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DOI 10.1007/s10982-014-9220-y
FREDERICK SCHAUER*
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right to liberty. This paper thus has two goals, one being to clarify an
important foundational issue in the theory of freedom of speech and
the other being to make a contribution to our understanding of the
structure of rights.
II
I begin, for reasons that will become clear presently, with what I
trust is the relatively uncontroversial observation that the formal
legal protection for freedom of speech and freedom of the press is as
great in the United States as in any other liberal democracy. I do not
claim that this is necessarily a good thing. Greater free speech protection often comes, after all, at the expense of equality, dignity,
privacy, accuracy, reputation, safety, and other countervailing and
important values. And there are undoubtedly areas in which
American free speech protection, although likely greater in the
aggregate than elsewhere, may be less on some dimensions than it is
in other countries. Moreover, the actual realization of free speech
rights in the United States frequently falls short of what is formally
and legally protected. But these questions are for another day. For
now, I begin with the basic proposition that the right to free speech
is sufficiently constitutionally, legally, and politically robust in the
United States as to support the descriptive, and only descriptive,
claim that a right to free speech exists in the United States.
This descriptive and empirical claim allows us to bracket otherwise important questions about just how much free speech, and of
what kind, there needs to be in country C for us to be able to say that
a right to free speech exists in C. And thus the United States, for
better or for worse, is a good place to begin the analysis because it
would be at least plausible to conclude that there is a right to free
speech in the United States that the right exists in the United States.
And for present purposes, nothing more need be said.
III
It follows from the fact that there is a right to free speech in the
United States that there is a right to free speech in the United States
on Tuesdays. Because the statement that there is a right to free
speech implies a right of some generality across both space and time,
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13
See Douglas Husak, What Is So Special About Free Speech?, Law & Philosophy, vol. 4 (1985), pp.
115. As Mary Anne Case suggested to me in conversation, the requirement of specialness can also be
satisfied by a unique intersection of factors that are not unique themselves. And thus I agree with Kent
Greenawalt, who argues that [r]easons of more general applicability may have special strength as to
speech, and various reasons in combination may apply to speech in a way that is not true of other
activities[, but] should the only good reason for liberty of speech apply in the same strength to a much
broader range of activities, any claim for a distinctive principle of free speech would be undercut. Kent
Greenawalt, Free Speech Justifications, Columbia Law Review, vol. 89 (1989), pp. 119155, at pp. 124
125.
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For both of them, and for some of those who understand free speech
as an extension of freedom of thought,21 and for many others, what
they say about free speech could just as easily and just as accurately
be said about free speech on Tuesdays, or free speech in Cleveland.
The most explicit denial of the necessity of specialness comes
from Seana Shiffrin, who, in developing a thinker-based (or freedom
of thought) account of freedom of speech, rejects the view that a
successful account of freedom of speech must justify its special status.22 Although she believes that free speech is special in my sense,
arguing that it has a special importance in how we develop our
thoughts in relation to the thoughts of others, she believes as well
that this feature of speech is not a necessary condition for the success
of her account, arguing that an autonomy theory of free speech
may succeed at [the] justificatory project while articulating values
that cast a broader net encompassing other forms of autonomous
activity.23 But as I will argue in the following section, succeeding in
the justificatory project justifying an existing and presumably
entrenched (whether in positive law or political practice or public
discourse) specification of a right is different from succeeding an
explaining what justifies the specification in the first instance. Shiffrin
is right that specialness is unnecessary for the justification of the
antecedently specified, but appears, at least to me, mistaken in
believing that the same arguments would be sufficient to justify the
specification.24
21
See, for example, Charles Fried, The New First Amendment Jurisprudence: A Threat to Liberty,
in Geoffrey R. Stone, Richard A. Epstein, and Cass R. Sunstein, eds., The Bill of Rights in the Modern State
(Chicago: University of Chicago Press, 1992), pp. 225254.
22
Seana Valentine Shiffrin, A Thinker-Based Approach to Freedom of Speech, Constitutional
Commentary, vol. 27 (2011), pp. 283316.
23
Ibid., p. 288.
