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Concentric Punching Shear Strength of

Reinforced Concrete Flat Plates

Fariborz Moeinaddini

Submitted in total fulfilment of the requirement of the degree of


Master of Engineering

June 2012

Centre for Sustainable Infrastructure, Faculty of Engineering and


Industrial Science

Swinburne University of Technology, Melbourne, Australia

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Abstract
Flat slabs are very popular and economical floor systems in the construction industry. These
floor systems, supported directly on columns, are known to be susceptible to punching shear in
the vicinity of the slab-column connection. The punching shear provisions of AS 3600-2009,
the current Australian Concrete Structures Standard, for the case of concentric loading are based
on empirical formulae developed in the early 1960s and have not improved significantly since
then. These provisions do not consider some of the important parameters affecting the capacity
of a slab such as flexural reinforcement ratio and slab thickness size effect. AS 3600-2009 only
recognises shearheads as an effective shear reinforcement to increase the concentric punching
shear strength of slabs, and it does not cover more practical types of reinforcement such as shear
studs and stirrups unlike most of European and North American codes of practice.
In this thesis, the available methods for calculating concentric punching shear strength of slabs
are reviewed. The analytical basis of previous work by other researchers was used to propose a
formula to calculate the punching shear strength of flat plates with good accuracy for a wide
range of slab thicknesses, tensile reinforcement ratios, and concrete compressive strengths. In
this method, it is assumed that punching shear failure occurs due to the crushing of the critical
concrete strut adjacent to the column. A large number of experimental results of slab test
specimen, reported in the literature were gathered to evaluate the accuracy of the proposed
formula, as well as the punching shear formulae in some of the internationally recognised
standards such as AS 3600-2009, ACI 318-05, CSA A23.3-04, DIN 1045-1:2001, Eurocode2,
and NZS 3101:2006.
The proposed formula was also extended to cover the case of prestressed flat plates with the use
of the decompression method. Recent experimental results of prestressed slab test specimens,
published in journal papers, were collected to assess the accuracy of the proposed formula and
provisions of aforementioned standards in the prediction of the ultimate strength of prestressed
flat plates.
Furthermore, detailing considerations for the design of shear reinforcements such as shear studs
and stirrups, which are not recognised by AS 3600-2009, were discussed. Different failure
modes of flat plates with shear reinforcement were presented. A method to calculate the
strength of the slab assuming a critical crack developing inside the shear reinforced region was
proposed. This method considers the contribution of shear reinforcement intersecting with the
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critical crack and the uncracked concrete zone adjacent to the column. In addition, a control
perimeter outside the shear reinforced zone was suggested to be used with the one-way shear
formula of AS 3600-2009 to calculate the punching shear strength of flat plates outside their
shear reinforced zone. The proposed method and provisions of ACI 318-05, CSA A23.3-04,
and Eurocode2 were evaluated against some of the reported experimental results on the flat
plates with shear reinforcement.

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Acknowledgement
This research was conducted at the Centre of Sustainable Infrastructure, Swinburne
University of Technology. The SUPRA scholarship provided by Swinburne University
of Technology is gratefully acknowledged.
I would like to sincerely thank my principal coordinating supervisor Dr. Kamiran
Abdouka for his invaluable guidance and constant support throughout this research. I
am also greatly indebted to my coordinating supervisor Prof. Emad Gad for his wise
suggestions and continuous help during my postgraduate studies.
I wish to express my deep gratitude to Emma Wenczel, Alireza Mohyeddin-Kermani
whom I lived with during my studies in Australia, for their encouragement,
understanding and support.
I owe special thanks to my valued friends and colleagues Anne Belski, Ianina Belski,
Bara Baraneedaran, Saleh Hassanzade, Hessam Mohseni, Siva Sivagnanasundram and
Stephan Zieger for their assistance and companionship during this research.
Finally, my foremost thanks and greatest gratitude goes to my beloved family Fahime,
Firoozeh, Farnaz and Faramarz for their moral support and unconditional help.

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Preface
So far, a part of this research has been presented in the following conference papers:

Moeinaddini, F & Abdouka, K 2011, Punching shear capacity of concrete slabs with no
unbalanced moment, Proceedings of Concrete 2011, Concrete Institute of Australia,
Perth, Australia.

Moeinaddini, F, Abdouka, K & Gad, EF 2010, Punching shear capacity of concrete


slabs: a comparative study of various standards and recent analytical methods, Postgraduate Research, Swinburne University of Technology, Melbourne, Australia.

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Declaration
This is to certify:

This thesis contains no material which has been accepted for the award to the
candidate of any other degree or diploma, except where due reference is made in the
text.

To the best of the candidates knowledge contains no material previously published or


written by another person except where due reference is made in the text of the
examinable outcome.

Fariborz Moeinaddini
June 2012

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Table of Content
1

INTRODUCTION ................................................................................................................ 1
1.1

Background ................................................................................................................... 1

1.2

Aim and Objectives....................................................................................................... 5

1.3

Thesis Organisation ...................................................................................................... 5

LITERATURE REVIEW ..................................................................................................... 7


2.1

Introduction ................................................................................................................... 7

2.2

Reported Observations from Concentric Punching Shear Failure of Test Specimens .. 7

2.3

Mechanical Models for Punching Shear Balanced Condition ................................... 9

2.3.1

Kinnuen and Nylander Approach ......................................................................... 9

2.3.2

Truss Model by Alexander and Simmonds ......................................................... 15

2.3.3

Bond Model by Alexander and Simmonds ......................................................... 17

2.3.4

Models Based on the Failure of Concrete in Tension ......................................... 19

2.3.5

Plasticity Approach ............................................................................................. 24

2.3.6

Flexural Approach............................................................................................... 25

2.3.7

Critical Shear Crack Theory ............................................................................... 26

2.4

Punching Shear of Prestressed Flat Plates .................................................................. 27

2.4.1

Principal Tensile Stress Approach ...................................................................... 28

2.4.2

Equivalent Reinforcement Ratio Approach ........................................................ 28

2.4.3

Decompression Approach ................................................................................... 29

2.5

Methods to Increase Punching Shear Strength of Concrete Slabs .............................. 30

2.6

Shear Reinforcement for Flat Plates ........................................................................... 31

2.6.1

Shear Reinforcement for Construction of New Slabs ......................................... 31

2.6.2

Shear Reinforcement for Retrofit of Slabs .......................................................... 35

2.7
2.7.1

Control Perimeter Approach and Building Code Provisions ...................................... 37


Australian Standard AS 3600-2009 .................................................................... 37
xi

2.7.2

American Code ACI 318-05 ................................................................................ 39

2.7.3

New Zealand Standard NZS 3101:2006 .............................................................. 41

2.7.4

Canadian Standard CSA A23.3-04 ...................................................................... 41

2.7.5

Eurocode2 (2004) ................................................................................................ 43

2.7.6

British Standard BS 8110-97 ............................................................................... 44

2.7.7

German Standard DIN 1045-1:2001 .................................................................... 45

2.8
3

Summary...................................................................................................................... 46

CONCENTRIC PUNCHING SHEAR OF FLAT PLATES ............................................... 47


3.1

Introduction ................................................................................................................. 47

3.2

Strut-and-Tie Model for Punching Shear Phenomenon............................................... 48

3.3

Proposed Formula for the Ultimate Punching Shear Strength of Flat Plates............... 50

3.3.1

Depth of Neutral Axis......................................................................................... .52

3.3.2

Inclination of the Critical Strut and Critical crack.............................................. .55

3.3.3

Compressive Strength of the Concrete Strut ...................................................... .58

3.3.4

Slab Size Factor ................................................................................................... 59

3.3.5

Determination of the Parameters ......................................................................... 60

3.3.6

Example ............................................................................................................... 67

3.4

Comparison of Experimental Results with Design Standards ..................................... 68

3.5

Summary...................................................................................................................... 75

CONCENTRIC PUNCHING SHEAR OF PRESTRESSED FLAT PLATES ................... 77


4.1

Introduction ................................................................................................................. 77

4.2

Background.................................................................................................................. 77

4.2.1

Effect of In-plane Stresses on the Punching Shear Strength of Flat Plates ......... 78

4.2.2

Effect of Eccentricity of Prestressing Tendon on the Punching Shear Strength of

Flat Plates ............................................................................................................................ 81


4.2.3

Effect of the Vertical Component of Prestressing Tendons Passing over the Slab-

Column Connection on the Punching Shear Strength of Flat Plates ................................... 82


4.3

Ultimate Punching Shear Strength of Prestressed Flat Plates Using the Decompression

Method..................................................................................................................................... 84
4.3.1

Available Decompression Methods ..................................................................... 86


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4.3.2

Proposed Decompression Method....................................................................... 88

4.3.3

Example .............................................................................................................. 91

4.4
4.4.1
4.5
5

Comparison of Design Standards................................................................................ 94


Comparison with Experimental Results .............................................................. 94
Summary ..................................................................................................................... 99

CONCENTRIC

PUNCHING

SHEAR

OF

FLAT

PLATES

WITH

SHEAR

REINFORCEMENT ................................................................................................................. 101

5.1

Introduction ............................................................................................................... 101

5.2

Detailing of Shear Reinforcement............................................................................. 102

5.3

Ultimate Strength of Flat Plates with Shear Reinforcement ..................................... 104

5.3.1

Failure Inside the Shear Reinforced Region ..................................................... 105

5.3.2

Failure Outside the Shear Reinforced Region ................................................... 109

5.3.3

Summary of the suggested method ................................................................... 111

5.3.4

Example ............................................................................................................ 112

5.4

Comparison of Experimental Results with Design Standards .................................. 114

5.5

Summary ................................................................................................................... 114

SUMMARY AND CONCLUSIONS ............................................................................... 117


6.1

Summary and Findings of Literature Review ........................................................... 117

6.2

Concentric Punching Shear Strength of Flat Plates .................................................. 117

6.3

Concentric Punching Shear Strength of Prestressed Flat Plates ............................... 119

6.4

Concentric Punching Shear Strength of Flat Plates with Shear Reinforcement.........120

References ...... ....... 123


Appendix A. .......... .....125
Appendix B ..... .......139
Appendix C ..... .......143

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List of Figures
Figure 1.1 Schematic view of different types of two-way concrete slabs (Wight & MacGregor
2009) ............................................................................................................................................. 1
Figure 1.2 Punching shear localised failure with pyramid-shaped failure surface (Egberts 2009 ;
Wight & MacGregor 2009) ........................................................................................................... 2
Figure 2.1 Tangential and radial cracks observed in typical punching shear test specimen (Sherif
1996) ............................................................................................................................................. 8
Figure 2.2 Comparison of deflection-load graph for slab test specimens failed by punching
shear to slab test specimens failed in flexure (Mentrey 1998) .................................................... 8
Figure 2.3 Mechanical model of Kinnunen and Nylander as shown in fib (2001) ....................... 9
Figure 2.4 Punching shear failure model proposed by Shehata and Regan (Shehata 1990) ....... 11
Figure 2.5 Radial compression stress failure proposed by Broms (1990) as shown in fib (2001)
.................................................................................................................................................... 12
Figure 2.6 Radial compression stress failure mechanism as shown in Marzouk, Rizk and Tiller
(2010) .......................................................................................................................................... 15
Figure 2.7 Truss model proposed by Alexander and Simmonds (1987) as shown in Megally
(1998) .......................................................................................................................................... 16
Figure 2.8 Curved compression strut (Alexander & Simmonds 1992) ....................................... 17
Figure 2.9 Plan view of slab and the components of Bond model proposed by Alexander and
Simmonds (1992) ........................................................................................................................ 18
Figure 2.10 Free body diagram of radial strip (Alexander & Simmonds 1992) ......................... 19
Figure 2.11 Punching shear model by Georgopoulos as shown in fib (2001) ............................ 20
Figure 2.12 Distribution of concrete tensile stresses in Georgopoulos as shown in fib (2001) .. 20
Figure 2.13 Schematic view of components of proposed method by Menetrey (2002) ............. 21
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Figure 2.14 Schematic view of model by Theodorakopoulos and Swamy (2002) ..................... 23
Figure 2.15 Plasticity model proposed by Braestrup et al. (1976) .............................................. 24
Figure 2.16 Failure pattern and parameters of the proposed method by Rankin and Long (1987)
..................................................................................................................................................... 26
Figure 2.17 Procedure to specify punching shear strength of slab according to Critical Shear
Crack Theory (Muttoni 2008)...................................................................................................... 27
Figure 2.18 Load-deflection curves of slabs strengthened by different methods (Megally &
Ghali 2000) .................................................................................................................................. 30
Figure 2.19 Shearhead reinforcement (Corley & Hawkins 1968) ............................................... 32
Figure 2.20 (a) Bent bar, (b) Single-leg stirrup , (c) Multiple-leg stirrup (d) Closed-stirrup or
Closed-tie (ACI 318-05 2005 ; Broms 2007) .............................................................................. 33
Figure 2.21 Headed shear studs (Bu 2008).................................................................................. 33
Figure 2.22 (a) Plan view of a shearband (b) Shearbands placed in slab (Pilakoutas & Li 2003)
..................................................................................................................................................... 34
Figure 2.23 UFO shear reinforcement (Alander 2004) ............................................................... 34
Figure 2.24 Lattice shear reinforcement (Park et al. 2007) ......................................................... 35
Figure 2.25 Test specimen strengthened by steel plates (Ebead & Marzouk 2002) .................... 36
Figure 2.26 (a) Shear bolt, (b) concrete slab strengthened with shear bolts (Bu 2008)............... 36
Figure 2.27 Critical perimeter around the column as shown in AS 3600- 2009 ......................... 38
Figure 2.28 Shear reinforcement layout suggested by ACI 318-05 as shown in Kamara and
Rabbat (2005) .............................................................................................................................. 40
Figure 2.29 Critical perimeter as shown in Eurocode2 (2004) .................................................... 43
Figure 2.30 Shear reinforcement arrangement and critical perimeter outside the shear reinforced
region as shown in Eurocode2 (2004) ......................................................................................... 44
Figure 2.31 Critical perimeter as given in DIN 1045-1 (2001) ................................................... 45

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Figure 3.1 Schematic view of B-regions and D-regions in a simple structure............................ 47


Figure 3.2 Early strut-and-tie model for slab-column connection .............................................. 48
Figure 3.3 Refined Strut-and-tie model including concrete ties ................................................. 49
Figure 3.4 Punching shear by failure of concrete ties ................................................................. 49
Figure 3.5 Punching shear by crushing of concrete struts .......................................................... 50
Figure 3.6 View and cross section of the critical concrete strut around the column .................. 51
Figure 3.7 Distribution of strains, stresses and forces in elastic condition (Warner et al. 1998) 53
Figure 3.8 Strains and stresses distribution in the ultimate stage (Warner et al. 1998) .............. 53
Figure 3.9 Rectangular stress block in the ultimate stage (Warner et al. 1998)......................... 54
Figure 3.10 Schematic view of the flexural neutral axis and the shear neutral axis
(Theodorakopoulos & Swamy 2002) .......................................................................................... 55
Figure 3.11 Observed critical crack angle versus thickness of slab ............................................ 57
Figure 3.12 Predicted angle of the critical crack using Equation 3-10 ....................................... 58
Figure 3.13 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for T-P-M-0.5 ............................................................................................. 64
Figure 3.14 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for S-P-B-0.33 ............................................................................................ 65
Figure 3.15 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for S-P-A-0.5 .............................................................................................. 66
Figure 3.16 Plan and elevation view of test specimen 16/1 reported in (2005) ......................... 67
Figure 3.17 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for AS 3600-2009 and ACI 318-05 ............................................................ 70
Figure 3.18 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for NZS3101:2006...................................................................................... 71

xvii

Figure 3.19 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for CSA A23.3-04 ....................................................................................... 72
Figure 3.20 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for Eurocode2 and Model Code 90 ............................................................. 73
Figure 3.21 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for DIN 1045-1 ........................................................................................... 74
Figure 4.1 Prestressing actions adjacent to the slab-column connection..................................... 78
Figure 4.2 Geometery of BD test series (Ramos, Lcio & Regan 2011) .................................... 79
Figure 4.3 Geometry of test specimens LP1, LP2 and LP3 as shown in Silva, Regan and Melo
(2005) .......................................................................................................................................... 80
Figure 4.4 Geometry of test specimens V5 and V6 reported in Kordina and Nolting (1984) as
shown in Silva, Regan and Melo (2005) ..................................................................................... 80
Figure 4.5 Elevation view of test setup of PC test series and the bending moment diagram which
was applied to the slab without presence of in-plane forces (Clement & Muttoni 2010) ........... 81
Figure 4.6 (a) Plan view of test specimens AR8-AR16 (b) Profile of prestressing tendons
(Ramos & Lucio 2006) ................................................................................................................ 83
Figure 4.7 Position of prestressing tendons in test specimens AR8-AR16 (Ramos & Lucio 2006)
..................................................................................................................................................... 83
Figure 4.8 Schematic view of deformation of slab after prestressing forces are applied ............ 85
Figure 4.9 (a) Prestressed slab (b) Prestressed slab at decompression stage (c) Punching shear
failure of prestressed slab ............................................................................................................ 86
Figure 4.10 Vtest/Vup versus cp for three different methods of calculating Vup ............................ 90
Figure 4.11 (a) Plan view (b) Elevation view of test setup of specimen D2 as reported in Silva,
Regan and Melo (2005) ............................................................................................................... 92
Figure 4.12 Vtest/Vup versus cp for AS3600-2009 ........................................................................ 96
Figure 4.13 Vtest/Vup versus cp for AS3600-2009 when Vp is included ....................................... 96

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Figure 4.14 Vtest/Vup versus cp for ACI 318-05 .......................................................................... 97


Figure 4.15 Vtest/Vup versus cp for ACI 318-05 ignoring the limit on fc .................................... 97
Figure 4.16 Vtest/Vup versus cp for CSA A23.3-04 ..................................................................... 97
Figure 4.17 Vtest/Vup versus cp for CSA A23.3-04 ignoring the limit on fc ............................... 98
Figure 4.18 Vtest/Vup versus cp for Eurocode2 ............................................................................ 98
Figure 4.19 Vtest/Vup versus cp for DIN 1045-1 .......................................................................... 98
Figure 5.1 (a) Orthogonal type arrangement (b) Radial type arrangement (c) square type
arrangement of shear reinforcement for punching shear........................................................... 102
Figure 5.2 Radial and tangential spacing between shear rows reinforcement in flat plates...... 103
Figure 5.3 Different types of punching shear failure in flat plates with shear reinforcement.. 104
Figure 5.4 (a) Critical tie in flat plates with shear reinforcement (b) Failure of the critical tie due
to the development of shear crack inside the shear reinforced region ...................................... 105
Figure 5.5 Vertical components of the critical tie which resist punching shear ....................... 106
Figure 5.6 Eurocode2 and Model Code 90 control perimeter outside the orthogonal shear
reinforced zone.......................................................................................................................... 110
Figure 5.7 (a) Top view of test specimen 12 (b) Arrangement of shear reinforcements in the test
specimen 12 (Birkle & Dilger 2008)......................................................................................... 112

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List of Tables
Table 3.1 Main properties of test specimens and angle of the critical crack reported in (Pisanty
2005) ........................................................................................................................................... 57
Table 3.2 Average, SD and CV of Vtest/Vuo for different combination of parameters using the
method in Broms (1990) to calculate the depth of the neutral axis............................................. 62
Table 3.3Average, SD and CV of Vtest/Vuo for different combination of parameters using the
method in Theodorakopoulos and Swamy (2002) to calculate the depth of the neutral axis...... 62
Table 3.4 Average, SD and CV of Vtest/Vuo for different combination of parameters using the
method in Shehata (1990) to calaculate the depth of the neutral axis ......................................... 63
Table 3.5 Average, SD and CV of Vtest/Vuo for AS 3600-2009, ACI 318-05, NZ 3101:2006,
CSA A23.3-04, Eurocode2 and DIN 1045-1 .............................................................................. 69
Table 4.1 Failure load and details of BD test specimens (Ramos, Lcio & Regan 2011) .......... 79
Table 4.2 Failure load and detail of test specimens LP1, LP2 and LP3 (Silva, Regan & Melo
2005) ........................................................................................................................................... 80
Table 4.3 Failure load and details of test specimens V5 and V6 (Silva, Regan & Melo 2005).. 81
Table 4.4 Failure load and details of test specimens reported in Clement and Muttoni (2010).. 82
Table 4.5 Failure load and details of test specimen AR8-AR16 (Ramos & Lucio 2006) ........... 84
Table 4.6 Average, SD and CV of Vtest/Vup for three different methods of calculating Vup......... 89
Table 4.7 Average, SD and CV of Vtest/Vup for AS 3600-2009, ACI 318-04, CSA A23.3-04,
Eurocode2, and DIN 1045-1:2001 .............................................................................................. 95
Table 5.1 Vtest/Vuin for test specimens in which failure occurred inside the shear reinforced zone
.................................................................................................................................................. 109
Table 5.2 Vtest/Vuout for test specimens in which failure occurred outside the shear reinforced
zone ........................................................................................................................................... 111
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Table 5.3 Average, SD and CV of Vtest/Vus for ACI 318-05, CSA A23.3, Eurocode2, and the
proposed method ....................................................................................................................... 114
Table A.1 Details of collected slab test specimens.................................................................... 130
Table A.2 Predicted punching shear strength of collected test specimens ................................ 134
Table B. 1 Details of collected prestressed slab test specimens ................................................ 140
Table B. 2 Predicted punching shear strength of collected test specimens using the suggested
method ....................................................................................................................................... 141
Table B. 3 Predicted punching shear strength of collected test specimens using formulae of
design standards......................................................................................................................... 142
Table C.1 Details of collected slab test specimens with shear reinforcement ........................... 144
Table C.2 Predicted punching shear strength of slab test specimens with shear reinforcement
using the suggested method ....................................................................................................... 145
Table C.3 Predicted punching shear strength of slab test specimens with shear reinforcement
using ACI 318-05 ...................................................................................................................... 146
Table C.4 Predicted punching shear strength of slab test specimens with shear reinforcement
using Eurocode2 ........................................................................................................................ 147
Table C.5 Predicted punching shear strength of slab test specimens with shear reinforcement
using CSA A23.3-04 ................................................................................................................. 148

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Chapter One
1 INTRODUCTION
1.1 Background
Two-way concrete slabs are widely used in many types of strucutres. They can be categorised
into slabs that are supported on beams, and slabs that are supported on columns without any
beam. The beamless slabs can be further subdivided into two categories: flat slabs, which are
supported on columns through a drop panel or column capital, and flat plates, which are
supported directly on the columns. Different types of two-way concrete slabs are shown in
Figure 1.1. The early beamless slabs were flat slabs, constructed in the early 20th century. With
the devlopment of construction technology, flat plates were developed from the concept of flat
slabs and were increasingly built after World War II.

a) Concrete slab, supported on

b) Flat slab concrete slab

c) Flat plate concrete slab

beams

Figure 1.1 Schematic view of different types of two-way concrete slabs (Wight & MacGregor 2009)

Flat plate construction is very common in parking, office, and apartment buildings. Exclusion
of the beams, drop panels, or column capitals in the structural system optimises the storey
height, formwork, labour, construction time, and the interior space of the building. This makes
flat plate construction a very desirable structural system in view of economy, construction, and
architectural desires. However, from structural point of view, supporting a relatively thin plate
directly on a column is significantly problematic due to the structural discontinuity.

Considering the flow of forces in the structure, significant biaxial bending moment and shear
force should transfer through the slab-column connection. In the absence of beams, drop
panels, or column capital, this region is considered as one of the most critical D-regions, in
which stresses are disturbed and strains are irregular, in concrete structures (fib 2001).
If the shear stresses are minor, two-way concrete slabs show significant ductility, and
redistribution of moment before the strength of the slab is reached. Where two-way slabs are
supported on beams, shear force is distributed along the beams and shear stresses are not
considerable, so a very thin slab satisfies the flexural strength criterion of the design. Generally,
in this type of concrete slab, the deflection limitations determine the thickness of the slab.
In flat plates, however, there is a considerable amount of shear to be transferred through the
slab-column connection. Typically, slab thickness would be determined either by a shear
strength criterion or deflection limitations. With the increasing use of prestressing in floor
construction, designers are capable of eliminating the excessive deflection of two-way slabs by
defining the prestressing tendon profile, and generally the critical problem which governs the
design is the so called punching shear (Dilger & Ghali 1981).
The punching shear or two-way shear phenomenon is a localised failure. It occurs when the
column, punches through the slab, and it can be characterised by the truncated or pyramid
failure surface. Schematic view and a saw-cut test specimen, failed by punching shear, are
shown in Figure 1.2.

Figure 1.2 Punching shear localised failure with pyramid-shaped failure surface (Egberts 2009 ;
Wight & MacGregor 2009)

This type of failure is extremely dangerous and should be prevented, since it may lead to brittle,
with little or no warning, and progressive collapse of floors. One of the most notorious
examples of the devastating punching shear failure is: the collapse of Sampoong department
store in South Korea in 1995 where more than 500 people were killed and nearly 1000 were
2

injured (Gardner, Huh & Chung 2002). Another example is the collapse of the Skyline Plaza in
Virginia in 1973 which killed more than 14 workers (Bu 2008).
Designers can increase the punching strength of beamless slabs by increasing the slab thickness,
introducing drop panels or column capitals, adding shear reinforcement adjacent to the column,
or even specifying concrete with higher strength. In some standards such as Eurocode2 (2004),
BS 8110 (1997), and DIN 1045-1 (2001) increase of flexural reinforcement also allows
designers to consider higher shear strength for the slabs.
Due to the importance of the punching shear phenomenon, an enormous volume of research has
been conducted on this topic. There have been significant attempts to propose a rational model
that can explain the flow of forces in the vicinity of the slab-column connection.

However,

there is still no consensus in the literature on how to calculate the punching shear strength of
concrete slabs. Even internationally recognised concrete structure standards are significantly
different in their approach towards this problem.
Most of the international concrete structure standards have enhanced their formulae as insight
into this type of failure has improved in recent decades. Mostly, they adopt empirical or semiempirical formulae in their provisions for the punching shear phenomenon. Typically, they
distinguish between two conditions for punching shear. Firstly, where slab-column connections
are under no unbalanced moment and the loading of the slab produces symmetrical shear.
Secondly, where slab-column connections undergo unbalanced moment and shear forces
simultaneously. An example for the first case is where the columns are equally spaced and the
lateral loads on the structure are carried by other structural systems such as shear walls or
bracings. An example for the second case is where the slab-column structural system resists the
lateral forces in addition to the gravity loads, or at exterior slab-column connections.
Generally, the most common solution for designers to increase the punching strength of the slab
is to use different types of shear reinforcement. Some of the most common types of shear
reinforcement for punching shear are closed ties, shearheads, bent-up bars, single leg ties, and
more recently shear studs or stud rails. The slab-column connection region is highly congested
with tensile and compressive reinforcement from the column and slab. This would be worse in
the presence of post-tensioning cables. Shear reinforcement such as shearheads, which are
bulky, are not favourable in this region. Moreover, from the economical perspective, shear
reinforcement such as closed ties are time consuming and labour intensive to install in position.
Recently, more efficient shear reinforcement such as shear studs and stud rails were developed
and became very popular and common due to their easy installation and practicality. The latter
types of shear reinforcement are recognised by most European and North American standards.
3

In Australia, the Australian Standard for Concrete Structures AS 3600-2009, is still behind
many other standards in punching shear provisions. In the case of symmetric punching, the
provision is based on research work in the early 1960s. Its formula does not account for some
important parameters such as the size effect or tensile reinforcement ratio. Moreover, AS 36002009 only recognises shearhead reinforcement as the allowable shear reinforcement to increase
the symmetric punching shear strength of concrete slabs, but provides no guidelines on how to
design this type of shear reinforcement. In Clause 9.2.2 of AS 3600-2009, there is a note which
states for shear reinforcement other than shearheads, strength may be determined by tests. This
has left users of AS 3600-2009 with uneconomical and architecturally unpleasant solutions such
as increasing the thickness of the whole slab or locally increasing the thickness of the slabcolumn connection by introducing a drop-panel, or column capital. The European and North
American designers, however, have the option of using practical types of shear reinforcement
such as stud-rails or shear studs.
In most design standards, formulae for predicting punching shear strength of slabs with
unbalanced moment are extensions of the formulae of symmetric punching shear. Therefore,
any deficiency in the calculation of symmetric punching shear strength of slabs would be
reflected in the provisions of those for the punching shear with unbalanced moment.
In the case of punching shear with unbalanced moment, AS 3600-2009 has a totally different
approach compared to the other international standards. The provision is based on work by
Rangan and Hall (1983), and assumes that a significant amount of the unbalanced moment from
the slab is transferred by torsion to the side faces of the column.

