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Curso de Ps-graduao em Zoologia, Universidade Federal do Par/Museu Paraense Emlio Goeldi, Caixa Postal 399, CEP 66040-170 Belm, PA, Brazil
Coordenao de Zoologia, Museu Paraense Emlio Goeldi, Caixa Postal 399, CEP 66040-170 Belm, PA, Brazil
a r t i c l e
i n f o
Article history:
Received 23 June 2014
Revised 20 September 2014
Accepted 26 September 2014
Available online 5 October 2014
Keywords:
Diversication hypotheses
Historical biogeography
Phylogeography
Population genetics
Refuges
Taxonomy
a b s t r a c t
The growing knowledge on paleogeography and the recent applications of molecular biology and phylogeography to the study of the Amazonian biota have provided a framework for testing competing hypotheses of biotic diversication in this region. Here, we reconstruct the spatio-temporal context of
diversication of a widespread understory polytypic Amazonian bird species (Thamnophilus aethiops)
and contrast it with different hypotheses of diversication and the taxonomy currently practiced in the
group. Sequences of mtDNA (cytochrome b and ND2) and nuclear (b-brinogen introns 5 and 7 and the
Z-liked Musk4) genes, adding up to 4093 bp of 89 individuals covering the Amazonian, Andean, and Atlantic Forest populations of T. aethiops were analyzed. Phylogenetic and population genetics analyses
revealed ten reciprocally monophyletic and genetically isolated or nearly-isolated lineages in T. aethiops,
highlighting several inconsistencies between taxonomy and evolutionary history in this group. Our data
suggest that the diversication of T. aethiops started in the Andean highlands, and then proceeded into
the Amazonian lowlands probably after the consolidation of the modern Amazonian drainage. The main
cladogenetic events in T. aethiops may be related to the formation and structuring of large Amazonian rivers during the Late MioceneEarly Pleistocene, coinciding with the dates proposed for other lineages of
Amazonian organisms. Population genetics data do not support climatic uctuations as a major source
of diversication in T. aethiops. Even though not entirely concordant with paleobiogeographic models
derived from phylogenies of other vertebrate lineages, our results support a prominent role for rivers as
major drivers of diversication in Amazonia, while underscoring that different diversication scenarios
are probably related to the distinct evolutionary origins of groups being compared.
2014 Elsevier Inc. All rights reserved.
1. Introduction
Since the 19th century, the high species diversity of the Amazon
allied to multifaceted patterns of geographical distributions instigated naturalists and researchers to explain such complexity
(Wallace, 1852; Haffer, 1969; Bates, 2001).
Despite the large number of distinct hypotheses to explain
Amazonian biodiversity (e.g., refuge hypothesis, Haffer, 1969; riverine hypothesis, Wallace, 1852; Ayres and Clutton-Brock, 1992;
riverine-refuge hypothesis, Ayres and Clutton-Brock, 1992;
Haffer, 1993, 2001; ecological gradients hypothesis, Endler, 1977;
museum hypothesis, Roy et al., 1997; and marine incursions,
Corresponding author.
E-mail address: aleixo@museu-goeldi.br (A. Aleixo).
http://dx.doi.org/10.1016/j.ympev.2014.09.023
1055-7903/ 2014 Elsevier Inc. All rights reserved.
Bates, 2001), and the common sense that many causations have
operated for the formation of such diversity (Bush, 1994; Haffer,
2001; Miller et al., 2008), recent phylogeographic and paleobiogeographic reconstructions (Aleixo and Rossetti 2007; Patel et al.,
2011; Weir and Price, 2011; Ribas et al., 2012) have postulated
the formation of the current Amazonian physical landscape as
the main source of cladogenetic events among the studied lineages.
The formation of the Amazon basin was ultimately driven by
the Andean uplift and related arches, which resulted in the formation of a large uvio-lacustrine system in western Amazonia, during the early Miocene (Espurt et al., 2010; Mora et al., 2010). With
the continuous rise of the Andes in the middle Miocene, this system probably expanded to the Purus Arch, a tectonic structure
located 300 km west of Manaus, and which separates the Solimes
and Amazonas sedimentary basins (Figueiredo et al., 2009; Hoorn
96
et al., 2010). The period when the Purus Arch was breached probably marked the onset of the development of the transcontinental
Amazon River, draining eastward the western uvio-lacustrine
system, and enabling the formation of upland terra-rme forests
in the western Amazonia; however, the timing of this event is still
a matter of controversy, with two main proposed periods based on
different sources of evidence: late Miocene, between 6.5 and 10 Ma
(Hoorn et al., 2010; Latrubesse et al., 2010) and Pliocene (approximately 2.5 Ma; Campbell et al., 2006). Despite the fact that major
interuves of the Amazonian region delineate the geographical
distribution of most endemic vertebrate taxa and that this has provided the basis for the recognition of the so called areas of endemism (Cracraft, 1985; Silva et al., 2005), the process of river
dynamics driving population divergence is still poorly understood,
with multiple area-relationships patterns documented so far
(Aleixo, 2004; Fernandes et al., 2012; Ribas et al., 2012; dHorta
et al., 2013). This suggests that although rivers have been barriers
to gene ow, other historical events probably contributed to the
overall diversication pattern. However, this knowledge is still
meager when compared with the rich and complex biodiversity
of Amazonia, preventing the recognition of a general model or sets
of heuristic models of diversication, corroborated by several
lineages.
