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Chair in Information Technology in Health Care, HEC Montral 3000, Cte-Sainte-Catherine Road, Montral, Qubec H3T 2A7, Canada
Universit du Qubec Trois-Rivires, Canada
c
HEC Montral, Canada
d
Universit du Qubec Montral, Canada
e
Universit Laval, Canada
b
a r t i c l e
i n f o
Article history:
Received 29 December 2014
Received in revised form 13 July 2015
Accepted 14 July 2015
Keywords:
Electronic health record
Usage behaviors
Family physicians
Medical practices
Performance outcomes
Survey research
a b s t r a c t
Objective: The importance and potential value of ofce-based electronic health record (EHR) systems is
being recognized internationally. We thus sought to better understand how EHRs are actually being used
by family physicians and what they perceive to be the main performance outcomes for themselves and
their medical practices.
Methods: We conducted a survey of family physicians practicing in medical practices in Quebec, Canada (n
= 331). Bivariate and multivariate statistical analyses were conducted to characterize EHR usage behaviors
and assess the perceived performance outcomes of these systems.
Results: EHR systems as-used vary substantively from one family physician to another in terms of the
capabilities that are actually mobilized by them. Signicant differences between basic and advanced
users were observed in terms of the EHR systems characteristics and perceived performance outcomes.
Physicians were also clustered under three proles that could be clearly distinguished from one another,
in terms of the extent to which their performance and their practices performance was impacted by their
EHR usage. Physicians that are highly impacted by their EHR system are those who have the longest
usage experience and make the most extended use of their systems capabilities.
Conclusions: Our study indicates that only a minority of family physicians in our sample use most of
the features available in their EHR system. Consequently, few physicians perceive gaining signicant
performance improvements from such systems. Future research must identify the factors that motivate
primary care physicians to assimilate EHR systems in a more extensive manner.
2015 Published by Elsevier Ireland Ltd.
1. Introduction
The importance and potential value of ofce-based electronic
health record (EHR) systems is being recognized internationally
[1]. For instance, as early as 1998, health care authorities in New
Zealand gave many general medical practices a one-time grant of
approximately US$3,600 per family physician to purchase computers. A further catalyst for the EHR movement in that country
was the governments requirement to submit patient disease infor-
858
Contextual
Factors
EHR Usage
Behaviors
Performance
Outcomes of EHR
Family physicians
characteriscs
Use of clinical
funconalies
Medical pracces
characteriscs
Use of
communicaonal
funconalies
Impacts on family
physicians
performance
EHR systems
characteriscs
Use of
administrave
funconalies
Impacts on
medical pracces
performance
859
3. Methods
We conducted a large-scale survey of family physicians practicing in private medical practices in Quebec, Canada. While Quebec
is the second most populous province in this country, with 7.9 million inhabitants, it was ranked last out of 10 provinces in terms of
physician adoption of EHR systems in early 2014, with an overall
adoption rate of 53% [8]. Unlike other nations such as the United
States, salaries of family physicians in Quebec are insulated from
issues related to EHR adoption. Further, the provinces Medicare
fee for service system does not provide incentives for EHR system
use nor does it impose nancial penalties on physicians for lack of
adoption.
The survey questionnaire, prepared in both English and French,
was rst validated by representatives of Canada Health Infoway and
the Quebec Federation of General Practitioners (QFGP). We then
conducted a pre-test with four family physicians and three medical
students. Some minor adjustments were made to the instrument
following these validation steps. This study received approval from
the ethics board committee at HEC Montral.
In April 2013, an invitation to participate in the study was
emailed to 4845 members of the QFGP who had a valid email
address and who were practicing in primary care settings. The invitation letter contained a hyperlink directing the respondents to a
secure Web site that gave them access to the questionnaire. The
Qualtrics platform [33] was used to develop the online questionnaire. A reminder letter was sent to all the intended respondents
one week after the initial invitation. No nancial incentives were
used to maximize response rate.