On the basis of this

assumption, AS 3600-2009 only recognises closed ties as shear reinforcement to enhance the
punching shear strength of slab-column connection in the presence of unbalanced moment. The
problem with closed ties is that they are labour intensive and cumbersome to install on site, as
compared to shear studs. Many other international standards allow designers to use more
convenient shear reinforcement such as shear studs, or single leg ties. This is based on a
considerable volume of research conducted in the last three decades (Polak, El-Salakawy &
Hammill 2005).
With the significant increase in the use of post-tensioning in the construction of concrete floors
in Australia, it has become crucial to better understand the effect of prestressing on the punching
shear strength of slabs. Currently, AS 3600-2009 recognises the contribution of post-tensioning
in increasing the punching shear strength of floors by adding thirty percent of the average precompression stress in the floor to the concrete component of punching shear equation. Issues
such as the effect of the post-tensioning tendon profile in the vicinity of the column on the
punching shear resistance of concrete floors, and effects of upward force resultant from
4

inclination of tendons are neglected by AS 3600-2009.

More recently, some promising

mechanical methods such as decompression methods have become available in the literature to
calculate the strength of prestressed flat plates with better accuracy as compared to the current
standards approaches.
Considering the gap between the Australian Standard and other international standards, and the
difficulties facing AS 3600-2009 users, there is an urgent need to review and improve the
provisions of the Australian Standard for punching shear.

1.2 Aim and Objectives


The main aim of this research project is to propose a method to calculate the concentric
punching shear strength of flat plates with more accuracy as compared to the provisions of AS
3600-2009. This method should be based on a mechanical model, valid for a wide range of flat
plates and simple to use. The following objectives are covered in this project:
1. Review available mechanical methods and semi-empirical methods for concentric
punching shear strength of flat plates.
2. Propose a formula to calculate the punching shear strength of reinforced concrete flat
plates for the case of concentric punching.
3. Extend the proposed method for the case of prestressed slabs.
4. Review guidelines for detailing of shear reinforcements, and provide a method to
calculate the ultimate strength of flat plates strengthened with shear reinforcements such
as shear studs, stud rails and stirrups.

1.3 Thesis Organisation


Chapter One provides a brief background to the punching shear phenomenon and the problem
with the current Australian Standard, followed by objectives and the thesis layout.
Chapter Two is a review of the literature. Some of the influential and illustrative methods are
discussed. Different approaches by internationally recognised standards are presented.
In Chapter Three, the basis of a model developed previously by other researchers, was used to
propose a formula to calculate the punching shear strength of flat plates. Further, the accuracy
of some of the internationally recognised standards in predicting punching shear strength of flat
plates was evaluated against reported experimental results in the literature.
In Chapter Four, the proposed formula for non prestressed flat plates extended for the case of
prestressed flat plates, and provisions of various standards were assessed by some of the
available test results in the literature.
5

In Chapter Five, guidelines are provided for detailing and strength considerations of flat plates
with shear reinforcements.
Chapter Six presents the conclusions from the current research project.

Chapter Two
2 LITERATURE REVIEW
2.1 Introduction
In the last five decades a significant amount of research has been conducted on the topic of
punching shear in concrete floors. Many analytical and empirical methods have been proposed
based on the observations and results gathered during experimental tests. It is not possible to
cover all of the previous work on punching shear of concrete slabs herein. Therefore, in this
chapter, some of the methods which may be considered as main contributors to the current state
of knowledge on the punching shear phenomenon are presented. Other aspects of this type of
failure such as punching shear in prestressed slabs, and slabs strengthened by shear
reinforcement are reviewed briefly. Finally, the provisions of the current Australian Standard
for Concrete Structures (AS 3600 2009) and some of the internationally recognised standards
such as American code (ACI 318-05 2005), New Zealand standard (New Zealand Standard NZS
3101:Part 1 2006), European code (Eurocode 2 2004), British standard (BS 8110-97 1997), and
German standard (DIN 1045-1 2001) are presented.

2.2 Reported Observations from Concentric Punching Shear Failure of


Test Specimens
Punching shear failures, as explained in the literature, are local failures around the column or
the stub of test specimens. As reported in Kinnunen and Nylander (1960), the tangential and
radial strains of slab test specimens were measured in their test series, and it was observed that
the strains in the tangential direction are higher than the strains in the radial direction which
resulted in the formation of radial cracks prior to tangential or circumferential cracks. These
two types of cracks are shown in Figure 2.1 for clarity.

Figure 2.1 Tangential and radial cracks observed in typical punching shear test specimen (Sherif
1996)

As stated in (Regan 1981), generally the inclined radial cracks initiate at 1/2 to 2/3 of the
ultimate load which causes the punching failure. After the formation of inclined radial cracks,
the condition of the slab is entirely stable and it can undergo loading and reloading. As the load
increases some tangential cracks appear around the column. One of the tangential cracks will
eventually become the cone shaped surface of failure (Sherif 1996).
Figure 2.2 shows the applied load versus the deflection of test specimens reported in (Mentrey
1998).

It illustrates the difference between the ductility of slabs that failed by punching

phenomenon and slabs that failed in flexure. From the sudden drop in the load-deflection graph,
it can be depicted that punching failure is a sudden failure with little warning, whereas the
specimens that failed by flexure behaved in a ductile manner before their failure.

Flexural failure

Punching failure

Figure 2.2 Comparison of deflection-load graph for slab test specimens failed by punching shear to
slab test specimens failed in flexure (Mentrey 1998)

2.3 Mechanical Models for Punching Shear Balanced Condition


2.3.1

Kinnuen and Nylander Approach

Based on observations of 61 circular slab specimens, Kinnuen and Nylander (1960) proposed a
mechanical model for the punching shear of slabs with circular -ring shaped- reinforcement.
They presented a structural system for the slab-column connection as shown in Figure 2.3. In
their model, the slab is divided into a compressed conical shell and rigid elements. The
compressed conical shell part is surrounded by the shear crack, and the rigid elements are
confined at the front by a tangential crack and at the sides by the radial cracks as seen in Figure
2.3(b). The rigid elements are supported by conical compressive struts around the column as
shown in Figure 2.3(c). Under load action and after the formation of tangential and radial
cracks, the rigid segments of the slab turn around their centre of rotation at the root of the shear
crack. The failure is assumed to occur when the compressive stress in the strut and the
tangential strains at the point located under the centre of rotation reach their critical values.
Assuming that the two failure criteria coincide, the depth of the neutral axis was calculated by
iteration (Sherif 1996). The critical values for the failure criteria were calibrated based on
results of experimental tests reported by (Elstner & Hognestand 1956) and (Kinnunen &
Nylander 1960). These values were different to the well known values of strain and stress for
concrete at the ultimate stage. A major drawback of this method is the complexity and iterative
procedure of calculating punching shear strength as compared to the other methods (Megally
1998).

Rigid element

Shear crack

Compressed conical shell

Figure 2.3 Mechanical model of Kinnunen and Nylander as shown in fib (2001)

Kinnunen (1963) further developed the previous model to include slabs with orthogonal
reinforcement. Three equations were derived from the equilibrium condition for the rigid
sector. Equation 2-1 was the result of moment equilibrium. Equation 2-2 was gained from the
equilibrium of forces in radial direction, and Equation 2-3 was derived from the equilibrium of
forces in the vertical direction.
    
sin   
 cos       2       0



cos  2   2

 1    sin 







  2  !"  0

(2-1)
(2-2)
(2-3)

Where P is the force causing failure, c is the diameter of test specimen, h is the effective depth
of slab, T is the compressive force in the strut around the column, R1, R2 are the forces in
reinforcement crossing the shear crack in the tangential, and radial directions respectively, R4 is
the force resultant from the concrete compression zone as shown in Figure 2.3(b), $ is the
angle of the rigid segment slice as shown in Figure 2.3(b), is the angle between the
compressive strut and slab, y is the height of the compressive strut, y is the distance of R4 to the
bottom of slab, B is the diameter of the stub, z1 as shown in the Figure 2.3(c), and is equal to
(M+D)/P, in which M is the vertical resultant of the membrane force in the reinforcement, D is
the force from the dowel-effect of reinforcement crossing the crack.
This model involves an iterative procedure to predict the punching load. First a value for (y/h)
should be assumed. Having (y/h), can be calculated from geometry, and substituted in
Equation 2-1, 2-2, and 2-3. Punching load is the convergent value of P from above equations.
2.3.1.1

Shehata and Regans model

Shehata and Regan (1989) proposed a mechanical model in which the slab is divided into rigid
segments, surrounded by radial cracks on the sides and tangential cracks at the front and the
back, as shown in Figure 2.4 (b). The reinforcement crossing the circumferential crack was
assumed to reach yield prior to the failure of slab. After yield, the rigid segments are detached
from the central conical part of the slab and turn around the centre of rotation (CR), shown in
the Figure 2.4(a). Three criteria are defined for the failure:

Inclination of the compressive force reaching 20 from the plane of the slab.

Radial compressive strains at the face of column reaching 0.0035.

Tangential compressive strains at a distance equal to the depth of neutral axis from the
face of column reaching 0.0035.
10

To simplify the above approach, Shehata (1990) derived a simplified formula to calculate the
punching strength of concrete slabs as expressed in Equation 2-4.
%&'  2  (& ) * +, -.*10 500/2 /3

(2-4)

Where ro, x, and d are shown in Figure 2.4, and nc=1.4(2d/r0)0.5 is the stress concentration factor

which takes into account the effect of the multi-axial stress condition on the concrete strength.
Shehata suggested a simplified formula to calculate the depth of the neutral axis -x- which will
be presented in detail in Chapter Three (Equation 3-8).

Rigid segment

Figure 2.4 Punching shear failure model proposed by Shehata and Regan (Shehata 1990)

2.3.1.2

Broms model

Broms (1990) used a similar approach as Kinnuen and Nylander (1960) in which he assumed
that the punching failure occurs when the tangential strain, or the compressive stress in the
radial direction reaches its critical values.

Unlike Kinnunen and Nylander (1960) who

calibrated the aforementioned critical values by using experimental results, Broms suggested
11

limitations for the strains and stresses using generally recognised properties of concrete.
Another significant difference of Broms method as compared to Kinnuen and Nylander (1960)
is that two types of compression zones were considered, namely the tangential compression
zone and the radial compression zone.
The limitation for high tangential compression strain is expressed in Equation 2-5.
45'  0.0008150/)5' 8.33 25/+, 8.33

fc in (MPa), and xpu in (mm)

(2-5)

Where xpu (mm) is the depth of the compression zone in the tangential direction, cpu is the
tangential strain in the outermost fibre of concrete at the edge of the column and xpu is the
height of the equivalent rectangular stress block with the stress equal to fc. The punching force
V for this criterion can be obtained by the use of classical bending theory assuming cpu as the
critical strain in the concrete. This is the punching shear load calculated using equilibrium and
Bernoullis compatibility conditions.
The other criterion for punching shear failure is the radial compression failure. Broms (1990)
assumed the formation of an imaginary strut around the column to transfer the applied load to
the column as shown in Figure 2.5. Broms assumed the inclination of the shear crack as 30,
the inclination of the concrete strut as 15 and the compressive strength of the strut as 1.1 fc to
account for the effect of the multi-axial state of stress on the strut. Equation 2-6 was proposed
by Broms to calculate the punching load for this criterion.

V
Figure 2.5 Radial compression stress failure proposed by Broms (1990) as shown in fib (2001)

%  9 2/-.*30 ;<*15/;<*30 1.1+, 150/0.58.333 ;<*15

(2-6)

Where D is the diameter of column, y is the depth of the neutral axis in the radial direction. For
the case of slabs supported on square columns with column side dimension a, D is equal to
4a/p.
12

Equation 2-7 is suggested by Broms to calculate the depth of the compression zone in the radial
direction.
  => *?@A1 2/=> *?  1B2

(2-7)

Where n is the ratio of elastic modulus of steel to elastic modulus of concrete n=Es/Ec, is the

ratio

of

tensile

reinforcement,

is

the

effective

depth

of

section,

and

k=(0.5D+d/tan30)/(0.5D+y/tan30).
The lesser of punching shear capacities obtained from the above criteria (V and V) is the
ultimate capacity of the slab.
Recently, Broms (2009) improved the latter model by modifying the critical tangential strain
(Equation 2.5) to the following expression.
45'  0.001150/)5'  /3 25/+, 8.

fc in (MPa), and xpu in (mm)

(2-8)

He also proposed the depth of compression zone to be calculated in the elastic condition as
shown in Equation 2-9.
)5'  *?@A1 2/*?  1B2

(2-9)

Where n is the ratio of modulus of elasticity of steel to Ec10 the secant modulus elasticity of
concrete for the strain of 0.001.
Broms (2005) suggested Equation 2-10 to calculate Ec10.
C 8  1  0.61  + /150 C8

fc in (MPa)

(2-10)

Where Ec0 is the modulus of elasticity for concrete at zero strain which can be calculated by
Equation 2-11 as given in Model Code 90 (Model Code 90 1993).
C8  21500+, /10 /3

fc in (MPa)

(2-11)

The punching shear strength based on the strain criterion, V, can be calculated from Equation 212.
%E  FE  IJK/LM NL/KO
GH

(2-12)

Where l is the diameter of the test specimen or the distance between points of contra-flexure in
the slab, D is the diameter of the column, and m is the bending moment at the edge of slabcolumn connection which can be calculated as following.

13

FE  ? CP 4P 2 =' 1  )5' /32

(2-13)

In Equation 2-13, ku=(fsy/sEs)0.2<1.0, fsy is the yield stress of the flexural reinforcement, and s is
the strain in the tensile reinforcement assuming elastic condition and can be calculated by
Equation 2-14.
4P  45' 2  )5' /)5'

(2-14)

Where cpu can be calculated from Equation 2-8.


Broms also suggested an upper bound for the strength of the slab by considering the flexural
strength of the slab. This can be calculated from yield line theory as given in Equation 2-15.
%Q  FQ NL/K
H

(2-15)

Where my= fsy d2 (1-0.59 fsy/fc)


In the case of slabs with square columns, the column was replaced by a fictitious circular
column which gives a similar bending moment at the edge of slab-column connection D=3ap/8,
where a is the side dimension of the column.
A different cpu was used in Broms (2005) and Broms (2009) compared to cpu in Broms (1991) Equation 2-8 and 2-5 - which resulted in V being less likely to govern the design. Broms
(2005) states that V governing only when the thickness of the slab is large in relation to the
column dimension. This is less likely in design of flat slabs and more of the case for design of
footings.
Broms (2009) adopted the lesser of V from Equation 2-12 and Vy2 as the punching shear
strength of the slab.
2.3.1.3

Strut-and-tie model by Marzouk and Tiller

Tiller (1995) proposed a method in which only the radial compressive stress failure mechanism
is taken into account. The hypothetical critical concrete strut is shown in Figure 2.6. Tiller
suggested Equation 2-16 to calculate the ultimate punching shear strength of slabs.
%   9 RSTU
V
Q

X
O

QPWT

PWTU

Y +ZS[ ;< * 
\ ;<]+.-^(
U

(2-16)

Tiller simplified the depth of neutral axis to y=fsy/0.6fc and used the formula given in
Canadian Standard CSA A23.3 for the strength of the concrete strut as expressed in Equation 217. As a slab size factor, Tiller used (500/h)0.35 for concrete strength less than 40MPa and
14

(250/h)0.35 for concrete strength more than 40MPa. The angle between the crack and the plane of
the slab was assumed to be equal to 30.

+ZS[  +, /0.8 1704  ` 0.85+,

(2-17)

Where fc2max is the compressive strength of the concrete strut, 1 is the principal tensile strain in
the cracked concrete. Tiller (1995) did not specify how to calculate 1.

Figure 2.6 Radial compression stress failure mechanism as shown in Marzouk, Rizk and Tiller
(2010)

Marzouk, Rizk and Tiller (2010) improved the latter method by using Equation 2-18 to calculate
the depth of the compression zone.
  0.67*?a 8.b 35/+, 8.b 2

fc in (MPa)

(2-18)

Where n is the ratio of modulus of elasticity of steel to modulus of elasticity of concrete, e is

the ratio of reinforcement for a basic yield strength (500MPa) and can be calculated as e=
(fsy/500)0.02 where is the ratio of reinforcement and fsy is the yield strength of the tensile
reinforcement. Also they suggested a range for the angle of the critical crack () depending on
the thickness of the slab i.e. 25-35 for slabs less than 250mm thick, 35-45 for slabs 250mm500mm thick and 45-60 for slabs thicker than 500mm.
2.3.2

Truss Model by Alexander and Simmonds

Alexander and Simmonds (1987) approached the punching shear phenomenon by proposing
formation of a three dimensional truss around the column. The components of the truss are
shown in Figure 2.7. The truss is broken down into the flexural tensile reinforcement acting as
ties, and the compression concrete zones acting as struts. As shown in Figure 2.7, two types of
struts are assumed, shear struts and anchoring struts. The shear struts are assumed to have an
15

angle of to the plane of slab, and transfer shear forces from the slab to the column. The
anchoring struts are parallel to the plane of the slab and provide anchorage for the adjacent
reinforcement outside the column to transfer bending moment to the column as shown in Figure
2.7. The tensile reinforcements passing through the column plus a fraction of the tensile
reinforcement passing through a distance less than the effective depth of the slab from the side
faces of the column is considered to act in transferring shear forces to the column. It was
assumed that the reinforcement passing through the face of the column is fully effective (=1)
and the reinforcement bar at the distance d from the face of column is not effective (=0). The
effectiveness () of any reinforcement in between these two points is determined by linear
interpolation.

Figure 2.7 Truss model proposed by Alexander and Simmonds (1987) as shown in Megally (1998)

the angle between the shear struts and the plane of slab was calibrated using the experimental
results available in the literature. The following expressions were proposed to calculate .
tan   1  ] N.be

(2-19)

Where, f  gahh 2, A+, /ijSk +PQ /28.b 

fc in (MPa), and d in (mm),

Seff= effective tributary width of the reinforcing bar which is equal to the spacing of
reinforcement and less than 6d ,
16

d = cover of tensile reinforcing bar,


d= effective depth of slab,
c= dimension of column face,
Abar= area of single reinforcing bar,
fc'=compressive cylinder strength of concrete,
fsy=yield strength of tensile reinforcement steel.
Having , the punching strength of the slab for concentric load can be calculated from Equation
2-20.

%'&  ijSk +PQ -.*

(2-20)

Where is the effectiveness of the tensile reinforcement as explained earlier.


2.3.3

Bond Model by Alexander and Simmonds

Alexander and Simmonds modified and developed their Truss model to the so called Bond
model.

By monitoring the strains of the test specimens reported in (Alexander 1990),

Alexander and Simmonds (1992) suggested the shear struts are arch shaped as shown in Figure
2.8, and the geometry of the shear arch cannot be obtained by the amount of tensile
reinforcement. This is in contrast with the assumptions of the shear struts in the Truss model.

Figure 2.8 Curved compression strut (Alexander & Simmonds 1992)

17

Instead, they proposed a Bond model in which the slab is composed of four radial strips and
four quadrant slabs as shown in Figure 2.9. The assumptions of this model are:

All the loads are transferred to the column through the radial strips, and the quadrants
components of the slab transfer the loads to the side faces of the radial strips.

The total load on each strip is 2w and w is the ultimate internal shear that can be
resisted by the slab on each side face of the strip.

The strength of the radial strips is limited by the flexural strength of the strip Ms.

Ms is the sum of the flexural strengths of the slab at the ends of the strip- Mneg and Mpos.
According to (Alexander 1999) Ms can be approximated by Equation (2.21).

mP  mTan m5&P o 0.9.2 ?Tan ?5&P +PQ

(2.21)

Where a is the width of the strip -side dimension of column-, neg is the ratio of top

reinforcement at the column end of the strip and pos is the ratio of bottom reinforcement at
the shear zero end of the strip.

Figure 2.9 Plan view of slab and the components of Bond model proposed by Alexander and
Simmonds (1992)

A free body diagram of the radial strip is shown in Figure 2.10. If l is the length of applied
uniform distributed load then from equilibrium, Ms=wl2 and the maximum load Ps carried by a
strip is given by Equation 2-22.

18

P  2qr  2AmP q

(2-22)

Where w is the one-way shear strength of concrete from ACI 318 as expressed in Equation 2-23.
q  0.166A+, 2

fc in (MPa),d in (mm), and w in N/mm

(2-23)

Finally, the punching shear strength of the slab can be gained from the following Equation 2-24.
%'&  4P  8tmP 0.166A+, 2

(2-24)

Figure 2.10 Free body diagram of radial strip (Alexander & Simmonds 1992)

2.3.4

Models Based on the Failure of Concrete in Tension

Some researchers explained the punching shear phenomenon by the failure of concrete ties in
the vicinity of the column. Models by Georgopolous and Menetrey are among the models
which consider the tensile strength of concrete ties to govern the punching shear capacity of the
slab as cited in fib (2001).
2.3.4.1

Georgopoulos approach

The review of this method is based on fib (2001) as the original paper is not in English.
Georgopoulos assumed the transfer of shear from the slab to the column relies on the principal
tensile stresses in the concrete and the compression in the concrete strut around the column. He
suggested that 75 percent of the shear force transfers through the tensile strength of concrete and
the remaining 25 percent through the compressive strut. Details of the proposed model are
shown in Figure 2.11.

19

Figure 2.11 Punching shear model by Georgopoulos as shown in fib (2001)

The depth of compression zone was assumed to be 0.2 of the effective depth of the slab. The
stress distribution in the expected punching failure surface was assumed to be a polynomial of
third order as shown in Figure 2.12.

Figure 2.12 Distribution of concrete tensile stresses in Georgopoulos as shown in fib (2001)

As shown in Figure 2.11, Zb is the resultant tensile force in the cracked section. Georgopoulos
estimated Zb by integration of the stresses along the surface of failure. Consequently, he
proposed the following equation to calculate the punching strength of slabs.

%'&  uj cos  /0.75  0.413@0.17+'ja /3 B2 cot  /2 0.2 0.35 cot  (2-25)

Where is the inclination of the failure surface, is the ratio of the diameter of the column to
the effective depth of the slab, fcube is the compressive strength of concrete of a cube test
specimen in MPa.
Georgopoulos suggested the following equation to predict the inclination of the critical crack
causing punching failure.
tan   0.56+'ja /?+PQ 0.3

(2-26)

Where is the tensile reinforcement ratio.


20

2.3.4.2

Model by Mentrey

Mentrey (1996, 2002) assumed a strut-and-tie pattern which transfers the load from its point of
application to the column. He considered the failure to occur when the strength of the tie,
adjacent to the column, reaches the failure limit. The contributors to tensile strength of the tie
are shown in Figure 2.13.

Figure 2.13 Schematic view of components of proposed method by Menetrey (2002)

In this method, Menetrey included the tensile capacity of the concrete, the effect of dowel action
of the flexural reinforcement, the strength of the shear reinforcement and the vertical component
of the prestressing force. Equation 2-27 is suggested to calculate the ultimate punching shear
strength of a given slab.
%'&  wR wx&y wPy w5

(2-27)

Where, Fct is the vertical component of the concrete tensile strength of the hypothetical tie
shown in Figure 2.13, Fdow is the dowel-effect contribution from the flexural reinforcement
crossing the punching crack, Fsw is the contribution from shear reinforcement if there is any,
and Fp is the contribution of vertical component of forces of prestressing tendons crossing the
punching crack.

21

Fct can be calculated by Equation 2-28,


wR  ( ( ;+R

/3

z{|

(2-28)

Where rs is the radius of the column, r1=rs+d/10tan30, r2=rs+d/tan30, s is the length of the
punching shear crack and is equal to ((r2-r1)2+(0.9d)2), ft is the uniaxial tensile strength of the
concrete, is a factor to take into account the influence of the flexural reinforcement ratio -and can be calculated by the following expression.
=min(0.87, -0.12+0.46+0.35)
and take into account the size effect on the tensile strength of the concrete and are
expressed as followings.
=min(0.625, 0.1(h/rs)2+0.5(h/rs)+1.25)
=1.6(1+d/da)-0.5
Where h is the thickness of slab, and da is the maximum aggregate size in concrete.
The contribution of the dowel-effect Fdow is the summation of dowel-effect of each reinforcing
bar crossing the failure surface and can be calculated by the following expression.
wx&y  1/2 }P t+ +PQ 1    ;<*30

(2-29)

Where s is the diameter of the flexural reinforcement crossing the punching shear critical
crack, fc is the uniaxial compressive strength of the concrete, fsy is the yield stress of the
reinforcing bars, =s/fsy, and s is the stress in the tensile reinforcement at punching which can
be quantified by the following equation.
~P  %'& /-.* 30 iP 

Where iP is the area of reinforcing bars crossing the punching shear failure surface.

(2-30)

It should be noted for calculating s that the punching strength of the slab is needed, so the
calculation of punching shear strength is an iterative procedure in this method.
If adequate anchorage is provided, Fsw can be calculated by Equation 2-31.

wPy  iPy +Py sin Py

(2-31)

Where Asw is the area of the shear reinforcement intersecting with the punching shear crack, fsw
is the yield strength of the shear reinforcement steel, and sw is the angle between the shear
reinforcement and the plane of the slab.
22

The contribution of prestressing Fp is given as following expression.

w5  i5 ~5 sin 5

(2-32)

Where Ap is the area of prestressing steel crossing the failure surface, p is the stress in the
tendons, and p is the inclination of the tendon with the plane of slab as shown in Figure 2.13.
2.3.4.3

Theodorakopoulos and Swamy approach

Theodorakopoulos and Swamy (2002) proposed a method for representing the punching shear
phenomenon by considering a criterion for the tensile strength of the compression zone in the
vicinity of the column. The punching shear strength was related to the tensile strength of the
compressed concrete around the column. It was assumed that there are two types of neutral
axes adjacent to the column, namely flexural and shear. The location of the flexural neutral axis
was calculated assuming the ultimate stage in flexure and the location of the shear neutral axis
was assumed to be 0.25 of the effective depth of the slab. Equation 2-33 was suggested to
calculate the mean of the depth of the neutral axes. This will be explained further in Chapter
Three.
2T  2h P /P h 

(2-33)

In Equation 2-33, Xf is the depth of the flexural neutral axis and Xs is the depth of the shear
neutral axis.
As show in Figure 2.14, the ultimate punching strength of slab -Vu- consists of the contribution
of the tensile strength of the compression zone, Vc , and the contribution of the dowel-effect of
flexural reinforcement.
Vu

dn

Figure 2.14 Schematic view of model by Theodorakopoulos and Swamy (2002)

23

For simplicity, Theodorakopoulos and Swamy incorporated a larger control perimeter as


compared to the perimeter of the compression zone around the column to account for the doweleffect action. A control perimeter, similar to BS 8110-97 (1997), was adopted in this method as
expressed in Equation 2-34.
5  4. 122

(2-34)

Where a is the side dimension of the column and d is the effective depth of the slab.
The ultimate punching shear strength of the slab was expressed as the following equation.
%'&  2T 5 cot +R

(2-35)

Where fct is the splitting strength of concrete, equal to 0.27(fcube)2/3, and q was taken as 30, dn is
calculated by Equation 2-33, and bp is calculated by Equation 2-34.
2.3.5

Plasticity Approach

Braestrup et al. (1976) proposed an upper bound model on the basis of the theory of plasticity
for punching shear phenomenon. Geometrical parameters of the model are shown in Figure
2.15. In this model, it was assumed that the vertical load V was applied to the slab by the
column with the diameter of d. The maximum diameter of punching shear failure surface is d1.
The punching failure surface was assumed to shape as curve A-B-E, shown in Figure 2.15. The
curve of the failure surface is expressed as r=r(x), and the angle of displacement vector is
expressed as =(x).
The work done by the punching force (Wv) should be equal to the dissipated energy (We) at the
punching shear crack surface. Equation 2-36 was suggested to express the dissipated energy
and Equation 2-37 was suggested to express the work done by the applied load.

Figure 2.15 Plasticity model proposed by Braestrup et al. (1976)

24

a  8 0.5 +,   | ;<*  2 (

 %

x[
&P

(2-36)
(2-37)

Where is the displacement, =1-fct/fc(k-1), =1-fct/fc(k+1), k=(1+sin)/(1-sin), fct is the


tensile strength of concrete, and is the friction angle of concrete as shown in Figure 2.15.
The above equations will give an upper bound punching shear strength of the slab.

By

optimisation, Braestrup et al. (1976) suggested the failure surface consists of a linear conical
part (A-B) and a curved part (B-E). Thus the ultimate punching strength is the sum of P1 which
takes into account the straight line part (A-B) as expressed in Equation 2-39 and P2 which takes
into account the curved part as expressed in Equation 2-40.
%'&   
   +,

(2-38)

x "M J " NJ "



&PO "

  0.5  +,   8   V


x
tx




(2-39)
x 


    .Y  | 
 .

