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Federal Register / Vol. 71, No.

197 / Thursday, October 12, 2006 / Rules and Regulations 60067

institution of proceedings looking to FOR FURTHER INFORMATION CONTACT: on AIS, a service specifically intended
suspension and revocation under 46 Jeffrey Tobias, Jeff.Tobias@FCC.gov, to enhance maritime domain awareness
U.S.C. chapter 77 of licenses, Public Safety and Critical Infrastructure and navigational safety.
certificates, and documents held by Division, Wireless Telecommunications 2. In the Notice of Proposed Rule
persons; and all other marine safety Bureau, (202) 418–0680, or TTY (202) Making in this proceeding (AIS NPRM),
regulatory activities except those 418–7233. the Commission offered a number of
functions related to recreational boating SUPPLEMENTARY INFORMATION: This is a reasons why it believed that the
when under the supervision of the summary of the Federal designation of Channel 87B for domestic
Chiefs, Boating Safety Division, in the Communications Commission’s Report AIS use on a wideband simplex basis
District Offices. and Order, FCC 06–108, adopted on July would best promote the widespread,
(2) Unless otherwise provided for, the 20, 2006, and released on July 24, 2006. efficient and effective use of AIS, and
Chiefs, Boating Safety Division, in the The full text of this document is thus the public interest in promoting
District Offices, under the supervision available for inspection and copying and enhancing homeland security and
of their respective District Commanders, during normal business hours in the maritime safety. Neither the comments
direct the activities in their districts FCC Reference Center, 445 12th Street, to the AIS NPRM nor anything else in
relative to administration of the law SW., Washington, DC 20554. The the record of this proceeding undermine
enforcement program applicable to complete text may be purchased from the Commission’s tentative conclusion
uninspected vessels used for the Commission’s copy contractor, Best that it would serve the public interest to
recreational purposes and the Copy and Printing, Inc., 445 12th Street, designate Channel 87B for wideband
imposition and collection of penalties in SW., Room CY–B402, Washington, DC simplex AIS use in the United States. Of
connection therewith; maintain liaison 20554. The full text may also be critical importance, adoption of the
with Federal and State agencies having downloaded at: http://www.fcc.gov. Commission’s proposal permits
related interests; develop and Alternative formats are available to seamless worldwide AIS operations. As
coordinate agreements and persons with disabilities by sending an NTIA notes, use of Channels 87B and
arrangements with Federal and State e-mail to fcc504@fcc.gov or by calling 88B for AIS communications in U.S.
agencies for cooperation in the the Consumer & Governmental Affairs territorial waters will facilitate Coast
enforcement of State and Federal laws Bureau at 202–418–0530 (voice), 202– Guard coordination with other nations
related to recreational boating; and 418–0432 (tty). in tracking and monitoring vessels.
review investigative reports of 1. In the Report and Order, the 3. In addition, the Commission
recreational boating accidents. Commission affirms its tentative remains concerned about the negative
* * * * * conclusion that, in light of current consequences that would arise if it does
Dated: October 5, 2006. circumstances, the public interest not designate Channel 87B for AIS use
S.G. Venckus, would be served by designating Channel in the United States, because vessels on
Chief, Office of Regulations and
87B for exclusive AIS use on a international voyages would have to
Administrative Law, United States Coast wideband simplex basis. Such an switch from Channel 87B to other
Guard. approach would result in both Channel channels when entering U.S. territorial
[FR Doc. E6–16904 Filed 10–11–06; 8:45 am] 87B and the Federal Government waters. As the Commission explained in
BILLING CODE 4910–15–P
Channel 88B being available for AIS use the AIS NPRM, requiring vessels to
in U.S. territorial waters, just as they are switch channels as they transit an AIS
used for that purpose internationally. ‘‘fence’’ between international and U.S.
Most commenters continue to favor this waters would create a risk that AIS
FEDERAL COMMUNICATIONS
approach. However, MariTEL and a few tracking of such vessels, by both shore
COMMISSION
other commenters oppose the stations and other ship stations, would
47 CFR Parts 2 and 80 designation of Channel 87B for AIS in be interrupted. This temporary
the wideband simplex mode. These disappearance of vessels from AIS
[WT Docket No. 04–344; FCC 06–108] commenters contend that the use of screens as they transit the AIS fence
duplex channels for AIS in the United increases the risk of vessel collisions
Maritime Communications States is technically feasible and should and creates a potential vulnerability in
AGENCY: Federal Communications be preferred over wideband simplex AIS the Nation’s maritime domain
Commission. operation on Channel 87B because it awareness. MariTEL concedes that the
ACTION: Final rule. would cause less disruption to existing resultant need of vessels to switch
VPC operations, preserve the efficiency channels when entering U.S. waters
SUMMARY: In this document, the benefits of duplex channelization could be ‘‘problematic,’’ but argues that
Commission designates VHF maritime throughout the VPC band, maximize the it should not preclude use of duplex
Channels 87B (161.975 MHz) and 88B spectrum available for VPC channels for AIS in the United States.
(162.025 MHz) for Automatic communications, facilitate the The Commission continues to believe
Identification Systems (AIS). The implementation of wide-area VPC that the potential risks of ‘‘losing’’
designation of Channels 87B and 88B systems, reduce coordination vessels from AIS screens when they first
for AIS in the United States is consistent requirements, permit VPC licensees to enter U.S. territorial waters, especially
with establishment of a seamless global make full use of Channel 87, and in busy maritime areas where port
AIS framework, and will facilitate the minimize AIS interference to and from security is critical, is a significant factor
broad, efficient and effective VPC operations. These comments focus disfavoring the use of channels other
implementation of AIS in U.S. territorial primarily on the comparative impact on than Channel 87B for AIS in the United
waters. The intended effect of this
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VPC operations of the various AIS States, even if, as MariTEL speculates,
action is to maximize the benefits of AIS channel designation options, but the foreign vessels would eventually
for United States homeland security and Commission believes it is at least as ‘‘become accustomed to switching to the
maritime safety. important, if not more so, to consider U.S. AIS channels when they approach
DATES: Effective November 13, 2006. the impact its decisions herein will have U.S. waters.’’

