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TECHNICAL OVERVIEW
JUNE 2012 EDITION
C HAPTER 1
Fundamentals of
Time-Domain
Terahertz Wave
Zomega Terahertz Corporation
Technical Overview
Edition: June 2012
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S ECTION 1
Introduction
The Terahertz (THz) band is the part of the electromagnetic spectrum
spanning from 0.1 THz to 10 THz. The THz band remained unexplored for
many years due to the lack of practical sources and detectors. Since the mid
70s, advances in the electronics and photonics fields have provided new
materials and devices that made the THz gap accessible and ignited an
accelerated progress of the THz field in both fundamental research and
applications. For instance, the characterization of molecules in the THz band
allows studying their vibrational and rotational modes and validate
theoretical molecular structures, the use of pulsed THz waves on
semiconductors allows measuring carriers lifetime and doping
concentrations, and the application of THz waves on plasmas provides
understanding about electron ionization and collision processes at the
picosecond time scale.
The THz band is an area of convergence between the electronics field (up
from lower frequencies) and the photonics field (down from higher
frequencies). Both fields differ significantly on the theoretical framework
and technical approaches for the generation and detection of radiation,
which makes the THz band a fertile area for interesting hybrid systems. For
example, the theoretical framework for the electronics field is mostly based
meet at the THz band, in which no mature systems and applications exist
yet. This lack of maturity and defined applications represents a business
opportunity to design, fabricate, and commercialize systems operating in the
THz band that could cover specific market and application needs.
F IGURE 1.2
Technological families
There are two major technological families in the THz band: the continuouswave (or CW) and the pulsed (or time-domain). These two families are
defined based on the operating frequency and emission mode.
CW systems operate at a single frequency and emission is continuous or
modulated up to GHz frequencies. Therefore, CW systems are narrowband
in nature and, often, they have a limited tunability but have high spectral
resolution (~100 MHz). Furthermore, they typically provide higher THz
output powers than pulsed sources. Because of their high spectral
resolution, they are useful for gas phase spectroscopy but not for solid or
liquid phase. They can be used in telecommunications applications and nondestructive evaluation (NDE) applications. CW systems can be active or
F IGURE 1.3
can provide much better resolution than THz but infrared waves
cannot see through covers.
Resolution. Because the wavelength of THz waves is in the range of
mm to tens of microns, THz images of macroscopic objects provide lot
of details and localized data. This high resolution is a benefit
compared to microwaves.
Safety. THz photons are non-ionizing and, therefore, do not
represent a health hazards for living tissue or humans as X-rays do.
Applications
Given the main features of THz waves, the following list summarizes the
major foreseen applications:
Non-contact spectroscopic identification:
Continuous-Wave and pulsed systems features comparison.
Features
Corrosion inspection.
Content inspection:
Security inspection.
Spectroscopic imaging.
Examples of some of this applications will be shown and explained in more
detail in the next sections of this chapter.
References
1. Siegel, P H (2003). THz technology: An overview. International
Journal of High Speed Electronics and Systems, 13(2), 351394
S ECTION 2
Introduction
THz pump-probe is the method of choice for almost all pulsed (or timedomain) THz systems used in both spectroscopy and imaging applications.
Pioneering works on the generation and detection of THz waves using
pump-probe approaches began in the late 70s focused on the study of the
response of photoconductors to laser pulses. Time resolved pump-probe is
typically used to measure physical phenomena in the time scale ranging
from nanoseconds (10-9 seconds, or ns) to femtoseconds (10-15 seconds, or
fs). In the late 80s, the first practical pulsed THz systems were realized using
photoconductive antennas to generate and detect THz waves. Other methods
were developed using electro-optic crystals but they also implemented a
pump-probe approach to generate and detect the THz waves.
Operation
In a THz time-domain or pulsed system, a laser pulse is split in two beams.
One of the beams is referred as the pump beam and the other one is referred
as the probe beam. The pump and probe pulses are derived from the same
optical beam and, therefore, have the same pulse duration, which typical has
a range between 20 to 120 fs. The energy of the pump beam is much larger
than the energy of the probe beam because the pump beam is used to
generate the THz pulse. In the most basic configuration, the pump beam
generates an electromagnetic transient, through the excitation of a
semiconductor or electro-optical material. This electromagnetic transient is
the THz pulse. The duration of the THz pulse is in the rage of few ps, which
is larger than that of the pump beam. The probe beam is used to detect the
THz pulse through the inverse process for the THz generation. The detection
of the THz pulse provides the waveform, which is the amplitude of the
electric field of the THz pulse as a function of the timing difference between
the probe and pump beams.
The timing difference between the pump and probe beams is controlled so
the response of the sample to the pump beam as a function of time can be
measured very precisely. The most common way to control the timing
difference is by using a mechanical delay line in the pump beam. A time
delay changes the path length path of the beam and, thus, changes the
relative timing between the pump and probe pulses. Other methods to
control the time difference include changing the refractive index of a section
of the optical path of one of the beams by using materials such as liquid
crystals. However, such material offer a limited time delay range and are
slow to respond. The maximum difference between the pump and probe is
referred to the delay range. Delay ranges for common THz time-domain
systems go from 10 ps to 100 ps. However, delay ranges up to 1 ns or more
are necessary for certain standoff and high resolution spectroscopy
applications.
Process
The generation and detection of a THz pulse with the pump-probe method
can be divided in 5 steps (Figure 1.4):
1. Beam splitting. The femtosecond laser pulse is separated into the
probe and pump beams. Typically, the energy of the pump beam is
much higher than the energy of the probe beam because the pump
beam is used to generate the electromagnetic transient, or THz pulse.
A common method to split the laser beam is by using a polarized beam
6
The merge is necessary so that the THz pulse and probe beam can
interact within the detector.
5. Detection. The amplitude of the THz pulse is measured for a
particular time difference between the probe and pump. The output
signal is typically proportional to the convolution of the probe beam
and the THz pulse. Because the probe beam duration is much shorter
than the THz pulse, at first order the probe can be considered as a
delta function, thus, the output is proportional to the amplitude of the
THz pulse for that particular time delay between the probe and pump.
The mechanism of detection depends on the particular detector. For
instance, photoconductive antennas (PCAs) and electro-optical crystal
(EO sampling) are also the two most common means to realize THz
wave detection.
Because of the pulsating nature of the laser source, which repeats itself with
a frequency given by the repetition rate, this process is repeated for
successive pulses (Figure 1.5 and Figure 1.6). Depending on the laser system
and vendor, repetition rate lies between few kHz up to 100 MHz. For each
pulse, the time delay is changed so the amplitude of the THz pulse can be
measured at different times and, thus, the shape of the THz pulse is
recovered. The signal recorded by this process is called the waveform.
The pump-probe method assumes that the shape and intensity of both pump
and probe beams do not change between successive pulses. In reality, there
are always small variations from pulse to pulse. This variations contribute to
the noise floor of the system. Therefore, it is extremely important to use a
very stable and repeatable laser source in this method. Furthermore, the
probe beam is not quite a delta function, thus, the measured waveform does
not exactly reproduce the real shape of the THz pulse. If the temporal shape
of the probe beam can be measured and the response of the detector can be
modeled, it is possible to use deconvolution techniques to extract the real
waveform of the THz pulse. However, for most applications, this issues does
not represent a major hassle and assuming a probe beam as a delta function
is acceptable.
F IGURE 1.4
F IGURE 1.5
F IGURE 1.6
References
1. Zhang, X-C, & Auston, D H (1992). Optoelectronic measurement of
semiconductor surfaces and interfaces with femtoseconds optics. J. Appl. Phys.,
71(1), 326-338
S ECTION 3
From Time-Domain to
Frequency-Domain data
Introduction
THz time-domain systems use the time-resolved pump-probe method to
measure the shape and intensity of the THz pulse, or waveform. Therefore,
data is recorded in the temporal domain and, hence, the name of THz timedomain. However, spectroscopic applications and research require data in
the frequency domain so that material characterization and analysis can be
achieved properly. The way to obtain frequency-domain data from timedomain data is by computing a Fourier Transform on the acquired
waveform.
