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Self-control1
State University
of New
York
Howard Rachlin
at Stony Brook
use
to describe
We
the term "self-control"
decisions
between
ordinarily
alternatives arriving at different times. For instance, having a roast-beef sandwich
can
a
for lunch provides a reward now;
having cottage cheese instead
provide
reward tomorrow when I step on the scale. Take the temporal issue away and the
issue of self-control goes away as well.
If itwere
that cottage
suddenly discovered
cheese was just as fattening (and therefore had the same ultimate consequences
for me) as a roast beef sandwich and I still ate the cottage cheese, Iwould have to
admit that I simply liked the cottage cheese better. The decision would become,
one of taste.
like one between blue and brown suits,
simply
are continuous
When the events chosen between
in the sense that they cannot
a
at a
be located in a brief
interval
(e.g., working at
job and being paid
temporal
events differ in
extent.
certain rate) then self-control
the
when
applies
temporal
at an
The primary rewards obtained
by working
job must extend
unpleasant
further in time than the job itself before we ascribe self-control to the worker
are
co
when
he works.
If the
and pleasantness
unpleasantness
completely
not
as
see'
We
self-control
is
worker
involved.
the
would
temporaneous,
weighing
to work
the two factors and
was
Other
choosing
only if the resultant
pleasant.
? to
reward extend further in time
wise, why work? But let the worker's
providing
for his family, enjoying
luxuries, etc. and working versus not working becomes
a matter of self-control.
(JVlischel, 1966; Rotter,
1954) have long
Psychologists
studying self-control
noticed
that self-control is a "now" versus "later" issue. Their subjects show self
control when
they prefer larger rewards in the future to smaller rewards in the
or,
present
symmetrically, avoid greater pain in the future in return for lesser pain
1.
Preparation
For
of
this paper
was
supported
by
a grant
from
the National
Science
Foundation.
E. Erwin,
E.
Fantino,
R. J. Herrnstein,
F. Levine,
G.H.
94
Whitehurst,
and G.T.
Wilson.
Howard
Kachlin
don't
visit
dentist
MORE
PAIN
visit
dentist
LESS
PAIN
The difference
the long run. The worse
alternative offers immediate benefit.
someone who
is controlling himself and someone who is not controlling
between
himself is thus not in the spatial locus of control (from inside versus from out
seems to
in the
side his skin) as the term "self-control"
temporal locus
imply but
?
how far away from the present must we look to find the source of control.
to ask is how con
of self-control the question
With regard to the establishment
to distant consequences.
trol is shifted from immediate
Again, this is a temporal
not a
95
Self-control
as a way of
as the ether
bridging
psychologist,
formerly served the physicist,
were
causes and their consequences
when those causes and consequences
between
an
was not believed that
act.
it
which
could
separated by
entity through
causality
was unfilled space.
case of the psy
In the case of the
In
this
the
entity
physicists
interval. As Staddon
this entity is an unfilled temporal
(1973) has
chologists
. . limitation of the
in a recent
in
".
of
concluded
causality
psychology,
analysis
causes of behavior
to
stimuli is without
contiguous
justification.,,
temporally
shocks
il
!
bar
presses
II Mil
II I
0
TIME
Figure 2: Hypothetical pattern of shocks and responses in the Herrnstein-Hineline experiment.
Tne pips on the top line stand for shocks and the pips on the bottom line stand for responses.
The
vertical
dotted
lines
represent
restricted
periods
96
of
observation,
M-N,
0-P
and
Q-R.
Howard
Kachlin
key.
