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Definition of A-SMGCS
Implementation Levels
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1.2
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30/06/2010
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DOCUMENT CHARACTERISTICS
TITLE
Publications Reference:
10/07/15-66
ISBN Number:
Edition Number: 1.2
Document Identifier
This document describes the EUROCONTROL definition of Implementation Levels for ASMGCS and the relation with the respective ICAO definitions.
Keywords
Implementation
Levels
A-SMGCS
ICAO
EUROCONTROL
Authors
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Tel
Matthis BIRENHEIDE
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EDITION
NUMBER
EDITION
DATE
1.0
30/09/2003
Released Issue
1.1
10/11/2005
Editorial changes
PAGES
AFFECTED
2.4
30/06/2010
Editorial changes.
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Publications
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Contents
DOCUMENT CHARACTERISTICS.............................................................................1
DOCUMENT APPROVAL ...........................................................................................2
DOCUMENT CHANGE RECORD...............................................................................3
EXECUTIVE SUMMARY.............................................................................................6
CHAPTER 1 Introduction .......................................................................................7
1.1
1.2
Traffic density..............................................................................................11
2.6.3
Aerodrome layout........................................................................................12
3.3
3.4
3.5
Page 4
Guidance.....................................................................................................15
3.2.3
3.2.4
Control ........................................................................................................15
Level 2 .....................................................................................................................15
3.3.1 Surveillance ................................................................................................15
3.3.2
Control ........................................................................................................15
3.3.3
Guidance.....................................................................................................15
3.3.4
Level 3 .....................................................................................................................16
3.4.1 Surveillance ................................................................................................16
3.4.2
Control ........................................................................................................16
3.4.3
Guidance.....................................................................................................16
3.4.4
Level 4 .....................................................................................................................17
3.5.1 Surveillance ................................................................................................17
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3.5.2
Control ........................................................................................................17
3.5.3
3.5.4
Guidance.....................................................................................................17
List of Tables
Table 1:
Table 2:
Table 3:
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EXECUTIVE SUMMARY
This document describes the EUROCONTROL definition of Implementation Levels for
Advanced Surface Movement, Guidance and Control Systems (A-SMGCS) and compares it
with the relevant ICAO definitions. ICAO had chosen for a defining Implementation levels
with respect to a complexity and traffic density approach while EUROCONTROL has decided
for a more practical one, using a functional definition. However, there is no contradiction
between the two definitions as they provide the same functionalities from a different
perspective.
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CHAPTER 1 Introduction
1.1
1.2
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the
criteria
used
to
determine
the
different
2.1
2.2
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Surveillance
Traffic Situation
Control
Conflict Resolution
Guidance
Assigned Routes
Route Planning
2.3
2.4
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2.5
Cost
The costs of the systems will drive the choice of the type of A-SMGCS to be
implemented. This choice will be local depending on each airport
implementation: A-SMGCS services chosen, number of mobiles to be
equipped, etc. Then, according to the A-SMGCS cost category (low / medium
/ high) targeted in each local implementation, the choice of the suitable ASMGCS technologies will be performed.
2.6
Types of airports
As explained by ICAO in Appendix A of the A-SMGCS manual Ref. 4, to
provide guidance on the level of A-SMGCS appropriate to a specific
aerodrome it is necessary to consider:
2.6.1
Visibility conditions;
Traffic density;
Aerodrome layout.
Visibility conditions
If the airport operations take place in all visibility conditions, an A-SMGCS will
improve the safety and maintain the runway throughput in low visibility
conditions. Consequently, the number of low visibility days per year is a key
factor in determining the level of A-SMGCS to implement in an airport. An
airport with no low visibility conditions does not need the same type ASMGCS level as an airport with a substantial number of days of fog for
instance.
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Traffic density
The second criteria by which an airport can be characterised is the structure
and level of the traffic movements. ICAO defined 3 airport categories light /
medium / heavy by the traffic density which takes into account the mean peak
hour:
Second threshold medium / heavy: between 140 000 and 160 000
movements per year.
For instance, an airport with 100 000 movements per year is between both
categories. It should be noticed that this notion is compatible with the ICAO
traffic density categories.
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Aerodrome layout
A complex airport layout requires close attention from the air traffic controllers
and from the pilots and vehicle drivers. In particular in adverse weather
conditions the complexity of an airport can provoke high stress situations for
the tower controllers and can lead to misinterpretations and false estimations
by pilots and drivers.