The general result of computing the Fourier Transform (FT) is a complex
function. Therefore, FT provides amplitude and phase information of the
THz wave and, thus, detection in pulsed THz system is considered to be a
coherent measurement. Because of the this coherence capability, the real
and imaginary parts of the dielectric constant of a material can be measured
directly without indirect methods such as the Kramers-Kronig. In reality we
measure the refractive index and attenuation of the material in the THz
range, which are directly related to the complex dielectric constant.
In the FT, frequency resolution (f) and bandwidth (B) are functionally
related with the window length (T) and sampling interval (t) respectively.
The sampling interval is the inverse of the sampling rate (fSR). Figure 1.7
shows a summary of the FT and relationships between these parameters. In
this process, there are three main aspects that must be considered in a THz
time-domain system. These three aspects are:
1. Frequency resolution versus window length. Frequency
resolution f is inversely proportional to the window length T.
Therefore, the longer the window length is, the higher the frequency
resolution that we can get. This is very important when considering
the width of the spectral features that we want to measure. For
instance, gases, such as water vapor, have very narrow absorption
peak and, thus, high resolution is necessary (100 MHz to 1 GHz),
10
which requires scan lengths larger than 100 ps or even 1 ns. On the
other hand, absorption peaks in solids are broader and a lower
frequency resolution (~100 GHz) is needed to resolve the peaks
properly. In this case, scan lengths around 10 ps are usually enough.
F IGURE 1.7
2. Bandwidth versus sampling rate. This is defined by the NyquistShannon sampling theorem. The theorem determines that an analog
signal can be perfectly reconstructed if the sampling rate fSR is at least
twice the bandwidth B, which is defined as the highest frequency
component of the signal. Typical THz system have a bandwidth of 5
THz, which requires a sampling frequency of at least 10 THz, or a
sampling interval of 100 fs. Most systems are capable to sample at 20
fs, therefore, this is often not an issue for standard time-domain
systems.
3. Acquisition speed versus SNR. One way to reduce the noise level
is by averaging. Therefore, averaging increases SNR. Typically, an
extra 10 dB or more can be gained by averaging compared to a single
shot measurement. However, averaging increases the time required to
complete a measurement. Therefore, higher SNR means longer
measurements while lower SNR means faster scans.
F IGURE 1.8
Numerical artifacts
All data processing introduce artifacts that we should be aware of so we can
distinguish what is real information and what is not. Knowing the nature
and behavior of the artifacts can help us to mitigate its effects when setting
up the operational conditions of the instruments. In THz time-domain
systems, the most important numerical artifacts to consider in the
transformation of data from the time-domain to the frequency domain are:
Example of waveform and the resulting spectrum after computing the Fourier
Transform applying a rectangular window.
11
F IGURE 1.9
F IGURE 1.10
12
F IGURE 1.11
Including the echo of the main peak in the Fourier Transform generate etalon
features in the spectrum.
References
1. Kauppinen, J (2001). Fourier Transforms in spectroscopy. Ed. Wiley-VCH, 1st
ed., Berlin.
2. Lathi, B P (2005). Linear systems and signals. Oxford University Press, 2nd ed.,
New York.
3. Oppenheim, A V (1989). Discrete-time signal processing. Prentice Hall,
Englewood Cliffs.
13
S ECTION 4
Introduction
The generation of THz pulses is typically realized through the excitation of
certain materials or patterned structures with fs laser pulses. The two most
popular mechanisms for the generation of THz waves with a fs laser pulse
are the transient photo-carrier generation in photo-conducting antennas
(PCAs) and second order nonlinear processes in electro-optical (EO)
crystals, in particular the optical rectification process. Recently, it has been
demonstrated that air plasma can also be used as THz wave emitter and
detector, offering a bandwidth that is much greater than possible with PCAs
or EO means. THz wave time-domain systems that use PCA or EO crystals
offer a bandwidth that lies typically between 3 to 5 THz with an average
output power that ranges from nW to few uW.
Electro-optical rectification
EO rectification is a second order nonlinear optical effect in which THz
waves are generated as a result of a difference-frequency process between
the frequency components contained in the fs laser pulse. The differencefrequency process occurs in materials that have a second order susceptibility
that is different from zero. Mathematically, the polarization induced by the
electric field associated with the optical pulse can be expressed in power
series:
EO rectification comes from the second term in the previous equation. If the
incident light is a plane wave, the polarization induced by the second order
susceptibility can be expressed as:
EO rectification does not need bias to realize THz generation (Figure 1.12).
For a given material, the radiation efficiency and bandwidth are affected by
factors such as thickness, laser pulse duration, absorption and dispersion,
crystal orientation, and phase matching conditions. In particular:
Laser pulse duration. The shorter the duration of the laser pulse is,
the wider the bandwidth of the THz spectrum could be.
Absorption. It refers to the absorption of the laser pulse and
generated THz waves by the material. In both cases, absorption
reduces the amount of THz output power. Therefore, the higher the
absorption is, the lower the THz output power is.
Phase matching. An optimal THz wave generation occurs when the
group velocity of the laser pulse is equal to the phase velocity of the
THz pulse. On the other hand, the more dissimilar the group velocity
14
and phase velocity are, the narrower the bandwidth and lower the
power of the generated THz pulse.
Dispersion. It refers to the fact that the different frequency
components contained in the laser pulse can propagate at different
velocities within a material. Dispersion affects the phase matching
characteristics of the crystal and it has a major impact on bandwidth
and radiation efficiency. The higher the dispersion, the more difficult
is to achieve phase matching and, therefore, narrower bandwidth.
Crystal thickness. Thickness affects both bandwidth and output
power of the THz pulse:
Output power. The thicker the crystal is, the higher the output
power is because the interaction length of the laser pulse with the
materials is longer. However, the thicker the crystal is, the higher
the absorption too and dispersion has more influence, which
reduces power and bandwidth.
Popular materials for EO rectification are ZnTe, CdTe, GaSe, LiNiO3 and
LiTaO3. Among them, ZeTe is the most favorable as THz wave emitter
because of its high nonlinear coefficient, high-damage threshold, and best
phase matching characteristics with laser sources such as Ti:sapphire.
However, ZeTe has phonon absorptions around 5 THz that limits its
practical bandwidth.
Photoconductive antennas
F IGURE 1.12
EO mechanism.
The photons of the laser pulse need to have an energy higher than the
bandgap of the semiconductor to generate photo-induced free carriers. If the
laser is focused at the gap between the electrodes, the photo-induced
carriers are accelerated by the bias field across the gap, which generates a
current. Because of the pulsed nature of the laser beam, the amplitude of
this current is a function of time and, thus, the derivative of the current
respect time generates the THz pulse (Figure 1.13).
15
size, laser fluence, and carrier density. The combination of high bias
field, narrow gap and high laser power is a recipe for destroying a PCA
easily, thus, it is recommended to start applying low bias voltages and
increase once the limits of the system have been well stablished.
PCAs structures can be resonant or non-resonant. Resonant PCAs generate
THz radiation around a central frequency, which depends on the gap
distance. Non-resonant PCAs have variable gap distances and provide
broader frequency THz emission. With regards to the material substrate, the
most popular choices are low temperature GaAs (LT-GaAs) and doped
silicon. Figure 1.14 shows a picture of a PCA and common gap structures.
Figure 1.15 plots the performance of a PCA commercialized by Zomega
Terahertz Corporation.
F IGURE 1.13
Bias field. The THz output power increases with increasing bias
field. However, there is a maximum bias that could be applied before
the material breaks down. This maximum bias depends on the gap
16
F IGURE 1.14
The diameter of the laser spot has to match the size of the gap for an optimal
operation of the PCA (Figure 1.16). A laser spot smaller than the gap size will
leave part of the gap with no illumination and, thus, that part will not
generate carriers, which will reduce the current and, thus, reduce the THz
output power. On the other hand, a laser spot larger than the gap size will
waste part of the energy of the laser by illuminating non-active parts of the
structure and, thus, a higher power will be needed to generate the same
amount of THz output power. One way to control the spot size of the laser
pulse on the gap is by mounting a focusing lens on a translation stage
(Figure 1.17). By moving the lens back and forth the spot size of the laser
pulse can be adjusted.
