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Ephi Betan, Ph.D. Objective: This study provides initial positive, 4) special/overinvolved, 5) sexu-
data on the reliability and factor structure alized, 6) disengaged, 7) parental/protec-
of a measure of countertransference pro- tive, and 8) criticized/mistreated. The
Amy Kegley Heim, Ph.D.
cesses in clinical practice and examines eight factors were associated in predict-
the relation between these processes and able ways with axis II pathology. An aggre-
Carolyn Zittel Conklin, Ph.D. patients’ personality pathology. gated portrait of countertransference re-
Method: A national random sample of sponses with narcissistic personality
Drew Westen, Ph.D. disorder patients provided a clinically
181 psychiatrists and clinical psycholo-
gists in North America each completed a rich, empirically based description that
battery of instruments on a randomly se- strongly resembled theoretical and clini-
lected patient in their care, including cal accounts.
measures of axis II symptoms and the Conclusions: Countertransference phe-
Countertransference Questionnaire, an nomena can be measured in clinically so-
instrument designed to assess clinicians’ phisticated and psychometrically sound
cognitive, affective, and behavioral re- ways that tap the complexity of clinicians’
sponses in interacting with a particular reactions toward their patients. Counter-
patient. transference patterns are systematically
Results: Factor analysis of the Counter- related to patients’ personality pathology
transference Questionnaire yielded eight across therapeutic approaches, suggest-
clinically and conceptually coherent fac- ing that clinicians, regardless of therapeu-
tors that were independent of clinicians’ tic orientation, can make diagnostic and
theoretical orientation: 1) overwhelmed/ therapeutic use of their own responses to
disorganized, 2) helpless/inadequate, 3) the patient.
mislabeling, and changing the topic). Najavits and col- pact on the representativeness of the sample (see also the discus-
leagues (27) developed the Ratings of Emotional Attitudes sion of limitations in the Discussion section).
to Clients by Treaters scale, a clinically subtle measure of Inclusion and Exclusion Criteria
countertransference designed primarily to study thera- To obtain a cross-section of psychotherapy patients seen in
pists’ response to patients in treatment for substance clinical practice, we asked clinicians to describe a nonpsychotic
abuse. patient at least 18 years old whom they had treated for a mini-
mum of eight sessions (to maximize the likelihood that they
The present study provides initial data on the reliability
would know the patient well enough to provide a reasonably ac-
and factor structure of a clinician-report measure of coun- curate description of the patient). To minimize selection biases,
tertransference processes designed to assess counter- we directed clinicians to consult their calendar to select the last
transference, broadly defined to include the range of cog- patient they saw during the prior week who met study criteria.
nitive, affective, and behavioral responses therapists have Each clinician described only one patient in order to minimize
rater-dependent biases. Clinicians received a modest honorar-
to their patients. Although the concept of countertransfer-
ium ($85) for a procedure that took 3–4 hours to complete, with a
ence emerged from psychoanalytic theory and practice, response rate of approximately 10%.
our goal was to devise a measure that could be used by cli-
nicians of any theoretical orientation, so that we could as- Procedure
sess the extent to which particular countertransference re- Clinicians could participate either by pen-and-paper forms or
sponses are specific to certain forms of therapy and so that on an interactive web site (http://www.psychsystems.net). Web
versus paper participants did not differ on any variable studied
clinicians of any orientation who are trying to get a better here (e.g., countertransference factor scores; eight t tests). Clini-
diagnostic sense of the patient or a better understanding cians provided no identifying information about the patient
of what is happening in the therapeutic dyad can make (such as name, initials, or social security number) and were in-
use of the instrument by comparing their own responses structed to use only information already available to them from
their contacts with the patient so that data collection would not
to normed psychometric data. Our primary aims were 1)
compromise patient confidentiality or interfere in any way with
to describe the factor structure and reliability of a broad- ongoing clinical work.
band measure of countertransference phenomena and 2)
to examine associations between countertransference Measures
phenomena and patients’ personality pathology. Thus, We employed a number of measures in standardized sequence.
our goals were to provide both initial validity data for the We describe those of relevance to the present study here.
