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Wednesday,

March 30, 2005

Part III

Department of
Transportation
Federal Aviation Administration

14 CFR Part 61, et al.


Advanced Qualification Program;
Proposed Rule

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16370 Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules

DEPARTMENT OF TRANSPORTATION Docket: To read background proposal, include with your comments
documents or comments received, go to a preaddressed, stamped postcard on
Federal Aviation Administration http://dms.dot.gov. You can also go to which the docket number appears. We
Room PL–401 on the plaza level of the will stamp the date on the postcard and
14 CFR Parts 61, 63, 65, 121, and 135 Nassif Building, 400 Seventh Street, mail it to you.
[Docket No. FAA–2005–20750; Notice No. SW., Washington, DC, between 9 a.m.
and 5 p.m., Monday through Friday, Availability of Rulemaking Documents
05–04]
except Federal holidays. You can get an electronic copy using
RIN 2120–AI59 the Internet by:
FOR FURTHER INFORMATION CONTACT:
Thomas M. Longridge, AFS–230, Air (1) Searching the Department of
Advanced Qualification Program Transportation’s electronic Docket
Transportation Division, Flight
AGENCY: Federal Aviation Standards Service, Federal Aviation Management System (DMS) Web page
Administration (FAA), DOT. Administration, P.O. Box 20027, Dulles (http://dms.dot.gov/search);
ACTION: Notice of proposed rulemaking International Airport, Washington, DC (2) Visiting the Office of Rulemaking’s
(NPRM). 20041–2027; telephone (703) 661–0260; Web page at http://www.faa.gov/avr/
e-mail: thomas.longridge@faa.gov. arm/index.cfm; or
SUMMARY: The FAA is proposing to (3) Accessing the Government
SUPPLEMENTARY INFORMATION:
codify the requirements of the Printing Office’s Web page at http://
Advanced Qualification Program (AQP). Comments Invited www.access.gpo.gov/su_docs/aces/
The AQP would continue as a The FAA invites interested persons to aces140.html.
regulatory alternative program to the participate in this rulemaking by You can also get a copy by submitting
traditional training program. AQP submitting written comments, data, or a request to the Federal Aviation
would continue to be an alternative for views. We also invite comments relating Administration, Office of Rulemaking,
airlines that seek more flexibility in to the economic, environmental, energy, ARM–1, 800 Independence Avenue
training than the traditional training or federalism impacts that might result SW., Washington, DC 20591, or by
program allows. Currently, the AQP from adopting the proposals in this calling (202) 267–9680. Make sure to
requirements are in a Special Federal document. The most helpful comments identify the docket number, notice
Aviation Regulation that expires on reference a specific portion of the number, or amendment number of this
October 2, 2005. The intended effect of proposal, explain the reason for any rulemaking.
this proposal is to make AQP a recommended change, and include
permanent, alternative method of Authority for the Rulemaking
supporting data. We ask that you send
complying with FAA’s training us two copies of written comments. The FAA’s authority to issue rules
requirements for carriers. We will file in the docket all regarding aviation safety is found in
DATES: Send your comments on or comments we receive, as well as a Title 49 of the United States Code.
before April 29, 2005. report summarizing each substantive Subtitle I, section 106 describes the
ADDRESSES: You may send comments public contact with FAA personnel authority of the FAA Administrator.
[identified by Docket Number FAA– concerning this proposed rulemaking. Subtitle VII, Aviation Programs,
2005–20750] using any of the following The docket is available for public describes in more detail the scope of the
methods: inspection before and after the comment agency’s authority.
• DOT Docket Web Site: Go to http:/ closing date. If you wish to review the This rulemaking is promulgated
/dms.dot.gov and follow the instructions docket in person, go to the address in under the authority described in subtitle
for sending your comments the ADDRESSES section of this preamble VII, part A, subpart III, section 44701,
electronically. between 9 a.m. and 5 p.m., Monday General requirements. Under that
• Government-wide Rulemaking Web through Friday, except Federal holidays. section, the FAA is charged with
Site: Go to http://www.regulations.gov You may also review the docket using promoting the safe flight of civil aircraft
and follow the instructions for sending the Internet at the Web address in the in air commerce by prescribing, in
your comments electronically. ADDRESSES section. addition to specified regulations,
• Mail: Docket Management; U.S. Privacy Act: Using the search function regulations and minimum standards for
Department of Transportation, 400 of our docket Web site, anyone can find other practices, methods, and procedure
Seventh Street, SW., Nassif Building, and read the comments received into the Administrator finds necessary for
Room PL–401, Washington, DC 20590– any of our dockets. This includes the safety in air commerce and national
001. name of the individual sending the security. This regulation is within the
• Fax: 1–202–493–2251. comment (or signing the comment on scope of that authority since it
• Hand Delivery: Room PL–401 on behalf of an association, business, labor permanently codifies the current
the plaza level of the Nassif Building, union, etc.). You may review DOT’s requirements and practices of a
400 Seventh Street, SW., Washington, complete Privacy Act Statement in the regulatory compliance option for the
DC, between 9 a.m. and 5 p.m., Monday Federal Register published on April 11, training and qualification of air crew
through Friday, except Federal holidays. 2000 (65 FR 19477–78) or you may visit personnel, and represents the FAA’s
For more information on the http://dms.dot.gov. continuing efforts to promote aviation
rulemaking process, see the Before acting on this proposal, we safety.
SUPPLEMENTARY INFORMATION section of will consider all comments we receive
this document. on or before the closing date for Background
Privacy: We will post all comments comments. We will consider comments In 1975, the FAA began to address
we receive, without change, to http:// filed late if it is possible to do so two issues in part 121 pilot training and
dms.dot.gov, including any personal without incurring expense or delay. We checking. One issue was the hardware
information you provide. For more may change this proposal in light of the requirements needed for total
information, see the Privacy Act comments we receive. simulation. The other issue was the
discussion in the SUPPLEMENTARY If you want the FAA to acknowledge redesign of training programs to deal
INFORMATION section of this document. receipt of your comments on this with increasingly complex human

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Federal Register / Vol. 70, No. 60 / Wednesday, March 30, 2005 / Proposed Rules 16371

factors problems and to increase the (5) Require all training to be for training and checking. AQP offers
safety benefits gained from the accomplished through a certificate several long-range advantages to
simulation. At the urging of the air holder’s training program; participation such as the flexibility to
transportation industry, the FAA (6) Provide for approval of training tailor training and certification activities
addressed the hardware issue first. In programs based on course content and to a carrier’s particular needs and
1980, this effort resulted in the FAA training aids rather than using specific operational circumstances. AQP
developing the Advanced Simulation programmed hours; encourages innovation in developing
Program, in 14 CFR part 121, appendix (7) Require Cockpit Resource training strategies. It includes wide
H. Management (CRM) (now called Crew latitude in choice of training methods
Since then, the FAA has continued to Resource Management) Training. and media. AQP allows the use of flight
The working group listed specific training devices for training and
pursue approaches for the redesign of
recommendations for regulatory checking on many tasks that historically
training programs to increase the
changes. They separated the have been accomplished in airplane
benefits of Advanced Simulation and to
recommendations into those changes simulators. It provides an approved
deal with the increasing complexity of
that should be incorporated into an means for the applicant to replace FAA-
cockpit human factors.
SFAR and those that should be mandated uniform qualification
On August 27, 1987, FAA incorporated into an accompanying standards with carrier-proposed
Administrator McArtor addressed the Advisory Circular. alternatives tailored to specific aircraft.
chief pilots and certain executives of In June 1988, the National It allows the applicant to set up an
many air carriers at a meeting held in Transportation Safety Board (NTSB) annual training and checking schedule
Kansas City. One of the issues discussed issued a Safety Recommendation (A– for all personnel, including pilots-in-
at the meeting focused on flight 88–71) on the subject of CRM. The command, and provide a basis for
crewmember performance issues. This recommendation stemmed from an extending that interval under certain
meeting led to creating a Joint NTSB accident investigation of a circumstances.
Government-Industry Task Force on Northwest Airline crash on August 16, From an FAA perspective, the
flight crew performance (Joint Task 1987, in which 148 passengers, 6 overriding advantage of AQP is the
Force). Representatives from major air crewmembers, and 2 people on the quality of training. AQP provides a
carriers and air carrier associations, ground were killed. systematic basis for matching
flight crewmember associations, The NTSB noted that both technology to training requirements and
commuter air carrier and regional crewmembers had received single- for approving training program content
airline associations, and government crewmember training during their last based on relevance to operational
organizations took part. On September simulator training and proficiency performance.
10, 1987, the Joint Task Force met at the checks. In addition, the last CRM The main goal of the AQP SFAR was
Air Transport Association’s training they had received was 3.5 hours to improve flight crew performance by
headquarters to identify and discuss of ground school (general) CRM training providing alternative means of
flight crewmember performance issues. in 1983. Because of its investigation, the complying with certain rules that may
The Joint Task Force formed working NTSB recommended that all part 121 inhibit innovative use of modern
groups in three major areas: (1) Man/ carriers review initial and recurrent technology for flight crewmember
machine interface; (2) flight flight crew training programs to ensure training. The SFAR has been successful
crewmember training; and (3) operating that they include simulator or aircraft in encouraging carriers to become
environment. Each working group training exercises which involve cockpit innovative in their approach to training.
submitted a report and resource management and active The FAA is now proposing to
recommendations to the Joint Task coordination of all crewmember trainees incorporate the requirements of SFAR
Force. On June 8, 1988, the Joint Task and which will permit evaluation of No. 58 into 14 CFR part 121. The AQP
Force presented its recommendations to crew performance and adherence to would continue as an alternative to the
Administrator McArtor. those crew coordination procedures. traditional training program. AQP
The major recommendations to the In response to the recommendations would continue to be an alternative for
Administrator from the flight from the Joint Task Force and from the airlines that seek more flexibility in
crewmember training working group NTSB, in October 1990, the FAA training than the traditional program
were the following: published SFAR No. 58, Advanced allows. Thus, this NPRM proposes no
(1) Require 14 CFR part 135 Qualification Program (AQP), which new costs to affected operators.
commuters whose airplane operations addresses all of the recommendations
discussed previously. The FAA also Section-by-Section Discussion of
require two pilots to comply with part Subpart Y (§§ 121.901–121.925)
121 training, checking, qualification, published an Advisory Circular on AQP
and record keeping requirements; that describes an acceptable method by This section by section discussion
which the terms of the SFAR may be presents the proposed changes to the
(2) Provide for a Special Federal achieved. Under SFAR No. 58, the FAA AQP. AQP is currently in SFAR No. 58
Aviation Regulation (SFAR) and provides certificated air carriers, as well under part 121. Any significant,
Advisory Circular to permit as training centers they employ, with a substantive change and the justification
development of innovative training regulatory alternative for training, for that change is discussed under the
programs; checking, qualifying, and certifying appropriate proposed section below.
(3) Establish a National Air Carrier aircrew personnel subject to the
Training Program Office that provides requirements of 14 CFR parts 121 and Section 121.901 Purpose and
training program oversight at the 135. Eligibility
national level; Air carriers can choose to use a The proposed section outlines the
(4) Require seconds-in-command to traditional training program or to purpose and eligibility of the alternate
satisfactorily perform their duties under participate in AQP. Carriers electing not method of training and qualification,
the supervision of check airmen during to take part in AQP must continue to known as ‘‘Advanced Qualification
operating experience; operate under the traditional FAA rules Program.’’ The AQP is an alternative