It is important to be very careful with the fluence of the laser pulse (energy
per unit surface) and the bias applied on the gap. A combination of high
fluence and high bias will usually burnout the antenna. Therefore, when
F IGURE 1.15
operating with a PCA for the first time, it is recommended to start with low
bias and low fluence, which usually means large spot sizes on the gap.
For instance, a safe bias for any antenna is determined by taking the gap size
in m and multiplying by 1 V/m to get the peak to peak voltage to be
applied. Many antennas will tolerate operation at up to 2V/m, but the risk
for burning is greatly increased. Then, to avoid laser damage to the antenna
during alignment, keep the focal point of the laser ahead of the antenna, and
slowly bring it closer to the focusing lens to achieve the appropriate spot
size.
Surface emission
Surface emission is an unbiased THz generation method based on chargeseparation at the semiconductor surface when excited with a laser pulse.
17
F IGURE 1.16
This charge separation occurs due to the built-in field at the surface of the
semiconductor or through the photo-Dember effect.
The built-in surface field appears in semiconductors in which the Fermi level
at the surface is different to the Fermi level at the bulk material. The
transition from the Fermi level at the surface to the level at the bulk material
is called the depletion layer. This difference in Fermi level generates an
electric field that drives electrons towards the bulk material, therefore, the
electron density of the depletion layer is lower than the bulk material. When
a laser pulse illuminates the surface, it creates electron-hole pairs that are
accelerated by the built-in surface field as if they would in a biased PCA.
F IGURE 1.17
Surface emission can also occur in materials that do not show a built-in
surface field through Photo-Dember effect. When a laser beam hits the
surface, electron-holes pairs are generated and diffuse towards the bulk
material. Because electrons have a higher mobility than holes, they diffuse
faster, which causes a charge separation and a transient current is
generated. This transient current generates the THz emission.
In surface emission setups, the laser beam illuminates the emitter with an
angle different from normal so that the emitted THz radiation can be
separated from the laser beam easily. Furthermore, non-normal angles
increase emission intensity in case of built-in surface field materials. For this
type of emission, semiconductors with smaller electron masses are desirable
because they can generate rapid photocurrent rise and decay. Typical
materials include InAs, InP, and GaAs.
References
1. Zhang, X C, & Xu, J (2010). Introduction to THz wave photonics.
Springer, New York.
A precise adjustment of the PCA respect the focal point of the lens is very important to avoid damaging the PCA.
17. Zhang, X-C, Ma, X F, Jin, Y, Lu, T-M, Boden, E P, Phelps, P D, Stewart, K
R, & Yakymyshyn, C P (1992). Terahertz optical rectification from a
nonlinear organic crystal. Appl. Phys. Lett., 61(26), 3080-3082
8. Han, P Y, Tani, M, Pan, F, & Zhang, X-C (2000). Use of the organic
crystal DAST for terahertz beam applications. Opt. Lett., 25(9), 675-677
19
20
S ECTION 5
Introduction
The emission mechanism explained in the previous section can be reversed
and used for the detection of THz pulses. The reverse mechanism for EO
rectification is EO sampling and the same PCAs structures can be used as
emitters as well as receivers. Other types of detector such as bolometers,
pyroelectric detectors, and Golay cells can also be used for detection.
However, these devices detect the average power of the THz pulse rather
than the electric field amplitude and, therefore, they cannot provide a
coherent measurement.
F IGURE 1.18
Electro-optical sampling
Electro-optical (EO) sampling is based on the Pockels effect, in which the
birefringence properties of a material are induced or modified by the
application of an electric field. The Pockels effect is a change in the refractive
index or birefringence that depends linearly with the electric field. However,
Pockels effect only appears in crystals that have no inversion symmetry, for
example, in zincblende crystals such as the ZnTe.
In the EO sampling method, the THz field is measured by the change it
causes on the birefringence properties of an EO crystal. Such changes in the
EO sampling schema.
21
changes the birefringence of the material and, thus, it changes the ellipticity
of the probe beam. This change in ellipticity breaks the balance between the
two polarization and, therefore, a net current is generated at the photodiodes assembly that is proportional to the amplitude of the electric field of
the THz wave. Autobalanced detectors based on EO sampling are
commercially available (Figure 1.19).
F IGURE 1.19
Where k is the phase mismatch between the optical group velocity ng and
the THz phase velocity n, f is the THz frequency, and is related to the
power absorption by
phase mismatch includes both the THz dispersion and absorption and it
goes to zero at very low frequencies. Copt is the spectrum of the optical pulse
autocorrelation and is the effect of the finite probe pulse width. This
expression for the filter function does not include effects due to focusing,
group velocity dispersion or the dispersion of the nonlinear tensor element.
According to these equations, the filter function goes to zero for large value
of k L, which increase with frequency, crystal thickness, THz absorption
and phase mismatch between the THz and probe pulses. Thick EO crystals
have larger sensitivity but with a trade-off of lower bandwidth.
Table 1.1 (extracted from reference 2)
Crystal
ng
800/1060/1550
nm
r (pm/V)
CdTe
-/3.17/2.86
DAST(a)
n/ (cm-1)
0.5 THz
1 THz
2 THz
r41 = 4.5
3.20/0.58
3.22/2.51
3.32/14.33
3.39/2.55/2.25
r11/12 = 77/42
2.51/2.76
2.94/134.26
2.27/10.19
DAST(b)
1.98/1.73/1.64
r41 = 1.43
2.01/3.91
2.24/66.01
1.43/97.24
GaAs
4.18/3.93/3.54
r41 = 0.97
3.61/0.03
3.61/0.13
3.62/0.58
GaP
3.57/3.30/3.14
r41 = 0.97
3.34/0.82
3.34/0.04
3.35/0.16
ZnTe
3.24/2.96/2.81
r41 = 4.04
3.17/0.08
3.18/0.32
3.23/1.60
Where reo is the electro-optic coefficient, nopt is the optical index, L is the
thickness of the crystal and Feo is a filter function defined as:
CdTe and GaAs are popular crystals for 1 micron and 1.5 micron probes
respectively. Other crystals such as GaSe and DAST are suitable for very high
frequencies, but have strong absorption around 1 THz.
Figure 1.20 plots the simulated response of two ZnTe crystals with different
thicknesses and a GaP crystal. We can see that the 0.3 mm thick GaP crystal
has a much broader bandwidth than the ZnTe crystals but the response is
lower. On the other hand, we can see that the 2 mm thick ZnTe crystal has a
similar bandwidth than the 0.3 mm thick ZnTe crystal but has a much
higher response.
F IGURE 1.20
Photoconductive antenna
The structure of a PCA as a detection device is very similar to the structure
of PCA for emission. Two metallic electrodes are coated on top of a
semiconductor substrate, which is often LT-GaAs. Using a PCA as a detector
involves measuring the photo-current generated by the probe beam across
the electrodes gap and biased by the THz electric field. This current is
collected by the electrodes and measured with an ammeter. If no electric
field is applied across the gap, photo-carriers created by the probe beam
diffuse randomly and do not generate any net current. However, when a THz
wave illuminates the gap, the electric field associated with THz wave
separates the electron hole pairs and a net current is generated. This
transient current is proportional to the applied THz electric field (Figure
1.21). Typically, the gap size for PCA designed for detection are much
narrower (~10 um) than PCA designed for emission (>50 um) because
narrower gaps require less electric field to bias the structure and generate a
measurable current.
The factors that affect the performance of a PCA as detector are similar to
the factors affecting the performance as emitter:
Semiconductor bandgap. The energy of laser photons need to be
energy higher than the bandgap of the semiconductor to generate
photo-carriers. Otherwise, THz emission is not possible.