measure and a test of clinically derived hypotheses that Clinical Data Form. The Clinical Data Form (see references 28,
have never been put to empirical test. In addition, to illus- 29) assesses a range of variables relevant to demographics, diag-
nosis, and etiology. Clinicians first provide basic demographic
trate the potential clinical and empirical uses of the in- data on themselves, including discipline (psychiatry or psychol-
strument, we derived a prototype of the “average expect- ogy), theoretical orientation, employment sites (e.g., private prac-
able countertransference response” to patients with tice, inpatient unit, school), and sex, and then provide data on the
narcissistic personality disorder. patient’s age, sex, race, education level, socioeconomic status,
axis I diagnoses, etc. After completing basic demographic and di-
agnostic questions, clinicians complete ratings of the patient’s
Method adaptive functioning, developmental history, and family history
(which will not be described further here).
Participants Axis II diagnosis. To assess axis II disorders, we asked clinicians
Participants were 181 clinicians who constituted a random na- to rate as present or absent each criterion of each of the DSM-IV
tional sample of experienced psychiatrists and psychologists from axis II diagnoses, randomly ordered. This procedure provides
the membership registers of the American Psychiatric Association both a categorical diagnosis of each disorder (obtained by apply-
and American Psychological Association. We requested mailing ing DSM-IV cutoffs) and a dimensional measure (number of cri-
lists of clinicians with at least 3 years’ postlicensure or postresi- teria met for each disorder). Our research group and others have
dency experience who indicated that they performed at least 10 successfully used similar measures in a number of investigations
hours per week of direct patient care. As in prior research with this (29–31).
method, psychologists responded at a substantially higher rate Countertransference Questionnaire. The Countertransfer-
than did psychiatrists to the solicitation, allowing us to assess for ence Questionnaire (32) is a 79-item clinician-report question-
biases imposed by differential training or response rates. We naire designed to provide a normed, psychometrically valid
found no differences between patients described by psychologists instrument for assessing countertransference patterns in psycho-
and those described by psychiatrists on any variable of interest de- therapy for both clinical and research purposes. (The instrument
spite a roughly 3:1 response rate ratio. (Variables of interest in- can be downloaded at http://www.psychsystems.net/lab.) The
cluded age, sex, race, socioeconomic status, education level, treat- items measure a wide range of thoughts, feelings, and behaviors
ment length, and countertransference factor scores [14 t tests, not expressed by therapists toward their patients. We derived the 79
significant at p<0.01].) We also compared the patients of this sam- items by reviewing the clinical, theoretical, and empirical litera-
ple of clinicians to those of the first 181 clinicians in another sam- ture on countertransference and related variables and by solicit-
ple with whom we used a similar method but paid a substantially ing the advice of several experienced clinicians to review the ini-
higher honorarium and obtained a correspondingly higher re- tial item set for comprehensiveness and clarity. We wrote the
sponse rate (>30%) for the psychiatrists; we found no differences items in everyday language, without jargon, so that the instru-
between the samples of patients. Together, these data suggest that ment could be used comparably by clinicians of any theoretical
any potential biases in the tendency to respond had minimal im- orientation. Items assess a range of responses, from relatively
specific feelings (e.g., “I feel bored in sessions with him/her.”) to matory factor analyses). This solution accounted for 69%
complex constructs such as “projective identification” (e.g., of the variance and included factors well marked by at
“More than with most patients, I feel like I’ve been pulled into
least five items each, suggesting a stable factor structure
things that I didn’t realize until after the session was over.”).
unlikely to be substantially affected by sample size (36).
Table 1 presents the factor structure. To create factor-
Results based scores for use in this and subsequent studies, we in-
Sample Characteristics cluded items loading ≥0.50 for factors 1 and 2, ≥0.40 for
The clinician sample consisted of 141 (77.9%) psycholo- factor 3, and ≥0.375 for factors 4–8 to maximize reliability
gists and 40 (22.1%) psychiatrists; 58.6% (N=106) of the cli- (coefficient alpha). Intercorrelations among the eight fac-
nicians were male. The majority saw patients in private tors ranged from –0.16 to 0.58, with a median of 0.30.