(2-40)

Where h is the thickness of the slab, h0 is the depth of inclined straight line, a=d/2+h0 tan,
b=c tan, and c=(a2-b2).
One of the common criticisms of this method is that it ignores the effect of tensile reinforcement
on the punching shear strength of slabs.
2.3.6

Flexural Approach

A considerable number of slab test specimens, reported in the literature, have a failure load not
significantly different to their flexural capacity. As a result, some researchers such as Gesund
and Goli (1980), Gesund (1981), and Rankin and Long (1987) assumed the punching shear as a
secondary failure phenomenon and attempted to propose a method which relates the punching
shear strength of slabs to the flexural capacity of the slabs.
In this section, the flexural method proposed in Rankin and Long (1987), is reviewed. Rankin
and Long (1987) suggested that the flexural punching strength of a prototype test specimen can
be calculated from Equation 2-41.
%hKa[  =Q  =Q  =j /(h mj /mjSK mj =j /(h mjSK

(2-41)

Where, ky1 is moment factor for overall yielding of tensile reinforcement, and for square slabs

supported on a square column is equal to 8(s/(a-c)-0.172) where a, c, s are shown in Figure


2.16.
25

kb is the ratio of the applied load to the internal bending moment at the column periphery which
is equal to (25/(ln(2.5a/c)1.5).
rf is a factor to allow for the shape of column which is equal to 1.0 for circular columns and 1.15
for square column.
Mb is the bending moment resistance, and can be calculated by fsyd2(1-0.59(fsy/fc)).
Mbal is the balanced moment of resistance which was suggested to be calculated by 0.333fcd2.

Figure 2.16 Failure pattern and parameters of the proposed method by Rankin and Long (1987)

Rankin and Long (1987) also specified a criterion for failure caused by internal diagonal
tension cracking. They suggested Equation 2-42 to calculate the latter strength of slabs.
%PaSk  1.66A+,  22 100?8.b

fc in (MPa),Vshear in (N), c and d in (mm) (2-42)

The lesser of Vflex and Vshear is the punching shear strength of the slab.
2.3.7

Critical Shear Crack Theory

Muttoni (2008) presented a different failure criterion for punching shear based on the opening of
a critical shear crack in the vicinity of the column. According to Muttoni and Schwarts (1991),
the width of the critical shear crack (wc) is proportional to the product of the rotation of the slab
times the effective depth of slab (yd). Another relevant parameter in view of critical crack
theory is the roughness of the critical shear crack which is related to the size of the aggregates in
the concrete. With the mentioned assumptions and available experimental results, Equation 243 was proposed to calculate the punching strength of concrete slabs.

26

%'&  8 2A+,

8.b
M byx/x Mx 

fc in (MPa),Vshear in (N),b0, d, dg, and dg0 in (mm)(2-43)

Where b0 is the control perimeter at the distance equal to d/2 from the face of column, dg0 is the
reference aggregate size and considered to be 16mm, and dg is the maximum aggregate size in
the concrete.
Rotation of slab (y) is related to the applied load V as given in Equation 2-44.

y  1.5

k h
x

.b


(2-44)

Where rs is plastic radius around the column which can be taken as the distance between the
centre of column to the point of contraflexure, and Vflex can be calculated from yield-line theory.
To calculate the punching strength of a given slab, an iterative procedure is required.
Alternatively, the load-rotation curve can be drawn using Equation 2-44 and the failure criterion
can be drawn using Equation 2-43. The intersection of these curves determines the failure load
of the slab (Vuo). The latter procedure is shown in Figure 2.17.

Vuo

Figure 2.17 Procedure to specify punching shear strength of slab according to Critical Shear Crack
Theory (Muttoni 2008)

2.4 Punching Shear of Prestressed Flat Plates


The present section reviews some of the theoretical approaches to include the effect of
prestressing forces in the calculation of punching shear strength of flat plates. According to
Regan and Braestrup (1985), the available models for punching of prestressed slabs can be
categorised to the following approaches.

27

2.4.1

Principal Tensile Stress Approach

In this approach, the effect of prestressing was taken into account by approximation of principal
tensile stresses on the control perimeter, and consideration of the vertical component of the
tendon forces crossing the control perimeter. An example of this approach is Equation 2-45,
suggested by ACI-ASCE Committee 423 (1974), and adopted in ACI 318-05 (2005) code.
%'& /2  0.29A+, 0.3 ~5 %5 /2

fc in (MPa)

(2-45)

Where u is the length of control perimeter at a distance of d/2 from the face of column, cp is the
mean effective prestressing stress in the concrete, and Vp is the vertical component of
prestressing tendons crossing the control perimeter.
2.4.2

Equivalent Reinforcement Ratio Approach

In this approach, the effect of prestressing is considered by adding the equivalent reinforcement
ratio to the actual reinforcement ratio of the slab. The sum of the ordinary reinforcement and
the equivalent reinforcement is used in the formula, which predicts the punching strength of the
slab. There are various proposed methods to convert the prestressing stress to the equivalent
reinforcement ratio.
As cited in Sundquist (2005), FIP recommendations (1980) specifies the equivalent
reinforcement ratio by Equation 2-46.
?a  ~5 /+PQ

(2-46)

Another method for calculating equivalent reinforcement ratio proposed by Nylander,


Kinnunen, and Ingvarsson, which is cited in Regan and Braestrup (1985), is given in Equation
2-47.
?a  ?5 +8. /+8.  ~5a 

(2-47)

Where p is the prestressing steel ratio, f0.2 is the 0.2% proof stress of the tendons, and pe is the
effective prestress of the tendons.
Clearly, this approach is not suitable for methods which do not include the effect of the tensile
reinforcement on the punching shear strength of slabs.

28

2.4.3

Decompression Approach

Regan (1985) proposed a decompression method for the punching shear phenomenon. The state
of decompression occurs when compression stress, resulting from prestressing forces, is
cancelled out by the effect of transverse loading at a specific region (Silva, Regan & Melo
2005). In a decompression method for punching shear of slabs, it was assumed the punching
strength after the decompression stage is equal to the strength of a geometrically similar
concrete slab with the same number of reinforcement and no prestressing forces. Thus it is
possible to determine the punching resistance of prestressed slabs by adding the decompression
load to the punching strength of the ordinary concrete slab with the same amount of
reinforcement. The required bending moment for decompression of a given section can be
calculated from Equation 2-48.

m&  ~5
 /6

(2-48)

Where cp* is the compressive stress in the outermost compressive fibre of the section due to
prestressing after losses.
According to Regan and Braestrup (1985) the decompression load can be taken as following.
%&  2 m&

%&  4/r m&

for circular slabs


for rectangular slabs with breadth b, and main span l.

In Regan and Braestrup (1985), the punching shear strength of concrete slabs with no
prestressing was suggested to be calculated from the draft of British code CP 110 as following.

%'&  0.27A500/2
A100?+'ja

fcube in (MPa), d in (mm)

(2-49)

Where in Equation 2-49 is the sum of ordinary reinforcement area (Asr) and bonded
prestressing steel area (Asp).
?  iPk iP5 /2

(2-50)

Where b is the breadth of the section and d is the equivalent effective depth of the steel and can
be calculated as expressed in Equation 2-51.
2  iPk +PQ 2k iP5 +8. 25 /iPk +PQ iP5 +8. 

(2-51)

Where f0.2 is the 0.2% proof stress of the prestressing steel, fsy is the yield strength of ordinary
reinforcement, dp is the effective depth of prestressing steel, and dr is the effective depth of
ordinary reinforcement.

29

2.5 Methods to Increase Punching Shear Strength of Concrete Slabs


In Polak, El-Salakawy and Hammill (2005), three common methods to increase the punching
shear strength of concrete slabs are categorised as followings:

Expanding the area which transfers shear stresses from slab to column. In this method
designers normally increase the thickness of the slab in the vicinity of column by
introducing drop panels or column capitals.

Other possibility is to increase the

dimensions of the column which results in a larger area resisting shear stresses.

Using concrete with higher compressive strength which results in a higher punching
shear strength.

Providing different types of shear reinforcement such as shearheads, stirrups, bent-up


bars, or shear studs in the area adjacent to the column.

In a study by Megally and Ghali (2000), four different methods were used to strengthen 150mm
thick slabs. Drop panel, column capital, stirrups (closed-ties) and shear stud rails (SSR). Then
a comparison was made between the performance and amount of increase in punching shear
capacity of slabs. The slabs were loaded to the point of failure, and the load-deflection curve
for each slab was plotted as shown in Figure 2.18. Drop panel and column capital resulted in an
increase of the punching shear strength of the slab but not the ductility of the slab. As shown,
shear studs increased both the strength and ductility of the slab. Further, it was observed in this
case that stirrups only slightly increased the punching shear strength of the test specimen due to
lack of proper anchorage (Megally & Ghali 2000).

Figure 2.18 Load-deflection curves of slabs strengthened by different methods (Megally & Ghali
2000)

30

Although all the aforementioned methods increased the punching shear strength of the tested
slabs, the issue of ductility, which is a desirable behaviour of structures in seismic regions, was
not improved by most of the provided strengthening techniques except for the slab strengthened
with shear studs. Other important considerations to decide the best strengthening method can be
economy, and practicality of the method. Designers prefer the use of shear reinforcement to
increase the punching strength of concrete slabs due to its advantages over the other methods.
In the 70s and 80s a significant amount of research was conducted on the performance of slabs
with shear reinforcement and consequently design provisions were introduced into design
codes.

2.6

Shear Reinforcement for Flat Plates

As mentioned, different types of shear reinforcement were proposed by structural engineers to


increase strength and ductility of concrete slabs. The role of shear reinforcement in the slab is
mainly to arrest the opening of the critical shear crack, increase the compression zone and
aggregate interlock which result in increase of shear strength.
In design, the radial spacing and placement of shear reinforcement is very important, and
designers should detail the position of shear reinforcement in a way that they intersect with the
inclined shear cracks. In addition, desirable types of shear reinforcement should have a good
tensile capacity, adequate ductility and enough anchorage (Polak, El-Salakawy & Hammill
2005). Providing that the shear reinforcements are placed and designed properly, it can increase
the punching shear and rotation capacity of the slab significantly. Preferably, punching shear
strength of slabs should be increased to the extent that the flexural failure occurs prior to the
punching shear failure. Generally, there are two categories of shear reinforcement for punching
shear, namely shear reinforcement for construction of new slabs and shear reinforcement for
retrofit of existing slabs.
2.6.1

Shear Reinforcement for Construction of New Slabs

Shear reinforcement for a new slab can be classified as follow (Polak, El-Salakawy & Hammill
2005).

Shearheads, made of different types of structural steel sections as shown in Figure 2.19.

Stirrups, single or double leg bar, bent bars, and closed-ties. This type of shear
reinforcement is made from the normal reinforcing bars as shown in Figure 2.20.

Stud rails, shear studs, and shear bolts which are called headed shear reinforcements as
shown in Figure 2.21.

31

Other new shear reinforcements such as shear bands, and UFO as shown in Figure 2.22
and Figure 2.23.

Figure 2.19 shows two types of fabricated shearheads which are made of channel or I
sections welded in a shape which can be fitted orthogonally at the slab-column connection.
The shear head is one of the earliest types of shear reinforcement which was used to
increase the punching shear strength of slabs. It acts as a steel frame which is hidden inside
the concrete slab. Shearheads increases ductility, shear strength and flexural strength of the
connection.

Figure 2.19 Shearhead reinforcement (Corley & Hawkins 1968)

There are several disadvantages with this type of shear reinforcement which makes it very
undesirable in industry such as the labourer intensive fabrication procedure, bulky dimensions
and interference with the longitudinal reinforcement of the slab.
Closed-ties and stirrups are common in beam sections and they are proven to increase the
punching shear capacity of slabs providing that the vertical legs of stirrups have a good
anchorage. These types of shear reinforcement are shown in Figure 2.20. As shown, the shear
reinforcement should engage the flexural bars at top and bottom to achieve a proper anchorage
(Polak, El-Salakawy & Hammill 2005). In some experimental tests, it was observed that some
of closed-ties did not reach their full yield capacity due to slip and lack of anchorage. Slabs
with smaller thicknesses are more prone to this phenomenon (Polak, El-Salakawy & Hammill
2005).
Bent bars are normal longitudinal bars which are bent and placed to intersect with the critical
shear crack as shown in Figure 2.20(a). The performance of this type of shear reinforcement
relies on its horizontal anchorages, so the horizontal part of bent bars should be long enough to
resist the pull out effect for adequate anchorage.

32

(a)

(b)

(c)

(d)

Figure 2.20 (a) Bent bar, (b) Single-leg stirrup , (c) Multiple-leg stirrup (d) Closed-stirrup or
Closed-tie (ACI 318-05 2005 ; Broms 2007)

The headed studs were presented in Dilger and Ghali (1981) for the first time. Since it is a very
convenient and practical type of shear reinforcement, extensive research has been conducted on
the performance of slabs strengthened with headed shear studs.

In this type of shear

reinforcement, the problem of anchorage has been solved by providing large flat heads at the
both ends with the area of 10 times the stem cross-sectional area. This shear reinforcement is
available in the form of shear stud rails (SSR) in the market as shown in Figure 2.21. SSR are
easy to install, and adequate anchorage is achievable in relatively thin slabs. Most of the tests
on slabs strengthened with headed shear studs, show a ductile and satisfactory performance
(Polak, El-Salakawy & Hammill 2005), and consequently, this type of reinforcement has been
adopted by most of internationally recognised standards as an effective shear reinforcement for
slabs.

Figure 2.21 Headed shear studs (Bu 2008)

33

In recent years, other types of shear reinforcement for punching shear have been made available
in the marketplace such as Shearbands, UFOs, and lattice.
Shearbands were tested in the University of Sheffield and reported in Pilakoutas and Li (2003).
These are high ductile thin steel strips with punched holes as shown in Figure 2.22(a). The
holes are provided to increase the anchorage of strips as experimentally proven. These strips are
easily bent and shaped to place in a way to cross the shear cracks as shown in Figure 2.22(b). A
significant improvement in the ductility and strength of slabs was observed in the test specimens
reinforced with this type of shear reinforcement (Pilakoutas & Li 2003).

(a)

(b)
Figure 2.22 (a) Plan view of a shearband (b) Shearbands placed in slab (Pilakoutas & Li 2003)

UFOs are steel plates which are shaped like a cone and placed at the slab-column connection to
intersect with the critical shear crack.

There are some perforated holes to allow for the

continuation of column reinforcements. This shear reinforcement is shown in Figure 2.23.

Figure 2.23 UFO shear reinforcement (Alander 2004)

34

A lattice is made of top, bottom, and web bars which are welded and prefabricated in the factory
as shown in Figure 2.24. Lattice performance as a punching shear reinforcement was first
reported in Park et al. (2007). According to the experimental observations, the strength and
ductility of the test specimens reinforced with these were increased up to 1.4, and 9.2 times
respectively as compared to the specimen with no shear reinforcement (Park et al. 2007).
Another advantage of this system is that even after failure, due to truss action of lattice system,
it can avoid sudden failure of the slab.

Figure 2.24 Lattice shear reinforcement (Park et al. 2007)

2.6.2

Shear Reinforcement for Retrofit of Slabs

Punching shear strength of existing concrete slabs may need to be increased due to the corrosion
of rebars, change in the amount of imposed load, or errors in the structural design. There are
different methods to increase the punching capacity of an existing concrete slab such as
providing external shearheads around the column, using steel plates around the column, and
providing shear bolts in the vicinity of a column (Polak, El-Salakawy & Hammill 2005). Use of
external I sections, bonded with epoxy, to increase punching shear strength of slab-column
connection was reported satisfactory in terms of strength and ductility (Polak, El-Salakawy &
Hammill 2005), but from aesthetic point of view it is not desirable. Ebead and Marzouk (2002)
used steel plates fitted around the column which are bonded to the slab with epoxy and steel
bolts as shown in Figure 2.25. An increase in the strength and ductility of test specimens
strengthen with this technique was reported in Ebead and Marzouk (2002).

35

Figure 2.25 Test specimen strengthened by steel plates (Ebead & Marzouk 2002)

Strengthening technique with shear bolts were studied by Adetifa and Polak (2005), Bu and
Polak (2009), El-Salakawy, Polak and Soudki (2003). Shear bolts are normal strength steel with
a smooth stem, forged head, large washers and threaded end as shown in Figure 2.26 (a). A
concrete slab strengthened by shear bolts is shown in Figure 2.26 (b).

(a)

(b)
Figure 2.26 (a) Shear bolt, (b) concrete slab strengthened with shear bolts (Bu 2008)

36

2.7 Control Perimeter Approach and Building Code Provisions


Traditionally, structural members such as beams or columns are checked for shear strength by
the concept of nominal shear stress on the section area at a specific distance from the support or
the point where the load is applied. This approach was first proposed by Talbot (1913) for the
case of concrete slabs as cited in (Bu 2008), and Equation 2.52 was suggested to calculate the
applied shear stress on the critical section.
  %/4. 222

(2.52)

Where vc is the applied stress on the concrete which should be less than the nominal shear
stress. a is side dimension of the square column, d is the effective depth of slab, and jd is the
lever arm between compression and tension force which approximated to 0.9d.
Moe (1961) gathered some of available results on the slab specimen tests at the time to propose
an empirical formula for the ultimate allowable stress on the face of column. He proposed the
following formula as cited in (fib 2001).
'&  %'& /&K 2  1.2461  0.059./2&K 2A+, /1 0.436&K 2A+, /%hKa[  (2-53)
Where vuo is the ultimate shear stress on the concrete around the column face in (MPa), a is the
side dimension of the column in (mm), ucol is the column perimeter in (mm), and Vflex is the
flexural capacity of the slab which can be calculated by yield-line theory in (N).
Based on Moes work, ACI-ASCE Committee 326 (1962) proposed Equation 2-54 to calculate
the ultimate shear stress on the critical perimeter u, located at a distance of d/2 from the face of
column.
'&  %'& /2  0.33A+,

fc in (MPa)

(2-54)

Since then Equation 2-54 has been used as the basis for many internationally recognised
standards such as ACI-318, CSA 24, NZS 3101, and AS 3600.
2.7.1

Australian Standard AS 3600-2009

According to Clause 9.2.3 of AS 3600 (2009), the ultimate punching shear strength of concrete
slabs Vuo can be calculated using Equation 2-55.

%'&  2&Z + 0.3~5 

(2-55)

Where dom, is the effective depth of slab, u is the perimeter around the column at a distance
equal to the half of effective depth of slab from the face of column as shown in Figure 2.27, cp
37

is the average intensity of effective prestress in the vicinity of support in MPa, and fcv is given in
Equation 2-56.

Figure 2.27 Critical perimeter around the column as shown in AS 3600-2009

+  0.171 2/ A+ ` 0.34A+

fc in (MPa)

(2-56)

In Equation 2-56, h is the ratio of larger to shorter column sides.

When applied shear force on the critical perimeter is higher than the computed capacity,
calculated by Equation 2-55, AS3600-2009 permits the use of shearheads by which the fcv can
be increased using Equation 2-57.
%'&  2&Z 0.5A+ 0.3~5  ` 0.22&Z +

fc in (MPa)

(2-57)

Unlike other international standards, AS3600-2009 does not provide any guidelines to the
design and detailing of shearhead reinforcement.
According to AS 3600-2009, the design shear strength is calculated as following.
%x  %'&

(2-58)

Where f is called capacity factor, and for the case of shear strength should be taken equal to 0.7.
To ensure adequate shear strength of the slab, Clause 9.1.2 of AS 3600-2009 requires 25% of
the negative bending moment in the column strip and half of the middle strip to be resisted by
the reinforcement and prestressing tendons that cross over the column and the distance of 2d
from the faces of the column.

38

2.7.2

American Code ACI 318-05

ACI- 318-05 (2005) specifies similar control perimeter around the column as AS 3600-2009.
The ultimate strength of concrete slab is the lesser of following expressions.
0.0832 4/  A+, 2

%'&  F<* 0.083P 2/ 2 A+, 2


0.33A+, 2

fc in (MPa)

(2-59)

Where = is a factor to account for the density of concrete and is equal to 1.0 for normal
concrete and 0.8 for low density concrete.
c= is the ratio of the larger column side to the shorter column side.
s= is equal to 40, 30 and 20 for interior, edge and corner columns respectively.
fc'= is the compressive strength of concrete in MPa.
For the case of prestressed slabs, Equation 2-60 was adopted by ACI 318-05 to calculate the
ultimate punching shear strength.
%'&  @0.0835 A+, 0.3~5 B2 %5

(2-60)

Where p= lesser of (sd/u+1.5) and 3.5

cp= is the average intensity of effective prestress on control perimeter in (MPa)


fc'= is the compressive strength of concrete in MPa and should not be taken greater than 35 MPa
Vp is the vertical component of prestressing forces on the critical perimeter.
The design strength is calculated similar to Equation 2-58, where f is considered to be equal to
0.75 according to ACI 318-05.
ACI 318-05 recognises several types of shear reinforcement for strengthening of concrete slabs
such as headed shear studs, single-leg stirrups, double-leg stirrups and closed-ties. If shear
reinforcement is provided, the design punching shear strength is calculated for two regions,
shear strength inside the shear reinforced zone, and shear strength outside the shear reinforced
zone. The arrangement of shear reinforcement is shown in Figure 2.28.

39

Figure 2.28 Shear reinforcement layout suggested by ACI 318-05 as shown in Kamara and Rabbat
(2005)

To calculate the design punching shear strength inside the shear reinforced zone Equation 2-61
is given.
%Px  % %P %ZS[

(2-61)

Where, f= 0.75,

%  0.17A+, 2

fc in (MPa)

%P  iP +PQ 2/;

Asv= is the section area of one row of shear reinforcement around the column
fsyv=is the yield strength of shear reinforcement less than 414 MPa
s= is the spacing of shear between rows of reinforcement as shown in Figure 2.28
%ZS[  0.5A+, 2

fc in (MPa)

To calculate punching shear strength outside the shear reinforcement zone, Equation 2-62 is
given.
%x&'R  0.17A+, &'R 2

fc in (MPa)

(2-62)

Where uout is the critical perimeter outside the shear reinforcement zone as shown with the
broken line in Figure 2.28.
The lesser of Equation 2-61 and 2-62 governs the design.

40

2.7.3

New Zealand Standard NZS 3101:2006

The formulae of NZS 3101:2006 for punching shear are the same as formulae of ACI 318-05
except for the slab size effect factor. According to NZS 3101:2006 the contribution of concrete
shear resistance should be reduced by the slab size factor which is given in Equation 2-63. This
factor is effective to reduce the ultimate punching shear strength of slabs thicker than 200mm.
z  0.5 ` A200/2 ` 1.0
2.7.4

d in (mm)

(2.63)

Canadian Standard CSA A23.3-04

The Canadian concrete structure standard (CSA A23.3-04 2004) specifies the critical perimeter
at distance of d/2 similar to ACI 318-05 and AS 3600-2009. The ultimate punching shear
strength is given in Equation 2-64.
0.191 2/  A+, 2

%'&  F<* P 2/ 0.19 A+, 2


0.38A+,

(2-64)

Where = is a factor to account for density of concrete and is equal to 1.0 for normal concrete.
c= is the ratio of larger to shorter column sides.
s= is equal to 4, 3 and 2 for interior, edge and corner columns respectively.
fc'= is the compressive strength of concrete in MPa.
The ultimate design strength is given as follow.
%x   %'&

(2-65)

Where fc is the partial concrete safety factor and is equal to 0.65.


A notable difference between CSA 23.3-04 and ACI 318-05 is that Canadian Standard considers
a reduction factor for slabs with effective depth more than 300mm. The reduction factor is given
in Equation 2-66 and should be multiplied by Vcd.

z  1300/1000 2 ` 1.0

(2-66)

When prestressing forces exist, the design punching shear strength of prestressed slab -Vpd- is
calculated as expressed in Equation 2-67.
%5x  V5  A+, t1 5 ~5 /0.33 A+,  Y 2 5 %5
Where p= lesser of (sd/u+0.15) and 0.33
41

(2-67)

cp= is the average intensity of effective prestress on control perimeter in MPa


fc'= is the compressive strength of concrete in MPa and should not be taken greater than 35 MPa
= is a factor to account for density of concrete and is equal to 1.0 for normal concrete

fc= is the concrete partial safety factor equal to 0.65


fp= is the prestressing steel partial safety factor equal to 0.9.
CSA 23.3-04 allows the use of stirrups and headed shear studs for strengthening of concrete
slabs. The following equation calculates the punching shear resistance of slabs strengthened
with shear reinforcements inside the shear reinforced zone.
%Px   % P %P `  %ZS[

(2-68)

fc= Concrete partial safety factor equal to 0.65


fs= Steel partial safety factor equal to 0.85
Where headed shear studs are provided:
%  0.28A+, 2
%P  iP +PQ 2/;

fc in (MPa)
fc in (MPa)

Asv= is the section area of one row of shear reinforcement around the column
fsyv=is the yield strength of shear reinforcement less than 414 MPa
%ZS[  0.75 A+, 2

fc in (MPa)

Where stirrups are provided:


Vc and V max change to the followings.
%  0.19A+, 2

%ZS[  0.55 A+, 2

fc in (MPa)
fc in (MPa)

Outside the shear reinforced zone punching shear strength can be calculated as:
%x&'R   0.19A+, &'R 2
Where uout is similar to the ACI 318-05 (Figure 2.28).

42

2.7.5

Eurocode2 (2004)

As Eurocode2 (2004) and Model Code 90 (1993) are very similar in their provisions for
punching shear strength, herein only Eurocode2 provisions are presented. Eurocode2 specifies
the critical perimeter at a distance equal to 2d from the face of column which is shown in Figure
2.29. It requires designers to use rounded edges for the critical perimeter.
The concrete ultimate shear strength is calculated by Equation 2-69.
  0.18z100?Sa +  /3 0.1~5 ZWT

Where z  1 200/28.b ` 2.0

(2-69)

d in (mm)

?Sa  ?[ ?Q 8.b ` 0.02

x, and y are the tensile reinforcement ratio in two orthogonal directions.

fck=is the characteristic concrete strength in MPa which approximated to fck=fc-1.60MPa


(Gardner 2005)
ZWT  0.035 z/3 + 8.b

Figure 2.29 Critical perimeter as shown in Eurocode2 (2004)

The ultimate design punching shear strength of slab can be calculated from the following
Equation.

%x  2 /

(2-70)

Where u1 is the critical perimeter as shown in Figure 2.29 and c is the concrete resistance factor
equal to 1.5.

43

If headed shear studs are provided, the punching shear strength is calculated as follow.
%Px  0.75%x 1.52/;iP +PQ ;<* ` %ZS[ /

(2-71)

Where is the angle between the shear reinforcement and the plane of the slab, and
fsvvE= 250+0.25d<fsv
Vmax=0.3(1-fck/250) fck u1d
The shear strength outside the shear reinforcement zone -Vcd out- can be calculated by Equation

2-72.
%x &'R  &'R 2 /

(2-72)

In Equation 2-69, uout is the outer critical perimeter shown in Figure 2.30 with the broken lines.
In Figure 2.30, k is equal to 1.5 according to Eurocode2, whereas, k is equal to 2.0 in Model
Code 90.

Figure 2.30 Shear reinforcement arrangement and critical perimeter outside the shear reinforced
region as shown in Eurocode2 (2004)

2.7.6

British Standard BS 8110-97

In BS 8110-97 (1997), the critical perimeter is located at 1.5d from the loaded area, and the
ultimate allowable shear stress on the critical perimeter can be calculated as given in Equation
2-73.
%x  0.79 100? /3 400/28b +' /25 /3 2/Z fcu in (MPa, and d (mm )

(2-73)

Where m= is the material partial factor is equal to 1.25,


fcu= is the characteristic cube concrete compressive strength not less than 25 MPa and greater
than 40 MPa,
44

= (x+ x)/2 <0.03, in which x, and y are the flexural reinforcement ratio in two orthogonal
directions,
(400/d)0.25 is the size factor and should be equal or less than one.
The maximum shear stress at the column face should not be greater than 5MPa, or 0.8(fcu)0.5.
There are no specific provisions for the punching shear of prestressed slabs in BS 8110-97.
The punching shear strength of slabs with shear reinforcement is calculated by the following
equation.
%Px  %x 0.87iP +PQ ;<*

(2-74)

Where Asv is the area of one row of shear reinforcement around the column which is provided in
successive bands with spacing of 0.75d and fsyv is the yield strength of shear reinforcement.
2.7.7

German Standard DIN 1045-1:2001

DIN 1045-1 (2001), similar to BS 8110-97, specifies the critical perimeter to be located at a
distance equal to 1.5d from the face of column as shown in Figure 2.31. The ultimate punching
shear strength of slabs is calculated by Equation 2-75.
%x  0.21z100?Sa +  /3 / 0.12~5

fck in (MPa)

(2-75)

Where z  1 200/28.b ` 2.0

?Sa  ?[ ?Q /2 ` 0.02 .*2 ` 0.23+ /+PQ

c=is the material partial safety factor equal to 1.5

Figure 2.31 Critical perimeter as given in DIN 1045-1 (2001)

If shear reinforcement is provided, the punching shear strength of slabs can be increased to the
maximum of 1.9Vcd for slabs reinforced with double headed shear studs and 1.5Vcd for other
types of shear reinforcement.

45

The first row of shear reinforcement, placed at the distance of d/2 from the face of column,
should be capable of resisting the punching shear force, so Equation 2-76 is suggested by DIN
1045-01.
%Px  %x =P 0.87iP +PQ

(2-76)

For the strength of remaining rows can be calculated by Equation 2-77.


