known in a patient before
his first complaints.
The use of a physical constraint to keep the head in a vertical position
is an essential condition when the angle of the SVV is measured with regard
to a cephalic reference, as with the use of Maddox glasses (frame with rotating
streaked glasses). Except for this situation, this constraint seems not to be
justified. The proprioception is not relevant for the SVV when an otolithic
information is available, as suggested by many results: our control group
(table 1), the measures in immersion [15], the SVV of the patients suffering
from spasmodic torticollis [1], our group of patients suffering from a BPPV
(table 2) and our measures in subjects side-lying with straight head. On the
other hand, if this otolithic information is not available, the constraining head
position could supply an indication of an orthogonal reference able to mask
an SVV deviation.
The sitting position of the patient during the SVV measures in the complete darkness is especially justified for safety reasons. It is possible that the
somatosensory input differences between the standing and sitting position can
modify the SVV measures in the patients lacking of vestibular information
and very dependent of their proprioception. But these patients are presenting
the greatest risk of fall in darkness.

The Subjective Visual Vertical

85

Table 2. Frequencies of the SVV outside the confidence interval of 95%,


performed with a vertical head axis (v), tilted to the right (r) or to the left (l)
in patients who suffered from BPPV

Binocular v
Right eye v
Left eye v
Right or left eye v
Right eye r
Left eye r
Right eye 1
Left eye l

Right BPPV

Left BPPV

(n>551)

(n>382)

87
63
38
87
29
42
31
24

16
11
7
16
5
8
6
4

52
40
27
53
27
4
29
25

14
10
7
14
7
1
8
7

The Instrument
The measuring can be very simple but has to be of a sufficient precision.
Metrological error is usually considered to have an amplitude equivalent to
half the tool graduation. The narrow range of normal measures (average:
0.08, SD: 1.4) imposes a precision at least equivalent to one degree.
This precision is rarely reached with the Maddox glasses usually used in
ophthalmology.

References
1
2
3
4
5
6
7
8

Anastasopoulos D, Bhatia K, Bronstein AM, Gresty MA, Marsden CD: Perception of spatial
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Benton AL, Varney NR, Hamsher K: Visuo-spatial judgment: A clinical test. Arch Neurol 1978;
52:364367.
Bischof N: Optic-vestibular orientation to the vertical. Handb Sensoriphysiol Vestib Sys 1974;VI:
155190.
Bohmer A, Rickenmann J: The subjective visual verticals as a clinical parameter of vestibular
function in peripheral vestibular disease. J Vestib Res 1995;5:3545.
Brandt T, Dieterich M: Skew deviation with ocular torsion: A vestibular brainstem sign of topographic diagnostic value. Ann Neurol 1993;33:528534.
Brandt T, Dieterich M, Danek A: Vestibular cortex lesions affect the perception of verticality. Ann
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Brandt T, Dieterich M: Cyclorotation of the eyes and subjective visual vertical in vestibular brain
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Clark B, Graybiel A: Influence of contact cues on the perception of the oculogravic illusion. Acta
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10
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16
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22

Curthoys IS, Halmagyi GM, Dai MJ: The acute effects of unilateral vestibular neurectomy on
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510.
Dieterich M, Brandt T: Ocular torsion and tilt of subjective visual vertical are sensitive brainstem
signs. Ann Neurol 1993;33:192299.
Dieterich M, Brandt T: Ocular torsion and perceived vertical in oculomotor, trochlear and abducens
nerve palsies. Brain 1993;116:10951104.
Ferman L, Collewijn H, Van den Berg V: A direct test of Listings law. I. Human ocular torsion
measured in static tertiary positions. Vision Res 1987;27:929938.
Friedmann G: The influence of unilateral labyrinthectomy on orientation in space. Acta Otolaryngol
1971;71:289298.
Gibson E, Walk RD: The visual cliff. Contemporary psychology. Sci Am 1971:7784.
Graybiel A, Miller EF, Newson BD, Kennedy RS: The effect of water immersion on perception of
the oculogravic illusion in normal and labyrinthine defective subjects. Acta Otolaryngol 1968;65:
599610.
Hubel DH, Wiesel TN: Receptive fields, binocular interaction and functional architecture in the
cats visual cortex. J Physiol 1962;160:106154.
Lechner-Steinleitner S, Schone H: Hysteresis in orientation to the vertical (the effect of time of
preceding tilt on the subjective vertical); in Hood JD (ed): Vestibular Mechanisms in Health and
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Stoffregen TA, Riccio GE: An ecological theory of orientation and the vestibular system. Psychol
Rev 1988;95:314.
Van Nechel C, Toupet M, Bodson I: Are proprioceptive and oculomotor factors relevant in the
assessment of the subjective visual vertical in healthy subjects. Submitted.
Vibert D, Hausler R, Safran AB: Subjective visual vertical in peripheral unilateral vestibular disease.
J Vestib Res 1999;9:145152.
Yardley L: Contribution of somatosensory information to perception of the visual vertical with
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Dr. Ch. Van Nechel, IRON (Institut de Recherche en Oto-Neurologie),


10, rue Falguie`re, F75015 Paris (France)
Tel. +33 1 43 35 35 30, Fax +33 1 40 47 68 57, E-Mail cvnechel@ulb.ac.be

The Subjective Visual Vertical

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Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 8897

............................

Clinical Application of the Off Vertical


Axis Rotation Test (OVAR)
Sylvette Wiener-Vacher
Hopital Robert-Debre Service ORL, Unite` dExplorations Oto-neuroophtalmologiques, Paris (France)

Off vertical axis rotation with vestibulo-ocular responses (VOR) recordings is one of the few methods of vestibular evaluation of the otolith function
currently available in medical practice. It provides a global assessment of the
vestibular otolith system.
Since 1991, we have applied this test to children with balance problems,
deafness and delay in posturo-motor development and have demonstrated the
value of this test for diagnosis in pediatrics practice. We have also used this
test in normal children to study the maturation of the vestibular system. In
adults we used it to study the processes of central compensation after surgical
section of the vestibular nerve or to uncover possible otolith system disturbances in patients suffering from distortion of movement sensation.

What is the Off Vertical Axis Rotation Test?


Methods and Principle of the OVAR Test
The patients are seated in complete darkness, in a computer-controlled
chair that rotates at a constant velocity rotation about an axis tilted with
respect to the gravity vector (fig. 1). The apparatus we are using has been
designed by Denise and Darlot [1] and already described in previous publications [25].
During OVAR, the head of the subject is rotated around a tilted axis
relative to the gravity vector. The component of the gravity vector (G) which
corresponds to the projection of G on the plane of the otolith organs, varies
sinusoidally during rotation. The vector G sweeps the maculae alternatively
rotating forward and backward during each half of one cycle of rotation [1].

Fig. 1. EVAR and OVAR tests: the rotation-tilt paradigm. First (A) the chair rotates
about a vertical axis with an initial acceleration of 40/s2 (EVAR) followed by a rotation at
60/s. This induces a canal VOR (bottom traces column A). Since only the initial acceleration
stimulates the canals, the canal VOR decays progressively (here in 20 s). Then the axis of
the chair is tilted of 13 relative to vertical (B) while rotation continued at a constant velocity
of 60/s (OVAR). The horizontal and vertical components of the otolith VOR are recorded
(bottom traces column B). These traces show the characteristic modulation of the eye
movements synchronized to the position of the chair during the rotation. The black bands
indicate the slow phases used for calculation of the velocities. The two graphs on the right
of column B show the corresponding velocities of the horizontal (top) and vertical (bottom)
eye movements recorded during 12 cycles of OVAR as a function of the orientation of the
chair. The solid lines indicate the best-fitting sinusoid from which the bias was calculated.
From Wiener-Vacher and Mazda [4].

This stimulation produces a constant sinusoidal variation of the direction


of the gravity vector with respect to the head. The vestibulo-ocular responses
(VOR) are recorded by electro-oculo-graphic electrodes in complete darkness.
The rotation-tilt paradigm was chosen because it provides in the same session
a canal testing with the earth vertical axis rotation as well as an otolith testing.

Off Vertical Axis Rotation Test in Children

89

The Vestibulo-Ocular Responses to OVAR


The OVAR test produces a complex nystagmus as first described in humans
by Guedry [6] and Benson and Bodin [7]. The ocular response evoked by the
OVAR stimulation is composed of a bias (which corresponds to a mean slow
phase velocity in a direction opposite to the rotation velocity of the head)
and a sinusoidal modulation of the slow phase velocity with a periodicity
identical to the period of the rotation (fig. 1).
The amplitude of the response varies as a function of the angle of tilt of the
rotation axis and the rotation velocity [1]. We chose for our OVAR paradigm a
rotation velocity of 60/s and 13 of tilt because this gives an optimal amplitude
of the response without inducing discomfort of the subjects.
Interpretation of the Responses to OVAR
Guedry [8] in 1970 applied this stimulation to normal subjects as well as
patients with vestibular bilateral deficits and observed the absence of coherent
ocular responses in the case of vestibular lesions.
Subsequent experiments in animals [9, 10] and observations in humans
have shown that the principal target of this stimulation is in fact the otolith
albeit with an excitation of some proprioceptive inputs (somesthesic, visceral).
Specific lesions of the otolith system are considered to be responsible for
disappearance of the responses to OVAR on the side of the lesion during the
acute post-lesion phase [2, 9, 10].
While OVAR stimulates both sides of the otolith system, the stimulation
is greater for the right otolith system when the rotation is applied clockwise
and counterclockwise gives a stronger response from the left otolith organs.
The production of the OVAR ocular response requires complex central processing of otolith signals in the brainstem vestibular nuclei where canal signals
and somesthesic signals are also processed and oculo-motor responses generated. The vestibulo-ocular responses are also quite dependent on the integrity
of the oculo-motor pathways and can be modified by lesions of these pathways.
This explains why asymmetries observed in OVAR have to be interpreted carefully with other vestibular and ocular testing results. It also explains why the
central compensation mechanisms are able to mask with time asymmetries of
the responses to OVAR after unilateral vestibular lesion [2].

Role of the Vestibular System in the Posturo-Motor Development of


Children
The importance of the vestibular system in the posturo-motor development of children has been underestimated for a long time. The objectives of

Wiener-Vacher

90

our study were to determine the respective roles played by canal and otolith
vestibular information in the posturo-motor development of children and the
repercussions of this for understanding certain pediatric pathologies.
Our work was motivated by the fact that the vestibular system and particularly the otolith system were not being adequately tested in young children. This
was due to the difficulties in motivating compliance by young children for testing.
Factors contributing to this included unattractive and unfriendly clinical environments, but also the lack of available and practical otolith testing methods.
For the last 9 years we have adapted for children a series of vestibular
tests, and applied them to normal young volunteers as well as children referred
to our department for balance problems. Most of our studies have focused
on measuring vestibulo-ocular responses, which are recorded with adaptations
of classic EOG (electro-oculographic) techniques (better accepted in our
experience by very young subjects than video-oculo-graphic technics of recording). These tests include, for the canal function evaluation: the caloric test,
pendular rotation, rotatory impulsion (earth vertical axis rotation or EVAR)
and for otolith functional evaluations: off vertical axis rotation. More recently,
we adapted other tests for otolith evaluation: measurements of the vertical
subjective and myogenic evoked potentials from stimulation of the otolith
organs by clicks applied to earphones.
The various results obtained suggest that, as early as birth, vestibular
information play a fundamental role for the postural motor control in children.
But canal and otolith information does not have identical contributions.
Children suffering a complete absence of vestibular information since
birth invariably show severe delays for acquiring postural control of their head
and trunk (for head holding, sitting, standing). Consequently, they are unable
to achieve milestones of motor autonomy such as independent walking at
normal ages [11, 12] (fig. 2). Functional deficiency of the canal vestibular
system alone (as found in children with a congenital absence of semi-circular
canals [5, 13]) does not seem as important as otolith information for acquiring
the first levels of posturomotor control. The absence of semi-circular canals
permits head holding, sitting, standing and walking with support to occur at
normal ages, while it leads to substantial delays for the onset of independent
walking [13]. This can be explained by a major contribution of the canal
vestibular information at the onset of walking. This input is required to obtain
a stabilization of gaze during the rapid movements of the head that occur at
each step when walking and during orientation movements in space. Previous
studies showed that there is a fine coordination between movements of the
head and eyes, which involve particularly, canal vestibulo-ocular responses
[14, 15]. This coordination is progressively accomplished in toddlers during
their first years of walking [1618].

