Recorded - 15-03984 Habeus Case DECLARATION Re Findings of Facts 1998 - Original Claim Filed in United States Eastern District of Pennaylvania in Case No. 05-2288 On May 16, 2005

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 1 of 76
Plaintiffs Findings Of Facts
Page 1 of 76
IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF

PENNSYLVANIA
STANLEY J. CATERBONE,
County of Lancaster, Pennsylvania
V.
COMMONWEALTH OF PENNSYLVANIA,
ATTORNEY GENERAL of PENNSYLVANIA
PENNSYLVANIA SECURITIES COMMISSION
PENNSYLVANIA DEPARTMENT OF LABOR & INDUSTRY
DISTRICT ATTORNEY of LANCASTER COUNTY
COUNTY OF LANCASTER, PENNSYLVANIA
LANCASTER COUNTY PRISON
MANHIEM TOWNSHIP POLICE DEPARTMENT,
STEINMAN ENTERPRISES, INC., OF
STONE HARBOR POLICE DEPARTMENT,
COUNTY OF CAPE MAY , NEW JERSEY
AVALON POLICE DEPARTMENT,
COUNTY OF CAPE MAY, NEW JERSEY
COMMONWEALTH NATIONAL BANK
(i.e. MELLON BANK)
COUNTY OF DAUPHIN, PENNSYLVANIA
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CIVIL ACTION
NO.
05-2288
AFFIDAVIT OF STANLEY J. CATERBONE
STATE OF PENNSYLVANIA
COUNTY OF LANCASTER
: ss
May 16, 2005, Filed and Recorded In Person at Clerk of Courts in Federal Courthouse, Philadelphia, Pennsylvania
I, Stanley J. Caterbone being duly sworn according to law, make the following affidavit concerning the
years during which I was maliciously and purposefully mentally abused, subjected to a massive array of
prosecutorial misconduct, while enduring an exhaustive fight for the sovereignty of my constitutional rights,
shareholder rights, civil liberties, and right of due access to the law. I will detail a deliberate attempt on my
life, in 1991, exhibiting the dire consequences of this complaint.. These allegations are substantiated
Page 2 of 76
through a preponderance of evidence including but not limited to over 10,000 documents, over 50 hours of
recorded conversations, transcripts, and archived on several digital mediums. A Findings of Facts is
attached herewith providing merits and the facts pertaining to this affidavit. These issues and incidents
identified herein have attempted to conceal my disclosures of International Signal & Control, Pls.,.
However, the merits of the violations contained in this affidavit will be proven incidental to the existence of
any conspiracy.
The plaintiff protests the courts for all remedial actions mandated by law. Financial considerations would
exceed $1 million.
These violations began on June 23, 1987 while I was a resident and business owner in Lancaster County,
Pennsylvania., and have continued to the present. These issues are a direct consequence of my public
disclosure of fraud within International Signal & Control, Plc., of County of Lancaster, Pennsylvania, which
were in compliance with federal and state statutes governing my shareholder rights granted in 1983, when
I purchased my interests in International Signal & Control., Plc.. I will also prove intentional undoinfluence
against family and friends towards compromising the credibility of myself, with malicious and self serving
accusations of insanity. I conclude that the courts must provide me with fair access to the law, and most
certainly, the process must void any technical deficiencies found in this filing as being material to the
conclusions. Such arrogance by the Courts would only challenge the judicial integrity of our Constitution.
1. The activities contained herein may raise the argument of fair disclosure regarding the scope of law
pertaining to issues and activities compromising the National Security of the United States. The Plaintiff
will successfully argue that due to the criminal record of International Signal & Control, including the
illegal transfer of arms and technologies to an end user Iraq, the laws of disclosure must be forfeited by
virtue that said activities posed a direct compromise to the National Security of the United States.; the
plaintiff will argue that his public allegations of misconduct within the operations of International Signal &
Control, Plc., as early as June of 1987 ; demonstrated actions were proven to protect the National
Security of the United States..
The activities of International Signal & Control, Pls., placed
American troops in harms way. The plaintiffs actions should have taken the American troops out of
harms way causing the activities of the International Signal & Control, Plc., to cease and desist. .
All activities contained herein have greatly compromised the National Security of the United States, and
the laws of jurist prudence must apply towards the Plaintiffs intent and motive of protecting the rights of
his fellow citizens. Had the plaintiff been protected under the law, and subsequently had the law
enforcement community of the Commonwealth of Pennsylvania, and the County of Lancaster administer
justice, United States troops may have been taken out of harms way, as a direct result of ceasing the
operations of International Signal & Control, Plc., in as early as 1987.
2. The plaintiff will successfully prove that the following activities and the prosecutorial misconduct were
directed at intimidating the plaintiff from continuing his public disclosures regarding illegal activities within
International Signal & Control, Plc,. On June 23, 1998, International Signal & Control, Plc was
negotiating for the $ billion merger with Ferranti International, of England. Such disclosures threatened
the integrity of International Signal & Controls organization, and Mr. James Guerin himself, ,
consequently resulting in adverse financial considerations to all parties if such disclosures provided any
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reason to question the integrity of the transaction, which later became the central criminal activity in the in
The United States District Court For The Eastern District Of Pennsylvania
3. The plaintiff will prove that undoinfluence was also responsible for the adverse consequences and
fabricated demise of his business enterprises and personal holdings. The dire consequences of the
plaintiffs failed business dealings, will demonstrate and substantiate financial incentive and motive.
Defendants responsible for administering undoinfluence and interference in the plaintiffs business and
commercial enterprises had financial interests. The Commonwealth of Pennsylvania as a taxing
authority, Lancaster County had a great investment whos demise would facilitate grave consequences
to its economic development. . Commonwealth National Bank (Mellon) would have less competition in
the mortgage banking business and other financial services, violating the lender liability laws. The
Steinman Enterprises, Inc., would loose a pioneer in the information technologies industries, and would
protect the public domain from truthful disclosure. The plaintiff will also provide significant evidence of
said perpetrators violating common laws governing intellectual property rights.
4. Given the plaintiffs continued and obstructed right to due process of the law, beginning in June of 1987
and continuing to the present, the plaintiff must be given fair access to the law with the opportunity for
any and all remedial actions required under the federal and state statutes. The plaintiff will successfully
argue his rights to the courts to rightfully claim civil actions with regards to the totality of these activities,
so described in the following Findings of Facts, regardless of any statute of limitations. Given the
plaintiffs genuine efforts for due process have been inherently and maliciously obstructed, the courts
must provide the opportunity for any and all remedial actions deserving to the plaintiff.
5. Under current laws, The plaintiffs intellectual capacity has been exploited as means of discrediting the
plaintiffs disclosures and obstructing the plaintiffs right to due process of the law. The plaintiff has
always had the proper rights under federal and state laws to enter into contract. The logic and reason
towards the plaintiffs activities and actions are a matter of record, demonstrated in the Findings of
Facts, contained herein..
The plaintiff will argue and successfully prove that the inherent emotional consequences to all of the
activities contained herein, have resulted in Post Traumatic Stress Syndrome. The evidence of the stress
subjected to the plaintiff, will prove to be the direct result of the activities contained herein, rather than
the exhibited behavior of any mental deficiency the plaintiff may or may not have. The courts must
provide for the proper interpretations of all laws, irrespective of the plaintiffs alleged intellectual
capacity. The plaintiff successfully argue that his mental capacity is of very little legal consequence, if
any; other than in its malicious representations used to diminish the credibility of the plaintiff.
6. The plaintiff will demonstrate that the following incidents of illegal prosecutions were purposefully
directed at intimidating the plaintiff from further public disclosure into the activities of International
Signal & Control, Plc., consequently obstructing the plaintiffs access to due process of the law. Due
to the fact that these activities to which the plaintiffs perpetrators were protecting were illegal activities,
the RICO statutes would apply.
To this day, the plaintiff has never been convicted of any crime with the exception of 2 speeding
Page 4 of 76
tickets. The following report identifies 34 instances of prosecutorial misconduct during the prosecutions
and activities beginning on June 23, 1987 and continuing to today.
7) Given the preponderance of evidence associated with this affidavit, the courts must conclude that In The
United States District Court For The Eastern District of Pennsylvania, Federal Judge Stuart Dalzalls
findings of April 14, 1997, in the Lisa Lambert case identifying acts of Prosecutorial Misconduct, now,
by virtue of this affidavit, now discloses evidence of a bona fide pattern of prosecutorial misconduct, in
the Commonwealth of Pennsylvania and in the County of Lancaster. Criminal law must now determine if
these disclosures would warrant investigations of a possible criminal enterprise. This affidavit is of
material interest to the Lambert case, for the very fact that this affidavit compromises the very same
integrity of the court, which would tip the scales of justice even further from the peoples deserving rights..
In the truthfulness of this affidavit, The Commonwealth must concede Lisa Michelle Lambert to balance
the scales of justice, which no other act could accomplish. The Commonwealth must yield the criminal
culpability of Lisa Michelle Lambert to the superior matter of restoring the integrity to the courts; by its
own admission of wrongdoing, assuring the peoples of its commitment to administer equalities of justice,
not inequalities of justice. Balancing the scales of justice. Anything less, would take the full scope of
jurisdiction out of the boundaries of our laws, negating our democracy and impugning the Constitution
of the United States.. The plaintiff must be restored to whole to so that justice may be restored to the
Commonwealth of Pennsylvania and to the County of Lancaster.
A. August 11, 1987 Stone Harbor (New Jersey) Police Department (2) - The plaintiff had been literally chased
by family members when the plaintiff wanted to obtain a restraining order to keep his family members from
obstructing his access to the law, and invading his home. The Stone Harbor Police Department detained the
plaintiff against his will, and later transported the plaintiff to Burdette Tomlin Hospital, giving no explanation
to the plaintiff. The Burdette Tomlin later disclosed that someone from Lancaster called the Stone Harbor
Police Department and stated that the plaintiff had a gun and was going to the beach to kill himself. This
whole incident was fabricated in efforts to illegally detain the plaintiff, and further facilitate the alibi of
insanity. The plaintiff was detained for 4 hours in the Hospital, and was not released until he signed a
suicide agreement. The hospital report casts any doubt into the plaintiffs truths, and goes to insinuate
that plaintiff activities of the digital movie, are illusions. The plaintiff later found the phone numbers of
the Pennsylvania, Maryland, Delaware, and New Jersey State Police Departments in his home in Conestoga,
PA. The handwriting of the individual, matches an official of the Lancaster County Solid Waste Department,
who at the time was negotiated a bond issue for the Lancaster County Incinerator with an attorney named
Stephen Spinello, of Lancaster, the same attorney responsible for negotiating the ISC and Ferranti merger at
the very same time.
B. August 14, 1987 Avalon (New Jersey) Police Department (5) - Family member again invade the privacy of
the plaintiff at his residence in Stone Harbor. The plaintiff flees the house, and this time drives to the
Avalon Police Department, one mile north of the Stone Harbor Police Department. An Avalon Patrol car pull
Page 5 of 76
the plaintiff over while en route. The plaintiff tries to explain the circumstances, and his desire for a
restraining order. The Avalon Policeman commands the plaintiff from his car, proceeds to frisk the plaintiff,
and searches his entire vehicle, again not providing any explanation. The policeman confiscates an old dry
empty bear can and a vile of muscle relaxes (plaintiff had a stiff back) from the car, and handcuff the plaintiff
and take him to the Avalon Police Department. The plaintiff, without the opportunity for any explanation is
charged with the following offenses :
A) SPEEDING (F-1) B) OPEN ALCOHOLIC CONTAINER IN
VEHICLE C) UNREGISTERED VEHICLE (NEW JERSEY DEALER MAILED REGISTRATION MATERIALS

TO CONESTOGA, PA ADDRESS BY MISTAKE D) FAILURE TO EXHIBIT DRIVERS LICENSE. The
Avalon Police Department impounded the plaintiffs vehicle.
All of the Police Officers were verbally
abusive, laughing at the plaintiff trying to defend himself, and trying to get a restraining order.
C. July 14th, 1987 Pennsylvania Attorney Generals Office (1) The plaintiff phone the Pennsylvania Attorney
Generals Office and talked to Attorney General Bodan, and reported the crimes and requested intervention,
of which the plaintiff was told that nothing he said fall within the jurisdiction of the Pennsylvania Attorney
Generals Office, obstructing justice, and potentially facilitating and protecting the criminal enterprises of
Mr. James Guerin.
D. September 3, 1987 Manhiem Township (Pennsylvania) Police Department (3) - The plaintiff arranged for
a charter flight with Romar Aviation, to a destination of the Lancaster County Airport, for a scheduled
meeting with 2 Board of Directors from Financial Management Group, Ltd., the following morning, September
4, 1987. As the plaintiff was in flight, the Manhiem Township Detective, Detective Sigler, filed a charge of
TERRORISTIC THREATS (M1) against the plaintiff. The warrant for arrest will disclose that the
Terroristic Threats actually were reported two days later, with no recollection of time except with the time of
9:00 am and 12:pm. There was also no disturbance reported, and no one from FMG, Ltd., had admitted calling
the Manhiem Township Police Department. This arrest warrant was totally fabricated. obstructing justice,
and potentially facilitating and protecting the criminal enterprises of Mr. James Guerin
E. September 3, 1987 Manhiem Township (Pennsylvania Police Department (6) - The plaintiff was arrested for
A)
BURGLARY (F-1)
B) CRIMINAL MISCHIEF (F-3) C) UNLAWFUL RESTRAINT (H-1) D)
UNLAWFUL USE OF COMPUTER (F-3) E) THEFT BY UNLAWFUL TAKING (F-3) F) ROBBERY (F-1).
The plaintiff, unknowing of the arrest warrant for Terroristic Threats filed early that day, visited his office at
Financial Management Group, Ltd., (FMG) later that same day to try to find any remaining business files that
were missing since his plane was repossessed. . Upon being let into the building by a cleaning girl, the
Plaintiff quickly asserted his rights to the property, which he was a rightful leaseholder and Officer of FMG,
and proceeded to gather documents. The plaintiff kissed the girl goodbye and ensured her safe return into
the building. obstructing justice, and potentially facilitating and protecting the criminal enterprises of Mr.
Page 6 of 76
James Guerin The plaintiff was illegally arrested for stealing his own files from his own building.
F. September 3, 1987, Manhiem Township Police Department (3): At the precise time that the plaintiff was
released into custody from the Conestoga Township Police, The Manhiem Township Police immediately used
unnecessary physical abuse upon the plaintiff by first placing shackles around the plaintiffs hands and legs
together, then smashing his head into the car door, and further forcing and wrestling the plaintiff, made every
attempt to cooperate, especially consider that the Conestoga Policeman allowed the plaintiff to sit in the front
seat, without handcuffs. The Manhiem Township Police refused the plaintiff request to know what he was
being arrested for. The Manhiem Township Policeman refused, and intentionally threw papers on the floor
of the cruiser in front of the plaintiff, laughing that he would be unable to pick it up or read it because of the
plaintiffs shackles. After arriving at the Police Station, Detective Larry Mathias refused to take a statement
from the plaintiff or tell the plaintiff why he was arrested.
After several hours, the plaintiff was again
thrown into the police cruiser, where the driver intentionally drove at high rates of speed, and curving to
cause the plaintiff to be thrown around the back of the cruiser, again unable to protect himself because of
the shackles. The victim was given no rights to provide testimony that would have immediately resulted in
his release. The plaintiff was never afforded the opportunity to contribute to the record of his any of his
prosecutions. The prosecutorial misconduct was again obstructing justice, and potentially facilitating and
protecting the criminal enterprises of Mr. James Guerin
A.
F) September 4, 1987, Lancaster County Prison (1): The plaintiff was refused to make a phone
call, and when he was given a phone privilege, the phone would not connect to an outside
line. The plaintiff was verbally abused and generally mistreated.
G) September 5, 1987, The Lancaster County District Attorneys Office (2): Attorney Robert Byers appeared
at the Lancaster County Prison to offer his services to the plaintiff, however the plaintiff never called or
mention to anyone Mr. Robert Byers. The plaintiff questioned his sudden interest in his affairs, and who had
called Mr. Byers.
H) September 9, 1987, The Lancaster County District Attorneys Office (2): The plaintiffs bail was granted on
the illegal condition that the plaintiff admit himself into the St. Joseph Psychiatric unit until released by the
Hospital. After 7 days, the plaintiff learned that this condition was not legal, and immediately discharged
himself. St. Joseph Hospital would not release the plaintiff until he accepted full liability for the $3,029.00
charge. St. Joseph Hospital refused to accept the plaintiffs insurance information, stating that it was no
longer in force, which the plaintiff disputed. Another demonstrated act of inflicting financial hardship and
mental duress by providing false claims to the plaintiff that his bail was falsely protected on his entering St.
Joseph Hospital.
Page 7 of 76
I) September and October 1987, The Lancaster County District Attorneys Office (1): The Lancaster
District Attorney refused any and all attempts by the Plaintiff to discuss the dire issues of his pending
charges.
The plaintiff was extensively shut out of the Lancaster Attorneys Office despite the
overwhelming abundance of evidence that the plaintiff could provide proving his innocence, and the
illegalities of the arrests. obstructing justice, and potentially facilitating and protecting
the criminal
enterprises of Mr. James Guerin
J) September 29, 1987, The Pennsylvania Securities Commission (3): See the following Findings of Facts,
page 43.
A.
J) November , 1987, The Pennsylvania Attorney Generals Office (1): See the following Findings of
Facts, 46.
B.
K) November , 1987, The Pennsylvania Securities Commission (1): See the following Findings of
Facts,. Tape.
L) March 24, 1988, The Lancaster County District Attorneys Office (1): See the following Findings of
Facts, page 48.
A.
M) May 27, 1991, Stone Harbor (New Jersey) Police Department See the following Findings of Facts,
page 63).
Stanley J. Caterbone, Plaintiff

Sworn to and subscribed
Before me this
of
day
, 1998
Notary Public
Notary Public of :
My commission expires:
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FINDINGS OF FACTS
(The activities and incidents contained herein will substantially support the allegations of the plaintiff, while
also attesting to the integrity of all claims filed by the plaintiff regarding his claims of violations of intellectual
property rights. All of the following are essential for the purpose of intellectual property rights regarding the
plaintiffs claim to enterprises engaged in the financial services industry and the information technologies
arena..
THE YEAR
1983
September
1983 -
Pa. State Senator Gib Armstrong, former stock broker of individual

Securities of Lancaster, solicits Stan Caterbone. to purchase the offering of
(ISC) International Signal & Control, Plc, stock.. Stan Caterbone purchases
1,000 shares of ISC stock.
Page 10 of 76
THE YEAR
1984
APRIL 1984
Stan Caterbone is elected Executive vice President of the newly formed Central
Pennsylvania Chapter of the International Association of Financial Planners (IAFP),
the largest and mast prestigious professional organization of the financial planning
industry.
NOTES:
Stan Caterbone assists John Herr in increasing the regional membership by more
than 300% in the first year, while also attracting members from the other
complimentary professions including: attorneys; stock brokers; accountants; estate
planners; insurance professionals; trust officers; and tax specialists.
OCTOBER 1984
Stan Caterbone invites nationally accredited, and Washington, D.C. based Financial
Planner, Alexandria Armstrong for a speaking engagement and meeting of the IAFP
held at the Treadway Resort Inn, of Lancaster. Ms. Armstrong was one of the
most prominent advocates of Financial Planning, featured on the cover of "Money"
magazine, and often quoted in the "USA Today" financial section.
NOTES:
The meeting was a huge success, attracting over 90 professionals for the Central Pa
region, and making it the largest meeting ever held, even today (1991).
Page 11 of 76
THE YEAR
1985
Jan 9, 1985 -
Stan Caterbone terminates his affiliation with Investors Diversified Services (IDS), of
Minneapolis, MN and forms his own independent financial advisory firm, S.J.
Caterbone Associates, of Lancaster, PA.
NOTES:
At the advise and recommendation of Alexandria Armstrong, Stan Caterbone visited

