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ESSAYS
O N
BRITISH
LITERATURE
of
Miami
Critical Essays on
JAMES JOYCE'S
A Portrait of the Artist
as a Young Man
edited by
G. K. Hall
An
Imprint
of Simon
New
Prentice
London
Mexico
City
New
& Co.
& Schuster
Hall
Delhi
Macmillan
York
International
Singapore
Sydney
Toronto
Contents
vii
ix
1
P H I L I P B R A D Y A N D JAMES F. CARENS
CRITICAL CRUXES
I n t r o d u c t i o n t o Stephen Hero
19
T H E O D O R E SPENCER
27
ROBERT SCHOLES
36
M I C H A E L LEVENSON
52
ROBERT A D A M S D A Y
68
CORDELL D . K. Y E E
83
H A N S W A L T E R GABLER
STRUCTURE, I M A G E , SYMBOL, M Y T H
[ J o y c e s Portrait
Sentimentale']
115
DAVID HAYMAN
vi
CONTENTS
130
SIDNEY FESHBACH
The Portrait
142
MAURICE BEEBE
155
N E H A M A ASCHKENASY
168
F. L. RADFORD
The A r t o f the L a b y r i n t h
187
D I A N E FORTUNA
T H E IMPACT OF THEORY
215
SOSNOSKI
231
KERSHNER
243
SINGER
265
M I C H A E L BRUCE M C D O N A L D
290
VICKI MAHAFFEY
Index
317
The Genesis of
A Portrait of the Artist as a Young Man
HANS WALTER GABLER
J ames Joyce wrote and rewrote the novel that was t o become A Portrait of the
Artist as a Young Man i n several phases between 1903 and 1914. H e began
Stephen Hero sometime i n early 1903 b u t , after some seven chapters, a t t e m p t e d
a reorientation w i t h the narrative essay "A Portrait o f the A r t i s t . " This he subm i t t e d t o the D u b l i n literary magazine Dana i n January 1 9 0 4 . U p o n its
rejection, he fell back w i t h renewed energy o n Stephen Hero and carried i t forw a r d t h r o u g h 25 (of a projected 63) chapters. Broken o f f i n the summer o f
1905 i n favor of an undivided attention to the w r i t i n g of the stories for Dubliners, Stephen Hero remained a f r a g m e n t . I n September 1907, when the plans for
a revision o f the fragment had sufficiently m a t u r e d i n Joyce's m i n d , he began
to w r i t e A Portrait of the Artist as a Young Man i n five chapters. This reached the
state o f an intermediary manuscript d u r i n g 1907 to 1911 I n 191314, the
novel was completed. I t is represented i n its final state by the fair-copy m a n u script i n Joyce's hand now i n the possession o f the N a t i o n a l Library o f Ireland
in D u b l i n . Moreover, complete textual versions or fragments o f text f r o m each
o f the major stages o f the novel's eleven-year progression are still extant and
identifiable. B u t i t is also true that by far the majority o f the materials, the
plans, sketches, or intermediate drafts w h i c h as a body w o u l d have borne w i t ness o f its emergence, must be assumed t o be lost. Nevertheless, close survey
and careful scrutiny o f those w h i c h survive make i t possible t o indicate some o f
the essential aspects o f the work's genesis.
1
I
T h e only surviving textually complete document o f A Portrait of the Artist as a
Young Man is the D u b l i n holograph manuscript. I n i t , several strata o f c o m p o This essay was revised for this volume from "The Christmas Dinner Scene, Parnell's Death, and the
Genesis of A Portrait," James Joyce Quarterly, 1975, and "The Seven Lost Years of Portrait of the Artist,"
in Approaches to Joyce's Portrait, Thomas F. Staley and Bernard Benstock, Eds., 1976 by University
of Pittsburgh Press. This revision is reprinted by permission of the James Joyce Quarterly and the University of Pittsburgh Press.