Off Vertical Axis Rotation Test in Children

91

Fig. 2. Delays in independent walking (IW) are dependent on the degree of bilateral
vestibular deficit. On the Y-axis is plotted a global index of otolith function (mean value of
the VOR modulation to OVAR in both direction of rotation). On the X-axis is plotted a
global index of the canal vestibular function (mean values of the amplitude of VOR in
response to EVAR in both directions of rotation). Two population of children are compared:
circles and squares represent young children showing no vestibulo-ocular responses in either
sides to caloric tests (at 20 C) since an early age (=1 year of age), and triangles a group
control of the same age at the time of the tests. Note that the children with the longest delay
of IW are the ones which have the poorest canal and otolith responses (white circles). Note
that children with no canal function but remaining otolith responses walk at a normal (or
almost normal) age (respectively, black and gray squares). Note also that an absence of
responses in the caloric test (20 C) can be associated with a residual canal function. From
Wiener-Vacher et al. [submitted].

We studied the gait parameters as well as canal and otolith VOR during
the periods preceding and following the acquisition of independent walking
in a longitudinal study in children with normal vestibular function [19]. Otolith
vestibulo-ocular responses showed characteristic changes correlated to the
onset of independent walking while canal VOR did not change [3, 19]. These
results suggest that the otolith system is essential for the timely acquisition
of axial head and trunk postural control for this posturo-motor acquisition
milestone. This hypothesis is supported by our observation that severe and
early-acquired deficits of vestibular inputs in infants induce a severe hypotony
and are correlated with a considerable delay in independent walking acquisi-

Wiener-Vacher

92

tion. If the vestibular impairment is incomplete (with residual canal and otolith
function) the posturo-motor control is acquired at normal ages. A recent study
supports the hypothesis that children with residual otolith function have better
posturo-motor control development than children with a remaining canal
function in terms of posturo-motor control acquisition [13]. However, we have
not yet found the pathological cases of complete deficits of otolith function
coupled with normal canal function that would be necessary to confirm this
hypothesis.
Characteristics of the canal vestibulo-ocular responses change progressively over the years after the first steps of independent walking [3, 19]. This
suggests that the canal vestibular system might be more involved in head
rotation control after axial postural motor control is acquired. We know that
gaze stabilization in space during walking requires accurate and fine control
of the head displacements and eye movements. Head coordination during
stepping in toddlers also develops progressively over the first years after acquisition of the first independent step [16, 17]. This pattern of development could
correspond to the progressive changes observed in the canal VOR characteristics during the first years of life.

How Can the OVAR Test Be Used as a Diagnostic Tool?


The OVAR Test during the Acute Phase of Vestibular Damage
In our experience, the OVAR test can be useful during the acute phase
after vestibular damage because the results can demonstrate signs of decrease
or increase of excitability of the otolith system on the side sustaining damage.
Within the year following a stable unilateral lesion of the vestibular system,
the central nervous system compensates for most of the asymmetry of the
vestibulo-ocular responses, a valuable indicator of the lesion side. However,
if the lesion is progressive or fluctuating the vestibular function remains unstable and the central nervous system compensation processes are unable to
correct the asymmetries of the vestibulo-ocular responses.
A developing lesion of the inner ear, such as a labyrinthitis when fibrosis
(and secondary bone) progressively invades the inner ear cavity, is a good
example of such progressive lesion. As described in Observation 1 the OVAR
responses show a permanent strong directional preponderance indicating that
1 year after the initial labyrinthitis, the vestibular deficit was not yet compensated. CT scan proved that there was an ossifying labyrinthitis.
After cranial traumatism with a temporal bone fracture or in the case of
a fluctuating hearing loss with suspicion of a congenital perilymphatic fistula,
an OVAR test showing a strong directional preponderance toward the damaged

Off Vertical Axis Rotation Test in Children

93

ear, indicates a recent fluctuation and hyperexcitability of the vestibular receptors on the same side (see Observation 2). This was associated to the surgical
discovery of active perilymphatic fistulae in all cases. When the directional
preponderance is toward the side opposite to the lesion this indicates a recent
lesion of the otolith system but does not necessarily evidence the existence of
a fistula.
In the case of unilateral vestibular neuritis the prognosis of functional
recovery of the lesioned side over time is greater if the initial lesion is incomplete. For the initial vestibular functional testing the OVAR test permits an
evaluation of the otolith function providing a more complete assessment of
the extent of the lesion and thus a better appreciation of the prognosis (Observation 3).
The Test OVAR during the Chronic Phase of Vestibular Damage
During the chronic phase of vestibular impairments, the usefulness of
the OVAR tests to localize the side of the lesion is more questionable. The
mechanisms of compensation of a complete unilateral vestibular reduce or
cancel with time the asymmetries of the vestibulo-ocular responses to most
of the vestibular tests. Thus, the OVAR test may not be effective for diagnosing
a partial or old unilateral otolith lesion.
However, OVAR can be used for assessing complete vestibular bilateral
deficit in the case of delays in posturo-motor acquisition and their vestibular
origin. With a residual canal or otolith function a child without any other
neurological problems is able to acquire all the milestones of the posturomotor development at a normal age (=19 months) (fig. 2). The detection of
a remaining vestibular function in a child with severe delays in development
indicates that problems other than a vestibular lesion are responsible for these
delays (visual disorders, orthopedic disorders, and neurological disorders).
The detection of a vestibular deficit in a child with other sensorimotor deficits
is essential to permit prescription of a better adapted physicotherapy program
[19], using the remaining sensorial information to compensate the other deficits.
The OVAR tests have been used for detecting otolith system asymmetries
in pathologies involving posturo-motor control for example in idiopathic scoliosis. Idiopathic scoliosis is a disorder, which is usually diagnosed during the
period of rapid growth preceding the age of puberty. Various hypotheses have
been proposed to explain the development of this progressive spine deformity.
We discovered that more than 60% of the children with idiopathic scoliosis
had an abnormal asymmetry of their vestibulo-ocular responses to OVAR
while their canal vestibulo-ocular responses were normal [4]. These results
bring new arguments to support the hypothesis of a central origin involving
the otolith system for the development of scoliosis in young children.

Wiener-Vacher

94

Observations
Observation 1: Application of the OVAR Test in the Diagnostic of Unstable Developing
Lesion of the Vestibule
A 3-year-old boy suddently suffers violent abdominal pain, vomiting and ataxia 1
week after a tonsillitis. Two weeks later, the boy complains that he cannot hear the
telephone with his left ear. He is referred to an Otorhinolaryngology department where
audiometry testing reveals a complete sensorineural hearing loss in the left ear. No vestibular testing is done. But a CT scan is normal. Four months later, he is referred to our
department for testing his hearing loss. A complete audio-vestibular examination confirms
the sensorineural hearing loss on the left ear, but shows a deficit of the left vestibular
receptors with no compensation (intense spontaneous nystagmus, intense directional
preponderance toward the right side at all testing (canal and otolith VOR recordings).
Thirteen months after the acute episode, compensation is still not achieved. This is very
unusual in children of this age, who normally compensate very quickly. A CT scan and
MRI are again performed. They show an ossifying labyrinthitis. Twenty months after this
diagnosis the vestibular function will be completely destroyed and the compensation completed with a very discrete directional preponderance to the right side and a bilateral
inhibition of the VOR measured by OVAR (as evidenced by very small modulation and
almost zero bias).
Observation 2: The Responses to OVAR Can Indicate an Abnormal Irritation of the
Otolith Receptors on the Side of a Perilymphatic Fistula
After falling from an elevated bed, a 7-year-old boy presents a cranial traumatism with
a brief loss of consciousness, vertigo and unsteadiness and an hematic tympanic membrane
in the right ear. The CT scan is normal.
Ten days later the child is referred to our department because vomiting was occurring
again without vertigo but with a right torticollis. The audio-vestibular testing shows a
conductive and sensorineural hearing loss on the right side (with an averaged threshold at
30 dB HL). The stapedius reflex was not evoked on the right side by contralateral auditory
stimulation. The evaluation of the vestibular function shows a quasi-areflexia on the right
side with the caloric test but a very strong directional preponderance toward the right side
at the OVAR test. The latter result was definitely interpreted as an indicator of irritation
of the right vestibule organ and a sign of perilymphatic fistulae. Surgical exploration
revealed a longitudinal fissure on the footplate of the stapes. A patch was installed on the
oval window with aponeurosis and biologic glue. One and a half years after the surgery,
the audio-vestibular testing showed a complete restitution of the hearing and the vestibular
function.
Observation 3: The OVAR Test Can Serve as a Prognosis Tool in Vestibular Neuritis,
Helping to Complete the Evaluation of the Initial Vestibular Damage
A 14-year-old girl is referred for audio-vestibular testing the fourth day after a sudden
intense vertigo with vomiting and ataxia (a slight viral infection was reported 2 weeks earlier).
Four days later, there is a typical right vestibular deficit syndrome and a complete areflexia
on the right side in the caloric test. But the responses in the OVAR test are intense with a
left directional preponderance. At day 10 the otolith VOR to the OVAR test is normal while

Off Vertical Axis Rotation Test in Children

95

the canal VOR is recovering. One month later the recovery is complete. The absence of an
asymmetry to the test OVAR predicted an absence, or minor lesion of the otolith system
and not a total complete loss of the right vestibular receptors or nerve.

Acknowledgments
This work was supported by grants from : INSERM (No. 910207), CNES (No. 950322),
DRC de lAssistance Publique de Paris (No. 95108, No. 96156), Fondation pour la Recherche
Medicale, Fondation de France, Fondation Reuter, Fondation Electricite et Sante. Thanks
to Francoise Toupet for her technical help in testing young children and to Sidney Wiener
for his helpful comments in the text.

References
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Wiener-Vacher SR, Toupet F, Narcy P: Canal and otolith vestibulo-ocular reflexes to vertical and
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S, Manach Y: Vestibular anomalies in CHARGE syndrome: Investigations and consequences on
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S. Wiener-Vacher, MD, Hopital Robert Debre, Service ORL,


Unite dExplorations Oto-neuro-ophtalmologiques, 48, Bld Serurier, F75019 Paris (France)
Tel. +33 1 40 03 2479, Fax +33 1 40 03 2202, E-Mail sylvette.wiener@rdb.ap-hop-paris.fr

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Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 98109

............................