Financial Services Corporation (FSC), of Atlanta, Ga, and affiliates with the broker
dealer the previous November.
Stan Caterbone transfers his registered representative's license several days after his
brother's death. IDS executive Jack Campana telephoned Stan Caterbone after
learning of his plans, and tried to intimidate him by threatening legal action, in the
event he continued to service his existing clients.
Stan Caterbone also introduced Robert Kauffman to the Atlanta-based firm, while
leading a large IDS division in Atlanta, and making in excess of $250,000 annually.
FSC will eventually recruit Robert Kauffman as an executive, promoting him to
national sales manager at large, charged with recruiting representatives and offices
throughout the country.
After his leaving (IDS), and upon educating many other financial planners of the
merits of an Independent Broker Dealer, the following former associates of IDS will
leave and eventually become affiliated with his firm of FMG, Ltd., over the next 2
years: Robert Kauffman; P. Alan Loss; Daniel Moyer; Harry Radcliffe; Jim Werst;
Michael Hartlett; Daniel Moyer; Rich Podlasceck; Tom Turner; Rick Volpe; Gail
Turner; as well as others.
March 30, 1985 -
Stan Caterbone conducts the Eastern Regional Free Agent Camp (ERFAC), in
Lancaster Pa. The first ever-video-taped professional football free agent camp
attracted players (45) from as far away as Hawaii and California. The camp was
organized to give players access to the scouts of all three professional football
leagues, National Football League (NFL), United States Football League (USFL),
and the Canadian Football League (CFL). The ERFAC was a pioneer because of
its strategy of having players attend one camp, and submitting a video tape of the
camp to all of the teams in the leagues , with no charge to the individual teams.
The Washington Post wrote a full page story in it's Sunday edition, and tried to
accuse Stan Caterbone of profiting off of the dreams of young athletes. Actually,
Page 12 of 76
that was precisely why Stan Caterbone organized the camp, after being wasting time
and money on conventional camps in trying to secure a professional football contract
for his brother, Mike Caterbone. Free agent camps are considered successful if only
one player lands a contract, and even extraordinary if the player lands a career.
In the following months, Stan Caterbone will negotiate a contract for Mike
Caterbone; who will go on to load the Canadian Football League in scoring, and be
named Player of the week by Lite Beer, and featured during the traditional Sunday
afternoon broadcast. Mike Caterbone played for three seasons before joining the
Miami Dolphins of the NFL.
The Eastern Regional Free Agent Camp full filled its primary mission, despite loosing
some $3,000.
Stan Caterbone's career in the film industry has officially began as writer, producer,
director, and technician.
April 20, 1985 -
Stan Caterbone incorporates Pro Financial Group, Ltd., a company composed of

accountant Robert Long, attorney Timothy Lanza, accountant Michael Smoker,
broker dealer FSC, and others to provide financial services to professional athletes
in an organized and coordinated effort. This was Stan Caterbone's attempt at a
concept which will later form the foundation for Financial Management Group, Ltd.,
or FMG, Ltd.
June 1985
Stan Caterbone conducts a marketing and feasibility survey with Marketing

consultant Jeffrey Johnston, for the concept of the business which later will evolve
into Financial Management Group, Ltd., The study
was
conducted
by
interviewing several area local physicians of substantial income and wealth for their
input and feedback of having one firm manage and administer all of their respective
financial, legal, accounting and related affairs.
Page 13 of 76
THE YEAR
1986
March 1986
Stan Caterbone requests a meeting with John Depatto, President of Parent Federal
Savings and Loan (owned and operated by James Guerin's Parent Industries holding
company), for a residential real estate loan for the property at 2323 New Danville
Pike, Conestoga, Pa.
NOTES:
Stan Caterbone also discusses the formation of Financial Management Group, Ltd.,
and any possible joint venture activities that may exist between the two financial
services organizations, with specifics to mortgage banking opportunities.
June 12, 1986
Stan Caterbone & Mike Caterbone (Joint Title) settle on the real estate deal, with a
$100,000 loan from Parent Federal.
June 19, 1986
Stan Caterbone incorporates Financial Management Group, Ltd., (FMG, Ltd.,)

and 12 other subsidiary corporations to form a multi-faceted financial services [inn.
The firm would offer: securities brokerage; portfolio in management; financial
planning; insurance & risk management; tax planning; accounting S tax preparation;
estate planning; financial advisory; legal services; real estate services; mortgage
brokerage; venture capital.
June 22, 1986
Stan Caterbone submits the first draft of the Offering Memorandum to securities
attorney Jeff Jamoneau of the law firm McNeese, Wallace & Nurick, or Harrisburg
in preparation for riling the necessary regulatory requirements to secure financing for
FMG, Ltd., under a Regulation D, Rule 144 Offering Memorandum. The offering
allowed approximately $500,000 to capitalize FMG, Ltd.,
NOTES:
The three principals decide on the following offices: Robert Kauffman is elected
President of FMG, Ltd.,; Michael Hartlett the Executive Vice President and
Treasurer; Stan Caterbone the Executive Vice President, Secretary, and also form
the Board of Directors Stan Caterbone is also President and Treasurer of FMG Advisory, Inc., the
firm to be incorporated as the Registered Investment Advisor with the Pennsylvania
Securities Commission, which Stan Caterbone will also administer and manage.
Augusts 1, 1986 -
Financial Management Group, Ltd., (FMG) occupies and formally opens its
headquarters containing 20,000 sq. ft. of office space in the Eden Park complex
owned by the Fisher/Sponougle Group of Lancaster.
Page 14 of 76
August 14, 1986 -
Stan Caterbone; and Michael Hartlett; and Robert Kauffman; as individuals; and
Financial Management Group, Ltd., sign a five (5) year individual lease with personal
guarantees for the office space with Fisher/Sponougle Group, Ltd.,
August 21, 1986 -
FMG, Ltd., holds its first official and formal shareholders meeting.
October 6, 1986 -
Robert Kauffman signs a demand note and borrows $10,000 from FMG, Ltd.,
Scott Robertson signs a demand note and borrows $20,000 from FMG, Ltd.,.
November 1986 -
In late 1986, Stan Caterbone sustained a take-over attempt by partners Robert

Kauffman and Michael Hartlett, in order to take full control of FMG, Ltd.,. Several
employees were innocently fired in order to weaken Stan Caterbones control and
respect within the corporation.
NOTES:
While in Baltimore, visiting a satellite office, Robert Kauffman and Michael Hartlett
terminated Mary Lynn Dipaolo, a close personal friend and assistant, which caused a
serious problem in the trust of the principals, not to mention emotional duress.
Stan Caterbone would later visit his client, Dr. Al Schulz, because of his emotional
duress and stress caused by the illicit takeover attempts of Robert Kauffman and
Michael Hartlett. Stan Caterbone will discuss the behavior of his partners as causing
severe stress.
Mike and Marylynn Dipaolo will personally hold Stan Caterbone responsible for the
firing, and continue to subject him to persecution for allegedly not standing up to
Robert Kauffman and Michael Hartlett, despite his efforts for reinstatement, and
Stan Caterbone's advise to seek legal counsel concerning the wrongful termination.
The Dipaolo's refused to seek legal counsel.
Several FMG, Ltd., executives, including Alan Loss, Scott Robertson, and Bob
Long, engaged in private meetings concerning the mistrust of both Robert Kauffman
and Michael Hartlett. Stan Caterbone, was the most trusted and respected principal
of the firm, and was constantly caught in the middle of the principal/associate
confrontations.
November 1986
- Abe Diffenbach, the acting manager of Lancaster's Shearson/American Express

stock brokerage office, contacts Stan Caterbone and asks him to consider hiring
Peter Peneros, a very large producer, who was apparently having difficulties with
the NASD.
Peter Peneros met with Stan Caterbone and discussed his problems, and it was
revealed that other firms did not want to get involved. Robert Kauffman consented
and hired Peter Peneros, who later joined and became FMG, Ltd's., largest personal

producer.
Page 15 of 76
Page 16 of 76
THE YEAR
1987
January 20, 1987 -
Al Dannatt & Institutional Investors, of Houston, requests Stan Caterbone to market

and develop a portfolio of real estate projects in the East for mortgages, with an
extraordinary lending criteria of $3 to $100 million authority, with attractive and
competitive terms and rates from Institutional Investors' lending authority.
Al Dannatt also discloses to Stan Caterbone that he is in the process of acquiring a
bank, which will also be available for business with him.
NOTES:
Stan Caterbone decides to fight and not accept any offers from Kauffman to give up
his equity in FMG, Ltd., and aggressively pursues the other peripheral businesses he
established in the original business plan, with emphasis on the mortgage banking
activities. Stan Caterbone also agrees to include Scott Robertson and Robert Long
in the mortgage banking activities.
Stan Caterbone agrees to provide FMG, Ltd., with the normal profit splits of
peripheral business, but limits the involvement in order to minimize risk against
undoinfluence of Kauffman and Hartlett.
January 26, 1987 -
The FMG, Ltd., shareholders elect Alan Loss and Robert Long to the Board of
Directors, increasing the original Board of Caterbone, Hartlett, and Kauffman to five
directors. Stan Caterbone had campaigned for both Alan Loss and Robert Long,
while Robert Kauffman and Michael Hartlett cast votes to others.
February 5, 1987 -
Carolyn Royer writes a formal notice and complaint to FMG, Ltd., president Robert
Kauffman and Michael Hartlett regarding her recent fulfillment of passing her NASD
examine for a Registered Principal, which was agreed by both Kauffman and
Hartlett, to give her a salaried position of managing and administering the stock
broker's activities for FMG, Ltd., whom both would later deny.
NOTES:
This would later load to the resignation of Carolyn Royer, despite the efforts of Stan
Caterbone to keep both Kauffman and Hartlett to their word and previous
agreements.
February 3, 1987 -
Stan Caterbone offers his mortgage banking loan portfolio to High Industries Inc,
and High Associates at the request of Robert Long, FMG, Ltd., in-house
accountant, who also a former employee and accountant of High Industries Inc.,
February 4, 1987 -
Stan Caterbone receives a letter from Owen Kugel, principal of OK Properties, to

secure financing for several historical rehabilitation properties, and offering and
Page 17 of 76
finders fee of $433, 592 upon financing.

February 11, 1987 - The FMG, Ltd., Board of Directors agree at the request and advise of Robert
Kauffman to loan $10,000 to Gail Turner (daughter of Tom Turner) of Minneapolis,
Mn, to capitalize an FMG, Ltd., satellite office in Minneapolis.
February 19, 1987 - Scott Robertson solicits Stan Caterbone to visit Power Station Studios and Tony
Bongiovi, of New York, for assistance in securing financing for a movie. Stan
Caterbone cites concern for the risk associated with motion picture investments,
however later decides to at least visit the studio. Discussions were also held in
securing financing for New York real estate deals for the mortgage banking activities
which had recently begun.
Robert Kauffman finalizes joint venture deal and agreement with Hilibbard Brown &
Company, the Broker Dealer from Washington, D.C., All FMG, Ltd., Registered
Representative's licenses are terminated from Financial Services Corporation (FSC)
of Atlanta, GA, Kauffman's former employer.
March 10, 1987 -
Investors Diversified Services (IDS), formally terminates Tom Turner, the largest
Divisional Manager in the country, earning in excess of $700,000 per year, for his
religious overtones in his office.
NOTES:
Tom Turner is a close personal friend of Robert Kauffman's, and he and his daughter
become affiliated with FMG, Ltd.,. FMG, Ltd., will later loan $10,000 to Gail
Turner facilitated by Robert Kauffman.
Stan Caterbone becomes concerned because of the religious ties between Robert
Kauffman, Tom Turner, and Barry Schuttler, all FMG, Ltd., affiliates.
March 24, 1987 -
In the FMG, Ltd., Newsletter, Robert Kauffman officially announces that Tom
Turner, of Minneapolis, Mn, has officially joined FMG, Ltd., and will begin building
offices in the same.
March 26, 1987 -
The FMG, Ltd., Board of Directors, at the request and advise of Robert Kauffman,
vote to approve a loan of $25,000 to Hibbard Brown & Company, of Washington,
D.C.,
In addition the Board votes to have Stan Caterbone pursue the legal issues of
restructuring FMG, Ltd., in order to pursue the national franchising of the
organization, and to provide a means to transfer the equity of FMG, Ltd., to the
same.
March 26, 1987 -
John Keeble, President of Financial Services Corporation (FSC), officially cite

Robert Kauffman for breaching their current employment contract by transferring the
Page 18 of 76
licenses to Hibbard Brown & company. FSC sends all licensed representatives of
FMG, Ltd., a letter stating their position and these allegations against Robert
Kauffman.
NOTES:
Stan Caterbone becomes infuriated at the recent events due to the fact that he has
insisted as far back as the Spring of 1986 that Robert Kauffman disclose to all of the
principals of FSC that Stan Caterbone and FMG, Ltd., are planning to eventually
apply for their own Broker Dealer License, or acquire an interest in another through
a joint venture, both of which would mean the termination in the relationship and
agreement with FSC.
It has become apparent that Kauffman was not only receiving compensation from
FSC, and FMG, Ltd., but was actually conducting business that was in a conflict of
interest to either FSC, or FMG, Ltd., either of which would ultimately add risk to the
value of FMG, Ltd., stock, and increase the potential liability for litigation to FMG,
Ltd.,
April 1987 -
Stan Caterbone directs and coordinates a joint venture deal with the Life
Underwriters Group, of Harrisburg and FMG, Ltd., for the insurance business of
FMG Insurance, Inc., which Stan Caterbone presides. The joint venture was also to
evaluate and analyze of FMG, Ltd., to enter into the reinsurance business, another
strategy to acquire equity.
April 9, 1987 -
Robert Kauffman receives a formal complaint from the president of Conestoga

Fuels, Bradley S. Singer, with regards to the services of accountant Robert Long in
the preparation of his 1986 taxes. Mr. Singer cites the negligence of Mr. Robert
Long in not delivering the services as promised, and not responding to his calls. Mr.
Singer also alleges that FMG, Ltd., is not delivering the services that it promotes, and
states that FMG, Ltd., is not able to provide financial advise on both a personal and
corporate level.
April 14, 1987 -
The FMG, Ltd., Newsletter announces that Stan Caterbone is offering his mortgage
banking services to all FMG, Ltd., affiliates, and that loans in excess of $2 million are
available for real estate ventures. Stan Caterbone also announces the plans to
develop an FMG, Ltd., satellite office in the York, Pa, area, through a joint venture
with the Bennet Williams real estate firm. It is also announced that the new Rennet
Williams office complex will be the first private real estate syndication for FMG,
Ltd.,
April 16, 1987 -
The FMG, Ltd., Board of Directors meeting is held at the law offices of McNesse,
Wallace and Nurick, of Harrisburg, with corporate attorney Jeffrey Jaouneau
present. The Board discussed the relationships of Tom Turner and Barry Schuttler
with specific regards of how to transfer equity of FMG, Ltd., to their interests
through a restructure.
Page 19 of 76
The reorganization and restructure of FMG, Ltd., was also discussed with the
considerations to vote on the preceding matters and a 5:1 stock split within the next
30 days.
April 18, 1987 -
Stan Caterbone personally visits the headquarters of Hibbard Brown & company,
outside Washington, D.C., en route to a tour day vacation in Captiva Island, 71.
Mike Dipaolo was also present.
Stan Caterbone wanted to discuss the present problems encountered with the
securities trading of his brokers, specifically Peter Poneros, was an exceptionally
large volume producer. Stan Caterbone also wanted to perform some sort of due
diligence on the firm, which he had previously scorned both Robert Kauffman and
Michael Bartlett for not personally visiting the offices prior to reaching the decision to
sign and consummate the joint venture agreement.
NOTES:
Stan Caterbone became infuriated at the response by Pete Hibbard and his
subordinates after learning that they did not know a problem existed, while persons
at FMG, Ltd., were under the impression that the staff at Hibbard Brown & Co.
were acting to rectify and resolve the problems.
Stan Caterbone also become disappointed to find that the firm was nothing more
than empty offices, with little if any staff.
Stan Caterbone transcribes an extensive diary of events of the formation,
development and progress of Financial Management Group, Ltd., in response to the
recent problems caused by President Robert Kauffman, and in preparation for any
potential legal litigation that may arise in the future.
NOTES:
Stan Caterbone wanted to insure against Robert Kauffman misrepresenting the facts,
as he has demonstrated in the past. In addition, Stan Caterbone wanted to protect
and preserve all of his interests, which were instrumental in the success of FMG,
Ltd.,
It was known that Kauffman and Hartlett very much resented the accomplishments
and respect of Stan Caterbone within FMG, Ltd.,, despite their lack of commitment
in the early development of FMG, Ltd.,. Stan Caterbone assumed more risk, and
contributed more efforts than either of the other two principals in the beginning days
of the company.
May 5, 1987 -
"Expanded" FMG, Ltd., Board of Directors Meeting is held that includes

additional FMG, Ltd., satellite office principals: Richard Volpe (Phil.); Barry
Schuttler (Siver Springs, Md.); Jerry Bavero (Camp Hill); and Ken flay (ISIS).
Page 20 of 76
Stan Caterbone presents cover story of "Business Week", regarding growth of

convenience industry, which is why he conceived the full service strategy for FMG,
Ltd., Stan Caterbone also explains the procedures for his mortgage banking
services and its related issues. Stan Caterbone discusses the "Digital" Movie venture
and its progress and financial considerations - Stan Caterbone also describes in
detail the Bennett Williams real estate syndication, and the current plans for a satellite
office in a joint venture with Bennett Williams. In addition, Stan Caterbone discloses
his design for and plans for development of a fully integrated computer system, which
would include automatic tax preparation, financial planning, and other related
technologies, which are now 3 different bastardized systems.
Negotiations for an additional satellite office in the Harrisburg area are also
disclosed, as well as the status and progress of already existing offices in Lewisburg,
Baltimore, Reading, Minneapolis, and Florida.
May II, 1987 -
Stan Caterbone loans $2, 000 to Scott Robertson, until settlement of pending deals,
and also pays $750 to Marcia Silen of Flatbush Films, in advance for work done for
the "Digital" Movie.
May 11, 1987 -
Al Dannatt of Institutional Investors, of Houston, visits with Stan Caterbone to

inspect the Olde Hickory properties in order to secure a refinancing package of $6
million for Noris Boyd (FMG Ltd., shareholder). A proposed financing package is
later proposed and offered, and Noris Boyd discloses to Stan Caterbone that the
terms and conditions are more favorable than the existing and proposed terms of the
Commonwealth National Bank, which is in jeopardy of loosing the loan to Stan
Caterbone and Institutional Investors.
The deal would have resulted in at least a $25,000 fee to Stan Caterbone.
NOTES:
Stan Caterbone also holds additional meetings with local and regional real estate
developers concerning his loan portfolio and financing abilities, including Drew
Anton, owner of the Treadway Resort Inn, and Fisher/Sponougle Group, Ltd.,. Al
Dannatt will later travel to Florida in order to inspect a commercial shopping center
owned by the Fisher Sponougle Group, Ltd., that was looking to secure some $so
million in financing.
Art Kerst, a computer consultant, will also solicit Stan Caterbone to become
involved in the mortgage banking activities, and despite Stan Caterbone's already
existing dealings with the Fisher Sponougle Group, Ltd., Art Kerst will begin to
conduct meetings with Herb Fisher.
May 13, 1987 -
Stan Caterbone attends an all expense paid conference to Palm Springs, CA, by
Philadelphia Life Insurance Co., for his personal life insurance business of the
previous year.
Page 21 of 76
FMG, Ltd, Board of Directors meet to vote on Stan Caterbone's request and
demand to ratify the recent joint venture agreement/contract with Hibbard Brown &
Company, after Stan Caterbone learned of dire inefficiencies within Hibbard Brown
& company, and the "Born Again" relationships of Kauffman, that placed an
unprecedented amount of risk to FMG, Ltd.,. Stan Caterbone voted by telephone
from the Chicago Airport, in the midst of his travel to Palm Springs and Hollywood
California. The Board also voted to negotiate and approve a deal with the Planners
Securities Group, of Atlanta, GA.
NOTES:
Stan Caterbone had won the votes of Alan Loss and Robert Long, overturning the
decision of Robert Kauffman and Michael Bartlett and officially terminating the
agreement.
This vote, in and above itself, took control of the Board of Directors from Kauffman
and Bartlett, and put the power of the Board in the direction of Stan Caterbone.
This will eventually lead to the Coup conspired by Kauffman and Hartlett to find a
way to get Stan Caterbone out of the corporation.
May 14, 1987 -
Robert Kauffman sends a formal letter of apology to Pete Hibbard, president of

Hibbard Brown & Company, of Washington, D.C. for the recent action of the
FMG, Ltd., Board of Directors to ratify the previously accepted joint venture
agreement.
Robert Kauffman acknowledges his efforts in trying to convince the FMG, Ltd.,
board to continue with the agreement, and also states his position that this action will
be regretted by all in the future.
May 15, 1987 -
Stan Caterbone travels to Hollywood, CA, directly from Palm springs, to meet with
Marcia Silen, of Flatbush Films, the film producer of "Mutant Mania", the "Digital
Movie". Stan Caterbone discloses his outline and strategies for the SONY proposal
which Marcia Silen calls "genius and brilliant". Additional strategies are discussed for
the project.
An additional meeting with Becky Austin, a known real estate professional in the
Hollywood area, is held. Stan Caterbone discusses a possible joint venture to
develop a Hollywood office for the mortgage banking activities, and Becky Austin
indicates her interest to pursue the venture. Additional plans are made to meet with
Al Dannatt of Institutional Investors in Houston, Texas at a later date.
Stan Caterbone also contacts Ted Gamillion, owner and operator of Gamillion
Studios (a successful "mini-major" film studio), of Hollywood Studios, who has
solicited his services through Becky Austin and Marcia Silen, for the refinancing and
a restructuring of his studios. Plans are made for a future visits to the Studios at a
Page 22 of 76
later time, due to scheduling problems at that time.