ICAO defined 3 categories of aerodrome layout:
Basic: An aerodrome with one runway and one taxiway to one apron
area;
All the above parameters help to define a complex layout that is important to
consider in order determining the A-SMGCS level for a given airport, as
proposed in the last section of the present document.
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CHAPTER 3 General
Implementation Levels
3.1
Levels overview
A-SMGCS should be evolutionary implemented through successive levels of
implementation. These implementation levels form a coherent series that
match with the criteria exposed in the glossary. The main concerns of the
Levels 1 and 2 rely on further improvement of safety, whereas the efficiency of
ground movement is dealt with in levels 3 and 4.
On the basis of the SMGCS provisions defined by ICAO Ref. 4, and which
could be considered as the level 0 (pre-requisite), the following table shows
the proposed levels for A-SMGCS implementation. Each level is further
explained in the following sections. These levels are only a proposal
according to the present state of the art and are subject to changes in the
future.
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Levels
Surveillance
Control
Route
Guidance
Planning
Users
Users
Conflicts
detected
Users
Users
Type
1
Surveillance
Controller
2
Controller
Control
Controller
Guidance
RWY
incursions
Drivers
Pilots
3
Controller
All
participating
mobiles
All conflicts
Route
Planning
Drivers
Controller
Automatic
signals
switch
of
ground
4
Controller
All
participating
mobiles
Pilots
Drivers
switch
of
ground
3.2
Level 1
The implementation Level 1 corresponds to the shorter step in terms of
urgency, technology, and cost.
3.2.1
Surveillance
At the first level, the ATCO will be assisted by a surveillance service which
completes its visual observation by displaying on a screen:
Since ATC is responsible for the manoeuvring area, the surveillance service
should cover all mobiles on this area. In the same way, the surveillance
service should also cover aircraft in the apron area as controllers deliver pushback clearances when aircraft are on the apron area. At Level 1, aircraft and
vehicles are expected to be cooperative, so the surveillance service will
automatically provide their identity.
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However, it should also be possible for ATC to cope with a VERY limited
number of non-cooperative mobiles (grass cutting vehicle, aircraft with
transponder out of service). These non-cooperative mobiles will not be
labelled.
3.2.2
Guidance
The A-SMGCS Level 1 will focus on the surveillance function. No new
guidance function is foreseen at this level. The guidance will continue to be
performed as in the current SMGCS.
3.2.3
Route Planning
The route planning function requires first the implementation of a planning
function which is not yet operational, is more beneficial for movement
efficiency than safety, and only concerns airports with a complex layout.
Consequently, we do not foresee this function to be implemented in levels I
and II of A-SMGCS.
3.2.4
Control
As reported from several airfields, the detection of runway incursion conflict is
a particularly difficult issue to tackle. In particular, it requires an accurate
definition of the conflict cases and the associated operational procedures or
working methods. False alerts should be reduced to provide the controller with
the necessary confidence in such automated support. Moreover, the Control
service, as explained in Ref. 8, requires technical performances that may not
be delivered by the technology implemented in Level 1 surveillance.
For all the above reasons, the Control function will only be implemented at
Level 2.
3.3
Level 2
The implementation of Level 2 consists in the improvement of Level 1 existing
functions and in the introduction of the Control and Guidance functions.
3.3.1
Surveillance
At Level 2, it is not envisaged to extend the provision of the surveillance
function to pilots and drivers because the required technologies such as ADSB / TIS-B will not yet be thoroughly available. As a consequence, the
surveillance function will be the same at Levels 1 and 2.
3.3.2
Control
An initial Control function dedicated to runway incursion alerting, taking benefit
of the harmonisation of local working methods (multiple line-ups, conditional
clearances, etc.) in major airports, will be introduced. The function will not
detect all runway conflicts, but only the more hazardous (runway incursion)
and will alert controllers in due time.
3.3.3
Guidance
A guidance service, already available for cars, may be easily implemented onboard the vehicles. This technology consists in an airport map showing
taxiways, runways, obstacles and the mobile position given by GNSS. With
this system, driver could visualise his position and his destination on a display.
This may reduce navigation mistakes which occur in low visibility conditions.
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Route Planning
The route planning function requires first the implementation of a planning
function which will not exist at this level. Consequently, this function will not be
implemented at this level.