practice (N=145, 80.1%), but they also worked in other set- Factor 1, overwhelmed/disorganized (coefficient alpha=
tings, including hospital (N=57, 31.5%), forensic (N=15, 0.90), was marked by items indicating a desire to avoid
8.3%), clinic (N=14, 7.7%), or school (N=9, 5.0%) settings. or flee the patient and strong negative feelings, includ-
(As might be expected, psychiatrists were more likely to ing dread, repulsion, and resentment. The items accord
have primary or secondary employment in hospital set- with clinical descriptions of countertransference reac-
tings.) The most common self-reported theoretical orien- tions to patients with axis II cluster B disorders, notably
tations included psychodynamic (N=73, 40.3%), eclectic borderline personality disorder and narcissistic person-
(N=55, 30.4%), and cognitive behavioral (N=37, 20.4%). ality disorder, and with research on disorganized and
Reflecting our efforts to obtain a patient sample strati- unresolved attachment patterns (e.g., references 37, 38).
fied by sex, about one-half of the patients were male and Factor 2, helpless/inadequate (coefficient alpha=0.88), in-
one-half were female, with an average age of 40.5 years cluded items describing feelings of inadequacy, incom-
(SD=13.4). The sample was predominantly Caucasian (N= petence, hopelessness, and anxiety.
168, 92.8%). Most were middle class (N=102, 56.4%), with Factor 3, positive (coefficient alpha=0.86), was marked by
2.8% (N=5) rated as poor, 24.3% (N=44) as working class, items indicating the experience of a positive working al-
and 16.6% (N=30) as upper class. The mean Global Assess- liance and close connection with the patient.
ment of Functioning Scale score was 58.0 (SD=12.9). Factor 4, special/overinvolved (coefficient alpha=0.75),
Length of treatment averaged 19 months (SD=30.0), with a was marked by items describing a sense of the patient as
median of 13 months, indicating that the clinicians knew special, relative to other patients, and by items describ-
the patients very well. The most common diagnoses re- ing “soft signs” of problems in maintaining boundaries,
ported by the clinicians were major depressive disorder including self-disclosure, ending sessions on time, and
(N=89, 49.2%), dysthymic disorder (N=68, 37.6%), general- feeling guilty, responsible, or overly concerned about
ized anxiety disorder (N=46, 25.4%), and adjustment dis- the patient.
order (N=45, 24.9%). Factor 5, sexualized (coefficient alpha=0.77), included
items describing sexual feelings toward the patient or
Factor Structure
experiences of sexual tension.
of the Countertransference Questionnaire
Factor 6, disengaged (coefficient alpha=0.83), included
To identify the factor structure of the Countertransfer- items describing feeling distracted, withdrawn, an-
ence Questionnaire, we first subjected the items to a prin- noyed, or bored in sessions.
cipal-component analysis using Kaiser’s criteria (eigenval- Factor 7, parental/protective (coefficient alpha=0.80), was
ues >1). We used the scree plot, percentage of variance marked by items describing a wish to protect and nur-
accounted for, and parallel analysis (33–35) to select the ture the patient in a parental way, above and beyond
number of factors to rotate. The scree plot indicated a normal positive feelings toward the patient.
break between eight and nine factors, and parallel analysis Factor 8, criticized/mistreated (coefficient alpha=0.83),
indicated eight factors with eigenvalues larger than would included items describing feelings of being unappreci-
be expected by chance (p<0.05 with 100 random data ated, dismissed, or devalued by the patient.
sets). We therefore conducted factor analyses with seven,
eight, and nine factors to maximize interpretability. Ruling Out Theoretical Bias
Several factors emerged across algorithms, rotations, as a Rival Hypothesis
and estimation procedures. We report here the most co- This factor structure is conceptually coherent and clini-
herent solution, the eight-factor promax (oblique) solu- cally recognizable. However, an important question is the
tion using maximum likelihood estimation, which we fa- extent to which its coherence simply reflects the theoreti-
vored a priori because of the characteristics of promax cal beliefs of participating clinicians, particularly given
rotations (notably the absence of the assumption of or- that 40% of clinicians in the sample reported a psychody-
thogonal factors and the tendency to maximize factor namic orientation. To evaluate this possibility, we con-
loadings within factors) and maximum likelihood estima- ducted a second factor analysis, this time eliminating all
tion (notably the advantages for use in subsequent confir- clinicians who reported a psychoanalytic or psychody-
TABLE 2. Partial Correlations Between Countertransfer- countertransference. The data supported the hypothesis
ence Questionnaire Factors and Dimensional Measures of
for cluster C.