May 16, 1987 -
Stan Caterbone directs his administrative assistant, Lynn Kreider, to confidentially

transcribe his diary of May 2, 1987 into the word processor for future reference,
without the knowledge of any persons.
May 18, 1987 -
Stan Caterbone completes the first draft of the SONY proposal and the "Digital
Movie" in order to secure the financing of the project.
FMG, Ltd., sponsors and conducts a seminar titled "Medical Malpractice Risks" at
the St. Joseph Hospital for all attending Physicians and hospital staff. Scott
Robertson bad requested Stan Caterbone to coordinate the efforts because of his
relationship with Hospital Administrators, and his many clients that included many
Hospital physicians. Stan Caterbone bad also worked with the Hospital's Human
Resource Department on other similar projects.
The seminar included an attorney from the local law firm of Barley, Snyder, &
Cooper, that presented information regarding legal and financial exposure in the
event of medical malpractice suits, and an executive from Crown Life Insurance
describing new products that help alleviate some financial exposure. Robert
Kauffman, presented information about FMG, Ltd., its progress, and services, and
Alan Loss acted as moderator.
NOTES:
In addition, Stan Caterbone directed the professional filming of the seminar,

and also a marketing video, which included demonstrations and talks by the head
of various departments within FMG, Ltd., as well as demonstrations of various
computer technologies utilized and designed by FMG, Ltd. Stan Caterbone had
intended to edit the video, and use it for marketing and recruiting in the franchising of
the company.
The seminar attracted approximately 50 persons, including Dr. William Umiker
(FMG, Ltd., shareholder) and Dr. Albert Schulz Psychiatrist), both Stan
Caterbone's clients. The seminar was considered a success.
May 18, 1987 -
Robert Kauffman signs and notarizes the agreement for the stock option agreement
and joint venture with the Planners Securities Group, of Atlanta, Ga; as Robert Long
again signed as the FMC, Ltd., Board of Directors, rather than Stan Caterbone,
Secretary of FMG, Ltd., as common practice, policy, and law.
NOTES:
Again, Stan Caterbone would not approve this contract, on the basis of a clause,
conveniently included, that would have provided that the 10 % stock option was only
vested under the conditions that Robert Kauffman remain as president of FMG, Ltd.,
Upon the termination, resignation, or any other departure, FMG, Ltd., would loose
Page 23 of 76
all interests in the accumulated stock options earned over the next seven (7) years.
Stan Caterbone would not approve such a contract because of the conflict of
interests with respect to the above clause, which yielded Robert Kauffman the power
to hold his position of Presidency, as a financial hostage, if his performance was not
within the expectations of all shareholders, or if he engaged in activities of misconduct
or wrongdoing. The only way the stock option agreement was fully vested upon the
departure of Robert Kauffman before the seven year schedule, was if convicted of a
felony, which yields the potential for many abuses and conflicts of interests on his
part that would still subject the FMG, Ltd., shareholders to the loss of the stock
options upon his departure.
May 20, 1987 -
Attorney Ric Fox submits the legal "Letter of Intent for Joint Venture Participation
and Contribution" for Power Productions I to Stan Caterbone for securing
investments and financing of "Mutant Mania", the "Digital" Movie. Stan Caterbone
was the General and Managing Partner responsible for managing the investment fund.
The invoice was paid by FMG Advisory, Inc., in which Stan Caterbone was
President and managed the daily operations.
NOTES:
Stan Caterbone had previously held a meeting with Noris Boyd and Robert Long, at
FMG, Ltd., whereby Noris Boyd had verbally committed to investing approximately
$250,000 into the venture.
May 21, 1987 -
Again Robert Kauffman has Robert Long sign for his Employment Agreement with
FMG, Ltd. ,as representing the Board of Directors, which should have been signed
by the Secretary of FMG, Ltd., Stan Caterbone.
NOTES:
Stan Caterbone also disputed this contract as proposed by Robert Kauffman, mainly
due to the increased financial incentives and salary increases to Robert Kauffman.
Stan Caterbone especially disputed a 3% profit incentive on all FMG, Ltd.,
businesses paid as a bonus to Robert Kauffman. Stan Caterbone objected to
Robert Kauffman being paid bonuses on businesses that Stan Caterbone had
personally developed, managed, and was responsible for managing the daily
operations, including: the mortgage banking activities; FMG Accounting; the
insurance business; and FMG Advisory, which Stan Caterbone was elected and
remained President.
Stan Caterbone also disputed the increase in monthly salary of $5,000 to $7,000, as
instituted by Robert Kauffman, himself.
May 26, 1987 -
In the FMG, Ltd., Newsletter, Michael Hartlett officially announces the appointment
of Jon Gruber and Craig Russell, principals in the law firm of Russell, Kraft, Gruber
and Huber to join FMG, Ltd., and occupy an office in the FMG, Ltd., headquarters.
Page 24 of 76
NOTES:
The above announcement was done without prior notice or consent of Stan
Caterbone, which was against present company policy regarding important and
sensitive matters of that nature. The same said law firm would later represent FMG,
Ltd., and take all legal action against Stan Caterbone in the following months.
May 27, 1987 -
Arlene Davidson, of Flatbush Films, finalizes and completes the first draft of the
working budget 0 the "Digital" Movie and mails it to Stan Caterbone in preparation
for the meeting in Stone Harbor in the upcoming weeks.
May 29, 1987 -
Associate Producer Arlene Davidson encloses the first draft of the screenplay to
Stan Caterbone in Stone Harbor, NJ. Barry Schuttler's office manager, Audrey,
discloses during a meeting with Stan Caterbone to educate her on how to recruit and
build the satellite office, that Fete Hibbard, president of Hibbard Brown &
Company, is also (Kauffman, Turner, Schuttler) ,a "Born Again" Christian, and that
he is trying to convert her.
Mike Dipaolo submits a proposal to Stan Caterbone to join the FMG Accounting
group with Robert Long.
June 6, 1987 -
Flatbush Film producers: Marcia Silen; Arlene Davidson; and Director Barbara
Peters travel from Hollywood, CA, to visit with Tony Bongiovi and other producers
at Stan Caterbone's residence in Stone Harbor, NJ, for their first production
meeting. Flatbush Film personnel spent several days in New York at Power Station
Studios, before traveling to the New Jersey Shore, the location for the filming of the
movie.
June 8, 1987 -
Stan Caterbone sells 1,000 shares of ISC stock.
June 9, 1987 -
Stan Caterbone submits an application for a loan in the financing of the aircraft to
John Wolfe, Executive Vice President of Commonwealth National Bank, and
delivers it to him at Lancaster Aviation.
Stan Caterbone also submits a request for a $100,000 line of credit with the
Farmers First Rank, where all FMG, Ltd., accounts are held. Stan Caterbone offers
his FMG, Ltd., holding as collateral.
NOTES:
Stan Caterbone requested the financial records and statements from Michael
Bartlett, the FMG, Ltd., Treasurer, who was responsible for the accounting.
However despite the legal entitlement, Michael Bartlett and Robert Kauffman
refused to allow access of all financial records to Stan Caterbone.
Ironically, even though Stan Caterbone's past efforts were known to be responsible
for the success and the formation of the organization, Stan Caterbone will never have
or had, the privilege to review any financial records of the firm, even as of the date of
Page 25 of 76
this report (1991).

June 10, 1987 -
Stan Caterbone prepares a financial capsule of Financial Management Group, Ltd.,

bases on his original projects contained in his business plan of one year earlier.
After gathering the analytical in formation based on capital raised, and production
figures, Stan Caterbone reported that FMG, Ltd., was at least two (2) years ahead
of its original projections in almost every category, even though FMG, Ltd., was a
month away from its 1st Birthday.
The following is a synopsis of that report which illustrates the highlights:
Capital Raised:
Professionals:
Staff:
Satellite Offices:
Stock Value:
$80 million
60
13
12
$13-$17 per share
(before the 5:1 stock split and not including the 10% interest in the Planners
Securities Group, stock, recently acquired)
June 12, 1987 -
Lancaster Aviation arrange for the selected aircraft to be flown in from the Midwest
to be inspected by Stan Caterbone. Pete Wolfson of Lancaster Aviation conducts
the meeting, as an official agent of Lancaster Aviation.
Commonwealth Bank has approved the financing of $97,000 for the purchase. The
additional $25,000 required is not yet available. Pete Wolfson insists that the plane
must be purchased before being flown back to the Midwest. Pete Wolfson requests
a post-dated check from Stan Caterbone for the remaining balance. Stan Caterbone
refuses, citing that the remaining funds must be liquidated from the Keystone Mutual
Fund, and the exact receipt of the moneys is not guaranteed, and could take up to
10 days.
Pete Wclfson agrees not to deposit the check until Stan Caterbone confirms that the
funds have been received and deposited in order to cover the check for the
remaining $25,000. Stan Caterbone makes sure that Pete Wolfson has the authority
to make the arrangement, and Pete Wolfson agrees. The purchase of the airplane
was also subject to a pre-purchase inspection by Lancaster Aviation. Lancaster
Aviation also advises Stan Caterbone to have his airplane included in their Fleet
Insurance plan. Stan Caterbone also advises Lancaster Aviation that he would like to
offer the airplane to his business associates for use in order to subsidize the costs and
maintenance.
Page 26 of 76
The papers are signed and the settlement is made during the initial inspection.
June 15, 1987 -
Stan Caterbone receives the production schedule and itinerary for the "Digital"
(Mutant Mania) Movie from Arlene Davidson, Associate Producer (Flatbush Films),
of Hollywood, CA.
NOTES:
Flatbush Films has begun to direct all communications and efforts to Stan Caterbone
directly, and have begun to look to him for direction, after lack of communication
and several misunderstandings in dealing directly with Tony Bongiovi and others at
Power Station Studios.
Stan Caterbone suddenly finds himself in the middle of resentment by Scott
Robertson and others because of the respect from the Hollywood people concerning
the directing of the movie.
June 17, 1987 -
Stan Caterbone receives materials from New York bases Real Estate developer,
Susan Weinstein, for considerations in securing financing for development of the
fastest growing section of New Jersey, the "1-78 Corridor". This section of New
Jersey was attracting many professionals who worked in New York city, mainly due
to it's 35 minute commute, and it's rural setting.
June 18, 1987-
Stan Caterbone and Randy Grespin, corporate attorney for The Life Underwriters
Group (TUG), fly to Atlanta, Ga, to visit with executives of Planners Securities
Group (PSG), a nationally known Broker Dealer. Stan Caterbone had initially
consulted with both Kauffman and Bartlett concerning the trip, however when both
disagreed, Stan Caterbone questioned why he was the only principal to personally
visit the operations of Hibbard Brown & Company, which lead to his decision to
terminate the ill fated merger.
NOTES:
The company in Atlanta, was the regarded as the most successful Broker Dealers in
the financial planning community, and included several former presidents of the
national board of the International Association of Financial Planners. The company
had previously been recruiting FMG, Ltd., and offering an attractive equity interest.
Randy Grespin agreed to reimburse $600 to Stan Caterbone for the expense and
use of his aircraft.
NOTES:
Stan Caterbone had the following agenda for the trip and meeting:
1. Visit and discuss a possible joint venture and merger with FMG, Ltd., and
evaluate the various departments necessary to administer FMG, Ltd's., stock
transactions and private real estate offerings.
2. Discuss and evaluate the opportunities of utilizing insurance products from Randy
Grespin's firm, and all matters related to the structuring of business.
Page 27 of 76
3. Familiarize Greg Dune, a personal friend and recruitment of Stan Caterbones

who was also visiting from Florida to consider opening a Florida office for FMG,
Ltd.,
4. Conduct an extensive and thorough due diligence investigation of the stability,
efficiency, and security of the operations, in order to prevent a similar situation
that facilitated the previous termination of the recent Hibbard Brown &
Company deal. Stan Caterbone left the meetings with very optimistic and
impressive findings, that only left more questions as to the decision of Kauffman
and Bartlett to affiliate with Hibbard Brown & Company, knowing that the
Atlanta group had been aggressively pursuing talks of a merger since the
inception of FMG, Ltd., On the return flight home, Stan Caterbone confided to
Randy Grespin, requesting legal advise, regarding the recent problems and his
allegations of misconduct by FMG, Ltd., President Robert Kauffman. Randy
Grespin advised Stan Caterbone to take some time and seek legal counsel.
Upon entering the offices of FMG, Ltd., after arriving in Lancaster, Robert Kauffman
pulls Stan Caterbone into his office and abruptly shouts "Who is running this
corporation, me or you?". Stan Caterbone quickly answers "I don't give a damn
who runs this company. as long as it's run right, and for the right reasons!" Stan
Caterbone immediately left the office.
Later that evening, Robert Kauffman appears at the residence of Stan Caterbone, for
the first time, unannounced and completely out of character of Robert Kauffman.
Robert Kauffman and Stan Caterbone have a dispute over the renewal of their
respective new contracts. Stan Caterbone refuses to approve Robert auffman's new
contract due to clauses that provide him with profits on businesses that tan
Caterbone has developed and will manage. Robert Kauffman also refuses to give
Stan Caterbone an additional increase of his salary of $3,000 per month, while
wanting to increase his salary from $5,000 to $7,000 per month. Both salaries did
not include commissions from their respective clients.
June 22, 1987 -
Stan Caterbone hires Todd Deliinqer, a planner in FMG, Ltd., to help administrate
the daily activities of his personal clientele and to perform administrative duties
necessary due to the amount of time Stan Caterbone is conducting
business out at the office, allowing Stan Caterbone to focus attention on the Strategic
Planning, and allowing him to better manage his time.
Stan Caterbone sends a memo to client and shareholder Dr. William Umiker that
introduces his new assistant, in addition to information regarding his pension accounts.
June 1987 -
Guerins brother-in-law, Carl I. Jacobson, is targeted by a federal task force and
Page 28 of 76
grand jury investigating massive Department of Defense contract fraud and

corruption within United Chem Con and the York-based Wedteck Corporation.
June 23, 1987 -
June 23, 1987

10:00 am
Carl Jacobean flees the U.S. in the early morning for Santiago, Chile, in what
will ultimately be a failed attempt to avoid a federal subpoena similar to
those served to other United Chem Con associates. Romar Aviation
provided the flight.
Larry Resch visits Stan Caterbone at FMG, Ltd., headquarters in Lancaster, as

scheduled. Larry Resch explains that "we had to fly Carl Jacobson out of the
country early this morning" as the reason for his not being able to attend the meeting
as planned.
Larry Resch discusses possible strategies to rescue Chem Cons Minority 8A
Setaside contracts, and solicits financing for new facility.
Stan Caterbone becomes annoyed the context of the conversation, especially the
lack Of disclosure, and discusses allegations of wrongdoing by Guerin and ISC, and
the relationship to Chem Con. After evaluating the financial statements, Stan
Caterbone also suggests there is approximately $15 to $18 million in missing funds.
2:00 pm
Stan Caterbone has his locks changed to his office by Russel Locksmith of Lititz, in
order to secure confidential personal and business tiles in light of the current internal
power struggle between himself, Michael Hartlett and Robert Kauffman, and given
the conversation with Mr. Larry Resch a few hours earlier.
June 25, 1987 -
Robert Kaufman, President of FMG, Ltd., and other FMG, Ltd., executives
burglarize Stan Caterbone's office removing confidential personal and business tiles.
Some of the mortgage banking and other business files have yet to be found.
Kauffman and Robert Long illegally issue FMG, Ltd., stock certificates to Peter
Peneros and Scott Robertson. Robert Long signs the stock certificates as Secretary
of FMG, Ltd., when Stan Caterbone was acting Secretary, and was the only person
duly authorized to issue FMG, Ltd., stock certificates.
NOTES:
Stan Caterbone learned of the burglary by Robert Kauffman in a telephone