%Px  %x =P 0.87iP +PQ 2/;

(2-77)

Where s is the spacing of shear reinforcement, fsyv is the yield strength of shear reinforcement
not more than 500 MPa, and ks is a parameter to take into account the effect of slab thickness in
anchorage and efficiency of shear reinforcement. ks can be calculate as following.
0.7 ` =P  0.7 0.32  400/400 ` 1.0

d in (mm)

(2-78)

2.8 Summary
There has been an extensive research on the topic of punching shear of flat slabs. Major
previous analytical methods were briefly presented. There are various available approaches to
the punching shear phenomenon and there are significant differences between many of them.
Solutions to include the effect of prestressing forces on punching shear strength of flat plates
were discussed. Further, different types of strengthening technique and shear reinforcement for
punching shear were reviewed. Finally, the provisions of several internationally recognised
standards for punching shear strength of concrete slabs, prestressed slabs and concrete slabs
with shear reinforcement were presented. Despite the large volume of research conducted on
punching shear capacity and the large number of proposed mechanical models, none of the
internationally recognised standards has yet to adopt any of these mechanical models for its
design equations of punching shear capacity. It is clear that most of the standards still use the
empirical formulae originally proposed by Moe (1961) with minor modifications for different
factors such as slab thickness and concrete compressive strength.

46

Chapter Three
3 CONCENTRIC PUNCHING SHEAR OF FLAT PLATES
3.1 Introduction
From the structural point of view, concrete structures consist of two types of regions, main
regions, and local regions. The main regions -sometime referred to as the B-regions- are where
the distribution of stresses and strains are regular and this distribution can be presented by
mathematical expressions.

In B-regions, force equilibrium and compatibility conditions

determine the state of stresses and strains (Hsu 1993). On the other hand, in the local or
disturbed regions -sometime referred as D-regions-, stresses are disturbed and strains are
irregular. Figure 3.1 shows main regions and local regions in a simple structure.

In local

regions, it is very difficult to provide a mathematical solution for the flow of forces. Especially,
the compatibility conditions are not applicable, which leads to the use of equilibrium conditions
alone as the solution to the design of local regions. Prior to cracking, the stress pattern and
stress values can be quantified by the use of elastic finite-element analysis. After cracking, the
stress field will be disrupted and reoriented.

B-region

D-region

Figure 3.1 Schematic view of B-regions and D-regions in a simple structure

Historically, engineers designed local regions by good practice, by rule of thumb, or more
recently by empirical methods (Wight & MacGregor 2009). However, in the last three decades,
structural engineers have had a giving renewed interest in the strut-and-tie method as an
47

alternative solution for the design of D-regions. Basically, a strut-and-tie model consists of
concrete struts acting in compression and steel ties acting in tension, which form a truss to
transfer the internal forces.
As stated in fib (2001), one of the most critical D-regions in structures is where the slab meets a
supporting column. The statistical discontinuity and existence of significant bending moment
and shear force result in a very complicated three dimensional state of stress. To deal with this
D-region, there have been valuable efforts by researchers to introduce empirical or semiempirical methods, which some of them were reviewed in the previous chapter. The truss
analogy or strut-and-tie method has been used by various researchers to model the transfer of
internal load in the slab-column connection. In this chapter models that explain the transfer of
force from slab to column are presented. Then a formula is proposed to calculate the ultimate
punching shear strength of flat plates and its accuracy is assessed against a large number of
reported experimental results in the literature. Further, punching shear formulae of AS 36002009, ACI 318-05, NZS 3101:2006, Eurocode2, and DIN 1045-1 are used to predict the
punching shear strength of the same test specimens to evaluate and compare their accuracy with
the proposed formula.

3.2 Strut-and-Tie Model for Punching Shear Phenomenon


As mentioned earlier, the strut-and-tie method can be considered as a very powerful analytical
tool to predict the ultimate capacity of D-regions. This method is a lower bound method on the
strength of a portion of a structure. Conventionally, an idealised truss model, transferring the
load from its point of application to the support, consists of concrete compression struts and
reinforcement ties. Applying this approach to model the slab-column connection of a prototype
test specimen, a compression strut should be drawn from the column to the point where the load
is applied. This compression strut is tied by tensile flexural reinforcements as shown in Figure
3.2. Although this model was used in the early days of design of flat slabs, it is considered to be
an unsafe and implausible load path. This model may result in overestimation of punching shear
capacity of slabs (fib 2001).
Top reinforcement ties

Concrete struts

Figure 3.2 Early strut-and-tie model for slab-column connection

48

Although concrete has some tensile strength, it is conservatively neglected in strut-and-tie


modelling. To achieve a more accurate and plausible mechanical strut-and-tie layout, it is
necessary to consider the tensile capacity of concrete. An alternative arrangement of struts and
ties can be envisaged if the tensile strength of concrete is taken into account. A very straight
forward model is shown in Figure 3.3 where solid lines represent ties and broken lines represent
compressive struts.

Top reinforcement ties

Concrete ties

Concrete struts

Figure 3.3 Refined Strut-and-tie model including concrete ties

Considering this model in 3D, the critical tie is the closest concrete tie to the column, which has
the least concrete area to transfer tension. Some researchers such as Menetry, and Georgopoulos
(fib 2001) as presented in 2.3.4.2 and 2.3.4.1, quantify the ultimate punching shear strength of
slabs by calculating the strength of the concrete tie shown in Figure 3.4.
C oncrete tie failure

Figure 3.4 Punching shear by failure of concrete ties

According to Regan and Braestrup (1985) the crack which causes the punching shear
phenomenon, initiates approximately at 70 percent of the ultimate punching load. Even after the
development of this crack, test specimens were able to resist unloading and reloading. Broms
(1990) concluded that punching shear is not a pure shear problem and the resistance
mechanism of slab against punching shear relies on the compression zone where there is no
crack.
Consequently, an alternative failure criterion to the one shown in Figure 3.4, can be envisaged
in which the compressive strength of the critical strut, adjacent to the column, governs the
49

ultimate strength of the slab-column connection as shown in Figure 3.5. This has been the basis
for a number of proposed mechanical methods for the punching shear phenomenon such as
Kinnunen and Nylander (1960), Shehata (1990), Broms (1990), Hallgren (1996), Tiller(1995),
and Marzouk, Rizk and Tiller (2010) as reviewed in 2.3.1, 2.3.1.1, 2.3.1.2 and 2.3.1.3.
Furthermore, it has been observed by Kinnunen and Nylander (1960), Hallgren (1996) that the
radial compressive strains in a slab-column connection increase as the load increases, but just
before the punching shear failure occurs, strains start to decrease to zero at the soffit of the
connection. Broms (2005) considered this phenomenon as an evidence that the failure was
triggered by a crack in the compression zone at the soffit of the slab. Based on this observation,
Muttoni (2008) suggested an elbow-shaped compressive strut and horizontal tie develop in
the vicinity of column just before the punching shear failure.
There is an agreement between researchers on the formation of the critical strut beneath the
critical shear crack in the vicinity of the column, which transfers the load from slab to the
column (Broms 1990), (Shehata 1990), (Tiller 1995), (Muttoni 2008), and (Marzouk, Rizk &
Tiller 2010).
Critical shear crack

Critical concrete strut

Figure 3.5 Punching shear by crushing of concrete struts

3.3 Proposed Formula for the Ultimate Punching Shear Strength of Flat
Plates
Considering the mentioned observations in experimental tests, it is more rational to quantify the
punching shear capacity of slabs using the criterion for crushing of the critical compressive
strut. A schematic view of the critical compressive strut is shown in Figure 3.6.
As suggested by Broms (1990), Tiller(1995), and Marzouk, Rizk and Tiller(2010), Equation 3-1
can be used to calculate the ultimate punching shear strength of slabs (Vuo).

50

%'&  9 2 \ - \ + \ z \ sin /2

(3-1)

Where D, B, t and q are shown in Figure 3.6. fc and z are the compressive strength of the
concrete strut and a slab size factor respectively. For the case of square columns an equivalent
circular column with a similar perimeter has been considered.

Critical shear crack

Column CL

Critical strut
C

..

/2

D/2

Figure 3.6 View and cross section of the critical concrete strut around the column

A number of parameters such as dimensions of the critical strut, compressive strength of the
critical strut, slab size factor, and inclination of the critical strut should be quantified before
trying to calculate the punching shear strength of a slab using Equation 3-1. Herein, a prismatic
strut was chosen to simplify the model similar to Broms (1990), Tiller (1995), and Marzouk,
Rizk and Tiller (2010). Also it was assumed that the inclination of the critical strut is half of the
inclination of the critical shear crack similar to previous researchers such as Shehata (1990),
Broms (1990), Tiller (1995) and Marzouk, Rizk and Tiller (2010). Thickness of the idealised
prismatic strut can be quantified by determining boundary conditions for the geometry of the
compressive strut. If the top of the concrete strut is assumed to be fixed at the level of the
neutral axis, and the bottom of the strut is assumed to be fixed at the soffit of the slab-column

51

connection, it is possible to determine the thickness of the strut. Referring to Figure 3.6, B and t
can be quantified by Equation 3-2 and 3-3 respectively.
 2T /-.*

(3-2)

-  2T sin/2 /;<* 2T /2

(3-3)

In following sections, methods to calculate parameters such as depth of neutral axis dn in the
vicinity of column, inclination of crack q, strength of concrete strut fc, and slab size factor will
be discussed.
3.3.1

Depth of Neutral Axis

As reviewed in the previous chapter, significant research has been carried out on the punching
shear of concrete slabs, but there is no agreement on how to calculate the depth of the
compression zone in the vicinity of column. This can be attributed to the existence of shear
forces adjacent to the column in addition to a complex triaxial state of stress, which results from
the bending moment around the column. Different approaches to calculate the depth of the
neutral axis adjacent to column are presented as following.
3.3.1.1

Depth of neutral axis in the elastic condition

Figure 3.7 shows the distribution of strains and the forces in the elastic condition of a section
subject to bending moment in B-region of structure, where the Bernoulli compatibility condition
is valid. The depth of the neutral axis in the elastic condition can be quantified by using

Hookes uniaxial constitutive law (4P  ~P /CP , 4  ~ /C ), the strain distribution considering
Bernoulli compatibility condition ( 4P  4& 2  2T /2T  , and equating the tensile force in

reinforcing bars to the compressive force in the concrete (C=T). The depth of the neutral axis
can be expressed as Equation 3-4.
2T  *?@A1 2/*?  1B2

(3-4)

Where n is the ratio of elastic modulus of steel to elastic modulus of concrete n=Es/Ec, is the
ratio of tensile reinforcement and d is the effective depth of the section.

Broms (1990) used the basis of this method to calculate the location of the neutral axis in the
vicinity of the column. He included a modification factor k to reflect the inclined crack effects
as expressed in Equation 3-5. It should be noted that this effect is included because the region
adjacent to the column is a D-region, where both the bending moment and the shear forces are
significant.

52

2T  => *?@A1 2/=> *?  1B2

(3-5)

Where, =>  0.59 2/-.*30 /0.59 2T /-.*30  . Hence, calculating the depth of the

neutral axis, based on this method, requires an iterative procedure.

Figure 3.7 Distribution of strains, stresses and forces in elastic condition (Warner et al. 1998)

3.3.1.2

Depth of neutral axis in the ultimate stage

The depth of the neutral axis can be calculated in the ultimate stage i.e. the maximum bending
moment resistance of section is reached. Assuming the provided tensile reinforcement ratio of
the section is less than the balanced reinforcement ratio, failure occurs when the outermost
compressive fibre of the section has reached its maximum strain u. Figure 3.8 shows the strain
and stress distribution in a section at the ultimate stage for bending only.
To simplify calculation of the bending moment strength and the depth of the compression zone
at the ultimate stage, most of design standards allow using the equivalent rectangular stress
block as shown in Figure 3.9. Where ku=dn/d, is a parameter to convert the depth of the
neutral axis to the length of the equivalent rectangular stress block.

Figure 3.8 Strains and stresses distribution in the ultimate stage (Warner et al. 1998)

53

Figure 3.9 Rectangular stress block in the ultimate stage (Warner et al. 1998)

AS 3600-2009 specifies the ultimate strain for concrete as u=0.003, and =1.05-0.007fc. The
magnitude of the equivalent uniform stress is given as 2=1.0-0.003fc. In this method, the
depth of the compression zone can be calculated by equating the compressive force to the
tensile force which will result in Equation 3-6.
2T  ?+PQ 2/ + 

(3-6)

Theodorakopoulos and Swamy (2002) proposed two types of neutral axes in the region adjacent
to the column, namely the flexural neutral axis Xf and the so called shear neutral axis Xs.
Theodorakopoulos and Swamy (2002) pointed out that the ratio of fcube / (fsy) for test specimens
which yielded prior to punching shear had a value between 5 to 9. They assumed that the shear
neutral axis is equal to the flexural neutral axis i.e. Xf=Xs in test specimens which yielded before
punching shear occurs. In their model, the flexural neutral axis was calculated for the ultimate
stage and considering fcube / (fsy) is equal to average value of 7 then Xf=Xs=0.25d. In the
opinion of Theodorakopoulos and Swamy (2002), Xf is influenced by the amount of flexural
reinforcement and the compressive strength of concrete whereas Xs is unaffected. A schematic
view of the flexural neutral axis and the shear neutral axis is shown in Figure 3.10. In this
figure, point A is the intersection of the column and the slab. If two lines are drawn from the tip
of shear crack and the tip of flexural crack to the point A, the angle between the lines is as
shown in Figure 3.10. For cases where fcube / (fsy)7, Theodorakopoulos and Swamy (2002)
argued that the harmonic mean of Xf and Xs gives a more realistic approximation of the depth of
the compression zone. This is due to the characteristic of the harmonic value which tends to
mitigate the impact of the larger of Xf or Xs and aggravate the impact of the smaller one. tends
to zero as the flexural and shear cracks are very close or coincide (Theodorakopoulos & Swamy
2002). Consequently, it was suggested that the depth of the neutral axis could be calculated
using Equation 3-7.

54

dn

Figure 3.10 Schematic view of the flexural neutral axis and the shear neutral axis

2T  2h P /h P 

(Theodorakopoulos & Swamy 2002)

(3-7)

In Equation 3-7, Xf=(fs-fs)d/(k1fcu) where k1 is the concrete stress block parameter, fs is the
stress in the tensile reinforcement, fs is the stress in the compressive reinforcement and
Xs=0.25d as suggested by Theodorakopoulos and Swamy (2002).
3.3.1.3

Simplified formula for depth of neutral axis

Shehata (1990) suggested a simplified formula to calculate the depth of the neutral axis for a
given slab in the elasto-plastic condition as given in Equation 3-8. In this formula, the shear
was accounted for by assuming punching shear occurs prior to concrete reaching the fully
plastic range.
2T  0.8A*?a A35/+, 2

fc in MPa

(3-8)

In Equation 3-8, n is the ratio of modulus of elasticity of steel to modulus of elasticity of


concrete, e is the ratio of reinforcement for a basic yield strength (500MPa) and can be
calculated as e= (fsy/500)0.02 where is the ratio of reinforcement and fsy is the yield
strength of the tensile reinforcement.
3.3.2

Inclination of the Critical Strut and Critical crack

As shown in Figure 3.6, the angle of the critical strut was assumed to be half of the critical crack
angle. Shehata (1990), based on his experimental observations, suggested the inclination of the
critical crack to be 20. While, Broms (1990), Tiller (1995) used 30 as a typical critical crack
angle in their method which agrees with Regan and Braestrup (1985) experimental observations.
The assumption of treating the inclination of critical crack as a single value seems to be
inaccurate, as it has been observed in more recent experiments such as Hegger, Sherif and
Ricker (2006), and Guandalini, Burdet and Muttoni (2009). In these experiments, some test
55

specimens failed with a 45 critical crack angle. Generalising the critical crack angle to a
specific value such as 20 or 30 may result in inaccuracy in the prediction of the punching
shear capacity of a slab.
As discussed in Chapter2, section 2.3.4.1, an attempt by Georgopoulos to approximately
quantify the angle of critical crack is cited in fib (2001). Georgopoulos suggested a formula to
predict the inclination of the critical crack by correlating the tangent of the crack angle to the
ratio of flexural reinforcement and compressive strength of concrete as given in Equation 3-9.
tan  0.056/ 0.3 ` 1.0

(3-9)

Where =fy/fcube, and fcube can be approximated to1.25fc.


Recently Marzouk, Rizk and Tiller (2010) suggested a range for the angle of the critical crack
depending on the thickness of the slab. They proposed a crack angle of 25-35 for slabs less
than 250mm thick, 35-45 for slabs 250mm-500mm thick and 45-60 for slabs thicker than
500mm. Herein, the variation in the crack angle is investigated by test specimens reported by
Pisanty (2005). The test specimens had a relatively similar ratio of reinforcement and concrete
compressive strength. The main variable between them was their thickness h. The effective
depths d, the average compressive strength of concrete fcm, the ratio of reinforcement , the yield
strength of tensile reinforcement fsy, the side dimension of the square column a, and the side
dimension of square slab l are provided for each test specimen in Table 3.1. In this experiment,
each test specimen was saw-cut and the angle of the critical crack q was reported as given in
Table 3.1. As suggested by Marzouk, Rizk and Tiller (2010), an increase was observed in the
angle of critical cracks as the thickness of the test specimens increased. This is shown in Figure
3.11 where tan(q) is plotted against the thickness of test specimens. Considering the suggested
values by Marzouk, Rizk and Tiller (2010) and the reported crack angles in Table 3.1, a linear
relation between the thickness of slab and the tangent of the angle of critical crack was
suggested by the author of this report as expressed in Equation 3-10.
The suggested values by Marzouk, Rizk and Tiller (2010) were used as the upper and lower
limits for Equation 3-10. This is shown in Figure 3.12 in which tan(q) is plotted against the
thickness of slab for Equation 3-10 along side the upper and lower limits by Marzouk, Rizk and
Tiller (2010) and the observed angle of the critical crack in Pisanty (2005). As can be seen in
Figure 3.12, the range of experimental results of 140mm to 200mm has been extended slightly
in both directions to cover the range of 90mm-300mm. This is justified because it only involves
a minor extrapolation in both upper and lower limits.

56

Table 3.1 Main properties of test specimens and angle of the critical crack reported in (Pisanty
2005)
Test Specimen

14/1

14/2

16/1

16/2

18/1

18/2

20/1

20/2

h(mm)

140

140

160

160

180

180

200

200

d(mm)

112

112

133

133

151

151

171

171

fcm(MPa)

26.4

22.8

25

19

23.3

25.5

24.1

21.8

0.013

0.013

0.009

0.009

0.012

0.012

0.01

0.01

fsy(MPa)

500

500

500

500

500

500

500

500

a(mm)

200

200

200

200

250

250

300

300

l(mm)

1700

1700

1700

1700

1700

1700

1700

1700

Angle of crack q

30

33

32

35

35

31

37

40

30

29

34

30

30

31

32

31

Angle of crack
Equation 3-9
Angle of crack

25<q<35

Marzouk, Rizk and Tiller (2010)

Observed critical shear


crack in test specimens

0.9
0.85
0.8
0.75
0.7
0.65
tan()
0.6
0.55
0.5
0.45
0.4

tan()= 0.0027h + 0.2

130

140

150

160

170

180

190

200

210

Thickness of slab (mm)


Figure 3.11 Observed critical crack angle versus thickness of slab

0.45 ` -.*  0.0027 0.2 ` 1.0

(3-10)

Where h is the thickness of slab in (mm) and q in degree.

57

Equation 3-10

1
0.9

Marzouk, Rizk and


Tiller (2010)
h<250mm
Marzouk, Rizk and
Tiller (2010)
250mm<h<500mm
Observed critical
crack angle

0.8

tan ()

0.7
0.6
0.5
0.4
50

100 150 200 250 300 350 400 450 500

Thickness of slab (mm)


Figure 3.12 Predicted angle of critical crack using Equation 3-10

3.3.3

Compressive Strength of the Concrete Strut

The idealised prismatic strut in the slab is subjected to lateral compressive stress.

The

compressive strength of a prismatic strut can be influenced by the state of lateral stress around
it. Mehta and Monteiro (2006) suggested that the strength of concrete specimens under biaxial
state of stress can be 27 percent more than the similar specimen under uniaxial compression
stress. Schlaich simplified the compressive strength of the concrete strut for the following cases
(Warner et al. 1998).
Where concrete is uncracked and there is uniaxial stress:
+  0.85+,

(3-11)

Where lateral compressive stress exists:


+  1.1 \ 0.85+,

(3-12)

Broms (1990) suggested Equation 3-13 as the compressive strength of the concrete strut in his
method to account for the lateral compressive stress on the strut.
+  1.1+,

(3-13)

Marzouk, Rizk and Tiller(2010) adopted the suggested compressive strength for a prismatic
strut in the Canadian Standard (CSA A23.3-04 2004) as expressed in Equation 3-14.

58

+  +, /0.8 1704  ` 0.85+,

(3-14)

Where 4 is the principal tensile strain in the cracked concrete. Marzouk, Rizk and Tiller (2010)

used 0.001 for 4 in their method.

The recent AS 3600-2009 gives Equation 3-15 as the capacity of prismatic concrete struts.

+  0.9+,

(3-15)

Muttoni, Schwarts and Thurlimam (2003) suggested the following equations to quantify the
compressive strength of the concrete strut.
Where there is lateral confining compressive stress (1) the compressive capacity of strut is:
+  20+, /20/3 4~ for + 20m.

(3-16)

Where there is no lateral stress (1 ) the compressive capacity of strut is:


+  20+, /20/3 for + 20m.

(3-17)

As expressed in Equation 3-16, an increase in the lateral confining stress 1 will result in
increase of the compressive strength of the concrete strut. For the strut, 1 is not uniform and it
changes depending on the distance to the neutral axis. Therefore, it is not possible to specify a
value for 1 in Equation 3-16.
In this report, Equation 3-13, Equation 3-15, and Equation 3-17 are used as the compressive
strength of the concrete strut in Equation 3-1.
3.3.4

Slab Size Factor

Marzouk, Rizk and Tiller (2010) based on fracture mechanics, suggested a slab size factor for
their proposed strut-and-tie model as expressed in Equation 3-18.
g<] +.-^(  r /

(3-18)

lch is called characteristic length. This parameter is not a physical property and reflects the
fracture characteristic of the concrete. Marzouk, Rizk and Tiller (2010) suggested to use =0.33
for various concrete compressive strengths. lch can be calculated by Equation 3-19.

r  C h /+R

(3-19)

Where Ec is the concrete modulus of elasticity, fct is the tensile strength of concrete, and Gf is
called fracture energy. Gf represents the amount of energy which causes a unit area of crack.
This parameter can be quantified by calculating the area under the curve of load-crack width
59

graph. Marzouk and Chen (1995) suggested that the average value of lch for normal strength
concrete is 500mm and for high strength concrete is 250mm. Marzouk, Rizk and Tiller (2010)
in the outline of the design procedure for their strut-and-tie model, suggested to obtain the
characteristic length either from a simple fracture mechanics test or the latter approximate
values.
Broms (2005) proposed to use the compression zone dimensions, instead of the thickness of the
slab, as the reference dimension to consider the slab size effect. Justification for this assumption
relies on the hypothesis of the compressive failure in the soffit of the slab-column connection.
Broms used (150/dn)0.33 in his method to consider the size effect on the strain capacity of slabs,
and (150/t)0.33 to consider the slab size effect on the compressive strength of concrete struts in
which t is expressed in Equation 3-3 and shown in Figure 3.6. 150mm is the reference value,
chosen based on the diameter of the standard test cylinder specimen. If the failure occurs before
the concrete goes into the non-linear mode, 0.5 is a suitable exponent to reflect the size effect,
but for cases in which concrete goes into the plastic range and performs non-linearly then 0.25
is a suitable exponent. Therefore, Broms (2005), pointed out that the 0.5 exponent, suggested
by Hallgren (1996), exaggerates the size effect on the failure capacity of slabs. Instead he
suggested 0.33 as a more realistic exponent for the case of punching shear failure. In this report,
the author used (150/t)a as the slab size factor. Considering Equation 3-3, t can approximate to
(@ dn/2). Different values were used as the exponent for this ratio to determine the most suitable
exponent.
3.3.5

Determination of the Parameters

As it was discussed, for a given slab, there is no agreement in the literature on how to quantify
some of the aforementioned parameters such as the depth of the compression zone, the size
effect, the inclination of the critical crack and the strength of the critical strut. Therefore, a large
number of reported experimental tests were gathered from fib (2001) and some of other recent
papers, which are not included in fib (2001), such as Birkle and Dilger (2008), Li (2000),
Marzouk and Hussein (1991), Guandalini, Burdet and Muttoni (2009), and Pisanty (2005).
Slabs which reportedly failed in flexure were excluded from the database, and only slabs which
reportedly failed by punching shear were considered. Details of these test specimens are
provided in Appendix A.
An Excel spreadsheet was written to predict the capacity of each slab based on Equation 3-1.
The depth of the neutral axis was quantified, using Equation 3-5, Equation 3-7 and Equation 38. To account for the slab size effect, the ratio of (300/dn) with four different exponents, 0 -no
size effect-, 0.25, 0.33, and 0.5, were considered.

Further, the proposed expression by

Georopoulos in Equation 3-9 and that proposed by the author in Equation 3-10 were used to
60

predict the inclination of the critical crack. Moreover, Equation 3-13, Equation 3-15, and
Equation 3-17 were used to calculate the compressive strength of the critical strut. In total 72
different combinations of parameters were considered using Equation 3-1.
The ratio of the predicted capacity, over the reported failure load (Vtest/Vuo) was calculated for
each test specimen of the database.

Consequently, average, standard deviation -SD-, and

coefficient of variation -CV- of these ratios were calculated to compare the capability of each
combination of parameters.
In Table 3.2 to Table 3.4, the column of parameters indicates the parameters, which were used
in Equation 3-1 to calculate the punching strength of slabs. The first letter expresses the method
which was used to calculate the depth of the neutral axis. So, B represents the depth of the
compression zone based on the method suggested in Broms (1990), T represents the method
suggested in Theodorakopoulos and Swamy (2002), and S represents the method suggested in
Shehata (1990). The second letter stands for the method which was used to quantify the
inclination of shear crack. Letter G standing for the method, suggested by Georgopoulos
(Equation 3-9), and P standing for the proposed formula by the author of this thesis (Equation 310). The third letter represents the method which was used to calculate the compressive
strength of the critical strut. Here A standing for the suggested method in AS 3600-2009, B
standing for the suggested method in Broms (1990), and M represents the suggested method in
Muttoni, Schwarts and Thurlimam (2003). Finally, the last figure represents the exponent of the
slab size factor (300/dn). This is, 0 (no size effect is considered), 0.25 represents (300/dn)0.25,
0.33 represents (300/dn)0.33 and 0.5 represents (300/dn)0.5.
As an example, S-G-B-0.25 indicates that Shehatas method (Equation 3-7) was used to
calculate the depth of the compression zone, Georgopouloss method (Equation 3-9) was used
to calculate the inclination of the critical crack, Bromss method (Equation 3-13) was used to
calculate the strength of the concrete strut, and finally the ratio of (300/dn)0.25 was used as the
slab size effect. Therefore, Equation 3-1 for the case of S-G-B-0.25 is shown as below.

Vuo(S-G-B-0.25)  9 JU

x

X
O

x WT

WTU

\ 1.1+, \ g<* 
\  x 8.b
U

388

Table 3.2 gives the average, SD, and CV of Vtest/Vuo for different combination of parameters
where Equation 3-5 was used to calculate the depth of the neutral axis. Similarly, Table 3.3,
and Table 3.4 show the average, SD, and CV of Vtest/Vuo for different combination of parameters
where Equation 3-7 and Equation 3-8 were used respectively to calculate the depth of the
neutral axis. The desired method would have the lowest CV and an average value close to
unity.

