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Review
by Ombudsmen.
or public in nature, in the sense that only government
unlike
tribunals, Ombudsmen do not have power to
possesses such powers).
change a decision; they only recommend.
Judicial Review
Judicial review is:
essentially limited to review of procedure by which
administrative decisions are reached (ie. review of the
decision-making process to see if it has conformed with
the principles of fairness, rationality & legality); and
seldom concerned with the substantive outcome of the
decision made (ie. the merits).
Additional Measures
Freedom of Information legislation confers a right of access to
information held by government agencies, subject to certain
exemptions. This may give access to valuable evidentiary
material to challenge a decision.
TYPES OF REVIEW
Merits Review (conducted by tribunals)
The tribunal takes no account of the original decision. It starts
from scratch, hearing the evidence anew, deciding the facts,
and interpreting & applying the statute for itself.
When it makes a decision, that decision stands in place of the
original decision under review.
Legalities Review (conducted by courts)
Legalities review is limited to questions of law.
The court does not start from scratch; it does not rehear
all the evidence. Rather, it just examines the procedures
followed by the original decision maker, to ensure that
they were fair and reasonable.
So it is a review of the processes used to make a
decision, not a review of the substantive outcome of
the decision.
When a court finds that incorrect procedures were used by the
original decision-maker, it will not (generally) substitute its
own decision; rather, the original decision is declared void,
and the matter is remitted back to the decision-maker.
When the original decision-maker re-decides the matter,
this time following the correct procedures as determined
by the court, it may reach the same decision as that
originally reached.
Review by Ombudsmen
Statute confers power on Ombudsmen to investigate various
forms of administrative malpractice.
However, unlike tribunals and courts, they have no
coercive powers cannot enforce any conclusion they
reach about an error.
JUDICIAL REVIEW
High Court
s 75 Constitution: The High Court has original jurisdiction in
matters:
(v) where mandamus, prohibition or injunction are sought
against an officer of the Cth; or
(iii) where the Cth (or person on Cths behalf) is a party.
Courts
assert
that they can intrude into the admin process,
Rule of law.
because the ROL requires that:
individual rights & freedoms are preserved;
Parliamentary Supremacy (green light theory)
governmental power is only exercised lawfully; and
Parliament is the supreme source of legal authority. It
essentially the same principles apply to government as to
follows that:
any other entity.
Parliament can make/unmake any law;
When combined with the SOP doctrine, the rule of law states
Statutes override common law; and
that only courts supervise the legality of admin action.
Prerogative powers can be abrogated/replaced by statute.
In theory, the Executive is firmly under Parliaments control.
Tensions: Practical application of the constitutional
Dicey said the reason for Parliamentary supremacy is because
principles
Parliament represented the will of the people, which is the
The 3 constitutional principles underlie fundamental
highest source of legal authority (people sovereignty) No
principles of admin law.
court can invalidate an Act.
Appointment of QCs.
to exclude judicial review.
Note:
Justiciability
goes against the rule of law, which requires all
Courts limit the operation of privative clauses, by asserting
admin
decisions
to
be
reviewable by courts.
that the clause is only intended to protect a decision which is
made in accordance with admin law principles. Any other
type of decision is not a decision at all; rather, it is a nullity.
This argument is plausible for jurisdictional errors only.
CASES
Eg 1 (jurisdictional error): Workers compensation
tribunal grants a divorce. Court says this action is outside
Roberts v Hopwood
its jurisdiction there is nothing for the privative clause
Unreasonableness; relevant/irrelevant considerations.
to protect.
*s 62 Metropolis Management Act allowed a Council to give
Court conforms to legislative will supported by
its servants such wages as [it] may think fit.
Parliamentary supremacy.
*s 247(7) Public Health Act gave the Auditor power to
Court (not executive) determined whether the statute
disallow any [payments] contrary to law, and surcharge the
gives the tribunal power to act supported by
amount on the Councils decision-maker.
Separation of Powers.
*During 1922, the cost of living fell from 176% to 82% above
Court requires tribunal to conform to the express
the pre-war level, but the Council did not lower the minimum
limits of their power supported by Rule of Law.
wage of its lowest grade of workers.
Eg 2 (non-jurisdictional error): Workers compensation
*The minimum wage was higher than elsewhere, and was the
tribunal resolves a compensation claim, but fails to take
same for males and females.
account of a relevant consideration. Here, the privative
*Auditor argued that the payments to the employees were not
clause is clearly intended to protect the decision. But the
wages, but were gratuities contrary to law. Therefore, the
Court says the privative clause doesnt work.
Auditor disallowed the extent by which the amount exceeded
Court is in conflict with the Parliamentary intent
legality, and surcharged that excess upon the Councils
not supported by Parliamentary supremacy.
decision maker.
Court (not executive) determined whether the statute
General principle: A body charged with the administration for
gives the tribunal power to act supported by
definite purposes of funds contributed by persons other than
Separation of Powers.
the members of that body, owes a duty to those contributors to
Court requires tribunal to conform to the implicit
administer (1) in a businesslike manner with reasonable care,
limits on their power supported by Rule of law.
skill and caution, and (2) with regard to the contributors
interests.
Legality/Merits Distinction
The Councils funds were not contributed by its members
Courts say that they can intervene where a decisions legality
but by taxpayers; and it fixed the wages without regard to
is in issue (because of rule of law & SOP), but not where the
external aids (eg. trade union rates, cost of living), instead
decisions merit is in issue (because of SOP & expertise of
relying on eccentric principles of socialistic philanthropy
administrator) some judicial deference to the original
& feminism it breached the duty the payments were
decision-maker.
contrary to law.
