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Acta Astronautica 99 (2014) 99110

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Acta Astronautica
journal homepage: www.elsevier.com/locate/actaastro

Gravity-assist engine for space propulsion


Arne Bergstrom n
B&E Scientific Ltd, Seaford, BN25 4PA, United Kingdom

a r t i c l e i n f o

abstract

Article history:
Received 5 December 2013
Received in revised form
10 February 2014
Accepted 15 February 2014
Available online 28 February 2014

As a possible alternative to rockets, the present article describes a new type of engine for
space travel, based on the gravity-assist concept for space propulsion. The new engine is
to a great extent inspired by the conversion of rotational angular momentum to orbital
angular momentum occurring in tidal locking between astronomical bodies. It is also
greatly influenced by Minovitch's gravity-assist concept, which has revolutionized
modern space technology, and without which the deep-space probes to the outer planets
and beyond would not have been possible. Two of the three gravitating bodies in
Minovitch's concept are in the gravity-assist engine discussed in this article replaced by
an extremely massive springbell' (in principle a spinning dumbbell with a powerful
spring) incorporated into the spacecraft itself, and creating a three-body interaction when
orbiting around a gravitating body. This makes gravity-assist propulsion possible without
having to find suitably aligned astronomical bodies. Detailed numerical simulations
are presented, showing how an actual spacecraft can use a ca 10-m diameter springbell
engine in order to leave the earth's gravitational field and enter an escape trajectory
towards interplanetary destinations.
& 2014 IAA. Published by Elsevier Ltd. All rights reserved.

Keywords:
Spacecraft propulsion
Angular momentum conservation
Tidal locking
Three-body interactions
Numerical simulation

1. Introduction
Rocket propulsion of spacecraft is technically extremely
advanced from the engineering point of view. However,
rocket propulsion is actually at the same time a very crude
and primitive method for space propagation, requiring as
it does huge amounts of propellant to transport the huge
amounts of propellant necessary to produce the massive
amounts of exhaust gases required to propel the rocket in
the opposite direction.
First after several years of space flight in this way, a
method for gravitational propulsion, now called gravityassist, was proposed by Minovitch [1,2] at Jet Propulsion
Laboratory (JPL) in USA. This method uses (minute) parts of
the orbital energy and momentum of a planet or moon for
the further propulsion of a space probe. The three-body

Tel./fax: 44 1323 491310.


E-mail address: arne.bergstrom@physics.org

http://dx.doi.org/10.1016/j.actaastro.2014.02.017
0094-5765 & 2014 IAA. Published by Elsevier Ltd. All rights reserved.

problem involved, which Minovitch thus managed to treat in


a special case, made interplanetary travel a realistic prospect.
Without this method, the exploration of the outer planets
(and now interstellar space) by the space probes Voyager I
and II (and subsequent missions like the Cassini mission)
would not have been feasible with present technology.
Inspired by the gravity-assist method for space propulsion described above, the present study considers an alternative method for space propagation without rockets. The
proposed new method also finds its inspiration in the tidal
damping of orbital motion. This indicates that there are ways
in which rotational motion of a planetary body may be
converted into orbital motion (and conversely orbital motion
be converted into rotational motion), which can be exemplified as follows (cf Fig. 1, from http://en.wikipedia.org/wiki/
Tidal_locking, reprinted here in accordance with Creative
Commons Universal Public Domain Dedication).
Tidal bulges may occur on a body B that rotates around
and close to a more massive body A. If these tidal bulges
happen to be misaligned with the major axis, the tidal

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A. Bergstrom / Acta Astronautica 99 (2014) 99110

Fig. 1. A spinning, deformable body exposed to the gravitational field


from a parent body (to the right), around which it rotates in a close orbit.
If the tidal bulges in the body are misaligned with the major axis (red),
then the tidal forces exert a net torque that twists the body towards the
direction of realignment and acts to change its orbital angular momentum. The spinning springbell shown in Fig. 2 attempts to artificially
recreate this effect in a controllable manner. (For interpretation of the
references to color in this figure legend, the reader is referred to the web
version of this article.)