Carrier lifetime. Semiconductors with short carrier lifetime are
desirable because they can measure short THz pulses and, thus,
broader THz spectra is possible.
laser focusing are critical for an optical operation of the PCA because
gap sizes are the range of 10 um.
Similar to PCA for emission, preferred materials to build PCA for detection
are low temperature GaAs and GaP.
F IGURE 1.21
References
1. Zhang, X C, & Xu, J (2010). Introduction to THz wave photonics.
Springer, New York.
2. Pradarutti, B, Matthus, G, Riehemann, S, Notni, G, Nolte, S, &
Tnnermann, A (2008). Highly efficient terahertz electro-optic sampling
by material optimization at 1060nm. Optics Communications, 281(19),
50315035
24
S ECTION 6
with (3) being the third order nonlinear susceptibility of the gas. In this
mode, two fundamental photons of frequency are mixed with a second
harmonic photon of frequency 2 through the third order susceptibility of
the plasma. The mixing process results in a photon of frequency = 2-.
Introduction
In the past years, a new method of Terahertz (THz) wave generation and
detection has been developed using gases and plasmas as a nonlinear optical
medium. THz radiation generated from air plasma offers much broader
bandwidth than PCA or EO rectification because plasmas do not have
phonons and dispersion is very small. For instance, bandwidths from 0.2 to
30 THz have been demonstrated, covering the entire THz gap. Another
feature of the THz wave generation and detection with plasma is that there is
no breakdown field to worry about and, therefore, it is possible to generate
very high electric fields (>1 MV/cm focused). Finally, the setups
implemented for such generation and detection method do not need
reflective surfaces and, thus, the presence of echoes is eliminated, which
allows for very long scan length (high frequency resolution).
The exact physical mechanism of the THz radiation has been a matter of
some debate in the community. However, recent calculations indicate that it
likely a two step process of asymmetric ionization followed by collisions with
neighboring atoms. Among other features, this model explains the
experimentally observed intensity threshold of the emission. In other words,
a plasma has to be generated for THz emission to occur. This physical
requirement means that a powerful laser is necessary for this technique.
However, detectors for the second harmonic are only sensitive to the
intensity and not the electric field, thus:
25
This technique was broadband, but could not distinguish between THz
electric fields in opposite directions. With sufficiently high pulse energies, a
400 nm local oscillator could be generated within the plasma, allowing the
THz to be detected quasi-coherently. However, this technique placed strong
limits on both the probe and THz power.
A refinement of the induced second harmonic technique uses electrodes by
the detecting gas to directly provide a local oscillator. This heterodyne
technique is known as Air Biased Coherent Detection (ABCD) and is the
principle under which the ZAP detector module operates. Here, unlike the
generation process, the mechanism is accurately described by pertubative
four wave mixing. The second harmonic electric field follows the form of:
Experimental setup
Figure 1.22 shows a diagram of a THz-ABCD setup. A Barium-Borate crystal
(BBO) produces the harmonic beam from the fundamental beam. Typically,
the fundamental beam wavelength is 800 nm and the harmonic is 400 nm.
Both beams create a plasma, generating the THz pulse. The optical pump
beams are blocked by a Si filter. The THz and probe pulses are focused
together in a gas which is biased by a high voltage modulator. The resulting
second harmonic (400 nm) light is detected by a photo-multiplier tube.
Typically, the high voltage is modulated at a frequency of the laser
repetition rate and the signal from the photo-multiplier tube is measured by
a lock-in amplifier referenced at this frequency. The minimum requirements
for a laser system to make a THz-ABCD system work is an amplified laser at
F IGURE 1.22
26
F IGURE 1.23
References
1. Dai, J, Liu, J, & Zhang, X-C (2011). Terahertz wave air photonics:
Terahertz wave generation and detection with laser-induced gas plasma.
IEEE J. Sel. Topics Quantum Electron. 17, 183190
14. Karpowicz, N, Dai, J, Lu, X, Chen, Y, Yamaguchi, M, Zhao, H, Zhang, XC, Zhang, L, Zhang, C, Price-Gallagher, M, Fletcher, C, Mamer, O,
Lesimple, A, & Johnson, K (2008). Coherent heterodyne time-domain
spectrometry covering the entire terahertz gap. Appl. Phys. Lett., 92,
011131
15. Houard, A, Liu, Y, Prade, B, Tikhonchuk, V T, & Mysyrowicz, A (2008).
Strong enhancement of terahertz radiation from laser filaments in air by
a static electric field. Phys. Rev. Lett., 100, 255006
16. Liu, Y, Houard, A, Prade, B, Akturk, S, & Mysyrowicz, A (2007).
Terahertz radiation source in air based on bifilamentation of
femtosecond laser pulses. Phys. Rev. Lett., 99, 135002
28
C HAPTER 2
Spectroscopy
Applications with
Terahertz Waves
Zomega Terahertz Corporation
Technical Overview
Edition: June 2012
(c) 2012 Zomega Terahertz Corporation. All rights reserved.
The information contained in this ebook is for general information purposes only. The information is
provided by Zomega Terahertz Corp. and while we pursue to keep the information up to date and
correct, we make no representations or warranties of any kind, express or implied, about the
completeness, accuracy, reliability, suitability or availability with respect to the ebook or the
information, products, services, or related graphics contained on the ebook for any purpose. Any
reliance you place on such information is therefore strictly at your own risk. In no event we will be
liable for any loss or damage including without limitation, indirect or consequential loss or damage, or
any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection
with, the use of this ebook.
We would like to receive your feedback! Please, send your comments and suggestions to
books@z-thz.com
S ECTION 1
Introduction
THz time-domain spectroscopy (or THz TDS) is the most widely used
technique to characterize the spectral properties of materials in the THz
band. In particular, most materials, especially organic ones, have their
vibration and rotational modes in the THz band. Therefore, THz TDS is
poised as a suitable technique to study such modes and get an
understanding of molecular structure and dynamics. Alternative methods
include Raman spectroscopy and Fourier-Transform Infrared spectroscopy
(FTIR). Raman spectroscopy uses a laser source to excite the sample. The
inelastic scattering of the light is collected and analyzed with an optical
spectrometer. The inelastic scattering, or Raman scattering, causes a shift of
the excitation frequency from the laser that can be associated with particular
vibrational and rotational modes of the sample. FTIR is the technique used
to obtain the spectroscopic information of materials in the infrared band. In
an FTIR, a broadband source illuminates the sample. The light returning
from the sample is mixed with a reference beam in an interferometer
(typically a Michelson interferometer). The interferometer pattern, or
interferogram, obtained by moving one of the arms is used to compute the
spectral properties of the sample in the frequency band of the source, which
needs to be broadband and cover the frequency range of interest.
One of the main differences between FTIR and Raman with respect THz
TDS is that both Raman and FTIR measure energy whereas THz TDS
measures electric field. That makes THz TDS a coherent detection technique
that allows recovering both phase and amplitude data. This coherence allows
measuring the real and imaginary part of the dielectric constant of a
material in the THz band directly. On the other hand, FTIR and Raman
require the use of models and indirect computation, such as the Kramers
Kronig, to retrieve the complex dielectric constant. Summarizing, the main
features of THz TDS as spectroscopy tool are:
Fingerprint. The rotational and vibrational modes of many
molecules, especially organic ones, are distributed across the THz
band. These modes can be observed as absorption peaks in the THz
spectra. The specific location and amplitude of these absorption peaks
can be used to identify the molecules.
See-through. Many dry and non metallic materials, such as plastic,
paper, cardboard, and textiles are transparent to THz waves. This
property allows THz waves inspecting samples that are under cover or
inside non-optically transparent containers. Microwaves have this
see-through capability as well but their larger wavelength compared to
THz waves does not allow achieving high resolution images. Infrared
can provide much better resolution than THz but infrared waves
cannot see through covers.
Coherence. THz TDS measures electric field and phase and
amplitude are readily available. The phase and amplitude can be used
to measure the dielectric constant of a material in a more
straightforward manner than with FTIR or Raman.