While tribunals (part of Exec) must determine questions
Also, the words think fit must be construed to mean
of law, they cannot do so in a final/binding way.
reasonable Council must award reasonable wages.
This is a distinction between:
There is no rational proportion between what the Council paid
questions of law (which are legalities) & questions of fact
its women employees, and the reasonable remuneration for
(which are merits);
their services much of the wages to women were gratuities
substantive outcome of an admin decision-making
the disallowance and surcharge were rightly made.
process (merits) & the actual process used to reach that
outcome [eg. whether within power/jurisdiction, or made
Analysis
by fair & reasonable procedure] (legalities); and
Administrative decision? The Councils decision to fix a
the weight attributed to the considerations (merits) &
high wage rate for its lowest grade workers, male & female.
unreasonable weight attributed to a particular factor
Grounds of review? The wages decided were contrary to law,
(legalities). The difference between the two is only a
because (1) the wage rate for women was unreasonable, and
matter of degree.
(2) the Council (when deciding) took into account factors that
Can be hard to determine where the line is. Yet courts
were not relevant (eg. social philanthropy & feminist
determine this with no one checking on them.
ambition) and ignored factors that were relevant (eg. union
rates, cost of living).
Justiciability
Justiciability is the suitability of a decision for judicial review.
Evaluation
Generally, justiciable decisions are admin decisions
This judicial review can be criticised:
reached by applying clear & pre-existing standards to the
The statute only said as the Council may think fit, yet
facts (ie. determinative decision-making processes).
the judge implied a requirement of reasonableness. This
Generally, non-justiciable decisions are admin decisions
implication seems to conflict with legislative intent.
reached by the creation of standards (ie. policy
What does reasonable mean? It means different things
decisions).
to different people Its based on opinions. Eg. the
The
private disputes in judicial process leave the public
before making an administrative decision.
interest
at a disadvantage.
BUT there is an exception: No legitimate expectation arises
Judicial review focuses on the legalities does not
from a ratified convention, if there are statutory/executive
address the content/correctness of administrative
indications to the contrary.
decisions does not really protect the individual.
So case is both red light (by requiring notice where
CASES
Policy
2 types of policy: broad level (overall govt aims & objectives)
& lower level* (govts interpretation of statute; directions on
how to exercise discretion under specific legislation).
Policies are desirable because they:
Improve consistency;
Improve fairness to individuals;
Achieve the purpose of the power;
Minimise unnecessary inconvenience;
Give upper Exec control over lower Exec.
Admin law comes into play when government implements its
policy in individual instances.
Executive & Judicial control of policy (a dynamic relationship)
How the Executive controls policy:
Policy manuals;
Ministerial statements of policy;
Unwritten policy: day-to-day practice.
How the Judiciary controls policy (its rules):
Policy must be consistent with the statute;
Policy cannot be applied inflexibly to all cases must
consider whether there is anything special about the
particular case which warrants a departure from the
general rule. The consideration need not be long/detailed,
but must exist. (eg. Green v Daniels: no consideration of
departure from general rule in particular cases invalid)
Policy is not binding on government (no estoppel).
Executives response to courts frustrating policy by review:
Putting/clarifying policy in the Act (eg. Social Security;
Tax);
Changing discretions into rules (eg. Migration Act);
Immunising policy from review;
Statutory powers to issue policy guidelines & directions
gives policy statutory force (eg. ADC v Hand, ALS v
Min);
Shift of use from statutory power to contractual power
(because courts scrutinise common law powers much
less, & privity limits range of ppl who can pursue a
contractual remedy).
ARTICLES
Davis
He argues: There is too much discretion.
Reasons for the continued increase of discretion?
Legislatures are not experts do not know what the
standards are best way is to allow the administrators to
invent answers as they are confronted by each concrete
case they dont advance rules.
Discretion is desirable for individualised justice.
Discretion Flexibility Ability to respond to
individual cases & complexities of modern govt.
We have allowed discretionary power to grow beyond what is
necessary. Too much discretion.
We need to eliminate unnecessary discretion & find the
optimum degree of control.
Ways to achieve the optimum degree:
Eliminate unnecessary discretionary power:
By: fixing the boundaries of discretion.
Better control of necessary discretionary power:
By: structuring (eg. plans, policy statements, rules,
open findings/rules/precedents) & checking (both
admin & judicial supervision & review).
[structuring = preventative, checking = corrective]
Analysis
Can criticise that Davis did not define the optimum amount of
discretion, as he spoke of it in general terms (a bit circular too:
optimum amount = when theres no unnecessary discretion).
Instead, in reality, the optimum amount of discretion is
defined by the statute. Davis overlooks this.
Hawkins
He argues: There is not too much discretion.
Appeal
in the strict sense
Note: the relevant statute may give less than full merits review.
No further evidence is admitted, and changes to the
law are disregarded. The appellate body only
Grounds of review & Remedies
intervenes where there has been an error in the
Ground of review = simply that the original decision was
decision-making process, or a finding of fact that is
wrong or a different decision would be more
clearly wrong.
correct/preferable.
Appeal by re-hearing
No burden of proof (subject to contrary statutory intent).
The appellate body can hear new evidence.