conversation while at Stone Harbor, NJ; Kauffman inadvertently mentioned that the
stock certificates were issued, however, with all documents at risk of being stolen,
Stan Caterbone did not mention the incident, in hopes to first recover any potentially
stolen business and personal files.
June 27, 1987 -
Jim Bly of Virginia based Source Capital, is scheduled to use the aircraft of Stan
Caterbone, for approximately 6 hours of flight time at $300.00 per hour. However,
Jim Bly is denied the flight by Lancaster Aviation, who repossess the aircraft and
Page 29 of 76
refuses to allow the plane to leave the ground, without any knowledge by Stan
Caterbone.
NOTES:
Chuck Smith, president of Lancaster Aviation, later discloses to Stan Caterbone that
he had deposited Stan Caterbones pre dated check for $25.000, without the
confirmation by Stan Caterbone that the funds had been transferred from accounts.
Stan Caterbone had argued with Pete Wolfson, salesman, that he did not want to
give them a post dated check, however Chuck Wolfson insisted. Now, Chuck
Smith had told Stan Caterbone that Pete Wolfson did not have the authority to
complete the transaction. However Stan Caterbone reminded Chuch Smith that he
was acting as an agent for Lancaster Aviation, and that was not material to this
dispute.
June 29, 1987 -
Stan Caterbone receives patent research materials from patent attorney Joel S.
Goldhammer, of the prominent Philadelphia law firm Siedel, Gonda, Goldhammer &
Abbot regarding the "Digital" Movie, and the national franchising of Financial
Management Group, Ltd.,. Stan Caterbone had retained the services of Siedel,
Gonda, Goldhammer Abbot in order to investigate all relevant matters concerning the
technology, merchandising, and marketing of the "Mutant Mania" project, and the
use of the "Power Station" label. Research was required for the merchandising of
consumer electronics, professional audio/visual digital mixing consoles, and the
"Power Station Digital Movie System (PSDMS), as created by Stan
Caterbone in the proposal for SONY Corporation of Japan.
In addition, Stan Caterbone had retained the law firm to research the private label of
"Financial Management Group, Ltd., in preparation of reorganizing and marketing
the organization in the national marketplace. Stan Caterbone had requested the
patent research while President of FMG Advisory, Inc., and authorized payment
from the companies account, which Stan Caterbone had exclusive authority.
June 30, 1987 -
Stan Caterbone visits with Dave Schaad, President of the York based real estate
firm of Bennett Williams, Inc., Stan Caterbone was finalizing plans to secure
financing of a $2.5 million office complex for the new headquarters of Bennett
Williams, as well as 3 or 4 additional anchor tenants. Stan Caterbone had been
working with Dave Schaad for the past 3 months, along with Scott Robertson.
NOTES:
Stan Caterbone had previously discussed the deal with Dave Cook, and executive
and former owner of the Turkey Hill Convenience Stores. Dave Cook indicated a
serious interest in providing the entire $2.5 million investment. The above deal would
have provided over $150,000 of fees upon settlement to Stan Caterbone upon
settlement.
Prior to the meeting, Dave Schaad had indicated by telephone, that Robert
Kauffman had invited himself to the meeting, without prior consent or notice to Stan
Page 30 of 76
Caterbone, During the meeting, Stan Caterbone disclosed the current political
problems within the principals of FMG, Ltd., being facilitated by Robert Kauffman
himself.
July 1, 1987 -
Stan Caterbone, assisted by James Warner, remove all personal and business files
from the premises of FMG, Ltd., after Stan Caterbone had learned of the burglary.
NOTES:
In an effort to conceal the incident to FMG, Ltd., personnel and shareholders to

avoid a devastating and potential crisis, the above attempt to restore the files was
done at approximately 1:00 am. while the office was vacated. Stan Caterbone had
found several confidential business files (mortgage banking) in the offices of Robert
Kauffman and Robert Long, that were the exclusive property of Stan Caterbone. In
an effort to document the theft, Stan Caterbone took photographs of the files in the
offices of the two executives, before he removed them.
Stan Caterbone had prepared to take the files to the attorney office of Joe Roda on
the following morning.
July 1, 1987 -
Stan Caterbone phones Joe Roda from the home of Mary Lynn Dipaolo to arrange
for a meeting to discuss the recent events and Coup attempt by Kauffman and
Hartlett that
included several criminal and security violations.
Stan Caterbone visits with Joe Roda and describes the incidents in detail, including
the "Digital Movie", ISC, and all related activities. Joe Roda instructs Stan
Caterbone to have all of the files copied and arranges for the return of all FMG,
Ltd., corporate files.
Stan Caterbone had questioned Joe Roda for a legal opinion as to his right of any
moneys in FMG, Ltd., checking accounts that he was authorized to sign for. Joe
Roda advised that Stan Caterbone had no right to any funds. All checks were
returned to FMG, Ltd., along with all other documents.
Stan Caterbone advises Joe Roda that he is in fear that someone is deliberately
orchestrating all of the recent incidents, which were quite extraordinary and
extremely criminal and have been coming from all directions. Stan Caterbone
advised Joe Roda that he would like to take all of his files to Stone Harbor, NJ for
safekeeping while he pursued his legal recourse. Stan Caterbone also explained that
he would feel safer leaving Lancaster until these circumstances were brought under
control.
July 2, 1987
In an effort to continue all efforts and business activities, Stan Caterbone visits the
Office Works, owned and operated by High Industries, to purchase a printer while
staying in Stone Harbor. FMG, Ltd., had an open account, which Stan Caterbone
authorized, as an officer of FMG, Ltd.,. The Office Works demands cash payment
Page 31 of 76
and refuses to put the purchase on credit.

Stan Caterbone negotiates with Romar Aviation to provide pilot; storage; and
insurance with his aircraft after many very questionable occurrences at Lancaster
Aviation, just a few hundred feet away. Stan Caterbone secures insurance and pays
$1,000 to Romar Aviation for the flight to Stone Harbor, which was conducted by
Victor M. of Romar Aviation. In addition, at the referral of Victor, Stan Caterbone
calls Sam Goode, of Sam Goode Assoc., to bind insurance for the aircraft. Sam
Goode Binds the insurance and instruct Stan Caterbone to mail a payment of $750.
The conversation took place in Romar Aviation, at the time the $1,000 was paid to
Victor. Stan Caterbone loads his aircraft with all of his personal and business files to
be transported to the Cape May County Airport, just a few miles outside of Stone
Harbor, in the morning of July 4.
NOTES:
Stan Caterbone was not aware of the relationship of Romar Aviation with Guerin
and ISC, especially the previous flight or Carl Jacobson to Chile by Romar Aviation
just a few days before, the same day of his meeting with Larry Resch of ISC.
July 4, 1987 -
At approximately 12:00 am, Victor calls Stan Caterbone to notify him that his aircraft
was reposed some hour earlier, and locked in the hanger of Lancaster Aviation, with
all of his personal and business files on board.
Victor only would say that Commonwealth Bank had taken part in the repossession,
with no reasons given. The first payment of the loan agreement with Commonwealth
National Bank was not due until July 25, 1987. There was no money due to
Commonwealth National Bank.
Stan Caterbone also becomes quite suspicious, after learning a few weeks earlier
that his efforts to provide a refinance of some $6 million to Boyd Wilson Properties,
was more favorable than the existing or proposed financing arrangements now place
with Commonwealth National Bank, which not only has a lender relationship with
Stan Caterbone, but is also a competitor for his mortgage banking activities.
It was also known that Stan Caterbone's lending authority was larger and more
competitive than most of the local banking community.
NOTES:
Stan Caterbone now becomes in fear for his life due to this incident, and all
other unexplained incidents in the preceding days and weeks.
July 4, 1987 -
At approximately 9:00 am in the morning, Stan Caterbone calls his attorney Joe
Roda, under emotional duress from the previous conversation with Victor and the
repossession of his aircraft with all documents on board; Joe Roda responds "Stan,
you have to quit fabricating these allegations, it is July 4th, what do you want me to
do. This conversation reaffirms a conspiracy theory within Lancaster to ruin him, and
Page 32 of 76
supports his efforts to leave Lancaster with his files to solicit aid and support from
legal and law enforcement authorities to suppress the conspiracy.
NOTES:
Stan Caterbone realizes that the documents were authentic proof and evidence of all
of his allegations, and most importantly all of his business activities for the past 5 or
more years. The loss of the files would have devastating consequences for his life.
At approximately 9:30 am, after the disturbing phone, Stan Caterbone drives to the
Cape May County Airport to solicit the services of a pilot to fly to Lancaster to
retrieve his files. Brad Donahue accepts the job, and agrees to a $200 tee, and an
additional $200 it there are any difficulties in obtaining the files.
Stan Caterbone provides Brad Donahue with all documentation showing legal title to
the aircraft in the event authorities are notified. Stan Caterbone gives explicit
instructions to notify the police in the event personnel will not return all of the files.
Brad Donahue arrives a few hours later, with boxes of files. Brad Donahue briefly
describes an encounter at Lancaster Aviation, and demands payment of $400 as
agreed. An invoice is signed by all parties as proof of payment and the activity, and
$400 in cash is paid to Brad Donahue. Pilot Dave Austin, of the Cape May County
Airport witnesses the transactions and the event.
NOTES:
In the following weeks, Dave Austin, would later disclose to Stan Caterbone that
Brad Donahue was killed in a mysterious "Air-Accident", while over water, with an
unexplained and questionable flight chart.
July 5, 1987 -
Stan Caterbone solicits the legal services of Ric Fox, a Harrisburg attorney that has
prepared legal documents for the "Digital" Movie. Rio Fox flies his aircraft to the
Cape May County Airport, and arrives at Stan Caterbone's house accompanied
with another attorney Robert Chercicoff.
NOTES:
All of the recent activities were detailed and described concerning FMG, Ltd.,; the
"Digital Movie"; and the illegal repossession of the aircraft. Stan Caterbone
questioned Mr. Fox and his associate of any relationship with Commonwealth Bank,
which headquarters were also in Harrisburg, and both gave a very ambiguous
answer.
The meeting ended with both attorneys failing to recognize or admit to any
wrongdoing by any and all related parties, and further demanding a $2,000 retainer
fee to look further into the matters.
Stan Caterbone suspects the conspiracy theory again, especially in light of the
acknowledged relationship with Commonwealth Bank, and an indirect relationship
with Robert Kauffman, through Life Underwriters of Harrisburg, a joint venture
Page 33 of 76
arranged by Stan Caterbone some months earlier.

By July 5, Stan Caterbone had already made two legitimate attempts to solicit legal
aid for the unexplained events and circumstances, both of which were maliciously
sabotaged.
July 6, 1987 -
In an effort to document the conspiracy theory, Stan Caterbone requests Tom

Caterbone to call Robert Kauffman to inquire about the status of his affairs, and to
tape the conversation. Tom Caterbone identifies himself as John Green, a client of
Stan Caterbone's and Robert Kauffman states the following:
"Stan Caterbone has moved his office to Stone Harbor, NJ.. he is not taking care of
business, and I need to see to it that his clients are taken care of for the time being..
he has been spending a lot of money, an airplane, a place at the shore, and he seems
to think that he is too important for his traditional clientele.. There is some history of
mental disorders in his family history.. I can't come right out and say that that is
what's going on, .. I wish Stan would get some professional help.. However for the
time being, Stan is not taking care of business, and I need to be concerned for his
clients.
July 6, 1987 -
Stan Caterbone telephones Dr. Al Schulz, psychiatrist at St. Joseph Hospital, and
client of Stan Caterbone's in order to thwart the allegations of insanity. Dr. Al Shulz
had disclosed that several persons, including Mary Lynn Dipaolo and Jere Sullivan
had called him concerning Stan Caterbone's behavior and activities.
From the allegations, Dr. Shulz advised that Stan Caterbone was suffering from
illusions of grandeur, and prescribed Lithium treatment, and to return to Lancaster
for consultation.
Stan Caterbone insisted that the allegations were purely fabricated, and that no one
had any legal right to interfere with his business and or legal affairs, let alone his
confidential medical records.
July 6, 1987
July 6, 1987
Stan Caterbone contacts David Drubner, of Boston, Ma, a friend of Stan

Caterbone's brothers Mike, and an attorney. During the conversation, David
Drutner questions Stan Caterbone about "taking some medication", and supports the
allegations of insanity.
-
In the following days, Stan Caterbone had made numerous telephone calls to local,
state, and federal authorities, for intervention and help regarding all of the preceding
events and circumstances. The following is a brief description of each:
Manhiem Township Police Department, responded "what bank branch
repossessed your aircraft"; Pennsylvania State Senator Gib Armstrong,
Page 34 of 76
responded, "I will call the Pa Attorney General's Office and have them call you; the
Federal Bureau of Investigation (FBI), the Philadelphia-based field office; U.S.
Representative Robert Walker (R-Pa), a detailed and explicit conversation with
Mrs. Robert Walker, who would only advise Stan Caterbone to put his situation in
writing and submit it to the Congressman in his Washington, D. C. office. In addition:
David Wouls (Executive Vice President of the Lancaster chamber of
Commerce & Industry), Stan Caterbone talked at length, and in detail, making
allegations of misconduct with members of the same; National Association of
securities Dealers (NASD), in Washington, D.C., Stan Caterbone discussed the
securities related violations. And also: the Securities & Exchange Commission
(SEC), also in Washington, D.C., and discussed securities laws violations; the
Pennsylvania Securities Commission, of Harrisburg, Pa, discussed the
implications of Stan Caterbone's illegal lock-out, and his legal and formal positions,
including incorporating officer of FMG, Ltd., Stan Caterbone received no support or
follow-up communications concerning all of the above requests, despite his apparent
emotional duress, and extreme situation.
July 7, 1987
Stan Caterbone contacts the law firm of Capello & Foley, of Santa Barbara,
California. Stan Caterbone had conducted research (American Bar Association
Journal) in "Lender Liability", which was becoming very popular legal issue, where
banks participate in illegal activities resulting in the financial ruin of it's borrowers.
Stan Caterbone intended to file suit against Commonwealth National Bank
for the illegal and unjustified repossession of his aircraft.
Stan Caterbone discussed the case briefly with Diane Campell that day, and Stan
Caterbone made arrangements to deliver supporting documents to the office in Santa
Barbara the following week, while visiting with Gamillion Studios, in Hollywood.
July 8, 1987
A formal notification of the termination of Stan Caterbone's Registered

Representative Securities license with the Planners Securities Group Inc., of
Atlanta, GA is received, with a "cc: Robert Kauffman".
No explanation was provided, or any reasons for the termination. Stan
Caterbones reprisal for disclosing criminal activities to the proper
authorities is that he will illegally loose his privilege to sell securities without
any merit.
July 8, 1987
July 9, 1987 -
Stan Caterbone's brothers, Steve, Phil, Mike, and Tom, arrive unexpectedly and
uninvited at the residence of Stan Caterbone's in Stone Harbor, NJ, and refuse to
leave until Stan Caterbone agrees to take Lithium and return to Lancaster to
undergo treatment by Dr. Al Schulz, for mental illness.
Stan Caterbone receives a notice by regular 1st class mail from Commonwealth
Page 35 of 76
National Bank regarding the repossession of 9 days prior. The following reasons are
given for the repossession:
1. Failure to provide adequate insurance.
2. Removal of aircraft from Lancaster Aviation.
3. Intended plan to fly aircraft to Florida without prior written notice.
Jul 10, 1987 -
Stan Caterbone receives a formal notarized notification from Dr. and Mrs. William
Umiker of FMG, Ltd.,; removing Stan Caterbone as the former Trusee for their
Estates.
Mr. Robert Kauffman also sends a personal letter to all of Stan Caterbones clients
informing each and every one that he has moved to Stone Harbor, NJ; that he
may not handle investments at all; and that people close to Stan Caterbone
had requested that he, Robert Kauffman, personally service his clientele.
July 16, 1987 -
Stan Caterbone travels to New York, from Boston, MA, to visit with Bob Walters
of Power Station Studios, to discuss the allegations of Blackmail, and to find out who
is involved, including Scott Robertson and Power Station Studios.
Stan Caterbone discusses the illegal repossession and other related matters, however
during the conversation, becomes suspicious when Bob Walters and Tony Bongiovi
disclose that the "Digital" Movie project is suddenly suspended until a later time.
July 17, 1987 -
Stan Caterbone travels to Hollywood, California to meet and visit with Ted
Gamillion and Gamillion Studios (Film Studio), and Marcia Silen of Flatbush Films.
Ted Gamillion had previously solicited the consulting of Stan Caterbone in order to
help reorganize the financing of the film studio, after earlier arrangements in North
Carolina had gone sour. Stan Caterbone had spent several days visiting and touring
the studio. Ted Gamillion agreed to allow Stan Caterbone to represent the studio in
order to secure the required financing. Ted Gamillion provided Stan Caterbone with
substantial amounts of confidential financial, legal, and tax documents for the project.
During the visit, Marcia Silen had disclosed to Stan Caterbone that Scott Robertson
had made allegations of insanity about him (Stan Caterbone) to persons at Power
Station Studios and at Flatbush Films.
July 21, 1987 -
At 2:30 pm Stan Caterbone visits the law firm of Capello & Foley, in Santa Barbara,
California, and delivers 3 large blue binders for Diane Cambell and attorney Barry
Capello to review, concerning his allegations of dire violations of lender liability with
specific
regards to the illegal repossession of his aircraft by commonwealth National Bank.
Page 36 of 76
July 22, 1987 -
Attorney Joseph Roda invoices Stan Caterbone $527.00 for the time and services of
July 1 & 2, 1987.
July 24, 1987 -
Michael M. Hartlett sends a letter to all creditors of FMG, Ltd., informing them that
stated the following:
Stan Caterbone is no longer an officer of the corporation; he was removed
from office on July 1, 1987; he had been purchasing items under FMG, Ltd.,
and obtaining corporate discount and rates; and formally notifying them that
Stan Caterbone had never had the right to purchase items through FMG,
Ltd., or make corporate commitments on behalf of FMG, Ltd., or contract or
in any way obligate FMG, Ltd.,.
July 24, 1987 -
Stan Caterbone conducts a three (3) hour meeting at his residence in Stone Harbor,
NJ, with attorney Lew Schweller regarding legal action concerning all events and
activities of the prior days and months. Stan Caterbone also gives Lew Schweller a
$500.00 retainers fee, for his representation.
July 27, 1987 -
A Philadelphia-based grand jury begins a our year probe into illegal activities
surrounding Chem-Con and its executives, including Guerin.
July 30, 1987 -
Stan Caterbone had paid $600 to Dr. Levine, a Psychiatrist from North field, New
Jersey, for an objective evaluation of his mental state of mind, in order to prove the
fabricated allegations of 'insanity".
Dr. Levine had conducted a 2 hour meeting in his residence in Stone Harbor, NJ,
and required Stan Caterbone to complete the Minneapolis Multiphase Personality
Inventory (MMPI). Stan Caterbone completed the test, and immediately returned it
to Dr. Levine.
After several weeks without any communications from Dr. Levine, Stan Caterbone
had called for the results.
Dr. Levine had explained that he had conducted telephone interviews with members
of Stan Caterbone's family, without notice or consent, in addition to the original
request of Stan Caterbone to conduct an objective and confidential examination.
In addition, Dr. Levine prescribed Lithium drug therapy, and disclosed a diagnosis of
Bi-Polar Mood Disorder.
August 1987 -
Stan Caterbone will meet with a friend, and employee of Lancaster Newspapers,
Inc., and request the employee to warn Ms. Peggy Steinman, the direct supervisor of
the employee, not to print my name in the newspapers. Stan Caterbone sensed
his perpetrators would resort to extremes and warned against libel and slander.
Page 37 of 76
The Lancaster Newspapers did exactly that on September 4, 1987.