3.4
Level 3
Level 3 consist in the Level 2 functions complemented with the sharing of
traffic situation awareness amongst pilots and drivers and the introduction of
the automated routing function.
3.4.1
Surveillance
At this level, the surveillance function provided to the controller at the Level 2
will be delivered to and shared with other users: pilots and drivers. This
function requires the implementation of technologies such as ADS-B / TIS-B
to transmit the traffic information to pilots and drivers. All participating mobiles
will be required to be co-operative in order to automatically provide the mobile
identity on the users displays. At this level, a non-cooperative sensor will still
be necessary in order to detect intruders.
3.4.2
Control
On the basis of the Level 3 surveillance function, the Control function will be
able to detect any conflict concerning mobiles on the movement area. The
alarms will be provided to the controller as in Level 2 but also to pilots and
drivers. The conflict detection information should be customised depending on
the users (controllers, vehicle drivers, and aircrew).
3.4.3
Guidance
The guidance function implemented at the Level 2, may be improved by:
3.4.4
Providing dynamic map with updates of the runway status for instance,
through the use of technology like TIS-B;
Route Planning
On the basis of a planning function which should be implemented first, the
route planning function shall determine the best route to users. The best route
is calculated by minimising the delay according to planning, ground rules, and
potential conflict with other mobiles. This function will address airports with a
complex layout. This function will be provided to controllers only, who will
issue ATC clearances to pilots / vehicle drivers.
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3.5
Level 4
The implementation Level 4 corresponds to the improvement of the functions
implemented at the Level 3.
3.5.1
Surveillance
At this level, the surveillance function will be the same as in Level 3.
3.5.2
Control
The Control function will be provided to controllers, pilots, and drivers in the
movement area. Moreover, the function will be complemented by a conflict
resolution function.
3.5.3
Route Planning
The route planning function will be extended to equipped mobiles. This implies
that the route proposed by the route planning function and validated by
controllers will be down-linked to pilots and drivers.
3.5.4
Guidance
The guidance function will be the same as in Level 3.
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CHAPTER 4 Implementation
Road Map
The following table shows the timeframe foreseen for the implementation of
the four A-SMGCS levels as well as the associated introduction of
surveillance, control, route, planning, and guidance services.
Note This table reflects the status known in 2005.
For instance, the Control function will be introduced at the Level 2 and then
further elaborated.
2000
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
Start
Levels
Surveillance
Control
Route planning
Guidance
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CHAPTER 5 Implementation
Levels by type of Airport
The need for implementing A-SMGCS on a given airport results from a tradeoff between the cost of the equipment and the probability of runway incursion
which depends on the following airport characteristics: traffic movements, all
weather operation categories, and airport complexity.
This is clearly underlined by the current European situation, where few
airports have A-SMGCS capabilities although a number of them have
encountered runways incursions. When questioned about this situation, the
ATM stakeholders reply is that the main impediment in equipping airports with
A-SMGCS is the cost of the system.
Defining a strategy for a European A-SMGCS implementation leads to the
definitions of A-SMGCS categories (low, medium, high costs) and airport
typologies (mid size airport, high size airports).
This section proposes the level of A-SMGCS implementation targeted for
each type of airport in terms of cost and functions. In order to implement a
targeted level, each airport may start by implementing an A-SMGCS Level 1
and progressively upgrade the system to the targeted level.
Note - the table below is an indication of which A-SMGCS Levels may target
which different types of airports. It will need to be updated to reflect evolutions
observed during A-SMGCS implementation.
Airport type
Light
No (full)
Route
Guidance
Planning
partly
partly
1/2
1/2
3/4
A-SMGCS
Medium
Low cost
cost
Heavy
High cost
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REFERENCES
Ref. 1
Ref. 2
Ref. 3
Ref. 4
Ref. 5
Ref. 6
ICAO Doc 4444 Procedures for Air Navigation Services (PANS) Air Traffic
Management (ATM), Fifteenth Edition 2007
Ref. 7
Ref. 8
Ref. 9
Ref. 10
Ref. 11
ICAO Doc 9870 Manual on the Prevention of Runway Incursions, First Edition,
2007
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GLOSSARY
This section provides the explanation of terms required for a correct understanding of the
present document. Most of the following explanations are drawn from the A-SMGCS manual
Ref. 4, the ICAO Annex 14 Ref. 5, or the EUROCAE MASPS for A-SMGCS Ref. 8, in that
case it is indicated in the definition. A-SMGCS, Ref. 4 definitions are used as a first option. In
general, other definitions are only used where there is no ICAO definition. If not, it is
explained why another definition is preferred to the ICAO one.