24
Indeed, given Shiffrins insistence that she is engaged in ideal theory and not justification of
existing practices, ibid., p. 284; Seana Valentine Shiffrin, Methodology in Free Speech Theory, Virginia
Law Review, vol. 97 (2011), pp. 549558, at p. 550, it is not clear that she can avoid explaining why we
have a specific right to free speech in the first place. But insofar as she does say that she start[s] with the
First Amendment, Seana Valentine Shiffrin, Reply to Critics, Constitutional Commentary, vol. 27 (2011),
pp. 417438, at p. 417, it may be that her conception of ideal theory is different from mine, and that
there is a difference between an ideal of the First Amendment and an ideal theory that does not take any
existing specification of rights as a given. And see T.M. Scanlon, Comment on Shiffrins Thinker-Based
Approach to Freedom of Speech, Constitutional Commentary, vol. 27 (2011), pp. 327335, at p. 335,
wondering whether Shiffrin is offering an account of freedom of speech or instead just an account of
freedom of thought.
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VIII
Which is emphatically not the same as the motives or mental states of those who have created the
right.
26
As in, most prominently and most controversially, Citizens United v. Federal Election Commission,
558 U.S. 310 (2010). And see also First National Bank of Boston v. Bellotti, 435 U.S. 765 (1978), and, most
recently, McCutcheon v. Federal Election Commission, 134 S. Ct. 1434 (2014).
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let us stick to noise-limitation. But if noise-limitation is the justification, then there still needs to be a reason for prohibiting vehicles
but not musical instruments, crying babies, barking dogs, portable
radios, political rallies, and cheerleading practice. Such a justification
might be offered in terms of the frequency or salience of the particular noise-producing agent, thus explaining a specific prohibition
on vehicles but not on musical instruments. Or it might take the
form of the absence of a countervailing benefit or need, thus distinguishing vehicles from, say, crying babies and political rallies. Or it
might be that some noise-producing agents are noisier than others,
producing a distinction between vehicles and barking dogs (perhaps).
But if the prohibition on vehicles can be justified as a particular selfstanding rule in light of its background justification, there needs to
be some basis for distinguishing the subject of the rule from the
other instantiations of the justification that are not covered by the
rule.31
Or consider, more realistically, the typical highway speed limit.
Presumably the speed limit the rule is designed to promote
safety. But there are many forms of driving behavior other than
excess speed which are threatening to safety. Then why single out
speed? Again, the answer cannot be simply that excess speed is a
member of the larger class of safety-impairing driving behaviors.32
That account is insufficient to justify a rule against speeding when
there is no rule prohibiting other safety-threatening driving habits,
such as eating or playing a musical instrument while driving. The
31
At times, of course, the background justification will be vague or otherwise indeterminate.
Anything producing excess noise is less determinate and thus more susceptible to varying interpretations (and possibly abuses of enforcer discretion) than a specific prohibition on vehicles, assuming that
there is far more shared agreement on what is a vehicle than on what produces excess noise. But if
reducing uncertainty in understanding and enforcement is the goal, the solution would be a full (or as
full as foreseeable) list of noise-producing agents, including the aforesaid barking dogs, musical
instruments, portable radios, amplifying devices, crying babies, and so on. To include only vehicles on
the list would again appear to require some special justification for specifying vehicles but not any of the
various other noise-producing agents.
32
Indeed, it is just this form of argument from arbitrary under-inclusion that formed the basis of
many of the objections to a prohibition on cellphone use while driving, the argument being that it was
arbitrary to single out cellphone use when the same problems of inattention in the same quantity were
often caused by eating while driving, tuning the radio, and engaging in conversation with passengers.
And on arbitrary under-inclusion as a constitutional problem in the particular context of alleged
justifications for restricting otherwise constitutionally-protected speech, see Elena Kagan, Private
Speech, Public Purpose: The Role of Government Motive in First Amendment Analysis, University of
Chicago Law Review, vol. 63 (1996), pp. 413517; Elena Kagan, The Changing Faces of First Amendment
Neutrality: R.A.V. v. St. Paul, Rust v. Sullivan, and the Problem of Content-Based Underinclusion, The
Supreme Court Review, vol. 1992 (1993), pp. 2970.