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60068 Federal Register / Vol. 71, No. 197 / Thursday, October 12, 2006 / Rules and Regulations

4. Further, the record is devoid of any the use of Channel 87B on a simplex radiotelephony in simplex mode, in
party disputing the Commission’s basis will, on balance, permit the keeping with the Commission’s
determination in the AIS NPRM that establishment of more robust and proposal in the AIS NPRM, rather than
domestic use of Channels 87B and 88B effective AIS tracking capability in U.S. completely delete Channels 87 and 88
for AIS would facilitate the speedy and waters. from the table. The Commission invited
efficient deployment of AIS, allowing 6. In sum, the Commission believes comment on the latter option as an
the United States to take full advantage that AIS is an important tool for alternative to its proposed amendment.
of existing AIS standards and combating terrorism and a significant MariTEL, the only commenter
infrastructure. Technical standards have advancement in maritime navigation addressing this precise issue, correctly
been established, and equipment has technology. Based on the record before observes that eliminating Channels 87
been built and installed, domestically us, the Commission is persuaded that its and 88 from the table would be
and internationally, for AIS operation promotion and facilitation of AIS inconsistent with the fact that Channel
on Channels 87B and 88B. The deployment will save lives, strengthen 87A and, subject to the aforementioned
Commission is concerned that the the integrity of our borders, protect port limitations, Channel 88A can still be
designation of narrowband duplex operations that are vital to the United used for VPC service.
channels for domestic AIS use could States economy, and promote a healthy 8. The Commission continues to
preclude reliance on those prior and secure marine environment. Given believe that the interference impact of
standards-setting efforts, and necessitate the importance of AIS to homeland wideband simplex AIS on VPC
further technical analysis and changes security and maritime safety, the operations can be effectively mitigated
in equipment design, and possibly even Commission also believes that, absent through commercially reasonable
a more extensive AIS shore compelling reasons, it should adopt means. Accordingly, the Commission
infrastructure, to accommodate a unique rules that will best ensure that AIS is concludes that there is no need to adopt
AIS channelization scheme in the deployed widely, quickly, reliably, and additional AIS interference abatement
United States and the attendant need to cost-effectively, and in a manner that requirements. Even if simplex wideband
switch AIS channels when entering U.S. will maximize its capabilities. On the AIS operations pose a greater
waters. In addition to impeding AIS basis of this record, the Commission interference challenge than duplex
deployment in the United States as a believes that this goal can be most narrowband AIS operations, the
general matter, such an approach also readily and best achieved by designating Commission does not believe that
could discourage voluntary AIS carriage Channel 87B to be used for AIS on a extraordinary measures are necessary to
by, for example, recreational boaters, wideband simplex basis. The overcome it. The record in this
due to higher equipment costs. Commission therefore amends its rules proceeding confirms that the use of
Moreover, the Commission believes, as proposed, and designates Channels forward error correction (FEC)
under the circumstances presented, that 87B and 88B for exclusive AIS use. techniques with soft decision decoding
7. In addition, the Commission adopts mitigates interference from AIS. The
it is reasonable to consider, as part of its
its proposal in the AIS NPRM to delete Commission also continues to believe
public interest analysis, the economic
note US223 from the Table of Frequency that VPF Public Coast (VPC) station
impact of a duplex approach on
Allocations if Channels 87B and 88B are licensees would be required to employ
equipment manufacturers, ship station
designated for exclusive AIS use. Note FEC and interleaving even in the
licensees and other stakeholders in the
US223 permits the authorization of absence of AIS to correct errors due to
maritime community who have
maritime public correspondence signal fading. In support of this belief,
designed, manufactured, installed or are
operations on Channel 88 in specified the Commission notes that FEC and
using (in most cases to comply with a areas within seventy-five miles of the interleaving techniques are commonly
statutory carriage requirement) AIS Canadian border. Most of the used in other services and technologies,
devices that operate on Channels 87B commenters addressing this issue agree such as the Project 25 technology
and 88B on a wideband simplex basis in that it is no longer necessary to retain utilized by some public safety licensees.
reliance on the ITU standards. In this note US223 once Channel 88B has been While the degree of error correction in
connection, the Commission notes that designated exclusively for AIS in the the commercially available radio
those standards have been in existence maritime VPCSAs, inasmuch as VPCSAs equipment MariTEL has thus far
for several years, have been adopted for 1, 5 and 7 completely encompass the investigated may not meet its quality-of-
use not only in international waters but areas identified in note US223. The service requirements, the technology is
in the territorial waters of other nations, Commission is not persuaded by nonetheless available, as indicated in
and are the only standards that have MariTEL’s argument that elimination of the comments.
received any widespread acceptance. note US223 is inconsistent with 9. In addition, while the Commission
5. Further, AIS operation on MariTEL’s retention of authority to use understands the desirability of limiting
wideband channels will provide for Channel 88. Under the rules the the amount of adjacent channel
effective AIS coverage at greater Commission adopts herein, MariTEL interference to VPC stations, it notes
distances due to improved receiver may use only the A side of Channel 88 that the International Electrotechnical
sensitivity and frequency modulation for public correspondence operations, Commission (IEC) AIS emissions mask
discrimination capacity. In addition, and it is unnecessary to retain note is in fact more stringent than the
requiring AIS shore station equipment US223 to authorize such operations emissions mask applicable to other part
and Class A AIS ship station equipment since Channel 88A (157.425 MHz) is 80 devices. In addition, the IEC AIS
to operate in wideband mode will allocated for non-Federal Government mask in the 25 kHz mode is more
ensure the interoperability of such maritime mobile use on a primary basis. stringent than the equivalent part 90
equipment with Class B devices. The Commission therefore deletes note mask. Therefore, since the AIS emission
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Although MariTEL correctly notes the US223 as proposed. The Commission limits already are more stringent than
inherent efficiency benefits of duplex agrees with MariTEL, however, that it the normally applicable part 80 or part
channelization, the Commission agrees should modify the table in § 80.371(c) of 90 emission limits, the Commission
with NTIA that, under the the Commission’s rules only to reflect does not believe it necessary to impose
circumstances presented, authorizing that Channels 87 and 88 may be used for additional technical requirements to