61

In Table 3.2, Table 3.3, and Table 3.4, three formulae show a reasonable accuracy, and they are
T-P-M-0.5, S-P-A-0.5, and S-P-B-0.33.
Table 3.2 Average, SD and CV of Vtest/Vuo for different combination of parameters using the
method in Broms (1990) to calculate the depth of the neutral axis
Parameters

Average

SD

CV

Parameters

Average

SD

CV

B-G-A-0

1.24

0.55

0.44

B-P-A-0

1.32

0.53

0.40

B-G-A-0.25

0.82

0.33

0.41

B-P-A-0.25

0.86

0.31

0.36

B-G-A-0.33

0.71

0.28

0.40

B-P-A-0.33

0.75

0.26

0.35

B-G-A-0.5

0.54

0.21

0.39

B-P-A-0.5

0.57

0.19

0.33

B-G-B-0

1.02

0.45

0.44

B-P-B-0

1.08

0.43

0.40

B-G-B-0.25

0.67

0.27

0.41

B-P-B-0.25

0.70

0.36

0.36

B-G-B-0.33

0.58

0.23

0.40

B-P-B-0.33

0.61

0.21

0.35

B-G-B-0.5

0.44

0.17

0.39

B-P-B-0.5

0.46

0.15

0.33

B-G-M-0

1.28

0.32

0.25

B-P-M-0

1.37

0.32

0.23

B-G-M-0.25

0.85

0.19

0.22

B-P-M-0.25

0.90

0.17

0.18

B-G-M-0.33

0.74

0.16

0.22

B-P-M-0.33

0.79

0.14

0.17

B-G-M-0.5

0.56

0.13

0.23

B-P-M-0.5

0.60

0.10

0.17

Table 3.3 Average, SD and CV of Vtest/Vuo for different combination of parameters using the method
in Theodorakopoulos and Swamy (2002) to calculate the depth of the neutral axis
Parameters

Average

SD

CV

Parameters

Average

SD

CV

T-G-A-0

2.88

0.99

0.34

T-P-A-0

3.14

0.97

0.31

T-G-A-0.25

1.62

0.55

0.34

T-P-A-0.25

1.75

0.49

0.28

T-G-A-0.33

1.34

0.46

0.34

T-P-A-0.33

1.44

0.40

0.28

T-G-A-0.5

0.92

0.32

0.35

T-P-A-0.5

0.98

0.27

0.27

T-G-B-0

2.36

0.81

0.34

T-P-B-0

2.57

0.79

0.31

T-G-B-0.25

1.33

0.45

0.34

T-P-B-0.25

1.43

0.28

0.28

T-G-B-0.33

1.10

0.37

0.34

T-P-B-0.33

1.18

0.33

0.28

T-G-B-0.5

0.75

0.27

0.35

T-P-B-0.5

0.80

0.22

0.27

T-G-M-0

3.03

0.54

0.18

T-P-M-0

3.35

0.69

0.21

T-G-M-0.25

1.71

0.32

0.19

T-P-M-0.25

1.87

0.30

0.16

T-G-M-0.33

1.41

0.28

0.20

T-P-M-0.33

1.54

0.24

0.15

T-G-M-0.5

0.97

0.22

0.23

T-P-M-0.5

1.05

0.17

0.16

62

Table 3.4 Average, SD and CV of Vtest/Vuo for different combination of parameters using the method
in Shehata (1990) to calaculate the depth of the neutral axis
Parameters

Average

SD

CV

Parameters

Average

SD

CV

S-G-A-0

3.03

0.48

0.16

S-P-A-0

3.38

0.71

0.21

S-G-A-0.25

1.68

0.31

0.18

S-P-A-0.25

1.84

0.30

0.16

S-G-A-0.33

1.38

0.28

0.20

S-P-A-0.33

1.51

0.24

0.15

S-G-A-0.5

0.94

0.23

0.25

S-P-A-0.5

1.02

0.17

0.17

S-G-B-0

2.48

0.40

0.16

S-P-B-0

2.76

0.58

0.21

S-G-B-0.25

1.37

0.25

0.18

S-P-B-0.25

1.51

0.24

0.16

S-G-B-0.33

1.13

0.23

0.20

S-P-B-0.33

1.23

0.19

0.15

S-G-B-0.5

0.77

0.19

0.25

S-P-B-0.5

0.83

0.14

0.17

S-G-M-0

3.37

0.89

0.26

S-P-M-0

3.80

1.23

0.32

S-G-M-0.25

1.85

0.47

0.25

S-P-M-0.25

2.06

0.54

0.26

S-G-M-0.33

1.52

0.39

0.26

S-P-M-0.33

1.68

0.42

0.25

S-G-M-0.5

1.03

0.29

0.28

S-P-M-0.5

1.12

0.27

0.24

To compare these three methods, Vtest/Vuo is plotted against effective depth of slab (d), tensile
reinforcement ratio (), and compressive strength of concrete (fc) in Figure 3.13, Figure 3.14,
and Figure 3.15. The linear trendline is shown for the ratio of Vtest/Vuo for each of the latter
methods. Similar to fib (2001), the linear trendline is used to approximately evaluate the
capability of the predicting method. The trendline indicates if a method can keep its accuracy as
a variable such as effective depth of slab, compressive strength of concrete or tensile
reinforcement ratio changes. A horizontal trendline demonstrates that the model is capable of
maintaining its accuracy for a wider range of test specimens. Conversely, an inclined line
indicates that the model is not capable of keeping its accuracy for a broad range of test
specimens. As given in Table 3.4, S-P-B-0.33 has the lowest CV compared to the other
methods.

Also as shown in Figure 3.13, the trendlines are horizontal and the method is

consistent for a wide range of test specimens. The minimum value of Vtest/Vuo for S-P-B-0.33 is
0.78 as compared to 0.69 and 0.63 for T-P-M-0.5 and S-P-A-0.5 respectively. In this study, the
author decided to adopt S-P-B-0.33 Equation 3-20 to calculate the punching strength of slabs.
%'&  9 22T /-.* \ 2T /2 \ 1.1+, \ 300/2T 8.33 \ sin/2

(3-20)

Where, the depth of the neutral axis was expressed in Equation 3-8 (dn=0.8(ne)(35/fc)d) ,
the inclination of the critical crack is quantified by the proposed formula Equation 3-10
(tan=0.0027h+0.2), 1.1fc is used as the concrete strut strength, and (300/dn)0.33 is the slab size
effect parameter. The predicted punching shear strength of test specimens using this method is
provided in Appendix A.
63

Figure 3.13 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for T-P-M-0.5

64

Figure 3.14 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for S-P-B-0.33

65

Figure 3.15 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for S-P-A-0.5

66

3.3.6

Example

Herein, the ultimate punching shear strength of test specimen 16/1 reported in Pisanty (2005) is
calculated as an example to illustrate the procedure of calculating the punching shear strength of
a slab using the suggested formula.
The geometry and arrangement of tensile reinforcement of the test specimen 16/1 are shown in
Figure 3.16.

The compressive strength of concrete was 25 MPa, the ratio of tensile

reinforcement was 0.95%, the yield strength of normal reinforcements was 500 MPa, the mean
of effective depths of tensile reinforcements was 133 mm, and the thickness of the test specimen
was 160 mm.
12@85mm

1700mm

12@95mm

200mm

133mm

1700mm

Figure 3.16 Plan and elevation view of test specimen 16/1 reported in Pisanty (2005)

Having the above information and given dimensions in Figure 3.16, the ultimate punching shear
strength of the test specimen can be predicted as following.
Vuo according to Equation 3.20:
%'&  9 22T /-.* \ 2T /2 \ 1.1+, \ 300/2T 8.33 \ sin/2

In which the equivalent diameter:


D=4a/p=4200mm/3.14=254.8mm
67

The depth of neutral axis using Equation 3-8:


dn=0.8(ne)(35/fc)d
n=Es/Ec
According to AS 3600-2009, Ec for the concrete with the density of 2400 kg/m3 and fc40MPa
can be calculated as:
Ec=24001.50.043fc=24001.50.04325=25.3103 MPa
n=200103/25.3103=7.91
e=(fsy/500)=0.0095(500/500)=0.0095
dn=0.8(7.910.0095)(35/25)133=35.5mm
The angle of the critical crack based on Equation 3-10:
tan(q)=0.0027h+0.2=0.0027160+0.2=0.632
The predicted angle of the critical crack q=32.
The observed angle of the critical crack, reported in (Pisanty 2005), q=32.
Using Equation 3-20, the predicted ultimate punching shear strength of the test specimen is:
Vuo=p(254.8+235.5/tan32)35.5/21.125(300/35.5)0.33sin(32/2)=315kN
Observed punching shear strength of test specimen was reported as Vtest=376kN
Vtest/Vuo=1.19

3.4 Comparison of Experimental Results with Design Standards


In this section, the collected experimental results were used to assess formulae of AS 36002009, ACI 318-05, NZS 3101:2006, CSA A23.3-04, Eurocode2, and DIN 1045-1 for concentric
punching shear. It should be noted that the formulae of AS 3600-2009 and ACI 318-05 are
similar. NZS 3101:2006 is also similar to formulae of ACI 318-08 and AS3600-2009 except
that it includes a size effect factor (Equation 2-63). In Appendix A, the predicted punching
shear strength of the gathered test specimens using aforementioned standards are provided.
Table 3.5 provides the average, SD, and CV of the failure load to the predicted capacity
(Vtest/Vuo) for AS 3600-2009, ACI 318-05, NZS 3101:2006, CSA A23.3-04, Eurocode2, and DIN

68

1045-1. In Table 3.5, AS 3600-2009, ACI 318-05, and NZS 3101:2006 have a significant
higher average and CV compared to Eurocode2 and DIN 1045-1.
Table 3.5 Average, SD and CV of Vtest/Vuo for AS 3600-2009, ACI 318-05, NZ 3101:2006, CSA
A23.3-04, Eurocode2 and DIN 1045-1

Predicting method

Average
Vtest/Vuo

SD
Vtest/Vuo

CV
Vtest/Vuo

AS 3600-2009 & ACI 318-05

1.39

0.28

0.20

NZS 3101:2006

1.45

0.28

0.19

CSA A23.3

1.24

0.25

0.20

Eurocode2

1.20

0.20

0.17

DIN 1045-1

1.24

0.20

0.16

Further, Vtest/Vuo is plotted against the effective depth of slabs, the ratio of tensile reinforcement,
and concrete compressive strengths for AS 3600-2009, ACI 318-05, NZS 3101:2006, CSA
A23.3-04, Eurocode2, and DIN 1045-1 in Figure 3.17 to Figure 3.21. The linear trendline is
drawn similar to the previous section to approximately evaluate the capability of the mentioned
standards in predicting the punching shear strength of flat plates. As shown in Figure 3.17, the
ratio of Vtest/Vuo decreases as the effective depth of the slabs increases for AS3600-2009. AS
3600-2009 seems to overestimate the capacity of thick slabs due to neglecting of the slab
thickness size effect. As shown in Figure 3.18, NZS 3101:2006 does not overestimate the
punching shear strength of thick slabs because of considering the slab thickness size factor. In
Figure 3.17 to Figure 3.19, due to neglect of tensile reinforcement ratio in the punching shear
formula of AS 3600-2009, NZS 3101:2006 and CSA A23.3-04, the punching shear strength of
heavily reinforced slabs is underestimated. According to Eurocode2 and DIN 1045-1, punching
shear capacity of a slab is proportional to the third root of the tensile reinforcement ratio of the
slab. As shown in Figure 3.20 and Figure 3.21, horizontal trendlines demonstrate Eurocdoe2
and DIN 1045-1 are very good in the estimation of the effect of tensile reinforcement ratio.
However, it seems latter standards cannot keep their accuracy for a wide range of slab
thicknesses.

69

Figure 3.17 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for AS 3600-2009 and ACI 318-05

70

Figure 3.18 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for NZS3101:2006

71

Figure 3.19 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for CSA A23.3-04

72

Figure 3.20 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for Eurocode2 and Model Code 90

73

Figure 3.21 Vtest/Vuo versus effective depth of slab, tensile reinforcement ratio and compressive
strength of concrete for DIN 1045-1

74

3.5 Summary
The proposed formula to predict the concentric punching shear strength of flat plates, considers
the compressive strength of the critical strut adjacent to the column to govern the punching
shear strength of slabs. It was discussed that there is no agreement between researchers on the
method to specify the depth of the neutral axis in the vicinity of slab-column connections, the
inclination of the critical crack, the slab size effect and the compressive strength of the critical
strut. Therefore, a large number of experimental test specimens were gathered and the best
combination of the mentioned parameters was chosen to achieve a relatively accurate formula to
predict the punching shear strength of slabs. This method has a low coefficient of variation and
its accuracy is consistent for a wide range of slab thicknesses, tensile reinforcement ratios, and
concrete compressive strengths. AS 3600-2009 formula for punching shear with no unbalanced
moment does not consider two important parameters, namely the slab size effect and tensile
reinforcement effect. Comparing experimental test results, reported in the literature, to the
predicted strength of slab by AS 3600-2009 formula, it was revealed that due to neglecting of
slab size effect, the capacity of thick slabs is overestimated, and due to neglect of tensile
reinforcement ratio, the capacity of heavily reinforced slabs is underestimated. Further, AS
3600-2009, ACI 318-05, and CSA A23.3-04 had the worst coefficient of variation as compared
to the other mentioned standards. NZS 3101:2006 shows a better estimation of thick concrete
slab capacity as the slab thickness size effect is included in the formula. Eurocode2 and DIN
1045-1 give a good prediction of the failure load, and have a lower coefficient of variation as
compared to AS 3600-2009, ACI 318-05, NZS 3101:2006 and CSA A23.3-04.

75

76

Chapter Four
4 CONCENTRIC PUNCHING SHEAR OF PRESTRESSED
FLAT PLATES
4.1 Introduction
The use of prestressing technique in construction of concrete slabs has been increasing recently.
It solves serviceability issues such as excessive deflection and cracking, and allows designers to
achieve relatively thin slabs for large spans. This reduces the self-weight and overall height of
the building which is desirable in seismic regions and results in more economical structures. As
explained in Chapter Three, the state of stress is complex in the vicinity of column and the
presence of in-plane forces makes it even more difficult to determine the stresses adjacent to the
column.
In the following sections, the effect of prestressing tendons on the punching shear strength of
slabs is reviewed, and based on the available experimental results, the proposed method in
Chapter Three is extended to calculate the punching shear strength of prestressed slabs. Further,
the provisions of standards, presented in Chapter Two, are used to predict the punching shear
resistance of the same test results, and comparisons are made between them to determine their
accuracy in the prediction of punching shear strength of test specimens.

4.2 Background
In Chapter Two, three different approaches were reviewed for calculating the punching shear
strength of prestressed slabs namely: the principle tensile stress method, the equivalent
reinforcement ratio method, and the decompression method. These approaches are empirical or
semi-empirical, and a fully satisfactory mechanical method is yet to be developed to explain the
effect of prestressing on the punching shear phenomenon. The topic of punching of prestressed
slabs has been reviewed and presented by several researchers such as Scordelis, Pister and Lin
(1958), Regan (1985), Shehata (1990), Silva, Regan and Melo (2005), Clement and Muttoni
(2010), and Ramos, Lucio and Regan (2011). Inclusion of prestressing tendons in slabs imposes
three main actions in the analysis of stresses. Two of them are the resultant of the compressive
force in the tendons which can be divided into horizontal (Np) and vertical (Vp) components.
77

The third action is the bending moment (Mp) which is the resultant of the eccentricity
prestressing force from the neutral axis. These actions are shown in Figure 4.1.

Np
P

Mp

Np

Mp

Vp

Vp

Prestressing tendon

Figure 4.1 Prestressing actions adjacent to the slab-column connection

As discussed in Silva, Regan and Melo (2007), the majority of prestressed slab specimens,
tested before the mid 1980s, cannot be used to draw a general conclusion on how prestressing
effects punching shear strength of slabs. This is due to the individual features of the test series
such as small slab thicknesses or lack of bonded reinforcement, and also in some instances some
of the important information about the test specimens such as the depth and profile of the
prestressing tendons were not clearly documented (Silva, Regan & Melo 2007). However, in
recent years, there has been valuable experimental work which sheds light on the effects of
prestressing on the punching shear strength of prestressed slabs.
Effects of prestressing have been investigated globally in most of the experimental test series
(Clement & Muttoni 2010). The test specimens were prestressed in the way that Np, Mp, and Vp
were applied to the slab simultaneously. As a result, it is not possible to investigate the effect of
each individual parameter on the punching shear strength of flat plates.
There are very limited experimental results available in which the effect of one of the
aforementioned parameters can be observed. Herein, the author selected the test specimens
reported in the literature from which the effect of one of the parameters -Np, Mp, Vp- can be
investigated on the overall strength of prestressed slabs.
4.2.1

Effect of In-plane Stresses on the Punching Shear Strength of Flat Plates

In this section, the effect of in-plane compressive stress is presented as deduced from some of
the reported experimental results on prestressed slab specimens. Two criteria were considered
to select the following presented test specimens. First, prestressed slab test specimens should be
similar to their reference test specimens -the specimen with no prestressing- in specifications
such as concrete compressive strength, ratio of reinforcement and dimensions. Second, the only
difference between the reference slab and prestressed slab should be the presence of in-plane
forces.

78

Regan (1983) reported experimental results which investigated the effect of in-plane force only
in one direction of the slab. The dimensions and the loading configuration of the reference test
specimen BD2 and the prestressed test specimen BD4 are shown in Figure 4.2 (a). Test
specimens were 1500mm by 1500mm square slabs which were supported on two edges and
loaded by 100mm by 100mm steel plates at the centre until failure. In addition, test specimens
BD4 and BD8 were tested in which the slab was supported on four edges as shown in Figure 4.2
(b). Prestressing forces were applied by unbonded prestressing tendons at the centre of the slab
thickness. The thickness of all test specimens were 125mm and the effective depth of tensile
reinforcement was 101mm. Table 4.1 gives the failure load and details of the test specimens.

(a)

(b)

Figure 4.2 Geometery of BD test series (Ramos, Lcio & Regan 2011)
Table 4.1 Failure load and details of BD test specimens (Ramos, Lcio & Regan 2011)

Slab

fcube(MPa)

(%)

cpx(MPa)

cpy(MPa)

Vtest(kN)

BD2

49.0

1.28

268

BD1

52.8

1.28

7.65

293

BD8

44.1

1.28

251

BD4

46.0

1.28

7.65

293

In Table 4.1, fcube is the concrete cube compressive strength, is the ratio of flexural
reinforcement, cpx is the average in-plane compressive stress in the slab in the x direction, cpy
is the average in-plane compressive stress in the slab in the y direction, and Vtest is the reported
punching shear failure load of the test specimen.
Silva, Regan and Melo (2005) cited experimental results of Correa (2001) in which unbonded
prestressing tendons in two of test specimens LP2 and LP3 were positioned horizontally in two
perpendicular directions at the mid thickness of slabs. As a result, the only difference between
LP2 and LP3 to the reference specimen was the presence of in-plane compressive stress. Test
specimens were 135mm thick square slabs supported on a 150mm by 150mm square columns,
79

and were loaded on 8 points as shown in Figure 4.3. The geometry and details of test specimens

150 mm

560 mm

1600 mm

2000 mm

LP1, LP2 and LP3 are given in Table 4.2.

Figure 4.3 Geometry of test specimens LP1, LP2 and LP3 as shown in Silva, Regan and Melo (2005)
Table 4.2 Failure load and detail of test specimens LP1, LP2 and LP3 (Silva, Regan & Melo 2005)

Slab
LP1
LP2
LP3

fc (MPa)
50.7
52.4
52.4

(%)
1.17
1.17
1.17

cpx(MPa)

cpy(MPa)

0
2.19
4.28

0
2.19
4.28

Vtest(kN)
327
355
415

Silva, Regan and Melo (2005) also cited test results by Kordina and Nolting (1984) in which
test specimen V6 was prestressed by a horizontal unbonded tendon at mid thickness of the slab.
Slabs were 150mm thick supported on 200mm diameter circular columns. The test setup is
shown in Figure 4.4 in which dimensions are in metres.

Figure 4.4 Geometry of test specimens V5 and V6 reported in Kordina and Nolting (1984) as shown
in Silva, Regan and Melo (2005)

80

Table 4.3 Failure load and details of test specimens V5 and V6 (Silva, Regan & Melo 2005)

Slab

fc (MPa)

(%)

cpx(MPa)

cpy(MPa)

Vtest(kN)

V5

36.8

0.9

349.5

V6

30.4

0.62

2.19

1.77

375

From the presented experimental specimens, it can be concluded that an increase in the in-plane
compressive stresses results in increase of the punching shear strength of slabs. This effect has
been included in most of the available methods for calculating punching shear strength of
prestressed slabs.
4.2.2

Effect of Eccentricity of Prestressing Tendon on the Punching Shear Strength of


Flat Plates

Most of reported experimental results simultaneously investigated the effect of eccentricity of


the prestressing tendons from the neutral axis with the effect of in-plane compressive stresses.
Recently, a very illustrative test series reported in Clement and Muttoni (2010) demonstrated
the effect of the eccentricity of prestressing simulated by applying bending moment mp on the
test specimens without the presence of any in-plane compressive stresses. Test specimens were
a 3000mm by 3000mm square slab with 250mm thickness and 210mm effective depth
supported on 260mm by 260mm square column. Shear forces were applied at 8 points, and the
slab was subjected to a bending moment mp at the region around the column. This was made
possible by two diagonal steel frames which were used to introduce two equal couples of forces
(Fh, -Fh, Fv, and -Fv) as shown in Figure 4.5.

Figure 4.5 Elevation view of test setup of PC test series and the bending moment diagram which
was applied to the slab without presence of in-plane forces (Clement & Muttoni 2010)

81

The bending moment is constant at the centre of the slab as shown in Figure 4.5. Two sets of
slab specimens with 0.77%, and 1.5% ratio of flexural reinforcement were tested. Each set
included one reference test specimen with no applied bending moment, one test specimen with
75 kNm/m bending moment and one specimen with 150 kNm/m bending moment. Details and
failure loads of the experiment are provided in Table 4.4.
Table 4.4 Failure load and details of test specimens reported in Clement and Muttoni (2010)

Slab
PG19
PC1
PC3
PG20
PC2
PC4

fc (MPa)
46.2
44.0
43.8
51.7
45.3
44.4

(%)
0.77
0.77
0.77
1.50
1.50
1.50

mp(kNm/m)
0
75
150
0
75
150

Vtest (kN)
860
1201
1338
1014
1397
1433

From Table 4.4, it is clear the applied bending moment resulted in the increase of punching
shear resistance of the test specimens PC1, PC2, PC3, and PC4. It can be concluded the
eccentricity of tendons in the vicinity of the column, which creates a similar bending moment,
can play an important role in the punching shear capacity of slabs. Unfortunately, most of
current standards, reviewed in Chapter Two, do not take into account this parameter in their
punching shear formula. The only available method, which include the effect of eccentricity of
the prestressing tendon, is the decompression method which will be discussed later in this
chapter.
4.2.3

Effect of the Vertical Component of Prestressing Tendons Passing over the SlabColumn Connection on the Punching Shear Strength of Flat Plates

The other effective parameter on the punching shear strength of prestressed slabs is the vertical
component of the prestressing tendon crossing the punching shear failure zone. This vertical
load acts against the shear force around the column and is a resultant of the deviation of
prestressing tendons. Test specimens AR8 to AR16, reported in Ramos and Lucio (2006), were
tested to investigate the latter parameter. In this test series, slab AR 9 was the reference slab.
The position and profile of the prestressing tendons of test specimens are shown in Figure 4.6
and Figure 4.7. Test specimens were prestressed by four prestressing tendons with 12.7 mm
diameter in each direction, and the position of the tendons was varied as shown in Figure 4.7.
In Table 4.5, the vertical deviation of prestressing tendons -a- and the prestressing force in
tendons -P- are given. A steel frame was used to avoid transfer of any in-plane force to the slab.
The failure load and detail of test specimens AR8 to AR16 are provided in Table 4.5.

82

(a)

(b)
Figure 4.6 (a) Plan view of test specimens AR8-AR16 (b) Profile of prestressing tendons (Ramos &
Lucio 2006)

Figure 4.7 Position of prestressing tendons in test specimens AR8-AR16 (Ramos & Lucio 2006)

83

Table 4.5 Failure load and details of test specimen AR8-AR16 (Ramos & Lucio 2006)

Slab

fc (MPa)

(%)

a(mm)

P(kN)

Vtest (kN)

AR9

41.6

1.68

251

AR8

37.1

1.68

40.3

448

380

AR10

41.4

1.68

40.5

348

371

AR11

38.0

1.68

41.9

239

342

AR12

31.3

1.68

36.8

448

280

AR13

32.5

1.68

38.3

446

261

AR14

28.2

1.68

35.2

431

208

AR15

31.7

1.68

36.9

445

262

AR16

30.6

1.68

41.5

442

351

As shown in Figure 4.7, prestressing tendons in AR8, AR10, AR11, and AR16 are concentrated
around the column, and prestressing tendons are positioned outside the column band in test
specimens AR12, AR13, AR14 and AR15. Considering the failure loads, presented in Table
4.5, the test specimens in which the tendons are passing over the column show higher punching
shear resistance as compared to the slabs with prestressing tendons outside the column band. It
can be concluded the vertical component of the prestressing force crossing the failure surface
increases the strength of prestressed slabs. Ramos and Lucio (2006) suggested that the tendons
passing within the distance of d/2 from the faces of the column are effective in increasing the
punching shear strength of prestressed concrete slabs.

4.3 Ultimate Punching Shear Strength of Prestressed Flat Plates Using the
Decompression Method
Most internationally recognised standards use the principal tensile stress approach to include
the effects of prestressing. Generally, the allowable shear stress on the control perimeter is
increased by adding a percentage of the horizontal prestressing stress. Also the majority of
standards include the vertical force, resulting from the deviation of the tendons passing the
critical perimeter, in punching shear formulae. A shortcoming in the principal tensile stress
approach is that the effect of eccentricity of prestressing tendons has been neglected.
In the equivalent reinforcement ratio approach, the prestressed reinforcement, or the
prestressing stress is converted to the equivalent normal reinforcement. Then the equivalent
reinforcement ratio is added to the actual ratio of normal reinforcement to be used in the
punching shear formula. Similar to principal tensile stress approach, this method does not

84

take into account the effect of eccentricity of tendons on the punching shear strength of
prestressed slabs.
Decompression approaches are more mechanically acceptable and promising as they take into
account all of the actions imposed on the slab by prestressing tendons in calculating the
punching shear strength of slabs. As discussed in section 4.2, it has been observed that the
compressive in-plane stress, the eccentricity of prestressing tendons from the neutral axis, and
the vertical component of prestressing tendons can influence the punching shear strength of
slabs.
The schematic deformation of prestressed slab after applying the prestressing forces is shown in
Figure 4.8. Vdec is the shear force at a section which corresponds to the decompression moment
being reached at that section. The amount of compressive stress in the extreme fiber depends on
the intensity of force in the tendons and also the eccentricity of tendons from the neutral axis of
the section. Therefore, the decompression action is divided into two components, Vo which is
the force needed to cancel out the compressive stress of the in-plane force of prestressing -Np- at
the outermost fibre, and Ve which is the force needed to cancel out the compressive stress from
the imposed bending moment of prestressing Mp in the outermost fibre.

After the

decompression stage the remaining punching shear strength of prestressed slab is assumed to be
equal to the similar slab without the presence of prestressing actions. Figure 4.9 schematically
shows the component of decompression method and the punching shear strength of prestressed
slabs.

Deformed slab after application of prestressing forces

P
Prestressing tendon

Figure 4.8 Schematic view of deformation of slab after prestressing forces are applied

85

(a)

Vdec=Vo+Ve
(b)

Vup=Vuo+Vdec
(c)
Figure 4.9 (a) Prestressed slab (b) Prestressed slab at decompression stage (c) Punching shear
failure of prestressed slab

4.3.1

Available Decompression Methods

There are three decompression methods available in the literature for predicting the punching
shear resistance of prestressed flat plates. First is the method proposed by Regan (1985) which
presented in Chapter Two. Second is a direct decompression approach which presented in
Silva, Regan and Melo (2005). Third is a more complex decompression method suggested in
FIP recommendations for design of post-tensioned slabs and foundations (1998).
Silva, Regan and Melo (2005) suggested the decompression force is a force which creates a
bending moment at the face of the column annulling the compressive stress in the extreme fibre.
According to Silva, Regan and Melo (2005), the decompression force can be calculated by the

86

following equation considering the eccentricity of prestressing tendons and the in-plane
compressive stress.
%'5  %'& %& %a  %'& F& %/F Fa %/F

(4-1)

Where Vup is the ultimate punching shear strength of the prestressed slab
Vuo is the ultimate punching shear strength of similar slab with no-prestressing force using
formula of Eurocode2 (Equation 2-69)
mo=cph2/6 in which cp is the average in-plane compressive stress in the slab due to
prestressing.
me is the average moment due to the eccentricity of the tendon at the column.
(V/m) is the ratio between shear and the average bending moment at the face of the column.
To calculate the bending moment at the face of the column simple elastic analysis is suggested.
In Regan (1985), a linear relation between the applied force and the resultant bending moment
can be calculated. The ratio between the applied load V and the bending moment in the elastic
condition is a constant value which depends on the span of the slab, and side dimensions of the
column. For further illustration, an example is provided later in this chapter in which it is
shown how to calculate the ratio of V/m.
The other available decompression method is the formula in FIP (1998) which is more
complicated as compared to the latter method and needs iterative calculations. According to
FIP (1998), the punching strength of a prestressed slab can be calculated by the following
expression.
%'5  %'& %5 %& %a  %'& %5 F&, %  %5 /F,  Fa, 

(4-2)

Where Vp is the vertical component of prestressing forcing crossing perimeter around the
column at the distance equal to the half of the thickness of slab (h/2).
V is the applied shear force.
,
m'o=cph2/6 in which ~5
is the average in-plane compressive stress on the critical perimeter of

slab, located at 2d from the face of the column.