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I have been focusing on autonomy and related individualist justifications for a right to free speech in part because this class of justifications has been particularly prominent in recent years, and in part
because the argument I offer here is particularly apt with respect to
the relationship between a free speech principle, or right, and a
principle of general liberty. Because it is so common, albeit mistaken
in my view, to understand speech as relevantly harmless or relevantly self-regarding,34 it is tempting for those who have such a
(mistaken) view to imagine that free speech is but an instantiation of
the larger right to engage in harmless or self-regarding activities. For
those who have this view, Mills Chapter Two the Liberty of
Thought and Discussion exemplifies and specifies Chapter One.
33
It is possible that in some contexts, which might include various forms of unsafe driving behavior,
a one step at a time approach, especially under conditions of limited resources, might justify singling
out one among multiple fungible instantiations of a background principle for initial attention. It may be
that this approach falls under the category of strategic considerations, considerations I intend largely to
bracket in this paper. But it also seems unlikely that one step at a time would explain singling out one
right among many for special protection, at least without some particular reason to choose that right,
which is compatible and not inconsistent with the basic point of this paper.
34
See Frederick Schauer, The Phenomenology of Speech and Harm, Ethics, vol. 103 (1993), pp.
635653.
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than it is for more individualist ones, the same basic point still holds.
Thus, if freedom of speech is simply one component of a broader
principle of epistemic advance, then picking out free speech and not
any of the other components of that goal remains subject to the same
objection. And if instead free speech is understood as one of the
essential aspects of democratic governance, then protecting it by a
legal, constitutional, or political right while not simply protecting or
guaranteeing democracy once again requires an argument for the
distinctiveness of speech or for the distinctiveness of its regulation.38
Of course abstract rights do need some specification. If there were
simply a right to democracy, for example, its components would
need to be specified, and freedom of speech would be one of the
specified components. But a comprehensive specification of what
some abstractly specified right actually includes is still very different
from picking out one of those specified components for special
attention. Thus the argument I offer here is not an argument against
listing the constituent elements of a broadly-understood right. It is an
argument against picking out one item from the list for special
solicitude without an accompanying special justification for doing so.
XI
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This paper has been most explicitly about freedom of speech, but
nothing in its basic point need be so restricted. As should be obvious,
most of the arguments here, and maybe all of them, can be applied
to other rights. The act of right creation, just like a speech act, has its
associated pragmatics, and in some respects the pragmatics of the
two are similar. Just as an assertion presupposes certain background
understandings, so too does an act of rights creation or rights recognition presuppose certain other background understandings, and
nothing about the pragmatics of rights creation is or need be limited
to the right to free speech. The proposed Equal Rights Amendment,
for example, which would have created a textually explicit right to be
free from discrimination on grounds of sex, was proposed against a
background of an understanding of equal protection of the laws, at
least by the courts, that did not include sex discrimination as a
so-called suspect classification.40 Thus, the proposal was premised on
the non-existence in practice of an understanding of a more general
right that, if extant, would have made the Equal Rights Amendment
superfluous. The philosophical dimensions of the idea of equality, as
well as the doctrinal dimensions of the Equal Protection Clause of
the Fourteenth Amendment, are of course far more complicated
than this brief mention suggests, but the basic idea still holds that
to create or recognize a right presupposes the non-existence or non40
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and antecedent possibility of the behavior that the law finds a need
to prohibit.
What started as an analysis of the theoretical justifications for a
right to free speech, therefore, has turned out to be suggestive about
law more generally. Obviously there are differences between
exploring the rationale for a right to free speech and the rationale for
any act of law-making, but it turns out to be important to recognize
that both rights-specification and law-making take place against a
background of what is already understood. If we start with what is
understood, we can see when it is important to add to what is
already understood. And when it is not. Both in the case of rightsspecification and in the case of law-making generally, we can infer
the background understandings that make such acts appropriate. To
return to the specific context of the right to free speech, therefore,
we can say that both at the level of theory and at the level of
concrete rights-creation, the right to free speech presupposes a
world whether ideal or actual in which the liberty of speaking is
not encompassed by an already existing right. To the extent that it is
so encompassed, a specific right to free speech is superfluous unless
it protects something not already otherwise protected. And it may be
that justifying the right to free speech, once we grasp its relation to
other rights, may be a more difficult task than is commonly assumed.
David and Mary Harrison Distinguished Professor of Law,
University of Virginia, Charlottesville, USA
E-mail: schauer@virginia.edu