Documente Academic
Documente Profesional
Documente Cultură
Articles
Chemical Castration: MPA Treatment
of the Sexual Offender
EdwardA. Fitzgerald*
Table of Contents
I. Introduction .........................
I1. MPA Treatment .....................
III. Statutory & Common-Law Implications .......
A. Sexual Psychopath Statutes ...........
B. Probation & Parole ................
C. Informed Consent ..................
~
......
......
......
......
10
10
14
17
......
......
25
26
NTRODUCTION
August 1, 1968.
Chemical Cdstration
reduces the production and effects of testosterone, thus diminishing the
compulsive sexual fantasy.'0 The paraphilic offender undergoing treatment with MPA is no longer motivated to commit sex offenses and is
thus more amenable to psychotherapy that can enable him to adjust to
a new lifestyle."
Although there are some uncertainties regarding MPA treatment,
MPA should be used to treat the paraphilic offender who has been
committed as a sexual psychopath. The treatment will diminish his
compulsive sex drive and allow him to be released from confinement.
Courts should also require MPA treatment as a condition of probation
for the paraphilic offender. An offender granted such probation will
be spared the debilitating effects of incarceration, and will be able to
remain in the community and retain his social and family ties. As a
contributing member of society, he can work to earn the money to pay
for the MPA treatment. While undergoing MPA treatment, the offender will not pose any threat to the community. MPA treatment
offers the paraphilic offender his best chance for rehabilitation.12 In
turn, this rehabilitation will end his cycle of recidivism, thus providing
greater protection for society at large.
3
MPA treatment, which has been termed "chemical castration,"'
Organic therapy refers to procedures which affect or alter through electrical, chemical, or
surgical means a person's thought patterns, sensations, feelings, perceptions and mentation, or to
conditioning techniques using the effects of electrical or chemical intervention into mental functions as
part of the conditioning program. Such therapies include psychotropic drugs, electrical stimulation of
the brain, psychosurgery, and organic conditioning techniques. See Shapiro, Legislating Behavior
Control,47 S. CAL. L. REv. 236,250 (1974).
15. WAL.KER, supra note 10 at 429; Walker and Meyer, MPA Treatmentfor ParaphiliacSex
Offenders, in VIOLENCE AND THE VIOLErr INDIvmuAL 353-73, (J.R. HAYS, T.K. ROBERTS, & K.S.
SOLWAY eds.) (1981).
16. WALKER, supranote 10, at 429 ; Walker and Meyer, supranote 15. The following excerpt
from a letter written by a convicted paraphilic rapist demonstrates the paraphiliacs lack of control over
his actions:
Chemical Castration
sadism, sexual masochism, and other psychosexual disorders including
some forms of rape. 7 MPA has only been demonstrated to be an effective therapy for paraphiliacs."'
The paraphiliac must be properly diagnosed.
Such a diagnosis
17. Money, Forensic Sexology: Paraphilic Serial Rape (Biastophilia)and Lust Murder
(Erotophonophilia),44 Am. L OF PsYcHOTHERAPY 26 (1990). WALKER, supranote 10, at 432; Berlin,
supranote 10, at 92; Walker and Meyer, supranote 15, at 353-57; DSM-III identifies other paraphilias
which do not meet the criteria of any specific categories, such as 1) telephone scatologia (lewdness), 2)
necrophilia (corpses), 3) partialism (excessive focus on part of body), 4) zoophilia (animals, 5)
coprophilia (feces), 6) klismaphilia (enemas), 7) urophilia (urine), DSM-II, supra note 9 at 290.
18. WALKa, supranote 10, at430. Antiandrogens have also been shown to be effective in treating
aggression disorders which are unrelated to sexual dysfunction. See, Kelly and Cavanaugh, Treatment
of the Sexually DangerousPatient,21 CuRRENT PsYcwATrIc THERAPiEs 101, 104 (1982).
19. Berlin and Meinecke, Treatment of Sex Offenders with AntiandrogenicMedication: Conceptualization,Review of Treatment ofModalities, andPreliminaryFindings,138 AM. J. OF PsYCHIATRY
601,601-03 (1981); Berlin, supranote 10, at 86-88.
20. Id.
21. Id.
22. DSM-lll states that "[pleople with a Paraphilia commonly suffer from several varieties: in
clinical settings that specialize in the treatment of Paraphilias, people with these disorders have an
average of from three to four different Paraphilias," DSM-IlI, supranote 9, at 280; WALKER, supranote
10, at 431-32.
the luteinizing hormone from the anterior pituitary gland in the brain.
