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CRIMINALISTICS
Seth R. Hogg,1,2 Ph.D.; Brian C. Hunter,3 M.D.; and Ruth Waddell Smith,2 Ph.D.
ABSTRACT: Concerns over the toxic by-products produced by traditional ammunition have led to an increase in popularity of nontoxic
ammunition. In this work, the chemical composition of six brands of nontoxic ammunition was investigated and compared to that of a road
flare, which served as an environmental source with similar composition. Five rounds of each brand were fired while a further five were disassembled and the primer alone was fired. Particles collected from all samples, including the road flare, were analyzed by scanning electron
microscopy with energy dispersive X-ray analysis. Common elements among the different ammunition brands included aluminum, potassium,
silicon, calcium, and strontium. Spectra were then subjected to principal components analysis in which association of the primer to the intact
ammunition sample was generally possible, with distinction among brands and from the road flare sample. Further, PCA loadings plots indicated the elements responsible for the association and discrimination observed.
KEYWORDS: forensic science, nontoxic ammunition, scanning electron microscopy/energy dispersive X-ray analysis, element composition,
principal components analysis
1
Department of Chemistry, Michigan State University, East Lansing, MI
48824.
2
Forensic Science Program, School of Criminal Justice, Michigan State
University, East Lansing, MI 48824.
3
Genesee County Medical Examiners Office, 630 S Saginaw Street, Flint,
MI 48502.
*Presented at the 65th Annual Meeting of the American Academy of
Forensic Sciences, February 1823, 2013, in Washington DC.
Received 18 Aug. 2014; and in revised form 4 Dec. 2014; accepted 17
Dec. 2014.
ments such as strontium, potassium, silicon, and titanium. Nontoxic ammunitions also contain projectiles either formulated
without lead or with a lead core that is completely coated in a
nontoxic metal such as copper (5). The new formulations are
also manufacturer specific resulting in greater compositional
variability than is typically observed among traditional ammunitions.
The introduction and increasing use of nontoxic ammunition
provides further challenges for identifying GSR and distinguishing these GSR particles from environmental particles with similar elemental composition. Sintox ammunition was previously
studied and found to contain particles of titanium and zinc with
spherical morphologies (6). Only the unique spherical morphology of these particles that result from condensation of the gases
released upon discharging a firearm allowed distinction from
similar nonspherical particles common to paints (6,7). Similarly,
CCI Blazer ammunition was found to contain primarily strontium, a known major component of road flares and fireworks
(8). While nontoxic ammunition generally produced fewer spherical particles than traditional ammunition, Magtech Cleanrange only produced irregularly shaped particles, thus
complicating GSR analysis (9). With the continuing addition of
nontoxic ammunition to the market, further analysis of environmental sources of similar particles is also necessary to assign
appropriate evidentiary value in cases where nontoxic ammunition is used (5).
Since the 2009, National Research Council of the National Academy of Sciences reports that detailed suggested improvements in
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36
forensic science practices, there has been increasing interest in statistical evaluation of forensic data (10). Lednev and coworkers have
demonstrated the ability to statistically assess GSR data collected
using Fourier transform infrared spectroscopy with attenuated total
reflectance (ATR-FTIR) and Raman spectroscopy (1113). In these
studies, the collected data are analyzed using partial least squares
discriminant analysis and the ability to distinguish particles originating from different caliber ammunitions has been demonstrated.
While the work by Lednev et al. has focused on more traditional
ammunition, neither of the analytical techniques used rely on the
detection of antimony, barium, and lead (1113). Hence, these techniques certainly have potential for future applications in GSR analysis.
Only a single paper to date discusses statistical treatment of
GSR particles analyzed by SEM-EDS, which is the more conventional method currently used in forensic science laboratories
(14). Both traditional and nontoxic ammunitions were included
in the study, and the resulting EDS spectra were subjected to
fast Fourier transformation to reduce the large number of X-ray
energy counts according to their importance in each spectrum.
Regularized discriminant analysis was then used to classify individual GSR particles to brand. For the seven brands of nontoxic
ammunition, classification was based on 10 elements (silicon,
potassium, calcium, antimony, barium, strontium, zinc, titanium,
copper, and tin) and >90% correct classification was achieved in
all cases (14). However, by reducing the number of data points
through the fast Fourier transformation, the largest peaks contributed most to particle differentiation and smaller peaks were
excluded. Furthermore, there was no attempt to distinguish GSR
particles from environmental sources, such as cartridge fired
welding tools, road flares, or fireworks.