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method for qualifying, training, this subpart must be submitted in a form ‘‘Instructional systems development’’ is
certifying, and otherwise ensuring and manner acceptable to the FAA. This defined as ‘‘a systematic methodology
competency of flight crewmembers, proposal is based on existing SFAR No. for deriving and maintaining
flight attendants, and dispatchers. 58, section 10, paragraph (b)(1). qualification standards and associated
Proposed paragraphs (a), (b) and (c) are Proposed paragraph (e) states that any curriculum content based on a
based on existing language from SFAR training or evaluation required under an documented analysis of the job tasks,
No. 58, section 1. AQP that is satisfactorily completed in skills, and knowledge required for job
the calendar month before or the proficiency.’’ Under proposed § 121.909
Section 121.903 General Requirements calendar month after the calendar AQP applicants must provide a
for Advanced Qualification Programs month in which it is due is considered description of the methodology they
Proposed paragraph (b) states that to have been completed in the calendar will use for instructional systems
certificate holders who get approval of month it was due. This proposal development. The FAA provides
an AQP must comply with its provides some flexibility in complying guidance in the AQP Advisory Circular.
provisions. Proposed paragraph (b) with an AQP and is consistent with the
clarifies that an AQP is an alternative to practice of current AQP participants. It Section 121.909 Approval of
complying with the training and is based on existing SFAR No. 58, Advanced Qualification Program
qualification requirements for section 6, paragraph (b)(3)(ii)(A); Proposed paragraph (a), which
crewmembers, aircraft dispatchers, however, in the current SFAR, the outlines the approval process, is based
instructors, and evaluators in parts 61, provision applies only to on-line on existing SFAR No. 58, section 10,
63, 65, 121, and 135. Proposed evaluations of pilots-in-command (PIC). paragraph (a). In the approval process,
paragraph (b) also states that each The FAA is proposing to broaden this the certificate holder applies for
applicable requirement of parts 61, 63, provision to apply to any training and approval of an AQP curriculum to the
65, 121, or 135 that is not specifically evaluation deadline for any duty Manager of the Advanced Qualification
addressed in an AQP curriculum would position. Program, after going through the FAA
continue to apply to the certificate office responsible for approval of the
holder and to the individuals being Section 121.905 Confidential certificate holder’s operations
trained and qualified by the certificate Commercial Information specifications. The existing rule states
holder. The FAA may accept This proposed section is new and that the certificate holder applies for
alternatives for the practical test specifies the procedure for a certificate approval to the certificate holder’s FAA
requirements of parts 61, 63, and 65, but holder to make a claim that AQP Flight Standards District Office. The
each applicable requirement of parts 61, information or data submitted to the new wording reflects existing
63, 65, 121, or 135, including but not FAA is entitled to confidential procedures for the review and approval
limited to practical test requirements, treatment under 5 U.S.C 552 (b)(4). The of AQP documentation at both a local
that is not specifically addressed in an certificate holder must clearly identify and a national level.
approved AQP curriculum would its claim of confidentiality on each Proposed paragraph (b), which
continue to apply to the certificate submission and must justify that claim. discusses the application process for
holder. This proposal is based on The FAA office of primary approval of an AQP curriculum, is
existing SFAR No. 58, section 1, responsibility for the AQP will evaluate based on existing SFAR No. 58, section
paragraph (e), section 8, paragraph (a), a submitter’s claim for confidential 3 and section 10, paragraph (b). The
and section 10, paragraph (b)(3). A new treatment of information or data. The introductory text of paragraph (b)
sentence in paragraph (b) would add FAA office of primary responsibility for specifies the applicant must have
that no person may be trained under an the AQP will make the determination separate curriculums for indoctrination,
AQP unless the AQP is currently whether the information submitted is qualification, and continuing
approved and the person complies with entitled to protection under 5 U.S.C qualification (including upgrade,
all of its provisions. 552(b)(4), within a reasonable time, and transition, and requalification). The
Proposed paragraph (c) states that no with review by the Office of the Chief FAA is proposing new language to
certificate holder that conducts its Counsel. describe current requirements
training program under an AQP may use concerning the instructional systems
any person, nor may any person serve Section 121.907 Definitions development methodology. This new
in any duty position, as a required This proposed section contains language would not impose any
crewmember, an aircraft dispatcher, a definitions used throughout proposed additional costs on the operator as we
flight instructor, or an evaluator (e.g., a subpart XXX. The proposed definitions are just codifying and clarifying the
check airman, check flight attendant, or of ‘‘evaluator’’ and ‘‘variant’’ contain requirements of the AQP. This
aircrew program designee (APD)), language from the existing definition in methodology would have to incorporate
unless that person has satisfactorily SFAR No. 58, section 2. The following a thorough analysis of the certificate
accomplished the training and definitions are new: ‘‘Crew Resource holder’s operations, aircraft, line
evaluation of proficiency required by Management (CRM),’’ ‘‘Curriculum environment, and job functions. All
the AQP for that type airplane and duty outline,’’ ‘‘Evaluation of proficiency,’’ AQP qualification and continuing
position. The prohibition against using ‘‘First Look,’’ ‘‘Instructional systems qualification curriculums would have to
a person in operations under this part development,’’ ‘‘Job task listing,’’ ‘‘Line integrate the training and evaluation of
who has not accomplished the required operational evaluation (LOE),’’ ‘‘Line CRM and technical skills and
training and evaluation would also operational simulation (LOS),’’ knowledge.
apply to any person receiving ‘‘special ‘‘Planned hours,’’ ‘‘Qualification Proposed paragraph (b)(1) states the
tracking’’ training, whose schedule for standard,’’ ‘‘Qualification standards AQP would have to meet all the
training and evaluating may be different document,’’ ‘‘Special tracking,’’ and requirements of proposed subpart Y.
from others employed by that certificate ‘‘Training session.’’ ‘‘Line operational Proposed paragraph (b)(2) adds new
holder. evaluation’’ is an evaluation conducted language to describe current curriculum
Proposed paragraph (d) states that all in a simulated line environment documentation requirements for
documentation and data required under consisting of a complete scenario. indoctrination, qualification, and