Advanced Surface Movement Guidance and Control Systems (A-SMGCS)
Ref. 4 definition
Systems providing routing, guidance, surveillance and control to aircraft and affected
vehicles in order to maintain movement rates under all local weather conditions within the
Aerodrome Visibility Operational Level (AVOL) whilst maintaining the required level of safety.
Aerodrome
Ref. 4 and Ref. 5 definition
A defined area on land or water (including any buildings, installations, and equipment)
intended to be used either wholly or in part for arrival, departure and surface movement of
aircraft.
Aerodrome movement
Ref. 4 definition addresses only aircraft movement, we extended the definition to all mobiles.
The movement of a mobile (aircraft or vehicle) on the movement area.
Aerodrome Visibility Operational Level (AVOL)
Ref. 4 definition
The minimum visibility at or above which the declared movement rate can be sustained.
Airport authority
Ref. 4 definition
The person(s) responsible for the operational management of the airport.
Alert
Ref. 4 definition
An indication of an existing or pending situation during aerodrome operations, or an
indication of abnormal A-SMGCS operation, that requires attention/action.
Alert Situation
Ref. 8 definition
Any situation relating to aerodrome operations which has been defined as requiring particular
attention or action.
Apron
Ref. 4 and Ref. 5 definition
A defined area on a land aerodrome, intended to accommodate aircraft for purposes of
loading or unloading passengers, mail or cargo, fuelling, parking or maintenance.
A-SMGCS capacity
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Ref. 4 definition
The maximum number of simultaneous movements of aircraft and vehicles that the system
can safely support within an acceptable delay commensurate with the runway and taxiway
capacity at a particular aerodrome.
Conflict
Ref. 4 definition
A situation when there is a possibility of a collision between aircraft and/or vehicles.
Control
Ref. 4 definition
Application of measures to prevent collisions, runway incursions and to ensure safe,
expeditious and efficient movement.
Cooperative mobile
Cooperative target Ref. 8 definition in which target is replaced by mobile (see mobile
definition)
Mobile which is equipped with systems capable of automatically and continuously providing
information including its Identity to the A-SMGCS.
Note - as several cooperative surveillance technologies exist, a mobile is cooperative on an
aerodrome only if the mobile and the aerodrome are equipped with cooperative surveillance
technologies which are interoperable.
Cooperative surveillance
The surveillance of mobiles is cooperative when a sensor, named cooperative surveillance
sensor, collects information about the mobiles from an active element of the transponder
type which equips the mobiles. This technique allows collecting more mobile parameters
than the non-cooperative surveillance, for instance the mobiles identity.
The cooperative surveillance may be:
Data Fusion
Ref. 8 definition
A generic term used to describe the process of combining surveillance information from two
or more sensor systems or sources.
False Alert
Ref. 8 definition
Alert which does not correspond to an actual alert situation.
Note - It is important to understand that it refers only to false alerts and does not address
nuisance alerts (i.e. alerts which are correctly generated according to the rule set but are
inappropriate to the desired outcome).
Guidance
Ref. 4 definition
Facilities, information, and advice necessary to provide continuous, unambiguous, and
reliable information to pilots of aircraft and drivers of vehicles to keep their aircraft or vehicles
on the surfaces and assigned routes intended for their use.
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Identification
Ref. 4 definition
The correlation of a known aerodrome movement callsign with the displayed target of that
mobile on the display of the surveillance system.
Identity
Aircraft identification Ref. 6 definition extended to all mobiles.
A group of letters, figures or a combination thereof which is either identical to, or the coded
equivalent of, the mobile call sign to be used in air-ground communications, and which is
used to identify the mobile in ground-ground air traffic services communications.
Incursion
Ref. 4 definition
The unauthorized entry by an aircraft, vehicle, or obstacle into the defined protected areas
surrounding an active runway, taxiway or apron.
Intruder
Any mobile which is detected in a specific airport area into which it is not allowed to enter.
Manoeuvring area
Ref. 4 and Ref. 5 definition
That part of an aerodrome to be used for the take-off, landing and taxiing of aircraft,
excluding aprons.