DSM-IV Personality Disorder Cluster Symptoms Rated for a
Random Psychotherapy Patient Treated by a Random In secondary analyses, we followed up on some of these
Sample of Clinicians (N=181) patterns (particularly those that were contrary to our ex-
Countertransference Factor Cluster Aa Cluster Bb Cluster Cc pectations) with hypotheses specific to particular disor-
Overwhelmed/disorganized 0.13 0.43d*** –0.02
ders (rather than clusters) using partial correlation analy-
Helpless/inadequate 0.10 0.16d* 0.14
Positive –0.12 –0.22** 0.06 sis, holding constant the other nine disorders in each
Special/overinvolved 0.08 0.08d 0.13 analysis. We hypothesized that borderline personality dis-
Sexualized –0.02 0.24d*** –0.09
Disengaged 0.10d 0.24*** 0.14 order would show the expected association with the spe-
Parental/protective 0.07 0.03 0.24d*** cial/overinvolved factor. This hypothesis was supported
Criticized/mistreated 0.17d* 0.38d*** –0.01 (partial r=0.23, df=170, p=0.002). We also hypothesized
a Partial correlations controlling for cluster B and C scores.
b Partial correlations controlling for cluster A that narcissistic personality disorder would account for
and C scores.
c Partial correlations controlling for cluster A and B scores. the correlation between cluster B disorders and the disen-
d Correlation hypothesized to be significant.
gaged factor. In fact, whereas the other cluster B disorders
*p<0.05. **p<0.01. ***p<0.001.
showed no significant associations with therapist disen-
gagement, narcissistic personality disorder was associated
namic orientation (remaining N=108). Using the same ro- with this factor (partial r=0.30, df=170, p<0.001).
tation and estimation procedures, the factor analysis re-
produced the same factor structure as in the complete Countertransference Responses
sample, except that the factors appeared in a slightly dif- to Narcissistic Personality Disorder Patients
ferent order. Thus, the factor structure does not appear to To illustrate the uses of the Countertransference Ques-
be an artifact of clinicians’ theoretical preconceptions. tionnaire in clinical practice and to examine the extent to
which it can be used to create empirical prototypes of
Countertransference and Personality Pathology
common countertransference patterns in specific types of
As a first test of the validity and clinical applicability of pathology, we created a composite description of counter-
the Countertransference Questionnaire, we examined the transference patterns in the treatments of patients who
relationship between each of the eight factors and dimen- met the DSM-IV criteria for narcissistic personality disor-
sional measures of the DSM-IV personality disorders. Be- der. We standardized (z-scored) the items across patients
cause of the extensive comorbidity of the axis II disorders, and then averaged the item scores from patients meeting
we analyzed the data at the personality disorder cluster the DSM-IV criteria for narcissistic personality disorder
level (clusters A, B, and C) by summing the number of assessed from the axis II checklist. By standardizing items
symptoms endorsed for each of the personality disorders (setting means to 0) before aggregating, we reduced the
in each cluster. To control for comorbidity across clusters salience of items that were descriptive of all patients in the
(and for general severity of personality disturbance), we sample (e.g., positive feelings) but not specific to patients
used partial correlations, controlling for pathology associ- with narcissistic personality disorder.
ated with the other two clusters in all analyses. Table 3 presents the items most and least descriptive of
Based on the item content of the factors, we made the therapists’ descriptions of countertransference responses
following a priori predictions: 1) that the cluster A (odd/ to patients with narcissistic personality disorder (N=13).
eccentric) disorders would be associated with the disen- The composite description is remarkably similar to theo-
gaged factor and secondarily with the criticized/mis- retical and clinical accounts (e.g., references 39–42). Clini-
treated factor; 2) that the cluster B (dramatic/erratic) dis- cians reported feeling anger, resentment, and dread in
orders would be associated with the overwhelmed/ working with narcissistic personality disorder patients;
disorganized, helpless/inadequate, special/overinvolved, feeling devalued and criticized by the patient; and finding
and sexualized factors; and 3) that the cluster C (anxious) themselves distracted, avoidant, and wishing to terminate
disorders would be associated with the parental/protec- the treatment.