The polytypic species Thamnophilus aethiops (Aves: Thamnophilidae) is a good model to study the paleobiogeography of the
Amazon basin due the following reasons: (1) it is widely distributed in Amazonia and neighboring areas such as the Andes and
the Atlantic Forest in eastern Brazil, two areas known to be historically connected to the development of modern Amazonia; (2) it is
restricted to the understory of upland terra-rme forest, rapidly
responding to environmental change (Stotz et al., 1996); and (3)
subspecies distributions are mainly bounded by the major tributaries of the Amazon River, with some important exceptions that can
provide insights into the circumstances whereby a single lineage
does and does not respond to rivers as barriers. Thus, we estimated
the spatio-temporal scenario of diversication of the polytypic T.
aethiops to address the following questions: (1) what are the evolutionary relationships among the populations/subspecies of T.
aethiops? (2) what are the relationships between the events that
led to diversication in T. aethiops and the paleogeographic models
proposed for the formation of Amazonia? (3) do the demographic
history of the studied populations support any particular diversication hypothesis?
97
Fig. 1. (a) Phylogenetic relationships among major clades of the polytypic Thamnophilus aethiops and outgroups derived from Bayesian and Maximum likelihood inferences
based on sequences of the mtDNA genes (cyt b and ND2; 2033 bp) and all loci combined (cyt b, ND2, Bf5, Bf7 and Musk4; 4093 bp). Nodal support values correspond to
posterior probabilities (above) and bootstrap pseudo-replicates (below) obtained, respectively, in the mtDNA and concatenated dataset analyses. (b) Map showing the current
distribution and sampled localities of major clades of the polytypic T. aethiops. Sample codes are the same used in Fig. 1a and Table 1. (c) Haplotype network of the ve
sequenced genes estimated through HaploViewer (Salzburger et al., 2011). Clade colors are the same as in Fig. 1a and 1b. Numbers inside circles represent actual number of
individuals having a particular haplotype, with circle sizes being proportional to it, while numbers on connecting branches are nucleotide substitutions higher than one
separating haplotypes. Asterisks beside light blue circles represent the number of individuals from the Pernambuco area of endemism. (d) Bayesian Phylogenetics and
Phylogeography (BP&P) results. Numbers on braches represent the number of times a given node was recovered with a speciation probability P0.95 based on six analyses
performed using two algorithms (0 and 1) and three combinations of priors on ancestral population sizes and divergence times (see methods). (e) Overlapped Bayesian
estimated chronograms derived from alternative dating analyses based on the concatenated mtDNA (cyt b and ND2; 2033 bp; branches and 95% of condence interval in dark
gray) and a multi-locus coalescent species tree (mtDNA, Bf5/Bf7 and Musk4; 4093 bp; branches and 95% condence intervals in Black). Asterisks and crosses represent values
of posterior probability P95% for the species tree and concatenated mtDNA analyses, respectively. (For interpretation of the references to color in this gure legend, the
reader is referred to the web version of this article.)
98
Table 1
Code (as in Fig. 1a and b), taxon (species or subspecies following the taxonomy in Zimmer and Isler, 2003), lineage (named according to recognized Neotropical areas of endemism as
in Silva et al., 2005, with some modications), N voucher number, Inst. institution (MPEG: Museu Paraense Emlio Goeldi; LSUMZ: Louisiana State University Museum of Natural
Science), and locality information (presented coordinates are plotted in Fig. 1b) associated with each sample of Thamnophilus aethiops and outgroups sequenced in this study.
Code
Taxon
Lineage
Inst.
Locality
Coordinates
T1
T. a. atriceps
Tapajs
63,888
MPEG
T2
T. a. atriceps
Tapajs
70,861
MPEG
06S040 1200
55W190 1200
04S260 2400
55W380 2400
T2
T3
T. a. atriceps
T. a. atriceps
Tapajs
Tapajs
70,862
59,159
MPEG
MPEG
T3
T3
T. a. atriceps
T. a. atriceps
Tapajs
Tapajs
59,160
59,161
MPEG
MPEG
X1
T. a. atriceps
Xingu
57,707
MPEG
X1
X1
X2
T. a. atriceps
T. a. atriceps
T. a. atriceps
Xingu
Xingu
Xingu
57,708
57,709
70,635
MPEG
MPEG
MPEG
X3
T. a. atriceps
Xingu
70,658
MPEG
P1
T. a. distans
Pernambuco
70,454
MPEG
P1
P1
P2
T. a. distans
T. a. distans
T. a. distans
Pernambuco
Pernambuco
Pernambuco
70,455
70,457
70,459
MPEG
MPEG
MPEG
P2
P2
T. a. distans
T. a. distans
Pernambuco
Pernambuco
70,460
70,458
MPEG
MPEG
B1
T. a. incertus
Belm
58,647
MPEG
B2
T. a. incertus
Belm
61,190
MPEG
B2
B3
T. a. incertus
T. a. incertus
Belm
Belm
61,192
58,632
MPEG
MPEG
B4
T. a. incertus
Belm
70,559
MPEG
EI1
T. a. injunctus
Eastern Inambari
68,883
MPEG
EI2
T. a. injunctus
Eastern Inambari
71,054
MPEG
EI2
EI2
EI2
EI3
T.