We collected and analyzed data from 780 family physicians,
representing a response rate of 16%. Low response rates increase
the risk of non-response bias. The potential for such a bias
was rst assessed by comparing the 156 late respondents (i.e.,
those responding after having received the reminder) with the
624 early respondents. Our ndings (not shown here) indicate
no statistically signicant differences between these two sets of
respondents. Next, we compared the demographic characteristics
of our sample with those of the target population, i.e., QFGP members. Our respondents were found to be statistically representative
of the population in terms of physician age, gender, region and
4. Results
Of the 331 respondents, 48% were women. As for their age, 38%
were in their 50s, 28% in their 40s, and 19% in their 30s. They had 22
years experience in the medical profession on average, with a minimum of 2 and a maximum of 45. They also had an average of 4 years
experience in using their clinics EHR system, with 56% of the sampled physicians having 3 years of experience or less. Importantly,
we asked our respondents to indicate which specic EHR solutions
they used. Fig. 2 shows that they use three main solutions: Kinlogix,
860
Table 1
Exploratory factor analysis of EHR system functionalities.
EHR functionalities
EHR capability
Clinical
Communicational
Admin.
FC1
FC2
FC3
FC4
FC5
FC6
FC7
FC8
.89
.74
.86
22.4
22.4
.79
.73
.55
.51
4.2
26.6
.74
.77
.74
.79
12.1
38.7
.46
.81
.79
.50
.63
7.6
46.3
.59
.64
.50
.73
.49
5.2
51.5
.28
.57
.72
4.4
55.9
.25
.87
.86
5.7
66.3
.49
.62
.77
.75
4.7
60.6
.61
861
Table 2
Characterization of EHR functionalities as used by family physicians.
Availability
Use
Functional usea
(% of EHR systems) (% of physicians) (Mean)
EHR
Capability
Clinical capability
Communication
capability
Administrative
capability
0.79
90%
89%
86%
79%
83%
75%
89%
89%
79%
82%
80%
59%
68%
64%
43%
53%
55%
29%
88%
65%
54%
46%
82%
60%
51%
39%
49%
36%
31%
22%
34%
34%
27%
18%
44%
15%
39%
10%
92%
89%
66%
79%
68%
35%
78%
69%
42%
61%
0.74
0.46
0.59
0.28
0.25
0.61
0.49
(46% on average), with the possible exception of two clinical functions, namely Patient history and clinical notes (64%) and Patient
demographics and prescription management (61%). Overall, family physicians showing this prole used only 11 out of 24 possible
EHR functionalities on average, noting that their most signicant
difference with the other prole was in their much lower use of
the Patient care management functionalities (23% vs. 73%). Basic
users would thus tend to view EHRs solely as a tool for achieving
the vision of a paperless medical practice, that is, purely for its
automational effects.
In order to identify individual, technological and organizational
antecedents to EHR usage by family physicians, we sought to contextualize the two user proles that emerged from our analyses, as
shown in Table 4. In this regard, one rst notes that Advanced users
did not differ signicantly from Basic users in terms of their age,
their medical experience and their EHR usage experience. However,
a signicantly greater proportion of female physicians were typied as Advanced users. Basic users were also distinguished from
Advanced users by characterizing the EHR systems used by each
group. Indeed, Advanced users perceived their EHR system to be
signicantly easier to use, and especially with respect to their interactions with patients, when compared to Basic users. The former
group also indicated that their EHR systems functional coverage,
that is, the number of clinical, communicational and administrative functionalities available to them, was signicantly greater on
average than the latter.
Table 3
EHR user proles resulting from cluster analysis.
EHR user prolesEHR capabilityEHR functional category
ANOVA F
Clinical capability
Clinical notes and history
Patient care management
Prescription management and patient demographics
0.97
0.73
0.89
0.64
0.23
0.61
83.7***
84.5***
88.0***
Communicational capability
Visualization of results
Communication with other institutions
Electronic transfers
0.75
0.46
0.39
0.45
0.14
0.13
75.7***
14.1***
64.7***
Administrative capability
Billing and data security
Distance access and appointment scheduling
0.70
0.79
0.32
0.46
81.9***
04.0***
862
Table 4
Inuence of contextual factors on family physicians EHR usage behaviors.