VEMP Induced by High Level Clicks


A New Test of Saccular Otolith Function
Catherine de Waele
Service ORL, Hopital Lariboisie`re, et Laboratoire de Neurobiologie des Reseaux
Sensori-moteurs, CNRS-Paris V, Paris, France

Patients suffering from vertigo were most often investigated by caloric


and horizontal rotatory tests. These tests are interesting but they appreciate
the function of the horizontal canalar ampulla which are only one of the five
pairs of vestibular sensors (three pairs of canals, two utricules and the two
saccules). The function of the otolithic sensors remains elusive in most of
these patients. This is a problem because the clinical syndromes resulting from
removal of the otolith inputs are far from being neglectible. Fortunately, several
new tests of the otolith functions have been made recently available to clinicians.
The oculomotor syndrome induced by otolithic lesion is twofold. The static
deficits include a skew deviation and an ocular cyclotorsion oriented towards
the lesioned side. They are responsible for the vertical diplopia observed at
the acute stage. These deficits can be precisely quantified by fundus photomicrographs, 3-D videonystagmography and by the measurement in darkness of
the subjective visual horizontal and vertical. The dynamic deficits result from
the changes of the dynamic properties of the maculo-ocular reflexes. They can
be assessed by means of the off-axis vertical rotation (OVAR) test and by
measuring the linear vestibulo-ocular reflex (LVOR). These tests give important
information about the function of the otolith-ocular pathways. However, they
have several limitations: first, they cannot differentiate between a utricular or
a saccular lesion. Second, due to the vestibular compensation process, they
can return to normal or subnormal values with time, which is a problem when
patients are tested several months after the initial otolith trauma. Finally,
apart from the test of the subjective visual horizontal and vertical, these tests
require costly equipment which is not commonly available in ENT
departments.

This explains why we have investigated whether routine recordings of the


vestibular-evoked myogenic potential (VEMPs) evoked by high level clicks
were useful to assess the otolith function in patients suffering from vestibular
syndromes. This test, described in 1964 by Bickford et al. [1] and reintroduced
later by Colebatch et al. [2] in 1994 presents two major advantages: (1) it
selectively probes the function of each sacculus and of the sacculospinal pathways, and (2) it never compensates even after a long time following a peripheral
vestibular lesion. Our 2 years study leads to the conclusion that VEMPs
testing is relatively simple to use and has a triple diagnosis, prognostic and
therapeutic interest. However, it should be stressed that, as useful as it is to
investigate patients who complain of oscillopsia, movement illusions and
ataxia, early VEMPs induced by high level clicks are the most informative
when used in combination with some of the other otolithic tests quoted above.
We will briefly report here some of the VEMPs data obtained in unilateral
vestibular pathologies such as Menie`res disease, vestibular neuritis, acoustic
neurinomas and bilateral canalar vestibular paresis.

Methods
Patients suffering from different pathologies such as Menie`res disease, vestibular neuronitis, acoustic neurinoma, head trauma were tested by means of vestibular myogenic
potentials test evoked on the ipsilateral sternomastoid muscle (SCM) by high-level clicks.
The latency of the early P13/N23 waves and the amplitude of the P13/N23 peak relative to
the SCM EMG activity were measured.
Clicks Delivery
Each ear was stimulated twice in a raw which led to four trials per patient (two trials
on the left ear and two trials on the right ear). The test was performed as follows: stimulation
of the left ear twice and then stimulation of the right ear twice. For each of the four trials,
the EMG responses were averaged over a series of 512 clicks of 0.1 ms rarefactive square
waves of 100 dB HL. The acoustic stimuli were delivered by calibrated TDH 39 headphones
at a frequency of 6 Hz.
EMG Recordings
Surface EMG activity was recorded as previously described [3]. Briefly, skin electrodes
were placed symmetrically on the upper half of each SCM. The reference surface and the
ground electrode were located over the upper sternum and the central forehead, respectively.
VEMP recordings were performed with a Nicolet Viking 4 with a 4-channel averaging
capacity. The EMG from each side was amplified, bandpass filtered (10 Hz1.6 kHz) and
averaged using a sampling rate of 2.5 kHz for each channel. Patients were laid supine on a
bed and were asked to raise their head straight-ahead off the bed to activate their SCM
bilaterally and symmetrically. In this position, the EMG activity had a minimal root mean
square (RMS) of 80 lV. Simultaneous average EMG of both SCM were collected from 20 ms

VEMP Induced by High Level Clicks

99

before the clicks to 80 ms afterwards. Odd and even traces were stored and averaged separately.
This allowed to compare the two averaged records at the end of each trial, which by definition
had to be perfectly coincident to confirm their saccular origin.
Data Analysis
The mean peak latency (in ms) of the two early (P13 and N23) of the VEMP was
measured. The peak to peak amplitude (in lV) was calculated for the P13/N23 waves and
reported to SCM EMG activity. the SCM EMG activity (RMS) was measured before the
first trial (first left ear stimulation) and after the last trial (last right ear stimulation). Indeed,
the P13/N23 peak to peak amplitude has been previously shown to fluctuate with the SCM
electromyographic amplitude [4].

Results
Normal Subjects
VEMP testing is now a well-established test to explore the sacculo-collic
pathways in humans. Loud monaural clicks evoke an initial inhibitory potential
in tonically contracted ipsilateral SCM. This potential is responsible for the
early waves P13/N23 and has been demonstrated to be of saccular origin [2]:
guinea pig saccular afferents [59] and vestibulo-spinal neurons of the lateral
and of the descending vestibular nuclei [10], two nuclei mostly involved in the
processing of otolithic inputs, were recently shown to respond to loud clicks.
The P13/N3 potentials could be followed by additional late N34, P44 potentials
which have been demonstrated to be of cochlear origin [2].
We have studied early VEMPs induced by high level clicks on the ipsi- and
contralateral SCM in subjects with normal vestibular and auditory function.
Subjects suffering from conductive hearing loss or abnormal acoustic reflexes
were excluded since in these cases high-level clicks are unable to induce early
VEMP due to the fact that the acoustic stimuli are not of sufficient amplitude
to mechanically activate the sacculus [11].
89% (n>33) of the age-matched controls displayed a short latency response in the SCM ipsilateral to the stimulated ear. Its mean latency was
11.21 ms (min. 9.08, max 14.8 ms) for the P13 wave and 19.42.4 ms (min.
14.3, max. 19.23 ms) for the N23 potential. The late response was found less
frequently (50% of the subjects). When present, the latencies of the ipsilateral
N34, P44 waves were 30.52.5 ms for N34 (min. 26 max. 38 ms) and
38.32.66 ms (min. 34 max. 45.4 ms) for P44. The absence of short latency
response in the SCM ipsilateral to the stimulated ear in 11% of the controls
was confirmed by testing these subjects on another day.
The mean P13/N23 peak to peak amplitude was 67.952.6 lV (min. 10,
max. 221 lV). It varied greatly from one subject to another and in the same

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Fig. 1. Left-hand side: Vestibular evoked myogenic potentials recorded on the sternomastoid muscles (SCM) in a healthy person. Traces 1 and 3 correspond to the evoked potentials
obtained on the left (1) and the right (3) SCM when 100-dB clicks were delivered to the left
ear (A). Traces 5 and 7 illustrate the evoked potentials obtained on the left (5) and right (7)
SCM muscles when 100-dB clicks were delivered to the right ear (B). The VEMPs recorded
on the muscle ipsilateral to the acoustic stimulation are composed of two early P13 and N23
potentials and of additional late N34 and P44 potentials (traces 1 and 7). Note the absence
of crossed saccular responses in the SCM contralateral to the acoustic stimulation (traces 3
and 5). Right-hand side: Vestibular evoked myogenic potentials recorded from the sternomastoid muscles (SCM) of patient with right unilateral Menie`res disease. Traces 1 and 3 correspond to the evoked potentials obtained on the left and the right SCM when 100-dB clicks
were delivered to the left ear (A). Traces 5 and 7 illustrate the evoked potentials obtained
on the left and right SCM when 100-dB clicks were delivered to the right ear (B). These
loud monaural clicks failed to evoke any early P13-N23 potentials on the right SCM when
delivered on the right affected ear. In contrast, normal VEMP were observed in the left
SCM muscle when loud clicks were delivered to the left intact ear. (Horizontal calibration:
10 ms/division. Vertical calibration: 20 lV/division.)

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subject between trials. However, it tended to increase, but not significantly,


with the repetition of the trials: in the first trial, the mean was 63.654.4 lV
and in the fourth trial 75.595.3 lV (p>0.45). The SCM RMS tends also
to increase from 123.845.9 to 156.962.9 lV while the subject raised his
head off the bed. However, this difference was not significant. The crossed
response to the click stimulus was not investigated since it was observed in
only 2/3 of the subjects. Its great variability suggests that it could not be
readily used to explore the patient groups.
Patients Suffering from Menie`res Disease
This first study was designed to assess the saccular function of Menie`res
subjects. Only the presence or the absence of the early VEMPs in the SCM
ipsilateral to the stimulated ear (intact and affected one) and their latencies
and amplitudes if present were analyzed for the following reasons: (a) the
VEMPs evoked in the SCM muscle contralateral to the stimulated ear were
variable in the control group; (b) as previously stated the late VEMPs have
been shown to be of cochlear origin [2].
The aim was twofold: first, to detect potential dysfunction of the sacculocollic pathways which could explain the subjective problems of Menie`res
patients with balance while standing and walking [12, 13]; second, to search
for any correlation between the saccular deficit and three other variables: the
degree of hearing loss, canal paresis and dynamic postural disorders.
The uncrossed saccular response evoked by the stimulation of the affected
ear was abolished in 32 of the 59 patients (54%). When present, the mean
latency of the P13 potentials evoked by the stimulation of the affected ear in
the ipsilateral SCM muscle was 11.31.3 ms (min. 8.9, max. 14.5) and that
of the N23 potential was 18.82.0 ms (min. 14, max. 23.1), respectively. These
values were not significantly different from those measured in the group of
control subjects (ANOVA). In 27 Menie`res patients (46%), the P13 and N23
potentials persisted on the affected side. We therefore investigated whether
their amplitudes differ from those of the control group. The mean P13/N23
peak to peak amplitude (left and right uncrossed SCM VEMP amplitude
pulled together) in these 27 patients amounted to 63.862.6 lV (min. 11,
max. 349 lV) which was not significantly different from the value recorded
in the control group. Hence, when the P13 and N23 potentials persisted on
the affected side of the Menie`res patients, their latencies and amplitudes did
not differ from those of the similarly aged control group.
In conclusion, the initial biphasic P13/N23 evoked potential was absent
from the ipsilateral SCM in 54% of the Menie`res patients, which means that
the endolymphatic hydrops can affect the response of the sacculus to clicks.
Whether the otolithic sensors of these patients were also less sensitive to head

