Documente Academic
Documente Profesional
Documente Cultură
Constitutional Law II
Project
ON
BY
: Kanishka
SRIJAN MEHROTRA
10/B.A.L.L.B./025
10/B.A.L.L.B./051
Table of Contents
List of Cases...................................................................................................................................... 3
Introduction ............................................................................................................................... 4
I.
Conclusion ........................................................................................................... 34
Bibliography ................................................................................................................................... 36
Statutes........................................................................................................................................ 36
Books .......................................................................................................................................... 36
Dictionaries................................................................................................................................. 36
Websites ...................................................................................................................................... 36
Government documents................................................................................................................ 37
Journals and Magazines .............................................................................................................. 37
Constituent assembly debates....................................................................................................... 38
Articles referred .......................................................................................................................... 38
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List of Cases
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I.
Introduction
Lord Acton once said 1 Power corrupts and absolute power corrupts absolutely. The institute
of Governor is no exception to this. After independence when the union of India was formed
after integrating the entire province, it was felt that there should be a link between the
functioning state legislature and union executive. It was thought that there would be a post
who would serve as the representative of Union. As decided that post would be that of a
constitutional head, who would assist and regulate the legislation in functioning. His job was
to ensure the proper functioning of state machinery and act as a guardian in case of crisis.
Keeping in mind his role it was decide by the constituent assembly that the post would be
nominated one rather than elected one. The office of governor was one of the main reasons
why the constitution drafters added disputed article 356 in the constitution. Hence the office
of Governor is also responsible for one of the most important duty in the state i.e. to head the
state during the imposition of Presidents rule and take care of the state machinery 2.
Furthermore in order to be able to full fill all his duties, he was granted with wide range of
powers. These powers were not only authoritative in nature but were also in consonance with
the idea of constitutionalism. Extending but not limited to the Governor had three main
powers i.e. executive, pardoning and ordinance making power. While our constitution
provided many technical details on the powers of constitution, it left the process of election
on the discretion of President and Union government. The reason behind this was that, it was
thought that whatever would be the decision of them, it would always be done to strengthen
the state machinery and largely for the welfare of people of India. And it was the this juncture
that the problem started.
With passage of time, there was no longer the rule of same party in centre as well as state.
Thus there were always differences and slowly the post of Governor was manipulated to
benefit the Union. The very process of appointment of Governor became a controversial one.
Political parties stated appointing loyal party activists as the Governor of a state so as to gain
improper advantage. And the appointed Governors instead of acting independently and
responsibly started turning into an agent of centre. Often under influence by the party who
had appointed them, they used their power to benefit the union. The Indian union saw many
examples where the state government was removed wrongfully suspended by the governor
1
2
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allegedly due to mala fide intentions. Examples of this can be the suspension of Kalyan singh
government in U.P. by then Governor Romesh Bhandari in 1997 3 and the suspension of
Arjun Munda government of Jharkhand by Syed Sibte Razi in 2005.
From the very beginning Union had more power than states. And when this power got
combined with the powers of Governor the result was a state of complete anarchy. The net
result was so grave that the honble Supreme Court had to itself intervene4. All these
combined have raised a doubt about the federal nature of the India. Furthermore many other
issues have arisen with time like the appointment of person of military background as
Governor in states of Kashmir and other North-eastern states. This project specifically aims
to uncover the various aspects of the office of Governor and find suitable remedies to this
grave situation.
1. Statement of problem
The Blacks law dictionary defines the governor as The chief executive official of a U.S. state 5.
The Indian constitution has clearly mentioned the powers and function of the office of governor.
But it has remained silent on many vital issues such as the removal of governor, will of president
and many other issues. This in turn leads to the creation of loopholes which have led to mainly
two kinds of defects namely one the appointment of governor and the functioning of governor.
Regarding the appointment, the constitution has allowed the discretion of president and prime
minister prevails but has not provided any parameters for the discretion of governor except some
technical details. But this has created quite a problem as political parties use the post of governor
as a reward for appeasing loyal members or activists. And when such person becomes governor,
naturally they try to favour their parent party. Moreover since the governor has got the say in all
the vital functions like invitation for becoming chief minister, recommendation for imposition of
presidents rule by invoking article 356. With such powers there is always a possibility of misuse.
Further more the condition has been more complex by the coming of Supreme Court
decisions. On one hand the Supreme Court has refused to interfere in matters relating to
appointment of Governor or the working of Governor citing the division of power as the reason.
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But on the other hand it has at times restricted, barred and checked the exercise of some powers
by the governor like the appointment of chief minister6
2. Provisions In The Constitution:The appointment of Governor in states is dealt within Chapter II of Part VI of the Indian
constitution ranging from article 153 to 162 i.e The Executive.
Article 153 Governors of States.There shall be a Governor for each State: Provided that
nothing in this article shall prevent the appointment of the same person as Governor for two
or more States.
It talks about the provision of a governor in each state.
Article 154 Executive
be vested
through
in the
power
of State.(1)
Governor
and
The executive
shall be exercised
by
either directly
or
any functions
Parliament
or the Legislature
by
The Governor may, by writing under his hand addressed to the President, resign his
office.
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(3) Subject to the foregoing provisions of this article, a Governor shall hold office for a term
of five years from the date on which he enters upon his office:
Provided that a Governor shall, notwithstanding the expiration of his term, continue to hold
office until his successor enters upon his office.
It talks about the term of the office of the governor.