The application that has driven most of the technological development of
TDS systems and spectrometers in the recent years has been security and
explosive and related compounds (ERCs) detection. Early spectroscopic
measurements showed that most explosives had unique fingerprints in the
THz band that could be used to identify them. Furthermore, those
fingerprints were measurable even with covers such as plastic, cloths, paper,
and cardboard. Therefore, THz TDS had the potential to be used in
30
Material characterization
The basic application for THz TDS is the characterization of materials in
either reflection or transmission geometries. The goal of this
characterization is to extract the optical constants of the material, which
can be related with the complex dielectric constant. The optical constants
are the index of refraction (n) and absorption coefficient (). In a
transmission geometry, the two parameters can be calculated as:
Typical values for the refractive index of plastics in the THz range is in the
range between 1.3 to 2. For ceramics, typical values are between 2 and 3. For
semiconductors, refractive index values are often above 3. For example, the
refractive index for high density polyethylene is 1.54, for TPX is around 1.3,
and for silicon is 3.4. Absorption coefficient typically increases with
frequency in plastic and ceramic materials due to scattering as the grain size
and trapped air pockets have a typical size (~100 um) that matches the
wavelength of the frequencies in the higher part of the THz band. Table 2.1
shows the refractive index and absorption coefficient of commonly used
materials in the THz range at 1 THz.
Table 2.1
Material
Saphire
3.096
1.9
LaAlO3
4.98
HDPE
1.534
0.45
LiNbO3
5.156
16
PTFE
1.431
0.2
SiO2
1.957
3.3
Quartz
2.109
0.15
BK7
2.593
50
GaAs
3.55
<1
Si (regular)
3.416
0.3
Si (high resistivity)
3.413
0.3
FZ Si (high resistivity)
3.4175
0.3
InP:Ir
3.509
<5
ZnSe
3.021
GeBi
4.042
5.9
Explosive identification
THz TDS offers a non-contact, real-time detection of ERCs at standoff
distances of few centimeters. THz wave offers several advantages over other
31
identification techniques. THz waves can penetrate cloth, plastic, paper and
other non-metallic and dry materials and, thus, provide the possibility to
identify the explosives behind non-optically transparent covers. The
identification can be performed either in transmission and reflection
geometry. For a real application, reflection geometry is the most realistic
approach.
Explosives such as TNT, RDX, HMX, PETN, tetryl (2,4,6-trinitrophenyl-nmethylnitramine), 2-amino-4,6-DNT (2-amino-4,6-dinitrotoluene), 4amino-2,6- DNT, 4-nitrotoluene, 1,3,5-TNB (1,3,5-trinitrobenzene), 1,3-DNB
(1,3-dinitrobenzene), 1,4-DNB, 2,4-DNT, 2,6-DNT, 3,5- dinitro aniline, and
2-nitro diphenyl anine can be identified with THz wave spectroscopy. Figure
F IGURE 2.1
2.1 shows the spectra of some of the explosives in which we can see that each
ERC has a distinct spectral profile. However, not all ERCs show absorption
features in the THz band. The position and relative amplitude of the peaks
can be used to identify a particular ERC.
One of the major issues for the application of THz TDS for standoff distance
is water vapor absorption, which reduces the available standoff distance
significantly. Figure 2.2 shows water vapor absorption lines in the THz
band. These absorption lines introduce features in the spectra that introduce
distortion in the THz spectra and make the identification process more
challenging, especially for those materials that have a resonance nearby a
water line. However, the effect of water lines is manageable for standoff
F IGURE 2.2
32
F IGURE 2.3
waves from 0.1 to 2 THz with a waveform acquisition rate of 500 Hz and a
time delay >100 ps. Battery operation lasts up to 4 hours.
F IGURE 2.4
33
Depending on the temperature, we can see that the speed of the hydration
changes. It is also possible to do spectral imaging, in which each pixel
contains the spectroscopic information of that location. Figure 2.5 shows an
example identifying three pellets corresponding to different compounds.
From an industrial perspective, THz TDS could be used to identify and
classify pills based on the drug compound they contain. This capability could
be used to discard those pills that do not meet certain quality standards
because they do not have the proper compounds or do not have the
compound in the right amount or concentration.
F IGURE 2.5
Spectral imaging. Each pixel contains the spectral information of the sample,
which allows identify the position of a particular compound.
Outlook
Food safety is another sector that will benefit from the progress of THz TDS
technology. Because THz waves can penetrate plastic and paper, THz TDS
has the potential to analyze food that is already packaged in search of
To summarize the potential and benefits of THz TDS, table 2.2 shows the
strengths and weaknesses of THz TDS and its closest alternatives, for
instance, Raman and FTIR spectroscopy. The most important strengths of
34
THz TDS systems versus FTIR or Raman are that THz TDS can interrogate
samples under cover, operate in room temperature (FTIR usually requires
cryogenic temperature to achieve high sensitivities), and provide data in
real-time. On the other hand, standard TDS systems offer less bandwidth
and less frequency resolution than FTIR and Raman systems. For instance,
FTIR bandwidth can cover 100 THz or more. However, bandwidth is
excellent in TDS system based on recently developed TDS ABCD method, in
which bandwidth can go beyond 20 THz.
One of the major challenges for THz TDS is to increase the sensitivity so
smaller detection thresholds are possible. This is especially important in
applications that require detecting the concentration of substances in parts
per million (ppm). As of today, THz technology is still far from such
sensitivity.
Table 2.2
Technique
FTIR
Raman
TDS
Strengths
High frequency resolution
(~1cm-1)
High sensitivity
Broadband (up to 100 THz)
Weaknesses
Cannot interrogate targets under
cover
No coherent detection
Need cryogenic conditions for high
sensitivity
No real-time data rate
Peak Position
SNR (dB)
-Lactose
0.54 THz
2HBP
Minimum Detectable
Absorbance
g/cm2
38.06
0.0765
97.1
0.69 THz
37.50
0.0817
25.8
RDX
0.82 THz
37.14
0.0852
24.5
2.4 DNT
1.09 THz
34.15
0.1213
35.2
L-Glutamic Acid
1.23 THz
32.04
0.1559
114
4HBAL
1.54 THz
24.08
0.4154
383
References
1. Redo-Sanchez, A, Salvatella, G, Galceran, R, Rolds, E, Garca-Reguero, J-A,
Castellari, M, & Tejada, J (2011). Assessment of terahertz spectroscopy to
detect antibiotic residues in food and feed matrices. The Analyst, 136(8), 1733
1738
2. Zhang, C, Zhong, H, & Zhang, L (2009). A phase extraction technique for
terahertz reflection spectroscopy. In Proceedings of SPIE, Vol. 7158, pp.
71580Q71580Q14
3. Zhang, L, Zhong, H, Deng, C, Zhang, X-C, & Zhao, Y (2008). Terahertz wave
reference-free phase imaging for identification of explosives. Applied Physics
Letters, 92, 091117
4. Redo-Sanchez, A, & Zhang, X-C (2008). Terahertz science and technology
trends. IEEE Journal of Selected Topics in Quantum Electronics, 14(2), 260
269
5. Jepsen, P U, Mller, U, & Merbold, H (2007). Investigation of aqueous alcohol
and sugar solutions with reflection terahertz time-domain spectroscopy. Optics
Express, 15(22), 1471714737
6. Zeitler, J A, Shen, Y, Baker, C, Taday, P F, Pepper, M, & Rades, T (2007).
Analysis of coating structures and interfaces in solid oral dosage forms by three
dimensional terahertz pulsed imaging. Journal of Pharmaceutical Sciences,
96(2), 330340
35
36
C HAPTER 3
Imaging
Applications with
Terahertz Waves
Zomega Terahertz Corporation
Technical Overview
Edition: June 2012
(c) 2012 Zomega Terahertz Corporation. All rights reserved.