August 1, 1987 -
Stan Caterbone transcribes a memo to Diane Cambell, assistant to attorney Barry

Capello, of Capello & Foley, of Santa Barbara, Ca.
August 6, 1987 -
The legal firm of Appel, Yost & Sorentino, of Lancaster, Pa., send a formal notice to
Stan Caterbone, demanding the return of a facsimile machine leased from the ACM
company of Lancaster, Pa. Attorney Appel advises Stan Caterbone that it is the
property of FMG, Ltd., and should be returned at once or legal action will follow.
August 8, 1987 -
John M. Wolf, Executive Vice President of Commonwealth National Bank sends

Stan Caterbone a formal letter advising that the repossession of July 2, 1987 was
both lawful and appropriate, and declines to accept a settlement of $5 million for
lender liability violations.
August 7, 1987 -
Stan Caterbone receives a Credit Report from the Credit Bureau of Lancaster
County as requested. The credit report up to the date of August 1, 1987 verifies
and confirms that his credit report was excellent, without any blemishes. The history
of all accounts were "paid within 30 days, or as agreed".
August 10, 1987 -
Stan Caterbone receives a facsimile from the Board of Directors of FMG, Ltd.,
signed by Robert Long threatening to file criminal charges for "embezzlement (we
have checks to prove it), burglary, employee theft, corporate opportunity and
slander against our firm".
August 12, 19S7 -
Yolanda Caterbone, mother of Stan Caterbone, Steve, Phil, Mike, and Tom
Caterbone, all brothers, arrive unexpectedly and uninvited to the residence of Stan
Caterbone in Stone Harbor. After several requests for the visitors to leave the
premises are denied, several brothers refuse to let Stan Caterbone leave the
premises. Stan Caterbone flees, and the brothers chase after him.
Stan Caterbone runs into a neighbors house to ask to use the telephone to phone the
police. However, after realizing that he is scaring the occupants, he flees to the Stone
Harbor Police Department, a few blocks away, in an effort to obtain a restraining
order and to lawfully have the unwanted persons vacate his residence and personal
property.
Officer Steve Conners and Officer Henry Stanford refuse the request, and hold Stan
Caterbone in custody. After some 30 minutes, the officers, accompanied by Steve
and Tom Caterbone, place Stan Caterbone into a Police Cruiser and proceed to the
Burdette Tomlin Hospital, in Stone Harbor.
Upon arriving, Stan Caterbone is interrogated and questioned extensively about a
Page 38 of 76
"gun". A hospital staffer then accuses Stan Caterbone of an attempted suicide and
keep him in custody for 4 or more hours. An extensive mental health evaluation is
performed by another hospital staffer.
Stan Caterbone is given an ultimatum of signing a contract in order to be released
form the hospital, the contract stated:
"I Stanley J. Caterbone will not take my life tonight or at anytime".
August 13, 1987 -
At approximately 9:30 am, Stan Caterbone returns to the Burdette Tomlin Hospital
to obtain a formal copy of the incident the preceding night. After some arguments1
hospital officials provide explicit records of the event, including the following
summary:
"Stan was brought to the ER (emergency room) by two brothers and police. Police
received a phone call from Jim Warner, (8 72-9081, friend), who told them he
believed Stan planned to take a gun, go to the beach & ki7J. himself. Client denied
any such statement, thoughts or plans. lie has legal difficult times, financial deals
which have fallen through; license to do financial planning (his business) revoked;
repossessed material goods (airplane); being blackmailed; and several major financial
deals (in which he had invested personal funds) fall through --but NO PROBLEMS!
Denied any Depression.
August 14, 1987 -
The same family members again arrive unwanted at the residence of Stan Caterbone
in Stone Harbor, NJ. After another confrontation, similar to the incident of two
evenings before, Stan Caterbone fleas to the Avalon Police Department for another
attempt to get a restraining order. However, en route, just a few blocks from the
Avalon Police Station, an Avalon Police cruiser pulls Stan Caterbone over and
arrests him for the following violations:
1. Driving Beyond the speed limit.
2. Driving an unregistered vehicle (all required registration materials were in
Lancaster, PA)
3. Containing an empty beer can in his vehicle (which was at .1 east three
days old)
In addition, the Avalon Police Department repossessed his car and locked it in the
Avalon Police Department compound, which was his only means of transportation
and communication by car phone.
August 24, 1987 -
Robert Kauffman sends a letter to Millard Johnson, Stan Caterbone's client,

regarding his previous intentions of paying the $25,000 demand note of Stan
Page 39 of 76
Caterbone to Millard Johnson. Robert Kauffman had previously promised to pay

the debt to Millard Johnson during a meeting.
Robert Kauffman, told Millard Johnson to contact the FMG, LTD., attorney, Craig
Russell in order to file legal claim, and formally disclosed that he would:
no longer handle any discussions concerning Stanley J. Caterbone.
In the last paragraph, Robert Kauffman discloses that
"attorney Mr. Patterson, no longer represents the Caterbone family
regarding his pending bankruptcy or guardianship".
Notes: Stan Caterbone never gave any legal jurisdiction or rights to any family
member, has never filed for bankruptcy, was not bankrupt, or even knew of an
attorney named Mr. Patterson.
August 28, 1987 -
In a desperate plead for help, and in total tear for his life, and completely confused as
to who is facilitating and orchestrating this atrocious conspiracy, Stan Caterbone
Federal Expresses a letter to Diane Sawyer of CBS News/60 Minutes.
August 29, 1987 -
Diane Parker of CBS News signs for the Federal Express letter at 11:22 am.
September 1, 1987 - In an attempt to resolve issues, Stan Caterbone calls FMG, Ltd. board member P.
Alan Loss and requests a meeting with Robert. long and Scott Robertson to explain
allegations of misconduct of Robert Kauffman and Michael Hartlett and the illegal
lockout of Stan Caterbone.
P. Alan Loss agrees and a meeting is set for September 4, 1987 at 10:00 am in the
aide Hickory Inn, a mile away from FMG, Ltd., Stan Caterbone requests that the
meeting be in the strictest of confidence.
September 2, 1987 - Attorney Joseph Roda sends Stan Caterbone a letter requesting payment of $525.48
in outstanding legal tees for the meetings of July 1 & 2 and copying charges.
Stan Caterbone calls Victor of Romar Aviation (no charge) to schedule a charter
flight from Cape May County Airport to the Lancaster Airport for September 3rd at
approximately2:00 pm, the day before the meeting with FMG ,Ltd., executives.
September 3, 1987 - Robert Kauffman calls detective Larry Sigler or the Manhiem Township Police
Department to report an alleged Terroristic threat made two days prior, on
September 1, 1987, by Stan Caterbone between the hours of 9:00 and 1 pm
noontime.
Page 40 of 76
Detective Larry Sigler issues a warrant for the arrest of Stan Caterbone with District
Justice Murray Horton that was issued at about the same time as the arrival of Stan
Caterbone at Romar Aviation.
At approximately 3:00 pm Mary Lynn Dipaolo picks Stan Caterbone up at Romar
Aviation for a scheduled visit and dinner. After Stan Caterbone becomes annoyed at
Mary Lynn Dipaolo's unjustified allegations, Stan Caterbone borrows her car to go
home to his residence in Conestoga and to go play basketball.
At approximately 7:00 pm, upon leaving the playground, he is approached by Nancy
Arment, FMG, Ltd., secretary, who is elaborated and crying, asking "why are you
doing this?".
At approximately 9:00 pm, in an attempt to recover additional stolen personal and
business tiles, Stan Caterbone proceeds to the offices of FMG, Ltd., where he is
greeted by employee Stacy Waters and allowed to enter the building.
Stan Caterbone insists that Stacy Walters accompany him throughout the building as
he recovers files in the offices of Robert Kauffman, Michael Bartlett, and Robert
Long.
In addition retrieving a Back-Up (FMG, Ltd, records and communications) copy of
the computer system which he integrated.
Upon leaving, Stan Caterbone temporarily disconnect the systems which he had
integrated and developed for FMG, Ltd., which fall under intellectual property rights.
Stacy Walters assists Stan Caterbone in loading the tiles in his automobile, and Stan
Caterbone kisses Stacy Walters goodbye, and awaits for her safe return to the
building until leaving.
Upon entering his residence later that night, Stan Caterbone is taken into custody by
the Conestoga Police, and requests that the files that he had taken out of the offices
of FMG, Ltd., be taken along to prove his rights to the property, and his position
within the company. Stan Caterbone was then taken to the jurisdiction of Manhiem
Township Police, where he is arrested and taken into custody.
September 4, 1987 - At approximately 2:00 am, Stan Caterbone is arraigned before District Justice
Richard R. Reeser for the following charges: Terroristic threats; burglary; unlawful
restraint; unlawful use of computers; theft by unlawful taking; robbery; and criminal
mischief.
Bail is set at $20,000 and Stan Caterbone is placed. the Lancaster county prison.
He was not permitted to post real estate for bail.
Page 41 of 76
September 5, 1987 - The Lancaster New Era and the Lancaster Intelligencer Journal report the alleged
crimes, reporting that Stan Caterbone is an ax-employee; that FMG, Ltd., sustained
$60,000 because of his actions; and that he threatened 2 female employees.
The entire arrests and reports fail to acknowledge that Stan Caterbone is an
individual lessee of the property, and in accordance with law, still holds all of his
offices of PING, Ltd., and is the founder of the company.
The above incident further facilitates the ongoing conspiracy, and publicly discredits
Stan Caterbone in every way, financially, professionally, and most importantly
conveniently supports the continued allegations of insanity.
September 6, 1987 All attempts to post bail are denied. Robert Beyer appears for visitation at the
Lancaster county prison, completely unexpectedly and unsolicited. Robert Beyer
offers his services and representation with regards to only defending the criminal
charges.
September 9, 1987 - Stan Caterbone is given an ultimatum by the Lancaster county prison authorities,
Robert Bayer, Yolanda Caterbone, and Mary Lynn Dipaolo of posting the required
bail only if Stan Caterbone voluntarily admits himself into the Psychiatric Unit of St.
Joseph Hospital, or remain in the Lancaster County prison.
Stan Caterbone is released from Lancaster County prison, and immediately escorted
to St. Joseph Hospital and admitted into the Psychiatric Unit.
September 15, 1987 - Stan Caterbone questions the legality of the ultimatum for posting tail, and upon
learning that it is unlawful, arranges for his discharge Upon his discharge, the St. Joseph Hospital administrators learn that FMG, Ltd.,
had terminated his health insurance, and demand payment of $3, 064.60 for the six
days of hospitalization.
Stan Caterbone is not able to pay, and leaves the hospital and returns to his
residence of Conestoga, PA.
September 15, 1987 - Stan Caterbone receives an invoice from St. Joseph Hospital for $3,064.00.
September 16, 1987 - Stan Caterbone receives a call from Howard Eisler, an Investigator for the
Pennsylvania Securities Commission who requests a meeting with Stan Caterbone.
A meeting is scheduled for September 29, and Stan Caterbone arranges for Robert
Beyer and Millard Johnson to attend.
September 21, 1987 -ISC and the British Ferranti firm agree in principal to merge, creating what appeared to
Page 42 of 76
be a $1.5 billion defense/electronics conglomerate, after six months of negotiations.

September 22, 1987-Stan Caterbone and James Warner settle on the real estate deal, of 433 w. Marion
Street, which Stan Caterbone had sold to James Warner, at a distressed price,
which still yielded a profit. The profits of the transaction were paid directly to
Millard Johnson, with Stan Caterbone getting none of the proceeds.
September 25, 1987-Art .Kerst visits Stan Caterbone at his residence and accuses hi-rn and his cousin of
being connected with the Mafia, and conspiring together, in order to provide the
financing of the $50 million shopping center in Florida, that was originally owned by
the Fisher/Sponougle Group, and diverting the profits of the deal away from him (Art
Kerst) and the Fisher Sponougle Group.
Stan Caterbone becomes infuriated, not only at the absurd allegation, but the timing,
when in fact Stan Caterbone had bean fighting for his life for the past 4 months, and
to even consider such activities would be insane.
September 29, 1987 - Howard Eisler conducts a meeting at the Residence of Stan Caterbone, with all
parties consenting to have the meeting recorded by Stan Caterbone.
Howard Eisler was not able to provide a believable explanation of what he was
investigating or why he had contacted Stan Caterbone.
Stan Caterbone explains all of the circumstances regarding his prior meeting with
ISC/Chem Con executive Larry Resch, and details his allegations of wrongdoing of
James Guerin/ISC/Chem Con6 and the discussions of that meeting on June 23,
1987, with ISC executive Larry Resch. Stan Caterbone also discloses his ISC
stock holdings, and his relationships with ISC and Chem Con associates.
Millard Johnson testifies to Howard Eisleer during the meeting regarding a previous
meeting in August with Robert Kauffman, where Robert Kauffman tried to persuade
Millard
Johnson to fabricate a story that a legitimate personal loan of
$25,000 to Stan Caterbone in June of 1987, was instead intended for investment
and embezzled by Stan Caterbone. Robert Kauffman wanted Millard Johnson to
support this story to authorities. Stan Caterbone spent more than 4 hours explaining
and detailing all of his allegations and business activities including how he founded
and built Financial Management Group, Ltd.,; his mortgage banking activities; the
illegal repossession of his aircraft; all of the fabricated arrests; and the chronology of
events after the June 23 meeting with ISC executive Larry Resch.
Howard Eisler ended the meeting and requested copies of documents from Stan
Caterbone.
September 1987 -
Scott Robertson, begins work with American Helix founder, David Dering, to secure
Page 43 of 76
financing for the venture and manufacturing facility to manufacture CD Audio & CDROM Compact Discs, an extension of the "Digital" technologies activities of Stan
Caterbone.
David Dering solicited FMG, Ltd., to provide help in securing the necessary $5
million of capital required .for the venture. David Dering was referred to FMG, Ltd.,
by Norris Boyd (FMG, Ltd., shareholder) and Bob Fogarty, who had previously
been working with Stan Caterbone on various financing arrangements. It was Stan
Caterbone that elected to allow both Scott Robertson and Rob Long to participate
in the venture capital markets. Scott Robertson would later conduct negotiations with
High Industries, Inc., to provide the entire $5 million financial package. Scott
Robertson also was named executive Vice President of American Helix Technology
Corporation, and would resign from FMG, Ltd., in order pursue the venture on a full
time basis.
James Boyer, formerly the lead recording engineer for Billy Joel, was also recruited
to form the principals of American Helix, consisting of Dave Dering, Scott
Robertson, and James Boyer In mid-December of 1990, David Dering will confirm
the above formation of American Helix to Stan Caterbone, after Stan Caterbone
alleges violations at the 1934 Sherman Anti-Trust Act, concerning his activities in the
digital technologies industries, and the undoinfluence by Scott Robertson, Robert
Long, and High Industries, as well as criminal conspiracy, of all parties concerned in
the destruction of his business affairs that began in June at 1987.
October 2, 1987 -
District Justice Murray Horton conducts a preliminary hearing for all criminal charges
against Stan Caterbone. Attorney Robert Beyer refuses to discuss any issues
regarding his individual lease of the FMG, Ltd., offices, or any issues resulting in the
illegal activities of anyone other than Stan Caterbone District Justice Murray Horton
orders Stan Caterbone to defend all of the criminal charges in the next term of
criminal court in Lancaster County. Stan Caterbone ordered to be bound over for
the next term of criminal court of Lancaster County.
October 4, 1987 -
Stan Caterbone meets with high school classmate and attorney Mike McDonald at
Stan Caterbone's residence, to discuss legal action and recourse against all involved.
Mike McDonald accepts the case, and Stan Caterbone provides all of the relevant
information and documentation.
October 12, 1987 -
Stan Caterbone travels to New York city to the offices of Intercon Special
Services (white collar crime detective agency) in order to attempt to obtain
assistance in all of the circumstances.
Intercon Special Services, which is staffed with ax FBI agents, estimates that the
services would cost at least $25,000.
Page 44 of 76
October t 16, 1987
Stan Caterbone survives a near death collision on the New Danville Pike, when a
driver ran through a stop sign at the intersection of Long Lane, while traveling at a
speed of 45 mph. The driver hit Stan Caterbone's Jeep Cherokee directly in the
passengers door, sending Stan Caterbone in a free tall, spinning a full 180 degrees
and landing upside down in a field, facing the opposite direction. Stan Caterbone
was trapped in the car, while a passerby attempted to brake the windshield to get
him out. Stan Caterbone's car was completely demolished, and he sustained a whip
lash. Stan Caterbone was now without any means of transportation, in addition to all
of his other mitigating circumstances.
October 18, 1987 -
The Unemployment Compensation Review Board formally and officially decides

against a claim for benefits by Stan Caterbone and cites misconduct and wrongdoing
as the reasons.
October 27, 1987 -
Lancaster Aviation files a civil suit with District Justice Murray Horton for alleged
unpaid bills of some $5,000.
NOTE:
In late October or early November, Stan Caterbone was driving in the Southern end
of the County, in Conestoga, when he noticed a vehicle following closely. It was
about 9:00 pm in the evening, and the roads were deserted in this rural area.
Stan Caterbone began turning, not going in any particular direction. The ensuing
vehicle kept following, and Stan Caterbone quickly found himself in a high-speed car
chase, that lasted at least 30 minutes. Finally, Stan Caterbone arrived near
Millersville, and was able to loose the vehicle.
November 9, 1987 - Stan Caterbone visits with Parent Federal Savings and Loan's president, John
Depatto, to discuss him problems in meeting his current mortgage payments.
John Depatto immediately disclosed to Stan Caterbone that foreclosure proceedings
have officially begun, and that the full loan of approximately $110,000 is immediately
due.
Stan Caterbone stands up from the conference table and declares "You tell Mr.
James Guerin he is in trouble", and abruptly walks out of the offices.
November 11, 1987- Stan Caterbone meets with representatives of Tabor Community Services, of
Lancaster, Pa, in order to formally apply for assistance to the Pennsylvania
Homeowners Emergency Mortgage Fund, in order to subsidize his monthly mortgage
payments, in an effort to avoid becoming homeless.
Page 45 of 76
Stan Caterbone supplies Tabor community services with financial data and
supportive documents relating to his circumstances, which must be found to be out of
the applicants control in order for financial assistance.
November 18, 1987 - ISC~Ferranti settlement takes place with Guerin becoming the deputy chairman of
Ferranti and exchanges his is million shares of ISC stock for over 32.2 million shares
of Ferranti stock.
November 19, 1987 - Stan Caterbone contacts attorney Jeff Jamounou of McNeese, Wallice, and Nurick,
who Stan Caterbone retained as legal counsel for the security law, and demanded a
legal opinion as to the offices that Stan Caterbone formerly held, including his FMG,
Ltd., Board of Directors seat.
Jeff Jamounou disclosed that he no longer represented FMG, Ltd., in that capacity,
and that Craig Russell was the attorney now handling issues such as that.
November 23, 1987-A Referees Decision by the unemployment Compensation Review Board upholds a
recent decision to deny Stan Caterbone from collecting any benefits, again citing
misconduct and wrongdoing. Stan Caterbone calls Howard Fisler, of the
Pennsylvania Securities Commission and demands an explanation for not returning to
obtain any documents as promised in the meeting of September 29th. The phone
call was recorded.
November 25, 1987 - Stan Caterbone receives a letter from the Pennsylvania Securities Commission,
Howard Zisler, citing a misunderstanding and lack of communication, and now
requests that Stan Caterbone submit a written complaint of all allegations discussed
in the meeting of September 29, 1987.
November 30, 1987 - Stan Caterbone fears that the conspiracy now involves local and state authorities,
and delivers 9,079 documents to the Good Sheppard Industrial Services, of
Allentown, PA to be transferred to microfiche in order to preserve the authenticity of
the documents.
Stan Caterbone feared that an attempt would be made to destroy all incriminating
evidence, and given the number of documents, and the lack of money, their
safekeeping was becoming at great risk.
For security reasons, and to remain anonymous, Stan Caterbone uses the Global
Entertainment Group, Ltd., company for the transaction with the Good Sheppard
Industrial Services company.
November 26, 1987 - Stan Caterbone visits the Pennsylvania State Police barracks in Lancaster, to file a
formal complaint to the White Collar Crime Division.
Page 46 of 76
Stan Caterbone was treated as if he was making the entire story up, and received no
help.
December 1, 1987 - In continuing the efforts of the intervention of authorities, Stan Caterbone visits the
PA State Capitol building and personally delivers documents to the offices of:
Pennsylvania Governor Casey; the Pennsylvania Securities Commission; and FMG,
Ltd., attorney Jeffrey Jamounou of McNeese, Wallice, & Nurick, all of Harrisburg,
PA. During the same day, at a press conference being held by Mark Singleton, Stan
Caterbone approaches State Senator Sib Armstrong and Sen. Armstrong refused to
talk and literally ran away in the middle of the State Capitol.
December 4, 1987 - Financial Management Group, Ltd., holds its first annual shareholders meeting, for
the year ended June 30, 1987, at the Treadway Resort Inn.
In an effort to promote propaganda against Stan Caterbone, and to support the
fabricated allegations of insanity, FMG, Ltd., president hired armed security
personnel to guard the doorways of the meeting, insinuating that the meeting was
under a threat of violence, and to collaborate his recent allegations of Terroristic
threats, which Stan Caterbone was previously arrested and awaiting trial.
December 12, 1987 - Stan Caterbone received a resume from James Cross, who was allegedly seeking
employment in the areas of microwave technologies, and was specifically interested
in Stan Caterbone's activities with the "Digital" movie. Stan Caterbone had previously
met Lynn Cross, while she was working in a video repair store, where Stan
Caterbone had gone to inquire about purchasing an R-DAT (digital audio device
only sold in Japan) recording device.
December 17, 1987 - The United States Postal Inspector acknowledges receipt of formal complaint from
Stan Caterbone regarding executives from FMG, Ltd., illegally changing or address;
opening of confidential personal and business mail; and withholding and possibly
destroying confidential personal and business mail at Stan Caterbone's leased
property of 1755 Oregon Pike, Lancaster, PA, also the headquarters of FMG,
Ltd.,.
Page 47 of 76
THE YEAR
1988
January 11, 1988 -
Stan Caterbone delivers 10 audio tapes to be transcribed, to Secritar-AIl, of