Article 157 Qualifications for appointment as Governor.No person shall be eligible for
appointment as Governor unless he is a citizen of India and has completed the age of thirty-five
years.
it talks about what qualification a man must possess to become a governor
Article 158 Conditions of Governors office.(1)
either House of Parliament or of a House of the Legislature of any State specified in the First
Schedule, and if a member of either House of Parliament or of a House of the Legislature of any
such State be appointed Governor, he shall be deemed to have vacated his seat in that House on
the date on which he enters upon his office as Governor.
(2) The Governor shall not hold any other office of profit.
(3)
The Governor shall be entitled without payment of rent to the use of his official
residences and shall be also entitled to such emoluments, allowances and privileges as may be
determined by Parliament by law and, until provision in that behalf is so made, such
emoluments, allowances and privileges as are specified in the Second Schedule.
(3A)
Where the same person is appointed as Governor of two or more States, the
emoluments and allowances payable to the Governor shall be allocated among the States in such
proportion as the President may by order determine.
(4)
The emoluments and allowances of the Governor shall not be diminished during his term
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cannot be carried on
may by Proclamation
(a) assume to himself all or any of the functions of the Government of the State and all or
any of the powers vested in or exercisable by the Governor to or anybody or authority in the
State other than the Legislature of the State;
b) declare that the powers of the Legislature of the State
shall
be
exercisable
by or
incidental
and
necessary or desirable
for
giving
including
for
provisions
effect
to
the
objects
of
the Proclamation,
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4. OBJECT:The aim and object of the paper is to understand the nature of the office of Governor under
article 156 and further supported by other articles i.e. 153-167, Part VI Chapter II THE
EXECUTIVE and then examine the misuse of the office of governor. Furthermore the
researchers would also like to find the loopholes in the system which allow for the misuse of
the post of governor.
5. SCOPE AND LIMITATION:The entire research has emphasised on the post independence history of Indian federation.
Thus history and historical documents from the pre historical era have been taken into
consideration. The work is primarily grounded on secondary sources with certain references
to primary sources. There has been reference to books and Articles with some references
made to cases and their judgements. The research is confined within the scope of provisions
as written in the Constitution under Article 156 to 167 and some other statutory provisions
applicable within the territory of India. There have been mild references to provisions in USA
and UK.
6. RESEARCH QUESTIONS: From where the concept of governor has been taken?
What role does the discretion of president play in the appointment of governor?
Has the discretion being misused by the centre?
Is the governor an agent of the union?
What are the recommendations by various commissions on the office of governor?
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transferred or, to be more specific, certain subjects were declared as transferred subjects while
the rest of them were treated as reserved subjects11. Subjects of vital importance such as revenue,
administration of justice, mineral resources, police etc., were kept reserved while subjects like
local self-government public health, education etc. were transferred 12. The provinces were to be
governed, in relation to transferred subjects by the governor acting with ministers. The governor
and his Councillors were appointed by His Majesty the King of England.
This was the kind of dual executive devised by the Act of 1919, in which certain matters were
administered by the Governor-in-Council, the Councillors being answerable to the King and
certain others were administered by the Governor on the advice of Ministers answerable to him.
Prima facie and as stated by the Muddiman Committee, inherently this division of the
Government into two halves was unsound and in fact this was the reason that in Government of
India Act 1935, this system was again altered. There was now a single governor of a province.
His powers on the province level where same as the governor-general. Like the GovernorGeneral he could make an Ordinance or an act on the subjects falling in his special
responsibility. Further the special power that was given to him was that in case of constitutional
breakdown in the province, he could, by proclamation assume all powers vested in or exercisable
by any provincial body or authority, except the High Court. For the first time The Governors
powers as a whole presented a formidable list seldom found in the case of an executive head
functioning under a responsible system of government 13.
After the independence, this same Government of India Act, 1935 became the major source of
inspiration for the post of Governor. Having known the powers it was decided that the power and
stature of the governor would more or less be the same. The members of Constituent Assembly
had a lot of discussions and deliberations about it. Some members were really apprehensive of
the power to suspend the provincial government. They argued that this was only needed if there
was an Alien rule. In self governance, the stance of distrust between governor and head of
elected government should not arise in the first place. But then it was agreed that the federation
of India was at a nascent stage, there may be cases where representatives of a province may
11
FOR THE LIST OF TRANSFERRED SUBJECTS, SEE GWYER AND APPADORAI, OP. CIT.,P.15
KEITH SAYS THAT THE CHOICE OF TOPICS WAS DICTATED BY THE CONSIDERATION OF MATTERS WHIH
MOST EASILY COULD BE ENTRUSTED TO MINISTERS AND WHICH MOST EASILY COULD BE ENTGRUSTED TO
MINISTERS AND WHICH OFFERD THEN THE GREATEST SCOPE FOR SOCIAL AND ECONOMIC DEVELOPMENT THE
NATION-BUILDING ACTIVITIES, AND THE SPHERE OF SOCIAL REFORM . KEITH, OP. CIT.,P.254
13
PYLEE, OP. CIT., P. 90.
12
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indulge in activities that would be detrimental for the people of the province, so it was necessary
to have a check to this threat.
On comparison with other countries, we find that our system of election was not borrowed but
evolved out of need. In America the governor of a province is directly elected by people. He has
to contest a election whereby people chose him in exercise of their universal adult franchise. On
the other hand France has a other system. For the election of Governor they have the system of
provincial nomination. It means for the post of Governor only a native of that province can be
nominated. If compared with commonwealth countries, our scheme of the post of governor
comes closely to two countries South Africa and Canada.
