Documente Academic
Documente Profesional
Documente Cultură
V
VERA
LAUREL;
November
16,
1937
FACTS
- 15 October 1931: information for criminal case People
v. Mariano Cu Unjieng, et al. filed in CFI Manila. In the
said case, HSBC, being the offended party, intervened as
private
prosecutor.
- 8 January 1934: after a protracted trial, CFI rendered a
judgment
of
conviction
sentencing
MCU
to
imprisonment.
- 26 March 1935: SC upholds sentence of conviction w/ a
slight
modification
of
the
duration
of
imprisonment.
- 17 December 1935: MFR and 4 motions for new trial by
MCU
denied
by
Phil
SC.
- 18 December 1935: final judgment was entered by Phil
SC.
MCU
seeks
to
elevate
the
case
to
US
SC.
- November 1936: US SC denies petition for certiorari.
- 24 November 1936: Phil Sc denies MCUs petition for
leave to file a 2nd alternative MFR or new trial; &
remands the case to CFI Manila for execution of the
judgment.
- 27 November 1936: MCU files application for probation
under
the
provisions
of
Act
No.
4221
of
the
Phil
Legislature.
CFI
Manila,
Judge
Pedro
Tuason
presiding,
refers
the
application
to
the
Insular
Probation
Office
(IPO)
18
June
1937:
IPO
recommends
denial
of
MCUs
application
for
probation
- 5 April 1937: hearing of the petition before CFI Manila,
7th branch with Judge Jose O. Vera presiding. HSBC &
the Fiscal of the City of Manila file separate oppositions
to
the
granting
of
probation.
HSBC
attacks
constitutionality
of
Act
No.
4221
on
the
following
grounds:
equal
protection
of
the
laws
(its
applicability
is
not
uniform
throughout
the
Islands);
undue
delegation
of
legislative
power
(section
11
of
the said Act endows provl boards w/ power to make said
law effective or otherwise in their respective provinces).
- 28 June 1937: Judge Jose O. Vera of CFI Mnla
promulgates
resolution
with
a
finding
that
MCU
is
innocent of the crime of which he stands convicted but
denying
the
latter's
petition
for
probation.
- 3 July 1937: counsel for MCU files exception to the
resolution denying probation & notice of intention to file
MFR. This was followed by a series of alternative motions
for new reconsideration or new trial. A motion for leave
to intervene in the case as amici curiae signed by 33
(34) attorneys was also filed. (Attorney Eulalio Chaves, 1
of the 34, subsequently filed a petition for leave to
withdraw his appearance as amicus curiae on the ground
that the motion was circulated at a banquet given by
counsel for MCU & that he signed the same "without
mature deliberation & purely as a matter of courtesy.)
HSBC
files
opposition
to
motion
for
intervention.
- 6 August 1937: the Fiscal of the City of Mnla files
motion w/ TC for issuance of an order to execute
judgment of Phil SC in said case & to commit MCU to jail
in
obedience
to
said
judgment.
- 19 August 1937 is the date set for hearing on the
various
motions
for
CFIs
consideration.
On
this
same
date, this instant case was field before Phil SC to put an
end
to
what
they
alleged
was
an
interminable
proceeding
in
CFI
Mnla.
- Note Probation implies guilt by final judgment. While
a
probation
case
may
look
into
the
circumstances
attending the commission of the offense, this does not
authorize it to reverse the findings and conclusive of this
court,
either
directly
or
indirectly, especially
wherefrom
its
own
admission
reliance
was
merely
had
on
the
printed briefs, averments, and pleadings of the parties. If
each and every Court of First Instance could enjoy the
privilege of overruling decisions of the Supreme Court,
there would be no end to litigation, and judicial chaos
would
result.
<emphasis
on
the
hierarchy
in
the
Philippine
judicial
system>
ISSUES
1. WON the constitutionality of Act No. 4221 has been
properly
raised
in
these
proceedings
2.
if
YES,
WON
said
Act
is
constitutional
a. WON Act No. 4221 encroaches upon the pardoning
power
of
the
Executive
b.
WON
section
11
of
Act
No.
4221
constitute
an
undue
delegation
of
legislative
power
c.
WON
the
Probation
Act
violates
Bill
of
Rights
provisions
on
equal
protection
of
the
laws
3.
WON
the
entire
Act
should
be
avoided
HELD
1. The constitutionality of an act of the legislature will
not be determined by the courts unless that question is
properly raised and presented in appropriate cases and
is necessary to a determination of the case. <lis mota>
The question of the constitutionality of an act of the
legislature is frequently raised
in
ordinary actions BUT
resort
may
be
made
to
extraordinary
legal
remedies,
particularly where the remedies in the ordinary course of
law
even
if
available,
are
not
plain,
speedy
and
adequate. <e.g. in mandamus proceedings, in an action
of quo warranto, in habeas corpus proceedings, on an
application
for
injunction
to
restrain
action
under
the
challenged
statute,
&
even
on
an
application
for
preliminary
injunction
where
the
determination
of
the
constitutional question is necessary to a decision of the
case, or through petitions for prohibition and certiorari.
Code
of
Civil
Procedure
of
the
Philippine
Islands,
section
516:
Philippine
SC
is
granted
concurrent
jurisdiction
in
prohibition
with
courts
of
first
instance
over
inferior
tribunals
or
persons,
and
original
jurisdiction
over
courts
of
first
instance,
when
such
courts are exercising functions without or in excess of
their
jurisdiction.