The information contained in this ebook is for general information purposes only. The information is
provided by Zomega Terahertz Corp. and while we pursue to keep the information up to date and
correct, we make no representations or warranties of any kind, express or implied, about the
completeness, accuracy, reliability, suitability or availability with respect to the ebook or the
information, products, services, or related graphics contained on the ebook for any purpose. Any
reliance you place on such information is therefore strictly at your own risk. In no event we will be
liable for any loss or damage including without limitation, indirect or consequential loss or damage, or
any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection
with, the use of this ebook.
We would like to receive your feedback! Please, send your comments and suggestions to
books@z-thz.com
S ECTION 1
Introduction
THz waves can be used for imaging applications and non-destructive
evaluation (NDE). Because of its proximity with the infrared, optical
approaches can be adapted to design and build THz imaging system. For
instance, lenses and mirrors can be used to guide, focus, and collimate a THz
beam. Paraxial optics equations can be adapted to design THz system to a
first order. However, diffraction, size of the source, and mode characteristics
of the beam need to be considered in some cases because of the larger
wavelength of THz compared to the size of the optical elements. On the
other hand, a large wavelength reduces the tolerance requirements for lens
fabrication, surface roughness, and alignment. Examples of applications can
be found in corrosion inspection, crack and voids detection in ceramic and
foam materials, and thickness measurements.
As an imaging tool, the main features that make THz imaging attractive can
be summarized in:
See-through. Dry and non-metallic materials such as plastic, paper,
cardboard, and textiles are transparent to THz waves, which enables
the inspection of samples that are under cover. Infrared systems are
38
the spectrum (Figure 3.1). This mode is suitable to identify and locate
certain material within an image.
The other imaging mode is achieved by measuring the position and
amplitude of the echoes of the main pulse reflected by the structure of the
sample. This imaging mode is very similar to the images obtained with
ultrasound systems, which is also known as a B-scan (Figure 3.2) or time of
flight analysis. The B-scan mode is often conducted in reflection geometry
and provides depth information of defects or structures within a sample.
This is an imaging mode particularly suited for samples with a layered
structure. This mode can also be used to measure layer or coating
thicknesses. The B-scan imaging mode is not compatible with the spectral
imaging. Therefore, the imaging mode must be decided beforehand in order
to perform the proper data processing and analysis.
F IGURE 3.2
Spatial resolution in a pulsed system depends on the frequency. In the diffraction limited case, frequency determines resolution.
B-scan imaging mode. The position of the reflected THz pulses provides information about layered structure and position of defects.
39
F IGURE 3.3
Security
F IGURE 3.4
The development of THz wave imaging systems in the past years has been
largely driven by security applications. In particular, THz wave imaging
systems have been developed to be used as body scanners in checkpoints at
airports because of its see-through capability and good resolution.
Furthermore, THz photons are non-ionizing and, thus, represent minimal
harm to biological tissue and human operators as opposed to using X-rays.
Both passive and active approaches are possible. The passive approach is
based on the black body emission of a human body, which is mostly in the
infrared range but has a tail in the THz band. Because low THz frequencies
(~0.1 THz or 100 GHz) can travel through clothing and other dielectric dry
covers, it is possible to use that emission to detect suspicious or potentially
hazardous objects hidden underneath the cloth. Any object different from
clothing will block the natural emission of the body in the THz range and,
therefore, provide the mechanism to detect it. Likewise, an active imaging
system in the THz range can be designed to illuminate the target and
measure the reflection. Any reflection different from typical reflection of the
body and clothing could be used to determine the presence of a suspicious
object. This is the basic foundation of some of the full body scanners being
deployed for testing at selected airports in the U.S.
Non-destructive evaluation
F IGURE 3.6
One of the first application examples of THz as NDE tool was the inspection
of the insulation panel of the external tank of the Space Shuttle. After the
Columbia tragedy in 2003 caused by the detachment of an insulation panel
that hit the wing and destroyed part of the thermal shield, NASA studied
which technologies could be used to inspect the panels and avoid future
detachments and accidents. THz wave imaging turned out to be one of the
best techniques. The insulation foam was an excellent material for THz
imaging because it had a low absorption coefficient and low index of
refraction (n~1.1). Figure 3.5 shows a THz image of a test panel. The image
F IGURE 3.5
F IGURE 3.7
THz image of a Space Shuttle insulation foam. The frequency is 0.2 THz and a
CW system was used to acquire the image, which required 20 minutes to complete.
Defects in airbag cloths samples. THz images were taken with a pulsed system.
41
shows defects such as voids as small as 0.25 and natural defects such
rollovers. The panel was 2x2 feet and the image took 20 minutes to complete
with a step size of 1 mm. The THz frequency was 0.2 THz and a CW system
was used. Three systems were developed capable to inspect foam samples
with thicknesses up to 6.
Another interesting application is the detection of corrosion in pipes under
insulation (Figure 3.7). The pipes were machined with pits of varying
diameter and depth to simulate corrosion pits. The pits were filled with wet
rust flakes to simulate wet corrosion, and with dry rust flakes to simulate dry
corrosion. Using a 0.2 THz CW system, it was possible to see a difference
between a non-corroded spots and wet and dry simulated corrosion spots
under different insulation materials. While certain materials exhibited
strong THz absorption and scattering, two common insulating materials
(mineral wool and urethane) were transparent enough to allow the
identification of all defects, providing the ability to differentiate between
dry, wet and rust filled spots of 1/8 in diameter. Therefore, THz wave
imaging has the potential to be used for the examination of corrosion in
metal pipes under 2 thick mineral wool and urethane insulation without
removing the covering material.
Figure 3.6 shows an imaging application tested with a pulsed system. In this
application, the seams of two airbag cloth pieces are inspected for defects.
Defects include missing and broken threats, and cuts of the cloth. Some of
the defects are visible while others are not visible to the eye. The images
were taken with a THz pulsed system. The frequency of the THz image was
be selected so that the frequency of the THz wave is high enough to match
the size of the defects that we want to detect. In this particular case,
frequencies between 0.4 and 0.6 THz were appropriate. An added benefit of
using a pulsed system in this applications is the possibility to count the
number of layers. This can be done by measuring the temporal shift and
change in amplitude of the TH pulse.
Outlook
When comparing THz wave imaging with other alternative and competing
technologies, THz wave imaging has some unique features that makes it very
interesting for many applications. For instance, main competing
technologies include microwave, infrared, and X-ray. Table 3.1 summarizes
the main strengths and weaknesses of THz wave imaging compared to
alternative technologies.
Table 3.1
Technique
Microwave
Infrared
X-Ray
Terahertz
Strengths
Non-hazardous
High sensitive detectors
Good penetration depth
Non-hazardous
Good spatial/imaging resolution
High sensitive array devices
Fast imaging acquisition rates
Weaknesses
Low spatial/imaging resolution
Metals/water block radiation
No spectroscopic imaging
Low penetration depth
Thermal noise affects images and
introduces artifacts (reduces
performance)
No spectroscopic imaging
Non-hazardous
Good penetration depth
Good spatial/imaging resolution
Spectral imaging available
Microwave waves offer similar see-through capability as THz but their larger
wavelength (~3 to ~30 cm) do not allow resolving small details in
macroscopic samples. Infrared waves have an excellent spatial resolution
but they cannot go through covers and, thus, see-through capability is not
possible. However, THz waves cannot go through metals or water, which
limits the application of THz wave imaging to dry and non metalic materials.
Finally, X-rays offer the highest resolution and penetration capabilities but
they are potentially dangerous and hazardous for both the operator and the
target under inspection if the target is a living body or biological tissue.
42
Finally, as stated previously, the major limiting factor for the deployment of
THz systems in manufacturing environments is the low image acquisition
rate. The development of optical scanners specifically designed to work with
THz systems and the development of more integrated detector devices will
increase the imaging rate and close the gap between current THz imaging
systems performance and application requirements in manufacturing and
quality control in production lines.
