Documente Academic
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Documente Cultură
Ecological Indicators
journal homepage: www.elsevier.com/locate/ecolind
a r t i c l e
i n f o
Article history:
Received 1 April 2013
Received in revised form 20 March 2014
Accepted 27 January 2015
Keywords:
Sustainable design
Performance indicators
Roadway projects
Environmental impact
a b s t r a c t
Environmental sustainability has been more examined in the construction industry in recent years. But
it is still difcult for engineering designers to incorporate sustainability into their work without practical
methods. The design stage is key in the life cycle to integrating sustainability into construction projects.
Assessment of sustainable design performance can be an initiative to pursue sustainability.
This paper proposes the ratio of items considered/adopted and man-hour spending to measure project
sustainable design performance. The two indicators were tested on six roadway projects to validate their
applicability on engineering design.
The results show that the ratios of items considered and adopted are from 34% to 87%, meaning the many
suggested sustainability items can be incorporated into design. The man-hours spent on sustainability
are from 2% to 12%, meaning sustainable design initially takes more time than conventional design.
The engineering design itself does not cause environmental impact. But the proposed indicators can
examine the effort devoted into sustainability in the design stage. This early step helps predict the future
environmental performance of designed products.
2015 Elsevier Ltd. All rights reserved.
1. Introduction
Sustainability has been incorporated into products by many
industries and companies nowadays. The construction industry
has also been requested to consider sustainability, but actual
implementation by companies is still low (Myers, 2005; Chong
et al., 2009). Construction projects need the methods of applying
sustainability and assessment tools (Tsai and Chang, 2012). Assessment indicators are key to incorporating sustainability into construction projects successfully (Emison, 2001; Wang et al., 2013).
Early efforts in sustainable construction assessment have been
placed on green buildings. For example, the LEED (Leadership
in Energy and Environmental Design) provides a checklist of
prerequisites and credits to evaluate environmental performance
of buildings (USGBC, 2009). Sustainability evaluation is then
gradually introduced to other types of construction projects
(Fernndez-Snchez and Rodrguez-Lpez, 2010). For example,
Greenroads is like LEED to reward roadway projects that are
designed and constructed to a certication level of sustainability
(Muench et al., 2011).
Sustainable performance indicators are different from traditional business ones and still under development in many
industries. Different sectors develop additional, sector-specic
138
indicators that reect individual characteristics of industrial activities (Welford et al., 2007; Gallego, 2006). For example, Azapagic
(2004) proposed 129 indicators including 60 environmental, 24
economic, and 25 social ones for the mining and minerals industry.
Oswald and McNeil (2010) developed a sustainable corridor rating
system made up of 37 indicators in land use, infrastructure, construction, as well as innovation and design. Yuan (2013) identied
30 key indicators affecting the overall effectiveness of construction
and demolition waste management.
It is found from the literature review that a large number of indicators are developed for sustainability issues in individual sectors.
But the effectiveness indicators and actual impact on environment
are less studied (Urbonas, 2000). It is probably that sustainable
performance is not easy to measure (Tan et al., 1999; Korhonen,
2003).
Environmental performance indicators (EPIs) help decision
makers to evaluate environmental performance and reduce the
vast amount of environmental data from a rm (Hourneaux et al.,
2014). Environmental performance can be assessed at the management and operational levels and two types of EPIs are proposed
in ISO 14031 (Tam et al., 2006; ISO, 1999). Management performance indicators (MPIs) provide information about management
efforts to inuence the environmental performance of an organizations operations; operational performance indicators (OPIs)
provide information about the environmental performance of the
organizations operations.
The EPIs developed by most studies are more in the operational
stage to measure environmental performance such as material and
energy consumption (Veleva and Ellenbecker, 2001; Singh et al.,
2007; Lundberg et al., 2009; McBride et al., 2011; Shen et al., 2011).
Leading indicators such as sustainable design indicators can be provided in the design stage to measure sustainable considerations and
incorporations. They can be the surrogate indicators for environmental performance in the operation stage, or provide the direction
to the environmental performance of designed products (Urbonas,
2000).