forces will exert a net torque on body B that twists the


body towards the direction of realignment. The angular
momentum of the whole AB system must be conserved,
so when B slows down and loses rotational angular
momentum in this way, its orbital angular momentum is
boosted by a similar amount (there are consequently also
some smaller effects on A's rotation). As a result, B's orbit
around A is raised in tandem with its rotational slowdown.
For the other case when B starts off rotating too slowly,
tidal locking both speeds up its rotation and lowers
its orbit.
In order to exploit this effect for space propagation,
I will here consider a disk-shaped design containing a
spinning dumbbell. Etymologically, the word dumbbell'
originates in Stuart-era England from training for ringing
church-bells by practising with dummies. To describe a
spinning dumbbell consisting of two masses connected
to each other by a spring as discussed in the following
(see Fig. 2), I will here use the term springbell.
Instead of the spacecraft interacting gravitationally
with two external celestial bodies as in the three-body
interaction in conventional gravity-assist, the onboard
gravity-assist proposed here uses weights and spring
forces between two of the three bodies involved in the
three-body interaction, and where these two bodies and
the spring replacing the gravitational interaction between
them are situated onboard the vehicle itself. The onboard
gravity-assist presented in the following thus uses only the
gravitational field of just one celestial body. Since the
method presented here thus can be described as involving
artificially manipulated tidal forces, it could perhaps also
be called tidal drive or tidal warp.
By skilful use of special trajectories, conventional
gravity-assist can have many uses in interplanetary travel,
but onboard gravity-assist always permits much faster and
more direct trajectories. The advantage with conventional gravity-assist is that it uses only existing gravitational fields, whereas onboard gravity-assist requires an
energy source for its trajectories. In this way, onboard

Fig. 2. Schematic springbell engine consisting of two massive weights


coupled by a strong spring and in orbit around the earth (to the right).
The spring expands or contracts in response to the gravitational force
from the earth and to the centrifugal forces from the weights when the
springbell spins around its axis (red), creating a three-body problem
analogous to Minovichs gravity assist [1]. The springbell can be used for
converting rotational energy into orbital angular momentum as illustrated in Figs. 5 through 9. (For interpretation of the references to color
in this figure legend, the reader is referred to the web version of this
article.)

gravity-assist as presented here could be said to compare


to conventional gravity-assist in the same way as enginepowered ships compare to sailing ships.
2. The spinning springbell
What is interesting with a spinning springbell in a
gravitational field, e.g. from the earth, is that it is actually a
three-body problem, just as the gravity-assist case discussed above. Although simple, it retains the basic characteristics of a three-body problem in that it cannot be
simplified by replacing the two masses in the springbell by
a mass at its centre of gravity. Instead it can for example, as
will be discussed further below, be arranged to display an
analogue to the tidal damping discussed above.
The advantage of replacing two of the three gravitationally interacting bodies in the classical three-body,
gravity-assist case by a springbell is that the problem
suddenly in this way may become much more practically
useful. Now just a springbell is involved instead of having
to find planetary bodies in suitable positions. The chance
alignments of the outer planets, making possible the
gravity-assisted grand tour mentioned above of Voyagers
I and II, will for instance not happen again for more than a
hundred years.
The springbell concept is also easier to implement since
a (normal) spring force between the masses in the springbell causes their mutual attraction to increase with separation, not as in the gravitational case to decrease with
separation.
I will in the following thus consider a system consisting
of a rotating springbell combined with a counter-rotating
circular flywheel. Without changing the total angular
momentum of the whole system, we can then in an
orchestrated manner adjust the angular velocity of the
springbell (and correspondingly of the flywheel), and thus
change the angular momentum of the springbell by feeding energy into the system, or conversely removing energy
from it.

A. Bergstrom / Acta Astronautica 99 (2014) 99110

The trick is thus to manipulate the spin of a springbell


in orbit around a parent gravitational body in such a way
that its gravitational interactions with the parent body
changes its orbital angular momentum around it. Just as in
the gravity-assist and tidal-locking cases discussed above,
a spacecraft containing a springbell can thus use this
technique to change its orbit around the earth or the sun.
However, a problem here is that, as shown by Poincar
already in 1890 a general three-body problem as in the
present case has no analytical solutions given by algebraic
expressions and integrals. We are thus forced to resort to
numerical methods to solve the motion of the bodies in
this case. On the other hand, the basic equations are very
simple and permit a very straight-forward algorithm as
will be shown below. However, the price for this is that the
numerical solutions will require very small time steps and
correspondingly long computation times, as will be apparent in the numerical simulations presented in the
following.