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Federal Register / Vol. 71, No. 197 / Thursday, October 12, 2006 / Rules and Regulations 60069

further reduce AIS emissions under the satisfaction all interference to its VPC indicated in the AIS NPRM, moreover,
circumstances presented. operations caused by the use of AIS licensees who acquire their licenses at
10. The Commission continues to devices on Channel 87B. MariTEL has auction do not have a vested right to the
encourage the Coast Guard and failed to demonstrate that such continuation without change of the
MariTEL, as well as other VPC extraordinary relief is warranted here rules in effect at the time of the auction.
licensees, to cooperate on identification and would further the public interest Auction bidders are on notice, based on
and implementation of effective without adversely affecting homeland clear statutory language and judicial
interference mitigation measures, but it security and maritime safety. Moreover, precedent, that the Commission retains
remains unconvinced that it should such a requirement would be extremely the power to alter the terms of existing
condition the use of Channel 87B for difficult to craft and enforce. Most licenses (whether or not acquired
AIS on the Coast Guard’s assumption of seriously, adoption of this MariTEL through competitive bidding) through
specific interference mitigation proposal raises the specter of shutting rulemaking, should the public interest
obligations. MariTEL propounds a down AIS, thus creating a large so warrant.
number of such conditions as vulnerability in our national security. 14. The Commission believes that it
alternative means of allowing the use of 12. The Commission concludes that it would be beneficial and prudent to
Channel 87B for AIS in a manner that would not serve the public interest to augment the record on the important
MariTEL deems sufficiently protective adopt the ‘‘Sharing Proposal’’ submitted question of whether to expand the
of its interests. MariTEL requests, for by MariTEL because it appears that exclusive use of Channel 87B for AIS
example, that the Commission require MariTEL still views a reexamination beyond the nine maritime VPC service
the Coast Guard to negotiate with and revision of the AIS equipment areas (VPCSAs), as initially
MariTEL and incumbent licensees certification standards as an integral contemplated, before taking final action
regarding interference protection, and to component of the ‘‘Sharing Proposal.’’ on this issue. NTIA’s request for a
require an agreement among the parties The Commission believes, however, that nationwide AIS allocation is now based
before any rule designating Channel 87B it would be counterproductive to to a significant degree on the need to
for AIS becomes effective. The reconsider the AIS equipment protect satellite AIS systems, but NTIA
Commission thinks these approaches standards. To do so would not only advanced this justification for the first
are both unnecessary, given its create problems for international AIS time in its comments to the AIS NPRM.
conclusions regarding the extent and interoperability and coordination, but As a result, the existing record provides
remediability of AIS interference, and would also retard, possibly even freeze, almost no information regarding the
problematic. In this regard, the AIS deployment efforts in this country, technical feasibility, effectiveness or
Commission is concerned that and could also necessitate retrofitting potential benefits of satellite AIS, and
mandatory negotiations regarding vessels that have already installed AIS no studies or analysis of potential
interference protection would be no equipment meeting the current interference to and from satellite AIS.
more successful than, and would have international and FCC requirements. The Commission is not convinced,
the same drawbacks as, mandatory 13. The Commission affirms its based on the current record, that it
negotiations over the designation of tentative conclusion in the AIS NPRM should depart from its earlier
channels for AIS. It therefore declines to that there is no basis in public policy or determinations limiting the scope of the
condition the designation of Channel equity to compensate MariTEL in AIS set-aside. On the other hand,
87B for AIS on the Coast Guard’s conjunction with the designation of neither does the Commission believe
successful completion of interference Channels 87B and 88B for AIS on a that it can affirm its tentative conclusion
abatement negotiations with MariTEL wideband simplex basis. MariTEL in the AIS NPRM, that the public
and other VPC licensees for the same contends, as it has consistently interest would not be served by
reasons that impelled us to reject throughout this proceeding, that the extending AIS use of Channel 87B to
another round of negotiations over the Commission should require the Coast inland areas, without further review of
AIS channel designation. The Guard to compensate it for harmful this new development. It appears that
Commission also declines to adopt interference if the Commission adopts satellite AIS may significantly expand
MariTEL’s alternative suggestion that its AIS channel designation proposal. the range at which vessels may be
any designation of Channel 87B for AIS MariTEL asserts that failing to take such effectively identified and tracked. Such
be conditioned on demonstrating to action would, for the first time, strip the an expansion of AIS vessel tracking
MariTEL’s satisfaction that it will be winner of an FCC auction of the right to capabilities could promote and enhance
able to operate free of AIS interference. the spectrum it purchased in that maritime domain awareness.
Following such an approach would give auction, and that such action would be Accordingly, the Commission invites
MariTEL the effective ability to veto AIS inequitable and contrary to public comment in a Further Notice of
deployment on Channel 87B and could policy. The Commission disagrees for a Proposed Rule Making on issues
result in the same delay and uncertainty number of reasons. Most importantly, pertaining to satellite AIS, and further
that would attend further negotiations. the Commission do not believe that comment more generally on the
Moreover, even if the Commission were wideband simplex AIS operations on geographic scope of the AIS set-aside.
to agree with MariTEL’s assessment of Channels 87B and 88B will 15. The Commission believes, at this
the interference threat posed by AIS, it unreasonably burden MariTEL’s use of juncture, that Channel 87B can continue
still would be reluctant to make actions its licensed VPC spectrum. Even if such to be used for AIS on a shared basis
that would promote homeland security wideband simplex AIS operations were with the limited group of site-based
and public safety contingent upon a to present new challenges to the launch incumbent VPC stations in the maritime
private entity’s approbation. of a data network on the maritime VPCSAs, but that the channel should
11. Similarly, the Commission will VPCSA channels, the Commission does ultimately be cleared for exclusive AIS
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not accept MariTEL’s offer to forgo its not believe that those challenges cannot use. The Commission is not persuaded
objections to the reallocation of Channel be surmounted, and does not believe that it is necessary to clear Channel 87B
87B for AIS if the Commission adopts they are of such magnitude as to warrant of site-based VPC stations immediately,
regulations that affirmatively require the special compensation to maritime as requested by NTIA, but neither will
Coast Guard to cure to MariTEL’s VPCSA licensees. As the Commission it require that AIS operate on a non-