T.
T.
T.
Eastern
Eastern
Eastern
Eastern
71,055
71,056
71,057
60,637
MPEG
MPEG
MPEG
MPEG
Brazil,
Brazil,
Brazil,
Brazil,
WI1
T. a. kapouni
Western Inambari
58,016
MPEG
WI2
T. a. kapouni
Western Inambari
59,837
MPEG
WI3
T. a. kapouni
Western Inambari
60,171
MPEG
WI4
T. a. kapouni
Western Inambari
60,631
MPEG
WI4
WI5
T. a. kapouni
T. a. kapouni
Western Inambari
Western Inambari
60,632
62,071
MPEG
MPEG
WI6
T. a. kapouni
Western Inambari
40,722
LSUMZ
WI6
WI7
T. a. kapouni
T. a. kapouni
Western Inambari
Western Inambari
40,661
11,235
LSUMZ
LSUMZ
WI8
T. a. juruanus
Western Inambari
59,966
MPEG
WI9
T. a. juruanus
Western Inambari
60,634
MPEG
WI9
WI10
T. a. juruanus
T. a. juruanus
Western Inambari
Western Inambari
60,636
60,638
MPEG
MPEG
WI11
T. a. juruanus
Western Inambari
61,297
MPEG
WI11
WI11
T. a. juruanus
T. a. juruanus
Western Inambari
Western Inambari
61,298
61,300
MPEG
MPEG
a.
a.
a.
a.
injunctus
injunctus
injunctus
injunctus
Inambari
Inambari
Inambari
Inambari
07S110 2400
55W300 0000
02S320 2400
51W330 0000
06S000 0000
51W190 4800
06S090 0000
50W240 0000
09S100 1200
35W320 2400
08S480 0000
35W190 1200
01S330 3600
47W390 3600
02S180 0000
48W390 3600
02S320 2400
48W010 4800
01S020 2400
47W270 3600
04S040 4800
60W390 3600
07S310 1200
63W200 2400
09S460 4800
67W190 4800
08S210 0000
73W180 3600
11S030 3600
70W160 1200
04S390 0000
68W190 4800
07S530 2400
71W390 3600
08S330 0000
72W520 1200
07S330 1900
75W540 3200
08S250 3300
74W220 2600
02S190 4800
67W360 0000
09S210 0000
68W060 0000
10S070 4800
67W190 4800
09S540 3600
68W190 1200
99
Taxon
Lineage
Inst.
Locality
Coordinates
WI12
T. a. juruanus
Western Inambari
62,069
MPEG
07S330 0000
72W360 3600
WI12
WI13
T. a. juruanus
T. a. juruanus
Western Inambari
Western Inambari
62,070
59,965
MPEG
MPEG
WI14
T. a. juruanus
Western Inambari
63,336
MPEG
WI15
T. a. juruanus
Western Inambari
64,546
MPEG
WI16
T. a. juruanus
Western Inambari
8984
LSUMZ
WI17
T. a. juruanus
Western Inambari
1164
LSUMZ
EN1
T. a. polionotus
Eastern Negro
59,521
MPEG
EN1
EN1
T. a. polionotus
T. a. polionotus
Eastern Negro
Eastern Negro
59,522
59,523
MPEG
MPEG
WN1
T. a. polionotus
Western Negro
59,524
MPEG
WN2
T. a. polionotus
Western Negro
59,525
MPEG
WN3
T. a. polionotus
Western Negro
62,770
MPEG
WN3
T. a. polionotus
Western Negro
62,771
MPEG
NR1
T. a. punctuliger
Northern Rondnia
62,215
MPEG
NR1
NR1
NR2
T. a. punctuliger
T. a. punctuliger
T. a. punctuliger
Northern Rondnia
Northern Rondnia
Northern Rondnia
62,216
58,100
68,944
MPEG
MPEG
MPEG
NR2
NR3
T. a. punctuliger
T. a. punctuliger
Northern Rondnia
Northern Rondnia
68,965
66,127
MPEG
MPEG
NR4
T. a. punctuliger
Northern Rondnia
67,048
MPEG
SR1
T. a. punctuliger
Southern Rondnia
54,953
MPEG
SR1
SR2
T. a. punctuliger
T. a. punctuliger
Southern Rondnia
Southern Rondnia
54,955
61,575
MPEG
MPEG
SR2
SR2
SR3
T. a. punctuliger
T. a. punctuliger
T. a. punctuliger
Southern Rondnia
Southern Rondnia
Southern Rondnia
61,576
70,226
67,397
MPEG
MPEG
MPEG
SR3
SR3
SR4
T. a. punctuliger
T. a. punctuliger
T. a. punctuliger
Southern Rondnia
Southern Rondnia
Southern Rondnia
67,396
67,398
67,442
MPEG
MPEG
MPEG
SR4
SR5
T. a. punctuliger
T. a. punctuliger
Southern Rondnia
Southern Rondnia
67,443
69,215
MPEG
MPEG
SR6
T. a. punctuliger
Southern Rondnia
58,704
MPEG
SR6
SR6
SR7
T. a. punctuliger
T. a. punctuliger
T. a. punctuliger
Southern Rondnia
Southern Rondnia
Southern Rondnia
58,705
58,707
14,649
MPEG
MPEG
LSUMZ
A1
T. a. aethiops
5500
LSUMZ
T aroyae
T aroyae
T aroyae
38,993
38,985
22,836
LSUMZ
LSUMZ
LSUMZ
T.