83
84
86
But i n the text as interlinearly revised i n the manuscript, his longings and
reflections are enriched and particularized i n m u c h detail. Also, as i n the preceding passage, the revision results i n greater syntactical as well as r h y t h m i c a l
complexity:
He longed for the minor sacred offices, to be vested with the tunkte of j//deacon at
high mass . . . his shoulders covered with a humeral veil, holding the paten within
its folds, and then, or when the sacrifice had been accomplished, to stand as deacon once again in a dalmatic of cloth of gold on the step below the celebrant. . .
I f ever he had seen himself celebrant it was . . . in a church without worshippers, save for the angel of the sacrifice, at a bare altar . . . and it was partly the
absence of an appointed rite which had always constrained him to inaction . . .
(AU-A26-JJA
[10], 795-97)
A n y o n e familiar w i t h Joyce's revisional habits i n shaping Ulysses and Finnegans
Wake w i l l here recognize i n r u d i m e n t a r y f o r m the patterns and procedures
w h i c h reach such complexity i n the processes o f composition o f the later
works. Conversely, a l t h o u g h the examples quoted are the only passages i n
w h i c h compositional revision clearly manifests itself i n A Portrait, these examples, together w i t h our general knowledge o f Joyce's later w o r k i n g habits,
make us more keenly aware o f the likelihood of revision, perhaps even extensive revision, i n the course o f the emergence o f A Portrait at lost stages of its
textual development.
Pages "239" to " 3 1 3 , " salvaged intact f r o m the manuscript of 1911, w i l l
not have been the only pages w h i c h Joyce "could never have r e - w r i t t e n . " Such
others as there were he apparently recopied, t a k i n g advantage i n the process o f
the o p p o r t u n i t y for revising and expanding his earlier text. Positive evidence
derives f r o m Ettore Schmitz's letter of 8 February 1909, that, for example, certain "sermons" as part of the t h i r d chapter then existed. Consequently, they
were also i n the manuscript o f 1 9 1 1 . I n one f o r m or another they w o u l d textually seem to go back even to February or M a r c h o f 1904. The notes for Stephen
Hero at the end of the " P o r t r a i t " copybook testify to the plan for the inclusion
in Chapter XI(?) o f "six lectures," i n a sequence outlined as:
1)
2)
3)
4)
5)
6)
1st D a y
2nd D a y
3rd D a y
4th D a y
1 0
88
chapter ended w i t h the sermons and the dejection and c o n t r i t i o n they caused
in Stephen, and that Joyce i n 1909 had not yet f o r m u l a t e d the last transitional section w h i c h by way of Stephen's confession, absolution, and c o m m u nion links i t to the opening o f Chapter I V
W i t h the hindsight o f our reading experience, the thematic and narrative logic of t h a t transition seems so clear that i t is hard to conceive o f any
great problems encountered i n the w r i t i n g o f i t . However, several observations converge w h i c h may suggest that Joyce d i d not achieve i t easily. T h e
most i m p o r t a n t o f these derives physically f r o m the D u b l i n manuscript itself
and indicates that the end o f Chapter I I I as we now have i t is a very late piece
of w r i t i n g . O n fol. 100 of Chapter I I I i n the D u b l i n holograph, the c o m m u nal prayer w h i c h concludes the last of the hell sermons ends, w i t h Joyce's
characteristic three asterisks m a r k i n g the sectional subdivision, halfway d o w n
the page. Below, the final section opens w i t h a clear paleographic break: the
pen, the i n k , the slope o f the hand, and the typical letter formations w h i c h
remain identical f r o m here o n for the last 29 leaves o f the chapter are all dist i n c t l y different f r o m the style o f inscription o f the preceding 100 pages, and
particularly o f that o f the t w o hell sermons o n fols. 4 0 - 1 0 0 . As w i l l be seen,
there is a distinct paleographic l i n k between Chapter I I I , fols. 4 0 - 1 0 0 (JJA
{ 1 0 ] , 557-667), and Chapter V, fols. 1 1 2 - 1 2 0 (JJA [ 1 0 ] , 1 0 8 9 - 1 1 0 5 ) . If, as
was argued earlier, the m a i n body o f Chapter I I I was itself retranscribed after
1911 (and probably revised, and perhaps augmented, i n the process), the evidence now shows that the final section was inscribed, and therefore added to
the m a i n transcription, at yet a later stage. I t is conceivable that the end of
Chapter I I I was among the latest sections to be inscribed i n the D u b l i n holograph.