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60070 Federal Register / Vol. 71, No. 197 / Thursday, October 12, 2006 / Rules and Regulations

interference basis to such stations, as C. Final Regulatory Flexibility Analysis licensees, MariTEL, Inc. (MariTEL) and
ShipCom essentially urges (unless the 19. As required by the Regulatory ShipCom LLC (ShipCom), contend that
incumbents receive compensation). Flexibility Act of 1980, as amended the interference impact of wideband
Although ShipCom contends that it is (RFA), an Initial Regulatory Flexibility simplex AIS operations on Channels
impossible for site-based VPC Analysis (IRFA) was incorporated in the 87B and 88B would be of such
operations to co-exist with AIS on magnitude as to effectively preclude
Notice of Proposed Rule Making in this
Channel 87B, neither ShipCom nor VPC licensees from being able to make
proceeding (AIS NPRM). The
NTIA (nor any other party) has brought commercially reasonable use of their
Commission sought written public
to the Commission’s attention any licensed spectrum. As discussed in
comment on the proposals in the AIS
present examples of real-world VPC/AIS detail in Section E of this FRFA, we
NPRM, including comment on the IRFA.
interference, notwithstanding that AIS have considered the potential economic
This present Final Regulatory Flexibility
impact on small entities of these rules,
has been operating on Channel 87B for Analysis (FRFA) conforms to the RFA.
and we have considered alternatives
several years now. The Commission also
Need for, and Objectives of, the Report that would reduce the potential
believes that ShipCom, like MariTEL, is economic impact on small entities of the
and Order
incorrect in asserting that it is rules enacted herein, regardless of
practically impossible to overcome AIS 20. The rules adopted in the Report
whether the potential economic impact
interference, in this case co-channel as and Order are intended to identify
was discussed in any comments.
well adjacent channel interference. In spectrum to be used for maritime
addition, the Commission is likewise Automatic Identification Systems (AIS) Description and Estimate of the Number
unaware of any actual interference to in the United States and its territorial of Small Entities to Which Rules Will
AIS transmissions from these VPC waters. AIS is an important tool for Apply
operations, and it believes that AIS will enhancing maritime safety and 22. The RFA directs agencies to
be able to operate effectively homeland security, and the Commission provide a description of and, where
notwithstanding the continued use of had been concerned that certain feasible, an estimate of the number of
Channel 87B for a limited period of time developments in recent years, such as small entities that may be affected by
the termination of the Memorandum of the proposed rules, if adopted. The RFA
by a very few, highly localized VPC
Agreement between the U.S. Coast defines the term ‘‘small entity’’ as
stations.
Guard and MariTEL, Inc. regarding the having the same meaning as the terms
16. However, the Commission also set-aside of channels for AIS, and the ‘‘small business,’’ ‘‘small organization,’’
believes that to ensure the integrity of various petitions and pleadings filed by and ‘‘small governmental jurisdiction.’’
AIS in the long run, Channel 87B NTIA and MariTEL following that In addition, the term ‘‘small business’’
should be cleared of all site-based VPC termination, may have created has the same meaning as the term
and private land mobile radio (PLMR) uncertainty in the maritime community ‘‘small business concern’’ under the
operations over time through the non- regarding the very high frequency (VHF) Small Business Act. A small business
renewal of any license authorizing such channels to be used for AIS, and that concern is one which: (1) is
operation on Channel 87B in a maritime this in turn could impede efforts to independently owned and operated; (2)
VPCSA. The Commission accordingly expedite the broad deployment of AIS is not dominant in its field of operation;
adds a new footnote to § 80.373(c)(1)(i) domestically. In the Report and Order, and (3) satisfies any additional criteria
of the rules to provide that no site-based we designate VHF maritime Channels established by the Small Business
authorization to operate on Channel 87B 87B and 88B for AIS use domestically, Administration (SBA).
in a maritime VPCSA will be renewed in keeping with the international 23. Small businesses in the aviation
after this Report and Order takes effect. allocation of those channels for AIS, and marine radio services use a very
Operation of PLMR stations authorized because we believe the use of those high frequency (VHF) marine or aircraft
to use Channel 87B on a secondary basis channels will best ensure that the radio and, as appropriate, an emergency
must cease immediately if it causes United States can maximize the position-indicating radio beacon (and/or
harmful interference to AIS that the maritime safety and homeland security radar) or an emergency locator
licensee is unable to remedy. benefits of AIS. The use of VHF transmitter. The Commission has not
maritime Channels 87B and 88B for developed a small business size
I. Procedural Matters domestic AIS use will, inter alia, permit standard specifically applicable to these
U.S. participation in a seamless global small businesses. For purposes of this
A. Paperwork Reduction Act Analysis analysis, the Commission uses the SBA
AIS network, avoid the problems that
17. The action contained herein has would inhere in requiring vessels to small business size standard for the
been analyzed with respect to the switch AIS channels when transiting an category ‘‘Cellular and Other Wireless
Paperwork Reduction Act of 1995 (PRA) AIS ‘‘fence’’ between international and Telecommunications,’’ which is 1,500
and found to impose no new or U.S. territorial waters, facilitate speedy or fewer employees. Between December
AIS deployment using existing technical 3, 1998 and December 14, 1998, the
modified reporting or recordkeeping
standards and infrastructure, and Commission held an auction of 42 VHF
requirements or burdens to the public,
provide for AIS coverage at greater Public Coast (VPC) licenses in the
including businesses with fewer than 25
distances than would otherwise be 157.1875–157.4500 MHz (ship transmit)
employees. and 161.775–162.0125 MHz (coast
possible.
B. Report to Congress transmit) bands. For purposes of the
Summary of Significant Issues Raised by auction, the Commission defined a
18. The Commission will send a copy Public Comments in Response to the ‘‘small’’ business as an entity that,
of this Report and Order in a report to IRFA
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together with controlling interests and


be sent to Congress and the General 21. No comments were submitted affiliates, has average gross revenues for
Accounting Office pursuant to the specifically in response to the IRFA. the preceding three years not to exceed
Congressional Review Act, see 5 U.S.C. However, some commenters, including fifteen million dollars. In addition, a
801(a)(1)(A). two VHF Public Coast (VPC) station ‘‘very small’’ business is one that,