97
Self-control
of the drink is another question, which we shall try to deal
acceptance
It suffices to say now that the question
is answered no better by
later.
to internal events or states than it iswithout
them.
referring
Let us return to the rats in the Herrnstein-Hineline
rats
These
experiment.
were
I
the
bar
few
and
shocks.
pressing
receiving relatively
relatively rapidly
as
the
that
between
the
the
bar
and
shocks
presses
argued
contingency
experienced
rat is the cause of the bar
invoke
by the
pressing. Traditional
psychology would
the cognitive and motivational
mechanisms
What
discussed.
mediating
previously
In order to avoid having an event at one
is the purpose of those mechanisms?
an event at another time the concept of a state of the
time caused
organism
by
is introduced. Events at one time affect the state, and the state affects the behavior.
dictate
with
or
are
The state in question may be motivational
cognitive. Past events
supposed
to govern present events via the motivational
state while future events are
supposed
to govern present events via the cognitive state. Herrnstein
(1969), Bolles
(1972),
and Seligman
and Johnston
have argued against motivational
and for
(1973)
of the bar pressing of rats, but ifwe grant that events
cognitive
explanations
are
in both
events
extended
temporal directions
similarly
directly caused by other
extended
there is no need to refer to either kind of state. The notion that cog
states mediate between past and future events and present
nitive and motivational
It obscures
behavior
is not necessary.
the search for the most direct causes of
3.
If we
were
forced
to consider
individual
sub-events
as being
caused
we would
have
to admit
that an event could be changed by a subsequent event. Modern historians recognize that the
facts of the past are not easily separable from their interpretation (their context). If individual
past events were considered in isolation of their context, a modern theory of history which
revises
our
interpretation
of
those
events
in effect,
would,
98
be
changing
them.
Howard
Kachlin
To
although the properties of his body determined that he would bleed when
cause
often widespread
and narrow
the same behavior.
contingencies
at a
rewards now, in the past and in the future.
job provides
Working
pleasant
The relationship
between
these rewards and work, more
directly than anything
to be done.
events cause
But often temporally extended
else, causes the work
behavior in conflict with that caused by temporally constricted events. When such
the constricted
between
and extended
conflict arises a choice has to be made
of
the
choice
extended
self-control.
The sub
consequences,
consequences
being
no
to "exertion
state
of
be
different
self-control"
may
jective
corresponding
to any difficult choice.
than that corresponding
whether
Deciding
qualitatively
to accept that third cocktail may be more difficult than deciding whether
it is to
the two decisions would
be a martini or a manhattan
but the difference between
Very
be simply that one ismore difficult, not that one is different in kind from the other.
in time is not to
To say that the cause of action can be narrow or widespread
occur.
events
is often a
whenever
have
There
that
effects
say
equal
they may
to
to
constricted
than
attached
The
greater weight
contingencies.
widespread
to
invoke
of
and
and
motivational
theorists
memory
cognitive
certainty
gradients
or
events
in
in
the
far
future. But, given
the reduction
control by
past
explain
to the state of the
not be first
these gradients,
organism and
applied
they need
can
to behavior.
to its behavior.
then
Furthermore,
directly
apply
only
They
many actions, and in the case of humans most of our significant actions, are un
or
We move
from one city to another, get married
related to present causes.
or
not
at
is
of anything that
because
the
divorced, get jobs
quit them
happening
are
the actions
themselves
(even when
very moment we perform these actions
to trace chains of
It has proved difficult and fruitless, moreover,
brief).
secondary
some
reinforcer
reinforcers back from
primary
just in order to bring
presumably
If a man moves
the acts.
from
the reinforcer in temporal
proximity with
on
move
not
to
the day he moves al
of
the
weather
he
Maine
does
because
Florida
The cognitive or motivational
of the weather.
though he may be moving because
causes a certain state in the man and
in Maine
theorists will say that the weather
causes another state in the man and that moving
is rein
in Florida
the weather
99
Self-control
But such states have been
forced by a transition from one state to the other.
and invite freewheeling
difficult to pin down. They are awkward, unparsimonious
terms. Their one convenience,
of
can
in
their
which
theorizing
explain anything
not worth its price.
is
causes and effects into
simply
temporal proximity,
bringing
to Florida
is most parsimoniously
cause of a man's moving
from Maine
The
in Florida ? in terms
inMaine and the weather
in terms of the weather
described
?
occur
and average
of mean
snowfall, etc.
nothing that could
temperatures
a brief
temporal interval.