3. Computational approach
Consider a springbell with (for simplicity) two equal
masses m, located at r 1 and r 2 , respectively, in a Cartesian
coordinate system with respect to a distant central, gravitationally dominating mass M at the origin. The two
smaller masses m are connected to each other by a spring
with rest length L and spring constant Km (in suitable
units). The accelerations of the two masses m are then the
contributions from the central gravitational field from M
supplemented with the spring forces. The spring forces are
equal but in opposite directions.
From Newtons second law, the accelerations r 1 and r 2
of the two masses in the plane of rotation thus become as
follows (after division by m),
r 1  GMr^ 1 =r 21 KL r 12 r^ 12 ;

1a

r 2  G M r^ 2 =r 22  KL r 12 r^ 12 :

1b

r 2 -r 2 r_ 2 dt

1
r 2 dt 2 :
2

101

3b

4. Numerical simulations
The above equations will now be studied in numerical
simulations for the case when we have a vertically
oriented springbell moving with velocity v clockwise in a
circular satellite orbit (red circle in Fig. 3 and following
figures). We start the springbell spinning anti-clockwise
around its centre of gravity at time t0, when its bottom
weight is at position (0, 1), by giving the bottom weight a
velocity increment dv in the forward direction of the
orbital motion and its top weight the same velocity change
dv in the backward direction. The bottom of the springbell
thus starts at time t0 at position (0, 1) with velocity
v dv, and its top simultaneously at (0, 1 L) with velocity
v  dv. The spring initially expands a little, and then drags
the weights along in a rotation with oscillating radius.
No change has occurred in the total angular momentum when we start the springbell spinning in this way,
since we assume we spin the flywheel (or a tandem
system) in the opposite directiononly energy has been
added to the system.
Fig. 3 shows a typical result from a numerical integration (using Maple, 20 digits accuracy) of Eqs. (1a) and (1b)
above for this case, and then calculating the positions of
the ends (blue and green, respectively) of the springbell
from Eqs. (3a) to (3b). The spring positions at different
times t on the two intertwined trajectories are shown (in

Here the first term on the right-hand sides is the


acceleration component due to the gravitational force
from the central mass at (0, 0), with G being the gravitational constant, and where r^ 1 and r^ 2 are unit vectors in
the r 1 and r 2 directions. The second term is the acceleration due to Hookes law in the spring connecting the two
masses in the springbell, and where r 12 and r^ 12 are,
respectively, a vector and a unit vector directed to r 1 from
r 2 , i.e. r 12 r 1  r 2 .
The corresponding velocities then become in the next
time step dt
r_ 1 -r_ 1 r 1 dt;

2a

r_ 2 -r_ 2 r_ 2 dt;

2b

and r 1 and r 2 defining the trajectories of the two weights


can then be calculated from the following expressions
r 1 -r 1 r_ 1 dt

1
r 1 dt 2 ;
2

3a

Fig. 3. Trajectory for a springbell in orbit around a parent gravitating


body, for comparison in this case without any velocity increment/
decrement pairs in any specific spatial direction as in the following
figures, and thus only following a normal elliptic trajectory. The springbell size in this and following examples in Figs. 4 through 9 are for
illustration chosen very large compared to the size of the orbit (the
parameters K and L in Eqs. (1a) and (1b) are set to K 100 and L 0.08 in
the calculations in Figs. 3 through 9). (For interpretation of the references
to color in this figure legend, the reader is referred to the web version of
this article.)

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A. Bergstrom / Acta Astronautica 99 (2014) 99110

red, one in every 100 time steps calculated) as the rotating


springbell proceeds along its orbit. The points where the
two intertwined trajectories intersect thus represent the
situation when the springbell is momentarily aligned with
the direction of its orbital motion (i.e. when the red line
representing the spring lies in the direction of the orbit).
The initial conditions chosen in the case depicted in
Fig. 3 correspond to a slightly higher mean velocity at the
mean radius than the velocity of a circular orbit. Hence
the springbell now has a slightly excentric orbit as seen in
the figure, but it still (of course) returns to its initial
position. Even if the velocity increment/decrement dv is
chosen much larger, this slightly excentric orbit remains
the same.
However, it should be pointed out that the dynamics of
the springbell system presented can be designed to
actively manipulate the oscillations in order to achieve a
certain objective. As long as angular momentum is conserved by the use of the flywheel, then nothing in theory
prevents supplied or extracted energy to be converted by
the springbell into changing its orbit around the parent
gravitating body, just as in the case of the tidal bulge
discussed in the Introduction.
Nevertheless, it is not entirely trivial how to actually
go about to achieve conditions in springbell motion of this
kind that are equivalent to the conditions in the tidal-bulge
case. One successful way to emulate the tidal-bulge case is
described in the following and illustrated in Figs. 49.