2.2. Sustainability items for roadway design
To implement sustainability on real projects, it needs to understand sustainable practices and then choose appropriate measures
to facilitate sustainability realization (Hartmuth et al., 2008). Tsai
and Chang (2012) established a checklist of 60 roadway sustainability items as shown in Table 1. There are 45 technique and 15
material (marked m) items categorized into 14 disciplines including Geometrics & Alignments, Earthworks, Pavement, etc. Each
discipline consists of various numbers of items.
Table 1 is considered a complete list of sustainability items
for roadways. These items were derived from literature review,
real construction projects and practitioner interviews. They are
actually sustainable practices or measures that can be adopted to
reduce environmental impact of construction projects (TRB, 2004;
Anderson and Muench, 2013).
3. Research objectives
The objective of the research was to propose the two indicators:
(1) ratio of items considered or adopted, and (2) man-hour spending
to measure sustainable design performance by using roadway as an
example. The proposed indicators were tested to show their applicability in incorporating sustainability into design for construction
projects. Sustainability has three facets: economic, environmental,
and social. This study addresses environmental sustainability.
The ratio of items and man-hour spending belong to MPIs. They
examine what kind of sustainability has been worked on and the
Sustainable items
incorporated for points by
sustainable guidelines
(LEED, Greenroads, etc.)
Design performance
measurement
Ratio of items
considered or adopted
Man-hour spending
time spent in the design stage of a project. They are the evidence
of sustainable management that helps predict the environmental
performance of designed projects in the subsequent construction
and operation stages.
4. Research methodology
Incorporating more credit items represents higher level of sustainability in many green guidelines such as LEED, and design
performance is usually measured in man-hours for construction
projects. Based on the above concept and practice, two sustainable
design indicators were proposed: (1) the ratio of items considered
or adopted, and (2) man-hour spending for sustainability. The proposed indicators were then tested on six case projects to show their
applicability.
The process of deriving sustainable design indicators is shown
in Fig. 1. First, sustainable guidelines such as the LEED and Greenroads were reviewed to understand their concept. That is, the
guidelines provide the checklists of sustainable items of credit
points; incorporating more items to earn more points represents
higher level of sustainability for a project. Following this measurement principle, this study proposed the ratio of items to calculate
the numbers of items considered or incorporated into a design
project.
On the other hand, design performance is usually measured
in man-hours in design management practice (Halpin and Senior,
2012). Therefore, the man-hour is used as input to assess the effort
for meeting sustainable requirements.
The two indicators were applied on six ongoing roadway design
projects for 4 months. Based on the checklist of Table 1, the project
designers were requested to record the items considered/adopted
and man-hours spent in the design process monthly. Finally, the
result data were calculated to quantify sustainable design performance. Through project case study, the two proposed indicators
were shown suitable for use on design.
Case study is recognized as an appropriate method for
exploratory research such as this one in describing and analyzing the context of sustainable items (Yin, 2009). This method has
been adopted in many sustainability studies (Palme and Tillman,
2008; Holton et al., 2010; Borchardt et al., 2011). Six cases would
be enough since the case analysis and comparison among cases
generated meaningful results in this study (Eisenhardt, 1989).
139
Table 1
Sustainable items for roadway design.
1. Geometrics & Alignments
1) Reduction in volume or weight
2) Mild curves
3) Mild slopes
2. Earthworks
1) Earthwork balance
2) Minimum excavation and lls
3) Topsoil recycling
4) Waste reuse (m)
3. Pavement
1) Reduction in volume or weight
2) Permeable materials (m)
3) Recycled materials (m)
4. Drainage
1) Runoff reduction
2) Vegetated or gravel ditches
3) Rainwater catchments
8) Ecological ponds
9) Habitat connectivity
10) Biological porous environment
11) Reduction in landscaping
facilities
12) High bridges
8. Transportation Facilities
1) Reduction in volume or weight
2) Multi-function poles
9. Transportation Maintenance
1) Reduction in path changes
10. Bridges
1) Reduction in volume or weight
2) Long-span bridges
3) Pre-casting techniques
4) Temporary bridges for
construction
5) Hollow railings
6) Reinforced materials (m)
7) High strength concrete (m)
8) Self-compacting concrete (m)
140
Table 2
Case project data.