References
1. Friederich, F, Spiegel, W, Bauer, M, Meng, F, Thomson, M D, Boppel, S,
Lisauskas, A, et al. (2011). THz Active Imaging Systems With Real-Time
Capabilities. IEEE Transactions on Terahertz Science and Technology, 1(1),
183200
2. Cooper, K B, Dengler, R J, Llombart, N, Thomas, B, Chattopadhyay, G, &
Siegel, P H (2011). THz Imaging Radar for Standoff Personnel Screening. IEEE
Transactions on Terahertz Science and Technology, 1(1), 169182
3. Jansen, C, Wietzke, S, Peters, O, Scheller, M, Vieweg, N, Salhi, M, Krumbholz,
N, et al. (2010). Terahertz imaging: applications and perspectives. Applied
Optics, 49(19), E4857
4. Fukunaga, K, & Hosako, I (2010). Innovative non-invasive analysis techniques
for cultural heritage using terahertz technology. Comptes Rendus Physique,
11(7-8), 519526
9. Lffler, T, Siebert, K J, Hasegawa, N, Hahn, T, & Roskos, H G (2007). AllOptoelectronic Terahertz Imaging Systems and Examples of their Applications.
In Proceedings of the IEEE (Vol. 95, pp. 15761582)
10. Dougherty, J P, Jubic, G D, & Kiser, W L (2007). Terahertz imaging of burned
tissue. In Proceedings of SPIE (Vol. 6472, pp. 64720N19)
11. Redo-Sanchez, A, Karpowicz, N, & Xu, J (2006). Damage and defect inspection
with terahertz waves. In The 4th International Workshop on Ultrasonic and
Advanced Methods for Nondestructive Testing and Material Characterization
(pp. 6778) Dartmouth, MA.
12. Siegel, P H, & Dengler, R J (2006). Terahertz heterodyne imaging Part I:
Introduction and techniques. International Journal of Infrared and Millimeter
Waves, 27(4), 465480
13. Siegel, P H, & Dengler, R J (2006). Terahertz heterodyne imaging part II:
instruments. International Journal of Infrared and Millimeter Waves, 27(5),
631655
14. Karpowicz, N, Zhong, H, Zhang, C, Lin, K, Hwang, J S, Xu, J, & Zhang, X-C
(2005). Compact continuous-wave sub-Terahertz system for inspection
applications. Appl. Phys. Lett., 86, 054105
15. Lee, A W M, & Hu, Q (2005). Real-time, continuous-wave terahertz imaging by
use of a micro-bolometer focal plane array. Opt. Lett., 30(19), 2563-2565
16. Xu, J, Zhong, H, Yuan, T, Xu, X, Zhang, X-C, Reightler, R, & Madras, E (2004).
T-rays identify defects in insulating materials, CLEO, CMB2
17. Report. NASAs implementation plans for space shuttle return to flight and
beyond. Vol. 1, rev. 2, April 26 (2004)
18. Zhang, X-C (2004). Three-dimensional terahertz wave imaging. Phil. Trans. R.
Soc. Lond. A, 362, 283-299
19. Wang, S H, & Zhang, X-C (2003). Tomographic imaging with a terahertz binary
lens. Appl. Phys. Lett., 82(12), 1821-1823
20.Wang, S H, Ferguson, B, Abbott, D, & Zhang, X C (2003). THz imaging and
tomography. J. Bio. Phys., 29, 247-256
21. Walker, G C, Berry, E, Zinovev, N N, Fitzgerald, A J, Miles, R E, Chamberlain,
J, & Smith, M A (2002). Terahertz imaging and international safety guidelines.
Proc SPIE medical imaging, 4682, San Diego, 683
43
44
C HAPTER 4
Biology and
Terahertz Waves
Technical Overview
Edition: June 2012
(c) 2012 Zomega Terahertz Corporation. All rights reserved.
The information contained in this ebook is for general information purposes only. The information is
provided by Zomega Terahertz Corp. and while we pursue to keep the information up to date and
correct, we make no representations or warranties of any kind, express or implied, about the
completeness, accuracy, reliability, suitability or availability with respect to the ebook or the
information, products, services, or related graphics contained on the ebook for any purpose. Any
reliance you place on such information is therefore strictly at your own risk. In no event we will be
liable for any loss or damage including without limitation, indirect or consequential loss or damage, or
any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection
with, the use of this ebook.
We would like to receive your feedback! Please, send your comments and suggestions to
books@z-thz.com
S ECTION 1
Introduction
Since the first practical THz time-domain systems became available in the
late 90s, researchers have been interested in applying the newly developed
technology in the biology and medical fields. The first research using THz
wave spectroscopy focused on the study of molecules and proteins common
in biology such as DNA. Later research focused on the study of tissue such as
skin and breast for cancer diagnosis purposes. As of today, research is still
focused on understanding the underlaying mechanisms of the interaction
between the THz waves and the behavior of proteins and cellular structures.
One of the major challenges that the application of THz waves faces in
biology and medicine is the high absorption of liquid water to THz waves.
Given that most biological samples require a water media, there are
important constraints in the geometry and thickness of the samples. For
instance, transmission geometry limits the thickness of liquid samples to
less than 100 um and reflection measurements are better conducted in
attenuated total reflection (ATR) setups.
Safety
THz radiation is considered non-ionizing as opposed to X-rays, which are
considered ionizing. The main reason for this consideration is the fact that
THz photons have an energy between 0.4 to 4.1 meV (one million times
lower than that of ionizing X-ray photons), which is orders of magnitude
below the required energy for molecular ionization (several eV). Therefore,
THz radiation is generally considered to be safe for humans operating most
of the available THz systems, which typically have maximum emission
power of few uW.
Given that water strongly absorbs THz radiation and that THz waves can
affect the folding behavior of proteins, living tissue could be affected if THz
power and irradiance (power per unit surface) is very high. Damage to tissue
in high power/irradiance scenarios is mainly caused by thermal effects due
to the temperature increase of water absorbing the THz radiation (one of hte
main results from the THz-bridge project from 2001 to 2004). However,
although some studies exists about the interaction of high power/irradiance
THz and tissue, there is still a long way to go to completely understand the
interaction and derived effects of THz waves and organic tissue.
Safety standards have been defined for THz frequencies. In reference 1, a list
of such standards is reported. These standards have been defined by the
European Parliament & Union (EP & EU), the International Commission on
Non-ionizing Radiation Committee (ICNIRP), American National Standards
Institute (ANSI), Institute of Electrical and Electronics Engineers (IEEE),
European Committee of Electrotechnical Standardization (CENELEC),
Australia/New Zealand (AUS/NZ), and the National Radiological Protection
Board (NRPB). These standards have been obtained by extrapolating
estimates from neighboring spectral regions and few experimental data.
Figure 4.1 shows the maximal permissible exposure (MPE) levels defined by
different safety standards. This plot shows an experimental tissue-damage
threshold (ED50) (7.16 W/cm2) and its predicted value (5 W/cm2), and a
predicted value extrapolating model at short infrared wavelengths (IR-B)
(2.5 W/cm2). The plot also shows the MPE defined by the ICNIRP (1.19 W/
cm2), the EP & EU (0.3 W/cm2), the ANSI-Z136 (0.3 W/cm2), and the IEEE
C95.1 (0.01 W/cm2). Most commercially available systems are not capable to
46
provide the output powers reported in the standards. However, THz sources
such as free electron lasers are capable to provide such high output powers.
F IGURE 4.1
Applications
Early application studies focused on the use of THz imaging as a diagnosis
tool for skin and breast cancer. The fundamental mechanism to use THz for
such diagnosis is its high sensitivity to the presence of liquid water and the
different water concentration between healthy and cancerous tissue. In
particular, cancerous cells tends to demands more water than healthy cells,
therefore, cancerous tissue will tend to have more water than healthy tissue.
Because THz could penetrate hundreds of um into the skin, the research
study the water concentration as a function of the depth and, thus, enabling
the possibility to assess the extend of a skin cancer beyond the extension
resulting from optical inspection. However, further studies are necessary
given the highly variability of skin conditions and moisture levels.