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attempting to smash my Party. What was being done by the British Imperialism may also be
repeated by the Party (at the Centre)"16
So, at that time the situation were different and they wanted the strong centre and this
according to the researcher was the very reason that most of the congress party members
were in the favour that president should appoint governor and not by direct election. A major
change has occurred since then and especially from 1967 when majority parties were
different from those having government at the union. 17 Since then the office of governor is
being misused by the centre and thats why it has been in controversy. Even eminent Jurist
Soli J. Sorabjee puts it as18:
It will not be exaggeration to say that no institution or constitutional office has suffered
greater erosion or degradation than the office of Governor. The public today generally regard
the Governor as an employee of the Central Government and in some cases as a spy of the
Centre. The unfortunate fact is that few incumbents of this high office have any clear
conception of their role in our constitutional scheme and in fact regard themselves as the
lackeys or employees of the Central government and readily act according to its behest.
It is to be understood that the governor is vested with great responsibility by our
Indian constitution and its office cannot be misused like this he has the duty to keep the
centre informed of the affairs of the state, to help the centre to discharge its constitutional
functions and responsibilities towards the state.19 He has to help the centre in discharging its
duties towards state but not work as an agent for them. There was a response by the BJP on
the role of governor which the governor would like to quote "He (Governor) is the
constitutional head of the State government which in turn is responsible only to the State
legislature. On the other hand, he is appointed by the President, which in fact means the
Central government. It is no doubt true that the Governor is appointed by the President but
that does not make him an employee or servant of the government. So, it is to be understood
that the office of governor was intended to ensure protection and sustenance of the
constitutional process of the working of the constitution by the elected executive and give
him an umpires role. There would be mechanism through which he has to work when a crisis
16
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occur in the state. He has to maintain a vital linkage between union and state20. So, it is
important that the office of governor shouldnt be misused like it has been recently. 21 The
Administrative Reforms Commission on Centre-State Relationship observed that in the centre
state relationship governor is not meant to be a ornamental sinecure. It was said that this is a
post which requires caliber, skill and experience so that the Governor can perform the dual
responsibility towards the Union and the State of which he is the constitutional head. 22 It is to
be noted that many times the governor has to perform many discretionary functions like
choosing Chief Minister, in testing majority, in dismissal of Chief Minister, in dissolving the
legislative assembly, in recommending Presidents rule, in reserving bills for President's
consideration and many other important functions where he has to apply his discretion and
his reasoning and not the reasoning of the centre23. The Committee of Governors appointed
by President V.V. Giri affirmed in its report (1971): " Under the Constitution, just as a State
is a unit of the Federation and exercises its executive powers and functions through a Council
of Ministers responsible to the Legislature and none else, the Governor, as the Head of the
State, has his functions laid down in the Constitution itself, and is in no sense an agent of the
President" 24
The other issue which has always been raised up is on the appointment of governor.
Governor is the constitutional head of the state and it has always been said that like there is
president for the union so, there is a governor for the state. But the controversy comes in the
appointment of the governor. President is elected by the Electoral College consisting of the
elected members of both the Houses of parliament and the elected members of the legislative
assemblies and governor is just appointed by the president under Art 155 of The Indian
Constitution Law25. Though the Governor is the executive head of the State and a part of the
State Legislature and the administration of the State is carried on in his name, the people of
the State or their representatives have no say in the matter of his appointment so what it really
means is that he is appointed by union of council of ministers. 26 So the issue which arise is
that if he holds the office at the pleasure of the president, how he can act unbiased. And the
other contention which has always been put forth is that the office of governor has now
20
Ibid.
Supra, note at 14.
22
Ibid.
23
Supra, note at 2. p 368
24
Supra, note at 15.
25
See, H.M. SEERVAI., CONSTITUTIONAL LAW OF INDIA (4TH ed. 1996)
26
R.S. Sarkaria NATIONAL COMMISSION TO REVIEW THE WORKING OF THE CONSTITUTION, A CONSULTATION
PAPER ON, THE INSTITUTION OF GOVERNOR UNDER THE CONSTITUTION.
21
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become an old age house of the retired politician of the centre i.e. the governor are now not
been appointed on the basis of skill, but on their political connection and their faithfulness
towards the centre. There was a survey done by the Sarkaria Commission which showed that
since independence till October 1984, over 60 per cent of the Governors had taken active part
in politics, many of them immediately prior to their appointment. 27 Therefore when there is
so much political confusion you need a governor who can act impartial and should posses
such skill which are required to run the administration in efficient manner. And for that it is
the duty of the centre to see that the governor is not forced to act as an agent. Even the
renowned jurist H.M. Seervai said 28: "As the President acts on the advice of his Ministry, it
may be contended that if the Governor takes action contrary to the policy of the Union
Ministry, he would risk being removed from his post as Governor and therefore he is likely to
follow the advice of the Union Ministry. It is submitted that a responsible Union Ministry
would not advise, and would not be justified in advising, the removal of a Governor because
in the honest discharge of his duty, the Governor takes action which does not fall in line with
the policy of the Union Ministry. The removal of the Governor under such circumstances
would otherwise mean that the Union executive would effectively control the State executive,
which is opposed to the basic scheme of our federal Constitution". Hence if the union uses its
function discretionally for their advantage and interferes in the working of the state then it
would be a negation of constitutionalism and negation of constitutionalism is nothing but
corruption. The other is the frequent removals of the governor has also lowered the prestige
of this office29. In the Indian Constitution there is a proper process of impeachment for the
removal of president but in the case of governor it is nothing like that and he can be removed
by the president unlike the constitution of U.S.A. where there is a proper process of
impeachment for the removal of governor so this is another departure from the strict federal
principle as obtains from there. 30 Governor holds office at the pleasure of the president and
can be removed by him. It was held:-President of India is the best judge for the exercise of
his pleasure to decide as to when and in what circumstances the term of a sitting Governor of
a state should be reduced, or instead of reducing the term, he may be transferred from one
state to another, or he may be asked to vacate the office. No reason needs to be given for
27
28
29
30
Supra, note at 19
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exercising the pleasure and he need not be heard. Since the governor holds the office during
the pleasure of the president, any mala fide action may be taken cognizance by the
president.31 So this gives a paramount power to the president in the removal of governor and
this in turn gives a large scope to the union for the misuse of it. Only due to these reasons
there have been frequent removals of the governor which in turn have lowered the status of
the office of governor.32 A Survey of the tenures of Governors from 1947 up to October,
1986 shows that, out of the 154 tenures that ended during this period, 104, i.e. two-thirds of
them, were each of duration of less than 5 years.33 Further many of them are transferred,
which creates insecurity in the mind of the governor that he cannot act on his own discretion.