T.
T.
T.
T.
12,144
6196
7741
32,602
43,515
LSUMZ
LSUMZ
LSUMZ
LSUMZ
LSUMZ
unicolor
unicolor
unicolor
unicolor
unicolor
09S450 3600
67W400 1200
09S070 1200
69W490 4800
09S500 2400
67W490 1200
11S100 0200
68W260 1800
15S140 0600
67W370 1100
00S250 1200
62W560 2400
00S460 4800
63W160 4800
02S510 0000
60W510 0000
01S430 4800
65W520 4800
02S280 1200
56W000 0000
06S150 0000
57W520 1200
02S240 0000
55W470 2400
03S540 3600
58W240 0000
10S490 4800
64W450 0000
12S530 2400
52W220 1200
09S330 0000
56W340 1200
09S400 4800
56W510 3600
09S340 4800
56W430 1200
07S570 0000
62W220 1200
14S310 4800
60W410 2400
06S260 0600
76W190 0400
100
Table 2
List of primers used in PCR amplications and in DNA cycles sequencing reactions of samples of Thamnophilus aethiops and outgroups sequenced in this study.
Gene
Primer
Sequence 50 30
Source
Cyt b
L14990
H16065
ND2
L5215
H5677
L5758
H6313
Brumeld
Brumeld
Brumeld
Brumeld
bf7
Fib-B17L
Fib-B17U
bf5
Fib5L
Fib5H
Musk4
Musk13R
Musk13F
CTCTGAACATTGTGGATCCTCAA
CTTCCATGCACTACAATGGGAAA
through a majority rule consensus of the remaining MCMC samples. The ML analyses were not partitioned and the evolutionary
models selected were GTR + I + G for the concatenated (all loci)
and GTR + G for the mtDNA datasets. Nodal support was estimated
with 1000 bootstrap pseudo-replicates. Both BI and ML analyses
with the concatenated dataset (all loci) were performed using
the nuclear genes with both gametic phases and the mitochondrial
genes duplicated. To visualize genealogical relationships among
individuals of each sequenced gene, haplotype networks were constructed in HaploViewer (Salzburger et al., 2011) based on the
topologies recovered in the species tree analysis. Mean pairwise
p-distances (Nei, 1987) within and among populations were calculated using the mtDNA dataset only in MEGA 4.0 (Tamura et al.,
2007).
2.2.2. Species tree
Recent approaches have shown that multi-locus analyses with
concatenated datasets can result in well-supported topologies that
are incongruent with the true species tree, particularly in recent
scenarios of diversication (Degnan and Rosenberg, 2009;
Kubatko and Degnan, 2007). Thus, we used a Bayesian hierarchical
model implemented in *BEAST 1.6.1 (Drummond and Rambaut,
2007; Heled and Drummond, 2010) to obtain an estimate of the
species tree for the different lineages of T. aethiops. For this
approach, we assumed three independent loci: (1) mtDNA (cyt b
and ND2); (2) Bf5 and Bf7; and (3) Musk4. The evolutionary models
were the same used in the BI for the concatenated dataset, with the
addition of the locus joining the Bf5 and Bf7 genes, for which the
GTR + I + G model was selected. We performed an initial run of
5 107 generations to optimize the analysis operators. Afterwards,
ve independent runs of 5 107 generations were performed,
sampling the parameters of the Markov chain every 1000 generations, until the effective sample sizes (ESS) of all parameters were
equal or higher than 200 (Kuhner 2008). Four independent runs
were performed and combined in a majority rule consensus tree
with posterior probability support. TRACER 1.5 (Rambaut and
Drummond, 2007) was used to access ESS values and verify when
the MCMC reached stable and convergent values, allowing for a
denition of burn-in values. Based on the obtained results and
under a conservative approach, the rst 5000 samples of each
run were discarded as burn-in. The purported species in this analysis were the reciprocally monophyletic populations of T. aethiops
revealed by the BI and ML analyses (Fig. 1a).
2.2.3. Species delimitation
We implemented a coalescent-based bayesian modeling
approach to generate speciation probabilities of closely related
et
et
et
et
al.
al.
al.
al.
(2007)
(2007)
(2007)
(2007)
taxa from multi locus sequence data using the program Bayesian
Phylogenetics and Phylogeography (BP&P v.2.0b; Yang and
Rannala 2010), considered the most accurate coalescent-based
method for species delimitation evaluated by Camargo et al.