5. Escape from orbit


Figs. 4 and 5 show examples of springbell simulations
as in Fig. 3, but in which we have now introduced an

Fig. 4. Springbell dynamics can be tailored by velocity decrements/


increment pairs in some specific spatial direction to make an orbiting
springbell/flywheel system lose part of its orbital angular momentum
and (moving faster larger distances between the red markers) start
spiralling in towards the central gravitating body. (For interpretation of
the references to color in this figure legend, the reader is referred to the
web version of this article.)

additional acceleration dv in every time step. The trick is


then to introduce this additional acceleration dv in one
specific spatial direction only (otherwise we do not get any
orbit of any different type; this is how we emulate the
tidal-locking effect discussed earlier): in the x-direction, or
in the y-direction, or in any intermediate direction. Say
that we choose the x-direction. In every time step we thus
add dv to the velocity in the positive x-direction for one of
the weights and, to keep the linear momentum constant,
also insert dv in the negative x-direction for the other
weight (just as what happens in the case of a tidal bulge
discussed earlier). The total angular momentum is kept
constant by the flywheel.
We then keep this specific spatial direction constant as
the springbell proceeds along its trajectory. In practical
terms, this can be arranged by suitably tailoring an acceleration in the spring direction (by converting energy into
increasing or decreasing the spring force) in combination
with an acceleration in the spin direction (by converting
energy into spinning-up or spinning-down the rotation of
the springbell by using the flywheel). Fig. 7 shows a
schematic summary of possible combinations of orbital
rotation and spin.
In particular, as seen in Fig. 5, this scheme can be used
to achieve an outward-spiralling orbit for a spacecraft.
Suppose the springbell is at point (0, 1), moving clockwise
in its orbit and spinning anti-clockwise. When the spring
is in the radial direction, this scheme then corresponds to a
tangential force pair proportional to the velocity in the xdirection and trying to speed up its anti-clockwise spin
(Case 2a in Fig. 7), and when the spring is in the tangential
direction at (0,1), it corresponds to a tangential expansion/
compression force pair proportional to the velocity in the
x-direction. At the point (1, 0), this extra force pair in the
x-direction and proportional to the velocity in the
x-direction vanishes since the velocity in the x-direction
is then zero.
It is fortunate that a similar outward-spiralling orbit
can be obtained by an analogous scheme (Fig. 8) in the
y-direction, but then with the opposite adjustment of the
spin instead. In that case, at the point (1, 0), and when the
spring is in the tangential direction, the scheme corresponds to a tangential expansion/compression force pair
proportional to the velocity in the y-direction, and when
the spring is in the radial direction (Case 1b in Fig. 7),
it corresponds to a tangential force pair proportional to the
velocity in the y-direction and trying to slow down its
anti-clockwise spin. At the point (0, 1), this extra force pair
in the y-direction and proportional to the velocity in the
y-direction vanishes since the velocity in the y-direction is
then zero.
These two schemes may thus be used in combination to
avoid a continuously increasing spin.
A tandem design may be used to remove the need for a
flywheel.
Specifically, in a simulation (Fig. 9) similar to the ones
shown in Figs. 5 and 8, we have for every time step in a
sequence of 1000 steps introduced for one of the weights
an anti-clockwise velocity increment dv in the positive
x-direction proportional to the velocity v, and simultaneously for the other weight an identical decrement dv in

A. Bergstrom / Acta Astronautica 99 (2014) 99110

103

Fig. 5. Springbell dynamics can be tailored by velocity increment/decrement pairs in some specific spatial direction to convert energy into making the
springbell/flywheel system gain orbital angular momentum and start spiralling out towards an escape trajectory. As illustrated in Fig. 6, the outward
spiralling of the trajectories is here in Fig. 5 caused by a counter-clockwise spin with the lower (blue) trajectory starting off with velocity v dv in the
x-direction and the higher (green) trajectory starting off with velocity v dv, whereas in Fig. 4 it is the other way round (cf Fig. 6), leading to inward
spiralling trajectories. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)