So he has to act on the discretion of the president and therefore the misuse of it lowers the
position of the office of governor.
31
PRATAP SINGH RAOJIRAO RANE V GOVERNOR OF GOA, AIR 1999 BOM 53.
Supra, note at 14, para, 4.1.01.
33
Supra, note at 14,para, 4.7.01.
32
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34
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of the general administration of the State. In the words of Justice P. B. Mukharji 39,
executive power can never be constitutionally defined and all constitutional efforts to define
it must necessarily fail. Executive power is an indefinable multi-dimensional constitutional
concept varying from time to time, from situation to situation along with the changing
concepts of State in political philosophy and political science. Executive power is nothing
short of the whole state in action in its manifold activities. In one sense, the legislative
power and the judicial power, in order to graduate from phrase to facts, have finally to
culminate in executive power to become effective.
Even in the Halsbury law of England, 40 it was stated that the Executive function are
incapable of comprehensive definition, for they are merely the residue of the function of the
government after the legislative and judicial functions have been taken away. All these show
the importance of the power which has been given to him by the constitution of India. And
what is even more striking that the nature of power Governor poses is ultimate in this regard.
It is often been thought that the exercise of power by Governor is not independent as it has to
work on the aid and advise of the council of ministers. Even the constitution of India itself
provides the difference between the power and function when under Art 154(2)41 :Nothing in this article shall
(a) be deemed to transfer to the Governor any functions conferred by any existing law on
the Government of any State or other authority; or
(b) b) prevent Parliament or the state legislature of the state from conferring by law
functions on authority subordinate to the Governor
Therefore, it is quite evident that the parliament or the state legislature can only has
power to bestow only the functions of the Governor on any other authorities and has no say
on the exercise of powers vested on the Governor. Even Art 163 which talks about Council of
minister to aid and advice Governor is also while doing its function but the power here is
absolute.
The gravity of power that the Governor enjoys can be understood by the fact that he
enjoys complete immunity and is not answerable to any court for the exercise and
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performance of the powers and duties of his office, or for any act done, or purporting to be
done by him in the exercise and performance of those powers and duties. 42
However that doesnt mean that he is free to violate the executive function i.e. the executive
power should be used in accordance with provisions of the Indian constitutions and if he
violates his limits, the rule of ultra vires will be invoked.43
After going through all these facts, it seems quite pleasurable that our constitutional
fore-fathers succeeded in creating a post that was true in the nature and essence of Indian
federal structure and basic components of constitution such as rule of law and division of
power. But there is also the darker side of this arrangement. From the very beginning there
has been misuse of the power of Governor. Whether it may be the report sending for
declaration of emergency, or calling upon the majority strength holder for the post of ChiefMinister, it has been obvious that there is something more in play than the sole discretion of
Governor. And it is this discrepancy, along with its nature and cause that the researchers want
to research upon and ascertain.
From the very time of functioning of constitution, it was quite clear that central government
was able to affect and manipulate the power and decisions of governor. In the constitution
assembly debates, it was a huge issue that the appointment of the governor should not alone
be done by the President of India, because there was always a chance of misuse in the future.
History bears the witness that always it has been the party at centre who has decided the
Governor of any state. In fact the post of Governor has been used as a reward for aging and
retired loyal party members or for shunting away dissidents. And thats why in actions of him
sometimes there has been a reflection of biasness with his duties and standards so as to please
his appointer. In other words, Governor is the agent of the Centre in the states. 44 What is
more binding is that the Governor holds the office on the pleasure of president and has to
serve as per the will of president. So even once appointed, there is always a chain that binds
the hands of the Governor. And seldom if he tries to break the chain, the punishment comes
in form of transfer and even in extreme cases as demands of resignation. All these combined
have led to quite a downfall in the prestige of the office of Governor.
42
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Moving over to 2nd significant power of the Governor which has always been in the
question is the discretionary powers of the governor. The discretionary power of a Governor
includes calling the majority party leader to become the chief minister, sending report of the
breakdown of constitutional machinery in state and sitting over the bill passed by the state
legislature. There are certain provisions of the Indian Constitution which grant him
discretionary power. For the sake of convenience, this topic has been divided into two smaller
sub-topics. The first sub topic will be dealing with the general issues of the discretionary
power of the governor. The researchers have decided to discuss one specific topic i.e. report
sending by Governor in the later sub-topic.