I n a first draft, Chapters I I I I of A Portrait were w r i t t e n between September 1907 and 7 A p r i l 1908 (JJ 264, 270). They are the chapters that
Ettore Schmitz comments on i n his letter of 8 February 1909. H e praises the
second and t h i r d chapters, b u t he criticizes the first: " I t h i n k it deals w i t h
events devoid o f importance and your rigid m e t h o d o f observation and
description does not allow y o u to enrich a fact w h i c h is not rich by itself. You
should write only about strong t h i n g s " (Letters I I , 227). T h e physical evidence
o f the D u b l i n manuscript shows that, i n consequence, not only were Chapters
I I I I w r i t t e n out anew after the near destruction, i n 1 9 1 1 , of the earlier Portrait manuscript; by inference f r o m the page n u m b e r i n g i n the leaves w h i c h
survive f r o m i t , the i n i t i a l chapters were also augmented by a t o t a l of 124
manuscript pages. Beyond a recopying of salvaged text, this bespeaks t h o r ough, and probably extensive r e v i s i o n .
11
90
II
T h e last of Joyce's Dubliners stories, "The D e a d , " has been w i d e l y interpreted
as signaling a new departure i n his art, leading to achievements such as the
first chapter o f A Portrait. The t w o have c o m m o n l y been v i e w e d i n close t e m
poral sequence, since i t is k n o w n that A Portrait was b e g u n i n September
1907, immediately after the composition o f " T h e D e a d " (JJ 264). F r o m the
account here given o f the state of the final m a n u s c r i p t and o f the stages o f
composition and revision to be reckoned w i t h i n the novel's i n i t i a l chapters, i t
follows, however, that only Chapter I V can be safely assumed to have existed
before 1911 as i t survives i n the completed novel. Chapters I I I I , by contrast,
attained their final shape only after that date, a n d are therefore, i n the f o r m
i n which we possess t h e m , five or more years removed i n t i m e f r o m Dubliners,
and the consummation o f its art i n "The D e a d . " Paradoxically, i t is Chapter Y
although presumably the last t o be w r i t t e n , w h i c h f r o m the vantage p o i n t o f
the finished Portrait, and on the evidential basis o f the t e x t u a l documents s t i l l
extant, reaches back furthest i n t o the novel's t e x t u a l history and Joyce's artis
tic development.
92
Yet technically and stylistically, at the same t i m e , the f r a g m e n t exemplifies a b r e a k t h r o u g h t o w a r d the narrative mode o f the final Portrait. I t begins
i n the m i d d l e o f Stephen's m e n t a l reflection on his o w n m i x e d feelings t o w a r d
Doherty's habits o f m o c k i n g and blasphemous self-dramatization, and i t
breaks o f f as mother and son, c o n f r o n t i n g one another over the dregs o f a finished breakfast i n the m i d s t of general disorder i n the k i t c h e n , e m b a r k u p o n a
dialogue w h i c h w o u l d appear to be heading t o w a r d a new version o f the conversation, i n Stephen Hero, about Stephen's neglect to make his Easter duty.
There, as they t a l k , Stephen is made to reveal his inner state at l e n g t h , while
his mother is only gradually b r o u g h t to a realization and awareness o f the fact
that he has lost his f a i t h . A f t e r four w o r d y pages, the dialogue ends:
Mrs Daedalus began to cry. Stephen, having eaten and drunk all within his
province, rose and went towards the door:
I t ' s all the fault of those books and the company you keep. Out at all hours
of the night instead of in your home, the proper place for you. I ' l l burn every
one of them. I won't have them in the house to corrupt anyone else.
