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Federal Register / Vol. 70, No.

70 / Wednesday, April 13, 2005 / Notices 19509

Prevailing Rate Advisory Committee Dated: April 5, 2005. including telephone, letter, facsimile, or
will be held on— Mary M. Rose, e-mail. Approximately 20,000 investors
Thursday, May 5, 2005; Chairperson, Federal Prevailing Rate each year voluntarily choose to use the
Thursday, May 26, 2005; Advisory Committee. complaint and question forms, and
Thursday, June 9, 2005; [FR Doc. 05–7400 Filed 4–12–05; 8:45 am] approximately 98 percent of those
Thursday, June 23, 2005; BILLING CODE 6325–49–P investors submit the forms
Thursday, July 14, 2005; electronically through the Internet (as
Thursday, July 28, 2005. opposed to printing and mailing or
The meetings will start at 10 a.m. and faxing the forms).
SECURITIES AND EXCHANGE
will be held in Room 5A06A, Office of Investors who choose not to use the
COMMISSION
Personnel Management Building, 1900 E complaint and question forms receive
Street, NW., Washington, DC. Submission for OMB Review; the same level of service as those who
The Federal Prevailing Rate Advisory Comment Request do. The dual purpose of the forms is to
Committee is composed of a Chair, five make it easier for the public to contact
representatives from labor unions Upon Written Request, Copies Available the agency with complaints, questions,
holding exclusive bargaining rights for From: Securities and Exchange tips, or other feedback and to streamline
Federal blue-collar employees, and five Commission, Office of Filings and the workflow of the SEC staff who
representatives from Federal agencies. Information Services, Washington, DC handle those contacts.
Entitlement to membership on the 20549. The SEC has used—and will continue
Committee is provided for in 5 U.S.C. Extension: Complaint & Question Forms; to use—the information that investors
5347. SEC File No. 270–485; OMB Control No. supply on the complaint and question
The Committee’s primary 3235–0547. forms to review and process the contact
responsibility is to review the Prevailing (which may, in turn, involve responding
Rate System and other matters pertinent Notice is hereby given that pursuant to questions, processing complaints, or,
to establishing prevailing rates under to the Paperwork Reduction Act of 1995 as appropriate, initiating enforcement
subchapter IV, chapter 53, 5 U.S.C., as (44 U.S.C. 3501 et seq.) the Securities investigations), to maintain a record of
amended, and from time to time advise and Exchange Commission contacts, to track the volume of investor
the Office of Personnel Management. (‘‘Commission’’) has submitted to the complaints, and to analyze trends.
These scheduled meetings will start Office of Management and Budget a The complaint forms ask investors to
in open session with both labor and request for extension of the previously provide information concerning, among
management representatives attending. approved collection of information other things, their names, how they can
During the meetings either the labor discussed below. The titles of the forms be reached, the names of the individuals
members or the management members are: Enforcement Complaint Form; or entities involved, the nature of their
may caucus separately with the Chair to Investor Complaint Form; Financial complaint or tip, what documents they
devise strategy and formulate positions. Privacy Notice Complaint Form; and can provide, and what, if any, legal
Premature disclosure of the matters Questions and Feedback Form. actions they have taken. The question
discussed in these caucuses would Each year, the SEC receives more than form asks investors to provide their
unacceptably impair the ability of the 250,000 contacts from investors who names, e-mail addresses, and questions.
Committee to reach a consensus on the have complaints or questions on a wide The SEC’s online complaint and
matters being considered and would range of investment-related issues. question forms automatically route the
disrupt substantially the disposition of These contacts generally fall into the investor’s complaint, question, or tip to
its business. Therefore, these caucuses following three categories: the appropriate division or office—
will be closed to the public because of (a) Complaints against SEC-regulated specifically, to either the Division of
a determination made by the Director of individuals or entities; Enforcement or the Office of Investor
the Office of Personnel Management (b) Questions concerning the federal Education and Assistance. Many
under the provisions of section 10(d) of securities laws, companies or firms that questions on the online complaint and
the Federal Advisory Committee Act the SEC regulates, or other investment- questions forms appear in multiple-
(Pub. L. 92–463) and 5 U.S.C. related questions; and choice format or employ drop-down
552b(c)(9)(B). These caucuses may, (c) Tips concerning potential boxes so that the investor can provide
depending on the issues involved, violations of the federal securities laws. information by simply checking a box or
constitute a substantial portion of a Investors who submit complaints, ask selecting a pre-loaded option. Moreover,
meeting. questions, or provide tips do so three of the four forms—specially the
Annually, the Chair compiles a report voluntarily. To make it easier for Investor Complaint Form, the Financial
of pay issues discussed and concluded investors to contact the agency Privacy Notice Complaint Form, and the
recommendations. These reports are electronically, the SEC created a series Questions and Feedback Form—map
available to the public, upon written of investor complaint and question Web directly to the correspondence
request to the Committee’s Secretary. forms. Investors can access these forms management system that the Office of
The public is invited to submit through the SEC Center for Complaints Investor Education and Assistance uses,
material in writing to the Chair on and Enforcement Tips at http:// thus significantly reducing the need for
Federal Wage System pay matters felt to www.sec.gov/complaint.shtml. SEC staff to enter manually the data that
be deserving of the Committee’s Although the SEC’s complaint and the investor already provided. Investors
attention. Additional information on question forms provide a structured who use the Enforcement Complaint
these meetings may be obtained by format for incoming investor Form receive an automatic response
contacting the Committee’s Secretary, correspondence, the SEC does not from the Division of Enforcement. In
Office of Personnel Management, require that investors use any particular addition, investors who use the Investor
Federal Prevailing Rate Advisory form or format when contacting the Complaint Form, the Financial Privacy
Committee, Room 5538, 1900 E Street, agency. To the contrary, investors may Notice Complaint Form, and the
NW., Washington, DC 20415 (202) 606– submit complaints, questions, and tips Questions and Feedback Form not only
1500. through a variety of other means, receive an immediate, online