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tilt and vertical linear translations remains to be determined. However, this


is most probably the case since some Menie`res patients have abnormal asymmetry of eye torsion in response to whole body roll towards the normal ear
[14] and/or experience sudden falling spells [15]. These drop attacks are most
probably triggered by stimulation of the otolithic membrane [16]. Therefore,
our results predict that drop attacks of saccular origin should not occur in
patients with abolished VEMP since their saccular sensory epithelium should
be less or not sensitive to a brisk distention of the otolithic membrane.
Relationship between VEMP and Hearing Loss. The low-frequency hearing
loss of the affected ear was significantly greater in patients who did not exhibit
ipsilateral VEMP than in patients who had intact VEMP (p>0.02). Following
the stimulation of the affected ear, the 32 patients without VEMPs had a
mean low-frequency hearing loss of 51.120 dB whereas the mean value was
39.416.5 dB in the 27 patients who had normal VEMP. Of the 49 patients
with low-frequency hearing impairment ranging between 0 and 60 dB, the
VEMP was intact in 26 (53%) and absent in 23 (47%). It was absent from the
affected side in all patients with low-frequency hearing loss of more than
60 dB. In contrast, patients suffering from 4 to 8 kHz superior to 60 B can
display normal P13/N23 potentials. In summary, low-frequency (2501,000
Hz) but not high-frequency (48kHz) hearing loss correlated with VEMP loss.
Absence of Relationship Between VEMP and Canal Paresis. Canal paresis
could only be investigated in 52 of the 59 Menie`res patients because caloric
testing had to be interrupted in 7 cases due to major neurovegetative signs. In
these patients, we failed to find any correlation between saccular dysfunction and
canal paresis. In the 30 (57.7%) patients with no VEMP following stimulation of
the affected ear, the mean canal paresis was 32.832.7%. The mean value was
17.024.1% in the 22 patients (42.3%) who had intact VEMP following stimulation of the affected side. The difference was not significantly different (p>0.07).
The ipsilateral early VEMP was absent from 48% of the 35 patients displaying
a Jonkees index between 0 and 20% and from 76% of the 17 patients displaying
greater canal paresis (between 20 and 100%). Some patients with canal paresis
equal to or above 60% displayed intact saccular responses.
Relationship between VEMP and Equitest Performances. Of the 39 patients
undergoing dynamic computerized posturography tests, 22 did not display
early VEMP following acoustic stimulation of the affected ear and 17 exhibited
normal early VEMP. On the moveable platform, a larger than normal visual
dependency was observed in some patients with absent saccular responses.
They swayed more in conditions 3, 5 and 6, i.e. when visual references were
either absent or stabilized. In accordance with a previous work [17], this
difference was only significant for condition 5 (eyes closed) and was not related
to the degree of canal paresis unlike other related findings [12]. This discrepancy

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103

could be due to a sample bias since all our patients were investigated during
remission and not during acute phases [12]. It is intriguing that condition 5
was more destabilizing than condition 6 where the visual environment is present
although it did not provide information about egomotion. Possibly, light has
a nonspecific excitatory effect on these vestibular deficient patients.
Conclusion. We have shown that a sizeable proportion of Menie`res
patients present a saccular dysfunction. There was a clear relationship between the extent of the cochlear damage and the saccular impairment: patients
with no VEMP had greater hearing impairment in the low-frequency range
than patients with VEMP. Moreover, the sacculus was always dysfunctional
when the hearing loss was greater than 60 dB. No such relationship was
observed for high-frequency hearing loss and for horizontal canalar paresis
as assessed by caloric testing. This result suggests that endolymphatic hydrops
may principally affect cells which encode stimulation in the low frequency
range. Finally, Menie`res patients with saccular impairments tended to become more dependent on vision than patients with intact saccular function
to maintain an upright posture. Therefore, testing the VEMP and the dynamic
control of posture could be of value for Menie`res patients. Indeed, subjects
suffering loss of VEMP and with a strong visual dependency may be patients
at risk, especially if they are aged. They would be good candidates for
vestibular rehabilitation which has been shown to improve postural performance greatly.
Patients Suffering from Menie`res Disease and Treated by
Gentamicin Intratympanic Injections
In most clinical studies on chemical labyrinthectomy induced by gentamicin intratympanic injections, investigations were restricted to caloric and/
or rotatory tests to monitor the functional impairment of the horizontal canal.
Consequently, the toxicity of gentamicin to otolith sensors remains unknown.
Only two studies on subjective visual vertical and horizontal [18, 19] and
ocular torsion [18] suggest that otolithic deficits could indeed occur. We further
investigated this issue by using VEMP evoked by high-level clicks (100 dB)
to monitor saccular function in patients treated by gentamicin intratympanic
injections on the hydropic ear. Our aim was twofold: (1) To assess the function
of the sacculus and of the sacculo-collic pathways following the gentamicin
injections and (2) to test for correlations between the saccular deficits and the
degree of canal paresis. The relationship between hearing loss, dynamic postural disorders and early myogenic potentials evoked by high level clicks in
these patients will be described in a pending publication.
Two different injection protocols were investigated: a shotgun approach
for inpatients in which gentamicin was delivered intratympanically over 4

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consecutive days [20] and a titration protocol in outpatients where single


intratympanic doses of gentamicin were delivered weekly [21].
The main finding of this study was that early VEMPs were abolished
1 month after the gentamicin injections in 14/14 (100%) of the patients tested
both before and after treatment and who had normal responses on both sides
before gentamicin therapy. Six of the 14 patients were included in the shotgun
protocol and 8 in the titration protocol. The absence of VEMPs on the injected
side was confirmed six months and/or 1 year after the gentamicin treatment.
Therefore, our results suggest for the first time that gentamicin injections
render the sacculus less sensitive to high level clicks. Whether this finding
results from a complete or a partial lesion of the sacculus and/or from a lesion
of the saccular nerve remains to be determined. Indeed, degenerative changes,
which could result from a direct ototoxic effect of gentamicin, have been
observed in guinea pig vestibular ganglion cells 4 weeks after gentamicin
injections into the middle ear [22]. Preliminary results using short-duration
glavanic stimulation and recordings of VEMPs on the sternomastoid muscles in
gentamicin-treated patients suggest that the same is likely to occur in humans.
Finally, no correlation could be detected between vertigo control (observed
in 71% of the patients) and saccular damage.
In contrast, only 58% if our patients exhibited unilateral abolition of caloric
response 1 month after intratympanic injections. We did not find any correlation
between control of vertigo and the abolition of the caloric response. Variable
thickness of the round window, mechanical obstructions due to adhesions in the
round window niche, the eustachian tube function and also genetic predisposition to ototoxicity [23] could explain this result. The aminoglycosides have been
demonstrated to be ototoxic not only in hair cells [24] but also in endolymphsecreting dark cells [24, 25]. Since these cells have been shown to play a key role
in the active ion transport involved in endolymph production, it was suggested
that gentamicin may control the endolymphatic hydrops. This would explain
why the treatment can be effective even when not abolishing caloric responses
or producing an acute vestibular deafferentation syndrome.
Gentamicin has a biphasic effect: initially, it induces a reversible blockage
of transduction channels and of calcium channels causing a competitive displacement of divalent cations (calcium and magnesium). Later, it causes irreversible destruction of hair cells due to their energy-dependent competitive
uptake of polyamines, their polyphosphoinobiphosphate binding and interference with intracellular second-messenger systems. It has also been reported
that gentamicin can cause mistranslation of mitochondrial complex-1 genes,
leading to oxidative damage to mitochondria and cell death [26].
In summary, intratympanic gentamicin injections induced saccular dysfunction in all patients who had normal VEMPs before the treatment. There-

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105

fore, although it cannot predict the efficacy of gentamicin on vertigo control,


VEMP testing is useful to detect its early effects. The saccular dysfunction
did not depend on the protocol and was not related to the number of injections
and to the degree of gentamicin-induced horizontal canalar paresis. A gentamicin-induced saccular dysfunction was always observed in our patients
whereas a unilateral abolition of the horizontal canal function was detected
in only 58% of our gentamicin-treated patients. This suggests that the sacculus
is more sensitive than the horizontal semicircular ampulla to ototoxic effects
of intratympanic gentamicin injections.

Patients Suffering from Vestibular Neuronitis


Among the 72 patients tested, 60 were tested during the acute state, i.e.
during the first 2 weeks following the initial rotatory vertigo. The aim of our
study was to try to determine whether the whole vestibular nerve or only its
superior branch was lesioned in this pathology. In 47 patients (65%), early
uncrossed VEMPs were detected at a normal latency and amplitude on the SCM
ipsilateral and contralateral to the lesioned side. This result supports the conclusion of a previous study. Using the 3-D components of the ocular nystagmus, it
was shown that the saccular nerve and most probably the inferior vestibular
nerve could be spared in vestibular neuronitis [27]. On the other hand, in 15
of the 72 patients (20.8%), stimulation of the affected ear evoked no P13/N23
responses in the ipsilateral SCM whereas stimulation of the intact ear resulted
in a normal ipsilateral P13/N23 response. In 10 patients (13.8%), there was no
VEMP in the ipsilateral SCM following stimulation of either the affected or
intact ears. Therefore, the uncrossed saccular response evoked by the stimulation
of the affected ear was abolished in 25 of the 72 patients (34.7%). When present,
the mean latency and amplitude of the P13 and N23 potentials evoked by the
stimulation of the affected ear in the ipsilateral SCM muscle were unchanged
compared to ones measured in normal subjects. In 10 patients, a bilateral abolition of VEMPs was observed during the acute stage of vestibular deafferentation.
Normal VEMPs reappeared on the intact side after 1 month in all of these patients. This indicated that contralesional central vestibular neurons may have
changed their sensitivity to high level clicks. Similar data [28] have been reported
following caloric tests: the caloric responses decreased on the contralesional side
over a period of 1 year following vestibular neurotomy.
In accordance with a previous study [10], we observed that none of the
patients with absent uncrossed VEMPs on the lesioned side developed benign
paroxysmal positioning vertigo (BPPV) in the first 2 years following the beginning of the disease. This indicates that posterior semicircular canal-type BPPV

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could not develop in neuronitis patients which exhibit a lesion of the inferior
vestibular nerve.
In conclusion, VEMP test has confirmed that in most cases (two thirds
of the patients) the viral lesion spared the saccular nerve and most probably
the inferior part of the vestibular nerve. However, one third of the patients
presented a clear sign of saccular nerve lesion. In addition, the VEMP test
has a prognostic value since it can predict whether patients suffering from
vestibular neuritis will develop delayed positioning vertigo.
Patients Suffering from Other Vestibular Pathologies
In patients suffering from an acoustic neurinoma, VEMP test could be
normal or abnormal. It depends greatly on the size and extension of the tumor
on the inferior and on the superior branch of the vestibular nerve. It could help
the diagnosis when associated with other audiometric, vestibular tests and MRI
of the cerebellopontine angle. Preoperatively, it is useful to evaluate the importance of the symptoms (skew deviation, ocular cyclotorsion) the patient will
suffer at the acute stage due to otolith deafferentation. They are obviously less
pronounced when the otolithic sensors are lesioned before the neurectomy, leaving time for the compensation process to occur before the surgery.
The VEMP test could also bring important information in patients
suffering from delayed vertigo after head trauma. These patients may exhibit
normal caloric and rotatory tests if the lesion has spared the horizontal ampulla. They could also exhibit normal visual subjective horizontal or vertical
tests if the lesion had occurred several months after vestibular testing because
of the vestibular compensation process. The same holds true for the OVAR
test. The maculo-ocular reflex may have recovered normal dynamic properties.
In these cases, only VEMP testing may indicate whether the head trauma had
induced an otolithic lesion. Indeed, once the sacculus is lesioned, the P13/N23
potentials never reappear even after a long delay following the lesion.
Finally, some patients suffering from disequilibrium and oscillopsia exhibit
bilateral dysfunction of the horizontal semicircular ampulla as assessed by
caloric or rotatory testing. The problem is then to determine whether these
patients present partial or complete loss of the vestibular function. Indeed,
depending on the pathology and the subject, the otolithic function can be
preserved or not. In that context, VEMP testing can detect a residual saccular
function. This is important on two grounds. From a clinical point of view, it
helps to assess the functional status of the vestibular system and it may be
useful to guide vestibular rehabilitation. In addition, it is clear that a precise
assessment of the vestibular function is required when patients accept to be
tested to investigate the role of the vestibular system in gaze and postural
control or cognitive tasks. In that regard, it can be questioned whether the

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numerous bilabyrinthectomized patients used in the past 20 years in many


of these studies were truly deprived of vestibular function or were still endowed
with residual otolithic functions.