Fig. 6. Details of simulations as in Figs. 4 and 5, respectively, but with 50 times larger dv in every time step to illustrate (left diagram) how the greater
velocity for the upper weight than for the lower weight results in an inward spiral as in Fig. 4, whereas (right diagram) a greater velocity for the lower
weight than for the upper one results in a spiral outwards toward an escape trajectory as in Fig. 5.

the negative x-direction (as in Case 2a in Fig. 7). For the


next sequence of 1000 time steps, we have then for the
first weight for every time step in the sequence instead
introduced the same velocity increment dv but now clockwise in the negative y-direction and proportional to the
velocity, and for the other weight an identical decrement
dv now in the positive y-direction for the same time step
(as in Case 1b in Fig. 7).
The procedures in the x- and y-directions described
above are then repeated throughout the trajectory. By
itself, each of the two types of successive adjustments
would give an outwards spiralling trajectory of the form in
Figs. 5 and 8. These now combine to a trajectory of the
outwards-spiralling type as shown in Fig. 9 when applied
in cycles of 1000 time steps at a time as described above.
Since the accelerated spin of the springbell introduced
in this way in one direction during one sequence is
counteracted by an opposite change of its spin in the next
sequence, we can thus arrange so that, averaged over time,
there is essentially no net change of its spin. What
happens is then that in one sequence we feed energy into
the system to speed up the spin of the springbell, and then
in the next sequence expend energy to slow down the spin
again (by braking with the flywheel). The total energy fed

into the system in this way by the accelerations and


decelerations of the springbell spin is thus used to raise
the orbit of the spacecraft.
The exact details outlined above are not critical,
provided
(1) that linear momentum is conserved by applying in
each time step the same velocity change to one weight
of the springbell in one direction and the same
velocity change to the other weight in the opposite
direction, and
(2) that the velocity change is applied in only one specific
spatial direction for some succession of time steps,
e.g. for every time step in succession always in the
positive x-direction for one weight and always in the
negative x-direction for the other weight in the same
time step.

The scheme outlined above thus introduces a direction


preference and energy source/sink into the dynamics
of the system, which simulates what happens when tidal
forces change the orbit of a moon or planet as discussed
in the Introduction. The scheme outlined above is also

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A. Bergstrom / Acta Astronautica 99 (2014) 99110

SPIN ORBIT ROTATION ALTERNATIVES


Alternative 1

Spinbell spins in same direction as orbital rotation (clockwise clockwise rotation)

Case 1a

Case 1b

clockwise clockwise with x-direction increments

clockwise clockwise with y-direction increments

Relative velocity increments introduced on


spinbell specifically in x-direction only

Relative velocity increments introduced on


spinbell specifically in y-direction only

Alternative 2

Spinbell spins in opposite direction to orbital rotation (clockwise anticlockwise rotation)

Case 2a

Case 2b

clockwise anticlockwise with x-direction increments

clockwise anticlockwise with y-direction increments

Relative velocity increments introduced on


spinbell specifically in x-direction only

Relative velocity increments introduced on


spinbell specifically in y-direction only

Fig. 7. Further to Fig. 6, the above figure shows different possible alternative combinations of spin and orbital rotation for a springbell. Thus can, e.g., a
combination of Case 2a and Case 1b be arranged to give a sustained outward motion of the springbell, and in which the spin variation is kept within a
certain range. Note that the increments are relative, i.e. there is no increment when the velocity in a certain direction is zero.

designed in such a way so as to make it possible to


implement technically with a springbell for actual propagation of a spacecraft, as will be further discussed below.
Summarising, the most important result of the simulations described above is thus that they show that it is
possible like in tidal locking to use energy fed into a
springbell in a spacecraft by converting it into a substantial
change of its orbit, and this without having to resort to the
disadvantages inherent in rocket propulsion.
6. Springbell-driven escape trajectories from the earth
The computer program discussed above can be used
as well to simulate actual, realistic springbell-driven

escape trajectories from the earth for a spacecraft.