(2012). The model implemented in BP&P assumes no gene ow
among species, no recombination, and takes into account gene tree
uncertainty and lineage sorting. BP&P incorporates a model that
include the species divergence times (s), and the population size
parameters h = 4Nl, where N is the effective population size and
l is the substitution rate per site per generation. However, reasonable prior distributions of population parameters can be difcult to
determine, potentially affecting the posterior probability of species
delimitations (Yang and Rannala 2010). Thus, we implemented the
approach of Leach and Fujita (2010), performing analyses using
three combination of priors representing different population sizes
and ages for the root of the species tree as follows: (1) large ancestral population size and deep divergences (h and s gamma priors
G(1, 10) and G(1, 10)); (2) small ancestral population size and shallow divergences among species (h and s gamma priors G(2, 2000)
and G(2, 2000)); and 3) large ancestral population size and shallow
divergences among species (h and s gamma priors G(1, 10) and
G(2, 2000)). We ran the analyses for 1 106 generations, sampling
every ve and discarding the rst 5 104 generations as burn-in,
using the algorithms 0 and 1 with different ne tuning parameters
(e = 5 for algorithm 0 and a = 2 and m = 1 for algorithm 1). We used
the populations and the topology obtained through the species tree
analyses as the guide tree (Fig. 1e). The population occurring disjunctly in the Pernambuco region (Atlantic Forest) was considered
a distinct lineage, sister to that of the Belm area of endemism
population.
101
102
Table 3
Diversity and demographic parameters of lineages of the polytypic T. aethiops for which at least ve individuals were sequenced for mitochondrial (cyt b and ND2) and nuclear
(Bf5/Bf7, and musk4) genes. Lin. = lineages/clades; N = number of phased alleles; n H = number of haplotypes; H = haplotype diversity; p = nucleotide diversity; D = Tajimas D
test (Tajima,1989); Fs = Fus Fs (Fu, 1997); R2 = Ramos-Onsins, Rozas test (2002). Signicance levels for Tajimas D and R2 = *P < 0.05; **P < 0.01. Signicance levels for Fus
Fs = *P < 0.02.
Lin.
Gene
n H
T. a. aethiops
mtDNA
Bf5/Bf7
musk4
72
118
97
64
42
30
0.996
0.935
0.921
0.0261
0.0054
0.0051
0.3502
1.68371*
1.37883
Tapajs
mtDNA
Bf5/Bf7
musk4
6
6
5
6
5
3
1.000
0.933
0.700
0.0018
0.0061
0.0023
Xingu
mtDNA
Bf5/Bf7
musk4
5
6
5
4
4
3
0.900
0.867
0.700
Pernambuco
mtDNA
Bf5/Bf7
musk4
6
8
6
4
3
3
Belm
mtDNA
Bf5/Bf7
musk4
5
12
8
Eastern IInambari
mtDNA
Bf5/Bf7
musk4
Western Inambari
Fs
R2
0.4155
0.7612
0.1747
1.013
1.009
0.0607
0.1446
0.211
0.2848
0.0014
0.0083
0.0033
0.1909
0.1057
0.2735
0.4448
1.0749
0.6436
0.2186
0.2073
0.1936
0.800
0.714
0.600
0.0006
0.0037
0.0032
0.4474
0.5044
0.5617
1.4544
1.7263
0.957
0.1805
0.2143
0.2206
5
6
3
1.000
0.864
0.714
0.0042
0.0028
0.0024
0.4208
0.7877
0.9657
0.5418
1.8982
0.8748
0.1597
0.2027
0.2381
6
6
6
6
6
5
1.000
1.000
0.933
0.0021
0.0077
0.0044
0.6915
0.9902
1.0484
2.4843
2.4199
1.5652
0.1446
0.1023**
0.2386
mtDNA
Bf5/Bf7
musk4
15
32
25
13
14
11
0.981
0.897
0.847
0.0021
0.0034
0.0031
1.5705*
1.6007*
0.6854
7.6834*
8.3201*
5.3341*
0.0700*
0.0582**
0.0958
Northern Rondnia
mtDNA
Bf5/Bf7
musk4
7
14
11
7
8
9
1.000
0.901
0.945
0.0021
0.0040
0.0045
0.3606
0.768
0.9471
3.4573*
2.8844
5.1712*
0.1267*
0.1174
0.1247
Southern Rondnia
mtDNA
Bf5/Bf7
musk4
15
24
20
12
6
7
0.971
0.757
0.800
0.0047
0.0023
0.0036
0.4438
1.2115
0.5208
2.11639
1.1177
0.9804
0.1208
0.1042
0.1166
Table 4
Average pairwise uncorrected p-distances (mtDNA) between and within major clades of the polytypic Thamnophilus aethiops and outgroups recovered by Bayesian and Maximum
Likelihood phylogenies.