Conclusion
VEMP testing is a reliable, non-nauseogenic and a noninvasive test of
human saccular function.
(1) It has a diagnostic value in unilateral (Menie`res disease, vestibular
neuronitis, acoustic neurinoma) and bilateral vestibular pathologies to detect
a potential lesion of the sacculus of the sacculo-spinal pathways.
(2) It also has a prognostic interest in some pathologies. In vestibular
neuronitis it is useful to predict the possible occurrence of positional vertigo
at late stages after the initial rotatory vertigo. Before surgery of acoustic
neurinoma, it is useful to inform the patient if he will suffer from symptoms
such as diplopia and deviation of the visual vertical subjective resulting from
the otolith deafferentation of the extraocular motoneurons.
(3) Finally, its therapeutic interest is evident in bilateral horizontal vestibular loss to guide the vestibular rehabilitation and in Menie`res patients treated
by unilateral injections of gentamicin to detect early effects of gentamicin.
New tests using the evoked potentials method and stimuli such as short tone
bursts or short latency galvanic currents are now currently performed in our
department to investigate in greater details the function of the sacculus and
of the vestibular nerve.

Acknowledgements
The author thanks Franck Zamith, Nelly Bellalimat and There`se Dabbadie for their
excellent technical assistance and their help in preparing the manuscript. She would like also
to thank the Nicolet Biomedical Society and the Biodigital Society for the help in setting
up the software.

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Dr. Catherine de Waele, Service O.R.L., Hopital Lariboisie`re,


CNRS Paris, 2, rue Ambroise Pare F75475, Paris cedex 10, (France)

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Tran Ba Huy P, Toupet M (eds): Otolith Functions and Disorders.


Adv Otorhinolaryngol. Basel, Karger, 2001, vol 58, pp 110127

............................

Peripheral Disorders in the


Otolith System
A Pathophysiological and Clinical Overview
Patrice Tran Ba Huy a, Michel Toupet b
a
b

Hopital Lariboisie`re, et
Centre dExplorations Fonctionnelles Oto-Neurologiques, Paris, France

During recent years, better understanding has emerged of the role of


utricle and saccule in stabilizing both the head and vision thanks to advances
in fundamental vestibular physiology. Nevertheless, the semiology of otolith
disorders remains largely misdiagnosed by ENT clinicians, in part due to the
lack of specificity of the tests currently available to them.
The aim of this chapter is to provide an overview of current pathophysiological, clinical and therapeutic advances which have been developed in the
previous chapters.

Structure and Function


The Otolith Organs
Two parts of the labyrinth sense inertial forces arising from head movements as well as forces due to gravity. The semicircular canals are primarly
concerned with rotational accelerations while the otolith organs, the utricle
and the saccule, transduce linear acceleration and are sensitive to static head
position. Both of these organs contain a sensory epithelium, the macula, which
is composed of three layers [1; see chapter by A. Sans, this vol.].
(i) A cellular layer consists of supporting cells and sensory hair cells of
types I and II. At the apical face of each hair cell resides a bundle of hairlike processes containing a few hundred stereocilia graded in height, with the
taller ones being closest to a kinocilium. This arrangement defines an axis

of symmetry which, in turn, defines the functional polarization of the cell.


Filamentous structures link the tips of adjacent stereocilia.
(ii) A gelatinous layer overlies the tip of the hair bundle.
(iii) An otolithic membrane contains embedded otoconia. These crystals
of calcium carbonate make the mass of the otolithic membrane markedly
denser than the surrounding endolymph.
Two structural features have important physiological implications:
(1) The two maculae have different spatial orientations. Thus, the utricle
is oriented in approximately the same plane as the lateral semicircular canal
while the saccule is oriented perpendicular to it, in an approximately parasagittal plane. Furthermore, the surfaces of the maculae are curved rather than
planar.
(2) A central line of demarcation named the striola divides each macula
into two parts. In each hemimacula, hair bundles are arranged in opposite
senses so that in the utricle, kinocilia are oriented toward the striola while in
the saccule, kinocilia are directed away from it. Also of functional importance
is the fact that saccular and utricular maculae on the left side are mirror
images of those in the right vestibule. Moreover, the axis of symmetry, as
defined by the orientation of the kinocilia with respect to the row of stereocilia,
varies continuously.
The overall result of these principles of anatomical and functional organization is that otolith organs respond to translations and tilts in all directions.

Stimulus and Transduction


The otolith organs are sensitive to three types of motion: (i) linear acceleration of the head along the roll, pitch and yaw axes; (ii) static displacement of
the head by tilting about these three axes; (iii) the force of gravity, which acts
downwards but is equivalent to an acceleration in the upward direction.
All of these stimuli are transduced through shearing forces on the hair
bundles. When the head translates in space, the inertia of the endolymph
creates a force that moves the gelatinous layer in the opposite direction (this
encodes linear acceleration). This movement is enhanced by the density of the
overlying otolithic membrane (this encodes gravity and static motion, i.e. force
due to the tilt of the head relative to the vertical force of gravity). Displacement
of the hair bundle towards the kinocilium opens cation-selective transduction
channels and depolarizes the hair cell, while movements towards the shortest
stereocilia close the channels and lead to hyperpolarization.
The ultrastructural features of the otolith organs have several functional
implications:

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(1) Their spatial orientation and disposition confers on the utricular and
saccular maculae sensitivity for horizontal and vertical displacements, respectively.
(2) The surface curvature of each hemimacula as well as the opposing
and varying polarization of the hair cells allows that any linear acceleration,
regardless of direction, will excite a distinct subset of cells at specific orientations along its axis.
(3) Each hemimacula acts in concert with a counterpart located in the
contralateral vestibule so that, for example, the right lateral hemimacula works
with the left medial hemimacula.
(4) The final response corresponds to a push and pull mechanism: some
cells on one side are stimulated while symmetrically opposite cells are inhibited,
thus amplifying the overall receptor signal.
(5) Furthermore, backward or forward head tilts provide the same signal
as forward directed linear acceleration or deceleration, respectively [2].

Vestibular Nerve and Central Pathways


The utricular and saccular fibers run though the superior and inferior
branches of the vestibular nerve, respectively. Once the two branches gather
in the cerebellopontine angle, their exact position is not well defined within
the VIIIth nerve.
Electrophysiological studies show that these fibers normally display a
spontaneous firing rate. A given movement induces phasic-tonic or tonic
changes in the steady discharge rate. This allows the fibers to encode either
linear acceleration or absolute head tilt [3]. The responsivity range of the nerve
is such that it may encode a very wide band of accelerations as detailed in
the chapter by M. Gresty [this vol].
The fibers then project into the lateral and medial vestibular nuclei located
in the inferior part of the brainstem [3]. These vestibular nuclei transmit
descending outputs via the lateral and medial vestibulospinal tracts to control
neck and leg muscles. Their projections toward the extraocular muscles pass
via the medial longitudinal fasciculus. Cortical projections are multiple and
dispersed, mainly in parietal and temporal areas [4]. However, other areas
have also been demonstrated in humans by electrical stimulation of the vestibular nerve during surgery [5]. These cortical projections are likely to provide
information for perception of self-motion and spatial orientation. However, it
must be stressed that visual and somatosensory inputs also reach the brainstem
vestibular nuclei, so the existence of a primary vestibular cortex exclusively
devoted to vestibular function is questionable. The exploitation of functional

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MRI and PET scan techniques will hopefully provide further knowledge in
the near future.

Reflexes and Function


Stimulation of the otoliths triggers reflexes which normally stabilize posture and gaze during static tilt or dynamic translations of the head. Similar
to canal reflexes, there are two types of otolith reflexes.
Maculo-Spinal Reflexes
Otoliths contribute to maintenance of postural balance though vestibulospinal reflexes. Several experiments suggest that this is based on a threeneuron reflex arc. This accounts for the rapid muscular responses which are
necessary to counteract perturbations of body equilibrium [6]. Moreover,
Brandt [7] has shown that otolith stimulation triggers different patterns
of antigravity muscle activation, depending on the current posture. His
observations of surprisingly short latencies in a case of Tullio phenomenon
are likely to correspond to a required capacity for humans. In day-to-day
experience, these reflexes are evidenced by the compensatory movements
displayed by standing passengers when their train starts or stops suddenly.
From a clinical standpoint, these otolith responses are tested by the clickevoked potentials in sterno-cleido-mastoid muscles [see chapter by C. de Waele,
this vol].
Maculo-Ocular Reflexes
These reflexes take into account both dynamic translational and static
(gravitational) forces and act to stabilize gaze during any movement of the
head by inducing compensatory movements of the eyes [8]. Four types of
movements can be identified:
Translational (T ) or linear (L) reflexes are triggered when the head, or
more precisely, the orbits translate. The resulting rotation of the globe is
inversely proportional to the distance of gaze fixation: the nearer the target,
the greater the rotation. The gain is low in darkness. If the target is located
lateral from the midline, a disconjugate movement of the eyes must take place.
This T- or L-VOR occurs at short latencies (1560 ms).
Rotational otolith VOR occurs when the head rotates along an axis tilted
with respect to the earth-vertical (off-vertical axis rotation). In this paradigm,
the otoliths are stimulated continuously by the cyclic changes in the relative
orientation of gravity vector associated with the rotation of the head [see
chapter by S. Wiener-Vacher, this vol.]. The resulting nystagmus is sustained

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and polymorphic. It persists after the disappearance of the horizontal nystagmus induced by the canal response to the initial rotatory acceleration.
Modulation of spontaneous and induced nystagmus can be induced by
otolith stimulation. Changes in static otolith inputs influence the direction
and duration of caloric, rotatory and postrotatory nystagmus. Tilt of the head
may also modify spontaneous nystagmus so that a downbeat nystagmus may
be converted to an upbeat nystagmus.
Ocular counterrolling occurs when the head is tilted laterally, that is, in
the frontal plane (about the roll axis). In this situation, the globes counterroll
to reorient the horizontal meridians of the retinae toward the earth horizontal
plane. These compensatory movements are of utricular origin and result from
a contraction of the superior and inferior oblique muscles. Thus an inclination
of the head to the right stimulates the left superior and right inferior oblique
muscles. The gain of this reflex is low (0.1). Similarly, when the head is tilted
forward or backward, that is in the sagittal plane (about the pitch axis), the
eyes rotate in the opposite direction (baby doll eyes).
Other functions are also attributed to the otolith system such as hemodynamic and respiratory adaptation to postural changes, determining visual
subjective vertical, mental representations of the body, detection of changes
in spatial orientation, evaluation of displacements, etc.