F, is the average bending moment over the width of critical perimeter due V.

Fa, is the average moment due to the eccentricity of the tendon over the width of the critical
perimeter.

87

For any individual slab finite element analysis should be used to obtain m, mo, and me. This
may not be a convenient method for every day design cases.
4.3.2

Proposed Decompression Method

As discussed, all prestressing actions -Np, Vp, and Mp- are effective parameters in the punching
shear resistance of prestressed slabs. Decompression methods are the only available methods
which include Mp in the punching shear strength of slabs. Further, to take into account the
vertical component of the prestressing force, crossing within the distance of d/2 from the faces
of the column, Vp should be added to the punching shear strength of the slab as concluded in
Ramos and Lucio (2006), and Silva, Regan and Melo (2007).

In the absence of a fully

satisfactory mechanical model to calculate the punching shear strength of prestressed flat plates
any proposed method should be validated by experimental results.

Therefore, the author

gathered a database of 46 tested prestressed slab specimens which reported in the literatures
after mid 1980s. These tests are reported in Clement and Muttoni (2010), Ramos and Lucio
(2006), Ramos, Lucio and Regan (2011), Silva, Regan and Melo (2007) , and provided in
Appendix B.
To calculate the punching shear strength of prestressed slabs, the author suggested using a
decompression method with the proposed formula in Chapter Three. Three different scenarios
were considered to calculate the strength of prestressed slabs. In the first scenario, only the
effect of the in-plane compressive stress was considered and the punching shear strength of
prestressed slabs were calculated as Vuo+Vo in which Vuo is the punching shear strength of a
similar slab with no prestressing by Equation 3-20 and Vo is the load to cancel out the
compressive stress of the outermost compressive fibre due to the in-plane prestressing stress. In
the second scenario, strength of prestressed slabs were calculated as Vuo+Vo+Ve in which Ve is
the load to cancel out the compressive stress of the outermost compressive fibre due to
eccentricity of prestressing tendons at the face of column.

For simplicity Vo, and Ve are

calculated in a manner similar to that in Equation 4-1. Finally, in the third scenario, in addition
to the previous effects, the contribution of the vertical component of the prestressing force in the
tendons was considered and the punching resistances of the slabs were calculated as
Vuo+Vo+Ve+Vp. As some details such as forces in each tendon at failure are not available for a
number of test specimens of the database, the calculated Vp in Silva, Regan and Melo (2007) for
the tendons within the distance d/2 from faces of the column were used in the latter method.
Similar to Chapter Three, the ratio of the observed failure load Vtest over the predicted punching
shear strength Vup was calculated for the three different scenarios as presented in Appendix B.
The average, standard deviation -SD-, and coefficient of variation -CV- for the ratios were
calculated and presented in Table 4.6.
88

Table 4.6 Average, SD and CV of Vtest/Vup for three different methods of calculating Vup

Method

Average

SD

CV

Vup=Vuo+Vo

1.43

0.25

0.18

Vup=Vuo+Vo+Ve

1.16

0.19

Vup=Vuo+Vo+Ve+Vp

1.10

0.15

0.16
0.13

Figure 4.10 shows Vtest/Vup versus cp for these methods. The third method, in which Vo, Ve, and
Vp were added to the punching shear resistance of the similar non prestressed slab, is a more
accurate method as it has an average closer to one and has a lower CV in comparison to the
other two methods.
The test specimens which isolated the effect of eccentricity of the prestressing tendons or the
effect of Vp are the ones with cp=0 and positioned on the vertical axis of Figure 4.10. As it can
be seen in Figure 4.10, the method which takes into account Vo,Ve, and Vp predict the punching
shear strength of these test specimens with a better accuracy (Vtest/Vup closer to one).
As a result, the author of this report suggests Equation 4-3 for calculating the ultimate punching
shear strength of prestressed slabs.
%'5  %'& %5 %& %a  %'& %5 F& %/F Fa %/F

(4-3)

Where Vuo is the punching shear strength of similar slab with no prestressing using Equation 320.
Vp is the vertical component of prestressing tendon crossing within the distance of d/2 from
faces of the column.
mo=cph2/6 in which h is the thickness of the slab and cp is the average in-plane compressive
stress in the slab due to prestressing.
me is the average moment due to the eccentricity of tendons from the neutral axis of the section
at the column.
(V/m) is the ratio between shear and the average bending moment at the face of column.

89

Vtest /V up

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

Vup=Vuo+Vo

0.5

1.5

2.5

3.5

4.5

Vtest /Vup

cp (MPa)

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

Vup=Vuo+Vo+Ve

0.5

1.5

2.5

3.5

4.5

Vtest /Vup

cp (MPa)

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

Vup=Vuo+Vo+Ve+Vp

0.5

1.5

2.5

3.5

4.5

cp (MPa)

Figure 4.10 Vtest/Vup versus cp for three different methods of calculating Vup

90

It should be mentioned that all the considered prestressed test specimens had unbonded
prestressing tendons. The only available test specimens that studied the punching of prestressed
slabs with bonded tendons are the ones investigating the effect of prestressing on bridge slabs.
These tests were spanning and prestressed in only one direction (Silva, Regan & Melo 2005).
In the case of prestressed slabs with bonded prestressing tendons, the ratio of prestressing
tendon -p- can be added to the ratio of normal reinforcement --, and the effective depth of the
section can be calculated by Equation 2-51 (Silva, Regan & Melo 2005).
Herein an example is provided to clarify the procedure of calculating the punching shear
strength of a prestressed slab using Equation 4-3.
4.3.3

Example

The test specimen D2 reported in Silva, Regan and Melo (2005) is presented as an example to
illustrate the procedure of calculating the punching shear strength of a prestressed slab using the
suggested method.
The plan view of test specimen D2 and positions of the supports are shown in Figure 4.11 (a).
The slab was loaded by a jack below the column and supported on eight nodes. The elevation
of the test specimen and the profile of prestressing tendons are shown in Figure 4.11 (b). The
compressive strength of the concrete was 44.1 MPa, the yield strength of normal reinforcements
was 540 MPa, the effective depths of normal reinforcements was 106mm, the ratio of normal
reinforcement was 0.5%, the effective depth of prestressing tendons over the support was 90
mm, the average force of each prestressing tendon at the beginning of the test was 137 kN, and
the mean in-plane compressive stress in the concrete was 2.23 MPa.
Having the above information and given dimensions in Figure 4.11, the ultimate punching shear
strength of the test specimen can be predicted as following.
The ultimate punching shear strength of a similar slab with no prestressing Vuo according to
Equation 3-20:
%'&  9 22T /-.* \ 2T /2 \ 1.1+, \ 300/2T 8.33 \ sin/2

Equivalent circular diameter:


D=4a/p=4200mm/3.14=254.8mm
The depth of neutral axis using Equation 3-8:
dn=0.8(ne)(35/fc)d

91

n=Es/Ec=200103/32.8103=6.09
e=(fsy/500)=0.005(540/500)=0.0054
dn=0.8(6.430.0054)(35/44.1)106=13.7mm
The angle of the critical crack using Equation 3-10:
tan(q)=0.0027h+0.2=0.0027123+0.2=0.532, so q=28
The ultimate punching shear strength using Equation 3-20:
Vuo=p(254.8+213.7/tan28)13.7/21.144.1(300/13.7)0.33sin(28/2)=217.2kN
1600mm
Prestressing tendons

560mm

2000mm

200mm

100mm
100mm

200mm

(a)

100mm

123mm

200mm
100mm

90mm

55mm

Supports

Prestressing tendons

(b)
Figure 4.11 (a) Plan view (b) Elevation view of test setup of specimen D2 as reported in Silva, Regan
and Melo (2005)

92

The decompression load to cancel out the in-plane compressive force of prestressing tendons in
the outermost fiber:
Vo=mo(V/m)
Where
mo=cph2/6=2.231232/6=5.623kN.m/m
m=(2V/8(560/2-200/2)+ (2V/8(1600/2-200/2))/2000=0.11V
V/m=9.091
Vo=5.6239.091=51.1kN
The decompression load to cancel out the compressive stress due to the eccentricity of
prestressing tendons:
Ve=me(V/m)
In-plane force per meter= cph
Eccentricity of tendon= (dp-0.5h)
me= cph.(dp-0.5h)=2.23123(90-0.5123)=7.817kN.m/m
(V/m)=9.091
Ve=7.8179.091=71.1kN
The sum of vertical forces in the tendons Vp crossing the width a+d over the column:
a+d=200+106=306mm
According to Figure 4.11, there are two tendons in each direction passing the width a+d.
Considering that the profile of the tendons is circular-arc the vertical force in each tendon can
be calculated by the following formula:
Vp= P. sin()
Where P is the average prestressing force in each tendon, is the inclination of tendon from the
plane of the slab at the distance of d/2 from the face of column.
The average force in each tendon at the start of the test was 137kN. is equal to 0.6 from
geometry of the tendon. Considering four tendons in two directions crossing a+d:
93

Vp=8137sin 0.6=11.5kN
The predicted punching shear strength of the test specimen Vup:
Vup=Vuo+Vo+Ve+Vp=217.2+51.1+71.1+11.5=350.9kN
The reported failure load:
Vtest=385kN
Vtest/Vup=385/350.9=1.09

4.4 Comparison of Design Standards


As presented in Chapter Two, AS 3600-2009, ACI 318-05, NZS 3101:2006, and CSA A23.3-04
use the same control perimeter and relatively similar formulae for punching of non-prestressed
slabs. In the case of prestressed slabs, AS 3600-2009 differ to the other standards due to
ignoring the contribution of Vp. Further, ACI 318-05, NZS 3101:2006, and CSA A23.3-04 limit
the compressive strength of the concrete fc to 35 MPa and increasing the concrete compressive
strength more than 35 MPa does not increase the punching shear strength of prestressed slabs.
AS 3600-2009, however, allows the use of concrete compressive strength up to 100 MPa.
AS 3600-2009, ACI 318-05 and NZS 3101:2006 add 30% of the in-plane compressive stress to
the concrete shear strength to account for the prestressing contribution. CSA A.23.3-04 has a
different approach to consider the effect of prestressing as shown in Equation 2-67.
Ramos (2006) discussed two contradictory clauses 6.4.3 and 9.4.3 in Eurocode2 (2004). Clause
6.4.3 suggests the vertical component of the prestressing tendons at a distance of 2d from the
face of column should be included in punching shear strength of the slab, whereas clause 9.4.3
suggests the distance to be d/2 from the face of column.

Ramos (2006) based on his

experimental results, which studied effects of the vertical component of prestressing forces and
the position of tendons on the punching shear strength of slabs, concluded that tendons
positioned within the distance of d/2 from the faces of column are effective in the punching
shear resistance of slabs.
4.4.1

Comparison with Experimental Results

AS 3600-2009 formula for punching shear -Equation 2-55- was used to predict the punching
shear strength of each test specimen of the gathered database of prestressed test series. The
ratio of the observed failure load over the predicted punching shear strength was calculated for
46 test specimens, and the average, SD, and CV of the ratios are provided in Table 4.7. As
mentioned, AS3600-2009 does not include Vp in its punching shear formula unlike other
94

standards. To investigate the effect of including Vp in the accuracy of AS3600-2009, the


vertical component of prestressing tendons, located within the distance of d/2 of the face of
column, was added to the predicted punching shear strength by AS36000-2009. The ratio of the
observed failure load to the predicted punching shear strength was calculated for each test
specimen of the database and the average, SD, and CV of these ratios is provided in Table 4.7.
As mentioned earlier according to ACI 318-05, NZS 3101:2006 and CSA A23.3-04 the
compressive strength of concrete in the punching shear formula of ACI 318-05 should not be
taken as more than 35 MPa. The ratios of the observed failure load over the predicted punching
shear resistance of test specimens are calculated using formulae of ACI 318-05, NZS 3101:2006
and CSA A23.3-04 for two scenarios namely, including the limit on the concrete strength, and
ignoring the limit on the concrete strength. The average, SD, and CV of Vtest/Vup for both
scenarios is presented in Table 4.7. Finally, Eurocode2 and DIN 1045-1 were used to predict
the strength of test specimens, and the average, SD, and CV of Vtest/Vup for these standards are
given in Table 4.7.
Table 4.7 Average, SD and CV of Vtest/Vup for AS 3600-2009, ACI 318-04, CSA A23.3-04,
Eurocode2, and DIN 1045-1:2001

Method

Average
1.40

SD
0.26

CV
0.19

1.29

0.19

0.14

ACI 318-05 and NZS 3101:2006

1.54

0.26

0.17

ACI 318-05 and NZS 3101:2006


(ignoring the limit on fc)

1.46

0.23

0.16

CSA A23.3

1.32

0.24

0.18

CSA A23.3
(ignoring the limit on fc)

1.25

0.21

0.17

Eurocode2

1.35

0.17

0.13

DIN 1045-1

1.36

0.18

0.14

AS3600-2009
AS3600-2009 (including Vp within the distance
of d/2 of the face of column)

The only difference between the punching shear formula of NZS 3101:2006 to the formula of
ACI316-05 is inclusion of a size factor which is effective for slabs with effective depth more
than 200mm. As the majority of available prestressed test specimens have effective depth less
than 200mm, given values for ACI 318-05 in Table 4.7 are the same for NZS 3101:2006.
In Figure 4.12 and Figure 4.13, Vtest/Vup is plotted against cp for AS3600-2009, and for the case
when Vp is added to AS3600-2009 respectively. Considering the average, SD, and CV of
AS3600-2009 in Table 4.7 and comparing Figure 4.12 to Figure 4.13, it is clear including Vp in
95

the punching shear formula of AS3600-2009 significantly increases the accuracy of the
predicted resistance of prestressed slabs. As given in Table 4.7, the current formula of AS36002009 has the highest CV and relatively high average as compared to the other standards. In
Figure 4.14, Figure 4.16, Figure 4.18, and Figure 4.19, Vtest/Vup is plotted against cp for ACI
318-05, CSA A23.3, Eurocode2, and DIN 1045-1 respectively.
As shown, ACI 318-05 and underestimate the punching shear strength of prestressed slabs, and
its accuracy can be improved if the limit on fc is ignored (Figure 4.15). Eurocode2 and DIN

Vtest /V up

1045-1 have a lower CV and average as compared to the other standards.

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

AS3600-2009

0.5

1.5

2.5

3.5

4.5

4.5

cp (MPa)

Vtest /Vup

Figure 4.12 Vtest/Vup versus cp for AS3600-2009

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

AS3600-2009+Vp

0.5

1.5

2.5

3.5

cp (MPa)

Figure 4.13 Vtest/Vup versus cp for AS3600-2009 when Vp is included

96

Vtest /Vup

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

ACI 318-05

0.5

1.5

2.5

3.5

4.5

4.5

cp (mm)

Vtest /V up

Figure 4.14 Vtest/Vup versus cp for ACI 318-05

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

ACI 318-05 no limit on f'c

0.5

1.5

2.5

3.5

cp (MPa)

Vtest /V up

Figure 4.15 Vtest/Vup versus cp for ACI 318-05 ignoring the limit on fc

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

CSA A23.3-04

0.5

1.5

2.5

3.5

cp (MPa)

Figure 4.16 Vtest/Vup versus cp for CSA A23.3-04

97

4.5

Vtest /Vup

2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

CSA A23.3-04 no limit on f'c

0.5

1.5

2.5

3.5

4.5

cp (MPa)

Vtest /V up

Figure 4.17 Vtest/Vup versus cp for CSA A23.3-04 ignoring the limit on fc
2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

Eurocode2

0.5

1.5

2.5

3.5

4.5

4.5

cp (MPa)

Vtest /Vup

Figure 4.18 Vtest/Vup versus cp for Eurocode2


2.4
2.2
2
1.8
1.6
1.4
1.2
1
0.8
0.6
0.4
0.2
0

DIN 1045-1

0.5

1.5

2.5

3.5

cp (MPa)

Figure 4.19 Vtest/Vup versus cp for DIN 1045-1

98

4.5 Summary
In this chapter, the proposed method in Chapter Three was extended to calculate the punching
shear strength of prestressed slabs with the use of the decompression method. The proposed
formula has the advantage of taking into account some of the effective parameters such as inplane compressive stresses, the eccentricity of prestressing tendons from the neutral axis, and
the vertical component of the prestressing force of tendons, crossing in the region adjacent to
the column.

Then the proposed method is used to predict the strength of some of the

experimental results reported in the literature. By comparing the observed failure load to the
predicted strength, the accuracy of the model assessed. Further, formulae of the standards,
presented in Chapter Two, are used to predict the strength of the same experimental results. It is
shown the suggested formula has a better accuracy in comparison to the current design
standards. Also it is concluded, by adding the vertical component of prestressing tendons which
are located within a distance d/2 from faces of the column to the predicted punching shear
strength, the accuracy of AS 3600-2009 can be improved. ACI 318-05, NZS 3101:2006, and
CSA A23.3-04 underestimate the strength of prestressed slabs, and it is shown that by ignoring
the current limitation on fc in these standards the accuracy of formulae in predicting strength of
prestressed slabs is improved.

The ratios of the observed failure load over the strength

predicted by Eurocode2 and DIN 1045-1 show less divergence as compared to ACI 318-05,
NZS 3101:2006, and CSA A23.3-04.

99

100

Chapter Five
5 CONCENTRIC PUNCHING SHEAR OF FLAT PLATES
WITH SHEAR REINFORCEMENT
5.1 Introduction
In Chapter Two, different methods of strengthening of concrete slabs against punching shear
were presented. As discussed, the use of shear reinforcement is a more favorable solution to
increase punching shear strength of concrete floors due to its aesthetical advantages. Among
the different types of shear reinforcement available in the market, headed shear studs are the
most popular in Europe and North America because of their lower cost, easy installation
procedure, and proven adequate anchorage. Even some of the design guidelines such as ACI
Committee 421 (1999) and CSA A23.3 (2004) allow higher punching shear strength for flat
plates strengthened by shear studs compared to similar flat plates with other types of shear
reinforcement such as stirrups. Issues such as placement, anchorage, and strength of shear
reinforcement should be addressed by the designer to ensure the shear reinforcement is effective
against punching shear. Unfortunately, AS 3600-2009 does not mention shear studs as a type of
shear reinforcement that increases the punching shear strength of flat slabs unlike most
internationally recognised standards.

Further, there are no guidelines or design

recommendations for the design of any type of shear reinforcement (including shearheads)
against punching shear of concrete flat plates in AS 3600-2009 unlike other internationally
recognised standards. Here in this chapter, two aspects of design of shear reinforcement are
discussed, namely detailing considerations, and ultimate strength considerations.
In the detailing section, issues such as the arrangement of shear reinforcement, the spacing
between shear reinforcement and the anchorage of shear reinforcement are discussed. In the
ultimate strength section, different types of failure in flat plates reinforced with shear
reinforcement are presented, and a method to calculate the ultimate punching shear strength is
suggested. Further, a comparison is made between the accuracy of different standards and the
proposed method in predicting the ultimate strength of flat plates with shear reinforcement.

101

5.2 Detailing of Shear Reinforcement


Although the recommendations for detailing of shear reinforcement against punching shear are
slightly different among various standards, the main objective of detailing is to provide shear
reinforcement which effectively intersects with critical shear cracks, and delays the punching
shear phenomenon.
The layout of shear reinforcement can be divided into a number of different arrangements such
as the orthogonal type arrangement recommended by standards such as ACI 318-05, CSA
A23.3-04 and NZS 3101:2006, the radial type -star-shape- arrangement recommended in
Eurocode2, DIN 1045-1, and the square arrangement recommended in BS 8110. These types of
arrangement are shown in Figure 5.1. Generally, all mentioned arrangements are capable of
increasing the punching shear strength of a slab provided they are placed symmetrically around
the column (Polak, El-Salakawy & Hammill 2005). However, the orthogonal type arrangement
is found to be more economical (Vollum et al. 2010), and the positioning of shear reinforcement
is more convenient as the flexural reinforcement is also placed orthogonally.

(a)

(b)

(c)

Figure 5.1 (a) Orthogonal type arrangement (b) Radial type arrangement (c) square type
arrangement of shear reinforcement for punching shear

Another important issue in detailing is the spacing between shear reinforcement. There are
restrictions on the distance between the first row of shear reinforcement and the face of the
column -so-, the radial spacing between rows of shear reinforcement -sr-, and the tangential
spacing between shear reinforcement -st- in design standards. For illustration, so, sr and st are
shown for the orthogonal and the radial arrangement of shear reinforcement in Figure 5.2.

102

st
so

st

sr

so

sr

Figure 5.2 Radial and tangential spacing between shear rows reinforcement in flat plates

The limitation on so is to avoid a premature failure at the face of the column in which the shear
crack develops without intersecting with any of the shear reinforcement elements. This type of
failure is shown in Figure 5.3. Potential shear cracks in flat plates have an angle between 25 to
45 to the plane of the slab, so to ensure they intersect with the first row of shear reinforcement
ACI 318-05, Eurocode2 and CSA A.23.3-04 limit so to less than 0.5d. ACI-ASCE Committee
421 (1999) is more stringent and suggests to place the first row of shear reinforcement between
0.35d and 0.4d from the face of the column.
The radial spacing between two consecutive rows of shear reinforcement -sr- should be limited,
to ensure shear cracks which develop in the shear reinforced zone intersect with shear
reinforcement. ACI 318-05, CSA A23.3-04 and NZS 3101:2006 limit the radial spacing to
0.5d, whereas Eurocode2 and DIN 1045-1 allow 0.75d as the maximum radial spacing.
Further, the limitation on the tangential spacing st was introduced to provide enough
confinement for concrete during loading and reloading which is especially important for the
seismic design of flat plates (Polak, El-Salakawy & Hammill 2005). ACI 318-05, CSA A23.304 and NZS 3101:2006 limit the tangential spacing to 2d, and Eurocode2 and DIN 1045-1 limit
this spacing to 1.5d.
The other important issue in the design of shear reinforcement is to ensure that shear
reinforcement can develop their tensile resistance against punching of the slab. This can be
achieved by providing enough anchorage at the ends of shear reinforcement. In Elgabry d Ghali
(1990), it was suggested shear studs with a steel strip or plate at both ends, having at least area
equal ten times of the stem, can develop a tensile stress of 414 MPa. When stirrups are
provided, they should tie to the flexural reinforcements at the top and bottom with a 135-180
hook to ensure the anchorage of stirrups (ACI 318-05 2005).

103

In practice, designers tend to match the spacing of punching shear reinforcements with the
spacing of top flexural reinforcement to ensure shear reinforcement will not interrupt the
flexural reinforcement, but this should not violate mentioned limitations on detailing of shear
reinforcements (Polak, El-Salakawy & Hammill 2005).

5.3 Ultimate Strength of Flat Plates with Shear Reinforcement


Different types of failure were observed in experimental tests on slabs with shear reinforcement.
The first type of failure occurs when the critical crack develops from the bottom surface of the
slab at the face of column to the top surface of the slab with a steep angle as shown in Figure
5.3.

In this type of failure, the critical crack misses the first row of provided shear

reinforcement and does not intersect with any of the shear reinforcement. As mentioned in the
previous section, this failure can be avoided by limiting the maximum distance between the first
row of shear reinforcement and the face of the column. The second type of failure occurs when
the critical crack propagates in the region where shear reinforcement is provided. In this case,
shear reinforcement intersects with the surface of failure and increases the strength of slab by
arresting the critical crack from opening. The third type of failure is a phenomenon known as
web crushing failure in which the concrete in the region where shear reinforcement is
provided crushes prior to the latter failure. The fourth type of failure occurs when a critical
shear crack develops outside the shear reinforced region. The fifth type of failure is the flexural
failure which can precede any of the other mentioned types of failure. In the case of flexural
failure, the slab shows a ductile behaviour prior to the failure and the ultimate flexural strength
of slabs can be calculated by yield-line theory.

Column CL

Shear reinforcement

Failure outside the shear reinforced zone

Failure in the shear reinforced zone


(the critical crack intesrsect with the shear reinforcement
or web crushing occurs)
Premature failure at the column face
(the critical crack does not intersect with the shear reinforcement)

Figure 5.3 Different types of punching shear failure in flat plates with shear reinforcement

104

5.3.1

Failure Inside the Shear Reinforced Region

A critical tie adjacent to the column can be envisaged in flat plates with shear reinforcement as
shown in Figure 5.4 (a). The crack needs to cross the shear reinforcement before causing failure
in this region Figure 5.4 (b). The strength of slab against the development of the critical crack
inside the shear reinforced zone can be quantified by the tensile strength of the critical tie.
Critical tie

Shear reinforcement

(a)
Tensile failure of the critical tie
occurs by the development of cracks
inside shear reinforced region

(b)
Figure 5.4 (a) Critical tie in flat plates with shear reinforcement (b) Failure of the critical tie due to
the development of shear crack inside the shear reinforced region

The schematic view of vertical components of tensile strength of the critical tie is shown in
Figure 5.5. The tensile strength of the critical tie can be divided into the tensile strength of
shear reinforcement intersecting with the hypothetical failure surface and the tensile strength of
the un-cracked concrete section. Vts is the vertical tensile resistance of the shear reinforcement
intersecting with the critical crack and can be quantified by the use of the truss analogy as
expressed in Equation5-1.
%RP  iP +PQ 2 ^-/;k

(5-1)

Where
Asv is the cross sectional area of shear reinforcement in one row around the column,
fsyv is the yield strength of the shear reinforcement,

105

sr is the radial spacing between rows of shear reinforcement,

q is the angle between the critical crack and the plane of slab.
In designing members undergoing one-way shear with shear reinforcement, q is assumed to be
between 30 to 45 (Warner et al. 1998). This is in agreement with the reported angle of the
critical crack in two-way flat plate specimens in Pisanty (2005). ACI 318-05, NZS 3101:2006,
and CSA A23.3-04 use q=45, whereas Eurocode2 uses q=34 angle to calculate the
contribution of shear reinforcement in shear resistance of slabs under punching shear.

Critical crack

Column CL

Concrete compression zone

dn
sr

Shear reinforcements
D/2

f ct,sp
Vtc

Vts

Figure 5.5 Vertical components of the critical tie which resist punching shear

In addition to the tensile strength of shear reinforcement, there is a contribution from the tensile
strength of the concrete in the compression zone as shown in Figure 5.5. Warner et al. (1998)
discussed that ignoring the contribution of the concrete in the calculation of the ultimate shear
strength of members with shear reinforcement results in a very conservative prediction of the
shear capacity of the member. This is recognised by most of design standards and a proportion
of the ultimate shear strength of concrete is added to the strength of shear reinforcement to
calculate the ultimate punching shear strength of the slab. There is no rationale for the latter
method and the contribution of concrete was obtained empirically.
As shown in Figure 5.5, the author suggested the contribution of the un-cracked concrete can be
taken into account by including the vertical component of the splitting strength of the un-

106

cracked concrete zone.

Considering splitting of the compressive zone in 3D, Vtc can be

expressed as following.
%R  4. 42T /-.* 2T /-.*+R,P5 ^;

%R  9 42T /-.* 2T /-.*+R,P5 ^;

for slabs with square column

(5-2)

for slabs with circular column

Where
a is the side dimension of square column,
D is the diameter of circular column,
dn is the depth of the neutral axis,

q is the angle between the critical crack and the horizontal plane of slab.
fct,sp is the splitting tensile strength of concrete which can be calculated by Equation 5-3.
As discussed in Chapter Three, the depth of the neutral axis can be calculated using Equation 38. Considering recommendations of Model Code 90 (1993) the splitting tensile strength of
concrete can be calculated by Equation 5-3.
+R,P5  0.337+, /3

(5-3)

In which fc is the concrete compressive strength in MPa.


The ultimate resistance of a slab against the development of the critical crack inside its shear
reinforced zone -Vit- can be obtained by Equation 5-4.
%WR  %RP %R

(5-4)

Where, Vts and Vtc are calculated from Equation 5-1 and 5-2 respectively.
As mentioned, another type of failure is web-crushing failure. This failure can occur in flat
plates which are heavily reinforced with shear reinforcement. In these slabs the crushing of the
concrete in the shear reinforced zone may occur prior to the failure of the critical tie in tension.
The web-crushing capacity of two-way concrete slab can be quantified by the available
empirical formulae in standards. AS 3600-2009, ACI 318-05, and NZS 3101:2006 specify the
web crushing strength of a given slab by Equation 5-5.