Remedy = re-make the decision correctly & substitute it in
Absent new evidence, the original findings of fact
place of the original decision.
cannot be overturned unless the original decisionmaker made an error.
Judicial/Legalities Review
Re-hearing de novo (full merits review)
Legalities review is undertaken by superior courts.
A complete fresh start.
Legalities review is created by common law.
This is the typical appeal right for AAT review,
It examines the PROCEDURE by which the original
although some statutes may confer lesser appeal
decision was made (ask: was the procedure
rights to the AAT.
unlawful/unreasonable/unfair?). It does not re-examine
As the AAT re-makes the decision, it is not confined
the substance (merits) of the original decision.
to evidence before the original decision-maker or
decisions given by the original decision-maker.
Grounds of review
Coal & Allied Operations v AIRC: The nature of a statutory
appeal depends on the terms of the statute conferring the right
The grounds of review (illegality, unreasonableness,
of appeal.
unfairness) are essentially procedural in nature.
appeal usually means appeal in the strict sense;
Eg. denial of procedural fairness: The decision was
Provisions conferring power to take new evidence
reached without a directly affected individual being first
appeal by way of re-hearing is intended;
given an opportunity to state their case; or the decision Provisions conferring a wide range of discretionary
maker was biased. These complaints are about the
remedial powers a hearing de novo is intended.
process, not that the decision was wrong in substance.
Eg. ultra vires: An administrator has acted in excess of
The AAT
the express/implied limits of their power. This complaint
is about the legality of the process, not the substantive
Jurisdiction
decision itself.
But some grounds of review are very close to saying that the
The AAT has jurisdiction to review a particular decision,
decision was wrong (ie. a review of the merits).
only if the statute (under which the decision was made)
Eg. unreasonableness: No reasonable decision-maker
provided actual authorisation for AAT review.
could have made that decision.
S 25(1): An enactment may provide that applications may
The burden of proof is on the applicant to show a legal error.
be made to the AAT:
(a) for review of decisions made in the exercise of
Remedies
powers conferred by that enactment; or
So
the
AAT must follow rules of procedural fairness etc.
Standing for the AAT is wider than that for judicial review.
Also,
although
rules of evidence dont apply, the AAT has to
S 27(1): Applications may be made by any person whose
make
a
correct
&
preferable decision (Drake). Reaching such
interests are affected by the decision.
a
decision
involves
correctly ascertaining the correct facts
S 31(1): The Tribunal decides whether the interests of a
rules of evidence remain in the background.
person are affected by a decision. If it decides that the
Social Constraints on AATs flexibility: AAT looks like a court.
interests of a person are affected by a decision, this
AAT members are usually Federal court judges.
decision is conclusive.
Usually barristers represent parties adversarial.
s 44(2): If the Tribunal decides that the interests of a
AAT has court-like powers.
person are not affected by a decision, the person may
Procedure
Right to access information
S 28(1): If a decision is reviewable by the AAT, a person
entitled to apply for such review may request the decisionmaker to give reasons for the decision. Reasons include:
Findings on material questions of fact;
Evidence upon which the findings were based;
Actual reasons for the decision.
[note: there are exceptions]
S 37: The relevant decision-maker must lodge with the AAT
(a) findings on material questions of fact, and (b) any
document relevant to the AATs review of the decision.
Pre-hearing procedures
S 33(1A) provides for directions hearing.
S 34 provides for pre-hearing conferences.
S 34A provides for mediations (if parties consent).
Purpose = narrow issues + encourage settlement.
CASES
Collector of Customs v Brian Lawlor Automotive
AAT Jurisdiction: Legally ineffective decisions can be
reviewed.
*Collector of Customs decided to revoke a warehouse licence
held by B under the Customs Act.
*Schedule provides that applications may be made to the
Tribunal for review of a decision by the Minister.
*B applied to the AAT for a review of the decision to revoke.
*AAT held that (i) there was no actual power of revocation;
and (ii) the AAT had jurisdiction to review.
*B appealed to the Federal Court, arguing that: there was no
power of revocation no power to make the decision
decision was not made in the exercise of powers conferred
by that enactment AAT had no jurisdiction to review that
decision.
Bowen CJ (majority)
AAT Act was intended to have a wide operation s 25(1)(a)
meant decision made in purported exercise of powers
conferred by the enactment.
Otherwise, if s 25 only allows the AAT to review a
legally effective decision, the AAT would be very
restricted in its power to decide questions of law.
So the AAT has jurisdiction to review a decision if the
decision purports to have been made in the exercise of
powers conferred by an enactment, whether or not as a
matter of law it was validly made, [and the Act confers
review rights on the AAT].
There was a decision in fact, purported to be made in the
exercise of powers conferred by the Customs Act AAT had
jurisdiction to entertain the application & deal with it +
applicant had standing.
Intent of Parliament.
Was the correct statutory test applied? (statutory
interpretation)
Was the procedure fair?
Was the decision-maker within its power?
Did the decision-maker exercise its power reasonably?
CASES
Project Blue Sky v Australian Broadcasting Authority
Validity of legal error.
*Broadcasting Services Act:
S 122: ABA must determine standards to be observed by
broadcasting licensees.
Evaluation
This is a Green Light decision, because it considered the
impact on the administrator. The remedy was sensitively
handled. Even though the admins decision was unlawful, it
was not invalid if Parliament did not intend it to be.
Australian Heritage Commission v MIM
Jurisdictional fact.