Pathophysiology
Dysfunctions of the otoliths alter the transduction of linear acceleration
forces, including gravity. As a result, the physical forces which act permanently
on any moving individual are no longer adequately sensed. The otoliths then
provide erroneous information for the control of posture and eye-head coordination as well as sensation of upright posture, self-motion, and awareness
of the body. This may lead the patient to describe strange feelings of disorientation, detachment or instability even causing psychological disturbances such
as anxiety and panic. Various etiologies can be put forward such as infection,
trauma, degenerative disorders, etc. However, some intrinsic factors may account for the development of an otolith disorder.
Intrinsic Predisposing Factors
While the particular organization of the hair cells facing each other in
each hemi-macula amplifies the signal by a push-pull mechanism, it also
renders the system fragile. By way of comparison, in the cristae, all of the
hair cells are organized with their kinocilia pointing in the same direction:
utriculopetal in the lateral canal, utriculofugal in the anterior and posterior

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canals. Thus, the entire population of sensory cells is depolarized when the
cupula moves in the appropriate direction. On the contrary, hair cells in the
saccular and utricular maculae are polarized in many directions permitting
them to signal tilt or linear acceleration in all directions. However, for any
given direction of the linear force only a small fraction of the cells are appropriately aligned and optimally stimulated. In other terms, otolith transduction
from normal stimuli relies on only a limited number of cells. Moreover, the
push-pull mechanism induces pairs of opposite signals making the coding
more complex than in the canals.
Within the maculae, the anatomical distribution of type I hair cells (more
central) and type II hair cells (more peripheral) recalls the organization of cones
and rods in the retina [see chapter by A. Sans, this vol.]. This may explain why
localized and patchy lesions of the receptor surface will not necessarily affect
overall otolith function but rather cause only minor and discrete symptoms requiring highly sophisticated investigative approaches to identify them.
Other complications arise from the fact that the position of the macular
fibers within the vestibular nerve is not well defined. Thus, identification of
these fibers during vestibular neurotomy is uncertain this may account for
the persistence of symptoms of dizziness in some patients since a complete
section is often difficult to ascertain.
Vestibular nuclei receiving otolith inputs are situated low in the brainstem.
This explains the lateropulsions observed in caudal lesions such as Wallenbergs
syndrome.
Interacting Factors
The otolith system interacts with several sensory and motor systems. This
explains why the clinical features of otolith disorders frequently overlap with
various manifestations of other origins. Thus pure otolith syndromes are rare.
As will be seen below, semiology should be interpreted in light of several
factors:
(1) Similar or complementary information is also provided by other sensorimotor inputs, especially proprioceptive inputs. It is well known that sensitive
information coming from the back and lower trunk are of primary importance
in sensing displacement in seated patients. This observation is exploited in
physical therapy for rehabilitation.
(2) Canal and otolith organs are often stimulated simultaneously this is
because purely linear or angular accelerations of the head are extremely rare.
(3) Further ambiguity derives from the organizational principle of mirror
symmetry between the maculae of both sides. Hence, a unilateral impairment
is compensated by the contralateral macula which still possesses a population
of sensory cells capable of signaling stimulation in all directions.

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These interacting factors account for the fact that otolithic symptoms are
often difficult to identify and become apparent when visual or proprioceptive
functions are defective.

Symptoms
Dysfunction of the otolith system results in three types of symptoms:
visual, postural and perceptual. Other signs related to neurovegetative and
autonomic functions are also suggestive of otolith disorders [2, 9].
All these symptoms share the following features: (i) they are triggered
by linear or static displacements; (ii) they become evident when visual and
proprioceptive pathways are also disturbed; (iii) they vary greatly in intensity
and frequency among patients.
Visual Symptoms
Accurate and precise VORs are necessary to maintain stable images on
the retina. Vergence, calculation of viewing distance and disconjugate eye
movements are required for this system to be efficient. In other terms, it may
be said that the otolith system acts as the autofocus of a camera.
Accordingly, otolith dysfunction will lead to complaints of poor vision
experienced while the patient is moving, such as trouble focussing, difficulty
with reading, altered depth perception, etc. Among the major symptoms are
oscillopsia, vertical and oblique diplopia, and altered perception of verticality.
The latter is manifested by difficulty in correctly aligning objects on a wall,
especially when viewed from nearby, i.e. when visual orienting references in
the environment are out of view.
Perceptual Symptoms
As described above, otolith dysfunction may lead to erroneous perceptions
of the relation between environment and self as well as the patients perception
of his body. This leads to seemingly strange complaints such as abnormal
sensations of levitation, translation or tilt. The patient may report inappropriate sensations of moving up and down, the illusion of standing on the deck
of a moving ship or walking on soft or inclined ground, the sensation of falling,
lateropulsions, etc. Illusory self-motion, erroneous internal representations,
permanent and severe disorientation, feelings of dissociation and hallucinations are also frequently reported by patients.
Facing such symptoms, the clinician should first investigate the possibility of otolith pathology before invoking functional or psychiatric disorders.

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Postural Symptoms
The loss or impairment of otolith function produces a decrease in resting
activity of the graviceptive pathways. This precipitates an imbalance in tonus
which compensating oculomotor and postural reactions act to minimize. Perhaps the most spectacular postural example of this is illustrated by the ocular
tilt reaction (OTR) described by Brandt [this vol.]. In the case of a peripheral
deficit, this consists of ipsilateral head tilt, skew deviation (vertical divergence
of the eyes) and ocular torsion. Body lateropulsion may also be associated.
Other Symptoms
Otolith organs partly control some autonomic functions such as blood
pressure, volume distribution, and cardiorespiratory parameters [see chapter
by M. Gresty, this vol.].
In orthostatic hypotension, encoding by the otolith organs of the movement
of the patient standing up is dissociated from adequate control of blood
pressure by baroreceptors, giving rise to a pseudo-vertiginous feeling.
In mal de debarquement (post-seasickness), nausea and vomiting, bradycardia, and hypotension could be due to excessive stimulation of the utricular
and saccular maculae by prolonged linear stimulation due to the rocking
motion of the ship.
In motion sickness, changes in blood pressure could be secondary to
abnormal stimulation of the otolith system. The motorcyclist has learned to
tilt his head forward during accelerations: this orients the otolith organs in
the direction of the vector sum between the horizontal linear acceleration and
the upward gravity vector [see Gresty, this vol.]. However, the passenger who
does not anticipate the acceleration and permits his head to tilt backwards
will complain of a brief sensation of nausea and lipothymia.

Peripheral Otolith Syndromes


The few proven otolith syndromes are described in detail by Brandt [this
vol.] and his textbook [7]. In the following sections, we will review their main
clinical features and add some personal comments in light of our daily clinical
experience.
Post-Benign Paroxysmal Positioning Vertigo Syndrome
Benign paroxysmal positioning vertigo (BPPV) is the most frequent cause
of peripheral vertigo in France [10]. Its semiology is characterized by brief
attacks of rotatory vertigo and concomitant nystagmus. It is elicited when the
patient is in a given attack-precipitating position. Its pathogeny cupulo- or

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most probably canalo-lithiasis principally of the posterior semicircular canal


are well known [7, 11]. However, it must be stressed that BPPV is not an
otolithic syndrome but rather a neo-otolithic one since the cupula and/or the
canal are the structures affected by the otoconial debris and these are not
otolith organs per se.
Actually, the otolith component of the syndrome may sometimes become
evident after the acute phase has subsided spontaneously, or following physical
therapy including positional exercises or maneuvers disengaging the debris.
At this point it is not uncommon to see patients complaining of symptoms
suggestive of an otolith disorder such as unsteadiness, visual blurriness when
walking, etc. These symptoms are likely to arise from abnormal utricular
function on the side of the BPPV this would be due to the decrease in
density of the otolith membrane from the dislodged otoconia.
The Tumarkin Crisis
The vestibular symptoms which characterize a typical attack of Menie`res
disease are highly suggestive of involvement of all three semicircular canals.
An otolithic component is seen only in the vestibular drop attack described
by Tumarkin [12] in 1936. Without any prodrome, the patient feels abruptly
forced to the ground and falls. The attack is so sudden that the patient has
no time to interrupt his current activity, stop his car, to sit or to lie down.
Severe head trauma and bony fractures of the nose are not uncommon.
In our experience, this otolithic catastrophe occurs only at a late stage
of the disease. The lack of warning symptoms and fear of further unpredictable
accidents leads patients to seek radical treatment. As preventive pharmacological treatment is ineffective, we have tried using trans-tympanic instillation of
gentamicin in such cases. While this consistently suppressed myogenic evoked
potentials, suggesting successful abolition of saccular function, we found that
some patients were still incapacitated by recurring crises. Therefore, surgery
would seem to be the only reliable modality of treatment.
Post-Traumatic Vertigo
Patients may complain of a very wide range of symptoms having only
one factor in common, a head trauma in their recent past. The reported signs
can include disorientation, illusions of motion, gait ataxia, sensations of falling,
blurring of vision, etc. these are often imprecise and variable so that a specific
clinical picture cannot be described.
A perilymph fistula is frequently evoked. However, when results are all
normal from neuro-otological examination, current vestibular tests and complete radiological evaluation, the organic nature of the disease is frequently
questioned. Thanks to the development of new objective tests capable of

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revealing alterations of the subjective visual vertical or disappearance of evoked


myogenic potentials on one side, it is now possible to unequivocally demonstrate the origin in the otolith system.
Considering the major forensic and financial implications, otolith testing
(discussed below) should be included in the routine examination of any posttraumatic vertigo.
Otolith and Perilymph Fistula (PLF )
Leak of perilymph through the oval or round windows, or promontory
dehiscence may be congenital or acquired. It induces vestibular symptoms by
inadequate transfer of pressure changes to macular receptors. As emphasized
by Brandt, head movements are much better tolerated than linear accelerations.
In our experience, PLF is not uncommon after head or barotrauma,
violent implosive or explosive forces from the middle to the inner ear or from
the CSF to the middle ear, respectively, or erosion by cholesteatoma [13]. In
these circumstances, diagnosis is usually made on the basis of clinical and
radiological arguments. Surgery confirms the fistula, and various techniques
of successful repair have been described [14].
On the contrary, spontaneous PLF seems rare if not exceptional and
should be seriously questioned when considering: (i) the marked discrepancies
among authors, some reporting impressive numbers of surgical cases while
others (like us) still desperately trying to find even a single case; (ii) the lack
of universally accepted tests for diagnosing PLF; (iii) the highly debatable
(and surprising to us) criteria advocated by some authors who do not require
the presence of a fluid leak at the time of exploratory tympanotomy for
establishing a diagnosis of PLF; (iv) the positive results reported after prophylactic grafting, even in the absence of well-defined and well-localized fistula.
Therefore, preoperative criteria should be extremely strict including:
(i) association of cochleo-vestibular symptoms, i.e. brief and transient episodes
of ataxia, fluctuating aural fullness, tinnitus and sensorineural hearing loss;
(ii) symptom-provoking circumstances should include situations where intracranial pressure is increased, such as strenuous activities and rising from a
sitting position; (iii) the various pressure or vascular tests should give unequivocally positive results. If these criteria are fulfilled and conservative treatment
has failed, this could justify exploratory tympanotomy. But the diagnosis of
PLF should not be accepted until a perilymph leak is clearly evidenced.
Postoperative OTR Syndrome
An ipsiversive OTR syndrome may be observed after a peripheral vestibular lesion [7]. The most frequent circumstances are a vestibular neurotomy or
after removal of an acoustic neuroma (provided that vestibular function was

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Fig. 1. Postoperative OTR syndrome in a right vestibular neurotomy patient who had
complained of diplopia upon awakening from anesthesia. The bedside examination was
performed at 7 p.m. On the left, the patient first looks at the blue cross with his right eye.
When opening the left eye, he draws the cross above and to the left of the first drawing.
On the right, the patient looks at the blue cross with his left eye. When opening the right
eye, he draws the cross above and to the right. The next morning these symptoms had
disappeared.