The work reported herein investigates the potential to distinguish among different brands of nontoxic ammunition, as well
as from an environmental source, based on elemental composition determined by SEM-EDS. Six nontoxic ammunitions were
obtained and five rounds from each manufacturer were disassembled to remove the projectile and propellant, leaving only the
cartridge case containing the primer intact. As SEM-EDS only
studies inorganic particles, the most significant contributors to
GSR are the primer and the projectile (15). Removing the projectile and firing only the primers allowed an investigation of
the elemental composition of the primer alone. The intact ammunitions were also discharged, and a road flare was burned to provide an environmental source of particles that may be
chemically and physically similar to strontium-based nontoxic
GSR particles. Collected particles were analyzed by SEM-EDS
to determine the elemental composition, and principal components analysis (PCA) was performed to investigate the differentiation of nontoxic ammunition according to manufacturer and
from an environmental source, based on the primer only, as well
as the intact ammunition.
HOGG ET AL.
entire time the firing range was in operation for this study, separate conductive tabs were left exposed to the air and were used
as control tabs.
Road Safety Flare
An Orion road flare (Orion Safety Products, Easton, MD) was
purchased from a local vendor and burned outdoors in an open
fire pit. Multiple carbon tabs (Ted Pella Inc.) were held 10 cm
above the burning flare for 1 min to capture discharged particles.
All tabs were stored in a petri dish until analysis by SEM-EDS.
SEM-EDS Analysis of GSR Particles
All carbon tabs were analyzed without any further processing
or surface treatments. For SEM-EDS analysis, a Hitachi S4700II field emission SEM (Hitachi High Technologies America,
Schaumburg, IL) equipped with a EDAX Phoenix EDS system
(EDAX, Mahwah, NJ) containing a Sapphire Si(Li) detector was
used. Samples were manually scanned in secondary electron
mode at 5009 magnification using an accelerating voltage of
20 keV and a working distance of 12 mm.
Samples were initially scanned for the presence of small
(150 lm in diameter), spherical particles indicative of GSR. An
elemental profile was obtained for any particles meeting these
criteria using the EDS system with a live time of 8 s. If the element profile of the particle was found to differ from the background, the visible area was labeled a region of interest and
all other potential GSR particles within view were analyzed by
EDS to record their individual elemental compositions. Carbon
tabs corresponding to all samples (primer only, intact ammunition, and road flare) were searched for particles in a serpentine
pattern until a total of 30 regions of interest were designated,
which was deemed suitable for further statistical analysis of the
data.
Data Processing
The EDS spectra were individually opened in the EDAX
Spectrum Viewer software (version 4.0, EDAX) and the counts
for each energy channel were exported to Microsoft Excel (2010
version, Microsoft Corp., Redmond, WA). In all spectra, the
most significant X-ray emission peaks occurred at energies
<5 keV and, to avoid incorporating small differences from noise
and baseline fluctuations into the subsequent statistical analysis,
the spectra were truncated at 5 keV. In addition, nearly every
spectrum included carbon and oxygen peaks resulting from the
carbon tab. While these elements may be contained within GSR
particles, EDS is unable to distinguish the source of each elemental contribution. Hence, carbon and oxygen were excluded
from the spectra by beginning each spectrum at 0.7 keV.
After truncating, all spectra from the 30 regions of interest for
a single firing were consolidated into one Excel file. This was
repeated for the five firings of each primer sample and the five
firings of each intact ammunition samples, producing a total of
60 files. Copper was a common component of all ammunitions
tested, present as either a component in the projectile jacket
material or in the cartridge case. Hence, copper is not unique to
any of the ammunitions and spectra consisting primarily of this
element were excluded from this initial study.
Particles from a single firing produced spectra with a wide
variety of compositions and this high variability may be identified as a major source of variance in subsequent PCA. To
37
overcome this, the EDS spectra for all particles observed during
a single firing event were averaged to obtain a single spectrum
representative of that firing event. For each firing, the number of
particles documented in this study ranged from 12 up to 100
with an average of 50 particles for all firings. The resulting spectra were then normalized to the maximum energy in the spectrum prior to statistical analysis.
Principal Components Analysis
PCA was first performed on a dataset containing the average
spectra for each of the five firings of the six primer samples and
the road flare sample using commercially available software
(The Unscrambler X, version 10.1; CAMO, Woodbridge, NJ).