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19510 Federal Register / Vol. 70, No. 70 / Wednesday, April 13, 2005 / Notices

confirmation of their submissions, but Written comments regarding the Three’’), General American Separate
they also receive custom responses via above information should be directed to Account Fifty Eight (‘‘Separate Account
e-mail from the Office of Investor the following persons: (i) Desk Officer Fifty Eight’’), General American
Education and Assistance which for the Securities and Exchange Separate Account Fifty Nine (‘‘Separate
include an automatically generated file Commission, Office of Information and Account Fifty Nine’’), New England Life
number. Regulatory Affairs, Office of Insurance Company (‘‘New England’’),
Investor use of the SEC’s complaint Management and Budget, Room 10102, New England Variable Life Separate
and question forms is strictly voluntary. New Executive Office Building, Account (‘‘NEVL Separate Account’’),
Moreover, the SEC does not require Washington, DC 20503, or send an e- New England Variable Life Separate
investors to submit complaints, mail to: David_Rostker@omb.eop.gov; Account Four (‘‘NEVL Separate Account
questions, tips, or other feedback. and (ii) R. Corey Booth, Director/Chief Four’’), New England Variable Life
Absent the forms, investors would still Information Officer, Office of Separate Account Five (‘‘NEVL Separate
have several ways to contact the agency, Information Technology, Securities and Account Five’’), Metropolitan Life
including telephone, facsimile, letters, Exchange Commission, 450 Fifth Street, Insurance Company (‘‘MetLife’’)
and e-mail. Nevertheless, the SEC NW., Washington, DC 20549. Comments (together with MetLife Investors, First
created its complaint and question must be submitted to OMB within 30 MetLife Investors, MetLife Investors of
forms to make it easier for investors to days of this notice. California, General American and New
contact the agency with complaints, England, the ‘‘Insurance Companies’’),
Dated: April 4, 2005.
questions, or tips. The forms further Metropolitan Life Separate Account
streamline the workflow of SEC staff Margaret H. McFarland,
DCVL (‘‘Separate Account DCVL’’),
who record, process, and respond to Deputy Secretary.
Security Equity Separate Account
investor contacts. [FR Doc. E5–1736 Filed 4–12–05; 8:45 am]
Thirteen (‘‘Separate Account Thirteen’’),
The staff of the SEC estimates that the BILLING CODE 8010–01–P
Security Equity Separate Account
total reporting burden for using the Nineteen (‘‘Separate Account
complaint and question forms is 5,000 Nineteen’’) (together with VA Account
hours. The calculation of this estimate SECURITIES AND EXCHANGE
One, VL Account One, VL Account
depends on the number of investors COMMISSION
Eight, First VA Account One, VA
who use the forms each year and the [Release No. IC–26829; File No. 812–13158] Account Five, VL Account Five,
estimated time it takes to complete the Separate Account Seven, Separate
forms: 20,000 respondents × 15 minutes MetLife Investors Insurance Company, Account Eleven, Separate Account
= 5,000 burden hours. et al.; Notice of Application Thirty Three, Separate Account Fifty
Responses to the complaint and
April 7, 2005. Eight, Separate Account Fifty Nine,
question forms are subject to the
AGENCY: The Securities and Exchange NEVL Separate Account, NEVL Separate
Freedom of Information Act (FOIA),
Commission (‘‘Commission’’). Account Four, NEVL Separate Account
which generally allows the SEC to make
ACTION: Notice of application for an