This results in a decrease in testosterone production in the testicles.
MPA interferes with the effects of the testosterone and accelerates the
metabolism of testosterone in the body.2 MPA reduces the level of
androgen in the blood stream to that of a prepubescent male.2' MPA,
like all progestinic hormones, acts directly on the brain. 9 MPA
reduces the sexual imagery, thus providing the offender with relief from
23. Kelly, supra note 18, at 103; At the Sexual Disorders Clinic at John Hopkins Hospital, the
following tests are administered to all patients: 1) EKG, 2) CXPA and lat., 3) urinalysis, 4) CBC
with Diff., 5) SMA 6, 6) SMA 12, 7) testosterone, 8) FSH, 9) LH, 10) Millon Clinical Multiaxial
Inventory, 11) Multiphasic Sex Inventory, 12) Weschler Memory Scale, 13) MMPI, 14) BenderGestalt, 15) Affect Balance Scale, 16) SCL 90, 17) Eyesenck, and when necessary, 18) karotyping,
19) medical consults, 20) alcohol and/or drug consult. Letter, RE: Protocol for use of Depo-Provera,
March 7, 1986.
24. Under the Federal Food, Drug and Cosmetic Act, a manufacturer can only label, promote,
and advertise a drug for the uses which the drug has been proved to be safe and effective, This
requires the manufacturer to submit the drug for clinical trials, the results of which will be reviewed
by the Food and Drug Administration. Once a drug has been marketed, the Food, Drug and Cosmetic
Act does not limit the manner in which a doctor may present the drug. Such "unapproved" or
"unlabelled" uses are reported in the scientific journals and become part of accepted therapies. If
the manufacturer is so inclined, he may then undergo the requirements to have the drug approved
for the new usage under2l CFch. 1, part 312 (4-1-88 edition). FDA DRUG BUn., v. 12, no. 1, April
1982, at 2-3.
25. WALKER, supra note 10, at 433-34; Dr. Money points out that there is a noninjectable form
of MPA marketed in pill form. It is not well absorbed through the stomach lining, and is thus
unsatisfactory to treat paraphilias. See Money, Treatment Guidelines:Antiandrogen and Counseling ParaphilicSex Offenders, 13 J. oF SEx & MARrrAL THEAtPY, 219,221 (1987).
26. WAL.KER, supranote, at 433-34; Berlin, supra note 10, at 106-7; Money, supranote 25, at
221.
27. WALKER. supra note 10, at 433-34; Berlin, supra note 10, at 106-7; Money, supra note 25,
at 221; Kelly, supra note 18, at 103; Bradford, The Hormonal Treatment of Sexual Offenders, 11
Buu.ETiN OF mE AAPL 159, 163 (1983).
271
28. This constitutes a reduction from 575 nanograms/100 milliliters to 125 nanograms/100
milliliters, or less. Money, supra note 25, at 220
29. Id.; Berlin and Meinecke, supra note 19, at 603.
Chemical Castration
his compulsive fantasy. Formerly insistent and commanding urges can
be voluntarily controlled. 0 MPA does not cause any change in the
offender's sexual orientation."
A review of the studies indicates the following possible physiological side effects: 1) no change in blood pressure; 2) no change in body
chemistry; 3) the possibility of weight gain; 4) a dramatic decrease in
sperm count; 4) normal basal insulin levels, but also hyperinsulinaemic
response to a glucose load; 6) possible irregular gallbladder functioning
and diverticulitis while on long term therapy; 7) infrequent fatigue or
lethargy; 8) testicular atrophy; 9) diabetis mellitus; 12) no breast
changes.32 Other reported effects include hot and cold flashes,
phlebitis, headaches, insomnia, nausea, nightmares, dyspnea, hyperglycemia, leg cramps, loss of body hair, and increased basal body
temperature.33 It must be noted that any time a drug is used for a new
purpose, all possible side effects are registered. Most of the reported
side effects are extremely rare. All of the side effects are reversible
once the treatment ceases. Erection and ejaculation return within 7-10
days, along with the subjective awareness of the sex drive.'