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continuing qualification (including for moving from an existing program to SFAR No. 58, section 5, paragraph (b).
upgrade, transition, and requalification). an AQP program. The reference in In the proposed § 121.913 introduction,
The documentation for each curriculum existing SFAR No. 58, section 10(c), to ‘‘qualification’’ from existing SFAR No.
would have to include the initial revisions of an AQP has been moved 58, section 5, paragraph (b), is changed
application for AQP, the initial job task entirely to proposed paragraph (d). to ‘‘evaluation,’’ because ‘‘evaluation’’ is
listing, a description of the instructional Proposed paragraph (d) addresses the more specific term in this context.
systems development methodology, a rescissions of approval and Proposed paragraph (a) contains a
qualification standards document, the requirements for revisions. It is the same requirement for documentation of the
curriculum outline, and an as existing SFAR No. 58, section 10, certificate holder’s planned hours of
implementation and operations plan. paragraph (d) except that it deletes training, evaluation, and supervised
Applicants are not required to have all reference to § 135.325, to allow operating experience. The proposed
types of curriculums (e.g., revisions to be approved in accordance paragraph is the same as existing SFAR
indoctrination, qualification, continuing with the applicant’s approved AQP and No. 58, section 5, paragraph (a).
qualification). However, for each proposed subpart Y. Proposed Proposed paragraph (b) contains
curriculum they propose, they must paragraph (d) adds to existing language, qualification curriculum requirements
provide the documentation required in which states the FAA may require the for crewmembers, aircraft dispatchers,
paragraphs (b)(2)(i)–(vi). certificate holder to submit revisions or and other operations personnel.
AQP participants may propose to submit and obtain approval of a Proposed paragraph (b) is based on
requirements in addition to, or in place transition plan to part 121, subpart N, if existing SFAR No. 58, section 5,
of, the requirements in part 61, 63, 65, the FAA finds the certificate holder is paragraph (b)(1). In the proposed
121, or 135. An approved AQP serves as not meeting the provisions of the paragraph (b)(2) the term ‘‘qualification
an alternative to the requirements in certificate holder’s approved AQP. This standards of each task’’ is used instead
parts 61, 63, 65, 121, and 135. The requirement just codifies current of ‘‘each maneuver and procedure.’’
applicant must justify any differences practice therefore there is no additional New language is also added in proposed
between parts 61, 63, 65, 121, and 135 costs imposed on the operator. The (b)(4), stating that each qualification
and the AQP. The FAA must approve proposed paragraph (d) adds to that curriculum would have to include a list
such differences for that AQP. language the words, ‘‘or if otherwise of and text describing evaluation/
Proposed paragraph (b)(3) states that, warranted’’. This additional language remediation strategies, provisions for
subject to approval by the FAA, would permit approval to be withdrawn special tracking, and how recency of
certificate holders could elect, where for any reason that the FAA finds to be experience requirements would be
appropriate, to consolidate information warranted. This could include, for accomplished. This new language is
about multiple programs within any of example, a determination that codifying current practice and would
the documents referenced in proposed compliance with the approved program not impose any additional costs on the
paragraph (b)(2). For example, if an is no longer consistent with safety. Also, operator.
applicant has more than one curriculum a new sentence is added to paragraph Proposed paragraph (c) is new
for different aircraft, the applicant could (d) that would allow for the use of a language and would require
provide one document that addresses transition plan, approved under qualification to include an initial
one or more curriculums. proposed subpart Y, as a means for operating experience and line check for
Proposed paragraph (b)(4) is similar to accomplishing voluntary withdrawal flight crewmembers. This new language
existing SFAR No. 58, section 10, from the AQP, when such withdrawal is is current practice and would not
paragraph (b)(3). Under the proposed initiated by the certificate holder. The impose any additional costs on the
rule the certificate holder would have to existing SFAR does not specifically operator as we are just codifying and
establish an initial justification and a address the use of a transition plan as clarifying the requirements of the AQP.
continuing process, approved by the a means for voluntary withdrawal. The language of paragraph (c) is more
FAA, to show how the AQP curriculum Proposed paragraph (e) is new specific than under the current SFAR,
provides an equivalent level of safety for language stating that final approval of but this practice is currently followed
each requirement in parts 61, 63, 65, an AQP by the FAA would indicate that by certificate holders under AQP.
121, or 135 that is replaced by an AQP the FAA has accepted the justification Proposed paragraphs (d) and (e)
curriculum. The continuing process is, provided under paragraph (b)(4) and outline qualification curriculum
in effect, a quality assurance process. that the applicant’s initial justification requirements for flight instructors and
For each certificate holder using an and a continuing process establish an evaluators, respectively. Proposed
AQP, the FAA receives annual reports, equivalent level of safety for each paragraph (d) is based on existing SFAR
data submissions, and information on requirement of parts 61, 63, 65, 121 or No. 58, section 5, paragraph (b)(2).
the performance of flight instructors and 135 that is being replaced. Proposed paragraph (e) is based on
evaluators. The FAA studies these to existing SFAR No. 58, section 5,
make sure the certificate holder Section 121.911 Indoctrination paragraph (b)(3). New language is added
continually evaluates itself to ensure Curriculum to each, clarifying current requirements
that it continues to meet the AQP The proposed section is based on to include a list of and text describing
agreement. This expectation of self- existing language from SFAR No. 58, the knowledge requirements, subject
monitoring on the part of certificate section 4. Proposed paragraphs (a), (b), materials, job skills, and qualification
holders is not specifically addressed in (c), and (d) are the same as existing standards of each procedure and task to
the current SFAR, but certificate holders SFAR No. 58, section 4, paragraphs (a), be trained and evaluated, and a list of
currently using AQPs are using quality (b), (c), and (d), respectively. and text describing evaluation/
assurance programs. This change would remediation strategies, standardization
codify that practice. Section 121.913 Qualification policies and recency requirements. This
Proposed paragraph (c) refers only to Curriculum new language would not impose any
the requirement in existing SFAR No. The proposed section contains additional costs on the operator as we
58, section 10, paragraph (c), for AQP requirements for qualification are just codifying and clarifying the
applications to include a transition plan curriculums and is based on existing requirements of the AQP.

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Section 121.915 Continuing The FAA proposes that ‘‘First Look’’ be procedures and knowledge items, AQP
Qualification Curriculum conducted during an AQP continuing curriculums are based on a detailed
The proposed section contains qualification cycle to determine trends analysis of the specific job tasks,
program requirements for continuing of degraded proficiency, if any, due in knowledge and skill requirements of
qualification curriculums. The part to the length of the interval each duty position for the individual
introductory paragraph is based on between training sessions. airline. The analysis applies the
Proposed paragraph (a)(2)(ii) following factors: Criticality, currency,
existing SFAR No. 58, section 6
addresses ground training requirements need for training, applicable conditions,
introduction.
for continuing qualification and is the and applicable standards. The
Proposed paragraph (a) is based on
same as existing SFAR No. 58, section determination of criticality and
existing SFAR No. 58, section 6,
6, paragraph (b)(2)(i). currency guides when and how the
paragraphs (a)(1) and (b). The existing Proposed paragraph (a)(2)(iii) outlines
language states that each person objective is trained, validated, or
continuing qualification proficiency evaluated. To make this determination
qualified under AQP receives a training requirements for crewmembers, the applicant and FAA answer a series
balanced mix of training and evaluation flight instructors, evaluators, and other of questions about each task to describe
to ensure that he or she ‘‘maintains at operational personnel who conduct its performance requirements, both on
least the current minimum proficiency their duties in flight. It is based on the line and in the training setting.
level of knowledge, skills, and attitudes existing SFAR No. 58, section 6, Criticality is a determination of the
required for original qualification.’’ In paragraph (b)(2)(ii). relative impact of substandard task
the proposed paragraph the introductory Proposed paragraph (a)(2)(iv) outlines performance on overall safety. It
language is changed to state that each continuing qualification ground training indicates an increased need for
person ‘‘maintains the proficiency level requirements for dispatchers and other awareness, care, exactness, accuracy, or
in knowledge, technical skills, and operational personnel who do not correctness during task performance.
cognitive skills required for initial conduct their duties in flight, and is Critical tasks are proficiency objectives
qualification.’’ The proposed paragraph based on existing SFAR No. 58, section that are trained, validated, or evaluated
revises the current rule to state that this 6, paragraph (b)(2)(i). The proposed more frequently during an AQP
training and evaluation must be in paragraph adds a requirement for a line evaluation period. A currency task is a
accordance with: (1) The approved observation program, if applicable. proficiency objective for which
continuing qualification AQP; (2) Proposed paragraph (a)(2)(v) is based individuals or crews maintain
evaluation/remediation strategies; and on existing SFAR No. 58, section 6, proficiency by repeated performance of
(3) provisions for special tracking. paragraph (b)(2)(iii), but with clarifying the item in normal line, duty or work
Proposed paragraph (a)(1), which language to separately address: (1) operations. Most currency items are
discusses continuing qualification cycle Flight instructors and evaluators, in validated during line checks and may be
evaluation periods, is based on existing general; and (2) flight instructors and sampled in the Continuing Qualification
SFAR No. 58, section 6, paragraph evaluators who are limited to Cycle. Tasks that are determined to be
(b)(1). New language is included that conducting their duties in flight critical and not current are trained,
defines the continuing qualification simulators and flight training devices. validated, or evaluated each evaluation
cycle as initially consisting of two or Continuing qualification for each group period. Tasks that are determined to be
more evaluation periods of equal must include training in the type flight neither critical nor current are trained,
duration. This new language would not training device or the type flight validated, or evaluated each continuing
impose any additional costs on the simulator, as appropriate, regarding qualification cycle.
operator as we are just codifying current training equipment operation and Proposed paragraph (b)(1), which
practice. training in operational flight procedures contains requirements for evaluations of
Proposed paragraph (a)(2), which and maneuvers (normal, abnormal, and proficiency, is the same as existing
outlines continuing qualification cycle emergency), respectively. SFAR No.58, section 6, paragraph
training requirements, is based on Proposed paragraph (b), which (b)(3)(i).
existing SFAR No. 58, section 6, outlines continuing qualification cycle Proposed paragraph (b)(2), which
paragraph (b)(2). The proposed evaluation requirements, is based on discusses line checks, is based on
paragraph revises the requirements to existing SFAR No. 58, section 6, existing SFAR No. 58, section 6,
state that continuing qualification paragraph (b)(3). The existing language paragraph (b)(3)(ii) with a few revisions.
training must be in accordance with the is revised to state that evaluation of The term ‘‘online evaluations’’ is
approved program documentation. performance for continuing changed to ‘‘line checks’’ in the
Proposed paragraph (a)(2)(i) is new qualification will be done ‘‘on a proposed language. Further, proposed
language codifying current practice that sample’’ of events and major subjects. paragraph (b)(2)(i), which addresses line
states that for pilots in command, Existing SFAR No. 58, section 6(b)(3) checks for pilots in command, begins
seconds in command, and flight states that continuing qualification with the qualifying statement ‘‘Except as
engineers, continuing qualification evaluations must include all events and provided in paragraph (b)(2)(ii) of this
training must include First Look in major subjects required for original section * * *’’
accordance with the certificate holder’s qualification, and online evaluations for Paragraph (b)(2)(ii) is new language
FAA-approved program documentation. pilots in command and other eligible that addresses ‘‘No-notice Line Checks.’’
This new language would not impose flight crewmembers; however, current The proposed language states that with
any additional costs on the operator. AQPs use a sample of events. Under the the FAA’s approval, no-notice line
‘‘First Look’’ is defined in proposed proposed paragraph (b) requirements, checks could be used in place of line
§ 121.907 as the assessment of the sample of events and major subjects checks, although the certificate holder
performance to determine proficiency used in evaluation would be identified who elects to exercise this option would
on designated flight tasks before any as diagnostic of competence and have to ensure that no advance notice of
briefing, training, or practice on those approved for that purpose by the FAA. the evaluation is given. Further, the
tasks is given in the training session for Instead of basing curriculums on AQP certificate holder would be
a continuing qualification curriculum. prescribed generic maneuvers, required to ensure that each pilot in