Scores plots were generated in Excel (Microsoft Corp.) with
PC1 plotted on the x-axis and PC2 plotted on the y-axis. Corresponding loadings plots were also plotted in Excel to assess the
variables (i.e., elements) contributing to the variance described
by the principal components of interest.
PCA was repeated in a similar manner using a dataset consisting of the average spectra of each of the five firings for the
intact ammunition samples and the road flare sample and then
again using the full dataset (i.e., primer and intact ammunition
samples). Scores and loadings plots were again used to investigate both underlying differences and similarities among different
ammunition types, as well as between primer and intact ammunition of the same type.
Results
Particle Deposition Observations
Notable differences were observed in the number of GSR particles deposited among samples from different manufacturers,
and clear trends were evident (Table 1). For both the primer and
the intact ammunition samples, the Magtech (MAG) Cleanrange and Blazer (BLZ) Clean-Fire produced a relatively
large number of detectable particles compared to the other
brands under investigation. Remington (REM) UMC LeadlessTM
produced nearly twice as many particles when studied as a
primer sample alone compared to the intact ammunition.
TABLE 1Gunshot residue (GSR) particle counts for each of five replicates
for six different intact ammunition and primer samples.
Number of GSR Particles
Firing 1
Primer samples
REM
70
WWC
38
WSC
43
MAG
58
BLZ
98
SBN
53
Intact ammunition
REM
44
WWC
28
WSC
34
MAG
60
BLZ
87
SBN
27
Firing 2
Firing 3
Firing 4
Firing 5
Average
63
36
40
87
73
37
86
70
42
67
63
35
100
47
47
87
67
35
90
46
44
72
51
35
82
47
43
74
70
39
15
14
3
13
17
8
45
12
23
63
54
34
42
27
32
44
77
22
52
28
26
63
61
28
48
26
20
36
66
24
46
24
27
53
69
27
4
7
6
12
13
5
38
Meanwhile, both Winchester WinClean (WWC) and Winchester Super Clean (WSC) NT along with Sellier & Bellot
Nontox (SBN) consistently produced fewer particles.
It should be noted that the particle counts in Table 1 do not
include particles found to consist primarily of copper (based on
maximum characteristic X-ray emission) as these particles were
excluded from this initial study. Particles primarily consisting of
copper accounted for more than 40% of those observed for both
the WWC and WSC samples. Surprisingly, copper particles were
generally <20% of the particles observed for those ammunition
brands with a higher particle count (i.e., MAG and BLZ). On
the one hand, the disparity in the percentage of particles comprised primarily of copper between manufacturers suggests the
exclusion of copper as a characteristic element may reduce the
ability to discriminate samples. Yet, the presence of copper particles in samples from all manufacturers indicates that copper may
be too common an ingredient in many ammunition components
to be useful for association and discrimination of samples.
For most ammunition types, the number of particles detected in
the intact ammunition was 5175% less than the number of particles detected in the primer samples. The exception to this was the
BLZ ammunition, in which a similar number of particles were
detected in both the primer and intact samples. The overall greater
number of particles in the primer studies is likely due to the lower
force ejecting the GSR from the barrel. While primers are explosive, they are designed to ignite the propellant to provide the energy
required to eject the projectile. Thus, the average particle number is
expected to be lower in the intact ammunition samples as the higher
velocity of the discharged particles allows the particles to travel
distances beyond the target designed to catch the particles. The
higher velocity may also lead to particle penetration deep into
adhesive films within the carbon tabs used for particle collection.
FIG. 1EDS spectra for five replicate firings of (A) Remington (REM)
UMC LeadlessTM primers and (B) the corresponding intact ammunition,
showing an elemental composition of Al, Si, and K, with Al as the dominant
peak.
HOGG ET AL.
39
scores and loadings plots are shown in Fig. 2. The first two principal components accounted for 78% of the variance in the dataset and discrimination of the primer samples from the road flare
was possible. Replicate firings of each primer were closely clustered with the exception of the REM samples. In this case, EDS
spectra indicated slight differences in chemical composition
among the five firings. From the scores plot, distinction among
the different primer samples was possible, with the exception of
WWC and WSC primers, which were overlaid in the scores plot.
This is expected as the EDS spectra showed high similarity in
chemical composition between these two samples (Figures S2
and S3).