There have been some reports of impotence, the lack of erections
and ejaculations, by individuals undergoing treatment with MPA. This
claim, however, is "totally untrue. 35 MPA does not cause impotence,
but "erotic apathy. 36 Patients who are undergoing the treatment do
not have spontaneous erections or ejaculations, but they have no trouble
doing so when prompted by a partner or researcher. Patients under
MPA treatment have only reported a minimal diminution of consensual
activity.37 Furthermore, it has been hypothesized that any reduction of
the sex drive can be remedied by adjusting the dosage of the drug.?'
30. Berlin, supra note 10, at 103; Money, supra note 25 at 221.
31. Berlin, supra note 10, at 105; Berlin and Meinecke, supra note 19, at 606.
32.
WALKE R,
33. Id.; Berlin and Meinecke, supra note 19, at 605-7; Gagne, Treatment of Sex Offenders with
MPA, 138 AM. J. PsYcHIATRY 644 (1981).
34. Money, supranote 25, at 220-21.
35. WALKER, supranote 10, at 435.
36. Id.
37. Id.
38. Berlin, supra note 10, at 105-106; Berlin and Meinecke, supra note 19, at 603; Money,
Wiedeking, Walker, & Gain, CombinedAntiandrogenic and Counseling Programfor Treatment of
46, XY and47,XYY Sex Offenders, in HoRMoNEs, BEHAVIOR & PSYCHOPATHOLOGY 116 (1976).
AM.
J. CRIM. LAW
MPA has been shown to cause breast cancer in beagles and uterine
cancer in monkeys.3 9 This caused the Food and Drug Administration
to ban its use in the U.S. for female birth control. 40 MPA is, however,
marketed as a female contraceptive in over eighty countries.4 Its use
for female birth control has been advocated by the World Health Organization, the U.S. Agency for International Development, and the
International Planned Parenthood Federation.42 Recent studies indicate
that MPA is not carcinogenic to humans. 3
The first use of antiandrogens to reduce the male sex drive was
attributed to Dr. Foote who employed estrogens which caused unwanted
side effects, such as the feminization of appearance."4 In the United
States, the first research with MPA was performed in 1966 by Dr.
Money who treated a male bisexual transvestite who was engaged in
an incestuous relationship with his six year old son. 45 There have been
numerous studies which demonstrate the effectiveness of the antiandrogenic treatment in the United States 46 and Europe. 47 MPA has
39. PHYslciANs' DEsK REFERENCE, supra note 8, at 2123. Several commentators noted, "How
does one weigh a research finding that monkeys given fifty times the comparable dose of DepoProvera for 10 years have developed malignancies, while after 15 years on the market in developed
and developing countries, there is no evidence that the same drug induces cancer in people .. "
Potts and Paxman, Depo-Provera-ethicalissues in itstesting and distribution, 10 J. MED. ETHics 9,
13 (1984).
40. See Chen,Depo-Provera:UnderScrutiny, 123 Sci. NEws 122 (1983); Rosenfield, The Food
andDrugAdministrationandMPA, 249J. AM. MED. Ass'N. 2922 (1983); Sun, Depo-ProveraDebate
Revs Up at FDA, 217 ScL. 424 (1982); Sun, PanelSays Depo-ProveraNot Proved Safe, 226 SCh
950(1984).
41. Potts and Paxman, supra note 39, at 9-10.
42. Report of the Depo-Provera Study Group, Connecticut Department of Correction, 2
(October 4, 1983); Berlin and Krout, Pedophilia:Diagnostic Concepts, Treatment, and Ethical
Considerations,7 AM. 3. OF FORENSIC PSYCHIATRY 13, 25 (1986).
43. Connecticut Department of Corrections, supra note 42; Berlin and Krout, supra note 40,
(citing Sun and Rosenfield).
44. WALKER, supra note 10, at 427.
45. Money, Use of an Androgen-DepletingHormone in the Treatment of Male Sex Offenders,
6J. OF SEx REs. 165 (1970).
46. These studies are listed and reviewed in WALKER, supranote 10, at 427-28; Bradford, supra
note 27; Spodak, Falck, and Rappeport, The Hormonal Treatment of Paraphiliacswith DepoProvera,5 CRIM. JusT. & BEHAV., 304 (1978); Bradford, supra note 13, at 360-65.