still present prior to surgery). The sudden imbalance of tone of the VOR
due to reduced utricular inputs yields an oculo-cephalic response toward the
affected ear. This consists of head tilts, skew deviation with ipsilateral eye
undermost, and cyclotorsion (fig. 1).
This syndrome is short-lasting and usually subsides within a few hours.
The Otolith Tullio Phenomenon
This rare condition was precisely identified and described by Dieterich
et al. [9] in 1992. It is manifested by attacks of oscillopsia and postural imbalance which are elicited by loud sounds applied to the affected ear [see
chapter by T. Brandt, this vol.]. The detailed ocular and postural movements
observed in this tonic paroxysmal OTR syndrome include contralateral head
tilt, skew deviation with ipsilateral hypertropia greater than the contralateral
hypertropia (both eyes are upward deviated), ocular torsion (the incyclotropia
of the ipsilateral eye is more pronounced than the exocyclotropia of the con-

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tralateral eye), and increased body sway. In contrast with the postoperative
OTR syndrome described above, the ocular and head postural deviations are
due to pathological stimulation of the utricle.
Various etiologies have been reported, all of which include either a perilymph fistula or a contiguity between the ossicular chain and the membranous
labyrinth so that loud acoustic stimulation is directly transmitted to the otolith
structures.
In our experience, the most frequent circumstance is encountered after
stapedectomy, especially when a graft interposition has been placed over the
oval window. Indeed, some successfully operated patients complain of brief
gait disturbances or lateropulsion, and tilt of the visual scene when exposed
to traffic or industrial noise, music at concerts or headphones. In two recent
cases observed in our institution, the mechanism was likely the development
of a postinflammatory fibrosis within the vestibule. In the early postoperative
period, both patients developed an acute labyrinthitis with sensorineural hearing loss and vertigo. Once the acute episode subsided, the patients recovered
their hearing and balance, but developed tonic OTR. The first patient, a
professional clarinet player, complained of otolith symptoms each time he
played his instrument, once falling on the shoulder of his colleague while
playing a Bruckner symphony. Steroids and topical vasoconstrictors were given
and alleviated the symptoms in a few days (fig. 2). The second patient presented
the same types of signs while listening to headphones. Although in this case
the treatment with medications failed, insertion of a ventilating tube relieved
the symptoms. Other possible surgical techniques include section of the stapedial muscle or removal of the piston.
Presbyvestibulopathy and Ototoxicity
Numerous experimental and histopathological studies have shown bilateral and progressive otolith lesions secondary to aging or after aminoglycoside
intoxication [15]. Loss of hair cells and primary neurons as well as degeneration
of the otoconia are well-documented features which can easily account for
the symptoms so frequently reported in elderly patients, i.e. unsteadiness, gait
disturbance, and oscillopsia.
However, tests of otolith function may reveal normal responses.

Evaluation of a Patient with a Possible Otolith Disorder


Any patient presenting signs of an otolith disorder should undergo complete neuro-otological evaluation. However, the clinician must keep in mind
that the typical signs of vestibular disease, such as spontaneous nystagmus,

Peripheral Disorders in the Otolith System

121

Fig. 2. Otolith Tullio phenomenon in a patient operated for right stapedectomy 3 weeks
earlier. The CT scan shows a granuloma filling the oval window niche.

or abnormal caloric or rotatory responses are likely to be absent. A major


achievement in recent years has been the development of tests investigating
otolith function. It must be stressed, however, that the specificity of these tests
is weakened by the multisensory contributions to sensing linear acceleration
from the translations and the force of gravity [16]. Moreover, a single otolith
organ is able to signal adequately motion in all directions due to the bidirectional polarization of hair cells (see above). In other terms, unilateral dysfunction is compensated by the mirror symmetry of the otolith organs.
With these caveats, the following procedures may be used by clinicians
to demonstrate impairment or loss of otolith function.
Ocular Counter-Rolling
This ocular reaction represents the unique manifestation of utricular
function that can be directly observed in healthy subjects following stimulation.
As noted above, this is evidenced by a compensatory movement which orients
the horizontal meridian of the retinae toward the perpendicular to the vertical.
In this test, the head of the patient is tilted laterally (in the frontal plane)
toward the right then left shoulders by about 30. In the normal subject, the
eyes rotate about the roll axis in the direction opposite the applied tilt with

Tran Ba Huy/Toupet

122

no delay. However, this ocular movement, called counter-rolling (contrerotation or Gegenrolung) is rarely very informative since it is relatively
insensitive. The problem is that a head inclination of 90 yields an eye rotation
of only 6 (the equivalent of the movement of the minute hand of a clock
after only 1 min!) Instrumental measurements of torsional nystagmus by videonystagmography will undoubtedly provide greater sensitivity for this simple
test.
The Subjective Visual Vertical Test
Because otolith organs play a major role in sensing verticality and upright
posture, this test is a sensitive and very easily administered tool for assessing
otolith function [17; see also chapter by C. Van Nechel, this vol.]. The patient
is placed in complete darkness and asked to orient a fluorescent bar vertically
or horizontally.
In the immediate postoperative period of vestibular neurotomy or acoustic
neuroma surgery, these estimates may be deviated by up to 15 towards the
operated side, being more pronounced if only the ipsilateral eye is used. Longterm follow-up of these patients shows that the pathological deviation may
last for months after surgery. Ongoing debates concern the correlation between
the degree of ocular torsion and the perceptual deviation.
Although not exclusively specific for otolith dysfunction, the simplicity
and cost-effectiveness of this test render it quite useful.
Evoked Myogenic Potentials
Recording vestibular evoked myogenic potentials (VEMPs) evoked in
the sterno-cleido-mastoid muscles (SCMs) by loud clicks is a reliable and
noninvasive test of saccular function in humans [6, 18; see also chapter by
C. de Waele, this vol.].
The subject lies supine on a bed and is asked to lift only his head up
in order to activate the SCMs bilaterally and symmetrically. The clicks consist
of 0.1 ms rarefactive square waves of 100 dB HL delivered by calibrated
TDH 39 headphones. They are delivered at a frequency of 6 Hz and their
amplitude is 145 dB SPL. Surface EMG activity is recorded by means of
skin electrodes placed symmetrically on the upper half of each SCM and
amplified, bandpass filtered (81,600 Hz) and averaged using a sampling rate
of 2.5 kHz for each channel. The mean peak latency of the two early potentials
and of the late evoked potential of the VEMP is measured. The response
consists of an initial positive potential at 10 ms, and negative potentials at
20 and 30 ms.
The main advantage of this test is that it permits each saccule to be
investigated independently and objectively.

Peripheral Disorders in the Otolith System

123

Other Tests
Other tests permit testing of otolith function, but their high levels of
sophistication render them more difficult to administer.
Off-Vertical Axis Rotation (OVAR). In this test, the patient is seated on
a rotatable chair and eye movements are measured by electro-oculography.
After an initial acceleration to a constant velocity (60 deg/s), the rotating chair
is tilted by 13 with respect to gravity. Sessions are conducted with clockwise
and counter-clockwise rotations to permit functional investigation of the right
and left otolith systems, respectively. This test takes advantage of the fact that
the semicircular canal responses rapidly habituate to the constant velocity
rotation. Thus, any resulting ocular nystagmus is strictly due to otolith system
activation [19; see also chapter by S. Wiener-Vacher, this vol.].
This test can detect dysfunctions of the otolith system as well as functional
asymmetries between the left and right sides.
The Eccentric Rotating Chair or the Carousel Test. In this test the patient
is seated on a chair mounted 1 m from the axis of rotation. The patient is
rotated in darkness clockwise and counterclockwise, facing forward in either
case.
He is requested to align either vertically or horizontally a luminous bar
located 60 cm in front of him. The combination of the forces of the applied
angular and horizontal acceleration as well as gravity preferentially stimulates
the more eccentrically positioned utricle. This perturbs the perception of
horizontal and vertical such that responses can deviate by as much as 20
relative to the true orientation. This angle is the resultant of the axis of
horizontal centripetal acceleration and that of gravity. The response angle
varies as a function of the velocity of rotation. In cases of unilateral lesions,
dkvist,
asymmetric responses are observed [20; see also chapter by L. O
this vol.].
While this test is more sensitive than ocular counter-rotation, the apparatus is more costly.
The Tilt Suppression Test. This test takes advantage of the propensity
for otolith stimulation to modulate secondary instrumental nystagmus
[8, 21].
In this test, the patient is seated in a chair without being attached,
rotated for ten turns (at a velocity of 120/s). After coming to an abrupt
stop, the slow phase velocity is measured for 5 s with the eyes open, then
again after tilting the head forward. In normal subjects, or in cases of
functional impairments of individual semicircular canals, the nystagmus is
dramatically reduced after the tilt. However, if the cerebellar nodulus or
otolith organs are affected, the nystagmus remains after the forward tilt
(fig. 3).

Tran Ba Huy/Toupet

124

c
Fig. 3. Post-rotatory nystagmus (10 rotations in 60 s). The head is tilted forward (a).
This induces a marked reduction of the nystagmus (b). Such a decline is not observed in
cases of lesion of cerebellar flocullus or in cases of otolith disorder (here a post-BPPV
syndrome) (c).

Treatment
Peripheral problems in the otolith system will normally disappear rapidly.
Within a few weeks central compensatory mechanisms alleviate the vestibular
deficit and most patients require no particular treatment. However, it must
be noted that the pharmaceutical treatments currently prescribed for acute
and complete peripheral vestibular damage (both canalar and macular) assist
or accelerate the typically spontaneous recovery.

Peripheral Disorders in the Otolith System

125

Further treatment only becomes necessary in cases where symptoms persist beyond 1 or 2 months. This consists primarily of rehabilitative therapy
where the patient is trained to use the remaining otolith function maximally
and to depend more on visual and proprioceptive informations. For example,
typical exercises can include:
(a) The patient jumps on a trampoline with eyes first open, then
closed.
(b) The subject walks in place on an inflated mattress or a mobile platform, eyes open, then closed.
(c) The latter exercises are repeated while tilting the angle of the head
(hence varying the direction of the gravity vector).
(d) The subject performs calisthenics, first on two legs, then on one. This
is done facing a mirror marked with vertical and horizontal bars to provide
visual reference cues.
(e) Rapid translations are applied to a mobile platform on which the
subject is standing. The aim here is to make the patient lose equilibrium, and
thus learn new postural reflexes.
(f ) The patient reads from a stationary text which is then moved slowly.
This helps develop slow visual pursuit. This is then repeated rapidly, then with
random movements in order to develop visually guided saccades. The same
exercise is also repeated while the subject makes horizontal, then linear head
movements.
(g) The patient is subjected to optokinetic stimulation in the frontal or
sagittal planes at increasing velocities. This obliges him to break free of his
dependence on visual input and to emphasize the importance of the (remaining) otolith information.
The vestibular exercises must exclude any type of rotatory stimulation of
the canals. It is recommended to also include orthoptic therapy with, for
example, the use of ocular prisms correcting for vertical divergence. Psychological counselling is also advised in order to reduce the strain and suffering
that accompanies equilibrium disorders.
These diverse exercises requiring the use of the otolith will reinstate the
appropriate circuits in the brain and bring about motor learning which the
patient will be able to apply on a daily basis. Should the patient show no
improvement, and if the otolith damage is unilateral, a chemical labyrinthectomy may be performed by trans-tympanic instillation of aminoglycosides. The outcome can then be measured by myogenic evoked potentials.
If this is ineffective, and, moreover, the symptoms are truly incapacitating,
vestibular neurotomy via retro-sigmoid or middle fossa approaches would
then become necessary. The efficacy of this is unquestionable, but it is rarely
indicated.