Five, Separate Account DCVL and
information available to the public upon
order pursuant to Section 26(c) of the Separate Account Thirteen, the
request. An investor who submits a
Investment Company Act of 1940 (the ‘‘Separate Accounts’’), Met Investors
complaint or question form may request
‘‘Act’’) approving certain substitutions Series Trust (‘‘MIST’’) and Metropolitan
that his or her information not be
released to the public by writing a letter of securities and an order of exemption Series Fund, Inc. (‘‘Met Series Fund’’)
asking that the information remain pursuant to Section 17(b) of the Act (MIST and Met Series Fund are the
confidential under one of the from Section 17(a) of the Act. ‘‘Investment Companies’’). The
exemptions described in FOIA (see 5 Insurance Companies and the Separate
U.S.C. 552). The SEC determines APPLICANTS: MetLife Investors Accounts are the ‘‘Substitution
whether the investor’s claim of an Insurance Company (‘‘MetLife Applicants.’’ The Insurance Companies,
exemption is valid when someone Investors’’), MetLife Investors Variable the Separate Accounts and the
requests the investor’s information Annuity Account One (‘‘VA Account Investment Companies are the ‘‘Section
under FOIA. The SEC often makes its One’’), MetLife Investors Variable Life 17 Applicants.’’
files available to other governmental Account One (‘‘VL Account One’’), FILING DATE: The application was filed
agencies, particularly United States MetLife Investors Variable Life Account on January 24, 2005, and amended on
Attorneys, state securities regulators, Eight (‘‘VL Account Eight’’), First April 5, 2005. Applicants represent that
and state prosecutors. There is a MetLife Investors Insurance Company they will file an amendment to the
likelihood that information supplied by (‘‘First MetLife Investors’’), First MetLife application during the notice period to
investors will be made available to such Investors Variable Annuity Account conform to the representations set forth
agencies where appropriate. Whether or One (‘‘First VA Account One’’), MetLife herein.
not the SEC makes its files available to Investors Insurance Company of SUMMARY OF APPLICATION: Applicants
other governmental agencies is, in California (‘‘MetLife Investors of request an order to permit certain unit
general, a confidential matter between California’’), MetLife Investors Variable investment trusts to substitute (a) shares
the SEC and such other governmental Annuity Account Five (‘‘VA Account of Lord Abbett Growth & Income
agencies. Five’’), MetLife Investors Variable Life Portfolio for shares of AIM V.I. Premier
The document retention period for the Account Five (‘‘VL Account Five’’), Equity Fund, VIP Contrafund, VP
correspondence management system General American Life Insurance Income and Growth Fund, Goldman
used by the Office of Investor Education Company (‘‘General American’’), Sachs Growth and Income Fund; (b)
and Assistance is four years. General American Separate Account shares of Neuberger Berman Real Estate
An agency may not conduct or Seven (‘‘Separate Account Seven’’), Portfolio for shares of Alliance
sponsor, and a person is not required to General American Separate Account Bernstein Real Estate Investment
respond to, a collection of information Eleven (‘‘Separate Account Eleven’’), Portfolio; (c) shares of Janus Aggressive
unless it displays a currently valid General American Separate Account Growth Portfolio for shares of
control number. Thirty Three (‘‘Separate Account Thirty AllianceBernstein Premier Growth

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