Lancaster, Pa.
January 13, 1988 -
Stan Caterbone receives the transcripts and the original tapes from Secritar-AlI.
January 15, 1988 -
Stan Caterbone drives to San Diego, California, and meets with attorney Sandra
Gray, and discusses his dire illegalities and to find access to due process of the law.
Notes:
In an effort to avoid the political consequences of obtaining legal counsel, Stan

Caterbone thought that it would be easier to find adequate and effective counsel from
out of state. In addition, Stan Caterbone needed
some time away from his persecutors.
January 26, 1988 -
The Pennsylvania Homeowners Emergency Mortgage Assistance Program formally

and officially denies Stan Caterbone of benefits citing the following:
" Applicant was terminated from job FMG, Ltd.,), therefore was not
suffering from circumstances beyond his control".
March 14, 1988 -
Stan Caterbone is served notice by Lancaster Constables regarding Parent Federal

.Guerin' Bank) v. Stan Caterbone Mortgage Foreclosure of his residence at 2323
New Danville Pike, Conestoga, PA.
May 1988 -
Stan Caterbone is forced to sell his residence, and subdues to the undoinfluence that
he was responsible for all circumstances, and moves to Florida with his brother.
Sep 15, 1988 -
Seven Chem-Con executives, including Christian, are criminally indicted for the firms
$15 million defense contracting fraud.
October 23, 1988
-Stan Caterbone, destitute, without a personal residence, automobile, or any

income, and with accumulated debts of more than $65,000 from all related incidents
in the 1987 "Blackmail", sells his FMG, Ltd., holdings to Robert Kauffman and is
given $72,000 in proceeds at settlement. This by and of itself will be proven to be
extortion.
Robert Kauffman was in fear of Stan Caterbone exercising his large voting
rights in the upcoming FMG, Ltd., annual shareholders meeting, which included the
election off FMG, Ltd., Board of Directors. Stan Caterbone had approximately
Page 48 of 76
19% of the outstanding shares of FMG, Ltd., and had the potential to vote someone
of his selection to a Board seat.
Scott Robertson had solicited the deal for both parties, and acted as negotiator for
both.
November 2, 1988 - Christian pleads guilty.
December 2, 1988 - The Wall Street Journal reports the FBI has opened an investigation into U.S.
Representative Joseph McDades ties to Chem-Con and Guerin.
December 1988 -
Guerin begins negotiating a leveraged buyout of the numerous ISC subsidiaries,

subsidiaries Guerin knew were involved in the numerous export law violations and
the fictitious contracts used to facilitate the fraud, stemming from the Ferranti scandal.
Guerin diverts approximately $2 million to other Swiss bank accounts.
December 24, 1988 - Jacobson is linked to passing more than $200,000 in bribes to a civilian Navy official
to secure no-bid contracts for Chem-Con and Wedteck.
Page 49 of 76
THE YEAR
1989
January 4, 1989 -
Guerin transfers $1.8 million to Citicorp Investment Hank Account from a Parent
Universal Agency Ltd. account in Luxemburg.
January 21, 1989 -
McDade refuses the governments request to release records in the Chem Con
investigation.
February 17, 1989 - Christian confirms his cooperation into the federal investigations into Chem Con,
Guerin, and Wedteck, since his company's files were subpoenaed in 1987.
March 13, 1989 -
Scott Robertson, co-founder and executive vice president of American Helix

Technology corporation, a wholly owned subsidiary of High Industries, Inc., of
Lancaster, Pa, recruits Stan Caterbone for marketing help.
Stan Caterbone accepts a weekly consulting contract, with no long-term
commitment, in light of his efforts with Radio Science Laboratories, Inc.,
Scott Robertson wanted Stan Caterbone to help develop the new and emerging CDROM business, which was essentially "Digital" technologies. American Helix was
one of 10 domestic manufacturing facilities located in the continental U.S., for the
production of CD-Audio discs (CD's or Compact Discs), and one of only a few
CD-ROM manufacturers.
April 13, 1989 -
Guerin transfers approximately $1 million from the Luxemburg account to Parent

Industries Account at the Meridian Bank, in Lancaster, Pa.
Guerin transfers $970,000 from the Parent Industries Meridian Account to the Bank
of Delaware.
Guerin pays off a portion of the $2.75 million in alleged Blackmail money to William
A. Clark, Guerin's top corporate attorney for ISC, and also represented by attorney
Joseph Roda (Stan Caterbone's attorney who questioned his allegations on July 2,
1987)
April 17, 1989 -
Stan Caterbone incorporates Radio Science Laboratories, Inc., to further his interest
in microwave technologies, and the telecommunications industry. The company is a
venture with James & Lynn Cross, both capable design engineers with over 30 years
experience.
Page 50 of 76
NOTES:
The company was trying to secure financing for the development of a manufacturing
enterprise for Low Noise Amplifiers, or LNA's as they are commonly referred.
May 11, 1989 -
Carl Jacobson is indicted for passing bribes to Richard Ramirez, on behalf of defense
contractor, Chem Con.
June 1, 1989
Jacobson is indicted, again this time for passing bribes to Ramirez on behalf
Wedtech.
Qf
June 8, 1989
Christian names Guerin as the mastermind behind the Chem Con fraud, saying
millions on dollars from Chem Con were used to inflate the value of ISC prior to the
Ferranti/ISC merger.
June 1989
Christian is sentenced to six years in prison for his role in Chem Con.
June 9, 1989
Guerin denies Christians claim that he is the target of any federal investigation.
June 25, 1989 -
Guerin is reported to be guilty resigning from numerous board positions in Lancaster,

including his seat as Trustee at Penn state Harrisburg, and Millersville Universities.
July 3, 1989
Guerin is linked to a second minority-owned company he started, then drained all of

its assets. Once insolvent, former Leola-based Application Technology Associates'
uncompleted minority contracts were used by Guerin to set up Chem Con as a
minority- owned defense contractor with the U.S. Small Business Administration.
July 8, 1989
William A. Clark, Guerin's former top ISC attorney, sues Guerin for $2 million, the
balance Clark claims is owed him in a $2.75 million settlement (over an employment
dispute) accepted by Guerin in March. Joe Roda is legal counsel for William Clark.
Joe Roda was the first attorney that Stan Caterbone had gone to for help, who told
Stan Caterbone to quit fabricating things.
NOTE:
July 1989
July 19, 1989
July 20, 1989 -
Clarks action freezes Guerins assets and temporarily blocks the transfer of Guerin's
1988 Christmas gift of Four Seasons sports Complex to East Hempfield Township.
- Stan Caterbone, Scott Robertson, and American Helix agree on a one year
employment contract, which American Helix will never fulfill in its entirety, and will be
terminated in the following April.
Guerin secretly plots to move his personal holding company, Parent Industries Inc.,
to Fort Myers, Fla., near his second home in
Naples.
Page 51 of 76
July 26, 1989 -
Citicorp forces Guerin to sell $38 million of his Ferranti stock to pay off a loan he
took to fund what would be a failed repurchase of attempt of several ISC divisions
from Ferranti. These divisions held numerous inflated or non-existent contracts used
to overvalue ISCs prior to the Ferranti/ISC merger in 1987.
August 8, 1989 -
Guerin moves to Florida, but not before depositing $2 million with the Lancaster
County Courts to free his assets, regarding
the William Clark pay dispute.
Guerin blames inaccurate and malicious press coverage for forcing him out of
Lancaster and is lauded and supported in this claim by many of the county's most
prominent citizen's apparently blinded by the seemingly genuine community
contributions.
August 14, 1989 - McDade returns $20,000 in illegal Chem Con campaign contributions.
Despite documented, non-declared trips aboard Chem Con jets, trips to the
Caribbean and a Delaware beach house and clothing bought for him by Christian,
McDade denies any wrongdoing, or that he is the target of any federal probe.
Jere Sullivan is implicated in the above investigation through his involvement of some
of the above transactions.
August 23, 1989
- Reports confirm McDade has already spent more than $22,000 in campaign funds to
pay for legal fees associated with the investigation into his ties to Chem Con.
September 12, 1989 -Ferranti halts trading of its stock, claiming it is the victim of a massive fraud.
September 15, 1989-Federal agents confirm Guerin is being targeted for illegal arms sales to Iraq, Iran,
South Africa and other embargoed Third World countries.
September 15, 1989-Ferranti halts trading of its stock and calls for a full investigation into a fraud federal
prosecutors said exceeds $1 Billion.
September 20, 1989-Guerin issues a statement denying any wrongdoing with respect to Ferranti's claims, or
any grand jury involvement.
September 21, 1989 -In a second prepared statement in as many days, Guerin reverses his position, now
confirming he is the target of the grand jury probe into ISC and Chem Con
and is cooperating with federal investigators.
October 3, 1989 -
Federal prosecutors confirm previous reports that the ISC probe includes illegal
arms sales to South Africa.
Page 52 of 76
Ferranti Stock plunges 24 percent as trading resumes in London.

October 6, 1989 -
Jacobson pleads guilty to passing bribes to Chem Con and Wedtech.
October 10, 1989 -
British Labor unions urge Ferranti to drop all ISC-related companies, claiming job
loss in Scotland alone could exceed 8,000 workers.
October 16, 1989 -
A 1987 report commissioned by Sebastian de Ferranti surfaces showing that the

company bearing his family's name was cautioned not
to merge with ISC by Lazard Brothers.
Ferranti chairman, Sir Derek-Alun Jones comes under tire by stockholders who
demand his resignation during the company's annual meeting in London.
October 24, 1989 -
November 1989
Scotland Yard joins the U.S. in the Guerin probe. Federal agents will travel to
London in January to coordinate the investigation.
- Ferranti begins firing ISC executives still
within the company.
December 1, 1989 - Ferranti sues Guerin and three former ISC executives, including Larry Resch, for
$198 million each, claiming all of ISC's worth was a sham built on bogus contracts.
December 2, 1989 - Federal agents confirm seizing shipments of military-grade electronics belonging to
Guerin's son, James, at the Port of Philadelphia destined for embargoed Third
World countries in violation of U.S. export
laws.
Federal agents confirm using the threat of pending criminal charges against Guerin's
son to force the elder Guerin's ongoing cooperation with federal prosecutors.
Page 53 of 76
THE YEAR
1990
January 23, 1990 - Christian sues Guerin for $93 million, claiming he, too, was a victim his former
mentor's plan to defraud Ferranti.
Guerin again captures the lead story in the Wall Street Journal, one that portrays him
as a cold-blooded international arms dealer and the mastermind behind the Ferranti
Fraud.
The transcript of Guerin's Jan. 9th deposition in his dispute with Clark is released
revealing that former Republican presidential candidate and secretary of state
Alexander Haig received $26,000 in illegal campaign contributions from ISC.
Ferranti begins selling off ISC units abroad as it struggles to reorganize.
Keith Martin, WGAL-TV managing news editor and lead anchor, is named by
Guerin as having worked for ISC while also reporting on the company for Channel S
TV.
Ferranti files a $664 million suit in British Courts against former ISC/Guerin auditors
Peat Marwick for allegedly failing to disclose the fraud within ISC prior to the
ISC/Ferranti merger of 1987.
January 26, 1990 -
WGAL's Martin resigns under threat of termination for compromising his credibility
and violating his personal services contract.
February 2, 1990 -
Reports show former Guerin confidant and IBC executive R. Clyde Ivy, was ISC's
lead missile developer in South Africa during the Angolean War and the head and
founder of Kentron, south Africas missile development arm of the governments
munitions firm, Armscor, while an employee of ISC.
February 23, 1990 - Eugene Anderson, a Texas-born turnaround specialist, replaces Alun-Jones as
Guerins chairman.
Ferranti continues to sell off many of its subsidiaries and announces plans for massive
debt write-offs.
March 19, 1990 -
Guerin and Clark appear to settle their dispute, with the escrowed cash to be
dispersed on March 30.
Page 54 of 76
March 30, 1990 -
Federal agents block the Guerin/Clark settlement by seizing the escrowed cash using
pre-indictment provisions of the Racketeer Influenced Corrupt Organization Act or
RICO statutes.
April 13, 1990 -
Federal prosecutors claim Parent Industries Inc., and its resources were still
controlled by Guerin, despite his giving the company to his wife and her selling it to
then Parent President Michael Peck for $1 and therefore is subject to seizure under
RICO statutes.
April 1990 -
The American Helix Board of Directors, lead by S. Dale High/High Industries, vote
to terminate Scott Robertson of American Helix, and to discontinue the financing of
the CD-ROM business which Stan Caterbone was directly involved. The joint
venture agreement with Network Technologies, or Washington, D.C., had lost an
estimated $450,000 in the past 9 months, and the technologies which were to be
deliver red, had proven to be worthless. Scott Robertson had solicited, negotiated,
and administer the deal, Stan Caterbone had raised serious concerns at to the
capabilities of both the technologies, the business, and Network Technologies, early
in the project.
High Industries then conducted several meetings with Stan Caterbone to purchase
the business, however, Stan Caterbone had told the executive in a meeting on Good
Friday, that he was solely responsible for any business that was left, and any there
was no real value.
High Industries agreed to pay Stan Caterbone his weekly consulting tee only until
June 30, in hopes of negotiating an agreement to keep American Helix in the CDRON business, which was only feasible with Stan Caterbone, because of his
knowledge and expertise in "Digital" technologies.
May 5, 1990 -
Stan Caterbone is awarded his first government contract for CD-ROM technologies
with the National Institute of Standards and Technologies (NIST), of Gaithersburg,
Maryland. NIST is the technology arm of the federal government, similar to the
National Institute of Health (NlH), of Bathesda, Maryland.
Because of the technological complexities of the project surrounding the UNIX
system environment, Phillips DuPont (PSO) was the only other competitor in the
U.S..
Computer Scientist, John Garofolo, will coordinate the project, which is responsible
for the research and development of speech recognition systems for the Defense
Advanced Research Projects Agency Information Science and Technology Office
(DARPA-ISTO) The Automated Speech Recognition Group, will supervise the
project for MIST. The group will develop CD-ROM'S containing speech corpora
for the scientific I community, including: Massachusetts institute of Technology
Page 55 of 76
(MIT); Texas instruments (TI); SRI International; and other academic institutions.
May 10, 1990 -
Raymond 8. "Tim" Wittig, the former counsel to McDade on the House Small
Business Committee, is indicted on eight counts of racketeering, bribery, conspiracy
and filing false income tax returns for his role in Chew Con fraud.
The 12th person indicted in the Chem Con fraud, Wittig is alleged to have passed
bribes to McDade to secure an undisclosed portion of $72 million in no-bids, nail
Business Administration contracts awarded to Chew Con.
An IRS agent testifies Guerin van deeply involved in illegal arms sales to South
Africa, and an IRS agent names Guerin as the mastermind behind the rerranti fraud
estimated to exceed $1 billion.
Federal prosecutors announce in open court that Guerin's Parent Industries Inc., has
pleaded guilty to a one-count criminal bill of information for violation of the RICO
statutes. Prosecutor. told U.S. District Judge Thomas N. Oneill the company
agreed to pay $4.4 million for the violation, including $2 million escrowed in the
Clark V. Guerin dispute.
Jacobson is sentenced to two months in prison for his role in Wedteck and receives
a three rear suspended sentence and three year probation for the Ohm Con case.
May 31, 1990 -
Judge O'Neill grant. a 90-day freeze on Guerin's escrowed $2 million saying there is
"substantial probability" the government will prevail against him in its pending criminal
RICO prosecution due to be filed by Aug 31. within a year. ISC once boasted
more than 3,000 local employees during its heyday; it will have less than 500
worker.. within a year. Ferranti announces the layoff 022 ISCs workers in England;
200 in B. Wales; 150 in Manchester: and 115 each in the Portsmouth and Bracknell
plants. Ferranti files suit in Switzerland to recover the records of 20 front companies
allegedly used by Guerin in the fraud.
July 25, 1990 -
Jacobsonsa flight to Chile is revealed to have been orchestrated by Chilean Arms

dealer Carlos Cardoen, a Guerin associate and cluster borib supplier to Iran and
rraq.
It was disclosed Cardoen's operation also was used to fabricate more than $200
million by supporting phony inventory for a bogus missile contract nc claimed it had
with the United Emirates.
August 2, 1990 -
Stan Caterbone discovers that in July, Fulton Bank embezzled $5,000 from the
checking account of Stan Caterbone due to an error by Fulton Bank's accounting
Page 56 of 76
Fulton Bank refused to credit the account for more than 60 days, without crediting
the lost interest income.
August 11, 1990 -
Stuart N~ Pindall, a former ISC executive and Guerin confidant is sued for $189
million by Ferranti for his role in the alleged fraud masterminded by Guerin.
In addition, six Panamanian and five U.S. front companies are sued for like amounts
by Ferranti, which claimed the firms were used to establish bogus business
transactions needed to support the fraud. The pending civil suits, now totaling 3.97
billion, include Guerin, former ISC executives, including Larry Resch and the
international accounting firm of Peat Warwick1 all who Perranti alleges were
instrumental in the success of the fraud.
September 25, 1990 - Guerins now-defunct personal holding company, Parent Industries Inc., through a
corporate memorandum signed by Guerin, pleads guilty to one count of violation of
the RICO statutes and agrees to pay $4.4 million in fine. Characterized by
prosecutors as Quinn's "alter ego". Parent was one of the key companies Guerin
used to mastermind the fraud against Ferranti.
October 11, 1990 -
Florida land records show Guerin accepted a guilty plea agreement with federal
prosecutors in July and will forfeit $600,000 from the proceeds of the sale of his
$1.65 million bay front home in Naples, Florida.
October 11, 1990 -
Court records show Wittig, the former House aid to Mcdade and consultant to Ohm
Con, is in the final stages of reaching a negotiated guilty plea with federal
prosecutors.
Department of Justice claims proceeds from the sale of his Naples home after paying
the $600,000 outlined in his guilty plea agreement to the Justice Department. Ferranti
has asked the court to assist in collecting over $189 million from Guerin, an amount
awarded the firm by a British court when it said Guerin failed to convince the court
he had nothing to do with the 31 billion fraud.
Stan Caterbone begins to organize. all relevant documents, stored in some 30 boxes,
regarding all circumstances involving the "1987" blackmail and criminal conspiracy, in
hopes of finally resolving all outstanding issues, by taking action tar legal recourse.
In response from the effects of Post Traumatic Stress Syndrome, Stan Caterbone
had rescinded efforts for due process immediately after loosing his home and
businesses.
In similar matter of being brainwashed, Stan Caterbone was fearful of pursuing due
Page 57 of 76
process of the law in fear of continuing reprisal. However, upon the public
disclosure of the Federal courts indictments into illegal ISC activities, Stan
Caterbone began to review his case, and find distinct and substantiated activities
associated directly to his disclosure of fraud within ISC.
November 19, 1990 - Stan Caterbone's article, "Escaping the UNIX Tar Pit: Producing CD-ROM'S in the
UNIX Environment" is submitted and accepted for publication to the National
Institute of Standards & Technology (MIST), by Co author John Garofolo,
computer scientist.
Linda Helgerson, editor of DISC magazine, as well as numerous other industry
publications, requested Stan Caterbone to write an article for the new magazine.
The article described in detail some of the problems encountered when producing
CDROM's in the UNIX environment, which was rarely done before. In addition,
the "TIMIT" project, which Stan Caterbone and NIST had recently completed, was
one of the most aggressive CD-ROM projects in terms of pushing the envelope for
the number of "Tar" files and the sire of the data on one CD-ROM disc.
Phillips DuPont was the only other firm to accept any work involving the troublesome
"Tar" tiles.
Dec 12, 1990 -
Ferranti reports a near $40 million loss for the first half year, but says it hopes to
begin showing a profit before year-end in March 1991a
Stan Caterbone receives a call from James Christian while in custody in the Loretto
State prison. Stan Caterbone asked Jim Christian if he had authorized or had
knowledge about the June 23, 1987 meeting between himself and ISC executive
Larry Reach. James Christian answered the question as follows:
"I never knew of such a meeting, authorized a meeting with Larry and yourself.
Larry (Reseb) was the courier for Jim Guerin, that is how I and Chem Con got set
up and used as the scapegoat to divert attention away from ~ You should talk to
Earnest Schriber of Lancaster Newspapers, you can trust him.. Guerin's attorney
(Tate) called to offer me $1.00 to settle my $93 million law suit against Guerin".
Dec 14, 1990 -
At a Christmas party of Bradley DeForge's, Mike Dipaolo, during a conversation

with Stan Caterbone, had stated that "You (Stan Caterbone) had Guns and Knives
in 1987" as the reason for the mental illness fabrications.
NOTES:
Stan Caterbone quickly left the party. In addition, during the same time, other such
statements from friends, regarding his present "mental condition", began to
mysteriously resurface only after knowledge of his activities to take legal recourse for
the 1987 incidents, and to pursue his due access to the law.
Page 58 of 76
Stan Caterbone, in order to get work accomplished on the project, traveled to