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command receives at least one ‘‘no- This new language would not impose collection and analysis processes. The
notice’’ line check every 24 months. any additional costs on the operator. FAA proposes to require that the
Also, the certificate holder would have The reductions above align the certificate holder provide the FAA with
to ensure that, at a minimum, the timeframes with current practice. An information on its analysis process to
number of these checks given each AQP participant has never requested the ensure that the certificate holder is
calendar year equates to at least 50% of maximum durations. The language in applying an effective methodology for
the certificate holder’s pilot-in- the existing SFAR that the data driven quality assurance purposes.
command workforce, in accordance Administrator may approve extensions Further, the proposed paragraph states
with a strategy approved by the FAA for in 3-month increments has been deleted that the data will enable both the
that purpose. Under this proposed because the FAA has found this certificate holder and the FAA to make
requirement, the line checks would be requirement cumbersome and difficult determinations about the effectiveness
conducted over all geographic areas to implement. Regardless of the length of the curriculum. This new language
flown by the certificate holder in of the continuing qualification cycle, the would not impose any additional costs
accordance with a sampling grace period allowed in proposed on the operator. This change is
methodology approved by the FAA for § 121.903(e) would apply. consistent with existing AQP practices,
that purpose. This proposed language is Proposed paragraph (e), which and is made in order to identify the
consistent with existing exemptions that discusses requalification requirements, requirement that the certificate holder
have been granted to some AQP is the same as existing SFAR No. 58, employ its own AQP data for
certificate holders in order to allow a section 6, paragraph (d). curriculum effectiveness
longer period between line checks in Section 121.917 Other Requirements. determinations.
exchange for such no-notice line checks.
Proposed § 121.917 is based on Section 121.919 Certification
The no-notice feature of the random line
check procedure provides evaluators existing SFAR No. 58, section 7. These The proposed introductory paragraph
with an increased opportunity to proposed paragraphs contain additional to this section is identical to existing
observe typical behavior, and the requirements that must be included in SFAR No. 58, section 8 introduction.
requirement for conducting such checks each AQP qualification and continuing Proposed paragraph (a) outlines the
over all geographic routes better assures qualification curriculum. establishment of a certification
that such information is representative Proposed paragraph (a) requires each requirement and is based on existing
of performance over the airline’s entire qualification curriculum to include SFAR No. 58, section 8, paragraph (a).
operation. integrated crew resource management Existing SFAR No. 58, section 8,
Proposed paragraph (b)(2)(iii), which (CRM) or Dispatcher Resource paragraph (a), states that for certification
further addresses line check Management (DRM) ground and flight the Administrator may accept
requirements, is the same as existing training applicable to each position for substitutes for the practical test
SFAR No. 58, section 6, paragraph which training is provided under an requirements of parts 61, 63, and 65, as
(b)(3)(ii)(B), except that it codifies the AQP. Proposed paragraph (a) is the applicable. Proposed paragraph (a)
existing requirement in § 121.440(b)(1) same as existing SFAR No. 58, section replaces the word ‘‘substitutes’’ with
and contains the additional requirement 7, paragraph (a), except that ‘‘Approved ‘‘alternatives’’ to the certification and
that the line check evaluator must hold Cockpit Resource Management rating criteria of parts 61, 63, and 65 of
the certificates and ratings required of Training’’ is changed to ‘‘Integrated this chapter. It also adds further
the pilot in command for that aircraft. Crew Resource Management ground and qualifying language, to the effect that
Proposed paragraph (c), which flight training’’ in the proposed the FAA may approve such alternatives
discusses recency of experience paragraph. Also, the requirement for if it can be demonstrated that the newly
requirements, is based on existing SFAR DRM training is added to clarify that if established criteria represent an
No. 58, section 6, paragraphs (a)(2) and dispatchers are included under an AQP, equivalent or better measure of airman
(b)(4). The proposed paragraph expands they must also receive DRM training. competence, operational proficiency,
the existing application of the recency Proposed paragraph (b) would require and safety. This qualifying language is
of experience requirements to include each qualification curriculum to include similar to the wording of existing SFAR
flight engineers, flight attendants, approved training on and evaluation of No. 58, section 10(b)(3), to the effect that
aircraft dispatchers, instructors, and skills and proficiency of each person the certificate holder must show how
evaluators. being trained under AQP to use their the AQP curriculum provides an
Proposed paragraph (d), which crew resource management skills and equivalent level of safety for each
addresses duration of cycles and their technical skills in an actual or requirement that is replaced.
periods, is based on existing SFAR No. simulated operations scenario. Proposed Proposed paragraph (b) contains the
58, section 6, paragraph (c), but includes paragraph (b) is the same as existing qualification curriculum completion
revisions to the existing duration of SFAR No. 58, section 7, paragraph (b), requirement for certification and is the
periods, based on the FAA’s except that under the proposed rule, same as existing SFAR No. 58, section
observations of program administration ‘‘aircraft’’ is added to the list of 8, paragraph (b).
since the original inception of the AQP approved devices for flight Proposed paragraph (c) contains the
in 1990. The proposed changes decrease crewmembers training and evaluation knowledge and skill competency
the maximum allowable duration of the for certificate holders who have requirements for certification and is the
initial continuing qualification cycle obtained approval for its use under same as existing SFAR No. 58, section
approved for an AQP from 26 to 24 subpart Y. 8, paragraph (c), except that ‘‘cockpit
calendar months. Also, the proposed Proposed paragraph (c) outlines resource management knowledge and
requirements would decrease the qualification curriculum data collection skills’’ is changed to ‘‘crew resource
duration ceiling for the subsequent and analysis processes requirements. management knowledge and skills,’’
continuing qualification cycles from 39 Proposed paragraph (c) is based on including either CRM or DRM, in the
to 36 calendar months in order to existing SFAR No. 58, section 7, proposed paragraph. In addition, with
accommodate evaluation period paragraph (c), but proposed paragraph regard to testing both piloting and CRM
multiples based on 6, 12, or 18 months. (c) is revised to address both data skills in scenarios that test both