According to Art 16345 the council of minister has to aid and advice the Governor but it is to
be noted that it is not necessary for him to accept it, as he can work on his own discretion.
Even the judiciary has held in the case of Shri Pratapsing Raojirao Rane & ... vs The
Governor Of Goa & Others
46
that:-
"Certain powers are available to the Governor under Art. 163 which he could
exercise in his sole discretion. With regard to the action pertaining to his sole discretion, the
immunity of the Governor is absolute and beyond even the writ jurisdiction of the High
Court. The power of the Governor with regard to the appointment of the Chief Minister is a
power which falls in his sole discretion and therefore the Court cannot call in question the
same."
So, it is quite evident that a governor while exercising his discretionary power cannot
be questioned in the court of law. This is one of the main reasons why there is misuse of his
powers. With its deep control and influence, central has always tried to get its work done in
the state through Governor. These powers have been given to the governor for some specified
purpose and not for the purpose of misuse by union. The most widespread misuse of power
happened after the Fourth General Elections in 1967. In a number of States, the party in
power was different from that in the centre. And the Union government wanted to suspend
the state government. As a consequence, the Governors were called upon to exercise their
discretionary so as to benefit the party in centre. The whole group of legal experts were
frightened by the degree of this act, as it shook almost all the pillars of Indias governance.
Moreover the manner in which they were exercised, it had a direct impact on Union-State
45
46
CONSTITUTION OF INDIA,1950
AIR 1999 BOM 53
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relations for a long time. After that incident points of friction between the Union and the
States began to multiply47. So what was seen in this case was that the role of the governor
which was that to ensure smooth functioning of the state had been replaced by his working as
the agent of the union. Many experts are of the view that Governor should exercise his
discretionary power only as the last resort.48 But this has not been the case always. This
power has also been misused in the case of Art 164 where the minister holds the office at the
pleasure of the Governor and the exercise of the discretion by the governor in withdrawing
the pleasure cannot be challenged. He can also withhold his assent to a bill and send it to the
President for his approval. Constitutionally he is not bound to appoint a chief minister of the
majority party though it is a different thing that the person might lose the confidence of the
house in subsequent floor test. So what we see is that the power which has been vested in the
post of Governor has a large scope of misuse. And history bears witness that it has been
resorted to misuse.
Coming over to the next sub-issue and which had the most number of misuses is that
of report sending by the governor in the matters related to imposition of state emergency to
the president. Art 356 reads as the governor can make a report about the failure of the
constitutional machinery in the State. Bearing in mind that this report is mentioned in an
Article of the constitution, it is submitted that the Governor would be justified in making such
a report contrary to the advice of the council of minister, because such a report might show
that the failure of the constitutional machinery was due to the conduct of council of
minister.49 This governor power has been greatly been misused by almost every party which
has been at the centre. But the most critical example would be the tenure of Indira Gandhi
spanning eleven years in which twenty seven times state emergency was imposed.
In this regard, it is important to know that when governor can dissolve the legislative
assembly and when he can ask for presidents rule. After thorough research, the researchers
are of the conclusion that the Governors should not be allowed to dismiss the Ministry so
long as he enjoys the confidence of the House. Only where a Chief Minister of the Ministry
refuses to resign after his Ministry is defeated on a motion of no-confidence, should the
Governor dismiss the State Government. It is to be noted that when it is clear that no-longer
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the state machinery can work, then only president rule can be imposed. But firstly it is the
duty of the governor that the problem is solved by the state itself and not by the president
rule. In the words of Soli Sorabjee, eminent jurist and former Solicitor-General of India,
After the Supreme Court's judgment in the S. R. Bommai case, it is well settled that
Article 356 is an extreme power and is to be used as a last resort in cases where it
manifest that there is an impasse and the
constitutional
machinery
in
State
is
has
collapsed.50
This is a great power which has been vested with the governor and with the great
powers comes great responsibility and so governor has to act with his own knowledge and
not as a mere agent of union or else it would be a great misuse of power. It has always been
speculated that when the president holds office at the pleasure of the president, then how can
he use his own discretion. In 1979 Raghukul Tilak
observed that the appointment of the Governor and his tenure at the pleasure of the
President does not make the Government of India an employer of the Governor. The
Governor is the head of the State and holds a high constitutional office which carries with
it important constitutional functions and duties and he cannot, therefore, even by
stretching the language to a breaking point, be regarded as an employee or servant of the
Government of India." The Court added: "It is impossible to hold that the Governor is under
the control of the Government of India. He is not amenable to the directions of the
Government of India, nor is he accountable to them for the manner in which he carries out
his functions and duties. His is an independent constitutional office which is not subject
to the control of the Government of India." 51 So it is quite visible how judiciary has
recognized its role in preserving the office of governor and understanding that it shouldnt be
used by these political parties for their motives. Even after this there have been a number of
cases where the governor has send a report with mala fide intention for the imposition of
presidents rule. One of the most famous case was of Buta singh acting as a Governor in the
state of Bihar 2005. In this case the then chief-minister aspirant Nitish Kumar was prevented
by governor Buta Singh from staking his claim to form the government in Bihar on the
allegation that a majority could be cobbled by distortion of the system due to allurement and
50
SOLI SORABJEE, CONSTITUTIONAL MORALITY VIOLATED IN GUJARAT, INDIAN E XPRESS, PUNE, INDIA, SEPT.
21, 1996
51
HARGOVIND V. RAGHUKUL TILAK, AIR 1979 SC 1109, AT 1113.