EHR user prolesContextual factors
ANOVA F
3.5
0.5
22.1
4.3
3.4
0.4
21.7
3.9
1.1
4.8 **
0.1
0.9
14.6
11.8
0.8
0.9
15.8
11.8
0.8
0.8
7.2 **
0.0
0.0
4.1*
2.0
3.1
1.7
2.5
9.9 **
27.3 ***
8.0
6.0
4.5
5.5
3.8
3.5
125.7 ***
126.6 ***
54.2 ***
p < 0.05.
p < 0.01.
p < 0.001.
1 = 29 years or less, 2 = 3039, 3 = 4049, 4 = 5059, 5 = 6069, 6 = 70 years or more.
1 = member of a FMG (Family Medicine Group), 0 = non-member.
As perceived by the user on a scale of 1 (unusable) to 5 (very easy to use).
Number of functionalities used/total number of functionalities available.
Table 5
Conrmatory factor analysis of the perceived performance outcomes of EHR.
Perceived performance outcomes of EHR
IC1
IC2
IC3
IC4
IC5
IC6
.87
.83
.69
.85
.80
.61
.70
.73
.77
.77
.79
.81
.73
1.0
.91
.90
.61
2.9
1.0
15
.91
.92
.60
2.9
1.0
15
1.0
1.0
1.0
3.6
1.2
15
.64
.66
.69
.81
.73
.72
.67
.68
.90
.89
.49
3.1
0.9
15
.71
.82
.73
.74
.59
2.7
1.0
15
.89
.77
.82
.82
.69
2.5
1.0
15
Model t indices: 2 = 971.5 (df = 275) 2 /df = 3.5 CFI = .90 GFI = .79 RMR = .08 RMSEA = .09.
IC1: Quality of care provided by the physician; IC2: Efciency of the physician; IC3: Work satisfaction of the physician; IC4: Impacts on the clinics workow (operational);
IC5: Impacts on the clinics nancial position (economic); IC6: Impacts on the clinics community (social).
863
Next, we tested our conceptual framework by ascertaining to what extent physicians in the three groups differed in
terms of their use of the eight categories of clinical, communication and administrative functionalities available in EHR
systems. As shown in Table 7, analyses of variance and covariance conrm that using an EHR system can signicantly improve
the performance of family physicians and primary care practices.
The preceding results show unequivocally that the physicians
proled as being Highly Impacted are those that make the most
wide-ranging use of their clinics EHR system capabilities. Conversely, physicians proled as being Non Impacted are those that
make the least use of their system. For instance, the latter group
uses on average only 32% of clinical functionalities pertaining to
the patient care management category (e.g., monitoring patients
with chronic diseases), as opposed to 73% for the former group.
The same can be said for the EHR functionalities that pertain to the
communication with other institutions category (e.g. electronic
ordering of lab tests), with 20% for the second group vs. 44% for
the rst group. For their part, physicians proled as being Slightly
Impacted seem closer to those in the last group, differing from
the Non Impacted physicians in their greater use of clinical functionalities mostly, whereas they differ from the Highly Impacted
physicians in their narrower use of their EHR system across all eight
categories of functionalities. Moreover these differences in EHR
system usage between the three groups remain signicant when
controlling for the physicians and the clinics length of experience
with their system.
To further investigate the antecedents of EHR performance outcomes, the individual, system and organizational characteristics
that characterize the context of EHR usage were broken down by
the three EHR impacts proles. As shown in Table 8, one rst nds
that the clinics experience with EHRs, size, localization and afliation have no real bearing upon their attainment of performance
improvements from an EHR system. With regard to the family
physicians characteristics, neither their age nor gender nor their
medical experience seems to bear upon the performance outcomes
of EHR usage. The physicians personal EHR usage experience does
seem to matter however, as the Highly Impacted physicians are
found to be signicantly more experienced in this regard (6.0 years
on average) than the Slightly Impacted and Non Impacted physicians (3.7 years on average). This result supports recent ndings
Table 6
EHR impacts proles resulting from cluster analysis.