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together, proposed paragraph (c) are the same as existing SFAR No. 58, certificate holder reviews the analyzed
identifies Line Operational Evaluation section 11, paragraphs (a)(2), (b), (b)(1), data. The POI and his staff make use of
(LOE) as the scenario methodology. This (b)(2), (b)(3), (c), (c)(1), and (c)(2), this information to monitor training
new language would not impose any respectively. trends, to identify areas in need of
additional costs on the operator as we corrective action, to plan targeted
Section 121.925 Recordkeeping
are just codifying current practice. requirements surveillance of curricula, and to verify
Proposed paragraph (d) is identical to that corrective action is effective. In
existing SFAR No. 58, section 8, This proposed section, which general, this information is used to
paragraph (d). contains recordkeeping requirements, is provide an improved basis for
The FAA is adding paragraph (e) to based on existing SFAR No. 58, section curriculum approval and monitoring, as
require the certification applicant to be 12, with no substantive changes. well as agency decisions concerning air
trained to proficiency on the certificate Individual recordkeeping by carrier training regulation and policy.
holder’s approved AQP qualification certificate holders is needed to show Respondents (Including Number of):
standards, and to pass an LOE whether each crewmember, aircraft The likely respondents to this proposed
administered by an APD or the FAA. dispatcher, or other operations data collection requirement are 16
This new language should not impose personnel is in compliance with the airlines and 2 manufacturers.
any additional costs on the operator. AQP and subpart Y. The recordkeeping Frequency: The frequency of data
This is current practice and would requirement of § 121.925 is a separate collection is monthly.
make clear that the final evaluation function from the data collected and Annual Burden Estimate: This
event for certification purposes under analyzed under the requirements of proposal would result in an annual
an AQP must be administered by the proposed § 121.917(c), which must be recordkeeping and reporting burden as
same level of evaluator as is required for submitted to the FAA for analysis and follows:
a traditional part 121 or 135 program. validation without names or other • Number of respondents with
elements that would identify an approved AQPs: 18.
Section 121.921 Training Devices and individual or group of individuals. The • Frequency of response per
Simulators data collected under § 121.917 is respondent: Monthly.
Proposed paragraph (a) outlines the analyzed to monitor the effectiveness of • Estimated number of hours per
process for qualification and approval of AQP training, to determine the validity respondent to prepare information to be
flight training devices and simulators of requests for extensions of training submitted to the FAA: 2.0.
and is the same as existing SFAR No. intervals and cycles, and to monitor the • Estimated annual hour burden per
58, section 9, paragraph (a). Proposed effectiveness of CRM training. respondent: 24.
paragraph (a) lists potential training • Total estimated hours of industry
device and simulator uses and is the Paperwork Reduction Act
burden: 432.
same as existing SFAR No. 58, section This proposal contains the following The estimated 2-hour burden is the
9, paragraph (a). Proposed paragraph (b), new information collection time required to transform the data
which contains requirements for the requirements. As required by the already produced monthly by the
approval of other training devices, is the Paperwork Reduction Act of 1995 (44 certificate holder as part of an approved
same as existing SFAR No. 58, section U.S.C. 3507(d)), the FAA has submitted AQP into the appropriate form for use
9, paragraph (b). the information requirements associated by the FAA.
with this proposal to the Office of Currently sixteen airlines and two
Section 121.923 Approval of Training, Management and Budget for its review. manufacturers have established AQP
Qualification, or Evaluation by a Person Title: Advanced Qualification programs. However, not all of the
Who Provides Training by Arrangement Program. participants’ aircraft fleet types
Proposed paragraph (a), which Summary: AQP is an existing rule and (personnel) are covered by an AQP.
discusses AQP training given by an the data currently required is being Based on a cost benefit study from
outside source, referred to as a ‘‘training submitted. Data collection and analysis certificate holders with existing AQP
provider,’’ is based on existing SFAR of data is a fundamental part of AQP. programs, the average cost of an AQP
No. 58, section 11, paragraph (a). AQP is continuously validated through analyst is $60 per hour. Therefore, the
Proposed paragraph (a)(1) would the collection and analysis of trainee maximum cost of this burden is:
require that a training provider be a part performance. Data collection and • Industry per annum (432 hours)
119 or part 142 certificate holder. analysis processes ensure that the $25,920.
Proposed paragraph (a)(2), which certificate holder provides performance • Each participant per annum (24
contains the requirements for information on its crewmembers, flight hours) $1440.
provisional approval, is the same as instructors, and evaluators that will The agency is soliciting comments
existing SFAR No. 58, section 11, enable the certificate holder and the to—
paragraph (a)(1), except that the FAA to determine whether the forma (1) Evaluate whether the proposed
application for provisional approval, and content of training and evaluation information requirement is necessary for
under the proposed rule, would be activities are satisfactorily the proper performance of the functions
made through the FAA office directly accomplishing the overall objectives of of the agency, including whether the
responsible for oversight of the training the curriculum. information will have practical utility;
center, to the Manager of the Advanced Use of: The Voluntary Safety (2) evaluate the accuracy of the
Qualification Program. This change Programs Branch, AFS–230, receives the agency’s estimate of the burden;
should not impose any additional costs AQP data monthly in order to monitor (3) enhance the quality, utility, and
on the operator. Proposed paragraphs program compliance, effectiveness, and clarity of the information to be
(a)(3), (b), (b)(1), (b)(2), (b)(3), (c), (c)(1), efficiency. AFS–230 processes the collected; and
and (c)(2), which contain requirements information for errors and omissions (4) minimize the burden of the
for the approval of training, then analyzes the data. The FAA collection of information on those who
qualification, or evaluation by a person principal operations inspector (POI) are to respond, including through the
who provides training by arrangement, responsible for oversight of the use of appropriate automated,

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electronic, mechanical, or other Department of Transportation Order entities, section 605(b) of the RFA
technological collection techniques or DOT 2100.5 prescribes policies and provides that the head of the agency
other forms of information technology. procedures for simplification, analysis, may so certify and a regulatory
Individuals and organizations may and review of regulations. If it is flexibility analysis is not required. The
submit comments on the information determined that the expected impact is certification must include a statement
collection requirement by April 29, so minimal that the proposal does not providing the factual basis for this
2005, and should direct them to the warrant a full evaluation, a statement to determination, and the reasoning should
address listed in the ADDRESSES section that effect and the basis for it is be clear.
of this document. included in the proposed regulation. Because we are proposing to make
According to the 1995 amendments to This NPRM proposes to make permanent an existing temporary
the Paperwork Reduction Act (5 CFR permanent an existing temporary regulatory alternative for operators to
1320.8(b)(2)(vi)), an agency may not regulatory alternative for operators to comply with carrier training
collect or sponsor the collection of comply with carrier training requirements, we certify that this action
information, nor may it impose an requirements. We have not prepared a will not have a significant economic
information collection requirement ‘‘regulatory evaluation,’’ which is the impact on a substantial number of small
unless it displays a currently valid OMB written cost/benefit analysis ordinarily entities. We solicit comments on this
control number. The OMB control required for all rulemaking under the determination.
number for this information collection DOT Regulatory Policies and
Procedures, because such an evaluation International Trade Impact Assessment
will be published in the Federal
is not required where the economic The Trade Agreement Act of 1979
Register, after the Office of Management
impact of a rule is minimal. The FAA prohibits Federal agencies from
and Budget approves it.
requests comments with supporting establishing any standards or engaging
International Compatibility justification regarding the FAA in related activities that create
determination of minimal impact. unnecessary obstacles to the foreign
In keeping with U.S. obligations In conducting these analyses, the FAA commerce of the United States.
under the Convention on International has determined this rule (1) has Legitimate domestic objectives, such as
Civil Aviation, it is FAA policy to minimal costs, is not a ‘‘significant safety, are not considered unnecessary
comply with International Civil regulatory action’’ as defined in section obstacles. The statute also requires
Aviation Organization (ICAO) Standards 3(f) of Executive Order 12866, and is not consideration of international standards
and Recommended Practices to the ‘‘significant’’ as defined in DOT’s and, where appropriate, that they be the
maximum extent practicable. The FAA Regulatory Policies and Procedures; (2) basis for U.S. standards. The FAA has
has determined that there are no ICAO will not have a significant economic assessed the potential effect of this
Standards and Recommended Practices impact on a substantial number of small proposed rule and has determined that
that correspond to these proposed entities; (3) will not reduce barriers to it would have only a domestic impact
regulations. international trade; and (4) does not and therefore no effect on any trade-
Executive Order 12866 and DOT impose an unfunded mandate on state, sensitive activity.
Regulatory Policies and Procedures local, or tribal governments, or on the
private sector. Unfunded Mandates Assessment
Proposed changes to Federal The Unfunded Mandates Reform Act
Regulations must undergo several Regulatory Flexibility Determination of 1995 (the Act) is intended, among
economic analyses. First, Executive The Regulatory Flexibility Act of 1980 other things, to curb the practice of
Order 12866 directs that each Federal (RFA) establishes ‘‘as a principle of imposing unfunded Federal mandates
agency propose or adopt a regulation regulatory issuance that agencies shall on State, local, and tribal governments.
only upon a reasoned determination endeavor, consistent with the objective Title II of the Act requires each Federal
that the benefits of the intended of the rule and of applicable statutes, to agency to prepare a written statement
regulation justify the costs. Second, the fit regulatory and informational assessing the effects of any Federal
Regulatory Flexibility Act of 1980 requirements to the scale of the mandate in a proposed or final agency
requires agencies to analyze the business, organizations, and rule that may result in an expenditure
economic impact of regulatory changes governmental jurisdictions subject to of $100 million or more (adjusted
on small entities. Third, the Trade regulation.’’ To achieve that principle, annually for inflation) in any one year
Agreements Act (19 U.S.C. 2531–2533) the RFA requires agencies to solicit and by State, local, and tribal governments,
prohibits agencies from setting consider regulatory proposals and to in the aggregate, or by the private sector;
standards that create unnecessary explain the rationale for their actions. such a mandate is deemed to be a
obstacles to the foreign commerce of the The RFA covers a wide-range of small ‘‘significant regulatory action.’’ The
United States. In developing U.S. entities, including small businesses, FAA currently uses an inflation-
standards, this Trade Act requires not-for-profit organizations, and small adjusted value of $120.7 million in lieu
agencies to consider international governmental jurisdictions. of $100 million.
standards and, where appropriate, that Agencies must perform a review to This NPRM does not contain such a
they be the basis for U.S. standards. determine whether a proposed or final mandate. The requirements of Title II of
Fourth, the Unfunded Mandates Reform rule will have a significant economic the Act, therefore, do not apply.
Act of 1995 (Pub. L. 104–4) requires impact on a substantial number of small
agencies to prepare a written assessment entities. If the agency determines that it Executive Order 13132, Federalism
of the costs, benefits, and other effects will, the agency must prepare a The FAA has analyzed this proposed
of proposed or final rules that include regulatory flexibility analysis as rule under the principles and criteria of
a Federal mandate likely to result in the described in the RFA. Executive Order 13132, Federalism. We
expenditure by State, local, or tribal However, if the agency determines determined that this action would not
governments, in the aggregate, or by the that a proposed or final rule is not have a substantial direct effect on the
private sector, or $100 million or more expected to have a significant economic States, on the relationship between the
annually (adjusted for inflation). impact on a substantial number of small national Government and the States, or