*Australian Heritage Commission Act:
s 23(1): Where the Commission considers that a place
not in the Register should be recorded as part of the
national estate, it shall enter that place in the Register
[subject to ss 23 & 25].
s 23(2): AHC must not do so unless a public notice of its
intention to do so was given, and due consideration was
given to any objections that were received.
s 4(1): The national estate consists of places that have
aesthetic/historic/scientific/social significance, or other
The land was put to its best potential use, the pastures
consent.
were improved, and facilities including fences were
*But Full Court the Q of fact was non-jurisdictional.
provided for use.
*Q of fact = Whether the development is special/general
industry. Issue = is this a jurisdictional fact?
Whether the development is special/general industry is a
reviewable jurisdictional Q of fact, because:
The fact is central/critical to the statutory scheme. How
the consent power [s 35(3)] works will depend on this
fact. It is the turning point that leads to 2 different
statutory schemes:
If general industry, not many procedures for consent
DAC can consent.
If special industry, totally different & more onerous
procedures for consent Council can veto DACs
consent, and need public notice.
The fact is phrased in objective language.
The fact is phrased as a precondition that prohibits s 35(3)
consent without Council concurrence [[special industry]
must not be granted].
If the court is in doubt upon a particular factual matter, it
would be open to the court to resolve that doubt by giving
weight to any determination upon it by the Commission.
Hope v Council of City of Bathurst
Question of law or fact?; Unreasonableness.
*Hs land was used to regularly agist other peoples cattle,
there were fences & troughs, and 90% of the land was pasture
improved. H advertised for agistment.
*s 118(1) defined rural land (in which lower rates applied)
to mean land used for carrying on the business of grazing.
*Land & Valuation Court decided that H had no business
lower rates did not apply.
Church
of Scientology v Woodward
techniques to implement its policies should be reviewable.
National security decision made under a limited power
Also, voluntary contracts are very similar to statutory rights.
(ie. power to collect information relevant to security
only), was justiciable.
JUSTICIABILITY
Coutts v Cth
2 reasons why a decision might not be suitable for judicial
review:
Basic position
ACF v Cth: A mere intellectual/emotional concern, or a strong
belief that the law should be observed, is not enough to give
standing.
*Pl challenged Ministers approval of a Qld tourist
development before making a final Environmental Impact
Statement (which was clearly in breach of admin
procedures).
ACF had no standing.
Gibbs: A mere intellectual/emotional concern, or a strong
belief that the law should be observed, is not enough to
give standing A person only has a special interest if he
is likely to gain some advantage (other than mere
satisfaction) if his action succeeds, or to suffer some
disadvantage (other than grievance/costs) if his action
fails.
Mason: A Pl will generally have standing, when he can
show actual/apprehended damage to his proprietary
rights, business interests, or perhaps social/political
interests.
Courts have developed 3 ways to distinguish ACF v Cth & find a
special interest/person aggrieved in public interest situations:
1) Vocational Special Interest
If the Pls vocation closely relates to the subject matter, then
that Pl has a special interest an interest greater than the
interest of the public at large.
Onus v Alcoa: A Pl has standing, if there is a close
relationship between the Pl and the subject matter.
*Aboriginal custodians of relics challenged Decision to
allow aluminium smelter, which would interfere with
Aboriginal relics on the land.
Waiver
of
right to object
ostensible bias test).
Vakauta
v Kelly: Where a party is aware of a right to
3 categories of bias: Actual bias, Deemed bias, Ostensible
object
on
grounds of apprehended bias, but fails to do so
bias.
prior to the decision, then the party has waived that right
to object. (cant wait for final judgment and then attack it)
Actual Bias
Good or bad rule? Depends on whether it enhances the
Courts are reluctant to find actual bias:
purpose of the bias rule (ie. public confidence).
because it destroys public confidence in the justice
Its Good because: If counsel is forced to object
system, and the whole point of the bias rule is to make the
during the trial, the judge can correct himself by
decision-maker look trustworthy; and
declaring that although he has preconceptions of the
NOT because it is hard to determine the subjective state
witnesses, he is open to persuasion on the evidence
of mind of the decision-maker (we do it in criminal law
(Vakauta v Kelly). Also saves time. Thus, improves
all the time).
public confidence.
Its Bad because: The bias rule (esp. ostensible bias)
Deemed Bias
is for the benefit of the community, not just the
Dimes v Grand Junction Canal: Where the decision-maker
individual individual should not be able to waive
has a direct financial interest in the outcome of the decision,
away the communitys interest in the bias. Also,
he is deemed to be biased.
waiver defeats the purpose of a hearing, which is
*Court of Chancery affirmed orders made in favour of a
supposed to be free from bias in all cases. Thus,
canal company, in which the Lord Chancellor (who sat on
damages public confidence.
the appeal) held shares.
Rule of Necessity
*There was no evidence that the Chancellors decision
Laws v ABT: Because statute can override common law,
was actually affected by the shareholding.
the bias rule cannot:
The HOL set aside the decree.
Stop a body set up to do statutory functions from
Ebner v OTB: If the decision has no effect on the financial
performing those functions; or
interest of the decision-maker, then there is no deemed bias.
Frustrate the intended operation of a statute.
(The outcome of the decision would not affect the price
Deane: But the rule does not apply where its application
of the shares that the judge owned no deemed bias.)
would involve positive & substantial injustice; and when
it applies, the rule does so only to the extent that necessity
Apprehended Bias
justifies.