The positioning of the samples on the scores plot can be
explained with reference to the loadings plots (Fig. 2B,C). The
PC1 loadings plot indicated that Si and Sr were weighted positively so primers that contained these elements (i.e., MAG, BLZ,
40
SBN), as well as the road flare sample, were positioned positively on PC1 in the scores plot (Fig. 2A). Similarly, as K was
weighted negatively on PC1, primer samples containing K as the
primary component (i.e., WWC and WSC) were positioned negatively in the scores plot (Fig. 2A). Further, as there was only a
small, positive contribution from Al on PC1, replicates of the
REM primer samples were positioned close to zero on this PC
in the scores plot. There was also spread among the five firings
of the REM primer, with one sample positioned negatively on
PC1 and the remaining samples positioned positively. From the
normalized EDS spectra for this primer, the elevated X-ray
counts from K in the fifth firing resulted in a more negative
weighting on PC1 and hence a more negative position on PC1
than the other replicates in the scores plot.
The positioning of the samples on PC2 was explained in a
similar manner, with reference to the PC2 loadings plot
(Fig. 2C). That is, Si and K were weighted positively in the PC2
loadings plot with the result that primer samples containing these
elements were positioned positively on PC2 in the scores plot.
As Al and Sr were weighted negatively in PC2, primer samples
containing these two elements were positioned negatively on
PC2 in the scores plot.
The road flare sample and the MAG and SBN primer samples
had similar scores on PC1 such that differentiation based on this
PC alone was not possible. Spectra for the two primer samples
contained intense peaks for Si while the road flare spectrum contained an intense peak for Sr. Due to the similar X-ray energies
for these two elements, the two peaks were combined into a single variable during PCA, as observed in the PC1 loadings plot
(Fig. 2B). This combined variable resulted in similar scores for
the primer samples and road flare on the first principal component. However, from the PC2 loadings plot, Si was weighted
positively while Sr was weighted negatively, and therefore, distinction of the MAG and SBN primer samples and road flare
sample was possible on the second principal component.
The BLZ primer samples were positioned most closely to the
road flare sample in the scores plot (Fig. 2A), which was
expected as both contained Sr as the primary peak. However,
the Al present in the BLZ primer samples led to a slight increase
in positive positioning on PC1 and negative positioning on PC2
relative to the road flare. The small K peak present in the road
flare also led to a slightly more negative positioning on PC1 and
more positive positioning on PC2 compared to the BLZ primer
samples. Thus, with the assistance of the two smaller peaks present in the spectra, the BLZ primer and road flare samples were
distinguished in the scores plot.
PCA of Intact Ammunition Samples
The scores plot following PCA of the intact ammunition samples and road flare sample is shown in Fig. 3A in which the first
two principal components accounted for 69% of the variance in
the dataset. As before, the positioning of the samples in the
scores plot could be explained with reference to the loadings
plots. The loadings plot for PC1 indicated that Al and Sr were
weighted positively, while Si, S, and K were weighted negatively (Fig. 3B). Meanwhile, Al and K were weighted positively
on PC2, and a combination peak from Si and Sr was weighted
negatively (Fig. 3C).
Firings from the same ammunition were positioned closely on
the scores plot, with the exception of the WWC and WSC samples for which there was spread on both PC1 and PC2. This
increased spread resulted from differences in the intensity of Na,
Mg, Al, S, and Ca, which were present at trace levels in these
two samples.
The high intensity of Sr and Al in the BLZ ammunition led to
the positive positioning on PC1, while the excess Sr content led
to negative positioning on PC2 in the scores plot. The SBN
ammunition contained Si as the major component; however, this
element did not contribute substantially to the PC1 loadings
which resulted in the SBN samples being positioned close to
zero on PC1 in the scores plot. In contrast, Si was weighted negatively on PC2 in the loadings plot, which resulted in the negative positioning of the SBN samples on PC2 in the scores plot.
The Sr and K present in the road flare sample led to the positive
positioning on PC1, while the excess Sr present in this sample
resulted in the negative positioning on PC2. While the road flare
had a similar score on PC1 as the REM and MAG samples, the
HOGG ET AL.
41
In the scores plot, firings of each primer sample cluster closely, following trends described previously (Fig. 4A). Further,
the intact ammunition samples of REM, MAG, BLZ, and SBN
were positioned closely to the corresponding primer sample.
However, there was substantial spread in the intact ammunition
firings for both WWC and WSC, both in PC1 and PC2. As a
result of this spread, some of the intact ammunition samples
were not positioned sufficiently close to the corresponding primer to afford association. In fact, a firing of the WWC intact
ammunition overlapped with firings of the MAG primer samples.