107

%yk  0.5A+, & 2

(5-5)

Where
Vwcr is web-crushing strength of the slab,
fc is concrete compressive strength in MPa,
d is the effective depth of slab,
bo is the perimeter around the column at a distance of d/2 from the face of column.
The lesser of Vit, Vwcr and Vflex should be chosen as the ultimate strength of the flat plate inside
its shear reinforced zone -Vuin- is the lesser of the.
%'WT  F<* %WR , %yk , %hKa[ 

(5-6)

A database of reported experimental test series, which investigated the punching shear strength
of flat plates with shear reinforcement, was gathered from journal articles such as Vollum et al.
(2010), Birkle and Dilger (2008), Gomes and Regan (1999), Marzouk and Jiang (1997),
Mokhtar, Ghali and Dilger (1985), and Seible, Ghali and Dilger (1980). Test specimens with
shear reinforcement placed in the orthogonal type arrangement were used, and these test
specimens were reinforced with different types of shear reinforcement such as shear stud rails,
stirrups, and short cut-offs of steel I beams.
The specimens which reportedly failed in the shear reinforced region were separated to
determine a value for q, inclination of the critical crack, in Equations 5-1 and 5-2. Vit was
calculated for three different scenarios q=45, q=34, and q=30. Then for each scenario, the
ultimate strength of each test specimen of the database which failed inside the shear reinforced
zone Vuin was calculated using Equation 5-6. The ratio of the observed failure load -Vtest- over
the predicted ultimate strength was calculated as provided in Table 5.1. The average, SD, and
CV of Vtest/Vuin were calculated for each scenario to enable the author to choose a value for q.
As it is shown in Table 5.1, q=30 results in an average closer to one and a lower, SD and CV.
Consequently, q=30 is suggested to be used in Equation 5-1 and 5-2.

108

Table 5.1 Vtest/Vuin for test specimens in which failure occurred inside the shear reinforced zone

Reference

(Birkle & Dilger 2008)

(Mokhtar, Ghali & Dilger 1985)

(Vollum et al. 2010)


(Gomes & Regan 1999)
Average
Standard deviation
Coefficient of variation

5.3.2

Specimen
2
8
9
11
12
AB3
AB4
AB5
AB6
AB8
2
5
S2

Vtest/Vuin
for
q=30
1.15
0.95
1.14
0.93
1.00
1.02
0.90
0.96
0.90
0.92
1.16
1.18
1.15
1.03
0.11
0.11

Vtest/Vuin
for
q=34
1.15
1.15
1.57
1.08
1.36
1.02
0.90
1.02
0.90
0.92
1.16
1.18
1.60
1.15
0.23
0.20

Vtest/Vuin
for
q=45
1.43
1.28
1.66
1.22
1.47
1.06
0.90
1.16
0.90
0.92
1.16
1.18
1.68
1.23
0.26
0.21

Failure Outside the Shear Reinforced Region

As mentioned, in some test specimens punching shear failure occurred outside the shear
reinforced zone. The shear strength of slabs outside the shear reinforced zone can be treated
similar to the shear in beams outside the shear reinforced zone as the confining effect of the
tangential stress is significantly lower in regions away from the column in comparison with the
region adjacent to the column (Polak, El-Salakawy & Hammill 2005).
To deal with this type of failure, standards such as ACI 318-05 and Eurocode2 define a
perimeter outside the shear reinforced zone and require the shear stress on the perimeter to be
less than the allowable one-way shear stress. Unfortunately, AS 3600-2009 does not provide
any provision for designers to check the shear strength outside the shear reinforced zone of slabs
even if they are reinforced with shearheads. Considering that AS 3600-2009 has a very similar
one-way shear formula to the one used in Eurocode2, it is suggested by the author to adopt a
similar control perimeter as Eurocode2 for AS 3600-2009. Although using a similar formula,
Eurocode2 and Model Code 90 do not agree on the distance of the outer control perimeter to the
last row of shear reinforcements. Eurocode2 suggests the control perimeter at a distance equal
to 1.5d from the last row of shear reinforcements whereas Model Code 90 suggests the distance
of 2d. Figure 5.6 shows the outer perimeter for the case of orthogonal type arrangement of
shear reinforcement in Eurocode2 and Model Code 90 and it can be calculated by Equation 5-7.
109

st

d
k.

k.d

2 X2d

Figure 5.6 Eurocode2 and Model Code 90 control perimeter outside the orthogonal shear
reinforced zone

&'R  4;R 2=2 42 ` 4;R 2=2 82

(5-7)

Where, uout is the critical perimeter outside the shear reinforced zone, k, X and st are shown in
Figure 5.6.
In this research, test specimens in the gathered database which reportedly failed by punching
outside the shear reinforcement were separated and used to determine the distance of the outer
control perimeter from the last row of shear reinforcement. Three different scenarios were
considered for the outer control perimeter, namely k=1, k=1.5, and k=2. Considering the oneway shear formula of AS3600-2009, the ultimate strength of the slab outside of the shear
reinforced zone can be calculated by Equation 5-8.
%'&'R  1.11.6  2/1000 ?+,  /3 &'R 2

(5-8)

Where, uout is given in Equation 5-7 and fc in MPa.


The punching shear strength of each test specimen, which reportedly failed in the region outside
the reinforced zone, is calculated using Equation 5-8 using three different values of k. Then the
ratio of the observed failure load over the predicted punching shear strength was calculated as
given in Table 5.2. The average, SD, and CV of Vtest/Vuout for each scenario were calculated and
presented in Table 5.2.

110

Table 5.2 Vtest/Vuout for test specimens in which failure occurred outside the shear reinforced zone

Vtest/Vuout Vtest/Vuout Vtest/Vuout


for
for
for
k=1
k=1.5
k=2

Reference

Specimen

(Birkle & Dilger 2008)

1.36

1.19

1.06

HS22

1.31

1.15

1.03

HS23

1.28

1.12

1.00

SC7

1.46

1.29

1.16

SC11

1.39

1.23

1.11

SC12

1.39

1.23

1.11

SC13

1.36

1.20

1.08

SC9

1.39

1.23

1.10

S4

1.59

1.36

1.18

S5

1.55

1.32

1.15

Average

1.41

1.23

1.10

Standard deviation

0.10

0.07

0.06

Coefficient of variation

0.07

0.06

0.05

(Marzouk & Jiang 1997)

(Seible, Ghali & Dilger 1980)

(Gomes & Regan 1999)

In Table 5.2, k=2 results in a better prediction of ultimate punching shear strength of slabs. The
author suggests a similar outer control perimeter as the one shown in Figure 5.6 at the distance
of 2d from the last row of shear reinforcement. This control perimeter can be used with the oneway shear formula of AS3600-2009 for calculating the punching shear strength of slabs outside
their shear reinforced zone.
5.3.3

Summary of the suggested method

To summarise, the orthogonal arrangement of the shear reinforcement is suggested for the
design proposes due to its convenient placement as compared to the other types of arrangement.
The radial spacing between the first row of shear reinforcement and the face of the column
should be limited to d/2. This is similar for the radial spacing between consecutive rows of
shear reinforcement. Further, the tangential spacing of shear reinforcement should not be more
than 2d. For shear studs, both ends should have an area of at least ten times that of the stem,
and for stirrups, they should tie to the top and bottom flexural reinforcement with a 135-180
hook.
For strength considerations, the punching shear strength inside the shear reinforced zone can be
calculated as the lesser of Equation 5-5, and Equation 5-4. Further, the punching shear strength
outside the shear reinforced zone can be calculated by Equation 5-8.
111

The lesser of the

aforementioned strengths and the flexural strength, calculated by yield-line theory, determines
the ultimate strength of the slab.
5.3.4

Example

Herein, the ultimate punching shear strength of test specimen 12 from (Birkle & Dilger 2008) is
calculated as an example to illustrate the procedure of the suggested method.

Figure 5.7 (a)

shows the top view of the test specimen 12. In Figure 5.7 (a), Bc is equal to 1900mm, and side
dimension of the square column is a=350mm. Figure 5.7 (b) shows the arrangement and the
radial spacing of the shear reinforcement. The effective depth of the test specimen is d=260mm,
the concrete compressive capacity is fc=33.8MPa, the tensile flexural reinforcement ratio is
=1.1%, and the yield strength of the tensile reinforcement is fsy=524MPa. The provided shear
reinforcement is headed shear stud with the cross sectional area equal to 127mm2, and yield
strength equal to 409MPa.

(a)

(b)

Figure 5.7 (a) Top view of test specimen 12 (b) Arrangement of shear reinforcements in the test
specimen 12 (Birkle & Dilger 2008)

Ultimate strength of slab using yield-line theory


According to (Birkle & Dilger 2008), Vflex for a circular slab with a square column is:
Vflex=2p ( fsy d2(1-0.59fsy/fc))(Bc)/(Bc-(4a/p))
Vflex=2p(0.0115242602(1-0.590.011524/33.8))1900/(1900-4350/p)=2875kN
Ultimate web crushing strength
Vwcr=0.5fc (bo d)=0.533.8(4350+4260)260=1844kN
Ultimate strength of slab if the crack develops inside the shear reinforced zone
Vit=Vts+Vtc
112

Vts=Asv fsyv d cotq / sr


Eight shear studs are provided in one row of shear reinforcements and be q=30 as suggested
earlier in this chapter.
Vts=(8127)409260cot30/195=960kN
Vtc= (4a+4dn/tanq) (dn/tanq) fct,sp cosq
dn=0.8(ne)(35/fc)d
n=Es/Ec=200103/29.4103=6.8
e=(fsy/500)=0.011(524/500)=0.0115
dn=0.8(6.80.0115)(35/33.8)260=59.2mm
fct,sp=0.337(33.8)(2/3)=3.52MPa
Vtc=(4350+459.2/tan30)(59.2/tan30)3.52cos30=566kN
Vuit=Vts+Vtc=960+566=1523kN
Ultimate punching shear strength of the test specimen outside the shear reinforced zone
Vuout=1.1 (1.6-d/1000) (fc)(1/3) uout d
uout= lesser of (4st+2kpd+42X) and (4st+2kpd+8d)
uout= (4350+22p260+42(90+5195))=10692mm

(4350+22p260+8260)=6747mm
uout=6747mm
Vuout=1.1(1.6-260/1000) (0.01133.8)(1/3)6747260=1859kN
The ultimate strength of the slab is the lesser of above calculated strengths:
Vus=min(Vwcr, Vuit, Vuout, and Vflex)=1523kN
Reported failure load 1520kN, and the location of failure was reported inside the reinforced
zone as predicted above.
Vtest/Vus=1.00

113

5.4 Comparison of Experimental Results with Design Standards


ACI 318-05, CSA A23.3-04, Eurocode2, and the proposed method were used to predict the
ultimate punching shear strength of the gathered database which included 30 slab specimens
with shear reinforcement. DIN 1045-1 does not recognise the orthogonal type arrangement of
shear reinforcement (Hegger, Sherif & Beutel 2005). To compare the accuracy of mentioned
standards and the proposed formulae, the ratio of Vtest/Vus for each slab were calculated. The
average, SD, and CV of Vtest/Vus for each standard and the proposed method are also given in
Table 5.3. From Table 5.3, it can be concluded ACI 318-05 underestimates the punching shear
strength of test specimens with shear reinforcement, and the accuracy of the formula deviates
significantly. As presented in Chapter Two, the main difference between the CSA A23.3-04
and ACI 318 approaches is that the CSA A23.3-04 adds a higher proportion of the concrete
shear strength to the ultimate punching strength of slabs when shear studs are provided. As a
result CSA A23.3-04 has a closer average to unity and lower CV as compared to the ACI 31805. The proposed method and Eurocode2 give a more accurate prediction of the ultimate
strength of slabs with shear reinforcement in comparison with the other two standards.
Table 5.3 Average, SD and CV of Vtest/Vus for ACI 318-05, CSA A23.3, Eurocode2, and the
proposed method

Method

Average

SD

CV

ACI 318-05

1.47

0.41

0.28

CSA A23.3

1.26

0.31

0.24

Eurocode2

1.11

0.10

0.09

Proposed method

1.07

0.10

0.09

5.5 Summary
In this chapter, the available recommendations in design guidelines and standards for detailing
of shear reinforcement were reviewed, and the importance of specifying proper spacing between
the shear reinforcement to avoid premature failure was discussed. Then different types of
potential failure in flat plates were explained. In this research it is assumed that the failure
inside the reinforced zone occurred either by the failure of the critical tie in the vicinity of the
column or by web crushing of the slab. A method proposed to calculate the ultimate strength of
the critical tie using a refined truss analogy. In this method, the contribution of the tensile
strength of shear reinforcement intersecting with the critical crack was added to the contribution
of the tensile strength of the un-cracked concrete zone. Further, a control perimeter outside the
114

shear reinforced zone of orthogonal type shear reinforcement arrangement was proposed. This
can be used with the current one-way shear formula of AS 3600-2009 to calculate the punching
shear strength of flat plates outside the shear reinforced zone. Finally, formulae from ACI 31805, CSA A23.3, Eurocode2, and the proposed method were used to predict the ultimate
punching shear strength of a number of test specimens reported in the literature, and the
accuracy of each method assessed against the experimental results. It was observed ACI 31805, and CSA A23.3 have lower accuracy as compared to Eurocode2 and the proposed method.

115

116

Chapter Six
6 SUMMARY AND CONCLUSIONS
Summary and conclusions of this thesis can be divided into four sections as follow.

6.1 Summary and Findings of Literature Review

Earlier models for symmetric punching shear failure of flat plates were reviewed and
discussed briefly in Chapter Two. There are various approaches available to quantify
the ultimate punching shear strength of flat plates some of which are significantly
different to others.

Current available methods to include effects of prestressing forces in the punching shear
strength of flat plates such as the principal tensile stress approach, the equivalent
reinforcement ratio approach, and the decompression approach were discussed.

The strengthening techniques for increasing punching shear strength of prospective


concrete slabs and existing concrete slabs were briefly presented. This was followed by
a review of different types of shear reinforcement for strengthening of flat plates.

Current provisions of some of the internationally recognised standards for design of


concrete structures such as ACI 318-05, AS 3600-2009, BS 8110-97, CSA A23.3-04,
DIN 1045-1:2001, Eurocode2, and NZS 3101:2006 for punching shear of flat plates
with no unbalanced moment were reviewed.

AS 3600-2009 neglects effects of the tensile reinforcement ratio and the slab size factor
on the punching shear stress resistance of flat plates and differs from most of
aforementioned standards.

6.2 Concentric Punching Shear Strength of Flat Plates

The strut-and-tie method was used to model the transfer of shear force from the slab to
the column. Based on experimental observations it is plausible to assume the punching
shear failure occurs as a result of crushing of the critical concrete strut adjacent to the
column.

In this study, the basis of the critical compressive strut model, developed by previous
researchers, was used to quantify the punching shear strength of flat plates based on the
117

assumption of crushing of the critical compressive strut. In this model, there is no


consensus on the method to calculate the depth of the neutral axis in the vicinity of the
slab-column connection, compressive strength of the critical prismatic concrete strut,
and the size effect factor, and the inclination of the critical shear crack.

Three different available methods in the literature were considered to calculate the
depth of the neutral axis, three different formulae were used to calculate the
compressive strength of the critical strut, four different conditions were considered to
calculate the size effect factor, and two different methods were considered to predict the
inclination of the critical shear crack. In total, 72 different formulae were constructed
using various combinations of the above parameters to calculate the punching shear
strength of flat plates. To evaluate the accuracy of these formulae, 152 slab test
specimens, reported in the literature, were gathered. The ratio of the observed failure
load to the predicted failure load was calculated for each of the test specimens using the
mentioned formulae. The average, standard deviation, and coefficient of variation of
these ratios were calculated for each formula. The formula which produced the lowest
coefficient of variation and an average ratio close to unity was selected to predict the
punching shear strength of flat plates.

The selected formula produced an average of 1.23, standard deviation of 0.19, and
coefficient of variation of 0.15. Further, it was shown the predicted strengths by this
formula have a consistent accuracy for a wide range of slab thicknesses, tensile
reinforcement ratios, and concrete compressive strengths.

Provisions of AS 3600-2009, ACI 318-05, CSA A23.3-04, DIN 1045-1:2001,


Eurocode2, and NZS 3101:2006 were used to predict the punching shear strength of the
same 152 experimental specimens. The ratio of the actual failure load to the predicted
punching shear strength for each test specimen was calculated. These ratios for AS
3600-2009 and ACI 318-05 have the average of 1.39, standard deviation of 0.28, and
coefficient of variation 0.20. It seems AS 3600-2009, and ACI 318-05 overestimate the
punching shear strength of thick slabs, and underestimate the punching shear strength of
heavily reinforced slabs due to neglect of size effects, and tensile reinforcement effect
in their punching shear formula. NZS 3101:1006 has a similar punching shear to AS
3600-2009 except for including a size effect factor which results in a better prediction
of punching shear strength of thick concrete slabs. DIN 1045-1:2001, and Eurocode2
are capable of predicting the punching shear strength of slabs with a better accuracy as
compared to the other mentioned standards which can be attributed to the inclusion of
the tensile reinforcement ratio. It seems the size factor used in formula of DIN 10451:2001 and Eurocode2 is not capable of maintaining its accuracy for a wide range of
slab thicknesses.
118

6.3 Concentric Punching Shear Strength of Prestressed Flat Plates

It was discussed that the presence of prestressing tendons can introduce three actions
adjacent to the slab-column connection, namely the in-plane compressive stress due to
prestressing force in tendons, the bending moment due to the eccentricity of tendons
from the neutral axis of the section, and the vertical component of prestressing force in
tendons due to the slope of profile of the tendons. Based on some of the reported
experimental results of prestressed slabs, it was shown these three actions affect the
punching shear strength of slabs.

The proposed formula for the punching shear strength of concrete slabs with no
prestressing was extended by a decompression method to include the effect of
prestressing forces on the punching shear strength of flat plates. Three different cases
were investigated for the proposed method, namely a case in which only the effect of
the in-plane compressive stress is considered, a case in which the effect of in-plane
force and the effect of the eccentricity of tendons are considered, and a case in which
the effect of all three actions of prestressing forces are considered. To evaluate accuracy
of each case, 46 prestressed slab test specimens, reported in the literature and that had
failed by punching shear, were gathered.

The average, standard deviation, and

coefficient of variation of the ratios of the observed failure load to the predicted strength
were calculated for the three cases. The third case had a lower coefficient of variation
of (0.13) and an average closer to one (1.10) as compared to the other two cases. This
method was suggested by the author to be used to calculate the punching shear strength
of prestressed flat plates.

The current provisions of AS 3600-2009 were used to predict the punching shear
strength of the gathered results of prestressed test specimens. The average, standard
deviation, and coefficient of variation of ratios of the observed failure load to the
predicted failure were 1.40, 0.26, and 0.19 respectively.

The current punching shear formula of AS 3600-2009 does not include the contribution
of the vertical component of the prestressing tendons in its punching shear formula. It
was shown by including the vertical component of the prestressing tendons, positioned
within the distance of d/2 from the face of column, the accuracy of the current
provisions of AS 3600-2009 can be improved. The average, standard deviation and
coefficient of variation of ratios of the observed failure load to the predicted failure load
are improved to 1.29, 0.19, and 0.14 respectively.

The provisions of ACI 318-05, NZS 3101:2006, and CSA A23.3-04 were used to
predict the punching shear strength of the gathered results of test specimens. These
standards limit the concrete compressive strength in their formula to the maximum
119

value of 35MPa. It was shown if this limitation is neglected, similar to AS 3600-2009,


a better accuracy in the prediction of punching shear strength of prestressed slabs can be
obtained.

Eurocode2 and DIN 1045-1:2001 were bench marked against the experimental results,
and both standards show a very good accuracy in prediction of the punching shear
strength of prestressed slabs as compared to ACI 318-05, AS 3600-2009, NZS
3101:2006 and CSA A23.3-04.

6.4 Concentric Punching Shear Strength of Flat Plates with Shear


Reinforcement

Issues such as arrangement, spacing, and adequate anchorage for detailing of shear
studs and stirrups, which are not mentioned in AS 3600-2009, were discussed.

Different modes of failure which were observed in the experimental tests by previous
researchers were reviewed.

It was suggested that the premature failure can be prevented by limiting the radial
spacing of shear reinforcement.

The formula in ACI 318-05 and AS 3600-2009 for calculating the web crushing
strength of slabs was suggested to be used to quantify the web crushing strength of
slabs.

To calculate strength of flat plates for the case of failure by the critical shear crack
developing inside the shear reinforced zone, a method was proposed based on the
tensile strength of the critical tie adjacent to the column. This method calculates the
tensile strength of the critical tie by considering the tensile strength of shear
reinforcements intersecting with the critical shear crack and tensile strength of
uncracked concrete zone.

To calculate punching shear strength outside the shear reinforced zone, it was suggested
to use the one-way shear formula. This approach is adopted by most other standards
such as ACI 318-05 and Eurocode2. Considering the failure load of test specimens
which reportedly failed outside the shear reinforced zone, a control perimeter at a
distance of 2d outside the shear reinforced zone was suggested to be used with the oneway shear formula of AS 3600-2009 to quantify the punching shear strength of flat
plates outside the shear reinforced zone.

The ultimate strength of flat plates reinforced with shear reinforcement can be
determined as the lesser of aforementioned strengths and its flexural strength.

Results from 30 test specimens were gathered to evaluate the latter approach. The ratio
of the observed failure load to the predicted strength was calculated for each test
120

specimen. The average, standard deviation, and coefficient of variation for these ratios
are 1.07, 0.10, and 0.09 respectively.

This method shows a very good accuracy in prediction of the strength of flat plates
reinforced with shear reinforcements.

ACI 318-05, CSA A23.3-04, and Eurocode2 were used to predict the punching shear
strength of the same gathered test specimens. The ratios of the observed failure load to
the predicted strength were calculated for the test specimens. The average, standard
deviation, and coefficient of variation of these ratios for ACI 318-05 are 1.47, 0.41, and
0.28.

On the other hand, CSA A23.3-04 produced an average of 1.26, standard

deviation of 0.31, and coefficient of variation of 0.24. Eurocode2 resulted in an average


of 1.11, standard deviation of 0.10, and coefficient of variation of 0.09 which shows it is
significantly more accurate as compared to ACI 318-05 and CSA A23.3-04.

121

122

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shear reinforcement to Eurocode 2', Institution of Civil Engineers, vol. 62, no. 1, pp. 316.
Warner, RF, Rangan, BV, Hall, AS & Faulkes, KA 1998, Concrete Structures, Addison Wesley
Longman Australia.
Wight, JK & MacGregor, JG 2009, Reinforced Concrete Pearson Prentice Hall, New Jersey.

128

Appendix A
In this appendix, details of test specimens which were used to determine the proposed formula
and to evaluate the accuracy of formulae of standards are presented. Also the reported failure
load of test specimens and the predicted punching shear strength of test specimens, using
formulae in design standards, are provided.
In Table A.1, a reference number is given to each test specimen, and the source in which the test
specimen was reported is provided. The shape of the column of each test specimen is given in
Table A.1 where C stands for the circular column and S stands for the square column. Further,
the thickness of the slab (h), the effective depth of the slab (d), the average compressive strength
of concrete (fcm), the tensile reinforcement ratio of the slab (), the yield strength of the tensile
reinforcement (fsy), the diameter of circular columns (D), and the side dimension of square
columns (a) are provided in Table A.1.
In Table A.2, the predicted punching shear strength of each test specimen of the databank is
provided using the proposed formula, and formulae of design standards.
It should be noted that the reference number for each test specimen is the same in Table A.2 and
Table A.1.

129

Table A.1 Details of collected slab test specimens


No.

Source

Specimen

Column

f cm

f sy

D or

shape

(mm)

(mm)

(MPa)

(%)

(MPa)

a(mm)

PG1

250

210

27.6

1.50

573

260

(Guandalini,

PG11

250

210

31.5

0.75

570

260

Burdet &
Muttoni 2009)

PG3

500

456

32.4

0.33

520

520

PG6

125

96

34.7

1.50

526

130

PG7

125

100

34.7

0.75

550

130

NS1

120

95

42.0

1.47

490

150

HS2

120

95

70.0

0.84

490

150

HS7

120

95

74.0

1.19

490

150

HS3

120

95

69.0

1.47

490

150

10

HS4

120

95

66.0

2.37

490

150

11

(Marzouk &

NS2

150

120

30.0

0.94

490

150

12

Hussein 1991)

HS5

150

125

68.0

0.64

490

150

13

HS6

150

120

70.0

0.94

490

150

14

HS8

150

120

69.0

1.11

490

150

15

HS9

150

120

74.0

1.61

490

150

16

HS10

150

120

80.0

2.33

490

150

17

HS12

90

70

75.0

1.52

490

150

18

HS13

90

70

68.0

1.87

490

150

19

HS14

120

95

72.0

1.47

490

220

20

HS15

120

95

71.0

1.47

490

300

HSLW1.5

150

115

75.5

1.50

435

250

22

HSLW2

150

115

74.0

2.00

435

250

23

NSLW1

150

115

36.2

1.00

435

250

24

NSC1

200

158

35.0

2.17

400

250

25

HSC1

200

138

69.0

2.48

400

250

26

HSC2

200

128

70.0

2.68

400

250

27

HSC3

200

158

67.0

1.67

400

250

28

HSC4

200

158

61.0

1.13

400

250

29

HSC5

150

113

70.0

1.88

400

250

30

NS4

300

218

40.0

0.73

400

250

31

HS2

300

218

64.7

0.73

400

250

32

HS3

350

263

65.4

1.44

400

400

33

NS5

400

313

40.0

1.58

400

400

34

ND65-1-1

320

275

64.3

1.50

500

200

35

ND65-2-1

240

200

70.2

1.70

500

150

36

ND95-1-1

320

275

83.7

1.50

500

200

37

ND95-1-3

320

275

89.9

2.50

500

200

38

ND95-2-1

240

200

88.2

1.70

500

150

39

ND95-2-1D

240

200

86.7

1.70

500

150

40

ND95-2-3

240

200

89.5

2.60

500

150

21

(fib 2001)

130

Table A.1 Details of collected slab test specimens

No.

Source

Specimen

Column

f cm

f sy

D or

shape

(mm)

(mm)

(MPa)

(%)

(MPa)

a (mm)

41

ND95-2-3D

240

200

80.3

2.60

500

150

42

ND95-2-3D+

240

200

98.0

2.60

500

150

43

ND95-3-1

120

88

85.1

1.80

500

100

44

(fib 2001)

ND115-1-1

320

275

112.0

1.50

500

200

45

ND115-2-1

240

200

119.0

1.70

500

150

46

ND115-2-3

240

200

108.1

2.60

500

150

47

P100

135

100

39.4

0.97

488

200

48

P150

190

150

39.4

0.90

488

200

49

P200

240

200

39.4

0.83

465

200

P300

345

300

39.4

0.76

468

200

P400

450

400

39.4

0.76

468

300

50

(Li 2000)

51
52

P500

550

500

39.4

0.76

433

300

53

(Birkle &

160

124

33.1

1.54

488

250

54

Dilger

230

190

33.5

1.30

531

300

55

2008)

10

300

260

31.0

1.10

524

350

56

HSC0

240

200

94.0

0.80

643

250

57

HSC1

245

200

91.0

0.80

627

250

HSC2

240

194

86.0

0.80

620

250

HSC4

240

200

92.0

1.20

596

250

60

HSC6

239

201

109.0

0.60

633

250

61

N/HSC8

242

198

95.0

0.80

631

250

62

12

125

98

60.4

1.30

550

150

63

13

125

98

43.6

1.30

550

150

64

14

125

98

60.8

1.30

550

150

65

21

125

98

41.9

1.30

650

150

66

22

125

98

84.2

1.30

650

150

67

25

125

98

32.9

1.20

650

150

68

26

125

98

37.6

1.20

650

150

69

27

125

98

33.7

1.00

650

150

70

S2.1

240

200

24.2

0.80

657

250

58

(fib 2001)

59

71

(fib 2001)

S2.2

240

199

22.9

0.80

670

250

72

S2.3

240

200

25.4

0.50

668

250

73

S2.4

240

197

24.2

0.50

664

250

74

S1.1

120

100

28.6

0.80

706

125

75

S1.2

120

99

22.9

0.80

701

125

76

I/1

100

77

25.8

1.39

500

200

77

I/2

100

77

23.4

1.20

500

200

78

I/3

100

77

27.4

0.92

500

200

79

I/4

100

77

32.3

1.20

500

200

80

I/5

100

79

28.2

0.87

480

200

131

Table A.1 Details of collected slab test specimens

No.