Captitva Island, and continued his project, the "AMG Legal Systems Prototype"
disc.
The "AMO Legal Systems Prototype" project was a CD-ROM system, designed by
Stan Caterbone, that would include all of his rlevent information concerning his
alleged ISC Cover-Up, including audio conversations, and authentic documents, all
stored on one optical disc, or a CD-ROM.
The disc and system was finally completed on May 16, 1991.
December 20, 1990 -Stan Caterbone telephones his cousin Ron Roda, from Captiva Island, Florida, to
inform him that he will arrive home in a few days.
During the conversation, Ron Roda, disclosed to Stan Caterbone that both Jim
Warner and Jere Sullivan had made telephone call to his brothers, Phil and Tom,
and made allegations of insanity about Stan Caterbone, and advised the need for
medication.
December 23, 1990 -Stan Caterbone forwards a letter to the Department of Defense Mapping Agency
regarding his bid for the $2.5 million CD- ROM contract (DMA 700-90-0011),
then in negotiations.
Stan Caterbone alleges misconduct in the procurement and for the first time publicly
discloses his allegations of Blackmail immediately following his meeting with ISC
executive Larry Resch on June 23, 1987..
December 28, 1990 -
A federal judge cuts Christians sentence by nearly four years, making him
eligible for release in July 1991.
Page 59 of 76
THE YEAR
1991
January 9, 1991 -
Lt. Madenspacher of the Manhiem Township Police Department call Stan

Caterbone at his lab/office in him home at approximately 2:00 pm. Lt.
Madenspacher explains that he had received a copy of the letter to the Department
of Defense, that Detective Larry Mathias had forwarded to him.
Lt. Madenspacher questioned his motives of the letter and stated:
"What are you going to do.. We (Manhiem Township Police Department) just don't
want to see a multi-million dollar law suit come down our way.."
Stan Caterbone responded, "You know that I was an individual leassee of that
property, and in addition I had never resigned any offices or my Board of Director's
seat of FMG, Ltd., .. You also know that I had met with Larry Resch of ISC on
June 2S, 1987, and that I made allegations of misconduct.."
Lt. Madenspacher responded, "We were forced into that (the arrests of Stan
Caterbone on Sept. 3, 1987), we were caught between a rock and a hard place, we
were forced into that".
Lt. Madenspacher then changed the subject to "Digital" technologies, and described
the activities of the police department of using the same in the telephone surveillance
of criminal suspects.
Lt. Madenspacher then requested to meet with Stan Caterbone. Stan Caterbone
agreed, however due to his current busy schedule, confirmed he would contact him
later to schedule a meeting.
January 10, 1991 -
Stan Caterbone sends a letter to Lt. Madenspacher of the Manhiem Township

Police Department, to schedule a meeting for Thursday, Jan. 17th at 3:00 pm, at his
office at American Helix Technology Corporation, at the Green field Corporate
Park. Stan Caterbone requested a response only if the time was in conflict of his
schedule.
January 17, 1991 -
Lt. Madenspacher fails to show up for the scheduled meeting with Stan Caterbone at
Amen can Helix, and never contacted him before that date to change the meeting, or
called to apologize for not being able to keep the prior commitment.
Page 60 of 76
January 18, 1991 - Stan Caterbone sends documents concerning the Blackmail" of 1987 to several
reporters of the Lancaster Newspapers,: Tim MeKeele; Earnest Schriber; and
Thomas
Planner. Tim MeKeele also received a tape with some excerpts of the September
29, 1987 meeting with the PA Securities Commission, where Stan Caterbone
discusses allegations of misconduct against J. Guerin and ISC.
January 19, 1991 - High Industries American Helix illegally and without notice locks Stan Caterbone out
of his office and the facility of American Helix, who was
currently under a
joint venture agreement with Stan Caterbone and his Advanced Media Group, Ltd.,
for his digital technologies business.
NOTES::
This "Lock-Out" was similar to that of FMG, Ltd., on July 1, 1987. Again
conveniently when Stan Caterbone had raised issues and allegations involving Guerin
and ISC.
January 21, 1991 - In fear and confused about his involvement, and in respect to the massive fraud of the
ISC/Ferranti merger, Stan Caterbone sends a package to Ferantt's legal counsel
in England by way of United Postal Service' Overnight International Delivery
Service (Tracking Number 1773 0619 670).
NOTES:
Jan 22, 1991
Stan Caterbone was in fear that a potential "Cover-Up" by U.S. authorities, and
specifically the Lancaster community, would place his life in danger, and wanted to
insure that the information concerning his knowledge of ISC misconduct before the
lSC/Ferranti merger, and his disclosure to local, state, and federal authorities in the
summer of 1987, at least would be received by Ferranti, reducing the possibility of
someone terminating his life in order so that these circumstances would not be used
as an asset in the present Ferranti Legal efforts.
- In an effort to support his allegations of misconduct and the allegedly threatening
activities of Stan Caterbone, American Helix president Dave Dering has all of the
locks in the building changed by a professional locksmith, which is nothing
more than an act of propaganda.
Later that day, Stan Caterbone and David Dering meet. David Dering resolves to
only allow Stan Caterbone in the building during normal business hours, and does not
allow him to occupy his own office.
Stan Caterbone has never been given any reason why he was locked out in the first
place.
February 1, 1991 - ABC News 20/20 features the story "Weapons Sales to Iraq" about the
ISC/Cardoen cluster bomb technology and how it got to Saddam Hussain.

Feb 17, 1991
Page 61 of 76
- Stan Caterbone receives a letter from Sandra K. Paul, of the Citizens Ambassador
Program, a division of People to People International, notifying him that he has been
selected to participate in the upcoming Printing and Publishing Delegation to the
Soviet Union and Eastern Europe in the coming August.
People to People International is a nonprofit organization started by the late Dwitht

D. Eisenhower to facilitate the communications of experts from various professions
throughout the world.
The objective of the delegation was to exchange ideas, information, and technologies
of the printing and publishing industries with American counterparts in the Soviet
Union, and various Eastern European countries.
February 22, 1991 - Federal prosecutors seize $800,000 from Clark, claiming he was privy to
information about ongoing criminal acts within ISC that generated the tainted cash.
February 1991
-In an American Helix staff meeting, with all employees present, but Stan Caterbone,
president David Dering had spent approximately 20 minutes alleging that Stan
Caterbone almost ruined his company, and that he "is a runaway ex-convict, that will
end up in jail very soon".
The above discussion was disclosed by engineer Al Thornburg, immediately
following the meeting.
May 23, 1991 -
At approximately 2:00 pm, Jay Curtis, (appearing as a Department of Defense

contractor, who had recently solicited the services of Stan Caterbone and his
Advanced Media Group, Ltd., to provide engineering in the development of "Digital"
simulation and training applications for various U.S. Military Logistics bases) had
called Stan Caterbone. The following is synopsis of the conversation:
"Because of your recent discussions concerning your knowledge and information
about the ISC Scandal, and an alleged "Cover-Up", I had to do a background
check on you, to insure against any problems when including you in by proposal to
the U.S. Department of Defense... Everyone backs up your story, and is looking
over your documents now, including the CIA, IRS, SEC, FBI, Scotland Yard,
Attorney General, the British M-4, and others.
They are all verifying and confirming your "cover-up" allegations.. They don't know
what to tell the Press and Media "I also know that you submitted documents to Mr.
Thomas Flannery of the Lancaster Intelligencer Journal".
Page 62 of 76
"How did you know about the CIA and its involvement with ISC, how did you
know that, and what do you know?"
NOTES:
Jay Curtis kept pushing Stan Caterbone on the CIA issue, and what he had known
and how he knew, Stan Caterbone kept telling him that the whole situation was to
emotional, and that he was afraid for his life. Stan Caterbone had to eventually tell
Mr. Curtis that he could not discuss this anymore. He abruptly changed the subject
and hung up on Mr. Curtis.
Stan Caterbone immediately went to a friends house, and disclosed that fact that he
was in fear for his life. He quitly sat on the steps with his friend, Abby. Later that
night, his friend Dave Pflumm would take him to the corner bar for a few drinks,
while unknowing to Stan Caterbone, Ted Koppel was disclosing the story of the
CIAs involvement with ISC.
Several hours later, Ted Koppel broke the story about the CIA and ISC's covert
operations to sell arms to Iraq.
Immediately following the conversation with Mr. Jay Curtis regarding the CIA and
ISC, Stan Caterbone packed a suitcase and confidential information assets, in
preparation to leave Lancaster, in total and legitimate fear for his life.
May 23, 1991 ABC News/Nightline and Ted Koppel feature the first in a series of stories, relating
to CIA knowledge of a covert operation to supply munitions to south Africa implemented by ISC and Carlos
Cardoen.
The story featured Lancaster and ISC. The report ties Guerin to the National
Security Agency project in the 1970s. The report was investigated by ABC News,
the Financial Times of London, and the Lancaster Intelligencer News. Tom Flannery
of the Lancaster Intelligencer Journal, appeared on the program and was given
credits on the show.
May 24, 1991 -
The Lancaster Intelligencer Journal reports on the above story.

At approximately 1:30 pm, Stan Caterbone drives out of Lancaster, en route to a
safe haven, and stops at a convenience store and reads the early edition of the
Lancaster New Era, learning for the first time of ABC News/Nightline story about
ISC and the CIA the evening before, just hours after his conversation regarding the
same to Jay Curtis.
June 7, 1991 -
Stan Caterbone is again arrested by the Stone Harbor Police. After passing several
sobriety tests, and two breathalyzer tests, Stan Caterbone is placed in a jail cell, and
refused to be released.
Page 63 of 76
Several hours later, Stan Caterbone is cited for outstanding arrests warrants of
Avalon, NJ, dated back to August 14, 1987, by an officer of the Avalon Police
department who suddenly appeared.
Both arresting officers demanded $340.00 for the posting of bail. Stan Caterbone
requested that the required cash be retrieved from his car, located just a few blocks
away.
The Avalon police officer responded by saying, "we can't let you go to your car, you
may have a gun in there".
Stan Caterbone was immediately escorted to the cape May county Prison,
fingerprinted and processed.
June 8, 1987 -
Stan Caterbone calls Mike Orstein, Lt. of the Stone Harbor police patrol, and
requests that he retrieve the required cash from his car, and post the required bail.
At approximately 2:30 pm, Stan Caterbone is released on bail.
June 11, 1991 -
Stan Caterbone left the Stone Harbor Marina at approximately 12:30 am en route to
Lancaster, Pa, to retrieve some files concerning the ISC cover-up.
Upon driving north on Route 47 (the normal route to Lancaster), approximately 10
miles outside the Cape May county Courthouse, Stan Caterbone noticed a car
following him closely. Suspicious, Stan Caterbone decreased his speed from 55
mph to 35 mph, in order for the car to pass him. However, the car remained directly
behind, adjusting the speed accordingly.
In an effort to elude the car, without raising suspicion, Stan Caterbone gradually
increased his speed, while also increasing the distance between the cars, resulting in
the loss of his taillights to the ensuing vehicle - Because of the winding road, Stan
Caterbone looked for an abrupt turn-off, in hopes of dashing the eluding vehicle, by
loosing sight of his taillights.
There was little or no traffic on the route during the early morning hours, and Stan
Caterbone stopped at an intersection, and noticed that the headlights of the ensuing
vehicle were not visible in his rear view mirror, meaning that his taillights were also
not visible to the ensuing vehicle.
Immediately upon pulling from the intersection, Stan Caterbone noticed a narrow dirt
road that lead into a field of small trees, the perfect place to sit for the ensuing auto to
pass him, unnoticed.
Page 64 of 76
The ensuing vehicle pulled to the intersection, and continued north on route 47, in the
direction of Lancaster. Stan Caterbone sat in his vehicle a few minutes, until
continuing on his travel, north on Route 47.
Approximately five (5) minutes later, a car traveling in excess of SS mph,
approached Stan Caterbone, traveling south on the same road (2 lanes)
As the two cars approached each other, and approximately 30 yards from reaching
each other, the approaching vehicle drove directly into the lane of Stan Caterbone,
with its high beams on, and continued straight for his vehicle, or what appeared to be
a head-on-collision. Stan Caterbone drove off of the berm of the road, missing a line
of trees by less than 12 inches (eluding a life threatening disaster), and passed the
vehicle that was still in the north bound lane, heading south.
Stan Caterbone, shaking and sweating furiously, noticed the cars brake lights go on,
and the car apparently turned around, and began pursuing Stan Caterbone again.
Stan Caterbone drove as fast as he could to Route 55, hoping to find traffic in order
to hide and loose the pursuing car.
Stan Caterbone arrived in Lancaster, at approximately 3:00 am, and again noticed a
car sitting in the parking lot of the vacant "Sportsman's Den", at the intersection of the
New Danville Pike and Prince Streets.
Upon driving west on Hershey Avenue, Stan Caterbone noticed the car following
him. In an effort to identify the license plate, Stan Caterbone made a few turns in the
area of Hamilton Watch, and followed the car heading north on S. West End
Avenue. The car was a late model, gold or tan, Cougar or possibly a Buick Park
Avenue.
Stan Caterbone watched the car increase his speed, and finally changed directions
and proceeded to his residence, and parked a few blocks away, and walked through
the woods, to his apartment in the Hershey Heritage complex. Stan Caterbone then
used a flashlight, in order not to reveal his presence, and returned to his vehicle,
sometime in the early morning, during daylight.
June 10, 1991 -
Two independent U.S. courts uphold a $189 million award by Britian's High Court
against ISC executives Shireman and Reach for their role in the fraud.
Ferranti makes its first open statement against Guerin saying a similar decision is
expected to uphold the High Court's decision against him.
June 19, 1991 -
Stan Caterbone leaves Stone Harbor, in constant fear for his life, and remains in
seclusion, in various parts of the Eastern Seacoast, spanning from Captiva Island,
Page 65 of 76
Florida, to Boston, MA, in order to prepare an official request for a Congressional

Investigation of all related matters.
Jul 11, 1991 -
Stan Caterbone files an official request C300 pages) for a Congressional

Investigation into all of the ISC and preceding issues with U. S. Representative
Robert Walker CR-Pennsylvania), and Speaker of the House, U. S. Representative
Thomas Foley.
Both requests were sent by Overnight Mail Service of the United States Post Office,
outside of Baltimore, Maryland.
July 12, 1991 -
Stan Caterbone returns to his home, in Lancaster, PA, at approximately 1200 pm,
after remaining in seclusion immediately following the phone conversation of May 23,
1991 with Jay Curtis, regarding the CIA and ISC.
ABC News/NightLine features it's second story about Lancaster's ISC and Arms to
South Africa and Iraq.
July 18, 1991 -
U.S. Representative Robert Walker sends a letter to Stan Caterbone relating to his
request for a Congressional Investigation into all of his allegations of misconduct and
criminal wrongdoing regarding his alleged ISC/Fraud "cover-up".
The letter said :
"Thank you for your recent letter and information on International
Signal & Control corporation. I appreciate your thinking of me; however,
since this case is before the courts, it is unethical for me to interfere with the
judicial process. If you think I may be of assistance with other matters,
please feel free to contact me".
July 25, 1991 -
Christian is released from prison after serving two years and a day for his role in the
Chem Con fraud and toxic waste dumping.
August 1, 1991 -
Stan Caterbone receives a notice of a warrant for his arrest by the Stone Harbor
(NJ) Municipal Court, regarding summons #081370.
Stan Caterbone called the Court Clerk, Pam Davidson, to explain the circumstances.
The Court Clerk refused to identify herself, and did not have time to listen to his
explanation. She then questioned why he (Stan Caterbone) wanted to write to the
Judge to explain.
Stan Caterbone writes a formal letter to Judge Peter M. Tourson, of the Stone
Harbor Municipal Court explaining his allegations of misconduct, and the issues
Page 66 of 76
surrounding his recent arrest of June 7th, and all of the arrests dating back to August
of 1987.
Stan Caterbone had described in detail his assertions and evidence that the arrests
were conveniently orchestrated while he was seeking legal recourse for the alleged
ISC "Cover-Up'.
Stan Caterbone also explained his fear for not returning to the Stone Harbor
Municipality, in light of the fabricated arrests, and other questionable incidents.
Stan Caterbone requested another means of settling all outstanding frivolous traffic
violations, other than appearing in Stone Harbor Municipal Court.
August 8, 1991 -
Stone Harbor Municipal Court Judge, Peter M. Tourison, sends Stan Caterbone an
official letter acknowledging receipt of his previous letter and explanations.
Judge Tourison concluded his notice by demanding that Stan Caterbone appear in
Court, as scheduled, "to have this matter taken care of in the proper manner
August 13, 1991 -
Ferranti announces it has recovered $650,000 hidden by Guerin in a number of