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bribery52. In his report, Singh stated that a situation had emerged in which no political party
or group appeared to be able to form a government that could command a majority in the
House. According to Singh, this was a case of failure of constitutional machinery. Therefore,
presidents rule was recommended in the state. Based on the governors report, the Centre
imposed presidents rule in Bihar 53 and it was found out that the governor report was having
mala fide intention. What is to be noted is that the power conferred by Article 356 upon the
President is a conditioned power. It is not an absolute power. The existence of material which may comprise of or include the report(s) of the Governor - is a pre-condition. The
satisfaction must be formed on relevant material. 54 So what is happening is that the judiciary
is increasingly interfering in number of cases where the opposition feels that the central has
acted arbitrarily. A case came at the Allahabad high court where the court followed the step
of S.R. Bommai and restored the dismissed government to its office (W.P. 7151 of 1998
disposed of on 23 February, 1998) this decision was not been disturbed by the supreme court
but it brought out a peculiar kind of floor test where both the contenders for the office of
chief minister were asked to test their strength on the floor of the House. The Chief Minister
who was dismissed wrongly by the Governor established his majority and continued in
office.55 In 1973 the Chief Minister of the state of Orissa resigned, and the leader of the
opposition, Biju Patnaik, staked his claim to form the government. But the Governor,
without ascertaining the facts, simply recommended that President's rule be imposed.
When that decision was contested, the High Court declared that the Governor had acted
contrary to established constitutional norms, that he should have allowed the claims of the
opposition leader and let his strength be tested on the floor of the Assembly, and that he
should not have prejudged the case on the basis of antecedents or on the ideologies of the
constituents.56
So what the researchers find is that there have been number of cases where emergency
rule in the state has been proclaimed mala-fidely. Though this has been brought under the
ambit of judicial review, but there are still greater numbers of cases where president has
imposed emergency and the work of centre is being carried on. This shows that how the
52
53
54
55
56
PURNIMA S. TRIPATHI; A Dissolution At Midnight, , Volume 22 - Issue 12, Jun 04 - 17, 2005.
SOLI J. SORABJEE; Its In The Numbers; Fri, May 20th 2011,
S. R. BOMMAI V. UNION OF INDIA ([1994] 2 SCR 644
A.I.R. 1998 SC 998
BIJU PATNAIK AND OTHERS V. PRESIDENT OF INDIA AND OTHERS, AIR 1974 ORISSA 52
24| P a g e
constitutionalism has become the myth and the concept of denial of power has vanished in
the thick mist of arbitrariness.
The third major function which has been given to the governor and which has also
been misused a larger number of times are the ordinance making power of the governor. Art
213 of The Constitution of India reads that when both houses of Parliament are not in session
and circumstances exist so as to satisfy the Governor to take immediate action, the Governor
may promulgate an ordinance. In the case of S.K.G. Sugar Ltd. v. State of Bihar, it was held
that promulgating of an Ordinance is a matter purely for the subjective satisfaction of the
Governor, he is the sole Judge to consider the as to the existence of the circumstances which
makes it necessary to issue an Ordinance and his satisfaction is not a justiciable matter.57
This decision indicates the scope of this power and shows that why its misuse is rampant.
Although it has always been in the debates that whether the ordinance making power is an
legislative power or executive power. On this issue the court held in one of the cases 58 that
An ordinance issued by the President or the Governor is as much law as an Act passed by
the Parliament and is, [] fully of legislative character and are made in the exercise of
legislative power, within the contemplation of the Constitution. Some more light has been
shed by Supreme Court in their judgement that since the power to make an ordinance is a
legislative and not executive power, it cannot be questioned on grounds as improper motives
or non-application of mind. 59 Hence it is clear that the Governor is having a great power
when it comes to promulgation of ordinance and it can easily be misused and for that matter
of fact it has been misused many number of times. The researcher would like to focus one
such issue where Some Ordinances were kept alive for periods ranging from one to 14 years
by repromulgating them again and again. The Supreme Court considered such promulgation
as an abuse of the power and a fraud on the Constitution. 60 But it is to be noted the misuse
was been done at the behest of centre. When this provision was being brought up in the
Assembly debates, it was said that this power would be exercised only in extraordinary
situations and not for political gains. 61 But the case in Bihar shows a different story. The
court is now trying to stop the misuse of this power and for they have evolved Doctrine of
Colourable Legislation and this doctrine was applied in this case where the court said that:57
61
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62
AIR 1988 JL 49
EX. P GROSSMAN (1924)
64
SUBODH S. PATIL, STATUS OF PRESIDENT UNDER CONSTITUTION: PROBLEMS AND PERSPECTIVES,
HTTP://WWW.INDIALAWS.INFO/DISPLAY.ASPX?4514, ACCESSED ON 12TH NOV, 2011.
65
75 L. ED. 354.
63
26| P a g e
68
69 L. ED. 527
1982 (1) SCC 417
H.M. SEERVAI: CONSTITUTIONAL LAW OF INDIA 2102 (4TH ed., 1996)
69
EPURU SUDHAKAR & ANR. V. GOVT. OF A.P. & ORS. AIR 2006 SC 3385
id. para 11
71
id. para 16
72
AIR 1998 SC 2026
70
27| P a g e
researchers feel that there should be some guidelines that have to be recommended by court
or the commission that if somebody abuses this power there should be some action against
him.
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1. Recommendation On The Appointment of Governor:In Rameshwar Prasad (VI) v. Union of India73 , it was observed that there is a need to
create some national policy and common structure in the matter of appointment of governor,
which are applicable and acceptable to all political parties. So there is an urgent need in the
appointment of governor.