47. In Europe, cyproterone acetate (CPA) has been used for antiandrogenic therapy. CPA is
not available in the U.S. Berlin & Meinecke, supra note 19, at 603. The European studies are
reviewed by Ortmann, supra note 13; Bradford, supranote 13. See also McConaghy, Blaszczynski,
& Kidson, Treatment of Sex Offenders with Imaginal Desentization andlor MPA, 77 AcrA
PSYCHIATRICA SCANDEANAVIA 199 (1988); Van Moffaert, Social Reintegration of Sexual Delinquents by a Combinationof Psychotherapyand Anti-Androgen Treatment, 53 AcrA PSYCHIATaiCA
SCANDEANAVIA 29 (1976); Comment, The Use of Depo-Proverafor Treating Male Sex Offenders:
A Review of the Constitutionaland Medical Issues, 16 TOLEDO L. Ray. 181, 185 n.12 (1984).
Chemical Castration
been proven to be a successful treatment for the paraphilic offender
when used under the following conditions. First, the offender volunteers for treatment. Second, the offender lacks an antisocial personality
pathology. Third, the offender does not have a severe substance abuse
problem. Fourth, the dosage is sufficient to suppress the testosterone
production. Fifth, a consenting pair-bonded partner is available.4"
MPA, however, is only a treatment, not a cure.4 9 The treatment
should be accompanied by psychotherapy to help the offender readjust
to a new lifestyle5 0 According to Dr. Money, MPA strengthens "the
threshold or barrier to sexual arousal," therefore, "the individual is
metaphorically on vacation from the demands and insistence of his
sexual drive, and is able to experience an erotic psychosexual realign-
56. Id.
57. Id.
58. Comment, supra note 3.
59. BARKEL, PARRY & WEINER, supra note 2, at 749-50; Swanson, supranote 4, at 215.
60. By virtue of the tenth amendment to the Constitution, states have authority to "make, ordain,
and establish all manner of wholesome and reasonable laws, statutes, and ordinances, either with
penalties or without, not repugnant to the Constitution, as they shall judge to be for the good and welfare
of the commonwealth and of the subjects of the same." Comm'r v. Alger, 61 Mass. (7 Cush) 53, 85
(1851).
61. Under the doctrine of parens patriae, the State has a sovereign right and duty of guardianship
as to persons found to be non suijurisand dangerous to the health, morals, and safety of its citizens,
and to themselves. State ex rel. Sweezer v. Green, 360 Mo. 1249, 1256, 232 S.W.2d 897 (1952).
Chemical Castration
Sexual psychopath proceedings vary depending upon the jurisdiction.
Such proceedings can be initiated after conviction by the
prosecuting attorney, the court, or the defense. 63 The court orders the
offender to be examined by qualified doctors, who then report their
findings to the court. Since the process is considered civil in nature,
rigorous procedural due process guarantees are not required. 6 Nevertheless, in 1967, the Supreme Court in Specht v. Patterson" found that
the chance of indeterminate confinement under a sexual psychopath
statute warranted such procedural protections as the right "to be present
with counsel, to have an opportunity to be heard, to confront witnesses
against him, to cross examine and to offer evidence of his own. 66 The
Court did not specify the standard of proof to be used in such cases,
Chemical Castration
pro quo for his loss of liberty resulting from the confinement.86 The
right to treatment for sexual psychopaths has been recognized by both
state87 and federal courts. 8 For example, in Millard v. Cameron, an
offender was committed for an indefinite period as a sexual psychopath
after being charged with exposing himself, a misdemeanor punishable
by ninety days imprisonment.89 The D.C. Circuit Court held that confinement under the District of Columbia's sexual psychopath statute
was "justified only on a theory of therapeutic treatment."9 The court
found that individuals committed as sexual psychopaths were referred
to as "patients" because "the title essentially provides for treatment,
rather than punishment." 9' The court stated that "the lack of treatment
92. Id.
93. 652 F.2d 775 (9th Cir. 1980). The statute at issue, OR. REv. STAT. 137.111 (repealed 1971),
was not Oregon's "Sexually Dangerous Persons Act," OR.REv. STAT. 426.5 10 et seq.
G. KILUNGER, H. KERPER & P. CROMWELL, PROBATION AND PAROLE IN THE CRIMINAL JUSTICE
105. Tonry, 605 F.2d at 148; Consuelo-Gonzalez, 521 F.2d at 264; See also Note, supra note 101;
Best, supranote 101.
106.