Clade (average pairwise p-distances within clades)
10
11
0.9
1.6
2.2
2.2
2.7
3.6
3.4
3.1
3.1
5.0
5.2
1.4
2.1
2.3
2.8
3.7
3.4
3.1
3.2
5.1
5.5
2.7
2.9
3.1
4.0
3.6
3.5
3.5
5.7
6.2
1.7
3.0
3.8
3.6
3.2
3.3
5.2
5.2
3.4
3.9
3.7
3.2
3.4
5.3
5.5
3.9
3.8
3.4
3.3
6.0
5.5
1.9
1.9
1.8
4.3
5.2
0.7
0.6
4.8
5.8
0.3
4.5
5.5
4.7
5.6
6.0
areas of endemism were inhabited by four distinct non-sister populations with the following distributions: (1) northern portion of
the Rondnia area of endemism in the TapajsMadeira interuve,
probably limited to the south by the Aripuan River; (2) southern
part of the Rondnia area of endemism, probably limited to the
north by the Aripuan River, crossing the TapajsMadeira interuve eastwards into the headwaters of the Tapajs and Xingu Rivers, and hence reaching the southernmost parts of the Tapajs and
Xingu areas of endemism; (3) eastern Inambari area of endemism
in the lowercentral portion of the PurusMadeira interuve; and
(4) western Inambari area of endemism west of the Purus River
and south of the Maraon/Huallaga/Ucayali/Solimes River in
Peru, eastward reaching the headwaters of the PurusMadeira
interuve into northeastern Bolivia (Pando and La Paz Departments). Uncorrected genetic p-distances among populations of T.
aethiops ranged from 0.6% (between Belm/Pernambuco and Xingu
populations) to 6.0% between Andean foothill and northern Rondnia area of endemism populations, with the average p-distances
between reciprocally monophyletic sisters populations around
1.6%.
The coallescent species tree recovered an identical topology to
those of BI and ML analyses based on the concatenated dataset
(Fig. 1e). The species tree also recovered with high statistical support the monophyly of the polytypic T. aethiops, as well as that of
the Amazonian populations, the eastern and western clades, and
the internal relationships within them. Only the sister relationship
between the Western Inambari and the Northern Solimes River
populations was not statistically supported (posterior probability
less than 0.95; Fig. 1e).
The individual topologies of each nuclear gene (Bf5, Bf7 and
Musk4, results not shown) do not support any particular wellresolved relationship among individuals of T. aethiops, except for
Musk4, which supported the monophyly of lowland Amazonian
and Atlantic Forest populations.
3.3. Species delimitation
We obtained equal results among all six BP&P analyses, using
both algorithms and the three different combinations of s and h
values, assuming a cutoff of 95% of posterior probability. Species
delimitations results were robust to the choice of prior distributions, supporting most of the reciprocally monophyletic populations recovered by the BI, ML, and species tree estimates as
distinct species, except for the Belm/Pernambuco and Eastern/
Western Negro sister population pairs (Fig. 1d). The purported speciation event between Belm and Pernambuco populations had
higher speciation probabilities when we used priors representing
large ancestral populations and deep divergences (PP = 0.90) or
shallow divergences (PP = 0.89), but very low values with priors
representing small ancestral populations and shallow divergences
(PP = 0.10), using algorithm 0 with the ne-tuning parameter set
to 5. The split between Eastern and Western Negro populations
had very low speciation probabilities in all analyses (PP 6 0.20).
3.4. Molecular dating
According to the molecular dating based on the concatenated
mtDNA dataset (Fig. 1e), the split between T. aethiops and T. aroyae
took place during the Pliocene between 4.07 and 2.85 Mya (mean
3.45 Mya). The divergence between the Andean (T. a. aethiops) and
the ancestor of the Amazonian and Atlantic Forest populations took
place between 3.54 and 2.44 Mya (mean 2.97 Mya).
The earliest split within Amazonian populations occurred in the
Late PlioceneEarly Pleistocene (2.701.86 Mya, mean 2.27 Mya),
with separation of the eastern and western clades across the
Tapajs River. The rst split in the western clade separated
103
populations from the northern part of the Rondnia area of endemism (east of Aripuan River) from the remaining ones found to
the west of this river and across the Madeira, Solimes, and Negro
rivers, during the EarlyMiddle Pleistocene (1.841.19 Mya, mean
1.50 Mya). Other cladogenetic events in the western clade
stretched from the Middle to Late Pleistocene between 1.40.29
Mya (mean 0.84 Mya), with one of them (involving southern
Rondnia + eastern Inambari versus western Inambari + northern
Solimes populations) coinciding to some extent with the modern
course of the Purus River (Fig. 1b and e). The splits in the eastern
clade occurred between the Middle (1.270.66 Mya, mean 0.95
Mya) and Late Pleistocene (0.490.15 Mya, mean 0.31 Mya) and
separated populations of the Tapajs, Xingu, and Belm/Pernambuco areas of endemism across the Xingu and Tocantins rivers.
The splitting dates estimated by the multi-locus coalescent
approach (species tree) were in general more recent than those
obtained by the single locus mtDNA dataset, particularly for those
younger than 1.0 Mya. However, both coalescent and concatenated
mtDNA timing estimates overlapped to various degrees in their
respective 95% condence intervals, and thus cannot be considered
statistically different.