EHR performance outcomes
EHR impacts*
ANOVA F
4.21
3.22
2.13
227.5**
4.41
4.91
3.22
3.92
2.03
2.83
365.0**
123.7**
4.31
4.01
3.42
2.92
2.43
2.03
282.6**
147.7**
3.81
2.92
1.63
307.0**
*
As perceived by the family physician on Likert scales of 1 (strongly disagree) to 5 (strongly agree) Nota. Within rows, different subscripts indicate signicant (p < 0.05)
pair-wise differences between means on Tamhanes T2 (post hoc) test.
**
p < 0.001.
864
Table 7
Breakdown of family physicians EHR usage behaviors by EHR impacts prole.
Family physicians EHR usage behaviorsa
ANOVA F
ANCOVA F
0.832
0.693
13.3***
13.2***
0.782
0.663
12.2***
10.2***
0.512
0.323
24.0***
24.9***
0.582
0.543
6.0**
3.9**
0.312
0.203
14.4***
14.0***
0.232
0.213
8.2***
6.6**
0.562
0.573
16.9***
13.3***
0.522
0.363
22.1***
17.6***
p < 0.05.
a
No. of EHR functionalities used by the physician/total no. of EHR functionalities (range of 01).
With covariates: Clinics EHR experience, Physicians EHR experience Nota. Within rows, different subscripts indicate signicant (p < 0.05) pair-wise differences between
means on Tamhanes T2 (post hoc) test.
**
p < 0.01.
***
p < 0.001.
which indicate that physicians in the United States can successfully adjust to EHR and are able over time to make fuller use of
their EHR system [62].
Lastly, the EHR characteristic found to be most relevant is the
systems ease of use. Here the Highly Impacted physicians differ
from the other two groups in that they perceive their system to be
signicantly easier to use, both with respect to patients and to other
care providers. Furthermore, the systems functional coverage, i.e.,
the number of different clinical, communicational and administrative functionalities available in the EHR software product, is a
measure of EHR capability. The mean coverage score is signicantly
inferior for the Slightly Impacted and Non Impacted proles with
regard to clinical functionalities specically, when compared to the
Highly Impacted prole. In other words, the performance improvements to be obtained from an EHR system are dependent above all
upon the clinical capability that is provided by the system through
functionalities such as patient care management, prescription management, patient history and clinical notes.
5. Discussion
The results of this study represent yet another justication to
pursue research on the performance outcomes, determinants and
process of assimilation of EHR systems by physicians [63]. In the
case of the private medical practices studied here, nding that
most family physicians (and their practices) are not signicantly
impacted by their use of an EHR system poses a challenge to medical
informatics researchers and practitioners. Indeed, if EHR systems
are to make a difference in the face of the increasing complexity
of private medical practices, rising health costs and an aging population, these systems must be shown to improve the quality of care
services as well as the efciency of medical practices workows
865
Table 8
Breakdown of contextual factors by EHR impacts prole.
Contextual factors
ANOVA F
3.7
0.61
22.9
6.01
3.4
0.45
21.0
4.02
3.4
0.45
22.3
3.52
1.7
2.3
0.7
8.8***
11.6
11.6
0.78
0.87
13.02
0.75
0.89
15.41
0.80
0.84
15.91
0.6
0.3
10.3***
3.61
2.51
2.82
1.92
2.43
1.53
25.6***
27.7***
0.81
0.61
0.9
0.72
0.51,2
0.9
0.63
0.42
0.9
18.9***
8.7***
1.8
1.6
Nota. Within rows, different subscripts indicate signicant (p < 0.05) pair-wise differences between means on Tamhanes T2 (post hoc) test.
a
1 = 29 years or less, 2 = 3039, 3 = 4049, 4 = 5059, 5 = 6069, 6 = 70 years or more.
b
1 = member of a FMG (Family Medicine group), 0 = non-member.
c
As perceived by physicians on a Likert scale of 1 (unusable) to 5 (very easy to use).
d
Number of functionalities used/total number of available functionalities.
***
p < 0.001.
and operations. This studys characterization of the perceived outcomes of EHRs thus beg the question as to why family physicians
use these systems if most perceive no performance improvements
to be obtained for themselves and their medical practice in doing
so.