Stephen halted at the door and turned towards his mother who had now
broken out into tears:
I f you were a genuine Roman Catholic, mother, you would burn me as well
as the books.
I knew no good would come of your going to that place. You are ruining
yourself body and soul. N o w your faith is gone!
Mother, said Stephen from the threshold, I don't see what you're crying for.
I ' m young, healthy, happy. W h a t is the crying for? . . . It's too silly . . .
2 2
94
96
98
99
Ill
I n its four-part structure, the fifth chapter of A Portrait of the Artist as a Young
Man is the exact symmetrical counterpart to the first. The childhood overture
and t w o Clongowes episodes, separated by the Christmas dinner scene, are
the m i r r o r image o f the t w o movements of Stephen's wanderings t h r o u g h
D u b l i n , separated by the villanelle episode, and the diary finale. Genetically,
the novel's b e g i n n i n g and its end appear closely interdependent.
I t seems that i t was a decision to abandon the sequential or cyclic narrative by episodes as used i n Stephen Hero i n favor o f a chiastic center design t h a t
broke the impasse i n w h i c h Joyce f o u n d himself over A Portrait (and w h i c h
may have c o n t r i b u t e d to the desperate action o f the a t t e m p t e d b u r n i n g o f the
intermediary manuscript i n 1911). T h e textual history o f Chapter V documents this momentous change i n the compositional concept, and there is
m u c h reason to believe that f r o m the fifth chapter i t retroactively affected the
entire w o r k . D i s c o u n t i n g the overture and the finale, w h i c h functionally
relate as m u c h to the entire novel as they do to their respective chapters, the
100
first and last chapters are each chiastically centered on the Christmas dinner
scene and on the composition o f the villanelle.
O f the three m i d d l e chapters, Chapters I I and I V are i n themselves still
basically narrated i n a linear sequence o f episodes. So is Chapter I I I , a l t h o u g h
here the sequential progression is stayed by the u n i f y i n g and centralizing
effect of a concentration on the single event o f the religious retreat. B u t the
chiastic disposition of the novel's b e g i n n i n g and end alters the f u n c t i o n a l relationships w i t h i n the m i d d l e chapters. Chapters I I and I V take on a centripetal
and a centrifugal direction, and the religious retreat becomes, literally and
structurally, the dead center o f the novel. I f i t has been correct to infer an earlier state of Chapter I I I where four, five, or even six sermons were given verb a t i m , and therefore of necessity i n an overtly sequential manner, then the
revision, w h i c h essentially left only the t w o hell sermons as rendered i n the
preacher's o w n words, was undertaken to emphasize the chapter's m i d p o i n t
position i n the chiastic structure o f the book. W i t h i n Chapter I I I , divided by
Joyce's familiar asterisks i n t o three parts, the b e g i n n i n g i n N i g h t t o w n and
the close i n Church Street chapel stand i n obvious symmetrical contrast.
From the close o f Chapter I I , the N i g h t t o w n opening leads naturally i n t o the
hell sermon center. T h e l o n g search for a satisfactory chapter conclusion t o
lead out of i t , indicated by the late inclusion o f the final t w e n t y - n i n e m a n u script pages, may reflect Joyce's awareness o f how essential for the work's
inner balance i t was to give the narrative exactly the proper m o m e n t u m at
the onset o f its centrifugal m o v e m e n t .
B u t Joyce's concern i n the final shaping o f A Portrait of the Artist as a
Young Man was not structural only. I t was also one of thematic and symbolic
heightening. To this the reorganisation of Chapters I and I I bears witness t h a t
can be inferred f r o m close textual scrutiny.
I n the novel's first chapter, three boyhood episodes follow the overture.