However, there is then a marked difference in physical
scale compared to the simulations performed above for
illustration purposes. In a realistic case, we want to
simulate a springbell with a diameter of the order of
10 m and spinning with a realistic rotation velocity of
the order of one revolution per second. In the calculations presented below we have used the earth radius
6400 km as length unit and used a time unit such that
the corresponding velocity 8 km/s for a circular satellite
orbit can be set to v 1, which means that a time unit
corresponds to 800 s.
This realistic case results in quite a different time scale
compared to the simulations described above. The resulting

A. Bergstrom / Acta Astronautica 99 (2014) 99110

105

Fig. 8. As Fig. 5 but in this case instead with clockwise spin increment/decrement pairs for every time step in the y-direction.

Fig. 9. As Figs. 5 and 8 with velocity increment/decrement pairs for every time step, but here cyclically for 1000 time steps at a time with, respectively,
counter-clockwise spin change pairs in the x-direction (as in Fig. 5), followed by 1000 time steps with clockwise spin change pairs in the y-direction (as in
Fig. 8).

trajectories are orders of magnitude more detailed as functions of time compared to those described earlier, even
though their general characteristics remain the same (each
of the three simulations shown in Figs. 1012 and described
below required up to two days of computing time on a
modern PC, mostly due to the storage capacity needed for
the detailed trajectories).

Fig. 10 shows for comparison the trajectory of a spinning


springbell with parameters as given in the figure caption, but
with no additional acceleration dv in any specific direction as
discussed above. The springbell in this case is thus expected
to exactly follow a stable (and in this case circular) orbit.
From the insert at the top of the figure, we see that the
trajectory in this simulation manages to retrace the trajectory

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A. Bergstrom / Acta Astronautica 99 (2014) 99110

Fig. 10. Simulation for a spinning springbell in earth orbit but with no directed velocity increment/decrement dv per time step, thus resulting only in a
stable circular orbit. Initial spring length L 2 10  7 E1.3 m. Starting coordinates at t 0 for lower weight (0, 1) E(0, 6.4  106 m), for upper weight (0, 1 L)
E(0, 6.4  106 m 1.3 m). Initial rotational velocity in x-direction v 1.0 0.5  10  3 E 8 km/s 4 m/s for lower weight, v 1.00.5  10  3 E8 km/s  4 m/s
for upper weight. Enlargements of two small regions of the trajectories are shown to the left and right. At the top is an enlargement showing that the
computed trajectory after one orbit (upper trajectory) manages to retrace the trajectory from its previous orbit (lower trajectory) within 10 m (note the
exaggerated vertical scale in this enlargement).

from its previous orbit within 10 m. That it manages to do so


after 124 million time steps along an actual 40,000 km orbit
around the earth seems to indicate that the method and
numerical accuracy (20 digits) used in these simulations are
adequate for the purpose.
Fig. 11 shows the trajectory of a springbell with the
same parameters as in Fig. 10, but now with an additional
acceleration pair dv and  dv in a specific constant spatial
direction (alternating between the x- and y-directions as
described above), and chosen to produce only a slowly
rising orbit of the springbell spacecraft.
Fig. 12 shows a simulation as in Fig. 11 with the same
parameters except that in this simulation the additional,
directed acceleration 7dv is chosen a factor of ten larger,

so that the springbell now attains escape velocity from


orbital velocity within two hours. The same simulation,
but with a five times shorter time step dt-dt/5, and with
correspondingly changed batch size 1000-5  1000 and
acceleration dv-dv/5, gives an essentially identical trajectory as in Fig. 12as it should. This thus verifies that the
time step used in the calculation shown in Fig. 12 is
adequate for the purpose. The same simulation with the
same dv, but now always in the radial or tangential
directions instead of in a specific constant spatial direction,
gives a stationary orbit as in Fig. 10 again, thus showing
that a method with directed velocity changes paired in
opposite directions in one specific spatial direction is
absolutely crucial to achieve changes in the orbit.

A. Bergstrom / Acta Astronautica 99 (2014) 99110

107

Fig. 11. Simulation for springbell in earth orbit and a modest change of orbit. Parameters as in Fig. 10, but here with a relative velocity increment/
decrement per time step dv 70.2  10  8 E 7 1.6  10  5 m/s, cyclically increased in specifically the x-direction for 1000 steps and then counteracted by a
decrease specifically in the y-direction for 1000 steps. Enlargements of two small regions of the trajectories are shown to the left and right.

