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Introduction
Treatment of organic wastes in municipal waste incinerators
produces complete combustion products such as CO2, H2O,
and HCl. However, trace amounts of toxic combustion
byproducts, such as polychlorinated biphenyls (PCBs),
naphthalenes (PCNs), dibenzo-p-dioxins (PCDDs), and dibenzofurans (PCDFs), can be formed. Numerous studies of
PCDD/F formation in combustion systems have been un* Corresponding author phone: (404)894-1695; fax: (404)894-8266;
e-mail: james.mulholland@ce.gatech.edu.
Georgia Institute of Technology.
# University of Arkansas.
University of Connecticut.
U.S. Environmental Protection Agency.
5112
dertaken, and many formation mechanisms have been proposed to account for these incomplete combustion products
under different conditions in the combustion system. Attempts to correlate thermodynamic PCDD/F isomer distributions with municipal waste incinerator measurements
have generally failed (1-3); there is clear evidence of kinetic control in the measured PCDD/F distributions (4-7).
Various pathways have been proposed to explain PCDD/F
emissions in municipal waste incinerators. Hutzinger et al.
(8) proposed that PCDDs/Fs present in the incoming feed
may be incompletely destroyed or transformed during
combustion. (Estimates for municipal solid waste are 6-50
ng I-TEQ/kg waste, where I-TEQ denotes international toxic
equivalent, a quantitative measure of the combined toxicity
of a mixture of dioxins.) PCDDs/Fs are formed in combustion
as well. PCDD/F formation from precursors, such as chlorinated benzenes, phenols, and biphenyls, can occur both
in the gas phase and on particle surfaces, with the PCDD/F
product distributions bearing a mark of the precursor
distributions (9-11). For example, PCDD isomers with a
chlorination pattern at alternating carbon sites, e.g. 1,3,6,8and 1,3,7,9-tetrachlorodibenzo-p-dioxins, are favored due
to the abundance of the 2,4,6 chlorinated phenol precursors
(12). In the gas phase, the less chlorinated congeners and,
in particular, dibenzofuran are favored (13, 14). Subsequent
chlorination reactions can lead to a broad distribution of
PCDD/F products in which 2,3,7,8 isomers are favored (15).
PCDDs/Fs can also be derived from particulate carbon via
de novo synthesis (16). Iino and co-workers (17) have found
that octachlorinated dibenzo-p-dioxin and dibenzofuran
produced by de novo synthesis can undergo surface-mediated dechlorination reactions to produce a broad distribution
of PCDD/F products in which 1,4,6,9 isomers are favored.
Thus, alternative PCDD/F formation routes result in different
distributions of PCDD/F isomers, suggesting that measured
PCDD/F isomer distributions can provide clues on how
formation occurred.
To be used most effectively as a characteristic pattern, or
fingerprint, the complete distributions of PCDD and PCDF
congeners are needed, not just the distribution of most toxic
2,3,7,8 congeners. Available municipal waste incinerator
emission data that include a complete characterization of
PCDD/F byproducts, including measurement of congeners
with less than four chlorine substituents, are limited.
Regarding PCDF distributions, Zimmermann et al. (18) found
dibenzofuran concentration was much greater than total
PCDF by a factor of 1000 to 10 000 from the flue gas of
incinerators. At temperatures in the range of 600 to 800 C,
condensation of unsubstituted phenol readily produces
dibenzofuran. Wikstrom and Marklund (19) also reported
the concentration of dibenzofuran in municipal solid waste
combustion exhaust gas to be high. Prior to the convective
section, the dibenzofuran concentration was greater than
the total PCDF concentration by a factor of 100 to 1000; after
the convective section, the PCDF concentration increased
by a factor of 10 to 100. These results suggest that dibenzofuran chlorination may play a role in PCDF formation in
some municipal waste incinerators.
Typical PCDD distributions found in municipal waste
incinerator emissions, on the other hand, are not suggestive
of a chlorination mechanism. Total PCDD yield is typically
much lower than total PCDF concentration prior to combustion gas cooling and particle collection (20). Moreover,
the distribution of PCDD products is typically skewed toward
the more highly chlorinated congeners (21, 22). The low
10.1021/es0497227 CCC: $27.50
concentration of PCDD congeners with few chlorine substituents suggests that these congeners are unlikely to be a
major source of more highly chlorinated congeners.
Chlorination can occur by metal catalysis on the surface
of fly ash. For example, copper(II) chloride (CuCl2) is known
to be a very potent chlorinating agent (23). Addink et al. (24)
demonstrated that CuCl2 catalyzed both ring closure and
chlorination of dibenzofuran. Two possible chlorination
mechanisms are Deacon chlorination and direct ligand
transfer chlorination. Griffin et al. (25) proposed that HCl in
the flue gas is converted into Cl2 through the Deacon process,
which then can lead to gas-phase dibenzofuran chlorination.
For example, CuCl2 can catalyze the Deacon mechanism.
(1)
(2)
Stieglitz et al. (26) and Taylor et al. (27) suggested that the
Deacon reaction plays a minor role in the formation of dioxin.
They proposed the direct transfer of chlorine by a ligand
transfer oxidation mechanism, like that proposed by Nonhebel (28) for aromatic compounds, as an alternative
chlorination mechanism.
(3)
(4)
Methods
Chlorination Model. Dibenzo-p-dioxin (DD) and dibenzofuran (DF) each have eight carbon sites that can be chlorinated (the numbering convention is shown in Figure 1). Due
to symmetry, only two of the eight sites of DD and four of
the eight sites of DF are unique. Therefore, we define two
unique probabilities for chlorinating any of the eight sites of
DD and four unique probabilities for chlorinating any of the
eight sites of DF.