47
Figure 4.6 show the results of the read index of refraction, absorption
coefficient, and optical penetration depth for water, muscle, adipose, and
skin tissue, respectively. The results reported in recent publications will pave
the way for future investigations and applications using THz system for the
evaluation and diagnose of different skin conditions, diseases, and burn
wounds, which will help develop faster healing treatments.
F IGURE 4.4
Outlook
The unique combination of imaging and spectral information that is possible
to obtain with THz systems, makes THz technology very attractive as a
diagnosis tool in skin and adipose tissue. For instance, THz systems are
envisioned to provide a quick assessment of the type of a tissue (cancerous
or non-cancerous) in certain surgical procedures. However, there is still a
gap between application needs and current technological capabilities. For
instance, images still require several minutes to complete and sensitivity is
F IGURE 4.3
Optical properties of water at THz frequencies for different studies. (a) Real
index of refraction. (b) Absorption coefficient. (c) Optical penetration depth.
Optical properties of muscle at THz frequencies fof different studies. (a) Real
index of refraction. (b) Absorption coefficient. (c) Optical penetration depth.
F IGURE 4.5
Optical properties of adipose at THz frequencies for different studies. (a) Real
index of refraction. (b) Absorption coefficient. (c) Optical penetration depth.
48
F IGURE 4.6
Optical properties of skin at THz frequencies for different studies. (a) Real index of refraction. (b) Absorption coefficient. (c) Optical penetration depth.
Acknowledgments
References
49
50
C HAPTER 5
Appendix
Technical Overview
Edition: June 2012
(c) 2012 Zomega Terahertz Corporation. All rights reserved.
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S ECTION 1
Tables
Table 2.1
ng
800/1060/1550
nm
r (pm/V)
CdTe
-/3.17/2.86
DAST(a)
Material
Saphire
3.096
1.9
LaAlO3
4.98
HDPE
1.534
0.45
LiNbO3
5.156
16
PTFE
1.431
0.2
SiO2
1.957
3.3
Quartz
2.109
0.15
BK7
2.593
50
GaAs
3.55
<1
Si (regular)
3.416
0.3
Si (high resistivity)
3.413
0.3
FZ Si (high resistivity)
3.4175
0.3
InP:Ir
3.509
<5
ZnSe
3.021
GeBi
4.042
5.9
n/ (cm-1)
0.5 THz
1 THz
2 THz
r41 = 4.5
3.20/0.58
3.22/2.51
3.32/14.33
3.39/2.55/2.25
r11/12 = 77/42
2.51/2.76
2.94/134.26
2.27/10.19
DAST(b)
1.98/1.73/1.64
r41 = 1.43
2.01/3.91
2.24/66.01
1.43/97.24
GaAs
4.18/3.93/3.54
r41 = 0.97
3.61/0.03
3.61/0.13
3.62/0.58
GaP
3.57/3.30/3.14
r41 = 0.97
3.34/0.82
3.34/0.04
3.35/0.16
ZnTe
3.24/2.96/2.81
r41 = 4.04
3.17/0.08
3.18/0.32
3.23/1.60
52
Table 2.2
Technique
FTIR
Raman
TDS
Table 3.1
Strengths
Weaknesses
Technique
Microwave
Infrared
X-Ray
Terahertz
Strengths
Weaknesses
Non-hazardous
High sensitive detectors
Good penetration depth
Non-hazardous
Good spatial/imaging resolution
High sensitive array devices
Fast imaging acquisition rates
Non-hazardous
Good penetration depth
Good spatial/imaging resolution
Spectral imaging available
Peak Position
SNR (dB)
-Lactose
0.54 THz
2HBP
Minimum Detectable
Absorbance
g/cm2
38.06
0.0765
97.1
0.69 THz
37.50
0.0817
25.8
RDX
0.82 THz
37.14
0.0852
24.5
2.4 DNT
1.09 THz
34.15
0.1213
35.2
L-Glutamic Acid
1.23 THz
32.04
0.1559
114
4HBAL
1.54 THz
24.08
0.4154
383
53
S ECTION 2
SpectralCalc.com
Resources
54
Bandwidth
Measured in the frequency domain, it is the frequency range in which the amplitude is larger than a
specified threshold. Also defined as the highest frequency component of a signal.
Index
Find Term
Damage threshold
Maximum power, energy, or fluence that a structure or material is capable of handling without breaking up
or being damaged irreversibly.
Index
Find Term
Delay range
The maximum amount of time difference that a system can introduce between the pump and probe beam.
Delay ranges for typical THz time-domain system go from 20 ps to 100 ps. However, delay ranges up to 1
ns or more are also possible, which are required for standoff and high resolution spectroscopy.
Index
Find Term
Dynamic range
Measured in the frequency domain, it is the ratio between the maximum signal generated by the emitter
and the minimum signal detectable. Often, when referring to the dynamic range of a system, we refer to the
value of the highest dynamic range available in the system at the peak frequency.
Index
Find Term
Index
Find Term
Femto-second
Unit of time equal to 12-15 seconds. Abbreviated as fs.
Index
Find Term
Frequency resolution
The smallest significant frequency difference. Frequency resolution of a Fourier Transform is inversely
proportional to the window length.
Index
Find Term
Laser fluence
Amount of energy per unit surface. This magnitude is very important when focusing the laser beam on a
PCA gap or EO crystal. Focusing a laser beam very tightly will concentrate the energy on a particular spot
and damage the material or structure although the energy of power of the beam as a whole is below the
damage threshold.
Index
Find Term
Micron
Unit of length equal to 10-6 m. Abbreviated as um.
Index
Find Term
Nano-second
Unit of time equal to 10-9 seconds. Abbreviated as ns.
Index
Find Term
NEP
See Noise Equivalent Power.
Index
Find Term
Index
Find Term
Noise floor
In a THz time-domain system, the signal of the system when no THz is reaching the detector. The noise
floor includes the noise contribution from the laser and the detector.
Index
Find Term
Pico-second
Unit of time equal to 10-12 seconds. Abbreviated as ps.
Index
Find Term
Power
Amount of energy per unit time. In pulsed sources, power is equal to the energy per pulse multiplied by the
repetition rate.
Index
Find Term
Pulse duration
The temporal length in which a determined percentage of the total energy of the pulse is considered to be
contained.
Index
Find Term
Repetition rate
The inverse of the time between the pulses emitted by the laser source. Repetition rate is expressed in units
of frequency. Depending on the laser system and vendor, repetition rate ranges from few kHz up to 100
MHz.
Index
Find Term
Responsivity
Ratio between the output signal from a detector versus the energy or power exciting the detector.
Index
Find Term
Sampling interval
The smallest measurable time difference. The sampling interval is the inverse of the sampling rate.
Index
Find Term
Sampling rate
The inverse of the sampling interval. Due to the Nyquist theorem, the sampling rate has to be at least twice
the bandwidth of the signal.
Index
Find Term
Sampling window
A function that is applied to the waveform before computing the Fourier Transform. This function is zero
(or sufficiently rapidly decaying towards zero) outside a selected time interval. It is useful to have the
window smoothly decaying to zero in order to avoid discontinuities in the waveform before the Fourier
transform. Sampling windows affect frequency resolution and spectral leakage.
Index
Find Term
Scan length
The total temporal length of the waveform. A typical THz waveform length lies between 10 ps to 30 ps.
However, lengths up to 10o ps or more may be necessary depending on the frequency resolution
requirements.
Index
Find Term
Index
Find Term
SNR
See Signal to Noise Ratio.
Index
Find Term
Spectrum
Amplitude of the Fourier Transform of the waveform.
Index
Find Term
Terahertz
Unit of frequency equal to 1012 Hz. Abbreviated as THz.
Index
Find Term
Time resolution
The minimum measurable time difference between the probe and pump. In systems in which the timing
difference is controlled with a delay stage, this resolution is given by the minimum spatial step size of the
stage, which often lies between few to tens of microns.
Index
Find Term
Waveform
The amplitude of the electric field associated with a THz pulse as a function of the relative timing between
pump and probe.
Index
Find Term
Window length
The length of the resulting waveform of multiplying the raw waveform with the sampling window.
Index
Find Term