Chemical Castration
must be viewed in this manner, not in isolation. 7 Probation conditions
"are means to an end, not an end in themselves."'0 8
Parole, like probation, is governed by statute. A convicted offender serves part of his sentence, then is released into the community
under state supervision for the remainder of his sentence.'0 9 Parole
boards are executive agencies statutorily empowered to regulate the
parole process. Due to vague statutory language, parole boards have
great discretion in deciding whether to award parole."0 The parole
board generally considers the possibility of recidivism, the welfare of
society, the offender's conduct while in prison, and the sufficiency of
the parole program."' Parole conditions, which are similar to probation
requirements, have been deemed constitutionally acceptable." 2 Parole
conditions, however, can be more stringent because the parolee is "con-
Id.
State v. Moretti, 50 N.J. Super. 223, 141 A.2d 810, 823 (NJ. Super. Ct. App. Div. 1958).
ABA, supra note 100 at 12,201.
Id. at 249, 255.
Id.at 249-51.
Id. at 278-79.
Id., citingIn re Heckman, 90 Cal. App. 700, 266 P. 585 (Cal. Ct. App. 1928).
Id. at 54-55,279.
Id. at 249-50; Ton-y, 605 F.2d at 147-48; Consuelo-Gonzalez, 521 F.2d at 263-64.
ABA, supranote 100, at 75-76; See alsoNote, ProbationConditionsandthe FirstAmendment:
When Reason Isn'tEnough, 17 CoLuM. L L. AND Soc. PROBS. 45,54 (1981).
referred to as probation). The recognition of paraphilia in the Diagnostic and Statistical Manual III demonstrates that sexual offenses are
not solely motivated by anger and hatred.' 2 ' In some cases, sexual
offenses have a biological basis and, in these case, MPA treatment is
reasonably related to the sexual offense committed. 22 The treatment
is offered to the paraphiliac who is compelled to commit sex crimes
in order to satisfy his incessant erotic fantasy. The treatment frees the
offender from his compulsive sex drive, the inconvenience of spontaneous erections, and the fear of relapse, thus making him amenable
to psychotherapy which will help him to reorder his life. While undergoing the treatment, the paraphiliac poses a minimal threat to the
public. The treatment with MPA increases the offender's autonomy
by eliminating his intrusive fantasy and allowing him to control his
behavior.'2
Judicial acceptance of MPA treatment as a condition of probation
should result in its greater availability. Law enforcement officials can
easily monitor MPA treatment.1t24 The offender can be required to arrange for the treatment with a doctor or at a clinic.a2 If the offender
118. Green, Depo-Provera, Castration, and the Probation of Rape Offenders: Statutory and
ConstitutionalIssues,12 U. DAYTON L. RaV. 1, 13 (1986).
119. Id. at 14.
120. Id. at 14; Connecticut Department of Corrections, supranote 42, at 8.
121. DSM-I, supra note 9.
122. Tomy, 605 F.2d at 148; Consuelo-Gonzalez, 521 F.2d at 263-64.
125.
In 1981, there were more than 50 centers in the U.S. where Depo-Provera was being used
to treat sex problems. Berlin and Coyle, Sexual Deviation Syndromes, 149 JOHNS HoPKINS MED. J.
Chemical Castration
fails to receive his shot, the probation department will be notified and
supplements." 7
The probation of the offender under MPA treatment represents the
119, 123 (1981). Depo-Provera treatment programs have been established at The Sexual Disorders
Clinic of John Hopkins Hospital, Isaac Ray Center of Rusk Presbyterian St. Lukes Medical Center,
Chicago and the New Hampshire State Hospital. Individualized treatment is conducted by Dr.
Randolph Read (San Diego) and Paul Wacker (San Francisco). See Hormone Treatmentfor Sex
Offenders, 14 Crim. Just. Newsletter, March 28, 1983, at 3; Chi. Tribune, February 27, 1983, 12,
at 1.
126. Uphoff, Depo-Proverafor the Sex Offender: A Defense Attorney's Perspective,20 CRtM.
L. BULL 430,440-44 (1986).
127. Ortmann, supra note 13, at 451.
128. ABA, supranote 100, at 75-76; contra Halleck, The Ethics of AntiandrogenTherapy, 138
AM. J. PSYCHIATRY 642 (1981).