Mobile
A mobile is either an aircraft or a vehicle.
Note - when referring to an aircraft or a vehicle, and not another obstacle, the term Mobile
will be preferred to Target. The term Target will only be used when considering an image
of a mobile or other obstacle displayed on a surveillance screen.
Modularity
Ref. 4 definition
Capability of a system to be enhanced by the addition of one or more modules to improve its
technical or functional performance.
Movement area
Ref. 4, Ref. 5 and Ref. 6 definition
That part of an aerodrome to be used for the take-off, landing and taxiing of aircraft,
consisting of the manoeuvring area and apron(s).
Non-Cooperative mobile
Non-cooperative target Ref. 8 definition in which target is replaced by mobile (see
mobile definition)
Mobile which is not equipped with systems capable of automatically and continuously
providing information including its Identity to the A-SMGCS.
Non-Cooperative surveillance
The surveillance of mobiles is non-cooperative when a sensor, named non-cooperative
surveillance sensor, detects the mobiles, without any action on their behalf. This technique
allows determining the position of any mobile in the surveillance area and in particular to
detect intruders. Examples of non-cooperative surveillance sensors are the Primary
Surveillance Radars.
Normal Visibility
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Visibility conditions sufficient for personnel of control units to exercise control over all traffic
on the basis of visual surveillance (correspond to visibility condition 1 defined by ICAO Ref.
4).
Nuisance Alert
Ref. 8 definition
Alert which is correctly generated according to the rule set but are inappropriate to the
desired outcome.
Obstacle
Ref. 4 and Ref. 5 definition extended to all mobiles.
All fixed (whether temporary or permanent) and mobile obstacles, or parts thereof, that are
located on an area intended for the surface movement of mobiles or that extend above a
defined surface intended to protect aircraft in flight.
Participating mobile
Mobile whose identity is known by the aerodrome authority and likely to move on airport
movement areas. As illustrated below, a participating mobile is either cooperative or noncooperative.
ALL MOBILES
PARTICIPATING MOBILES
INTRUDERS
Cooperative
mobiles
Non cooperative
mobiles
Protection area
A protection area is a virtual volume around a runway, a restricted area or a mobile. This
protection area is used to detect an alert situation. For instance, an alert situation is detected
when a mobile is on a runway and one or more mobiles enter the runway protection area.
Reduced Visibility
Visibility conditions insufficient for personnel of control units to exercise control over all traffic
on the basis of visual surveillance (correspond to visibility conditions 2, 3, and 4 defined by
ICAO Ref. 4).
Restricted Area
Aerodrome areas where the presence of an aircraft or a vehicle is permanently or temporarily
forbidden.
Route
Ref. 4 definition
A track from a defined start point to a defined endpoint on the movement area.
Routing
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Ref. 4 definition
The planning and assignment of a route to individual aircraft and vehicles to provide safe,
expeditious, and efficient movement from its current position to its intended position.
Runway Incursion
Ref. 11 definition
Any occurrence at an aerodrome involving the incorrect presence of an aircraft, vehicle, or
person on the protected area of a surface designated for the landing and take off of aircraft
Stand
Ref. 4 definition
A stand is a designated area on an apron intended to be used for the parking of an aircraft.
Surveillance
Ref. 4 definition
A function of the system which provides identification and accurate positional information on
aircraft, vehicles, and obstacles within the required area.
Target
Ref. 4 definition (this definition has been preferred to the Ref. 8 definition)
An aircraft, vehicle, or other obstacle, which image is displayed on a surveillance display.
Note - when referring to an aircraft or a vehicle, and not another obstacle, the term Mobile
will be preferred to Target. The term Target will only be used when considering an image
of a mobile or other obstacle displayed on a surveillance screen.
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ABBREVIATIONS
ADS
ADS-B
ANSP
AMAN
AOP
AOPG
AOT
A-SMGCS
ATC
ATCO
ATC Controller
ATM
ATS
ATSU
AVOL
CDM
CFMU
CNS
CS
Community Specification
DMAN
Departure Manager
EC
European Commission
ECAC
EN
European Norm
ESARR
EUROCAE
FAA
GBAS
GNSS
GPS
HMI
ICAO
LVO
LVP
MASPS
MLS
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MOPS
R/T
Radio Telephony
RVR
SMGCS
SMR
SRC
TMA
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