3.5. Population genetics and historical demography
Haplotype networks recovered for cyt b and ND2 mirrored the
phylogenetic analyses based on BI and ML (Fig. 1a and c). For cyt
b, populations with the highest number of sequenced individuals
differed dramatically in structure: the western Inambari population presented a dominant haplotype shared by six individuals
and 12 other haplotypes represented by one or two individuals,
generally differing from the commonest haplotype by a single
mutation. On the other hand, in the southern Rondnia population,
10 different haplotypes distributed in three groups separated by
two to eight mutations were recovered, with only three haplotypes
present in more than one individual (Fig. 1c). Networks of the
nuclear makers recovered the absence of phylogeographic structure and haplotype sharing among the recognized populations
(Fig. 1c).
Haplotype diversity was generally high and similar among the
sampled Amazonian populations (Table 3). Estimated nucleotide
diversity varied widely among populations depending on the locus
considered, while within a single locus values obtained for the different populations were similar (Table 3), suggesting an overall
demographic stability. The Tajimas D test (1989) showed negative
and signicant values for the mtDNA and Bf5/Bf7 loci in the western Inambari population, consistent with demographic uctuations (Table 3). The Fus Fs (1997) showed signicant and
negative values for the mtDNA and musk4 loci in the northern
Rondnia population and in all three sampled loci in the western
Inambari, also supporting demographic instability. The R2 (2002)
test results showed low and signicant values for the same populations as the Fus Fs (1997), suggesting a similar demographic scenario regardless of the test considered.
The EBSPs (Fig. 2) were in part congruent with the neutrality
tests, inferring tendencies of recent demographic expansions in
both populations of the Inambari and the northern Rondnia areas
of endemism during the Late Pleistocene and Holocene. In contrast,
EBSPs favored scenarios of demographic stability in the Belm,
Pernambuco, Xingu, Tapajs, and southern Rondnia populations
(Fig. 2).
An analysis of molecular variation (AMOVA; Table 5) conrmed
that most of the genetic variation in the Amazonian and Atlantic
Forest populations of T. aethiops is partitioned among the geographically structured clades recovered by the phylogenetic analyses, and not within these groups. Similarly, these results
corroborate that the large tributaries of the Amazon River are at
104
Fig. 2. Demographic histories of major clades of Thamnophilus aethiops for which at least ve individuals were sampled, inferred through Extended Bayesian Skyline Plots
based on mtDNA (cyt b and ND2), Bf5/Bf7, and Musk4 sequences. Black solid lines represent median values, while the dashed lines corresponds to 95% condence intervals.
The X axis corresponds to time in million years before present. The Y axis represents Nes in a logarithmic scale.
105
Table 5
Results of an Analysis of Molecular Variation (AMOVA) based exclusively on the mtDNA among major clades of the polytypic Thamnophilus aethiops for which at least ve
individuals were sampled, separated by potential modern barriers (rivers and non-forest habitats). Results regarded as signicant if P < 0.001.
Populations
Potential barrier
Ust
pValue
Pernambuco/Belm
Caatinga/Cerrado (non-forest
landscapes)
Tocantins R.
Xingu R.
Unknown
Lower Tapajs R.
Teles Pires R. (part)
Aripuan R. (part)
Lower Madeira R.
18.77
81.23
0.18
0.026
60.42
91.08
84.78
71.25
46.49
86.05
93.39
39.58
8.92
15.22
28.75
53.51
13.95
6.61
0.60
0.91
0.84
0.71
0.46
0.86
0.93
0.004
0.002
0.000
0.000
0.000
0.000
0.000
Middle Madeira R.
73.82
26.18
0.73
0.000
Upper Madeira R.
84.84
15.16
0.84
0.000
Purus R. (part)
92.26
7.74
0.92
0.000
Belm/Xingu
Xingu/Tapajs
Xingu/Southern Rondnia
Tapajs/Northern Rondnia
Tapajs/Southern Rondnia
Northern/Southern Rondnia
Northern Rondnia/Eastern
Inambari
Southern Rondnia/Eastern
Inambari
Southern Rondnia/Western
Inambari
Eastern/Western Inambari
Table 6
Summary of IMa results of migration estimates between parapatric population pairs of T. aethiops potentially in contact (see Fig. 1b). Posterior distribution values of migration
were converted to demographic units, where the values of m1 and m2 represent the average number of migrations per 1000 generations per gene copy on the coalescent
(m1 = rate of migration from population 2 to population 1; m2 = rate of migration from population 1 to population 2). Condence intervals represent HPD90. All maximum values
for migration reached likelihood zero, indicating the posterior distribution ends.