The first and the last of these involve the reader intensely i n Stephen Dedalus'
sufferings away f r o m home at Clongowes W o o d College. I n between, the
Christmas dinner scene stands out i n contrast. A t the same t i m e , several
devices of narrative design, poetic p a t t e r n i n g , and thematic development
serve to anchor this scene i n its given position. Its opening sentence, "A great
fire, banked h i g h and red, flamed i n the grate" (1.716), appears as the reversal o f the preceding fire-to-water m o d u l a t i o n o f "The fire rose and fell on the
w a l l . I t was like waves. . . . H e saw the sea o f waves, l o n g dark waves rising
and falling, dark under the moonless n i g h t " (1.696, 700). T h e n i g h t , i n
Stephen's vision and dream, is that o f Parnell's last return to Ireland. I t is
thus on Parnell that the first Clongowes episode mystically culminates. T h e
m o t i f is taken u p and developed as a central theme o f the Christmas dinner
controversy. I n its course, the anti-Parnellite incarnate among the characters
is D a n t e . Consequently, the repeated instances where she and her s y m b o l i cally green and maroon-colored attributes (brushes first, then [ 1 . 7 1 3 - 1 4 ]
102
containing the manuscript o f the 1904 narrative essay "A Portrait of the
A r t i s t , " these provide for a "Christmas p a r t y " i n the e i g h t h chapter, i n a central position between "Business complications," "Aspects of the c i t y " and
"Visits to friends," "Belvedere decided o n . " I n a letter o f 7 February 1905,
furthermore, James Joyce reminds his brother Stanislaus that " M r s Riordan
w h o has left the house i n Bray returns . . . to the X m a s dinner-table i n
D u b l i n " (Letters I I , 79). I f the w o r d i n g "Christmas p a r t y " i n the notes may
leave r o o m for d o u b t , the letter is unequivocal i n giving a D u b l i n setting to
the Christmas dinner episode i n Stephen Hero. I t was doubtless assigned to the
Christmas o f 1892, a few months before Stephen (like James Joyce) entered
Belvedere College. I t is probably significant that S u l l i v a n identifies M r .
Barrett o f A Portrait as Patrick Barrett, S.J., a scholastic stationed at
Belvedere College. T h e name w o u l d seem to p o i n t to the survival into A Portrait o f textual vestiges f r o m Stephen Hero.
2 6
2 7
2 8
104
106
1909, Joyce reminded himself about several of his father's idiosyncrasies and
characteristic remarks. ^ " H e offers the pope's nose at table," and " H e calls a
prince of the church a t u b of g u t s , " " H e calls Canon K e o n frosty face and
Cardinal Logue a t u b o f g u t s " are the entries w h i c h refer to "There's a tasty
bit here we call the pope's nose" (1.903) and "Respect! . . . Is i t for B i l l y w i t h
the l i p or for the t u b o f guts u p i n A r m a g h [i.e., Cardinal Logue, archbishop
of A r m a g h ] ? Respect!" ( 1 . 9 2 3 - 4 ) Just how m u c h altogether the earlier dia
logue of the Christmas dinner scene was retouched or r e w r i t t e n cannot be
determined. F r o m the instances that can be made o u t , however, i t is clear t h a t
the episode was adapted w i t h some care to its new position i n Chapter I .
2
108
110
final
1904
Trieste 1 9 1 4 , "
manu-
script, such as the end of Chapter I I I and the revised villanelle episode, may
not have reached their final f o r m m u c h before they were required as copy for
the Trieste typist i n , presumably, the s u m m e r o f 1914.
from
the
B u t it is a conclusion
novel
and
forging
Man.