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together with controlling interests and channels to a materially greater extent, tentative determination to limit the AIS
affiliates, has average gross revenues for if at all, than would designation of two set-aside to areas near major navigable
the preceding three years not to exceed narrowband offset channel pairs of the waterways. Commenters who believed
three million dollars. There are Commission’s choosing from the 156– differently were asked to describe the
approximately 10,672 licensees in the 162 MHz VHF maritime band. The expected adverse economic impact on
Marine Coast Service, and the Commission noted that it had requested incumbent inland licensees operating
Commission estimates that almost all of comment on this tentative conclusion, on these or adjacent channels, and to
them qualify as ‘‘small’’ businesses and had also asked commenters to provide suggested methods of
under the above special small business consider if incumbent site-based VPC minimizing any such impact. The
size standards. operations can co-exist on a non- Commission noted that, although it was
Description of Projected Reporting, interference basis with AIS and, if not, proposing only to designate Channels
Recordkeeping, and Other Compliance whether the Commission should require 87B and 88B for AIS in the nine
Requirements for Small Entities that these operations be migrated to maritime VPCSAs, it was not foreclosing
other spectrum and/or that the licensees the possibility of designating those
24. There are no projected reporting, be compensated in some way. channels for AIS on a nationwide basis,
recordkeeping or other compliance and it therefore requested inland
27. Commenters were requested to
requirements. However, some licensees and other interested parties to
identify potential means of minimizing
commenters contend that the Report address the possible economic impact
or eliminating any adverse economic
and Order may have a significant on small entities if the Commission
economic impact on VPC licensees impact on any small entities,
particularly VPC licensees that qualify were to designate Channels 87B and 88B
because of the potential interference for AIS in inland areas as well as the
impact on their operations of as small entities, if Channels 87B and
88B are designated for AIS use. The nine maritime VPCSAs.
designating VHF maritime Channels
87B and 88B for exclusive AIS use on Commission suggested that such means 28. Although we received no
a wideband simplex basis within the might include, for example, exemptions, comments specifically addressed to the
nine maritime VPC service areas grandfathering protection, or geographic IRFA for the AIS NPRM, we have
(VPCSAs). limitations on the use of Channels 87B considered all comments to the AIS
and 88B for AIS. The Commission also NPRM addressing the impact of any
Steps Taken To Minimize the stated, inter alia, that commenters could proposed change on small entities and
Significant Economic Impact on Small recommend that the Commission all suggestions for alternative measures
Entities, and Significant Alternatives designate channels other than Channels that would have a less significant
Considered 87B and 88B for AIS use in the United impact on small entities. In particular,
25. The RFA requires an agency to States as a means of minimizing any we have addressed comments regarding
describe any significant alternatives that adverse economic impact on these the impact on VPC licensees of
it has considered in developing its licensees. The Commission noted, designating Channels 87B and 88B for
approach, which may include the however, that mandating use of AIS on a wideband simplex basis. We
following four alternatives (among channels other than Channels 87B and have considered the possibility of
others): ‘‘(1) The establishment of 88B for AIS use in the United States designating two narrowband duplex
differing compliance or reporting could have an adverse economic impact channel pairs for AIS in lieu of Channel
requirements or timetables that take into on vessel operators and radio equipment 87B, because commenters argued that
account the resources available to small manufacturers that qualify as small VPC licensees would not incur as great
entities; (2) the clarification, entities by, for example, increasing the a level of interference from narrowband
consolidation, or simplification of cost of AIS equipment, causing duplex AIS as they would from
compliance and reporting requirements premature obsolescence of AIS wideband simplex AIS. We have
under the rule for such small entities; equipment already installed on vessels, determined not to designate narrowband
(3) the use of performance rather than or leaving manufacturers with stranded duplex channels for AIS in lieu of
design standards; and (4) an exemption inventory. Accordingly, commenting Channel 87B because doing so would
from coverage of the rule, or any part parties, and particularly commenting compromise the effectiveness of AIS as
thereof, for such small entities.’’ parties who favor adopting an a tool in the service of homeland
26. In the IRFA of the AIS NPRM, the alternative to the Commission’s security and maritime safety. Because
Commission described, and sought proposal, were asked to address the both international bodies and other
comment on, possible alternatives to the potential economic impact of that nations operate AIS on a wideband
Commission’s proposal for the alternative on small entities. In simplex basis on Channels 87B and 88B,
designation of Channels 87B and 88B addition, the Commission specifically the designation of narrowband duplex
for AIS that might minimize the invited site-based incumbent licensees channels for AIS in the United States
economic impact on small entities. that operate within VHF Public Coast would preclude creation of a seamless
First, the Commission asked Service Areas (VPCSAs) 1–9 on Channel global AIS network; limit and
commenters to consider the interference 87B or Channel 88B to suggest complicate the ability of the Coast
impact on MariTEL, licensee of the nine alternatives or additions to the Guard to coordinate with maritime
maritime VPC service areas, or on any Commission’s proposal that would safety organizations in other nations;
incumbent site-based VPC licensees or minimize any significant economic result in AIS coverage gaps when
any Economic Area (EA) VPC licensees, impact on them. Finally, the vessels transit an AIS ‘‘fence’’ between
of the proposed designation of Channels Commission also noted that there are international and U.S. territorial waters;
87B and 88B for AIS exclusively. The incumbent licensees operating on the delay domestic AIS deployment efforts;
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Commission noted that it had specified channels in inland areas. The discourage voluntary carriage of AIS
tentatively concluded that the proposed Commission said it did not anticipate equipment; and reduce the distances at
designation of Channels 87B and 88B any significant adverse effect on any which vessels may be tracked. In
for AIS should not have an adverse such licensee due to the geographic addition, the designation of narrowband
effect on MariTEL’s use of its VPC limitations of its proposal, i.e., its duplex channels for AIS would likely