Pairwise analyses
m1
m2
AIC
0 (00.0011)
Forced to be zero
0.0027 (00.0063)
Forced to be zero
9569.71
9548.03
0 (00.0033)
Forced to be zero
0 (00.003)
Forced to be zero
9586.18
9613.29
0 (00.0012)
Forced to be zero
0 (00.0013)
Forced to be zero
10366.19
10378.84
0 (00.0013)
Forced to be zero
0 (00.002)
Forced to be zero
9996.38
10012.88
0 (00.0016)
Forced to be zero
0.0013 (00.0032)
Forced to be zero
9920,21
9898.74
0 (00.0019)
Forced to be zero
0 (00.0012)
Forced to be zero
10963.26
10997.83
0 (00.0032)
Forced to be zero
0.0015 (0.0010.004)
Forced to be zero
10369.91
10395.45
Asterisks indicate pairwise analyses where the likelihood ratio test rejects a scenario with m > 0. For pairwise comparisons where the likelihood ratio test supports a scenario
with m > 0, models with and without migration were contrasted with the Akaike information criterion (AIC). The model that minimized AIC was chosen as the best scenario
(in bold). Numbers in parenthesis next to population names denote the number of individuals of the respective population used in the comparison. See Table 1 for detailed
specimen and locality information.
4. Discussion
4.1. Species limits and taxonomy
Although our analyses support the monophyly of the polytypic
T. aethiops, of the 10 reciprocally monophyletic populations recovered only two are entirely consistent with subspecies limits currently recognized in this group: nominate aethiops from the
foothills of the Andes and T. a. injunctus, which corresponds to
the eastern Inambari population (Zimmer and Isler, 2003; Fig. 1a,
d and e). In fact, high statistical support for key nodes in the
multi-locus coalescent species tree and high speciation probabilities recovered by the species delimitation analysis (BP&P), support
the recognition of nine reciprocally monophyletic lineages tting
the denition of evolutionary species (see Fujita et al., 2012;
Fig. 1d) in T. aethiops.
106
modern interuves in Amazonia harbor distinct evolutionary lineages, with little or no gene ow among them (Table 6). In the T.
aethiops complex, all splits involving the recognized lineages coincide with at least part of the course of a major Amazonian river,
indicating that at some point in time these rivers might have acted
as primary diversication barriers. Interestingly, the absence of a
physical barrier separating the eastern and western Inambari
clades where they meet in the middle PurusMadeira interuve
is associated with the highest gene ow rate recovered herein
among lineages of the T. aethiops complex, yet still very low
(0.0015; Table 6).
The phylogeographic data presented herein is consistent with at
least two independent splits across different portions of the modern course of the Madeira River as also suggested for several other
avian lineages (Aleixo 2004; Patan et al., 2009; Fernandes et al.,
2013; Sousa-Neves et al., 2013). Latrubesse (2002) postulated that
the Madeira paleodrainage was broader and more complex than
today until the late Pleistocene, reporting the presence of two
mega-fans related to the Aripuan and Jiparan rivers, both of
which currently ow into the Madeira River. Thus, it is possible
that the initial isolation of the northern Rondnia lineage in the
western clade is related to a former larger barrier (Aripuan
mega-fan), which decreased in size due to a drainage-capture
event (Wilkinson et al., 2010), promoting the secondary contact
between different non-sister lineages that diverged in allopatry,
as postulated for other terra-rme avian lineages (Fernandes
2013). The absence or very low levels of gene ow detected among
populations of the T. aethiops complex suggest a ckle scenario of
migration across Amazonian rivers, which is probably best
explained by an overall inability to cross open water, as demonstrated for other understory Neotropical avian lineages (Moore
et al., 2008). Thus, multiple and independent splitting events along
a single modern river course are more likely explained by the disruption of river drainages, whereby barrier effects move across
neighbouring interuvia.
Likewise, the estimated dates for the splits across the Solimes
and Negro rivers long after the formation of these barriers, suggest
a similar scenario of river lateral change or course capture. The formation of the Solimes River is closely related to the formation of
the transcontinental Amazonian drainage during the Late PlioceneEarly Pleistocene (Campbell et al., 2006; Hoorn et al., 2010;
Latrubesse et al., 2010). Thus, if these time estimates for the establishment of the Solimes River are correct, the relatively recent
split of T. aethiops populations across this river (0.680.26 Mya)
is explained by vicariance following dispersal after the formation
of the current Solimes River. As observed for clades separated
by the Solimes, the formation of the Negro River (see AlmeidaFilho and Miranda 2007) probably predates the cladogenetic event
separating the Imeri/Napo and western Guianan clades of T. polionotus (0.230.02 Mya). Unlike widely reported local instances of
river-channel migration due to sedimentation involving whitewater rivers in western Amazonia (Salo et al., 1986; Patton and
Silva, 1998), some shifts in Amazonian rivers courses take place
over long periods of time and are probably related to drainage capture events mediated by tectonics (Almeida-Filho and Miranda
2007; Rossetti and Valeriano, 2007; Shephard et al., 2010). The
growing body of phylogeographic evidence available now for Amazonian lineages suggest that river courses, particularly those of the
Negro, Madeira, Tapajs and Tocantins, have been stable for long
periods of time until changing part of their courses, and then
remaining stable for an additional time (Ribas et al., 2012;
dHorta et al., 2013; Fernandes et al., 2012, 2013; MaldonadoCoelho et al., 2013; Sousa-Neves et al., 2013). Hence, a dynamic
drainage landscape, over long periods of time, can act like a speciation pump rather than prevent diversication, as suggested previously (Haffer 1993; Colwell 2000; Gascon et al., 2000).
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