For DD, the probabilities of chlorinating the 1, 4, 6, or 9
carbon atom, P(1), P(4), P(6), or P(9), are the same, as are the
probabilities of chlorinating the 2, 3, 7, or 8 carbon atom,
P(2), P(3), P(7), or P(8). We define these probabilities as A
F(i) ) S(i)P(i)
(5)
P(i) )
P(j)P(i|j)
(6)
j)1
5113
TABLE 1. Total PCDD and PCDF Homologue Emissions in MWI Flue-Gas (ng/dscm)a
MCDD
DCDD
T3CDD
T4CDD
P5CDD
H6CDD
H7CDD
OCDD
total PCDD
MCDF
DCDF
T3CDF
T4CDF
P5CDF
H6CDF
H7CDF
OCDF
total PCDF
PCDD+PCDF
a
test 1
test 2
test 3
test 4
test 5
test 6
test 7
test 8
test 9
test 10
test 11
test 12
test 13
4.0
30.7
70.7
211
307
376
289
169
1458
152
554
1034
931
865
510
223
31.6
4300
5758
3.3
14.4
33.7
110
159
187
147
91.6
745
157
389
626
522
444
241
103
9.8
2492
3237
5.8
18.5
33.5
141
217
309
290
266
1280
221
445
674
576
486
304
189
32.5
2927
4206
2.3
8.9
17.6
47.5
71.1
87.5
67.0
47.5
349
149
300
441
322
241
112
48.4
5.6
1618
1967
2.2
19.7
33.5
103
159
251
209
157
934
124
346
513
439
400
277
170
38.9
2307
3240
0.9
3.4
7.6
19.2
26.8
74.6
67.0
48.4
248
52.0
117
185
148
136
116
64.7
8.2
827
1075
1.4
6.5
10.5
32.3
54.0
75.8
66.5
50.6
298
86.7
197
359
319
290
174
82.0
10.5
1517
1815
0.7
10.9
28.7
65.5
115
177
165
106
669
29.6
247
631
541
458
305
155
27.6
2393
3062
0.0
5.5
24.5
57.5
113
172
173
124
670
22.1
128
475
416
463
317
163
34.4
2019
2689
1.6
6.4
13.9
40.7
75.6
117
112
80.3
447
73.2
211
429
363
370
251
133
20.5
1851
2298
4.6
11.7
31.6
65.2
117
195
206
170
801
124
252
410
298
563
206
134
28.2
2015
2816
0.0
0.0
16.1
12.8
25.9
97.6
104
66.7
323
8.3
64.0
242
71.0
152
81.8
68.4
13.5
701
1024
0.0
7.8
24.6
54.2
116
222
252
191
868
118
245
483
441
996
438
289
56.8
3067
3935
FIGURE 2. PCDD and PCDF homologue distributions from MWI flue-gas samples. Error bars represent ( one standard deviation.
isomer fractiona
model parameter
1-MCDD
2-MCDD
PCDD
0.279 ( 0.05
0.721 ( 0.05
A ) 0.0697
B ) 0.1803
1-MCDF
2-MCDF
3-MCDF
4-MCDF
PCDF
0.154 ( 0.067
0.273 ( 0.024
0.350 ( 0.043
0.223 ( 0.036
A ) 0.0770
B ) 0.1365
C ) 0.1750
D ) 0.1115
5115
FIGURE 3. Comparison of mean observed and predicted PCDD isomer distributions (white: MWI data; gray: DD chlorination model). Error
bars represent ( one standard deviation.
model, as were yields of 1,2,4,6,7,9-, 1,2,4,6,8,9-, 1,2,3,6,7,9-,
and 1,2,3,6,8,9-H6CDDs, all of which are formed by condensation of 2,3,4,6-tetrachlorophenols.
The PCDF congener distributions predicted by the DF
chlorination model are highly correlated with those measured
in the MWI flue gas samples. Spearmans rank correlation
R-squared values range from 0.85 to 0.92 for the di- through
hexachlorinated isomer sets. All were greater than the 5%
significance level, indicative of a statistically meaningful
degree of association. The correlation coefficient was lower
5116
FIGURE 4. Comparison of mean observed and predicted PCDF isomer distributions. (white: MWI data; gray: DF chlorination model). Error
bars represent ( one standard deviation.
similar to that produced by de novo synthesis. Hatanaka et
al. (37) performed experiments to investigate the role of
copper(II) chloride on the formation of PCDFs and found
that 1,2,3,4,6,7,8-H7CDF was the major isomer (50-70%),
consistent with our results. Therefore, DF chlorination
appears to be a likely PCDF formation mechanism in stokertype incinerators.
The chlorination model used here is a first-order model
which does not account for such effects as steric hindrance
associated with chlorine substitution pattern. For example,
5117
R-squared
value
DCDD
T3CDD
T4CDD
P5CDD
H6CDD
0.93
0.68
0.20
0.01
0.0008
PCDD
0.88
0.85
0.53
0.49
0.25
0.85
0.64
0.60
0.67
0.85
DCDF
T3CDF
T4CDF
P5CDF
H6CDF
0.71
0.88
0.80
0.73
0.58
PCDF
0.85
0.90
0.87
0.89
0.86
0.62
0.48
0.43
0.47
0.64
Acknowledgments
We thank the U.S. Environmental Protection Agency and
National Science Foundation for financial support.
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