Further, one firing of MAG primer was positioned more negatively on both PC1 and PC2 compared to the other firings and
actually overlapped with the road flare sample, hindering discrimination. The MAG primer and intact ammunition samples
were positioned similarly on PC1, but were distinguished on
PC2 as the primer samples were positioned positively and the
intact ammunition samples were positioned negatively (Fig. 4A).
This difference in positioning was due to the differences in the
major elements present in the samples: in the primer samples,
the dominant peak was Si, while in the intact ammunition, the
dominant peak was Al (Figure S3). From the PC2 loadings plot
(Fig. 4C), Si was weighted positively while Al was weighted
negatively resulting in the difference in position of the MAG primer and intact ammunition samples.
Discussion
FIG. 4Principal components analysis of primer samples, intact ammunition, and road flare (A) scores plot, (B) PC1 loadings plot, and (C) PC2
loadings plot.
This work demonstrated the ability to associate and discriminate a selection of nontoxic ammunition based on visual assessment of EDS spectra and subsequent PCA. Most ammunition
types were successfully distinguished from each other, as well as
from a road flare sample, based on element composition. However, the MAG and SBN ammunitions shared highly similar elemental profiles that complicated visual differentiation between
the two. Further, the BLZ ammunition and the road flare sample
had similar EDS spectra, again making distinction more challenging.
PCA was used to provide a more objective method to associate
and distinguish the primer samples, intact ammunition samples,
and road flare sample. When only the primer samples were considered, distinction among brands, as well as from the road flare sample, was possible. However, when intact ammunition was also
included, increased spread among replicate firings made association to the corresponding primer more difficult for the WWC and
WSC ammunition. Further, a difference in the dominant peak in
the EDS spectra for the MAG primer and intact ammunition samples was sufficient to distinguish these two in the PCA scores plot.
In general, distinction of the ammunition from the road flare was
possible based on visual examination of the scores plot, although
there was an anomaly as one firing of the MAG primer sample
could not be distinguished from the road flare.
This work has demonstrated the potential of elemental profiles
and PCA for the analysis and distinction of nontoxic ammunition
from different brands. Based on these results, additional element
combinations (e.g., AlSrKSi) could be added to a laboratorys list of elements to be considered in the protocol for GSR
identification. However, additional work is certainly necessary to
investigate and analyze particles originating from additional
sources that have similar chemical composition as nontoxic
ammunition. Further, this work focused only on particles directly
collected on discharge of the firearm. For greater utility, residue
from nontoxic ammunition recovered from a suspects hand
42
should also be considered to assess the effect of surface contamination on the recovered residue.
Acknowledgments
Lt. Ron Crichton of the Michigan State Police is gratefully
acknowledged for all his help in obtaining the samples necessary
for this study. Dr. Baokang Bi is also acknowledged for assistance with the use of the SEM-EDS system.
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Supporting Information
Additional Supporting Information may be found in the online
version of this article:
Figure S1. Experimental setup (A) Glock G17 high-capacity
pistol after removing barrel length (top) compared to an unmodified Glock G17 (bottom), (B) downrange view from barrel
showing adhesive tabs positioned perpendicular and parallel to
barrel and (C) overhead view showing two carbon tabs (one parallel, one perpendicular) positioned 15 cm downrange and a
third carbon tab (parallel) positioned 10 cm downrange.
Figure S2. EDS spectra for five replicate firings of (A)
Winchester WinClean (WWC) primers and (B) the corresponding intact ammunition, showing an elemental composition of K
and Si, K with traces of Na, Mg, Al, S, and Ca.
Figure S3. EDS spectra for five replicate firings of (A)
Winchester Super Clean (WSC) NT primers and (B) the corresponding intact ammunition, showing an elemental composition
of K and Si with traces of Mg, Al, S, and Ca.
Figure S4. EDS spectra for five replicate firings of (A)
Magtech (MAG) Cleanrange primers and (B) the corresponding intact ammunition, showing an elemental composition of Al
and Si with traces of K and Ca.
Figure S5. EDS spectra for five replicate firings of (A) Blazer
(BLZ) Clean-Fire primers and (B) the corresponding intact
ammunition, showing an elemental composition of Sr and Al.
Figure S6. EDS spectra for five replicate firings of (A) Sellier
& Bellot (SBN) Nontox primers and (B) the corresponding intact
ammunition, showing an elemental composition of Si with traces
of Al, K, and Ca.
Figure S7. EDS spectrum for the particles resulting from
burning an Orion road flare showing an elemental composition
of Sr and S with traces of Cl and K.