Swiss Hank accounts.
Ferranti also announces a fiscal 1991 loss of $282 million.
Stan Caterbone responds to Judge Tourison letter of August 8, and discloses the
recent attempt on his life, the past June, just outside or Stone Harbor, and states that
because of the apparent criminal conspiracy within the same municipality, Stan
Caterbone formally notifies the Judge that he refuses to return to Court, as
requested.
August 15, 1991 -
Guerin and Cardoen are shown to have been deeply involved in a failed $100 million
arms procurement plot linked to the infamous Iran-Contra scandal.
August 16, 1991 -
Stan Caterbone receives a formal notice and demand from American Helix President
David D. Dering, for the return or equipment, currently in the possession of Stan
Caterbone, and notice of the termination of the business agreement, dated October
1, 1990 between Stan J. Caterbone and American Helix Technology Corporation.
Stan Caterbone receives a facsimile from Mike Hess (former ISC engineer who
frequented S. Africa and who solicited Stan Caterbone in late 1989 for work), and
refuses to sign a non-disclosure agreement with Stan Caterbone and the Advanced
Media Group, Ltd., as requested to continue a further relationship considering the
recent activities from the May 23rd phone call and the national media publicity
regarding the ISC Scandal.
August 19, 1991 -
Page 67 of 76
Stan Caterbone sends a letter to attorney Timothy Lanza via the Lancaster Bar
Association, and asks for an explanation as to his misrepresenting to Stan Caterbone
for the past month that his order for Advanced Media Group, Ltd., stock certificates
were ordered, when in fact Stan Caterbone verified with authorized personnel of the
H. Burr Kein company that the order was never placed.
Timothy Lanza had personally disclosed to Stan Caterbone on several occasions that
he was awaiting the delivery of the certificate kit via UPS.
Stan Caterbone responds to the previous letter of David D. Dering, and his request
for the return of American Helix equipment, currently in the possession of Stan
Caterbone.
Stan Caterbone formally notifies David Dering that the equipment will be held as
collateral, according to statutes of the Pa. Uniform Commercial Credit code, that the
equipment will not he returned until the past due invoice {# 1018), of the Advanced
Media Group, Ltd., of July 12, 1991 for $4,914.00, which was due upon receipt
according to their business agreement, was paid in full.
August29, 1991 -
A federal judge dismisses Christian's $93 million suit against Guerin, but Christian
vows to re file the suit.
September 13, 1991 - ABC News/Nightline features another story about ISC, the CIA, and Arms Deals,
in preparation for the beginning of the-Confirmation Hearings of George Bush's
nomination or the Director of the Central Intelligence Agency, Robert Gates, which
begins just three days away, by the Senate Intelligence Committee.
September 14, 1991 - Ferranti and Clark reach an agreement to settle their legal battle, although details are
not disclosed by either party.
September 16, 1991 - The first day of the Robert Gates' Confirmation Hearings brings questioning by
Senator Morkowski, of the Senate Intelligence Committee, about knowledge of the
ISC operations by Robert Gates.
Gates, whose candor about Iran-Contra resulted in his 1987 withdraw when
nominated for the same slot by then President Reagen. In a less-than sincere line of
questioning, Robert Gates denies any knowledge of ISC, Guerin, or Carlos
Cardoen, including any operations to sell munitions to Iraq or south Africa. In
addition, he denies any knowledge of any CIA involvement in the same.
September 19, 1991- Stan Caterbone visits the office of Senator Bill Bradley (D-New Jersey), in the Hart
Office Building, Washington, D.C., and delivers documents, tapes, and a video, all relating to his allegations
of an alleged "Cover-Up" regarding the ISC Scandal.
Page 68 of 76
The materials were taken by assistant Jackie Widrow, who signed a receipt.
September 21, 1991- Stan Caterbone delivers a contract for the consulting services he has agreed to
provide to J. Oman Landis, in order to insure against any wrongdoing, and especially
in light of Mr. Landis' assertion the previous Friday that "you (Stan Caterbone) are
taking a break (from business) to rest your mind".
This assertion conveniently supports the alibi of mental insanity, that has been made
by numerous persons, including Mr. Landis' friends, the High's, who wholly own
American Helix Technology corporation.
Several hours after delivering the contract to Mr. Landis, and after beginning to
work, as outlined in the contract, Mr. Landis called Stan Caterbone into his office
and said "there were some developments over the weekend, why don't you continue
on your normal duties of driving (limousines), this has nothing to do with the contract
that you asked me to sign".
September 25, 1991- Stan Caterbone mails a cover letter and accompanying materials to attorney Howard
Corny, of New York city, as previously discussed, via UPS regular way service.
October 1, 1991 -
Stan Caterbone receives a facsimile from David Dering, President of American

Helix, formally charging Stan Caterbone with charges of 16,730.00.
David Dering also demands that the equipment be returned, and upon receipt,
American Helix would forgive $11,816.00 ($16,730 - $4914)(Caterbone's invoice)
of unpaid charges to Stan Caterbone and or the Advanced Media Group, Ltd.,
Stan Caterbone sends by certified mail, a copy of a recent complaint (filed Sep. 6,
1991) to the New Jersey Department of Motor Vehicles, and a demand for the title
to his boat, and again allegations of criminal wrongdoing by the Stone Harbor
Marina, for not delivering title, given the bill of sale was satisfied on June 10, 1991,
and a fee for the title was paid as well.
Stan Caterbone personally meets with Ted Koppel, of ABC News/Nightline, at the
Washington National Airport, at approximately 5:30 pm.
Stan Caterbone questioned Ted Koppel if he knew a Mr. Jay Curtis, and why he
was questioned about the CIA's involvement with the ISC affairs, just hours before
the broadcast.
Ted Koppel denied any knowledge of Mr. Jay Curtis, and stated that Thomas
Flannery was involved in the broadcast by the Financial Times of London. The letter
of August 28, 1987 to Diane sawyer was also mentioned. Ted Koppel requested the
Page 69 of 76
phone number of Stan Caterbone, and said that he would contact him later, due to
his present time constraints, and asked "what do you want, and what is the story
line?"
Stan Caterbone responded, "Justice and protection, someone is trying to cover me
up, and someone already made attempts on my life... someone keeps getting
information from me, while I'm left sitting in Lancaster like a sitting duck".
October 2, 1991 -
Stan Caterbone responds by facsimile, to the Oct. 1, correspondence, to David D.

Dering.
NOTES:
Stan Caterbone requested supportive documentation regarding the suspicious

charges of $16,730.00 as declared, in order to consider the request for the return of
the equipment.
David C. Dering responds by facsimile, demanding for Stan Caterbone to meet him
at the Holiday Inn, in Lancaster on Friday, Oct 4th, with the equipment in his
possession, and states that he will deliver the required supportive documentation of
the charges as requested.
October 2, 1991 -
Stan Caterbone responds by facsimile to Ted Koppel, as to his question concerning

the "story line"
October 27, 1991 - Stan Caterbone writes a letter to Sandra Woods, Associate Managing Editor, of the
Philadelphia Inquirer, regarding the recent feature story, "What went wrong in America" Stan Caterbone describes his experience and present situation regarding the ISC
scandal, and cites corruption as the cause of the present dire and destitute
circumstances controlling his life.
October 31, 1991 -
Guerin and 19 others, including Larry Reach, are indicted on 75 criminal counts by
the Philadelphia based grand jury.
Laura McQueen, administrator for the New Jersey Department of Motor Vehicles,
called Stan Caterbone at approximately 3:30 pm, to notify him that she was trying to
sort out the problem with his complaint regarding title to his boat.
Ms. McQueen acknowledged that the Stone Harbor Marina had submitted an
application for a title, apparently dated on or about June 10, however the identity of
the boat did not match that of for Stan Caterbones. Ms. McQueen also admitted
that there seemed to be evidence of wrongdoing, but denied to state whether the
matter was presently being investigated.
Ms. McQueen also stated that the title in question was being microfiche, and that
Page 70 of 76
within a few days, they should be able to trace the title, and resolve the problem.
Robert Clyde Ivy, Terrance Faulds, Wayne Radcliffe, Gerald schuler, and Thomas
Jaslin enter a not guilty pleas to all charges handed down by the Philadelphia grand
jury.
November 24, 1987 - Robert Shireman, ISC financial executive pleads his guilt in the ISC $billion fraud
and scandal.
November 25, 1987 - Anthony Stagq, ISC executive in charge of Singapore operations, pleads guilty in the
Arms Export violations.
November 27, 1987- ISC Executive Larry Resch pleads guilty to his role in the massive contract fraud in
the Ferranti/ISC merger of November, 1987.
December 3, 1991 - Philadelphia grand jury hands down a "superseding indictment", clarifying the
money laundering portion of the charges. The indictment states that between
November of 1986 and June of 1989, Guerin looped $450 million through phony
bank, vendor, -and customer accounts to give the appearance several of the bogus
ISC contracts were real. The preceding information also allows for the possibility of
an indictment of William Clark, and possibly his attorney Joseph Roda.
The largest of the fake contracts was the Pakistan Missile deal, in which Larry Resch
was charged and indicted by the grand jury for managing.
Stan Caterbone's best friend in the whole world, little "Abbey Pflumm", shouts his
name, "Taan", for the first time.
December 3, 1991
-Mike Hess, a former ISC engineer that also has done work for Stan Caterbone,
visits
Stan Caterbone to deliver all materials in his possession which is the property of the
Advanced Media Group, Ltd.,
Stan Caterbone and Mike Hess engage in an argument when Mike Hess becomes
annoyed at Stan Caterbones continued caution and suspicion of Mike Hess's real
motives and agenda for the relationship.
Stan Caterbone had witnessed several incidents of inconsistencies with the attitude of
Mike Hess, with specific respect regarding Stan Caterbone's efforts for justice and
legal recourse concerning the affairs of 1987.
Stan Caterbone admitted in several occasions that he will never trust anyone,
especially given his former association with ISC, and most importantly his activities
and travel to South Africa-
Page 71 of 76
December 4, 1991 - Stan Caterbone calls the Citizens Commission of Human Rights, after seeing the
organization featured on the Murray Povich Show, and talks to Roy Griffen.
The organization's mission is to investigate abuses within the mental illness profession.
Roy Griffen requests information, and agrees to investigate his allegations. Stan
Caterbone states that he will Federal Express a copy of this chronology.
December 5, 1991 - At approximately 10:00 am, Stan Caterbone sent a package of information via
Federal Express (tracking number 9734766S93) to:
Roy Griffen
Citizens Commission for Human Rights
6362 Hollywood Blvd.
Los An~elos, CA
90028
(800) 869-2247
The package was received at 9:56 am (PST) by L. Mezkerlsl, at the front desk.
December 5, 1991 - At approximately 4:52 pm, James Guerin pleads guilty to eitht (B) grand jury
indictments of October 31. The indictments are as follows:
* Criminal Conspiracy
* Violation, Arms Export Control Act
* Violation, Comprehensive Anti-Apartheid act.
* Money Laundering
* Securities Fraud
* riling False Income Tax Return
* Aiding and Abetting the Commission of crime.
Sentencing is scheduled for February 25, 1992, with a minimum of 14 years, and a
maximum of Life in prison.
December 4, 1991 - Stan Caterbone receives uninvited visitors at his residence, cousin Sam Miller
family, who in September left him stranded in Florida. They conveniently need a
place to stay, while visiting in Lancaster, and purposely cause distractions to his
efforts for legal recourse.
December 11, 1991- Stan Caterbone finally requests that his residence be vacated by Michelle and Jason
Miller.
December 20, 1991- Stan Caterbone receivers a notice from the Internal Revenue Service regarding a
discrepancy in income reported on his 1989 Federal Income Tax Return. The items
Page 72 of 76
in question were his "disability income" from Monarch life insurance and American
Helix "non-employee income".
December 23, 1991- Stan Caterbone responds to the IRS letter and submits a copy of the chronology of
this conspiracy, along with the entire audio transcript (2 - 90 minute cassettes) of his meeting of September
29, 198? with the Pennsylvania Securities Commission and requests assistance in his
ordeal. The correspondence was sent via 'Return Receipt Requested" in order to
insure proof of delivery.
Stan Caterbone sends an updated chronology to Roy Griffen of the Citizen's
Commission for Human Rights.
December 28, 1991- Stan Caterbone sends a formal notice to attorney Howard Cerny, 245 Park Avenue,
New York, informing him to return the previously submitted information and tapes
regarding this case, and also informing him that he no longer wishes to discuss these
issues with him or any member of his firm.
December 30, 1991- Stan Caterbone travels to the U.S. 9:50 am courthouse in Philadelphia, PA, and
personally delivers the chronology and a copy of the "1987" Pennsylvania Securities
Commission meeting to Chief Judge Bechtle, who is presiding over the ISC court
preceding.
10:00 am
Stan Caterbone visits the U.S. Attorney Generals office in the same building and files
a formal complaint, "Criminal Conspiracy to "cover-up" the International Signal a
Control scandal. The proper form is filed with the clerk.
Assistant U. S. Attorney General Gray asks Stan Caterbone to briefly describe his
complaint. Stan Caterbone gives Gray the chronology along with the tapes.
Stan Caterbone briefly describes the meeting of June 23, 1987 with Larry Resch, the
nay 23, 1991 phone call from Jay Curtis, the arrests by Manhiem Township, and the
attempts on his life. Agent Gray took notes, and said he is not familiar with the case,
but would personally see that the information is passed to the proper authorities
involved in the case.
During the conversation, Mr. Gray asked the exact same question that was asked by
both Joe Roda and Investigator Eisler of the Pennsylvania Securities Commission)
"But you did not work for them (ISC), you were not involved with them?"
Stan Caterbone gave this response to all questions by Mr. Gray:
It's all in there (the chronology), all of the information and events".
Page 73 of 76
THE YEAR
1992
January 6, 1992 -
Stan Caterbone sends a copy of the criminal conspiracy chronology and a complete
audio transcript of the PA SEC meeting of 1987 to the legal counsel of the
Pennsylvania Securities Commission via Certified Mail Return Receipt Requested:
P825 695 935.
January 8, 1992 -
At a "Town Meeting" in Columbia, Pennsylvania held by U. S. Senator Arlen Spector,

Stan Caterbone personally delivers a copy of the criminal conspiracy chronology to
Anon Spector after the meeting and asks Arlen Spector to read the letter, Mr. Spector
replied, " I will do that".
January 9, 1992 -
Stan Caterbone receives the Return Receipt from the Pennsylvania SEC, signed by
Sharon F. Heinspach on January 8, 1992.
Page 74 of 76
THE YEAR
1997 (10 Year Anniversary)
November 8, 1998
Stan Caterbone solicits Attorney Matt Samley, of the law firm of Xelkallis, Reese
and Pugh, to provide a legal opinion as to the circumstances involved in the cover up.
Mr. Samley quickly asks if anyone had called Stan Caterbone about the issues. Mr.
Samley agrees to review the documents and will provide a legal opinion of any
criminal and prosecutorial misconduct.
November 23, 1998 - Stan Caterbone delivers materials to Mr. Samley and also sends via Federal Express
the same materials to Christina Rainville, of Shnader, Harris, Lewis, and . With
a letter requesting a legal opinion from Ms. Rainville.
December, 8, 1998 - Ms. Pam Pflumm call Dr. Albert Shultz regarding the behavior of Stan Caterbone.
December 15, 1998 - Stan Caterbone telephones Jim Christian to again confirm that he did not have
knowledge of his meeting with Mr. Larry Resch. Jim Christian began threatening
Stan Caterbone from public disclosure of these issues, he said
you have to forget about it. Your life will be worse off than it is now, you better just
forget it
January 14, 1998 -
Stan Caterbone visits with Fr. Edward Lavelle for advice and guidance concerning
his situation. Stan Caterbone only asked that Fr. Lavelle call Mr. David Pflumm, and
ask he and is key employees refrain from inflicting any additional mental duress upon
his person
Fr. Lavelle refuses unless he is told to do so by Dr. Al Shulz. He offers no further
assistance.
1:00 pm
A few hour later, Stan Caterbone visits Dr. Al Shulz for his quarterly appointment.
Immediately upon entering the appointment, and before the plaintiff will speak any
words, Dr. Al Shuclz will contemporaneously accuse the plaintiff and declare:
Stan, you are very sick.
medications.
You are not well!
You need to take additional
The recorded transcript will prove the horrid implications of these conversations.
February 20, 1998
The plaintiff is forced to vacate his position of Controller of Pflumm

Contractors, Inc., due to the purposeful and intentional infliction of mental duress,
Page 75 of 76
perpetrated as a direct reprisal against the Plaintiffs rightful pursuit of due process
of the law concerning all issues contained herein.
April 21, 1998
The Pennsylvania Department of Labor and Industry will again illegally deny the
Plaintiff of his legitimate claim for Unemployment Compensation Benefits, which
again is an act of reprisal against his rightful pursuit of fair access to the law, and his
disclosures of the incidents contained herein.
The Pennsylvania Department of Labor and Industrys 1987 rulings against the
Plaintiff have been also proven to be in err, which conveniently and intentionally
subjects the Plaintiff to financial hardship and mental duress, all purposefully
hindering the Plaintiffs right to access the law. The record of the plaintiffs claim
for Unemployment Compensation Benefits is corrupted.
Page 76 of 76

Recorded - 15-03984 Habeus Case DECLARATION Re Findings of Facts 1998 - Original Claim Filed in United States Eastern District of Pennaylvania in Case No. 05-2288 On May 16, 2005

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Recorded - 15-03984 Habeus Case DECLARATION Re Findings of Facts 1998 - Original Claim Filed in United States Eastern District of Pennaylvania in Case No. 05-2288 On May 16, 2005

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Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 1 of 76

Plaintiffs Findings Of Facts

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF

AFFIDAVIT OF STANLEY J. CATERBONE

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 2 of 76

Plaintiffs Findings Of Facts

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 3 of 76

Plaintiffs Findings Of Facts

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 4 of 76

Plaintiffs Findings Of Facts

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 5 of 76

Plaintiffs Findings Of Facts

A) SPEEDING (F-1) B) OPEN ALCOHOLIC CONTAINER IN

VEHICLE C) UNREGISTERED VEHICLE (NEW JERSEY DEALER MAILED REGISTRATION MATERIALS

All of the Police Officers were verbally

B) CRIMINAL MISCHIEF (F-3) C) UNLAWFUL RESTRAINT (H-1) D)

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 6 of 76

Plaintiffs Findings Of Facts

After several hours, the plaintiff was again

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 7 of 76

Plaintiffs Findings Of Facts

enterprises of Mr. James Guerin

Stanley J. Caterbone, Plaintiff

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Plaintiffs Findings Of Facts

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Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 9 of 76

Plaintiffs Findings Of Facts

Pa. State Senator Gib Armstrong, former stock broker of individual

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Plaintiffs Findings Of Facts

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Plaintiffs Findings Of Facts

At the advise and recommendation of Alexandria Armstrong, Stan Caterbone visited

March 30, 1985 -

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Plaintiffs Findings Of Facts

Stan Caterbone incorporates Pro Financial Group, Ltd., a company composed of

Stan Caterbone conducts a marketing and feasibility survey with Marketing

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 13 of 76

Plaintiffs Findings Of Facts

June 12, 1986

June 19, 1986

Stan Caterbone incorporates Financial Management Group, Ltd., (FMG, Ltd.,)

June 22, 1986

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 14 of 76

Plaintiffs Findings Of Facts

August 14, 1986 -

August 21, 1986 -

In late 1986, Stan Caterbone sustained a take-over attempt by partners Robert

- Abe Diffenbach, the acting manager of Lancaster's Shearson/American Express

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 15 of 76

Plaintiffs Findings Of Facts

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 16 of 76

Plaintiffs Findings Of Facts

Al Dannatt & Institutional Investors, of Houston, requests Stan Caterbone to market

January 26, 1987 -

Stan Caterbone receives a letter from Owen Kugel, principal of OK Properties, to

Case 5:15-cv-03984-JCJ Document 58 Filed 05/31/16 Page 17 of 76

Plaintiffs Findings Of Facts

finders fee of $433, 592 upon financing.

March 24, 1987 -

March 26, 1987 -