HEARING CASES
Urgency
of original decision.
Exclusion/modification of procedural obligations by statute:
Here,
there was no urgency natural justice.
How clear contrary statutory intention has to be.
Judicial/Internal appellate body: If the appellate body
*M, a Bangladesh national, applied for a protection visa on
is a court, it is easier to infer that the right to appeal was
the basis that he was a refugee.
intended to limit/exclude rules of natural justice at the
*After the date of application, the delegate received new
earlier level.
information that the Bangladesh government changed. The
Here, the appellate body is a Tribunal natural
delegate thought that the ousting of the BNP meant people
justice.
were more tolerant delegate considered it decisive against
De
novo/Limited
appeal: If de novo, easier to infer that
Ms application.
natural justice was intended to be excluded/limited.
*Delegate did not inform M of the new material and give him
Here, there was de novo no natural justice.
an opportunity to respond to it before deciding to refuse.
Balancing
these factors, the right to appeal to the Tribunal is
Content of procedural fairness requirements?
NOT intended to exclude/limit natural fairness.
Defs 1st argument
Denial of procedural fairness is grounds for relief under s
Def argued that use of the word Code in the heading of
75(v).
subdiv AB excludes any procedural fairness requirements
outside subdiv AB.
But this is a weak reason. Eg: Parliament could not have
BIAS CASES
intended to exclude bias/corruption rules.
Examples of material that would NOT require comment by
Laws v Australian Broadcasting Tribunal
the applicant include:
Non-adverse country information;
No ostensible bias (prejudgement); necessity.
Favourable/corroborative information in the public
*In Laws broadcast, he criticised expenditure on Aboriginal
domain; and
welfare. Complaints were made to the ABT.
Information based on circumstances described in the
*Relevant provisions:
application.
S 119(1) Broadcasting Act: Where a person broadcasts a
An applicant must be given an opportunity to comment where
program in respect of which the program standards were
the delegate proposes to use new material (of which the
not complied with, the Tribunal may, by direction,
Waiver?
No, because D & Ms Vukic did not know of their
[Criticism: But its unsatisfactory that a fair-minded
right
to
object.
Anyway, the judge revived the matter in her
observer would know that defences are not assertions of
judgement
in
the
findings she made about Ds credibility in
belief (too technical). Also, defences should be assertions
the
forgery
cases.
of truth/correctness]
Order: A new trial before a judge other than Gibb DCJ.
Necessity: Even if apprehended bias attaches to all members,
the necessity rule allows a member to participate in inquiry.
Fares
Rural Meat v Australian Meat & Livestock Corp (long
inference), because:
term
purpose)
The Commission had refused, with respect to a
*Act gave power to revoke an approval to engage in live
number of other areas, to say they were definitely of
stock, only for the purposes of promoting, controlling,
no value on precisely this ground. It was unlikely
protecting & furthering the interests of the Australian live
that the Commission would have regard to such
stock industry.
factors in one case, and then ignore them in the next.
CASES
Woollahra Council v Minister for Environment
Improper purpose.
*National Parks and Wildlife Act:
s 151(1)(f): The Minister may grant licences to
occupy/use national park lands.
s 152: The Minister may grant licenses to carry on
business within a national park.
*A private business school proposed to renovate and lease a
building in a national park.
*Minister & Director (under ss 151 & 152) granted the school
a licence to use the building, and to carry on its business there.
*They were motivated in reaching their decisions by the
opportunity to restore the building & improve the surrounding
land, at no cost to the government.
Authorised purpose?
Since the power does not expressly state the authorised
purposes, these purposes must be derived from the general
structure of the legislation.
preservation, care, control and management of
national parks kept appearing in the Act The Acts overall
The
statute does not imply that the obligation to consider
payment of only 45% of the money; and
is
subject
to confidential information Minister was
revoked the notices, and issued fresh notices requiring
obliged
to
take the secret womens business into
payment of 100% of the money.
account.
*E sought ADJR review of the Commissioners decisions to
Norvill v Chapman
Procedural UV; Express relevant considerations.
*Aboriginal Heritage Protection Act:
S 10(1): Where the Minister (a) receives an Aboriginal
application seeking protection of a specified area, (b) is
satisfied , and (c) has received a report and has
considered the report & any representations attached to
the report, then he may make a declaration in relation to
the area.
S 10(3): Before submitting the report, the reporter shall
publish a notice (i) stating the purpose of the application,
and the matters required to be dealt with in the report; (ii)
inviting interested persons to furnish representations; and
(iii) specifying an address to which such representations
may be furnished.
*The Minister exercised s 10 to effectively ban construction
of a bridge over the area.
There was procedural ultra vires, because the reporters
published notice did not adequately state the purpose of the
application:
For the purpose of the application to be stated, it is
necessary to specify the area over which protection is
sought, and to identify the injury/desecration
apprehended. Neither was adequately stated.
Therefore,
since the AATs decision was based on the invalid
Dictation (no express power to issue guidelines).
determination,
its decision involves an error of law and must
*Decision-making process:
be
set
aside.
The
matter is remitted to the AAT.
Statute required the Release on Licence Board to consider
the individual circumstances of an application, and advise
the Minister.
The Minister then looks at the public interest
(deterrence), and advises the Executive Council.
*Life-term prisoner applied to the Board seeking
consideration of his release on licence.