It was recommended by the Sarkaria commission that:
While appointing a governor there should be a consultation with the state chief
minister and for the same there should be an amendment is made in the constitution
itself in Art 15574. Further it was said that prime minister can consult Vice-President
of India and the Speaker of the Lok Sabha in the appointment of governor but that
should be informal and not binding.75
It is to be noted that a consultation with the chief minister doesnt make it binding on
the union to follow what they have recommended. So there will still be a scope of misuse of
it. So there shall be a committee comprising the Prime Minister of India, the Home Minister
of India, the Speaker of the Lok Sabha and the Chief Minister of the State concerned to select
73
(2006) 2 SCC 1
R.S. SARKARIA, COMMISSION ON CENTRE-STATE RELATIONS, NOTIFICATION NO.IV/12013/9/2004-CSR,; para
4.16.03
75
R.S. SARKARIA, COMMISSION ON CENTRE-STATE RELATIONS, NOTIFICATION NO.IV/12013/9/2004-CSR,; para
4.16.04
74
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a Governor and the process should be transparent and unambiguous.76 According to the
researcher the recommendation by the National Commission to Review the Working of the
Constitution seem to be more appropriate. The qualification of governor is also very
important according to the Sarkaria Comission77:(i) The Governor should, in the opinion of the President, be an eminent person;
(ii) The Governor must be a person from outside the concerned State;
(iii) The Governor shouldnt be one who has been active in politics in recent past.
According to the researcher the first point is very vague on the one point it is said that
governor should not hold office at the pleasure of the president and on the other hand it is
been said that in the opinion of president, be an eminent person so now here opinion of a
President is very hard to judge and in most of the cases the president opinion will be actually
the opinion of the union so, this wont change much as said by the Administrative Reform
Commission on Centre-State Relationship that:- "The post came to be treated as a sinecure
for mediocrities or as a consolation prize for what are sometimes referred to as 'burnt out'
politicians. Instead of these being treated as sinecures, they should be given due recognition
as vital offices in the federal fabric of Indian Administration" 78
Therefore according to the researcher if there has to be any change, only opinion of
the president should not be there. But instead the opinion of Prime Minister of India, the
Home Minister of India, the Speaker of the Lok Sabha and the Chief Minister of the
concerned state, all of them should be there in judging the qualification of him and there
should be certain pattern on the basis of which one can conclude he is an eminent person.
2. Recommendation On The Tenure of The Governor:There has been a frequent removal of the governor or transfer from one state to another.
Governors should not be shifted or transferred from one State to another by the Union as if
76
Shri R.S. Sarkaria NATIONAL COMMISSION TO REVIEW THE WORKING OF THE CONSTITUTION, A
CONSULTATION PAPER ON, THE INSTITUTION OF GOVERNOR UNDER THE CONSTITUTION, P. 903
77
R.S. SARKARIA, COMMISSION ON CENTRE-STATE RELATIONS, NOTIFICATION NO.IV/12013/9/2004-CSR,;
4.16.01
78
PARA 18.3
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they were civil servants.79 There were certain recommendations given regarding the tenure of
governor by the Sarkaria Commission:
The Governors tenure of office of five years in a State should not be disturbed except
for some extremely compelling reason. It is indeed very necessary to assure a measure
of security of tenure to the Governor's office. 80 This in turn will bring the security in
the mind of governor and they will be able to work according to their discretion and
not merely as an agent of state.
The governor shouldnt be removed at the will of the government at the centre and
there should be an amendment done in Art 156 and a proper procedure should be
replaced that if a governor is being removed he should be given his chance to defend
his position in a fair and dignified manner by applying a Constitutional office. 81 It was
also recommended that if a governor resigns or appointed in another state before the
expiry of the normal term of five years the Union Government may place a statement
before both Houses of Parliament explaining the circumstances leading to the ending
of his tenure. 82
The recommendations put forth to secure the tenure of the governor are good by the Sarkaria
commission. But how the political scenario works, can be inferred by the fact that there are
quite loopholes which can be used by them to make their work done. Like the language
which is being used by the commission is not binding and it is only like if they will do their
work as recommended will be good but that doesnt make them bound to do that work.
3. Recommendation on The Removal of Governor:It is quite an irony that Sarkaria commission says about a fixing tenure of the
governor but it doesnt lay down any point on the proper impeachment of the governor . So he
can be removed any time. Many procedures for impeachment were being put forth, and among
79
31| P a g e
them the most important was that the impeachment should be same as that of a judge. However it
was not considered and in the reasoning it was said that both had different functions.
83
The Rajamannar Committee Report (1971) recommended: "He (the Governor) should
not be liable to be removed except under proved misbehavior or incapacity after inquiry by
the Supreme Court."84 Even BJP once said: - The Governor should be appointed for a term
of five years by the President from a panel prepared by the Inter-State Council. The Governor
should be removed only by impeachment in Parliament by a procedure analogous to that
provided in the case of a Judge of the Supreme Court. He is not to be transferred from one
State to another"
Even the Courts have held that the Governor holds no security of tenure or fixed
term85. The Governor's tenure depends on the pleasure of the President and the exercise of the
Presidential discretion in this regard is not justifiable 86. This shows that there is a need of
proper impeachment of governor like there is of president otherwise there will loopholes
which will be misused by the political players.