129. Berlin & Meinecke, supranote 19, at 606.
130. Id.; At the Sexual Disorders Clinic at The Johns Hopkins Hospital, the inpatient evaluation,
which involves 3 to 4 weeks of hospitalization, ordinarily costs between $10,000-$14,000. Brochure
for Sexual Disorder Clinic-Johns Hopkins University.
131. Cordoba and Chapel, MPA Antiandrogen Treatment of Hypersexuality in a Pedophiliac
Sex Offender, 140 AM. J. PSYCHIATRY 1036 (1983).
132. Plotkin, Limiting the Therapeutic Orgy: Mental Patients' Right to Refuse Treatment, 72
Nw.U.L. REv. 461,485 (1977).
133. Id. at 486.
134. KILUINGER, supra note 98, at 39-40.
135. FDA DRUG BULL., supranote 24, see infra notes 153,256-62 and accompanying text.
the individual with all the information relevant to his treatment. The
individual must then choose, in accordance with his values and judgment, whether to undergo the treatment. The individual's decision
should be controlling throughout the treatment, and the individual may
reject the treatment or withdraw from the treatment at any time, even
if the treatment is judged to be beneficial. 3 6 The doctrine of informed
consent recognizes the individual's autonomy and integrity.'37 The individual has the right to act as a self-determining being whose physical
and psychological personhood are protected from unwarranted intrusions.'
The D.C. Circuit of Appeals in Canterbury v. Spence stated that
"the root premise" of the doctrine of informed consent "is the concept
fundamental in American jurisprudence that every human being of adult
years and sound mind has the right to determine what shall be done
with his own body."' 139 The doctrine of informed consent also provides
other societal benefits. First, it helps patients to adjust to their treatment and its outcomes. Second, it prevents inappropriate and unnecessary procedures. Third, it improves the physician's decision-making
ability. Finally, it makes society aware of the nature of ongoing research. 4
There are different standards for informed consent. The majority
of jurisdictions use the professional standard in the physician's community to determine the adequacy of the disclosure. This standard,
Chemical Castration
of jurisdictions has moved to a reasonable patient standard, which
reflects what the reasonable patient should know to make an informed
decision regarding the treatment.142 The scope of disclosure is determined by the patient's need.43 Physicians are required to divulge all
material risks to the patient.
The D.C. Circuit Court in Canterbury v. Spence stated that a "risk
is thus material when a reasonable person, in what the physician knows
or should know to be the patient's position, would be likely to attach
significance to the risk or cluster of risks in deciding whether or not
to forego the proposed therapy."'"4 Furthermore, the court identified
four factors which should be divulged to the reasonable patient regarding any treatment: the risks, the benefits, the consequences without the
145
treatment, and the alternatives.
The criteria established in Canterbury can be used to define what
the paraphiliac must be told regarding treatment with MPA. The risks
of the treatment are possible short-term physiological side effects and
unknown long-term effects.'
The benefits of the treatment are that
the offender will be relieved of his compulsive sexual fantasy and
therefore be amenable to psychotherapy 47 The offender will be able
to return to the community and there will pose only a minimal risk to
the public.
Without the treatment, the offender will remain institutionalized
or will be incarcerated. Institutionalization or incarceration without
treatment will not eliminate the paraphilia, thus the offender will continue to pose a threat to society when he is released. 48 Finally, other
alternative forms of therapy
have not proved to be effective when deal49
ing with paraphiliacs
142.
143. Andrews, supra note 136 at 176-77; Canterbury, 464 F.2d at 786-88.
144. Canterbury, 464 F.2d, at 787.
supra note 19, at 602-03; Ortmann, supra note 13, at 447-51. Recent research indicates that other
pharmacologic products have a paraphilic suppression effect. These include carbamazepine (Tegretol),
buspirone hydrochloride (BuSpar), and lithium carbonate. See Money, supra note 17, at 35, citing
Goldberg and Buongiomo, The Use of Carbamazepinefor the Treatment of Paraphiliasin a Brain
There is some uncertainty regarding the long term effects of treatment with MPA.150 Some critics assert that this lack of knowledge
precludes truly informed consent.t 5 ' This criticism fails to recognize
that the informational component of the informed consent doctrine only
requires that all known information pertaining to the treatment be
presented to the individual. 52 The existence of uncertainty does not
negate informed consent. Every time an individual is treated by a
physician, there is a degree of uncertainty because the results are not
always predictable.'