Tran Ba Huy/Toupet

126

References
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2
3
3a
4
5
6
7
8
9
10
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12
13
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15
16
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18
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21

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Gresty MA, Bronstein AM, Brandt T, Dieterich M: Neurology of otolith function: Peripheral and
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Baloh RRW, Honrubia V: Clinical Neurophysiology of the Vestibular System, ed 2. Philadelphia,
Davis, 1990.
Gacek RR: The course and central termination of first order neurons supplying vestibular endorgans
in the cat. Acta Otolaryngol (Stockh) 1969;254:166.
Lobel E, Kleine JF, Bihan DL, Leroy-Willig A, Berthoz A: Functional MRI of galvanic vestibular
stimulation. J Neurophysiol 1998;80:26992709.
Vidal P-P, de Waele C, Baudonnie`re PM, Lepecq JC, Tran Ba Huy P: Vestibular projections in the
human cortex. Ann NY Acad Sci 1999;871:455457.
Colebatch JG, Halmagyi GM, Skuse NF: Myogenic potentials generated by a click-evoked vestibulocollic reflex. J Neurol Neurosurg Psychiatry 1994;57:190197.
Brandt T: Vertigo: Its Multisensory Syndromes, ed 2. London, Springer, 1999, 503 pp.
Zee DS, Hain TC: Clinical implications of otolith-ocular reflexes. Am J Otol 1992;13:152157.
Dieterich M, Brandt T, Fries W: Otolith function in man. Brain 1989;112:13771392.
Toupet M: Evolution a` long terme de 168 vertiges paroxystiques positionnels benins traites par la
maneuvre; in: Vertige 93. Paris, Arnette & Duphar-Solvay, 1994, pp 5590.
Schuknecht HF: Pathology of the Ear. Cambridge, Harvard University Press, 1974.
Tumarkin A: The otolithic catastrophe: A new syndrome. Br Med J 1936;175177.
Tran Ba Huy P: Physiopathology of peripheral non-Menie`res vestibular disorders. Acta Otolaryngol
(Stockh) 1994;(suppl 513):510.
Guyot JP (ed): Perilymphatic Fistula: A Controversial Issue. Otorhinolaryngol Nova 1998;8:169212.
Anniko M: The aging vestibular hair cell. Am J Otolaryngol 1983;4:151160.
Gresty MA, Bronstein AM: Testing otolith function. Br J Audiol 1992;26:125136.
Bohmer A, Rickenmann J: The subjective visual vertical as a clinical parameter of vestibular function
in peripheral vestibular disease. J Vestib Res 1995;5:3545.
de Waele C, Tran Ba Huy P, Diard JP, Freyss G, Vidal P-P: Saccular dysfunction in Menie`res
disease. Am J Otol 1999;20:223232.
Wiener-Vacher SR, Toupet F, Narcy P: Canal and otolith vestibulo-ocular reflexes to vertical and
off vertical axis rotation in children learning to walk. Acta Otolaryngol (Stockh) 1996;116:657665.
Odkvist LM, Gripmark MA, Larsby B, Ledin T: The subjective horizontal in eccentric rotation
influenced by peripheral vestibular lesion. Acta Otolaryngol 1996;116(2):181184.
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Prof. Patrice Tran Ba Huy, Hopital Lariboisie`re, Service dOto-Rhino-Laryngologie,


2, rue Ambroise-Pare, F75475 Paris (France)
Tel. +33 1 49 95 80 57, Fax +33 1 49 95 80 63

Peripheral Disorders in the Otolith System

127

............................

Subject Index

Acoustic neuroma, vestibular-evoked


myogenic potential 106, 107
Autonomic function, otolithic
control 2628, 117
Benign paroxysmal positioning vertigo
clinical presentation 38, 117, 118
diagnosis 39
etiology 38, 39
horizontal canalolithiasis 39
physical therapy 39
subjective visual vertical 78
Blood pressure, otolithic control 26, 28,
29, 117
Calbindin, expression in utricle 6
Calcitonin gene-related peptide, expression
in utricle efferent system 8
Calretinin, expression in utricle 6, 8, 11
Cerebral cortex
areas involved in vestibular processing
during galvanic stimulation 56, 57
vestibulular fields 5456
Cranio-facial asymmetry
anatomic findings
anteroposterior asymmetry 60, 61
asymmetries of orientation 61
asymmetry in torsion 61
lateral asymmetry 61
vertical asymmetry 61
magnetic resonance imaging 60
ocular torsion examination 6264

overview of symptoms and otolith


dysfunction 58, 59
spinal column and posture tests
64, 65
videonystagmography 65
visual acuity findings 62
Eccentric rotatory testing
clockwise direction testing 70
equipment 70, 71
head tilt 69, 70
protocol 7173, 124
Electromyography, see Vestibular-evoked
myogenic potential
Endolymph, specific weight 68
Eye movement reflexes, see also Eccentric
rotatory testing, Off-vertical axis rotation
test, Subjective visual vertical
counter-rolling 22, 24, 69, 114, 122, 123
cyclo-torsion and visual vertical in
unilateral otolithic lesions 24
linear movement in horizontal and vertical
planes
lesion effects 2022
rapidity of response 20
linear reflexes 113
oscillopsia 24, 25
rotational reflexes 113, 114
subjective visual horizon test
no rotation test 73
tilting chair 73
translational reflexes 113

129

Galvanic vestibular stimulation


cortical areas involved in vestibular
processing 56, 57
imaging 57
overview 56
Gentamicin
Menie`re disease treatment and
vestibular-evoked myogenic potentials
104, 105, 108
ototoxicity mechanisms 121
vestibular drop attack induction 37
Hair cells
functional polarization 111, 114, 115
function in otolith unit 17, 110, 111
predisposing factors in otolith
dysfunction 114, 115
saccule 46, 12
stimuli 111
utricle 46, 8, 11, 12
Head direction cell system 57, 58
LED bias bar test
clockwise direction testing 70
equipment 70, 71
head tilt 69, 70
protocol 7173
subjective visual horizon test
no rotation test 73
tilting chair 73
Linear motion
simulator 18, 19
thresholds 18
Maculo-ocular reflexes, see Eye movement
reflexes
Maculo-spinal reflexes, otoliths 113
Malaise, pathophysiology with vestibular
disorders 2628
Mal de debarquement, otolith role 117
Menie`re disease
eccentric rotatory test 74
vestibular-evoked myogenic potential
canal paresis 103
equitest performance relationships 103
gentamicin-treated patients
104, 105, 108

Subject Index

hearing loss relationship 102, 103


saccular function 74, 101103
visual dependence of patients 103, 104
Motion sickness
otolith role 117
prevention in ambulance transport 2830
Neurokinin A, expression in utricle afferent
system 11
Ocular counter-rolling, testing 22, 24,
69, 114, 122, 123
Off-vertical axis rotation test
interpretation of responses 90
perilymphatic fistula, abnormal irritation
of otolith receptors 95
principle and methodology 88, 89, 124
vestibular damage diagnostics
acute phase of damage 93, 94
chronic phase of damage 94
unstable developing lesions 95
vestibular neuritis prognostic testing
95, 96
vestibular system role in posturo-motor
development of children 9093
vestibulo-ocular responses 8890, 92,
95, 96
Orthostatic hypotension, otolith role 117
Oscillopsia 24, 25, 116, 107
Otoconia
density 68
function 111
Otoconial membrane
function 1, 111
scanning electron microscopy of
ultrastructure 2, 3
Otolithic calnolithiasis, see Benign
paroxysmal positioning vertigo
Parvalbumin, expression in utricle 6, 11
Perilymph fistula
clinical presentation 41, 42
diagnosis 119
etiology 41, 119
otolith types 41, 42
preoperative criteria 119
Tullio phenomenon 42

130

Perilymphatic fistula, off-vertical axis


rotation test 95
Positional vertigo, see Benign paroxysmal
positioning vertigo
Postoperative ocular tilt reaction
syndrome 119, 120
Postural symptoms, otolith dysfunction 117
Posturo-motor development 9093

clinical types 43
otolith
case reports 44, 45
clinical manifestations 43, 44, 120, 121
etiology 121
ocular tilt reaction 43, 44, 120
pathology 42
Tumarkin otolithic crisis 35, 37, 118

Quix, F.H., contributions to otolith


dysfunction evaluation 15, 17, 25

Upright orientation, sensitivity 18, 19


Utricle
afferent system
glutamate as neurotransmitter 8
neurokinin A expression 11
substance P expression 11, 12
calcitonin gene-related peptide expression
in efferent system 8
calcium-binding protein expression
calbindin 6
calretinin 6, 8, 11
parvalbumin 6, 11
function 1, 68, 69, 111, 112
hair cells 46, 8, 11, 12
scanning electron microscopy of
ultrastructure 2, 3

Rehabilitative therapy, otolith disorders


39, 126
Saccule
function 1, 68, 69, 111, 112
hair cells 46, 12
scanning electron microscopy of
ultrastructure 3
Semicircular canal
otolith function overlap 34, 5254,
115, 116
vertigo 34, 35
Spatial orientation, perception 18, 19
Startle response, vestibular origins 25
Striola, orientation 111
Subjective visual vertical
definition and overview 77
instrumentation for measurement 86
monocular vs binocular testing 84, 85
otolithic disorder deviations 78, 79, 123
stages of measure
comparison process 82, 83
subjective vertical reference
somatosensory inputs 81, 82
vestibular contribution 81
visual contribution 81
visual input 7981
stimulus methodology 83, 84
subject placement 85
Substance P, expression in utricle afferent
system 11, 12
Tilt suppression test 124
Traumatic otolithic vertigo 37, 38
Tullio phenomenon

Subject Index

Vertigo
benign paroxysmal positioning 38, 39
cerebral cortex
areas involved in vestibular processing
during galvanic stimulation 56, 57
vestibulular fields 5456
cognitive contribution of otoliths to
spatial orientation and movement
perception
ambiguity of perception 48, 49
imagination modification of subjective
vertical perception 49, 50
interaction between canals and otoliths
for two-dimensional displacement
trajectory perception 5254
perception and memory of pure angular
or linear motion 50, 51
cranio-facial asymmetry patients, see
Cranio-facial asymmetry
definition 48
head direction cell system 57, 58

131

Vertigo (continued)
otolithic syndromes, overview 35
perilymph fistulas 41, 42
semicircular canal vertigo 34, 35
tilt perception in otolithic disease
19, 20
traumatic otolithic vertigo 37, 38, 45,
107, 118, 119
Tullio phenomenon 4245
vestibular drop attacks 35, 37
vestibular syndromes affecting otolith
function 35, 36
Vestibular drop attacks 35, 37
Vestibular exercises, rehabilitative
therapy 126
Vestibular nerve
firing rate 112
projections 112, 113
Vestibular neuritis
caloric testing 74, 75
off-vertical axis rotation test 95, 96
otolithic and semicircular canal
contributions 34
subjective visual vertical 77
vestibular-evoked myogenic
potentials 105, 106

Subject Index

Vestibular-evoked myogenic potential


acoustic neuroma 106, 107
advantages over other tests 98, 99, 123
applications 74, 75, 99, 107, 108
Menie`re disease
canal paresis 103
equitest performance relationships 103
gentamicin-treated patients
104, 105, 108
hearing loss relationship 102, 103
saccular function 74, 101103
methodology
clicks delivery 99
data analysis 100
electromyography 99, 100
overview 73, 74, 123
normal subject results 100, 101
oscillopsia 107
traumatic vertigo 107
vestibular neuritis 105, 106
Vestibulo-spinal function, clinical test 25, 26
Visual acuity
cranio-facial asymmetry findings 62
otolith dysfunction 116
Wallenberg syndrome 34

132

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