4 Miscellaneous Recommendations:-]
Firstly the discretionary power of the governor were left untouched by the Sarkaria
commission which shows us the importance of the office of the governor, and why it shouldnt
Commission when a Governor finds that it will be constitutionally improper for him to accept
the advice of his Council of Ministers, he should make every effort to persuade his Ministers
to adopt the correct course. He should exercise his discretionary power only in the last
resort.87 Even thought there has been such a misuse, the Sarkaria Commission only talks
83
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about taking advice with the Council of minister unless extremely necessary. But it is not
hidden to all that in todays political game governor is on whose side. So this can still be misused
as he is not bound by the advice of minister hence this process should totally be stopped.88
Recommendation by sarkaria comission regarding emergency proclamation
Normally, the President is moved to action under article 356 on the report of the
Governor. The report of the Governor is placed before each House of Parliament.
Such a report should be a "speaking document" containing a precise and clear
statement of all material facts and grounds on the basis of which the President may
satisfy himself as to the existence or otherwise of the situation contemplated in article
356.90
The Governor's report, on the basis of which a proclamation under article 356(1) is
issued, should be given wide publicity in all the media and in full. 91
However the suggestions made are only suggestive in nature and not binding. Thus it is necessary
that there should be some legal framework so that these recommendations which have been put
forth must get into following and do not gather dust in the concerned law ministry.
88
Shri R.S. Sarkaria NATIONAL COMMISSION TO REVIEW THE WORKING OF THE CONSTITUTION, A
CONSULTATION PAPER ON, THE INSTITUTION OF GOVERNOR UNDER THE CONSTITUTION, P. 904
89
(PARAGRAPH 6.4.08)
90
(PARAGRAPH 6.6.26)
91
(PARAGRAPH 6.6.28)
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VI.
Conclusion
The post of governor has been of tremendous importance to the smooth functioning of
the government machinery in the states. However, today this post has become an instrument
for imposition of its will by the union government. From the period of Kings and Britishers,
the post of governor was used for better administration of provinces. After independence, it
was thought that it would serve to increase the centripetal tendencies of the then newly
merged Indian states. But gradually it progressed into an agent for the Union government.
This change in nature of Governor produced many negative results notably loss of the faith of
masses in the office of governor, substantial loss in the Indian status as a federation, judicial
intervention in the working of state executive. The researchers feel that there is substantial
need to improve the status of governor. This researchers feel should be done in following
ways:Implementing the various committee reports which had been constituted to look on the post
of governor or union-state relationship. These committees would include the famous
Administrative Reform commission and Sarkaria commission
Keeping the process of election of the governor out of the preview of politics. Rather than a
law being formed, the researchers would suggest that this idea be implemented by mutual
understanding amongst all political parties.
Before appointing a governor, the president should check the background of the candidate.
An impartial person should be chosen who owes no alliance to any political party and for that
matter no political ideology.
The government of the respective state should be taken into confidence before appointment
of the governor. This is because at last it is the people of the state for whom the government
has been appointed.
There should be a sort of veto in the hand of state government, which they should use if they
feel that the governor being appointed is improper or if a governor finds that working with
the current governor has become impossible. The discretion in this matter should however lie
in the hands of union.
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The researchers strongly feel that these measures need to be implemented as soon as possible
to save the post of governor from completely becoming a puppet in the hands of union.
Furthermore if these steps are implemented, it would not only strengthen the countrys
federal structure. But that would also lead to improved relations between centre and state,
ensuring the prosperity and progress of citizens of India.
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Bibliography
Statutes
1. Constitution of India , 1950
2. Constituent assembly debates ,
Books
1. 2 RUMA PAL AND SAMARADITYA PAL, M.P.JAIN CONSTITUTION OF INDIA, (6TH
ed.2010)
2. 4 C.K. THAKKER, S.S. SUBRAMANI, T.S. DOABIA, B.P. BANERJEE;DUGA DAS
BASU COMMENTARY ON THE CONSTITUION OF INDIA;( 8TH ed. 2009)
3. EMILY MORISON BECK BARTLETT'S FAMILIAR QUOTATIONS, (14TH ed.1968);
4. M.P.SINGH;OUTLINES OF INDIAN LEGAL & CONSTITUTION HISTORY, (8TH ed.
2006)
5. 2 R.C. SOBTI AND ASHUTOSH KUMAR RETHINKING OF CENTRE- STATE
RELATIONS IN INDIA,
6. HALSBURY LAW OF ENGLAND, 3RD ed., VOL. VII, P.192
7. P. B. MUKHERJI, CRITICAL STUDY OF THE INDIAN CONSTITUTION 9-10
8. H.M. SEERVAI., CONSTITUTIONAL LAW OF INDIA (4TH ed. 2010)
Dictionaries
1. Blacks Law Dictionary, 9th Edition
Websites
1. http://www.culturalindia.net/indian-history/ancient-india/,
http://www.kushan.org/essays/chronology/kanishka.htm,
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2. http://library.thinkquest.org/C006203/cgibin/stories.cgi?article=government§ion=history/mughals&frame=story,
3. http://www.rajasthan-tour-package.net/Sawaijaisingh-%20Jaipur.htm
4. WWW.NIOS.AC.IN/SRSEC317NEWE/317EL8
Government documents
1. R.S. SARKARIA, COMMISSION ON CENTRE-STATE RELATIONS, NOTIFICATION
NO.IV/12013/9/2004-CSR.
2.
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Articles referred
1. Soli Sorabjee, Constitutional Morality Violated In Gujarat, Indian Express,
Pune, India, Sept. 21, 1996
2. AMARTYA BAG; Ordinance Making Power Of President: A Parallel Power Of
Legislation?
3. ABHIMANYU
KUMAR;
JULY 2009.
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