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harm more small entities than it would determination, as well as a No. 04–344, including the Final
benefit, because it could leave small determination that there is no legal Regulatory Flexibility Analysis, in a
manufacturers of marine radio theory through which the Commission report to be sent to Congress pursuant
equipment with stranded inventory, and could provide compensation to VPC to the Congressional Review Act. In
require small entities that own or licensees in any event, the Commission addition, the Commission will send a
operate vessels to refit those vessels has declined to provide for copy of the Report and Order, including
with new AIS equipment. compensation to any VPC licensee the Final Regulatory Flexibility
29. We also have considered a based on predictions of the interference Analysis, to the Chief Counsel for
proposal by MariTEL that would permit impact of AIS. Advocacy of the SBA. A copy of the
MariTEL to share use of Channel 87B in 31. As a measure to minimize the Report and Order and the Final
what MariTEL deems a commercially potential economic impact of its Regulatory Flexibility Analysis (or
advantageous manner. We have rejected decision herein on site-based incumbent summaries thereof) will also be
this MariTEL Sharing Proposal for two VPC licensees, some of which may be published in the Federal Register.
reasons. First, it includes as an integral small entities, we have determined not
component the Commission’s agreement to require such licensees to immediately List of Subjects in 47 CFR Parts 2 and
to revisit and revise the rules governing terminate use of Channel 87B in order 80
certification of AIS equipment. We have to clear the spectrum for AIS. Instead, Communications, Radio.
concluded that it would disserve the we are providing that such licensees
Federal Communications Commission.
public interest to adopt AIS equipment may continue to operate on Channel
certification requirements that diverge 87B for the remainder of their current Marlene H. Dortch,
from the international requirements. An license terms, but also that no such Secretary.
attempt to devise new, U.S.-specific AIS license will be renewed for operation on Rule Changes
equipment standards at this juncture Channel 87B. This provides what is in
would engender many of the same effect grandfathering protection for site- ■ For the reasons discussed in the
problems that would attend designation based incumbent licensees for a period preamble, the Federal Communications
of AIS channels other than Channels of several years, with the precise Commission amends 47 CFR parts 2 and
87B and 88B for use in the United termination date based on their current 80 as follows:
States. Second, the Sharing Proposal authorizations. In reaching this
contemplates the Commission’s determination, we have considered that PART 2—FREQUENCY ALLOCATIONS
imposition and enforcement of site-based incumbent VPC licensees, AND RADIO TREATY MATTERS;
restrictions on the ability of entities unlike maritime VPCSA licensees, were GENERAL RULES AND REGULATIONS
other than MariTEL to make commercial not subject to any pre-existing
use of AIS data. We have concluded requirement to set aside spectrum for ■ 1. The authority citation for part 2
that, even if the Commission had AIS. continues to read as follows:
authority to impose and enforce such 32. Finally, we have determined to Authority: 47 U.S.C. 154, 302a, 303, and
restrictions, its exercise would be augment the record with additional 336, unless otherwise noted.
administratively burdensome. comments to better inform a decision as
30. In making all of the above policy to whether the designation of Channel ■ 2. Section 2.106, the Table of
determinations, we have weighed in the 87B for AIS should be nationwide in Frequency Allocations, is amended as
balance the interference impact of scope or just limited to the nine follows:
wideband simplex AIS on MariTEL and maritime VPCSAs. We discuss this ■ a. Revise page 21.
the other VPC licensees. We have matter in the Further Notice of Proposed ■ b. In the list of United States (US)
concluded that whatever harmful Rule Making (Further Notice) in this Notes remove footnote US223 and add
interference may be caused to VPC proceeding and the accompanying footnote US399.
operations by wideband simplex AIS Initial Regulatory Flexibility Analysis of The revisions and additions read as
transmissions, it can be effectively the Further Notice, infra. follows:
mitigated through commercially
reasonable means, such as forward error D. Report to Congress § 2.106 Table of Frequency Allocations.
correction (FEC) coding, and block 33. The Commission will send a copy * * * * *
interleaving. Based on that of this Report and Order in WT Docket BILLING CODE 6712–01–P
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BILLING CODE 6712–01–C


ER12OC06.013</GPH>

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60074 Federal Register / Vol. 71, No. 197 / Thursday, October 12, 2006 / Rules and Regulations