I am not arguing that there are
on the environment
the
emphasis above
Despite
Like other abilities,
no individual differences
in ability to exercise self-control.
some combination
of genetic and en
self-control undoubtedly
through
develops
issue here.
vs. environment
is not the main
conditions.
vironmental
Heredity
What is at issue is whether the causes of behavior we label self-control are different
within
reveals
in kind from the causes of behavior we label lack of self-control. Analysis
that the two causes differ in degree of temporal extent, not in their place of origin.
TECHNIQUES
OF SELF-CONTROL
The kind of self-control to which we have been referring might be called "brute
is offered it is simply refused.
The
the temptation
When
self-control.
is turned down at the party, the bakery is passed without a purchase, the
etc. The direct cause of such behavior
is
is the long-term
pushed away,
the behavior and its consequences.
correlation between
An objection might be raised that the view espoused here applies well enough to
self-control but not to more sophisticated
brute-force
techniques of self-control
or the
or
Alcoholics
such as those developed
Anonymous
by Weight Watchers,
our own
to
we are
in
life
manipulate
strategies
inventing
constantly
everyday
in which a student might get himself
the following ways
behavior.
Consider
to
study:
to go to the
1.
He
the temptation
studies despite
simply
movies
instead.
He
2.
rewards himself for studying by going to the movies
force"
martini
dessert
afterward.
3.
a
sum of money with
He has previously deposited
fairly large
a friend. He has instructed the friend to check every half-hour
to see that he is
If the friend
studying.
during the evening
not
find him studying, the friend is further instructed to
does
are
to a
send the money
exactly
political party whose views
to
of
those
the
student.
contrary
Let
us
100
Kachlin
Howard
4. Yet,
self-reinforce
recently
ment
has
as
emerged
an
area
of
study
with
humans
(Bandura
5. The behavior involved in eating, chewing and swallowing, for instance, can be thought of as
reinforced
by
the digestion
of food.
Restricted
common
use
But the more
interesting
concept.
where
the behavior
is not
to such
of
is a valid and
self-reinforcement
events,
the term is in the sense of example
number
2
consummatory.
6. Bandura and Perloff (1967) had children set their own criterion for a task (turning a crank)
and then reward themselves with tokens for reaching their own criterion. The children who set
their own criterion turned as fast as those childrenwhose criterionwas set for them (the latter
group was also given tokens instead of rewarding themselves). The interesting part of this
experiment is the setting of the criterion, which is a question of commitment (Why didn't the
children set the criterion as low as possible?), not the self-reward. Once the criterion was set
the children would have been disobeying the rules of the "game" (they were told that they
were
evaluating
a game)
had
they
rewarded
themselves
101
without
reaching
criterion.
Self-control
behavior more than will correlations between weak stimuli. The feedback involved
in self-reinforcement may well be more
intense than the normal proprioceptive
and kinesthetic
of most behavior.
Where
feedback
this is not the case, self
reinforcement
should not work.
is used the way
the term "self-reinforcement"
Occasionally
cognitive and
of self-control have been used, to bring cause
motivational
internal mechanisms
and effect into temporal contiguity.
theorists
If, as the cognitive and motivational
assume, reinforcement must come immediately after the act being reinforced but
no immediate external reinforcer is observed then one has to be invented. Covert
is a
It
of un
self-reinforcement
likely candidate.
provides all the advantages
observable
the
of
while
behavioral
flavor
(hence, untestable)
concepts
preserving
But covert self-reinforcement,
rather than lending rigor to a basically
terminology.
to the
is in danger of lending vagueness
vague underlying
concept,
basically
it
borrows.
behavioral
rigorous
terminology
Now
let us turn to the sort of involved strategies exemplified
by the third
an
to send his
where
the
student
has
made
with
his
friend
alternative,
agreement
an
to
not
if
he
does
This
self-control
money
opposing
political party
study.
It is rather like the signing of a contract
involves a commitment.
specifying various
in the future and setting forth penalties for failure to
kinds of performance
comply.
(1970) and Leonard Green and I (1972) have argued that commit
George Ainslie
ment of this kind follows from the
of choice advanced by
simple descriptions
We
Herrnstein
that
and
showed
internal
(1965)
(1970).