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on the distribution of power and Authority: 49 U.S.C. 106(g), 40113, 44701– 121.923 Approval of training, qualification,
responsibilities among the various 44703, 44707, 44709–44711, 45102–45103, or evaluation by a person who provides
levels of government, and therefore 45301–45302. training by arrangement.
121.925 Recordkeeping requirements.
would not have federalism implications. SFAR No. 58 [Removed]
Environmental Analysis § 121.901 Purpose and eligibility.
2. Remove SFAR No. 58 from part 61.
3. Amend 61.58(b) by removing (a) Notwithstanding the provisions of
FAA Order 1050.1E identifies FAA parts 61, 63, 65, 121, 135, and 142 of
actions that are categorically excluded ‘‘SFAR 58’’ and adding ‘‘subpart Y of
part 121 of this chapter’’ in its place. this chapter, this subpart provides for
from preparation of an environmental approval of an alternative method
assessment or environmental impact PART 63—CERTIFICATION: FLIGHT (known as ‘‘Advanced Qualification
statement under the National CREWMEMBERS OTHER THAN Program’’ or ‘‘AQP’’) for qualifying,
Environmental Policy Act in the PILOTS training, certifying, and otherwise
absence of extraordinary circumstances. ensuring competency of crewmembers,
The FAA has determined this proposed 4. The authority citation for part 63 aircraft dispatchers, other operations
rulemaking action qualifies for the continues to read as follows: personnel, flight instructors, and
categorical exclusion identified in Authority: 49 U.S.C. 106(g), 40108, 40113, evaluators who are required to be
paragraph 312f and involves no 44701–44703, 44710, 44712, 44714, 44716, trained under parts 121 and 135 of this
extraordinary circumstances. 44717, 44722, 45303. chapter.
Regulations That Significantly Affect (b) A certificate holder is eligible
SFAR No. 58 [Removed] under this subpart if the certificate
Energy Supply, Distribution, or Use 5. Remove SFAR No. 58 from part 63. holder is required or elects to have an
The FAA has analyzed this NPRM approved training program under
under Executive Order 13211, Actions PART 65—CERTIFICATION: AIRMEN §§ 121.401, 135.3(c), or 135.341 of this
Concerning Regulations that OTHER THAN FLIGHT chapter.
Significantly Affect Energy Supply, CREWMEMBERS (c) A certificate holder obtains
Distribution, or Use (May 18, 2001). We 6. The authority citation for part 65 approval of each proposed curriculum
have determined that it is not a continues to read as follows: under this AQP as specified in
‘‘significant energy action’’ under the § 121.909.
executive order because it is not a Authority: 49 U.S.C. 106(g), 40113, 44701–
‘‘significant regulatory action’’ under 44703, 44707, 44709–44711, 45102–45103, § 121.903 General requirements for
45301–45302. Advanced Qualification Programs.
Executive Order 12866, and it is not
likely to have a significant adverse effect (a) A curriculum approved under an
SFAR No. 58 [Removed]
on the supply, distribution, or use of AQP may include elements of existing
7. Remove SFAR No. 58 from part 65. training programs under part 121 and
energy.
part 135 of this chapter. Each
List of Subjects PART 121—OPERATING
curriculum must specify the make,
REQUIREMENTS: DOMESTIC, FLAG,
14 CFR Part 61 model, series or variant of aircraft and
AND SUPPLEMENTAL OPERATIONS each crewmember position or other
Air safety, Air transportation, 8.–9. The authority citation for part positions to be covered by that
Aviation safety, Safety. 121 continues to read as follows: curriculum. Positions to be covered by
14 CFR Part 63 the AQP must include all flight
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
crewmember positions, flight
Air safety, Air transportation, Airmen, instructors, and evaluators and may
44711, 44713, 44716–44717, 44722, 44901,
Aviation safety, Safety, Transportation. 44903–44904, 44912, 45101–45105, 46105, include other positions, such as flight
14 CFR Part 65 46301. attendants, aircraft dispatchers, and
other operations personnel.
Airmen, Aviation safety, Air SFAR No. 58 [Removed] (b) Each certificate holder that obtains
transportation, Aircraft. 10. Remove Special Federal Aviation approval of an AQP under this subpart
14 CFR Part 121 Regulation (SFAR) No. 58.—Advanced must comply with all of the
Qualification Program from part 121. requirements of the AQP and this
Aircraft pilots, Airmen, Aviation 11. Add subpart Y to read as follows: subpart instead of the corresponding
safety, Pilots, Safety. provisions of parts 61, 63, 65, 121, or
14 CFR Part 135 Subpart Y—Advanced Qualification 135 of this chapter. However, each
Program applicable requirement of parts 61, 63,
Air carriers, Air transportation, 65, 121, or 135 of this chapter, including
Airmen, Aviation safety, Safety, Pilots. Sec.
121.901 Purpose and eligibility. but not limited to practical test
The Proposed Amendment 121.903 General requirements for Advanced requirements, that is not specifically
Qualification Programs. addressed in the AQP continues to
The Federal Aviation Administration
121.905 Confidential commercial apply to the certificate holder and to the
proposes to amend parts 61, 63, 65, 121, information. individuals being trained and qualified
and 135 of Title 14, Code of Federal 121.907 Definitions. by the certificate holder. No person may
Regulations (14 CFR parts 61, 63, 65, 121.909 Approval of Advanced be trained under an AQP unless that
121 and 135) as follows: Qualification Program. AQP has been approved by the FAA and
121.911 Indoctrination curriculum.
PART 61—CERTIFICATION: PILOTS, 121.913 Qualification curriculum.
the person complies with all of the
FLIGHT INSTRUCTORS, AND GROUND 121.915 Continuing qualification requirements of the AQP and this
INSTRUCTORS curriculum. subpart.
121.917 Other requirements. (c) No certificate holder that conducts
1. The authority citation for part 61 121.919 Certification. its training program under this subpart
continues to read as follows: 121.921 Training devices and simulators. may use any person nor may any person