*The Board decided to reject the application, by saying that
the Government would not recommend release of a life-term
prisoner until [he] served a minimum of 10 years in gaol. It
will be noted that this is a minimum.
The minute & correspondence was proof that the Board
exercised its discretion by applying a policy rule adopted by
another body without regard to the particular circumstances of
the prisoner (as required by statute) unlawful decision.
The Board never considered the merits of the application.
Boards repeated use of minimum shows that it applied
the governments policy because it felt it had no
alternative.
Also, a practical consideration: If the Board considers it
appropriate in a particular case to recommend release
before 10 years, its recommendation would discharge its
functions of offering its best advice to the Minister.
Riddell v Secretary, Dept of Social Security
Ultra vires direction (express power to issue directions).
*s 1237 Social Security Act:
(1) The Secretary may waive the Cths right to recover a
debt.
(2) In exercising its power, the Secretary must act in
accordance with directions issued under (3).
(3) The Minister may give directions relating to the
exercise of the Secretarys power.
Differences:
Discretion. In Riddell, the power conferred a broad
discretion, while in Smoker, the power was expressed in
terms of function.
Mandatory language. Riddell: must act in accordance
with; Smoker: must comply with.
Importance of directions to the statutory scheme.
Riddell: Minister may give directions. Smoker: Minister
must give directions.
Legislative history.
Chumbairux v Min for Immigration
Inflexible application of policy (no express power to issue pcy).
*s 6A(1)(b) Migration Act: An entry permit shall not be
granted unless he is a spouse, child or aged parent of an
Australian citizen.
[Once satisfied, then Minister has discretion whether to
grant permit, and must consider the merits]
*Departmental Policy: The marriage must be considered to
be genuine and ongoing before consideration may be given.
*C married an Australian resident, and applied for resident
status on the ground of his marriage.
*His application was refused, and he requested
reconsideration.
*Minister did not consider that C had an ongoing marriage
applied the policy decided not to reconsider Cs
application. No attention was given to any particular
circumstances of C.
C was a spouse under s 6A(1)(b). Thus, his application for
reconsideration should be considered on its merits.
Cs application for reconsideration was not considered on its
merits, and was rejected on an erroneous view that C had to
have an ongoing marriage before he was entitled to have the
merits of his case considered invalid decision.
Re Findlay
Policy not ultra vires (no express power to issue policy).
*ss 60(1) & (2) Criminal Justice Act: Home Secretary may
refer cases of prisoners to the Parole Board for advice, and
may release a prisoner on licence if the Parole Board
recommends it.
*New Policy adopted by Home Secretary: Home Secretary
will refuse to exercise his power for certain classes of
offenders, in all but the most exceptional cases.
*Home Secretary agreed to continue allowing the Parole
Board to see all cases, on the understanding that the Boards
reviews would take account of the new policy.
*Parole Board considered the applicants cases in light of the
new policy.
The policy is valid, because it expressly allowed for
exceptional cases (unlike in Rendell).
The policy can be applied inflexibly to the applicants, because
of (1) the complexity of issues which the Secretary must
Lord
Reids speech in Anisminic v FCC applies to
*District Court judge Russell found that:
administrative
tribunals only, not to inferior courts an
C was unable to obtain legal representation through no
inferior
court
does
NOT commit jurisdictional error
fault of his own; and
whenever
it
addressed
the wrong issue or asked itself the
C could not receive a fair trial without representation.
wrong question.
*Applying Deitrich v R, he stayed the proceedings.
The ordinary jurisdiction of a court encompasses authority
*State sought a certiorari quashing the stay order.
to decide questions of law & fact involved in matters which
*Full SA Supreme Court made the order. Russell
it has jurisdiction to determine.
misconstrued the reference in Dietrich to fault, because
Examples
of such error:
*State argued that that the trial judges finding was a
Where
the court purports to act outside the general area
jurisdictional error, or an error of law on the face of the
of
its
jurisdiction,
by entertaining a matter outside the
record.
theoretical
limits
of
its functions & powers.
Was there jurisdictional error?
Eg.
a
civil
inferior
court heard & determined a
Arguably, there was no error of law at all.
criminal
case.
HC indicated that neither the judges stay order, nor
Eg. the court purported to make an order which it
his failure to refer to all the facts, was enough to show
lacked power to make (eg. ordering specific
a misunderstanding of Dietrich on the issue of fault.
performance when its remedial powers are strictly
Even if Russell misinterpreted Dietrich, it would not be a
limited to damages).
jurisdictional error.
If
it
does
something which it lacks authority to do (eg.
The trial judge possessed jurisdiction to hear & dispose
if
it
purported
to act in the absence of an essential
of Cs application for a stay of proceedings (Dietrich).
condition
of
the
jurisdictions existence).
That jurisdiction encompassed the identification and
Where
the
court
disregards or takes account of some
determination of relevant questions of law and fact,
matter that the statute requires to be taken into account
including whether Cs inability to obtain legal
or ignored as a pre-condition of the existence of any
representation is through no fault of his part.
authority to make an order/decision in the
Regardless of whether it is a question of law, or mixed
circumstances of the case.
Q of law & fact, any error would be within the trial
Examples
of errors of law committed by an inferior court
Thus, the Full Court could not order certiorari set aside
(in
the
course
of exercising its jurisdiction) that do not
Full Courts order + dismiss States application for judicial
ordinarily constitute jurisdictional error:
review of Russells order.