Notes
1. The narrative essay appears to have given the origin for the date-line at the end of
A Portrait of the Artist as a Young Man: "Dublin 1904/Trieste 1914." A photoreprint of "A Portrait of the Artist" is available in [vol. 7] of The James Joyce Archive [JJA]. (New York and London: Garland Publishing, Inc., 1978), pp. 70-94. It has been reprinted, with many oversights
and errors, in A Portrait of the Artist as a Young Man: Text, Criticism, and Notes, eds. Chester G .
Anderson and A. Walton Litz, Viking Critical Library (New York: Viking Press, 1968), pp.
257-68. In a more reliable text, it appears in Robert Scholes and Richard M. Kain, eds., The
Workshop of Daedalus: James Joyce and the Rati/ Materials for A Portrait of The Artist as a Young
Man (Evanston: Northwestern University Press, 1965), pp. 60-68.
2. From freshly assessed evidence, I argue in the "Introduction," pp. 1-2, to James
Joyce, A Portrait of the Artist as a Young Man, edited by Hans Walter Gabler with Walter
Hettche (New York and London: Garland Publishing, Inc., 1993), that Joyce indeed began his
autobiographical novel sometime in the first half of 1903, that is, almost a year earlier than has
hitherto been assumed. That he probably wrote just the first seven of the projected nine times
seven ( = 63) chapters before setting down the narrative essay in January 1904 is indicated by
the fact that the notes on the blank leaves of the "Portrait of the Artist" copy-book concern
Stephen Hero from Chapter VIII onwards. If taken with these modifications, the "Appendix" to
Hans Walter Gabler, "The Seven Lost Years of A Portrait of the Artist as a Young Man," in:
Thomas F. Staley and Bernard Benstock (eds.), Approaches to Joyces Portrait. Ten Essays. ([Pittsburgh:] University of Pittsburgh Press, 1976), pp. 53-56, should remain essentially valid. A
subsequent in-depth study, however, is Claus Melchior, "Stephen Hero: Textentstehung und
Text. Eine Untersuchung der Kompositions-und Arbeitsweise des frhen James Joyce." Diss.
Mnchen, 1988.
3. Richard Ellmann,y<?#/r Joyce (New York: Oxford University Press, 1982), pp. 264,
314, subsequently cited as JJ.
4. The one missing leaf is the first of the "Fragments from a Late Portrait Manuscript"
(Workshop, p. 107), now at the British Library. It has been incorporated in its proper place in the
photoreprint of the Dublin holograph (JJA, vols. [9] and [10]).
5. The actual numbers are 239-41, 243-313. But, with no lacuna in the text, this is
apparently a simple error in the numbering, as Harriet Weaver noted when she checked the
manuscript: "evidently a mistake for 242. H . S . W "
6. Letters of James Joyce, vol. I I , ed. Richard Ellmann (New York: Viking Press, 1966),
pp. 226f. [Letters II]
112
29.
Cf. above, note 15.
30.
Parnell died in England on 6 October, but the news only reached Ireland on the 7th
(see, impressively, Workshop, pp. 13637). October 8th, therefore, can properly be said to be
the first post-Parnellite day in Irish history.
31.
In bed, "the yellow curtains"yellow like the candles round the catafalque"shut
him off on all sides" (1.422-23). Stephen hears the prefect's shoes descending the staircase.
They guide his feverish imagination to a black dog with eyes as big as carriagelamps, and the
ghosts of inhabitants of the castle long deceased. The prefect comes back the next morning to
take Stephen to the infirmary. Is he, by fleeting association, Stephen's guide, as in a Divina
Commedia, in a descent to hell?
32.
Arnold Goldman, "Stephen Dedalus's Dream of Parnell," JJQ 6 (Spring 1969),
262-64, anticipates important elements of the present argument, but remains puzzled by
inconsistencies between Joyce's biography and the fiction.
33.
The notebook gives the appearance of having been arranged, and begun with a run
of its first entries through most of the alphabetical headings, at one time. Consequently, the
dateable entry under "Pappie" (see above, note 14) takes on significance for the dating of the
whole notebook.
34. JJ, chapters 20 and 21 passim.