There are risks whenever an individual takes a
54
drug, and it goes without saying that society and the individual must
accept a certain degree of inherent risk. 55 Furthermore, any long term
Chemical Castration
remain on MPA treatment during the term of his probation or his sen-
tence.
156
156. This requirement follows the dictate of Norval Morris who stated, "power over a criminal's
life should not be taken in excess of that which would be taken were his reform not considered as one
of our purposes." Morris, Impediments to PenalReform, 33 U. Cm. L. REv. 627, 638-39 (1967).
157. The Nuremberg Code states that:
1. The voluntary consent of the human subject is absolutely essential. This means
that the person involved should have legal capacity to give consent; should be so
situated as to be able to exercise free power of choice, without the intervention of any
element of force, fraud, deceit, duress, overreaching, or other ulterior form of constraint
or coercion; and should have sufficient knowledge and comprehension to enable him
to make an understanding and enlightened decision. The latter element requires that
before the acceptance of an affirmative decision by the experimental subject there
should be made known to him the nature, duration and purpose of the experiment; the
methods and means by which it is to be conducted; all inconveniences and hazards
reasonably to be expected; and the effects upon his health or person which may possibly
come from participation in the experiment. The duty and responsibility for ascertaining
the quality of the consent rests upon each individual who initiates, directs, or engages
in the experiment. It is a personal duty and responsibility which may not be delegated
to another with impunity.
Cited in Kaimowitz v. Michigan Department of Mental Health, No. 73-194-AW (Cir. Ct., Wayne
County, Mich., July 10, 1973), 1 Mental Disability Law Rep. 147, 150 (1976).
158. Green, supra note 118, at 16.
159. Bailey v. Lally, 481 F. Supp. 203,215 (D.Md. 1979); KAra, supranote 137; Woody, supra
EXPERIMENTATION, 103-38
consent to such experiments do not feel that their consent has been
coerced.'
The convicted paraphiliac should have the option of choosing
MPA treatment. Although the convicted offender's freedom of choice
is constrained because he violated the criminal law, he is still capable
of making choices.' 62 Just because the alternatives of his choices might
be unpleasant, this does not make his choices unacceptable.' 6a
The Supreme Court has upheld the decision of an accused individual to forego a trial and enter a guilty plea in order to avoid the
possibility of being convicted of a more serious crime.6 4 The Supreme
Court has also sustained the decision of an accused individual to plead
guilty, though not admitting guilt, to avoid the possibility of capital
161. The National Commission for Protection of Human Subjects of Biomedical and Behavioral
Research found "that most prisoners did not regard their consent to research as consent obtained under
coercion or undue influence." Woody, supranote 136, at 68; Bailey, 481 F. Supp. at 214-15.
162. Berlin, Ethical Uses of Antiandrogenic Medications, 138 AM. J. PSYCHIATRY 1516 (1981);
Berlin and Coyle, supra note 125, at 123-4.
163. Berlin, supra note 162; Berlin & Coyle, supranote 125, at 123-24; Uphoff supra 126, at 440.
164. Bordenkircher v. Hayes, 434 U.S. 357 (1978).
165. North Carolina v. Alford, 400 U.S. 25 (1970).
166. Note, Sexual Offenders and the Use ofDepo-Provera,22 SAN DiEO L. Ray. 565, 574 (1985).
167. Paul Freund stated that "There seems to be no good reason for depriving this group (prisoners)
of the satisfactions of participation on an informed basis, satisfactions to them are often great indeed,
bolstering their self-esteem and furnishing links to the general community and its values," Freund,
EthicalAspects ofExperimentationwith Human Experiments, 98 Daedalus viii, xii (Spring 1969).
168. Woody, supranote 136, at 69-70; Uphoff, supra note 126, at 440; Note, supra note 166, at
574-75
169. Marco and Marco, supra note 151, at 315.
Chemical Castration
In Kaimowitz v. Michigan Department of Mental Health, the defendant
was being held in a state mental institution under the Michigan Sexual
Psychopath Act after being charged with murder and rape. The state
sought to involve the defendant in a research study investigating
170
psychosurgery as a treatment for uncontrolled aggression.