Mistake in identifying relevant issues, formulating
What is jurisdictional error?
relevant questions and determining what is & what is
A critical distinction exists between administrative
not relevant evidence; and
tribunals & inferior courts. Rationale:
[So
for
inferior courts, the distinction between
Admin tribunals are commonly constituted by persons
jurisdictional/non-jurisdictional errors of law remain
without formal legal qualifications or legal training.
critical]
They are not part of the ordinary hierarchical judicial
structure.
Tribunals
HC approved Lord Diplocks presumption (in Re Racal
Communications) that jurisdiction of administrative
tribunals does not extend to the authoritative determination
of questions of law any error of law made by an admin
tribunal, at any stage, is presumed to be a jurisdictional
error.
An administrative tribunal makes a jurisdictional error if it
falls into an error of law which causes it to:
Identify a wrong issue;
To ask itself a wrong question [ie. apply a wrong
statutory test];
To ignore relevant material;
Criticism
Criticisms of rationale for the distinction:
Legal expertise: Most tribunals contain legally trained
members;
Hierarchical legal system: It can be hard to separate
admin tribunals from the hierarchical legal system (eg.
those with a statutory appeal);
Separation of powers doctrine: Does not exist in States.
Also, hard to distinguish between administrative & judicial
bodies.
So,
privative
clauses do NOT exclude review; they only
r 17: A Local Reference Boards decision shall not be
expand
jurisdiction.
challenged, appealed against, quashed or called into
Cant exclude review, because cant override s 75(v)
question, or be subject to prohibition, mandamus or
Constitution.
injunction, in any court on any account whatever.
In Hickman, the privative clause did not expand the tribunals
*The Board was asked to determination a dispute in relation
jurisdiction enough to cover the actual decision (the Boards
to the application of an award to lorry drivers.
decision didnt fit in the 3 provisos) invalid decision.
*The Board decided (under r 14) to make an order that F was
engaged in the mining industry, and were required to pay their
Darling Casino v NSW Casino Control Authority
drivers the minimum wages and conditions prescribed in the
award.
*Casino Control Act (NSW):
*F sought a writ of prohibition against the Boards chairman,
s 18: The Authority is to determine an application.
prohibiting further proceeding upon the order.
s 12: The Authority must not grant a casino licence unless
satisfied that the applicant, and each close associate, is a
Issue
[Dispute and coal mining industry are jurisdictional facts]
suitable person.
[There was a dispute]
s 13: A person is a close associate, if he holds any
Fs lorry operations do not fall within the natural meaning of
relevant financial interest in the applicants casino
coal mining industry.
business, and is (in the opinion of the Authority) to
The privative clause must be taken into account in
exercise a significant influence over the casino business.
ascertaining what the true limits of the Boards authority are.
s 155: Except as otherwise provided in this section, a
decision of the Authority under this Act is final and is not
Principles
Hickman principle: A privative clause is interpreted as
subject to appeal or review. The section then provides
meaning that no decision by the body shall be invalidated,
for appeal to the Supreme Court on a question of law.
provided that:
*Authority held a public inquiry to determine whether SHC
(1) its decision is a bona fide attempt to exercise its
was a suitable person to hold a casino licence.
power,
*The inquiry officer concluded that close associates of SHC
(2) it relates to the subject matter of the legislation; and
were not of good repute.
(3) it is reasonably capable of reference to the power
*Authority determined that these entities ceased to be close
given to the body.
associates of SHC decided to grant casino licence to SHC.
It is impossible for legislature to:
No evidence that the Authority failed to consider the question
give power to any authority which goes beyond the
of influence in determining that the parties found not to be of
subject matter of the legislative power conferred by the
good repute were no longer close associates of SHC s 13
Constitution; or
complied with valid decision.
impose limits on an authority which it sets up with the
Privative clause
intention that any excess of that authority means
The Hickman principle is a rule of construction. It requires an
invalidity, and yet deprive the HC of authority to restrain
inconsistency to be resolved by reading the provisions
the invalid act of the authority.
together and giving effect to each.
Where there is a privative clause, it becomes a question of
Privative clauses cannot protect against jurisdictional errors
statutory interpretation whether transgression of its limits (so
(ie. refusal to exercise jurisdiction, or excess of jurisdiction)
long as done bona fide and bearing an appearance of an
otherwise s 75(v) Constitution would be defeated.
attempt to pursue the power), necessarily spells invalidity.
But a privative clause may protect against other errors (within
Decision
legislative power) by altering the substantive law to ensure
The Boards powers are concerned entirely with the
that the decision/conduct/failure to exercise a power is in fact
settlement of disputes. The Regulations are not intended to
valid & lawful.
give the Board any power to conclusively determine the ambit
Provided the intention is clear, a State privative clause may
of coal mining industry, or the extent of their own
preclude review for errors of any kind, so long as it satisfies
jurisdiction as governed by that expression.
the Hickman principle.
So the Boards authority (under the Regulations) is limited
No constitutional s 75(v) equivalent at State level.
to the coal mining industry.
However, privative clauses are construed with a
The Board has tried to decide the lorry dispute completely
presumption that the legislature does not intend to deprive
outside its authority writ of prohibition issued.
the citizen of access to the courts, other than to the extent
expressly stated or necessarily implied.
The operation of a State privative clause is purely a matter of
its proper meaning ascertained in its legislative context.
MERITS REVIEW
Standing (s 27(1)): Applications may be made by any person
whose interests are affected by the decision.