Logan
complicated
by
were not necessary
to
rats
mechanisms
that
and
commitment;
pigeons
explain
were
con
of employing
commitment
strategies in situations where the
capable
were
involved
and
his
Ainslie's
argument
tingencies
experiment
straightforward.
differ in their detail from Green's and mine, but the main arguments are the same
The
102
Howard
Kachlin
TIME I
to
the lower branch of Figure 3, to
the consequences
experiencing
studying, and
thereof. But, given the value structure as we have outlined
it, at time Y the value
of studying is higher than that of not
agree
studying and the student must
to the commitment.
Once
the commitment
is available
are made
and once the contingencies
effec
commitment
behavior
To
follows
that exercise of
tive,
automatically.
emphasize
was
not
on ego
commitment
to
resistance
dependent
strength, internalization,
or
or
other
motivational
Ainslie
frustration,
apparatus,
cognitive
sophisticated
showed with rats, and Green and I, with pigeons,
that
relatively naive animals
would
The experiment Green and I did
exhibit commitment.
closely follows the
schema of Figure 3. The choice at Xfor our pigeons was between a small immediate
103
Self-control
a
to not
(analogous
studying in Figure 3) and
larger food reward
to
in
several
seconds
Figure 3). The pigeons in
delayed by
(analogous
studying
at
at
X.
Y, several seconds before
But,
variably chose the small immediate reward
not to
X, when they could choose to restrict subsequent
alternatives,
they chose
?
a
have
choice
the larger
they chose the bottom branch of Figure 3 and obtained
reward. The values of the delays and amounts were determined by
(but delayed)
Herrnstein's
model
for choice which
that preference
varies
(1970)
predicts
amount and
with
with
The
model
further
directly
inversely
predicts that
delay.7
commitment will be more
the
the
the
greater
likely
temporal separation between
choices at Y and X. This was also confirmed.
?
It is necessary to
two
the exercise of the com
operations
distinguish between
mitment strategy and the invention of the strategy. While the exercise of commit
ment has
to do with
nothing
higher mental processes, the invention of commitment
is
matter.
another
The invention may be a higher mental process (how
strategies
ever that is
it
and
defined)
may be performed by the user (the student) or another
or
a commitment
friend
his
person
(his
strategy is not
therapist) but inventing
etc.
it
Neither
self-control.
does
take
internalization,
exercising
ego strength,
to invent a self-control strategy any more than these
were necessary
to
qualities
invent the cotton gin. Self-control
is done by using the strategy so that one's be
havior will be in accordance
with its long-term consequences.
And use of the
occurs
once
an
is
effective
invented.
strategy
strategy
automatically
are related to self
To
both self-reinforcement
and commitment
summarize,
control because
both
increase
the
that
will be controlled
likelihood
behavior
they
its
Self-reinforcement
relation between
the
makes
long-term consequences.
by
more vivid
behavior
and its consequences
stimuli
correlated with
by providing
those consequences.
Commitment
restricts choice so that behavior will automatic
ally conform to long-term consequences.
food
reward
TEACHING
SELF-CONTROL
on
amount
and
delay
of
reinforcement.
In our
experiment,
alternative
A2 Dl
1 was
wnere
a small
im
reward and alternative 2 a larger delayed reward. A1/A2 always equalled 0.5, and
VI =
D2 was always 4 seconds greater than Dl.
At choice X, referring to Figure 3,
0.5
that
the
small
immediate
reward
be
would
At
chosen.
choice
Y, 10
(^ )= infinity,predicting
VI =
=
seconds prior,
0.5 (4+10/0+10)
0.7 predicting that the large delayed reward would be
mediate
chosen.
104
Howard
Kachlin
one
practice with
controlling
long-term contingencies
activi
will
control
other
that
the
likelihood
increase
they
activity
that there are "addictive
ties? The notion
personalities"
implies
con
to
cannot or do not
that some people
long-term
respond
areas. Can
to behave
in
be
behavioral
several
taught
they
tingencies
a per
in accordance
with these contingencies?
Perhaps
generally
son who has learned not to overeat will have an easier time learning
not to smoke.