In seeking a solution to the preceding problem, we rst looked
at the extent to which family physicians actually use the EHR systems made available to them. We found that physicians used, on
average, 65% of all the functionalities available in the EHR systems
deployed in their medical practices. Additional analyses of physicians EHR usage behaviors allowed us to separate them into two
distinct groups, namely, basic and advanced users. Physicians in
the former group used on average 11 out of the 24 functionalities potentially available in an EHR system compared to 21 for
advanced users. Basic users thus seem to view EHRs solely as a
tool for achieving the vision of a paperless medical practice, that
is, purely for its automational effects. Ultimately, we found that
those physicians who did obtain high performance improvements
(for themselves and their practice) were the ones whose EHR usage
could be qualied as advanced [64], that is, who got the most out
of their EHRs capability by using signicantly more of its clinical
and, to a lesser extent, communicational functionalities. This nding supports prior works conducted in the United States, wherein
the purported benets of EHR systems are deemed to be truly
obtained only insofar as their use by physicians is meaningful
[6568].
Yet our ndings clearly indicate that highly impacted physicians
remain a minority (16%) of EHR users. There is thus a need, emerging from this study, to investigate the individual, technological,
organizational and legal factors that motivate or persuade family
physicians to proactively explore their EHR systems functionalities and subsequently use a broader range of functionalities to
better support their clinical, communicational and administrative
activities or tasks [69]. For one thing, our ndings reveal that fuller
usage by family physicians requires EHR software products to be
easier to use or more physician-friendly. And added indications
were found that the alignment and scope of these software products (system coverage/integration) as well as their IT sophistication
(system access/interface) could lead to a more extensive usage of
EHRs in primary care contexts.
There is also empirical evidence here that physicians can learn,
as those who perceived being highly impacted by their EHR system
were the most experienced users. This calls for greater insight on
how family physicians can be encouraged to innovate with information technology in their medical practice, and in particular how
an appropriate learning environment and climate can be established [70]. Lastly, recent empirical evidence shows positive results
on EHR usage among physicians in the United States since the introduction of the meaningful use regulation [71]. Future research
efforts should thus investigate the inuence of similar coercive
mechanisms on physicians EHR usage behaviors in other countries
such as the United Kingdom, Australia, and Canada.
5.1. Study limitations
Our results must be considered in light of the studys low
response rate and the common limitations associated with survey
research, as there may yet be biases related to the perceptual nature
of the EHR performance data. Relying on more than a single respondent per medical practice, including non-physician members such
as registered nurses and secretaries would have provided a truer
picture of the perceived performance improvements obtained by
the practice from its assimilation of EHR technology. The variability observed in the performance outcomes of EHR systems could be
further explained by better understanding the full clinical environment of EHR utilization. In-depth case studies should thus complete
the picture provided here by improving our comprehension of
the process of using an EHR system effectively, to improve the
performance of family physicians and their medical practices. For
instance, the process model proposed by Carayon et al. [72] would
be of great help to deepen our understanding of how EHR usage in
medical practices affects work processes (clinical and administra-
866
References
Summary table
What was known on the topic
Ofce-based electronic health record (EHR) systems are
rapidly diffusing in most developed countries.
The potential benets of using EHR systems in primary care
settings are numerous, including better quality and continuity of care, greater productivity, and positive nancial
returns.
But as there is often a gap between software designers
expectations and users behaviors, family physicians can use
EHR systems in ways not anticipated initially.
What this study added to prior knowledge
EHR systems as-used vary substantively from one family physician to another in terms of the capabilities that are
actually mobilized by them.
Based on our taxonomy of EHR usage behaviors, family
physicians can be categorized as either basic or advanced
users.
Physicians who perceive to be highly and positively impacted
by their EHR system are those who have the longest usage
experience and make the most extended use of their systems
capabilities.
However, only a minority of family physicians seem to use
their EHR system to its full potential.
Acknowledgements
The nancial support of Canada Health Infoway for this study is
acknowledged.
Appendix A. Supplementary data
Supplementary data associated with this article can be found,
in the online version, at http://dx.doi.org/10.1016/j.ijmedinf.2015.
07.005.
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