3 Within that portion of VHF Public Coast


UNITED STATES (US) NOTES ■ 5. Section 80.13 is amended by
revising paragraph (c) to read as follows: Station Areas (VPCSAs) 1 through 9 listed in
* * * * * the table in paragraph (c)(1)(ii) of this section
US399 Except as indicated below, the § 80.13 Station license required. within 120 km (75 miles) of the United States/
frequency bands 161.9625–161.9875 Canada border, in the area of the Great
* * * * * Lakes, the Saint Lawrence Seaway, and the
MHz (AIS 1 with its center frequency at
(c) A ship station is licensed by rule Puget Sound and the Strait of Juan de Fuca
161.975 MHz) and 162.0125–162.0375 and its approaches, Maritime VHF Channel
and does not need an individual license
MHz (AIS 2 with its center frequency at 88A (157.425 MHz) is available for use for
issued by the FCC if the ship station is public correspondence communications, sub-
162.025 MHz) are allocated to the
not subject to the radio equipment ject to prior coordination with Canada. Mari-
maritime mobile service on a primary
carriage requirements of any statute, time VHF Channel 88B (162.025 MHz) is
basis for Federal Government and non- available only for Automatic Identification Sys-
treaty or agreement to which the United
Federal Government use, and shall be tem communications. One hundred twenty kil-
States is signatory, the ship station does ometers (75 miles) from the United States/
used exclusively for Automatic
not travel to foreign ports, and the ship Canada border 157.425 MHz is available for
Identification Systems. However, in
station does not make international intership and commercial communications.
VHF Public Coast Station Areas Outside the Puget Sound area and its ap-
communications. A ship station
(VPCSAs) 1–9, site-based VHF Public proaches and the Great Lakes, 157.425 MHz
licensed by rule is authorized to is available for communications between com-
Coast stations licensed prior to [effective
transmit radio signals using a marine mercial fishing vessels and associated aircraft
date of this order] may continue to
radio operating in the 156–162 MHz while engaged in commercial fishing activities.
operate on a co-primary basis in the 4 Within VHF Public Coast Station Areas
band, any type of AIS, any type of
frequency band 161.9625–161.9875 (VPCSAs) 1 through 9 listed in the table in
EPIRB, and any type of radar paragraph (c)(1)(ii) of this section, Maritime
MHz until expiration of the license term
installation. All other transmissions VHF Channel 87B (161.975 MHz) may be
for licenses in active status as of
must be authorized under a ship station used only for Automatic Identification System
[effective date of this order], and in communications.
license. Even though an individual
VPCSAs 10–42, the band 161.9625– 5 No license authorizing a site-based VHF
license is not required, a ship station Public Coast Station or a Private Land Mobile
161.9875 MHz is allocated to the
licensed by rule must be operated in Radio Station to operate on maritime VHF
maritime mobile service on a primary
accordance with all applicable operating Channel 87B (161.975 MHz) in one of the
basis for exclusive non-Federal nine maritime VHF Public Coast Service Areas
requirements, procedures, and technical
Government use. See 47 CFR (VPCSAs) listed in the table in paragraph
specifications found in this part. (c)(1)(ii) will be renewed unless the license is
80.371(c)(1)(ii) for the definitions of
VPCSAs. ■ 6. Section 80.371 is amended by or has been modified to remove Channel 87B
revising paragraphs (c)(1)(i), (c)(2) and as an authorized frequency.
* * * * *
(c)(3) to read as follows: * * * * *
PART 80—STATIONS IN THE (2) Any recovered channel pairs will
§ 80.371 Public correspondence
MARITIME SERVICES frequencies. revert automatically to the holder of the
VPCSA license within which such
■ 3. The authority citation for part 80 * * * * * channels are included, except the
continues to read as follows: (c) * * * channel pairs listed in the table in
(1)(i) The frequency pairs listed in the paragraph (c)(1)(i) of this section. Those
Authority: Secs. 4, 303, 307(e), 309, and following table are available for
332, 48 Stat. 1066, 1082, as amended; 47 channel pairs, and any channel pairs
assignment to public coast stations for recovered where there is no VPCSA
U.S.C. 154, 303, 307(e), 309, and 332, unless
otherwise noted. Interpret or apply 48 Stat. public correspondence communications licensee, will be retained by the
1064–1068, 1081–1105, as amended; 47 with ship stations and units on land. Commission for future licensing.
U.S.C. 151–155, 301–609; 3 UST 3450, 3 UST (3) VPCSA licensees may not operate
4726, 12 UST 2377. WORKING CARRIER FREQUENCY PAIRS on Channel 228B (162.0125 MHz),
IN THE 156–162 MHZ BAND 1 which is available for use in the Coast
■ 4. Section 80.5 is amended by adding
a definition for ‘‘Automatic Guard’s Ports and Waterways Safety
Carrier frequency
Identification Systems (AIS)’’, in (MHz) System (PAWSS). In addition, VPCSA
alphabetical order, to read as follows: Channel designator licensees in VPCSAs 1–9 may not
Ship Coast operate on Channel AIS 1 (161.975
§ 80.5 Definitions. transmit transmit MHz) or Channel AIS 2 (162.025 MHz),
* * * * * which are designated in those areas
24 .......................... 157.200 161.800
Automatic Identification Systems exclusively for Automatic Identification
84 .......................... 157.225 161.825
(AIS). A maritime navigation safety 25 .......................... 157.250 161.850 Systems (AIS), except to transmit and
communications system standardized 85 2 ........................ 157.275 161.875 receive AIS communications to the
by the International Telecommunication 26 .......................... 157.300 161.900 same extent, and subject to the same
Union (ITU) and adopted by the 86 .......................... 157.325 161.925 limitations, as other shore stations
International Maritime Organization 27 .......................... 157.350 161.950 participating in AIS.
(IMO) that provides vessel information, 87 4 5 ..................... 157.375 161.975
* * * * *
including the vessel’s identity, type, 28 .......................... 157.400 162.000
88 3 ........................ 157.425 162.025 ■ 7. Section 80.373 is amended by
position, course, speed, navigational
revising paragraph (j) to read as follows.
status and other safety-related 1 For special assignment of frequencies in

information automatically to this band in certain areas of Washington § 80.373 Private communications
appropriately equipped shore stations, State, the Great Lakes and the east coast of frequencies.
the United States pursuant to arrangements
other ships, and aircraft; receives between the United States and Canada, see * * * * *
automatically such information from
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subpart B of this part. (j) Frequencies for portable ship


similarly fitted ships; monitors and 2 The frequency pair 157.275/161.875 MHz
stations. VHF frequencies authorized for
tracks ships; and exchanges data with is available on a primary basis to ship and
public coast stations. In Alaska it is also avail- stations authorized carrier frequencies
shore-based facilities. able on a secondary basis to private mobile in the 156.275 MHz to 157.450 MHz and
* * * * * repeater stations. 161.575 MHz to 162.025 MHz bands