Aspects
Design stage
Design schedule (mm/yy)
Contract amount (US$)
Estimated total man-hours during project test
Actual man-hours spent on sustainability
No. of designers in project test
Projects
A
Preliminary
7/0911/09
2,500,000
3240
206
5
Detail
4/0906/10
880,667
3697
63
1
Detail
6/0912/10
6,000,000
2444
191
4
Detail
4/0901/10
285,667
4400
238
3
Preliminary
5/1012/11
992,667
12,600
1515
9
Detail
12/0912/12
349,667
2196
251
6
the six projects. Generally speaking, the more items are available
for consideration, the more items are considered or adopted by a
project.
The man-hours spent on sustainable design are also summarized at the discipline level in Table 5. Among the six projects,
Project E spent the greatest 1515 man-hours because it had more
designers of 9 persons and more budget of 12,600 h as shown
in Table 2. This implies that more budgets available would allow
more time spending on sustainability. This result is consistent with
that larger projects with more budget generally have more opportunities to pursue sustainability (Anderson and Muench, 2013;
Hourneaux et al., 2014).
The percentages of man-hours are calculated and shown in
Table 5. Project E also has the highest 12% (1515 spent hours divided
by the 12,600 budget hours as listed in the rst row in Table 5)
among the six projects. The average percentage of man-hour spending on sustainability is about 7.3% in addition to conventional
design hours. These numbers indicate that incorporating sustainability into design in the beginning needs to pay certain learning
cost. Projects E and F spent higher percentages of man-hours than
the other four projects. It is because public construction in Taiwan
from 2010 was required to include green content. So the owners
requested the designers to think of and incorporate sustainable
materials and techniques into their projects.
6.3. Sustainable design performance analysis
The ratios of items of the six projects were calculated from the
data in Table 4 and the results are shown in Table 6. Projects A, B,
C, and D recorded only considered items so the adopted items and
their ratios were not derived. For Project E as shown in Table 6, 50 of
the 60 items were related. Among them, 39 items were considered
and 9 items were incorporated. Its ratios of items considered and
adopted are 71% and 16%, respectively. Its total number of items
considered and adopted is 48 and its corresponding ratio is 87%.
The ratios of items considered for the six projects are from 9%
to 82%. Over 70% of the related items were considered by all six
projects except B and F. The higher ratio of items considered in
Table 3
Partial checklist of sustainable items for roadways.
Sustainable items
Considered
Total
Adopted
Man-hours
20
20
15
5
20
40
141
Table 4
Items considered or adopted for sustainability.
Roadway design work
Projects
A
Cons.
Cons.
Cons.
Cons.
Cons.
60
3
3
5
5
3
2
12
2
1
7
1
2
1
2
60
3
1
1
4
1
0
8
2
1
2
0
1
0
2
60
3
2
4
6
2
2
9
2
1
7
1
4
0
2
55
3
3
3
5
3
2
11
2
1
6
1
55
1
3
3
0
1
3
12
2
1
7
2
2
1
0
6
0
0
0
0
0
0
0
1
2
2
2
0
0
Subtotal
Total
49
49
24
24
45
45
43
43
39
48
Adop.
Cons.
Adop.
53
2
2
0
0
0
0
0
0
2
0
2
2
0
1
0
0
1
2
0
4
5
18
13
Table 5
Man-hours spent on sustainable design.