- General rule: the question of the validity of the
criminal statute must be raised by a defendant in the
trial court and be carried regularly in review to the
Supreme Court. BUT in cases where a new act seriously
affected
numerous
persons
and
extensive
property
rights, and was likely to cause a multiplicity of actions,
the Supreme Court exercised its discretion to bring the
issue of the act's validity promptly before it and decide
in the interest of the orderly administration of justice.
- The writ of prohibition is an extraordinary judicial writ
issuing out of a court of superior jurisdiction and directed
to an inferior court, for the purpose of preventing the
inferior tribunal from usurping a jurisdiction with which it
is
not
legally
vested.
General
rule:
the
merit
of
prohibition
will
not
lie
where
the
inferior
court
has
jurisdiction
independent
of
the
statute
the
constitutionality of which is questioned. BUT where the
inferior
court
or
tribunal
derives
its
jurisdiction
exclusively from an unconstitutional statute, it may be
prevented by the writ of prohibition from enforcing that
statute. A CFI sitting in probation proceedings is a court
of limited jurisdiction. Its jurisdiction in such proceedings
is conferred exclusively by Act No. 4221 of the Philippine
Legislature.
It
is
unquestionable
that
the
constitutional
issue has been squarely presented not only before this
court by the petitioners but also before the trial court by
the
private
prosecution.
- The power to enforce begets inherently a discretion to
permanently refuse to do so. The authority to define and
fix the punishment for crime is legislative and includes
the right in advance to bring within judicial discretion, for
the
purpose
of
executing
the
statute,
elements
of
consideration
which
would
be
otherwise
beyond
the
scope of judicial authority, and that the right to relieve
from
the
punishment,
fixed
by
law
and
ascertained
according to the methods by it provided belongs to the
executive
department.
- Cooley on Constitutional Limitations: A court will not
consider any attack made on the constitutionality of a
statute by one who has no interest in defeating it
because his rights are not affected by its operation. The
power to declare a legislative enactment void is one
which the judge, conscious of the fallibility of the human
judgment, will shrink from exercising in any case where
independent
in
the
performance
of
our
functions,
undeterred
by
any
consideration,
free
from
politics,
indifferent to popularity, and unafraid of criticism in the
accomplishment of our sworn duty as we see it and as
we
understand
it.
- The constitutionality of Act No. 4221 is challenged on
three
principal
grounds:
(1)
That
said
Act
encroaches
upon the pardoning power of the Executive; (2) that its
constitutes an undue delegation of legislative power and
(3) that it denies the equal protection of the laws.
a. Jones Law, in force at the time of the approval of Act
No.
4221
vests
in
the
Governor-General
of
the
Philippines
"the
exclusive
power
to
grant
pardons
and
reprieves and remit fines and forfeitures". This power is
now
vested
in
the
President
of
the
Philippines
(A7,
s11(6)). Our Constitution also makes specific mention of
"commutation" and of the power of the executive to
impose, in the pardons he may grant, such conditions,
restrictions and limitations as he may deem proper; and
to grant amnesty with the concurrence of the NA. But
the pardoning power has remained essentially the same.
- Jones Law vests the pardoning power exclusively in the
Chief Executive. The exercise of the power may not,
therefore,
be
vested
in
anyone
else.
Where
the
pardoning power is conferred on the executive without
express or implied limitations, the grant is exclusive, and
the legislature can neither exercise such power itself nor
delegate it elsewhere, nor interfere with or control the
proper
exercise
thereof.
- Killitts decision involving an embezzlement case: US SC
ruled
in
1916
that
an
order
indefinitely
suspending
sentenced was void. Under the common law the power
of the court was limited to temporary suspension and
the
right
to
suspend
sentence
absolutely
and
permanently was vested in the executive branch of the
government and not in the judiciary. But, the right of
Congress
to
establish
probation
by
statute
was
conceded.
US
v
Murray:
when
a
person
sentenced
to
imprisonment by a district court has begun to serve his
sentence, that court has no power under the Probation
Act of March 4, 1925 to grant him probation even though
the term at which sentence was imposed had not yet
expired. In this case of Murray, the constitutionality of
the probation Act was not considered but was assumed.
US SC denied the right of the district courts to suspend
sentence. The court pointed out the necessity for action
by Congress if the courts were to exercise probation
powers
in
the
future.
- Riggs v US: the Circuit Court of Appeals of the Fourth
Circuit held that the constitutionality of Probation Act of
March 4, 1925 have been sustained by the Circuit Court
of Appeals of the Ninth Circuit (7 F. [2d], 590), and the
same was held in no manner to encroach upon the
pardoning
power
of
the
President.
1916:
US
SC,
in
plain
and
unequivocal
language,
pointed to Congress as possessing the requisite power to
enact
probation
laws.
A
federal
probation
law
was
actually enacted in 1925. The constitutionality of the Act
has
been
assumed
by
the
US
SC
in
1928
and
consistently sustained by the inferior federal courts in a
number of earlier cases. The Philippine Legislature, like
the
US
Congress,
may
legally
enact
a
probation
law
under its broad power to fix the punishment of any and
all penal offenses. Indeed, the Philippine Legislature has
defined
all
crimes
and
fixed
the
penalties
for
their
violation.
Invariably,
the
legislature
has
demonstrated
the desire to vest in the courts -- particularly the trial
courts -- large discretion in imposing the penalties which
the law prescribes in particular cases. It is believed that
justice can best be served by vesting this power in the
courts, they being in a position to best determine the
penalties
which
an
individual
convict,
peculiarly
circumstanced,
should
suffer.
<Revised
Penal
Code,
Indeterminate
Sentence
Law,
Parole
Act,
Juvenile
Delinquency
Law, (Adult)
Probation
Law, etc
show
the
intention
of
the
legislature
to
humanize
the
penal
laws.>