Source

Specimen

Column

f cm

f sy

D or

shape

(mm)

(mm)

(MPa)

(%)

(MPa)

81

I/6

100

79

21.9

0.80

480

a (mm)
200

82

II/1

250

200

34.9

1.00

530

250

83

II/2

160

128

33.3

1.00

485

160

84

II/3

160

128

34.3

1.00

485

160

85

II/4

80

64

33.3

1.00

480

80

86

II/5

80

64

34.3

1.00

480

80

87

II/6

80

64

36.2

1.00

480

80

88

III/1

120

95

23.2

0.80

494

150

89

III/2

120

95

9.5

0.80

494

150

90

III/3

120

95

37.8

0.80

494

150

91

III/4

120

93

11.9

1.50

464

150

92

III/5

120

93

26.8

1.50

464

150

93

III/6

120

93

42.6

1.50

464

150

94

V/1

150

118

34.3

0.80

628

54

95

V/2

150

118

32.2

0.80

628

170

96

V/3

150

118

32.4

0.80

628

110

97

V/4

150

118

36.2

0.80

628

102

98

A1/M1

140

114

16.3

1.10

255

203

99

A1/M2

140

117

15.5

1.50

282

203

100

A1/M3

140

121

14.2

1.90

282

203

101

(fib 2001)

A1/M4

140

124

14.0

1.00

432

203

102

A1/M5

140

117

21.0

1.20

432

203

103

A2/M2

140

117

32.8

1.50

282

203

104

A2/M3

140

121

32.5

1.90

282

203

105

A2/T1

140

124

39.3

1.00

432

203

106

A2/T2

140

124

41.4

1.70

432

203

107

A3/M1

140

124

18.8

1.00

255

203

108

A3/M2

140

102

19.3

1.70

282

203

109

A3/M3

140

117

27.3

1.90

282

203

110

A3/T1

140

121

20.6

1.00

432

203

111

A3/T2

140

119

16.0

1.20

432

203

112

A4/M1

140

114

38.3

1.10

255

203

113

A4/M2

140

119

29.2

1.50

282

203

114

A4/M3

140

117

32.2

1.90

322

203

115

A4/T1

140

114

32.8

1.10

432

203

116

A4/T2

140

117

29.3

1.20

432

203

117

II-1

102

82

10.5

1.20

457

221

118

II-4a

102

82

17.9

0.90

559

221

119

II-4b

102

82

9.8

0.90

466

201

120

II-4c

102

82

13.9

0.90

510

201

132

Table A.1 Details of collected slab test specimens

No.

Source

Specimen

Column

f cm

f sy

D or

shape

(mm)

(mm)

(MPa)

(%)

(MPa)

a (mm)

0.90

500

201

121

IIB20-2

128

108

15.0

122

IIB30-1

102

80

17.6

2.00

403

300

123

II-2

102

82

9.8

1.30

373

221

124

II-3

102

82

13.5

1.30

491

301.5

125

II-6

102

82

21.6

1.30

456

221

126

II-9

102

79

9.3

0.85

550

201

127

II-3

102

82

18.1

1.20

559

221

128

II-7

102

82

10.0

0.70

456

119

129

II-10

102

82

11.7

1.00

385

119

130

S1-60

152

114

23.3

1.10

399

254

S1-70

152

114

24.5

1.10

483

254

132

S5-60

152

114

22.2

1.10

399

254

133

S5-70

152

114

23.0

1.10

483

254

134

R1

152

114

26.6

1.40

328

254

135

R2

152

114

27.6

1.40

328

254

131

(fib 2001)

136

H1

152

114

26.1

1.10

328

254

137

M1A

152

114

20.8

1.50

481

254

138

VIII B-9

152

114

35.1

2.00

341

254

139

VIII B-11

152

114

40.4

3.00

325

254

140

VIII-14

152

114

38.2

0.90

303

254

141

14/1

140

112

26.4

1.31

500

200

142

14/2

140

112

22.8

1.31

500

200

143

16/1

160

133

25.0

0.95

500

200

144

(Pisanty

16/2

160

133

19.0

0.95

500

200

145

2005)

18/1

180

151

23.3

1.18

500

250

146

18/2

180

151

25.5

1.18

500

250

147

20/1

200

171

24.1

1.04

500

300

148

20/2

200

171

21.8

1.04

500

300

149

IA15a-5

149

117

27.9

0.80

454

150

150

IA30a-6

151

118

25.8

0.80

441

150

IA30a-24

158

128

25.9

1.00

456

300

IA30a-25

154

124

24.6

1.10

451

300

151
152

(fib 2001)

133

Table A.2 Predicted punching shear strength of collected test specimens

No.

V test
(kN)

1023

Proposed AS 3600
formula ACI 318
(kN)
(kN)
973

705

NZS

CSA

EC2

DIN

3101
(kN)

A23.3-04
(kN)

MC90
(kN)

1045-1
(kN)

668

788

931

910

763

728

753

714

842

775

742

2153

1824

3445

2215

3438

2307

2198

238

224

174

169

194

219

211

241

169

184

179

206

187

179

320

243

205

199

229

239

233

249

233

265

257

296

237

230

356

278

272

264

304

271

263

356

296

263

255

294

284

276

10

418

335

257

250

287

310

301

11

396

242

241

234

270

272

261

12

365

286

386

374

431

341

326

13

489

330

369

358

412

365

349

14

436

353

366

355

409

384

367

15

543

430

379

368

424

445

426

16

645

490

394

383

440

491

470

17

258

212

181

176

203

179

178

18

267

223

173

168

193

186

185

19

498

411

345

335

386

333

332

20

560

531

430

417

481

382

391

21

538.5

582

496

481

554

486

483

22

613.4

649

491

477

549

531

528

23

432.1

353

343

333

384

330

328

24

678

684

516

501

577

685

667

25

788

806

602

584

673

692

680

26

801

762

548

532

612

615

607

27

802

826

714

693

799

807

785

28

811

673

682

662

762

686

668

29

480

585

464

450

519

493

491

30

882

721

875

814

977

869

829

31

1023

907

1112

1035

1243

1026

978

32

2090

2089

1913

1620

2138

1955

1897

33

2234

2000

1915

1487

2120

2198

2109

34

2050

1381

1425

1179

1592

1774

1650

35

1200

845

798

774

891

1095

1019

36

2250

1534

1625

1345

1816

1941

1805

37

2400

1798

1684

1394

1883

2189

2035

38

1100

921

894

868

999

1183

1102

39

1300

915

886

860

991

1176

1095

40

1450

999

901

874

1007

1255

1169

134

Table A.2 Predicted punching shear strength of collected test specimens

No.

V test
(kN)

41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80

Proposed AS 3600
formula ACI 318
(kN)
(kN)

NZS

CSA

EC2

DIN

3101
(kN)

A23.3-04
(kN)

MC90
(kN)

1045-1
(kN)

1250

960

853

828

953

1210

1127

1450

1034

942

915

1053

1294

1205

330

246

208

201

232

254

242

2450

1729

1880

1556

2101

2142

1992

1400

1035

1039

1008

1161

1309

1219

1550

1073

990

961

1106

1338

1246

330

267

256

249

286

246

243

583

428

448

435

501

470

452

904

576

683

663

763

752

711

1381

872

1280

1015

1431

1372

1271

2224

1537

2390

1640

2481

2343

2182

2681

1826

3415

2096

3308

3366

3103

483

479

363

352

406

416

412

825

909

733

711

819

849

826

1046

1349

1201

1022

1342

1306

1257

965

936

932

905

1042

997

941

1021

921

917

890

1025

986

931

889

864

853

828

954

917

867

1041

1055

922

895

1031

1133

1070

960

903

1010

979

1130

959

906

944

953

923

896

1032

983

929

319

245

202

196

225

255

244

297

218

171

166

192

228

218

341

246

202

196

226

256

244

286

234

168

163

188

225

215

405

301

238

231

266

286

273

244

212

149

144

166

201

192

294

218

159

154

178

211

201

227

193

151

146

168

191

182

603

574

473

459

529

624

589

600

569

456

443

510

606

572

489

465

484

470

541

542

512

444

450

462

449

517

519

490

216

157

128

125

144

165

156

194

150

113

110

127

150

142

194

194

147

143

165

158

159

176

177

140

136

157

146

147

194

164

152

147

170

141

142

194

195

165

160

184

163

164

165

162

159

154

178

145

146

135

Table A.2 Predicted punching shear strength of collected test specimens

No.

V test
(kN)

81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120

Proposed AS 3600
formula ACI 318
(kN)
(kN)

NZS

CSA

EC2

DIN

3101
(kN)

A23.3-04
(kN)

MC90
(kN)

1045-1
(kN)

165

144

140

136

157

129

130

825

643

567

551

635

764

721

390

291

289

281

323

328

314

365

293

294

285

328

331

317

117

72

72

70

81

82

78

105

73

73

71

82

83

79

105

64

59

57

66

79

75

197

131

120

116

134

147

141

123

129

98

95

109

113

110

214

177

195

189

218

188

183

154

180

106

103

119

148

144

214

207

159

154

178

199

193

248

236

201

195

224

234

228

170

142

162

157

181

214

195

280

276

262

254

293

267

258

265

207

208

202

233

238

224

285

202

213

206

238

243

228

322

184

198

193

222

233

228

346

229

200

195

224

264

259

307

263

201

195

225

293

286

259

240

206

200

231

245

239

346

273

233

226

261

274

269

419

282

292

283

326

346

339

430

324

304

295

340

395

386

419

318

346

336

386

355

346

439

414

355

344

397

431

420

247

199

239

232

267

273

266

336

225

186

180

208

239

236

298

298

266

258

297

351

344

328

257

242

235

270

271

265

298

261

208

202

233

255

250

259

243

304

295

340

316

310

341

276

282

273

315

342

334

541

333

289

280

323

372

364

384

291

281

273

315

299

293

402

299

276

268

308

309

302

181

138

86

83

96

112

111

245

147

112

109

126

125

124

162

128

99

96

111

106

106

215

145

118

114

132

121

121

136

Table A.2 Predicted punching shear strength of collected test specimens

No.

V test
(kN)

121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152

Proposed AS 3600
formula ACI 318
(kN)
(kN)

NZS

CSA

EC2

DIN

3101
(kN)

A23.3-04
(kN)

MC90
(kN)

1045-1
(kN)

177

171

307

180

138

134

154

239

221

136

132

152

178

181

152

127

83

80

93

112

111

244

223

157

153

176

165

170

240

167

123

120

138

151

150

157

129

92

89

102

95

96

201

170

113

110

126

138

137

117

73

56

54

62

75

71

98

83

60

58

67

90

85

389

308

275

267

308

289

288

393

341

282

274

316

294

293

343

303

269

261

300

284

283

378

335

274

266

306

288

287

312

328

294

286

329

329

327

394

333

300

291

335

333

332

372

294

291

283

326

301

300

433

375

260

253

291

308

307

505

430

338

328

378

408

406

578

442

363

352

405

428

427

334

301

352

342

394

322

321

390

308

244

237

273

284

278

355

296

227

220

254

269

264

376

315

301

292

337

332

322

445

300

263

255

293

301

292

581

485

398

386

444

463

452

606

497

416

404

465

479

467

835

618

538

522

601

589

577

822

599

511

496

572

569

557

255

175

176

171

197

226

214

275

171

171

166

192

223

211

430

346

298

289

333

341

335

408

340

279

271

312

328

323

137

138

Appendix B
In this appendix, details of prestressed slab test specimens which were used to evaluate the
suggested method are presented. Also, the reported failure load of the test specimens and the
predicted punching shear strength of the test specimens using formulae of design standards are
provided.
In Table B. 1, a reference number is given to each test specimen, and the source in which the
test specimen was reported is provided. The shape of the column of the test specimen is given
in Table B. 1 where C stands for the circular column and S stands for the square column.
Further, the thickness of slabs (h), the effective depth of tensile reinforcement (d), the average
compressive strength of concrete (fcm), the tensile reinforcement ratio of the slab (), the yield
strength of the tensile reinforcement (fsy), the diameter of circular columns (D), the side
dimension of square columns (a), the ratio of the average bending moment to the shear force
(m/V), the average compressive stress in the slab (cp), and the depth of prestressing tendons

over the column (dp) are given in Table B. 1.


In Table B. 2, the predicted punching shear strength of each test specimen of the databank is
provided using the proposed formula.
In Table B. 3, the predicted punching shear strength of each test specimen is given using AS
3600-2009, ACI 318-05, CSA A23.3-04, Eurocode2, and DIN 1045-1. Also, the predicted
punching shear of each test specimen is given using AS 3600-2009 with inclusion of the vertical
component of tendons crossing within a distance of d/2 from faces of the column.

The

predicted punching shear strength of test specimens are also calculated for ACI 318-05 and
CSA A23.3-04 with ignoring the limit on fc.
It should be mentioned that the reference number for each test specimen is the same in Table B.
1, Table B. 2, and Table B. 3.

139

Table B. 1 Details of collected prestressed slab test specimens


No.

Source

Specimen

Column

f' c

f sy

D or

cp

dp

shape

(mm)

(mm)

(Mpa)

(%)

A1

125

109

37.8

0.62

553

100

3.31

91

A2

127

113

37.8

0.47

553

100

2.14

97

A3

128

109

37.8

0.62

553

100

3.16

86

A4

129

104

37.8

0.51

553

100

1.98

86

B1

124

114

40.1

0.60

553

200

3.39

98

B2

124

110

40.1

0.48

553

200

2.23

94

B3

124

108

40.1

0.63

553

200

3.12

90

B4

124

106

40.1

0.50

553

200

2.16

89

C1

126

111

41.6

0.61

525

300

3.33

94

10

C2

122

105

41.6

0.50

525

300

2.26

89

11

C3

124

106

41.6

0.64

525

300

3.48

90

C4

123

102

41.6

0.52

525

300

2.31

85

12

(Silva,

(MPa) a (mm) (MPa) (mm)

13

Regan &

D1

124

100

44.1

0.68

540

200

3.34

83

14

M elo 2005)

D2

123

106

44.1

0.50

540

200

2.23

90

15

and

D3

125

103

44.1

0.51

540

200

2.27

90

16

(Silva,

D4

125

111

44.1

0.48

540

300

2.22

95

17

Regan &

LP2

130

105

52.4

1.70

500

150

2.19

65

18

M elo 2007)

65

LP3

130

105

52.4

1.70

500

150

4.28

19

LP4

130

105

50.7

1.70

500

150

0.8

81

20

LP5

130

105

50.7

1.70

500

150

1.33

81

21

LP6

130

105

52.4

1.70

500

150

1.76

81

22

SP1

175

140

36.5

2.70

500

150

3.94

135

23

SP4

175

140

41.7

2.70

500

150

4.28

135

24

SP5

175

140

40.9

2.70

500

150

3.28

135

25

SP6

175

140

42.5

2.70

500

150

3.5

135

26

M4

160

134

51.9

0.92

500

180

1.95

120

27

V1

150

124

33.6

0.62

500

200

1.7

114

28

V2

150

123

36

0.90

500

200

1.66

114

29

V3

150

122

36

0.62

500

200

3.09

114

30

V6

150

120

30.4

0.62

500

200

1.77

75

31

V7

150

124

31.2

0.62

500

200

1.77

114

32

V8

150

124

35.2

0.62

500

200

1.77

114

33

PC1

250

210

44

0.77

591

260

34

(Clemente &

PC3

250

210

43.8

0.77

591

260

35

M uttoni 2010)

PC2

250

210

45.3

1.40

577

260

36

PC4

250

210

44.4

1.40

577

260

37

AR5

100

80

35.7

1.60

523

200

38

AR7

100

80

43.9

1.60

523

200

2.75

39

AR8

100

80

41.6

1.60

481

200

40

AR10

100

80

41.4

1.60

481

200

62

41

(Ramos &

AR11

100

80

38

1.60

481

200

62

42

Lucio 2006)

AR12

100

80

31.3

1.60

481

200

62

43

AR13

100

80

32.5

1.60

481

200

62

44

AR14

100

80

28.2

1.60

481

200

62

45

AR15

100

80

31.7

1.60

481

200

62

46

AR16

100

80

30.6

1.60

481

200

62

140

Table B. 2 Predicted punching shear strength of collected test specimens using the suggested
method
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

V test
(kN)
380
315
353
321
582
488
520
459
720
557
637
497
497
385
395
532
355
415
390
475
437
988
884
780
728
773
450
525
570
375
475
518
1201
1338
1397
1433
251
288
380
371
342
280
261
208
262
351

V uo
(kN)
142
129
144
125
247
217
240
214
341
297
333
296
240
217
219
322
322
322
318
318
322
460
476
473
479
377
219
264
220
206
214
222
839
837
1099
1090
240
259
244
243
236
222
225
216
223
221

mo
(kN.m)/m
9
6
9
5
9
6
8
6
9
6
9
6
9
6
6
6
6
12
2
4
5
20
22
17
18
8
6
6
12
7
7
7
0
0
0
0
3
5
0
0
0
0
0
0
0
0

Vo
(kN)
70
47
70
45
79
52
73
50
90
58
91
60
78
51
54
59
53
104
19
32
43
159
172
132
141
59
51
50
93
53
53
53
0
0
0
0
24
33
0
0
0
0
0
0
0
0

141

me
Ve
(kN.m)/m (kN)
12
96
9
74
9
73
5
45
15
138
9
80
11
98
7
66
13
133
8
79
12
124
7
68
9
79
8
71
8
71
9
93
0
0
0
0
2
14
3
24
4
32
33
258
36
281
27
215
29
229
12
88
10
79
10
77
18
143
0
0
10
82
10
82
75
375
150
750
75
375
150
750
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

Vp
(kN)
9
10
0
0
32
30
13
13
41
35
18
15
10
12
0
40
0
0
8
13
11
19
21
0
0
27
66
61
116
0
68
70
0
0
0
0
0
0
72
56
40
66
34
0
0
74

V up
(kN)
318
261
287
214
496
380
424
343
606
469
566
440
407
351
344
513
375
426
360
387
407
895
950
820
849
550
414
451
571
259
416
427
1214
1587
1474
1840
264
291
316
299
276
288
259
216
223
295

Table B. 3 Predicted punching shear strength of collected test specimens using formulae of design
standards

No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46

AS 3600- AS 3600- ACI 318-05 ACI 318-05 CSA A23.3 CSA A23.3
2009 2009+V p f' c 35MPa no limit on f' c f' c 35MPa no limit on f' c
(kN)
(kN)
(kN)
(kN)
(kN)
(kN)
281
290
256
262
301
309
263
273
237
244
282
290
277
277
243
249
288
296
228
228
196
202
235
242
454
486
424
441
495
517
385
415
356
372
420
440
411
424
366
382
431
452
363
376
320
335
380
399
582
623
536
565
627
662
488
524
443
469
523
555
557
575
493
520
578
612
473
489
411
436
489
520
391
401
336
362
396
428
380
392
322
349
383
416
367
367
300
326
358
390
534
573
475
513
561
607
334
334
254
296
305
354
401
401
297
338
374
427
285
293
217
255
256
299
302
315
240
277
284
328
320
331
252
293
299
348
526
544
468
474
569
577
565
586
471
496
587
621
513
513
439
462
519
548
530
530
450
478
530
566
511
538
415
477
491
567
313
379
342
342
397
397
317
377
337
340
392
396
366
482
442
445
503
506
290
290
257
257
308
308
307
374
339
339
393
393
322
392
354
355
410
411
890
890
679
761
771
864
888
888
679
759
771
862
903
903
679
772
771
877
894
894
679
764
771
868
236
236
208
209
249
251
276
276
228
246
271
294
196
268
226
240
247
263
196
252
210
223
231
246
188
228
194
200
215
222
170
236
212
212
231
231
174
208
182
182
203
203
162
162
138
138
157
157
172
172
147
147
166
166
169
243
218
218
238
238

142

EC2
(kN)
311
283
274
220
440
344
364
314
501
381
440
360
343
323
297
420
365
407
350
373
392
774
809
688
721
540
424
452
545
286
422
438
877
875
1083
1075
226
252
280
264
242
254
259
212
189
261

DIN
1045-1
(kN)
255
231
243
193
375
308
325
277
444
360
404
331
304
285
263
392
354
396
330
346
356
659
697
640
654
490
393
426
481
304
390
404
839
838
1037
1029
228
254
281
265
242
255
226
182
190
262

Appendix C
In this appendix, details of test specimens with shear reinforcement which were used to evaluate
the suggested method are presented. Also, the reported failure load of test specimens and the
predicted punching shear strength of test specimens using formulae of ACI 318-05, CSA A23.304, and Eurocode2 are provided.
In Table C.1, a reference number is given to each test specimen, and the source in which the test
specimen was reported is provided. Further, the thickness of the slab (h), the effective depth of
tensile reinforcement (d), the average compressive strength of concrete (fcm), the tensile
reinforcement ratio of the slab (), the yield strength of the tensile reinforcement (fsy), the side
dimension of square columns (a), the cross sectional area of shear reinforcement in one row
around the column (Asv), the yield strength of shear reinforcement (fsvy), the radial distance
between the first row of shear reinforcement and the face of column (so), the radial spacing
between rows of shear reinforcement (sr), and the tangential spacing between shear
reinforcement are given in Table C.1.
In Table C.2, the predicted punching shear strength of each test specimen of the databank is
provided using the suggested formulae.
In Table C.3, the predicted punching shear strength of each test specimen is provided using ACI
318-05.
In Table C.4, the predicted punching shear strength of each test specimen is presented using
Eurocode2.
In Table C.5, the predicted punching shear strength of each test specimen is given using DIN
1045-1.
It should be mentioned that the reference number for each test specimen is the same in Table
C.1, Table C.2, Table C.3, Table C.4, and Table C.5.

143

Table C.1 Details of collected slab test specimens with shear reinforcement

No.

Source

Test

f' c

specimen (mm) (mm) (MPa) (%)


1

f sy

A sv

f svy

so

sr

st

No. of

side

shear

dimnesion of

(MPa) (mm) 2 (MPa) (mm) (mm) (mm) reinforcment square column

160

124

38

1.54

488

568

465

30

rows

(mm)

60

250

250
250

(Birkle &

160

124

29

1.54

488

568

393

45

90

250

Dilger

230

190

35

1.3

531

568

460

50

100

300

300

2008)

230

190

35.2

1.3

531

568

460

75

150

300

300

11

300

260

30

1.1

524

1016

409

65

130

350

350

12

300

260

33.8

1.1

524

1016

409

95

195

350

350
250

AB3

150

142

23

1.1

516

852

278

70

105

250

(M okhtar,

AB4

150

142

41

1.1

516

852

278

70

105

250

250

Ghlia &

AB5

150

142

30

1.1

516

852

278

70

105

250

250

10

Dilger

AB6

150

142

29

1.1

516

852

278

70

105

250

250

11

1985)

AB7

150

142

35

1.1

448

852

278

70

105

250

250

AB8

150

142

30

1.1

448

852

278

70

105

250

250

12
13

(M arzouk &

HS22

150

120

60

1.1

490

2120

400

60

90

250

250

14

Jiang 1997)

HS23

150

120

60

1.1

490

942

400

60

90

250

250

SC7

150

121

33.6

1.17

450

868

350

60

120

310

310

15
16

SC11

150

121

33.6

1.17

450

992

500

60

120

310

310

(Seible,

SC12

150

121

33.6

1.17

450

496

500

30

50

310

310

18

Ghali &

SC13

150

121

33.6

1.17

450

496

500

30

50

310

310

19

Dilger 1980)

SC8

150

121

33.6

1.17

450

900

490

60

120

310

310

SC9

150

121

33.6

1.17

450

600

490

60

60

310

310

17

20
21

SC10

150

121

33.6

1.17

450

500

490

60

40

310

310

220

174

24

1.28

567

628

560

90

90

270

10

270

22

(Vollum,

23

Abdel-Fattah,

220

174

27.2

1.28

567

628

560

90

90

270

270

24

Eder &

220

174

27.2

1.28

567

628

560

90

90

270

270

25

Elghazouli

220

174

23.3

1.28

567

628

560

90

90

270

10

270

26

2010)

220

174

23.3

0.64

567

628

560

90

90

270

10

270

S2

200

159

34.5

1.26

670

225

450

80

80

150

200

28

(Gomes &

S3

200

159

39.2

1.26

670

300

450

80

80

150

200

29

Regan 1999)

27

30

S4

200

159

32.1

1.26

670

400

450

80

80

150

200

S5

200

159

34.7

1.26

670

630

450

80

80

150

200

144

Table C.2 Predicted punching shear strength of slab test specimens with shear reinforcement using
the suggested method

V test

V flex

V wcr

V ts

V tc

V it

V uout

V us

(kN)

(kN)

(kN)

(kN)

(kN)

(kN)

(kN)

(kN)

634

922

572

204

944

1149

598

572

574

922

499

217

532

749

546

499

1050

1845

1102

381

859

1240

1158

1102

1091

1845

1105

381

573

953

1160

953

1620

2875

1737

588

1438

2026

1787

1737

1520

2875

1844

566

960

1523

1859

1523

545

590

534

228

554

783

565

534

583

648

713

201

975

1176

685

648

583

646

610

214

554

768

617

610

10

541

615

600

216

975

1191

610

600

11

572

562

659

190

554

745

650

562

12

508

550

610

197

975

1172

617

550

13

605

623

688

157

1956

2113

590

590

14

590

623

688

157

869

1026

590

590

15

623

623

605

199

530

729

538

538

16

596

623

605

199

865

1065

538

538

17

595

623

605

199

1038

1238

538

538

18

580

623

605

199

1038

1238

538

538

19

592

623

605

199

769

969

538

538

20

594

623

605

199

1026

1225

538

538

21

537

623

605

199

1282

1482

538

538

22

876

1225

757

360

1176

1536

858

757

23

884

1225

806

347

1176

1524

894

806

24

888

1225

806

347

1176

1524

894

806

25

880

1225

746

363

1176

1539

849

746

26

748

752

746

236

1176

1412

674

674

27

693

1403

671

256

348

604

669

604

28

773

1431

715

247

464

711

698

698

29

853

1385

647

261

619

880

721

647

30

853

1404

672

255

975

1230

740

672

No.

145

Table C.3 Predicted punching shear strength of slab test specimens with shear reinforcement using
ACI 318-05
ACI 318-05

V test

V flex

(kN)

(kN)

V max (kN)

V sd (kN)

V uout (kN)

V us (kN)

634

922

572

670

393

393

574

922

499

472

471

471

1050

1845

1102

806

818

806

1091

1845

1105

660

1227

660

1620

2847

1737

1404

1318

1318

1520

2847

1844

1163

2104

1163

545

590

534

497

689

497

583

648

713

708

921

648

583

646

610

522

787

522

10

541

615

600

670

620

600

11

572

562

659

538

681

538

12

508

550

610

674

552

550

13

605

623

688

1358

426

426

14

590

623

688

729

507

507

15

623

623

605

506

310

310

16

596

623

605

610

310

310

17

595

623

605

692

310

310

18

580

623

605

692

310

310

19

592

623

605

572

310

310

20

594

623

605

696

310

310

21

537

623

605

820

310

310

22

876

1225

757

748

966

748

23

884

1225

806

764

714

714

24

888

1225

806

764

714

714

25

880

1225

746

744

951

744

26

748

752

746

744

951

744

27

693

1403

671

405

342

342

28

773

1431

715

480

365

365

29

853

1385

647

539

399

399

30

853

1404

672

735

487

487

No.

146

Table C.4 Predicted punching shear strength of slab test specimens with shear reinforcement using
Eurocode2
Eurocode2

V test

V flex

(kN)

(kN)

V max (kN)

V sd (kN)

V uout (kN)

V us (kN)

634

922

1199

823

540

540

574

922

954

628

491

491

1050

1845

2059

1128

1084

1084

1091

1845

2069

969

1086

969

1620

2847

2883

1929

1640

1640

1520

2847

3192

1650

1711

1650

545

590

890

786

509

509

583

648

1460

868

624

624

583

646

1125

817

559

559

10

541

615

1092

826

553

553

11

572

562

1282

835

590

562

12

508

550

1125

830

559

550

13

605

623

1642

1513

535

535

14

590

623

1642

853

535

535

15

623

623

1309

670

488

488

16

596

623

1309

722

488

488

17

595

623

1309

806

488

488

18

580

623

1309

806

488

488

19

592

623

1309

683

488

488

20

594

623

1309

810

488

488

21

537

623

1309

938

488

488

22

876

1225

1223

1004

788

788

23

884

1225

1367

1026

824

824

24

888

1225

1367

1026

824

824

25

880

1225

1191

999

780

780

26

748

752

1191

903

619

619

27

693

1403

1135

610

634

610

28

773

1431

1261

694

663

663

29

853

1385

1068

751

690

690

30

853

1404

1140

961

709

709

No.

147

Table C.5 Predicted punching shear strength of slab test specimens with shear reinforcement using
CSA A23.3-04
CSA A23.3-04

V test

V flex

(kN)

(kN)

V max (kN)

V sd (kN)

V uout (kN)

V us (kN)

634

922

858

801

439

439

574

922

749

587

545

545

1050

1845

1652

1059

962

962

1091

1845

1657

914

1419

914

1620

2847

2606

1804

1556

1556

1520

2847

2766

1587

2439

1587

545

590

801

619

792

590

583

648

1069

872

1058

648

583

646

915

662

905

646

10

541

615

899

808

717

615

11

572

562

988

689

788

562

12

508

550

915

814

641

550

13

605

623

1032

1516

501

501

14

590

623

1032

888

591

591

15

623

623

907

645

365

365

16

596

623

907

749

365

365

17

595

623

907

831

365

365

18

580

623

907

831

365

365

19

592

623

665

602

365

365

20

594

623

665

726

365

365

21

537

623

665

850

365

365

22

876

1225

833

785

1112

785

23

884

1225

886

804

833

804

24

888

1225

886

804

833

804

25

880

1225

820

781

1096

781

26

748

752

820

781

1096

752

27

693

1403

1006

559

415

415

28

773

1431

1072

645

443

443

29

853

1385

970

688

478

478

30

853

1404

1009

890

578

578

No.

148

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