In addition to the trajectory, each figure shows typical


portions of the trajectory, enlarged so that the individual
trajectories of the two weights can be seen (the time scales
shown in the enlargements are chosen so that the oscillations in the simulations can be easily seen, and should not
be taken literally).
The springbell in the simulations shown in Figs. 10
through 12 has a spring of rest length of 2  10  7 of
the earth radius, i.e. approximately 1 m. When the springbell spins, the spring oscillates between a maximum
length of ca 10  6 of the earth radius (E5 m) and a
minimum length of approximately its rest length. As seen
from Fig. 12, this makes it possible for the spacecraft to
reach escape velocity ( E11 km/s) from orbital velocity
(E8 km/s) in less than two hours, at which time its
gravity-assist engine gives it a sustained acceleration of

approximately 0.2 g (1 gE9.8 m/s2) on top of its orbital


velocity.
According to this simulation, the springbell has oscillated about 3200 times to reach escape velocity from its
original orbital velocity. During this time, the weights
in the springbell have oscillated ca five meters back
and forth. This corresponds to a typical tailored average
accelerating/braking of the weights to 20 km/h and back
every two seconds, which should be within easy reach of
modern technology. In this discussion we have assumed
the springbell with reactor and radiation shield integrated into the weights to represent the dominating part
of the mass of the spacecraft.
In addition to the figures described above, Fig. 13
shows a case when the springbell trajectory is started
from the earths surface instead from an earth orbit.

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A. Bergstrom / Acta Astronautica 99 (2014) 99110

Fig. 12. Simulation for springbell in earth orbit and an escape trajectory. Parameters as in Fig. 11, but now with a relative velocity increment/decrement per
each time step chosen ten times larger as dv 7 0.2  10  7 E 71.6  10  4 m/s, corresponding to an acceleration of about 0.2 g. This larger acceleration dv
thus leads to an escape trajectory in less than half an orbit. Enlargements of two small regions of the trajectories are shown to the left and right.

However, in this case a substantially more energetic


tailored rotation of the type described above is required
in order to break free from earths gravitational field.
The advantage of springbell propulsion is again manifested in that only conversion of rotational angular
momentum into orbital angular momentum is required,
and thus requiring nothing of the massive exhaust
gases necessary in traditional rocket propulsion. However, in contrast to starting from earth orbit, the
initially required additional rotational angular momentum in this case may possibly be prohibitive for economic use of take-offs from the earths surface even at
the equator.

7. Hypotrochoid motion
The specific motion described above with an additional
acceleration/deceleration pair in one specific spatial direction only, might advantageously be performed by using
hypotrochoid motion. A hypotrochoid is a curve traced by
a point attached to a circle of radius r rolling around the
inside of a fixed circle of radius R, where the point is at a
distance d from the center of the interior circle. The
parametric equations for hypotrochoid motion as function
of time t are given as follows
xt R r cos t d cos R rt=r;

4a

A. Bergstrom / Acta Astronautica 99 (2014) 99110

109

Fig. 13. Simulation for springbell trajectory starting from earths surface
(red horizontal line) at the equator instead of from earth orbit as in the
previous figures. The figure shows the first ca 80 km of the trajectory,
after which the trajectory may be as in Fig. 12. The enlargement of a
portion of the trajectory shows the two weights rotating and oscillating
relative to each other in the gravitational field from the earth and thereby
converting rotational angular momentum into orbital angular momentum. Parameters as in Fig. 12, but with relative velocity increment/
decrement dv per time step in this simulation a factor a thousand times
larger during the initial acceleration, necessitated by the much smaller
angular momentum available to convert in this case. (For interpretation
of the references to color in this figure legend, the reader is referred to
the web version of this article.)

yt R r sin td sin R rt=r:

4b

In particular, the parameters R, r, and d can be chosen


so that the curve becomes an ellipse, and which in the
special case rR/2, d r can be made to degenerate to the
straight double line x(t)(R-r) cos(t), y(t) 0 as shown in
Fig. 14. The important point here is thus that motion along
such a hypotrochoid, including its degenerated double
line, can be arranged by two circularly rotating elements
only. This thus permits the additional acceleration/deceleration in one specific spatial direction as discussed above
to be achieved in a more practical fashion than for the
more straight-forward acceleration/braking motion envisaged in the description earlier.
8. Conclusion
Conservation of mass-energy, linear momentum, and
angular momentum, are understood to be fundamental
laws of nature. According to Noethers theorem [3], these
laws are connected to basic symmetry properties of time
and space as expressed in the form of, respectively, the
homogeneity of time, the homogeneity of space, and the
isotropy of space [4]. Any propagation in space would