tive factor. As with the factor analysis, to see whether this portrait
The primary findings are reported in Table 2. As pre- of countertransference responses to narcissistic person-
dicted, cluster A showed a significant association with the ality disorder patients could be accounted for by clini-
criticized/mistreated factor, although it was not correlated cians’ theoretical preconceptions, we created a second
with the disengaged factor. The data strongly supported composite description excluding the data for the three
the associations for cluster B, except for the special/over- clinicians reporting a psychoanalytic or psychodynamic
involved factor. The cluster B (dramatic/erratic) disorders orientation (N=10). The items and means were virtually
showed an additional (unpredicted) association with the identical, suggesting once again that the data were not
disengaged factor and a negative correlation with positive theory dependent.
are not artifacts of clinicians’ theoretical preconceptions. A related concern is that clinicians provided all the data
What is striking about this finding is that coherent pat- and hence that their responses on one questionnaire may
terns of countertransference response emerge in treat- not be independent of their responses on others (e.g., that
ments regardless of whether the clinician even “believes” their diagnosis of narcissistic personality disorder may not
in the concept of countertransference responses or has have been independent of their observations of the pa-
been trained to attend to them. Put another way, although tient’s behavior in the room with them). This limitation is
the concept of countertransference emerged from psy- common to virtually all studies in psychiatry, in which a
choanalytic observation, the data suggest that clinicians single observer (usually the patient) provides data on one
of all theoretical persuasions should attend to and, where measure that are then correlated with data from another
possible, make use of information provided in the context measure completed by the same informant (either by self-
of the therapeutic relationship, including their own re- report questionnaire or structured interview). It would
sponses to the patient. have been preferable to collect diagnostic data indepen-
dently of clinicians’ reports of their countertransference
Finally, the empirical portrait of countertransference re-
responses, and future research should clearly do so.
sponses toward patients with narcissistic personality dis-
order points to the way researchers can use this measure Several factors, however, mitigate the concern that the
to create empirical prototypes of subtle countertransfer- results primarily reflect clinicians’ biases or preconcep-
ence constellations with patients presenting with specific tions. First, as noted earlier, clinicians of widely different
types of personality disturbance. In principle, with a large theoretical perspectives and with widely different training
(M.D. training versus Ph.D. training) produced highly sim-
enough sample, one could empirically map the terrain of
ilar data. If, for example, cognitive behavior clinicians
countertransference patterns in response to multiple
share a theory of countertransference with psychoanalytic
forms of personality pathology. One could also identify
therapists, we are unaware of such a theory. Indeed, the
distinct constellations within diagnoses (e.g., different
similarity across theoretical orientations is one of the
kinds of narcissistic patients) or to patients who share
most interesting findings of this study, suggesting that pa-
certain experiences (e.g., survivors of childhood sexual
tients’ interpersonal patterns are quite robust in the face
trauma) that may occur across treatments, at different
of different technical styles. Second, because we used di-
points in therapy, or at different points in a single therapy
mensional rather than categorical measures of axis II pa-
hour. In working with survivors of childhood sexual abuse,
thology, clinicians’ responses on the countertransference
for example, clinicians often face the opposite danger of
measure were not likely to be influenced by their beliefs
pushing too much or too early for the patient to remem-
about whether the patient had one personality disorder or
ber—and potentially recapitulating the patient’s subjec-
another. Third, previous research suggests that clinicians
tive experience of unwanted penetration, abuse, or lack of
tend to make highly reliable and valid judgments if their
boundaries—versus avoiding discussion of traumatic observations and inferences are quantified using psycho-
events in intimate detail for fear of traumatizing the pa- metric instruments such as the ones used in this study. For
tient—and potentially recapitulating the patient’s experi- example, correlations between treating clinicians’ and in-
ence of unacknowledged but shared secrets or the inabil- dependent interviewers’ assessments of a range of vari-
ity or unwillingness of a caregiver who knew about the ables, such as measures of personality pathology and
abuse to talk about it. Identification of such patterns as adaptive functioning, tend to be large, typically >0.50 (44–
common constellations in the treatment of abuse survi- 46). Empirically, clinicians’ theoretical orientation pre-
vors could be very useful in teaching clinicians about po- dicts little variance in descriptions of clinical phenomena
tential countertransference dangers inherent in working when clinicians were asked to describe a specific patient
with abuse survivors in a way that is both clinically sensi- rather than their beliefs or theories of psychopathology
tive and empirically grounded. (47, 48). Nevertheless, future research using this measure
should assess the association between countertransfer-
Limitations
ence phenomena and patients’ personality pathology by
This study has three primary limitations. First, although using data about the patient provided by other observers.