This implies that the way to begin in the cure of
harmful habits may be through control of other habits. For instance,
alcoholics might first be trained to keep their weight under control
or to stop
Control of eating an ice cream sundae by the
smoking.
to control of getting drunk
next
day's consequences
might transfer
next
the
day's consequences.
by
of certain
2.
and
The
consequences
long-term antecedents
events
other events by techniques
those
of
from
be
isolated
might
to make
them more vivid or salient. The subject is in pretty much
of events controlling his
the same state with respect to observation
as the observer
is. The way that we know better than
behavior
is not that we have access to
anyone else what causes our behavior
we have more
our internal sources of control but
simply that
data.
behavioral
or written
and timing of events with mechanical
Counting
aids and the techniques of self-reinforcement
(and self-punishment)
are, as we have indicated before, ways to increase the salience of
1.
Does
behavior
and its consequences.
between
the relationship
Simply
to be as effective in short-term
found
been
has
calories
counting
as self-reward, external monetary
reward, aversive
weight reduction
in
relaxation
connection
with
and
food,
training
imagery
reason for
The
and
Wilson
1973).
Thorpe,
Tracey,
(Romanczyk,
this may be that the reward for eating less is losing weight regardless
the two events. These
of the subsidiary rewards inserted between
no more than
the relation between
do
rewards
emphasize
subsidiary
as well
a function
and
just
by
performed
eating
losing weight,
calories.
counting
Like self
commitment
3.
strategies may be instituted.
Finally,
in
be
force
reinforcement
kept
permanently.
strategies they may
as
is guaranteed
to
Behavior
long-term contingencies
according
are in force.
as
clock
alarm
If I habitually
keep my
long
they
across the room from my bed, I will have to get out of bed every
to turn it off. This technique of getting myself up in the
morning
But often
one that can
is
morning
conveniently be used every day.
or expensive
awkward
involve
commitment
apparatus,
strategies
are commitments
and because
they limit choice.
Ironically,
they
behave
itmay be better to occasionally
in the ultimate
term,
long
to act
to short-term contingencies
(i.e.,
impulsively).
according
and may be
such behavior
does not allow
commitment
Rigid
Commitment
for that reason.
undesirable
strategies thus might
into conformity
often be instituted only to bring behavior
initially
are ex
Once
these consequences
with long term consequences.
105
Self-control
serve to maintain
behavior
by themselves.
they may
perienced
For instance, consider the following studies being done by G. T.
at Rutgers
Research
Behavior
Wilson
Laboratory.
University's
The aim of these studies is to bring control outside
of the laboratory
specifies that they be shocked after each drink they take that
the commitment
could be made each day and
Eventually
cease
in
the
drinking may
laboratory setting. The control of drink
have
would
been
transferred
from the immediate shock to the
ing
seems more
between
long-term relationship
drinking and shock. It
that
in
will
this way
carry over to
likely
non-drinking established
everyday life, where temporally extended rewards for non-drinking
are present in other forms, than would
non-drinking established by
immediate
for each drink, a form of contingency
punishment
absent from everyday life.
notoriously
night.
is misplaced.
REFERENCES
Ainslie, G. The learningof an op?rant to limit the subject's own future behavior. Described
in H. Rachlin, Introduction to modern behaviorism
San Francisco: W. H. Freeman, 1970.
Bandura,
A.
Vicarious
New
reinforcement.
York:
and
self-reinforcement
Academic
Press,
1971.
In R.
processes.
Pp. 228-278.
Glaser
(Ed.),
The
nature
of
A.C.
Fantino,
E.
Elicitation,
reinforcement
and
Immediate
reward
followed
control.
stimulus
In R. Glazer
Pp. 196-211.
extinction
vs.
later
reward
(Ed.),
without
The
nature
extinction.
106
Howard
Herrnstein,
R.J.
and
P.N.
Hineline,
Rachlin
as
reinforcement
Negative
shock-frequency
reduction.
S.F.,
Seligman,
M.E.P.
and
R.L.
Solomon,
Pavlovian
fear
conditioning
and
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3676-3677.
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R.G.,
Tracey,
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Wilson,
G.T.
and
Thorpe,
G.L.
Behavioral
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in
107