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serve in any duty position as a required Evaluator means a person who different from those applicable to other
crewmember, an aircraft dispatcher, a assesses or judges the performance of aircraft of the same make, model, and
flight instructor, or an evaluator, unless crewmembers, flight instructors, other series.
that person has satisfactorily evaluators, aircraft dispatchers, or other
§ 121.909 Approval of Advanced
accomplished, in a training program operations personnel.
Qualification Program.
approved under this subpart for the First Look means the assessment of
certificate holder, the training and performance to determine proficiency (a) Approval process. Application for
evaluation of proficiency required by on designated flight tasks before any approval of an AQP curriculum under
the AQP for that type airplane and duty briefing, training, or practice on those this subpart is made, through the FAA
tasks is given in the training session for office responsible for approval of the
position.
(d) All documentation and data a continuing qualification curriculum. certificate holder’s operations
required under this subpart must be First Look is conducted during an AQP specifications, to the Manager of the
continuing qualification cycle to Advanced Qualification Program.
submitted in a form and manner
(b) Approval criteria. Each AQP must
acceptable to the FAA. determine trends of degraded
have separate curriculums for
(e) Any training or evaluation proficiency, if any, due in part to the
indoctrination, qualification, and
required under an AQP that is length of the interval between training
continuing qualification (including
satisfactorily completed in the calendar sessions.
Instructional systems development upgrade, transition, and requalification),
month before or the calendar month as specified in §§ 121.911, 121.913, and
after the calendar month in which it is means a systematic methodology for
121.915. All AQP curriculums must be
due is considered to have been developing or modifying qualification
based on an instructional systems
completed in the calendar month it was standards and associated curriculum
development methodology. This
due. content based on a documented analysis
methodology must incorporate a
of the job tasks, skills, and knowledge
§ 121.905 Confidential commercial thorough analysis of the certificate
required for job proficiency.
information. Job task listing means a listing of all holder’s operations, aircraft, line
(a) Each certificate holder that claims tasks, subtasks, knowledge, and skills environment and job functions. All AQP
that AQP information or data it is qualification and continuing
required for the accomplishment of the
submitting to the FAA is entitled to qualification curriculums must integrate
operational job.
confidential treatment under 5 U.S.C. Line Operational Evaluation (LOE) the training and evaluation of CRM and
552(b)(4) because it constitutes means a simulated line environment, technical skills and knowledge. An
confidential commercial information as the scenario content of which is application for approval of an AQP
described in 5 U.S.C. 552(b)(4), and designed to test the integration of curriculum may be approved if the
should be withheld from public technical and CRM skills. program meets the following
disclosure, must include its request for Line Operational Simulation (LOS) requirements:
(1) The program must meet all of the
confidentiality with each submission. means a training or evaluation session,
(b) When requesting confidentiality requirements of this subpart.
as applicable, that is conducted in a (2) Each indoctrination, qualification,
for submitted information or data, the simulated line environment using and continuing qualification AQP, and
certificate holder must: equipment qualified and approved for derivatives must include the following
(1) If the information or data is its intended purpose in an AQP. documentation:
transmitted electronically, embed the Planned hours means the estimated (i) Initial application for AQP.
claim of confidentiality within the amount of time (as specified in a (ii) Initial job task listing.
electronic record so that the portions curriculum outline) that it takes a (iii) Instructional systems
claimed to be confidential are readily typical student to complete a segment of development methodology.
apparent when received and reviewed. instruction (to include all instruction, (iv) Qualification standards
(2) If the information or data is demonstration, practice, and evaluation, document.
submitted in paper format, place the as appropriate, to reach proficiency). (v) Curriculum outline.
word ‘‘CONFIDENTIAL’’ on the top of Qualification standard means a (vi) Implementation and operations
each page containing information or statement of a minimum required plan.
data claimed to be confidential. performance, applicable parameters, (3) Subject to approval by the FAA,
(3) Justify the basis for a claim of criteria, applicable flight conditions, certificate holders may elect, where
confidentiality under 5 U.S.C. 552(b)(4). evaluation strategy, evaluation media, appropriate, to consolidate information
and applicable document references. regarding multiple programs within any
§ 121.907 Definitions. Qualification standards document of the documents referenced in
The following definitions apply to means a single document containing all paragraph (b)(2) of this section.
this subpart: of the qualification standards for an (4) The Qualification Standards
Crew Resource Management (CRM) AQP together with a prologue that Document must indicate specifically the
means the effective use of all of the provides a detailed description of all requirements of the parts 61, 63, 65,
resources available to crewmembers, facets of the evaluation process. 121, or 135 of this chapter, as
including each other, in order to achieve Special tracking means the applicable, that would be replaced by an
a safe and efficient flight. assignment of a person to an augmented AQP curriculum. If a practical test
Curriculum outline means a listing of schedule of training, checking, or both. requirement of parts 61, 63, 65, 121, or
each segment, module, lesson, and Training session means a 135 of this chapter is replaced by an
lesson element in a curriculum, or an contiguously scheduled period devoted AQP curriculum, the certificate holder
equivalent listing acceptable to the to training activities at a facility must establish an initial justification
FAA. accepted by the FAA for that purpose. and a continuing process approved by
Evaluation of proficiency means a Variant means a specifically the FAA to show how the AQP
Line Operational Evaluation (LOE) or an configured aircraft for which the FAA curriculum provides an equivalent level
equivalent evaluation under an AQP has identified training and of safety for each requirement that is to
acceptable to the FAA. qualifications that are significantly be replaced.

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(c) Application and transition. Each dispatchers and other operations (2) A list of and text describing the
certificate holder that applies for one or personnel; and policies and practices knowledge requirements, subject
more advanced qualification used to conduct the kinds of evaluations materials, job skills, and qualification
curriculums must include as part of its particular to an AQP (e.g., LOE). standards of each procedure and task to
application a proposed transition plan be trained and evaluated.
§ 121.913 Qualification curriculum. (3) A list of and text describing
(containing a calendar of events) for
moving from its present approved Each qualification curriculum must evaluation/remediation strategies,
training to the advanced qualification contain training, evaluation, and standardization policies and recency
program training. certification activities, as applicable for requirements.
(d) Advanced Qualification Program specific positions subject to the AQP, as
revisions or rescissions of approval. If follows: § 121.915 Continuing qualification
(a) The certificate holder’s planned curriculum.
after a certificate holder begins training
and qualification under an AQP, the hours of training, evaluation, and Each continuing qualification
FAA finds that the certificate holder is supervised operating experience. curriculum must contain training and
not meeting the provisions of its (b) For crewmembers, aircraft evaluation activities, as applicable for
dispatchers, and other operations specific positions subject to the AQP, as
approved AQP, the FAA may require
personnel, the following: follows:
the certificate holder, pursuant to
(1) Training, evaluation, and (a) Continuing qualification cycle. A
§ 121.405(e), to make revisions. Or if certification activities that are aircraft-
otherwise warranted, the FAA may continuing qualification cycle that
and equipment-specific to qualify a ensures that during each cycle each
withdraw AQP approval and require the person for a particular duty position on,
certificate holder to submit and obtain person qualified under an AQP,
or duties related to the operation of, a including flight instructors and
approval for a plan (containing a specific make, model, series, or variant
schedule of events) that the certificate evaluators, will receive a mix that will
aircraft. ensure training and evaluation on all
holder must comply with and use to (2) A list of and text describing the
transition to an approved training events and subjects necessary to ensure
knowledge requirements, subject that each person maintains proficiency
program under subpart N of this part or materials, job skills, and qualification
under subpart H of part 135 of this in knowledge, technical skills, and
standards of each task to be trained and cognitive skills required for initial
chapter, as appropriate. The certificate evaluated.
holder may also voluntarily submit and qualification in accordance with the
(3) The requirements of the certificate approved continuing qualification AQP,
obtain approval for a plan (containing a holder’s approved AQP program that are
schedule of events) to transition to an evaluation/remediation strategies, and
in addition to or in place of, the provisions for special tracking. Each
approved training program under requirements of parts 61, 63, 65, 121 or
subpart N of this part or under subpart continuing qualification cycle must
135 of this chapter, including any include at least the following:
H of part 135 of this chapter, as applicable practical test requirements. (1) Evaluation period. Initially the
appropriate. (4) A list of and text describing
(e) Approval by the FAA. Final continuing qualification cycle is
operating experience, evaluation/
approval of an AQP by the FAA comprised of two or more evaluation
remediation strategies, provisions for
indicates that the FAA has accepted the periods of equal duration. Each person
special tracking, and how recency of
justification provided under paragraph qualified under an AQP must receive
experience requirements will be
(b)(4) of this section and that the ground training and flight training and
accomplished.
applicant’s initial justification and (c) For flight crewmembers: initial an evaluation of proficiency during each
continuing process establish an operating experience and line check. evaluation period at a training facility.
equivalent level of safety for each (d) For flight instructors, the The number and frequency of training
requirement of parts 61, 63, 65, 121, and following: sessions must be approved by the FAA.
135 of this chapter that is being (1) Training and evaluation activities (2) Training. Continuing qualification
replaced. to qualify a person to conduct must include training in all tasks,
instruction on how to operate, or on procedures and subjects required in
§ 121.911 Indoctrination curriculum. how to ensure the safe operation of a accordance with the approved program
Each indoctrination curriculum must particular make, model, and series documentation, as follows:
include the following: aircraft (or variant). (i) For pilots in command, seconds in
(a) For newly hired persons being (2) A list of and text describing the command, and flight engineers, First
trained under an AQP: The certificate knowledge requirements, subject Look in accordance with the certificate
holder’s policies and operating practices materials, job skills, and qualification holder’s FAA-approved program
and general operational knowledge. standards of each procedure and task to documentation.
(b) For newly hired crewmembers and be trained and evaluated. (ii) For pilots in command, seconds in
aircraft dispatchers: General (3) A list of and text describing command, flight engineers, flight
aeronautical knowledge appropriate to evaluation/remediation strategies, attendants, flight instructors and
the duty position. standardization policies and recency evaluators: Ground training including a
(c) For flight instructors: The requirements. general review of knowledge and skills
fundamental principles of the teaching (e) For evaluators: The requirements covered in qualification training,
and learning process; methods and of paragraph (d)(1) of this section plus updated information on newly
theories of instruction; and the the following: developed procedures, and safety
knowledge necessary to use aircraft, (1) Training and evaluation activities information.
flight training devices, flight simulators, that are aircraft and equipment specific (iii) For crewmembers, flight
and other training equipment in to qualify a person to assess the instructors, evaluators, and other
advanced qualification curriculums. performance of persons who operate or operational personnel who conduct
(d) For evaluators: General evaluation who ensure the safe operation of, a their duties in flight: proficiency
requirements of the AQP; methods of particular make, model, and series training in an aircraft, flight training
evaluating crewmembers and aircraft aircraft (or variant). device, flight simulator, or other