Roadway design work
Projects
A
3240
13
8
13
18
17
9
44
7
7
36
3
5
6
20
3697
10
2
1
9
1
0
22
6
1
3
0
4
0
4
2444
14
16
12
19
9
6
49
12
6
21
4
11
0
12
4400
25
9
14
26
33
12
57
10
6
27
3
12,600
270
160
24
105
40
40
324
5
35
164
210
2196
20
91
0
10
25
0
20
3
13
20
118
206
6
63
2
191
8
238
5
1515
12
12
0
73
251
11
Projects E and F recorded both considered and adopted sustainability items. Project E has higher ratio of considered items
than the ratio of adopted items, which is different from Project F
with higher ratio of adopted items than considered items. This is
because Project E in preliminary design allowed broader consideration. However, Project F in the detail design already had a more
dened picture with specic details to be developed. Once specic sustainability items were found appropriate for the project,
they would be directly incorporated into design. In this way, the
ratio of adopted items could be higher than the ratio of considered
Table 6
Ratios of items considered or adopted by projects.
No. and ratio of items
Projects
A
60
49
82%
49
82%
B
60
24
40%
24
40%
C
60
45
75%
45
75%
D
55
43
78%
43
78%
F
55
39
71%
9
16%
48
87%
53
5
9%
13
25%
18
34%
142
Table 7
Input for sustainability at discipline levelProject F.
Roadway design work
Sustainable items
No.
Techniques
Considered
Materials/equipment
Considered
Adopted
Man-hours
3
5
5
6
3
3
12
10
2
5
2
2
0
0
0
0
0
0
0
1
Adopted
0
2
0
2
2
0
1
2
0
3
20
91
0
10
25
0
20
12
0
53
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
20
Total
53
12
231
20
items. The higher ratio of items adopted indicates higher sustainable design performance.
The input for sustainability is illustrated in Table 7 by using
Project F as an example. Summarizing the numbers of sustainability items and man-hours of 10 disciplines from Table 4, Table 7
presents the input in terms of technique and material (Steele, 1997).
For techniques, 5 items were considered such as 2 in Geometrics &
Alignments, 12 items were adopted such as 2 in Earthworks, and
231 h were spent. For materials, one item in Tunnels was adopted
and 20 h spent. There were 53 items relevant to Project F in which
totally 5 items were considered and 13 items were adopted. The
total 251 h spent is about 11% of its design budget as shown in
Table 5.
Table 7 is developed to summarize and examine the items, and
calculate numbers and man-hours for sustainability in the design
process. They become the records of the input to sustainability after
design is nished and show the efforts devoted to sustainability in
a project. This way of quantifying sustainability is innovative.
7. Discussions
The ratio of items includes two aspects: consideration and
adoption. The ratio of adoption examines actual incorporation of
sustainability into design. The ratio of consideration examines sustainability opportunities reviewed in design. The higher ratio of
items adopted can indicate higher sustainable design performance.
This ratio indicator with two aspects has exibility in presenting the
sustainable design.
In the project case study, some designers mentioned that sustainability consideration would be limited by barriers such as
natural precondition. In such a case, smaller ratios or man-hour
spending still means little achievement in sustainable design. For
example, Project F was to reconstruct roads in a mountainous
area but only 34% of items could be considered and adopted in
design limited by location, terrain, etc. Sustainable design will
experience trial and error in the beginning, but strategies or
methods will be developed after lessons are learned (Langdon,
2007).
The case study results show that the ratios of items considered
and adopted were in a range from 34% to 87% with an average
of 66%, and the percentages of man-hours were between 2% and
12% with an average of 7.3%. These values imply a certain level of
sustainable design implemented, and incorporating sustainability
into design initially needs additional effort and time compared
with conventional design. But like the green building design, sustainable design does not necessarily take more time after more
experience accumulates from practice (Northbridge Environmental
Management Consultants, 2003).
Man-hours
8. Conclusions
This study proposed the ratio of items and man-hour spending for roadway construction projects to examine their sustainable
design performance. The two indicators were applied on six
projects to collect sustainable items and man-hours during the
design process. After design is nished, designers can calculate the
percentages of items and man-hours to check their efforts of sustainability on the project. The records and values of the indicators
are the evidence of sustainable design. The indicators are simple to
understand and their data are easily collected with tables as tools
provided.
The indicators are applicable to all types of construction
projects. The man-hour recording is existing practice commonly
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