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may also be authorized as marine utility Public Safety and Critical Infrastructure interest for the Commission to establish
stations. Marine-utility stations on shoreDivision, Wireless Telecommunications AIS equipment certification standards
must not cause interference to any Bureau, (202) 418–0680, or TTY (202) that conform to the international
Automatic Identification System, VHF 418–7233. standards. The adoption of U.S.-specific
or coast station, VHF or UHF land SUPPLEMENTARY INFORMATION: This is a standards for AIS equipment could
mobile base station, or U.S. Government summary of the Federal preclude the development of a seamless
station. Communications Commission’s Fourth global AIS network and complicate
■ 8. Section 80.393 is added to subpart Memorandum Opinion and Order, FCC international AIS coordination. This
H to read as follows: 06–108, adopted on July 20, 2006, and would reduce the effectiveness of AIS as
released on July 24, 2006. The full text a tool against terrorism. It would also
§ 80.393 Frequencies for AIS stations.
of this document is available for reduce the value of AIS for maritime
Automatic Identification Systems inspection and copying during normal safety, especially if U.S.-certified
(AIS) is a maritime broadcast service.
business hours in the FCC Reference equipment were not interoperable with
The simplex channels at 161.975 MHz
Center, 445 12th Street, SW., AIS equipment approved under the
(AIS 1) and 162.025 MHz (AIS 2), each
Washington, DC 20554. The complete international standards. It could also
with a 25 kHz bandwidth, may be
text may be purchased from the lead to the premature obsolescence of
authorized in VHF Public Coast Station
Commission’s copy contractor, Best installed AIS devices meeting the
Areas 1–9 for AIS, and the frequency
Copy and Printing, Inc., 445 12th Street, international standards, and result in
162.025 MHz (AIS 2) also may be
SW., Room CY–B402, Washington, DC stranded inventory for AIS equipment
authorized in VHF Public Coast Station
20554. The full text may also be manufacturers who have relied on the
Areas 10–42 for AIS. The VHF Public
downloaded at http://www.fcc.gov. international standards in designing AIS
Coast Station Areas are codified at 47
CFR 80.371(c)(1)(ii). In accordance with Alternative formats are available to devices. In addition, adoption of a
the Maritime Transportation Security persons with disabilities by sending an separate standard could increase the
Act, the United States Coast Guard e-mail to fcc504@fcc.gov or by calling costs to U.S. vessels of complying with
regulates AIS carriage requirements for the Consumer & Governmental Affairs the domestic AIS carriage requirement
non-Federal Government ships. These Bureau at 202–418–0530 (voice), 202– (and potentially also increase AIS costs
requirements are codified at 33 CFR 418–0432 (tty). for foreign-flagged vessels transiting
164.46, 401.20. 1. In the Sixth Report and Order in PR U.S. waters) by making U.S.-approved
Docket No. 92–257, the Commission AIS equipment more expensive and/or
[FR Doc. 06–8655 Filed 10–11–06; 8:45 am] adopted rules providing for the necessitating carriage of two different
BILLING CODE 6712–01–P certification of AIS equipment that AIS devices. Adding to the cost of AIS
complies with the international equipment would also create a
standards for such equipment. In a disincentive to voluntary AIS carriage,
FEDERAL COMMUNICATIONS petition for reconsideration of that
COMMISSION further undermining the effectiveness of
decision, MariTEL, Inc. (MariTEL)
AIS. Furthermore, the current record in
47 CFR Parts 2 and 80 contended that the adopted AIS
this proceeding does not provide a basis
equipment certification requirements
[WT Docket No. 04–344; PR Docket No. 92– for immediate adoption of an alternative
will have a devastating impact on
257; FCC 06–108] AIS equipment standard. Therefore, if
MariTEL because the international AIS
emission mask is not as rigorous as the the Commission were to grant
Maritime Communications MariTEL’s petition for reconsideration,
otherwise applicable U.S. emission
mask, and, more importantly, the it would appear that the Commission
AGENCY: Federal Communications
Commission. procedures for measuring compliance would also have to request further
with the international mask are flawed comment to determine precisely what
ACTION: Final rule.
so that equipment approved as standard should be adopted in part 80
SUMMARY: In this document, the compliant may not in fact comply even in lieu of incorporating the international
Commission denies a petition for with the more lenient emission mask. standards by reference. This would
reconsideration of the Automatic MariTEL further argued that, in engender considerable uncertainty in
Identification Systems (AIS) equipment adopting AIS equipment certification both the maritime and the
certification requirements for ship requirements that incorporate by manufacturing communities,
station equipment that were adopted in reference the international standards for internationally as well as domestically,
the Sixth Report and Order in PR Docket such equipment, the Commission for a significant period of additional
No. 92–257. The Commission concludes effectively ceded its authority over time. All of these factors would serve to
that there is no compelling justification domestic spectrum use to international delay and limit effective, efficient and
for adopting domestic AIS equipment authorities, abrogating its obligation to expeditious AIS implementation in the
certification standards that diverge from exercise independent judgment to United States, which would clearly be
the international standards. In support determine whether a particular contrary to the public interest. On the
of this conclusion, the Commission regulation would serve the domestic other hand, continued reliance on the
notes that any such departure from the public interest. international standards in certifying AIS
international standards would delay AIS 2. The Commission agrees with equipment under part 80 would permit
deployment in the United States, MariTEL that the Commission should domestic AIS deployment to proceed
discourage voluntary AIS carriage, and not incorporate international standards unabated, provide certainty to the
create other problems, including in its own rules automatically, without affected entities, encourage voluntary
difficulties in AIS coordination with
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considering whether, on balance, those AIS carriage, minimize the costs of AIS
maritime authorities of other nations. international standards would serve the implementation (for the United States
DATES: Effective October 12, 2006. domestic public interest. The Government as well as private sector
FOR FURTHER INFORMATION CONTACT: Commission believes, however, based entities), and permit the development of
Jeffrey Tobias, Jeff.Tobias@FCC.gov, on the record, that it serves the public a seamless global AIS network in which

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