Fig. 14. Examples of hypotrochoids (grey ellipses) as given by Eqs. (4a)


and (4b) and formed by the end points (black) of a rotating and
oscillating springbell (red). When a smaller interior circle (black) of
radius r rolls around the inside of a fixed exterior circle (blue) of radius R,
a hypotrochoid is formed by the motion of a point on a rolling radius of
this interior circle at a distance d (green) from its center. In the special
cases illustrated here, the hypotrochoids are ellipses. In particular, the
hypotrochoid degenerates in the special case r R/2, d r to a double line
(bottom), thus showing a way to implement the required additional
acceleration of the springbell in only one specific spatial direction by
using two superimposed circular rotational motions. This case thus
illustrates how such springbell motion in one specific spatial direction
can be arranged and contained in this way within a disc-shaped engine
room. (For interpretation of the references to color in this figure legend,
the reader is referred to the web version of this article.)

seem to need to be governed by these laws. So does,


for instance, rocket propulsion use the conservation of
linear momentum for the propagation of a spacecraft,
which is why the ejection of the massive exhaust gases
in rocket propulsion is an unavoidable consequence
of such a mode of propagation based on conservation of
linear momentum.
But conservation of linear momentum is not the only
principle by which propagation in space can take place.
We can also conceive of modes of propagation where the

110

A. Bergstrom / Acta Astronautica 99 (2014) 99110

conservation of linear momentum is given a subordinate role, and where instead the conservation of angular
momentum plays the central part. This could then in some
respects turn out to be a much more advantageous form of
propagation from the engineering point of view. The
massive exhaust gases required in the linear-momentum/
rocket case, can in the angular-momentum/springbell case
then instead be replaced by the spinning-up/spinningdown of a counter-rotating flywheel as discussed in
this paper.
As shown by the discussion of tidal bulges in the
Introduction, conservation of angular momentum can be
instrumental in converting rotational angular momentum into orbital angular momentum and raise the orbit
of a moon. Similarly, in Minovitchs gravity-assist concept [1] also discussed in the Introduction, some minute
part of the orbital angular momentum of a planet or
moon can be converted into orbital angular momentum
of a spacecraft, thus making it possible to send it even on
interstellar missions, as exemplified by the Voyager I
and II missions.
Inspired by these facts, the gravity-assist engine
described here thus exploits the possibility of creating
what might perhaps best be defined as an artificial tidalbulge system. If a spacecraft in orbit around the earth or
the sun employs this concept, then internal energy used
for spinning-up/spinning-down a springbell as described
above can be converted into boosting the orbital energy
and orbital angular momentum of the spacecraft and thus
raising its orbit.

It should be emphasised again that the method of


propagation discussed here requires only energy and no
emission of exhaust gases. Thus, with nothing but a
sufficiently powerful internal energy source (e.g. a nuclear
reactor), a spacecraft could be sent on an escape trajectory
from the earth or the sun as shown in Figs. 11 and 12. In
this connection it should be pointed out that the elements
of such a nuclear reactor technology already exist; the
modern generation of large strategic nuclear-powered
missile-carrying submarines do not require to have their
nuclear reactors refuelled during their entire planned
30-year life span (e.g. in Ohio-class submarines).

Acknowledgments
The author is grateful to Dr Hans-Olov Zetterstrm for
many clarifying discussions.
References
[1] M. Minovitch, An Alternative Method for Determination of Elliptic
and Hyperbolic Trajectories, Jet Propulsion Laboratory Technical
Memos TM-312-118 (July 11, 1961).
[2] M. Minovitch, A Method for Determining Interplanetary Free-fall
Reconnaissance Trajectories, Jet Propulsion Laboratory Technical
Memos TM-312-130 (August 23, 1961).
[3] E. Noether, Nachr Knig, Gesellsch. Wiss. zu Gttingen, Math.-Phys.
Klasse 235 (1918);
R. Courant, D. Hilbert, Methods of Mathematical Physics, vol. 1,
Wiley, New York, 1989, 262.
[4] L.D. Landau, E.M. Lifshitz, Mechanics, third Ed. Pergamon Press, 1988.

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