Preconditions to AAT review satisfied?
Any jurisdictional facts, procedural preconditions?
Do the merits review: A fresh decision. Simply reargue law
& facts: interpret statute and apply it to the facts.
Has the facts changed since the decision?
Did the original decision maker take a wrong view of the
facts?
Drake v Min Immigration: The AATs function is to
independently determine the correct & preferable decision on
the material before it. (subject to statute)
Although govt policy is a relevant consideration, the
AAT cannot blindly follow it. AAT should question the
policys propriety, and consider other factors.
Remedies: S 43 AAT Act: AAT can affirm, vary, substitute or
remit the decision.
This amounts to full merits review power (Drakes case).
Note: The AATs powers may be limited by the statute conferring
jurisdiction.
STANDING
Does the Pl have a special interest; or Is the Pl a person
aggrieved? (ie. the decision must affect the Pls interests
more than the public at large) an individualised effect.
ABUSE OF DISCRETION
Padfield v Min of Ag: Even formally unconfined & absolute
discretions may be reviewed for abuse of discretion.
Improper purpose (s 5(2)(c))
1) What were the actual purposes for which the power was
exercised? Proof? (can infer)
2) What is the authorised purpose for which the power is
intended to be exercised? (statutory interpretation)
3) Are the actual purposes consistent with the purposes of
the power/Act?
4) But for the unauthorised purpose, would the same
decision still have been made?
Are the proper purposes enough to justify the decision?
Woollahra Council v Min for Env: Good motives are
irrelevant.
Statutory power (to issue directions/guidelines)
1) Does the direction/guideline take away discretion?
2) Is the power to issue intended to authorise this?
Impermissible constraint of discretion?
ADC v Hand: A power to issue general directions
means that the direction must not be directed to a
particular case arising for decision, but must be generally
applicable. Ie. direction must be as to procedure, not
outcome.
(Direction to co-operate & give info was general)
ALS v Min for Aboriginal Affairs (Direction allowing
Special Auditor to override ATSICs discretion to grant
in particular cases not general invalid)
Riddell v Sec DSS: There is power to give general
guidance only, not to dictate the result of all cases,
because:
Direction power & compliance rule refers to the
Secretarys power recognises that the Secretary
still has discretion.
Compliance rule says must act in accordance with
directions suggests directions are not to be
mandatory rules.
Direction power says the Minister may issue the
directions the directions are not essential to the
statutory scheme.
Direction power did not exist before if Parliament
intended the directions to circumscribe the
Secretarys power, it would have addressed the ambit
of the power itself.
Smoker v PRA: There is power to make guidelines
which dictate results of particular cases, because:
Direction power & compliance rule did not refer to
the Authoritys power, but to functions recognises
that the Authority does not have discretion.
Compliance rule says must comply with the
guidelines suggests guidelines are to be
mandatory rules.
Direction power says the Minister must issue the
guidelines the guidelines are essential to the
statutory scheme.
A prior agreement contemplated that the Minister
could circumscribe the Authoritys discretion.
Acting under dictation (s 5(2)(e))
1) Did DM exercise its discretionary power at the direction
of another, without examining the merits?
2) Is this consistent with the statute?
Does statute require DM to exercise discretion for itself?
Roncarelli v Duplessis
Rendell v Release on Licence Board (Board applied policy not
to release prisoner until served minimum 10 yr gaol w/o
looking @ merits; but statute required Board to consider
individual circumstances invalid decision)
Inflexible application of policy in exercising a
discretionary power (s 5(2)(f))
1) Did DM apply its own policy inflexibly, without
examining the merits?
2) Does the statute require DM to exercise more
discretion?
British Oxygen: As a minimum, the DM must be willing
to listen to someone who has something new to say;
[Inflexible application of policy] is more likely to be
inconsistent with statute if:
once the statutory criteria are satisfied, there is a
legal entitlement (not merely a hope of receiving
benefit) (Green v Daniels); or
JURISDICTIONAL ERROR
(only relevant if decision-maker is an inferior court)
Craig v SA: An inferior court falls into jurisdictional error if
it:
Mistakenly asserts/denies jurisdiction [precondition not
satisfied]; or
Misunderstands the nature of its functions/powers (where
it correctly recognises that jurisdiction exist).
Errors of law made by inferior courts that are NOT ordinarily
jurisdictional errors:
Mistake in identifying relevant issues, formulating
relevant questions and determining what is/isnt relevant
evidence;
Failure to take into account relevant considerations, or
taking into account of irrelevant considerations, in
determining a question within jurisdiction.
If non-jurisdictional error cant get remedy.
PRIVATIVE CLAUSE
Hickman principle: A privative clause can make a decision in
excess of power valid, if the decision:
(1) is a bona fide attempt to exercise the power;
(2) relates to the subject matter; and
(3) is reasonably capable of reference to the power.
REMEDIES
Prerogative writs: Certiorari (quash decision), Prohibition,
Mandamus (remit matter back to decide according to law).
Equitable remedies: Declaration, Injunction.
ADJR flexible remedies (s 16(1)):
(a) quash; (b) referring matter to original decision-maker
with appropriate directions; (c) declare parties rights; (d)
direct parties to do (or refrain from doing) anything.
OBTAINING REASONS
S 13 ADJR Act: Can obtain reasons for a decision, if:
The Act applies to the decision (ie. decision of admin
character made under an Act); and
The person is a person aggrieved.