clinicians are the most obvious informants to report on The second limitation was clinicians’ response rate to
their own countertransference responses, the counter- our request for participation (approximately 10%, for a
transference measure we used shares the inherent limits of study described as requiring 3–4 hours of work for a token
self-report measures, such as defensive biases and failure honorarium). Three factors, however, limit the likelihood
to recognize processes that an outside observer might that the results reflect response rate biases. First and fore-
identify. Thus, it would have been useful to have ratings of most, it is hard to imagine a response rate hypothesis that
therapy process by an independent observer (perhaps could explain the pattern of results. By virtue of their will-
based on audiotaped sessions) to identify patterns of clini- ingness to donate 3–4 hours of their time, the clinicians
cians’ behavior that would likely converge with clinicians’ who participated in the study may have been character-
self-reports in some ways and diverge from them in others. ized by greater interest in research, altruism, financial dis-
tress, or a host of other factors, compared with colleagues turn clinicians’ experiences into quantifiable dimensions
who did not participate, but it is difficult to see how any of that capture interpersonal patterns that emerge in ses-
these variables could have produced the obtained find- sions, allowing clinicians who normally attend to counter-
ings. Second, because we solicited data from clinicians in transference phenomena to hone and systematize their
multiple practice settings across North America and pro- self-reflections and providing clinicians whose theoreti-
vided them with a method of randomly selecting a patient cal orientations do not emphasize such processes a lan-
within their practice, we were able to obtain a broad cross- guage and method with which to capture information
section of patients. (Clinicians who agreed to participate about the patient and the treatment process that may be
were unaware that countertransference was one of the diagnostically and therapeutically significant.
constructs we intended to study, so we were not selecting
clinicians with a particular interest in or knowledge of this Received March 17, 2004; revision received July 13, 2004; accepted
Aug. 18, 2004. From Georgia School of Professional Psychology; Em-
domain.) Third, as noted earlier, psychologists’ response
ory University Psychoanalytic Institute, Atlanta; Hoover & Associates,
rate was almost three times the rate of psychiatrists, yet Orland Park, Ill.; Cambridge Hospital/Harvard Medical School, Cam-
the two sets of informants provided similar data, suggest- bridge, Mass.; Harvard Medical School, Boston; and the Departments
of Psychology and Psychiatry and Behavioral Sciences, Emory Univer-
ing that neither training nor response rate was responsible
sity. Address correspondence and reprint requests to Dr. Betan, Geor-
for the findings. Finally, all studies have selection biases, gia School of Professional Psychology, 980 Hammond Dr., Suite 100,
some avoidable and others less so. An alternative method Atlanta, GA 30328; ebetan@argosyu.edu (e-mail); or Dr. Westen,
Departments of Psychology and Psychiatry and Behavioral Sciences,
would have been to sample clinicians at a single hospital
Emory University, 532 Kilgo Circle, Atlanta, GA 30322; dwesten@
or institution, but this strategy would likely have resulted emory.edu (e-mail).
in less generalizable results. It seems unlikely that the Supported in part by NIMH grants MH-62377 and MH-62378 to Dr.
Westen and by a grant from the Fund for Psychoanalytic Research of
sample in our study was less representative of the popula-
the American Psychoanalytic Association to Dr. Heim.
tion of clinicians or patients in psychotherapy than sam- The authors thank the 181 clinicians who contributed data to this
ples in typical studies of psychotherapy or psychopathol- study.
ogy, which tend to rely on patient populations from a
single site. Nevertheless, the data clearly require replica-
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