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equipment, as appropriate, on normal, receives at least one ‘‘no-notice’’ line and flight training applicable to each
abnormal, and emergency flight check every 24 months. As a minimum, position for which training is provided
procedures and maneuvers. the number of ‘‘no-notice’’ line checks under an AQP.
(iv) For dispatchers and other administered each calendar year must (b) Approved training on and
operational personnel who do not equal at least 50% of the certificate evaluation of skills and proficiency of
conduct their duties in flight: ground holder’s pilot-in-command workforce in each person being trained under AQP to
training including a general review of accordance with a strategy approved by use his or her crew resource
knowledge and skills covered in the FAA for that purpose. In addition, management skills and his or her
qualification training, updated the line checks to be conducted under technical (piloting or other) skills in an
information on newly developed this paragraph must be conducted over actual or simulated operations scenario.
procedures, safety related information, all geographic areas flown by the For flight crewmembers this training
and, if applicable, a line observation certificate holder in accordance with a and evaluation must be conducted in an
program. sampling methodology approved by the approved flight training device, flight
(v) For flight instructors and FAA for that purpose. simulator, or, if approved under this
evaluators: Proficiency training in the (iii) During the line checks required subpart, in an aircraft.
type flight training device or the type under paragraph (b)(2)(i) and (ii) of this (c) Data collection and analysis
flight simulator, as appropriate, section, each person performing duties processes acceptable to the FAA that
regarding training equipment operation. as a pilot in command, second in will ensure that the certificate holder
For flight instructors and evaluators command, or flight engineer for that provides performance information on its
who are limited to conducting their flight, must be individually evaluated to crewmembers, flight instructors, and
duties in flight simulators or flight determine whether the person remains evaluators that will enable the
training devices: training in operational adequately trained and currently certificate holder and the FAA to
flight procedures and maneuvers proficient with respect to the particular determine whether the form and content
(normal, abnormal, and emergency). aircraft, crew position, and type of of training and evaluation activities are
(b) Evaluation of performance. operation in which he or she serves; and satisfactorily accomplishing the overall
Continuing qualification must include that the person has sufficient knowledge objectives of the curriculum.
evaluation of performance on a sample and skills to operate effectively as part
of those events and major subjects of a crew. The evaluator must be a check § 121.919 Certification.
identified as diagnostic of competence airman, an APD, or an FAA inspector A person subject to an AQP is eligible
and approved for that purpose by the and must hold the certificates and to receive a commercial or airline
FAA. The following evaluation ratings required of the pilot in transport pilot, flight engineer, or
requirements apply: command. aircraft dispatcher certificate or
(1) Evaluation of proficiency as (c) Recency of experience. For pilots appropriate rating based on the
follows: in command, seconds in command, successful completion of training and
(i) For pilots in command, seconds in flight engineers, aircraft dispatchers, evaluation events accomplished under
command, and flight engineers: An flight instructors, evaluators, and flight that program if the following
evaluation of proficiency, portions of attendants, approved recency of requirements are met:
which may be conducted in an aircraft, experience requirements appropriate to (a) Training and evaluation of
flight simulator, or flight training device the duty position. required knowledge and skills under the
as approved in the certificate holder’s (d) Duration of cycles and periods. AQP must meet minimum certification
curriculum that must be completed Initially, the continuing qualification and rating criteria established by the
during each evaluation period. cycle approved for an AQP must not FAA in parts 61, 63, or 65 of this
(ii) For any other persons covered by exceed 24 calendar months in duration, chapter. The FAA may approve
an AQP, a means to evaluate their and must include two or more alternatives to the certification and
proficiency in the performance of their evaluation periods of equal duration. rating criteria of parts 61, 63, or 65 of
duties in their assigned tasks in an Thereafter, upon demonstration by a this chapter, including practical test
operational setting. certificate holder that an extension is requirements, if it can be demonstrated
(2) Line checks as follows: warranted, the FAA may approve an that the newly established criteria or
(i) Except as provided in paragraph extension of the continuing requirements represent an equivalent or
(b)(2)(ii) of this section, for pilots in qualification cycle to a maximum of 36 better measure of airman competence,
command: A line check conducted in an calendar months in duration. operational proficiency, and safety.
aircraft during actual flight operations (e) Requalification. Each continuing (b) The applicant satisfactorily
under part 121 or part 135 of this qualification curriculum must include a completes the appropriate qualification
chapter or during operationally (line) curriculum segment that covers the curriculum.
oriented flights, such as ferry flights or requirements for requalifying a (c) The applicant shows competence
proving flights. A line check must be crewmember, aircraft dispatcher, other in required technical knowledge and
completed in the calendar month at the operations personnel, flight instructor, skills (e.g., piloting) and crew resource
mid-point of the evaluation period. or evaluator who has not maintained management (e.g., CRM or DRM)
(ii) With the FAA’s approval, a no- continuing qualification. knowledge and skills in scenarios (i.e.,
notice line check strategy may be used LOE) that test both types of knowledge
in lieu of the line check required by § 121.917 Other requirements. and skills together.
paragraph (b)(2)(i) of this section. The In addition to the requirements of (d) The applicant is otherwise eligible
certificate holder who elects to exercise §§ 121.913 and 121.915, each AQP under the applicable requirements of
this option must ensure that the ‘‘no- qualification and continuing curriculum part 61, 63, or 65 of this chapter.
notice’’ line checks are administered so must include the following (e) The applicant has been trained to
that the flight crewmembers are not requirements: proficiency on the certificate holder’s
notified in advance of the evaluation. In (a) Integrated Crew Resource approved AQP Qualification Standards
addition, the AQP certificate holder Management (CRM) or Dispatcher as witnessed by a flight instructor,
must ensure that each pilot in command Resource Management (DRM) ground check airman, or APD and has passed a

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LOE administered by an APD or the (2) The training provider’s AQP all of the qualification and continuing
FAA. training and qualification curriculums, qualification requirements that apply to
curriculum segments, or portions of employees of the certificate holder that
§ 121.921 Training devices and simulators. curriculum segments must be has arranged for the training, including
(a) Each flight training device or provisionally approved by the FAA. A knowledge of the certificate holder’s
airplane simulator that will be used in training provider may apply for operations.
an AQP for one of the following provisional approval independently or (2) Each provisionally-approved
purposes must be evaluated by the FAA in conjunction with a certificate curriculum, curriculum segment, or
for assignment of a flight training device holder’s application for AQP approval. portion of a curriculum segment must
or flight simulator qualification level: Application for provisional approval be approved by the FAA for use in the
(1) Required evaluation of individual must be made, through the FAA office certificate holder’s AQP. The FAA will
or crew proficiency. directly responsible for oversight of the either provide approval or require
(2) Training to proficiency or training training provider, to the Manager of the modifications to ensure that each
activities that determine if an individual Advanced Qualification Program. curriculum, curriculum segment, or
or crew is ready for an evaluation of (3) The specific use of provisionally portion of a curriculum segment is
proficiency. approved curriculums, curriculum applicable to the certificate holder’s
(3) Activities used to meet recency of segments, or portions of curriculum AQP.
experience requirements. segments in a certificate holder’s AQP
(4) Line Operational Simulations must be approved by the FAA as set § 121.925 Recordkeeping requirements.
(LOS). forth in § 121.909. Each certificate holder conducting an
(b) Approval of other training (b) An applicant for provisional approved AQP must establish and
equipment. approval of a curriculum, curriculum maintain records in sufficient detail to
(1) Any training equipment that is segment, or portion of a curriculum demonstrate that the certificate holder is
intended to be used in an AQP for segment under this paragraph must in compliance with all of the
purposes other than those set forth in show that the following requirements requirements of the AQP and this
paragraph (a) of this section must be are met: subpart.
approved by the FAA for its intended (1) The applicant must have a
use. curriculum for the qualification and PART 135—OPERATING
(2) An applicant for approval of continuing qualification of each flight REQUIREMENTS: COMMUTER AND
training equipment under this instructor and evaluator used by the ON DEMAND OPERATIONS AND
paragraph must identify the device by applicant. RULES GOVERNING PERSONS
its nomenclature and describe its (2) The applicant’s facilities must be ABOARD SUCH AIRCRAFT
intended use. found by the FAA to be adequate for any
(3) Each training device approved for planned training, qualification, or 12. The authority citation for part 135
use in an AQP must be part of a evaluation for a certificate holder continues to read as follows:
continuing program to provide for its operating under part 121 or part 135 of Authority: 49 U.S.C. 106(g), 40113, 44701–
serviceability and fitness to perform its this chapter. 44702, 44705, 44709, 44711–44713, 44715–
intended function as approved by the (3) Except for indoctrination 44717, 44722.
FAA. curriculums, the curriculum,
curriculum segment, or portion of a SFAR No. 58 [Removed]
§ 121.923 Approval of training, curriculum segment must identify the 13. Remove SFAR No. 58 from part
qualification, or evaluation by a person who specific make, model, and series aircraft 135.
provides training by arrangement. (or variant) and crewmember or other 14. Amend § 135.1(a)(4) by removing
(a) A certificate holder operating positions for which it is designed. ‘‘SFAR No. 58’’ and adding ‘‘subpart Y
under part 121 or part 135 of this (c) A certificate holder who wants of part 121 of this chapter’’ in its place
chapter may arrange to have AQP approval to use a training provider’s each place it appears.
training, qualification, evaluation, or provisionally approved curriculum,
certification functions performed by curriculum segment, or portion of a Issued in Washington, DC on March 23,
2005.
another person (a ‘‘training provider’’) if curriculum segment in its AQP, must
the following requirements are met: show that the following requirements John M. Allen,
(1) The training provider is are met: Director, Flight Standards Service.
certificated under part 119 or 142 of this (1) Each flight instructor or evaluator [FR Doc. 05–6141 Filed 3–29–05; 8:45 am]
chapter. used by the training provider must meet BILLING CODE 4910–13–P

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