The Michigan Circuit Court held that the involuntarily committed
mental patient could not consent "to an innovative or experimental surgical procedure on the brain," even though "the procedure was designed
The court examined three
to ameliorate the (antisocial) behavior.''
factors-competence, knowledge, and voluntariness-in determining
that the individual could not give his informed consent to experimental
psychosurgery. 172 First, the court held that since the individual had
been institutionalized for more than fifteen years, his decision-making
ability had so eroded that he lacked the capacity to consent to experimental psychosurgery. 73 Second, the court held that there were
too many unknowns pertaining to the psychosurgery making it
"dangerous, intrusive, irreversible, and of uncertain benefit to the
patient and society."'' 4 Third, the inequality in bargaining power becoercive intween the physician and the individual in the inherently
175
involuntary.
consent
any
made
environment
stitutional
The three factors identified in the Kaimowitz case must be
balanced differently in each case depending on the nature of the treatment. In Kaimowitz, the risks of the experimental psychosurgery far
outweighed its benefits; thus, the court strictly reviewed the
individual's consent to the procedure. 76 The risk-benefit calculus is
REv.879 (1975).
Chemical Castration
therapeutic,'84 MPA treatment's therapeutic nature should make it an
even more acceptable procedure.'
IV. CONSTITUTIONAL IMPLICATIONS
The Constitution protects two types of individual freedom. The
first, known as autonomy, is the individual's freedom to engage in
certain activities.' 86 The second, known as integrity, is the right of the
individual to be free from government interference. 7 Each is the logical correlation of the other, but each can be viewed as conceptually
distinct.'88 Individual autonomy focuses on permissible individual ac-
187. Id.
188. Id.
189. Id. at 503 n.25. This distinction is the same as that made by J.S. Mill between the liberties of
"conduct and consciousness." J.S. MiLL, ON LmmTY 137-38 (Warnock ed. 1962).
190. Id. at 508-20.
bodily autonomy, the right of the individual to make choices about what is to be done to his body.
1951
197. EMESON, supranote 195, at 1-6; The Supreme Court has stated that the Constitution affords
protection "to the communication, to its source and to its recipients." Virginia State Bd. of Pharmacy
v. Virginia Citizens Consumer Council, Inc., 425 U.S. 748, 756 (1976).
198. Shapiio, supra note 14, at 255-56.
199. Id. at 258-61; Alan Westin holds that the first amendment protects mentation because
communication and action require a private mental assessment of information. WESTIN, PRIVACY
AND FREEDOM 36 (1970).
Chemical Castration
4) It is in fact impossible to distinguish in advance mentation
which will be involved in or necessary to transmission and
reception from mentation which will not.
5) If communication is to be protected, all mentation must
therefore be protected.'
Shapiro concludes that since the first amendment protects mentation,
it follows as a corollary that: an organic therapy alters or interferes
with mentation, and the first amendment therefore protects persons
against enforced alteration or interference with their mentation by
coerced organic therapy. 20'
The Supreme Court has recognized the right to mental autonomy.
In Stanley v. Georgia, 2 the Court overturned an individual's conviction
for possessing pornographic materials in his home. The Court held
that free speech included the "right to receive information and ideas,
regardless of their social worth."20 3 The Court found that the state had
no right to control an individual's thoughts, even if they were loathsome, noxious, or immoral. 0" The Court stated that, "[o]ur whole con-
intrudes upon their freedom to think or their right to privacy.1 4 Consequently, the key element in deciding whether an individual's first
amendment rights have been violated is the degree of the intrusion
caused by the treatment.
Michael Shapiro has also stated that "not every 'touching' of the
mind by the state creates a threshold first amendment claim.2 2 5
Shapiro provided six criteria for assessing whether a treatment is so
intrusive as to violate an individual's first amendment rights: 1) the
extent to which the effects are reversible; 2) the extent to which the
resulting state of mind is foreign, abnormal, or unnatural to the individual; 3) the rapidity of the effects; 4) the scope of the changes; 5)
the extent to which an individual can resist acting in a manner compelled by the treatment; and 6) the duration of the change.2 16 Utilizing
no power or right to control man's minds, thoughts, and expressions. This is the command of the first
amendment." Kaimowitz, supranote 157, at 152.
210. In Kaimowitz, the court stated that, "if the first amendment protects the freedom to express
ideas, it necessarily follows that it must protect the freedom to generate ideas. Without the latter
protection, the former is meaningless." Kaimowitz, supranote 157, at 152.
211. Id.
212. Id.
213. Comment, supranote 176, at 219-22; Discussion, supra note 176, at 536.
Chemical Castration
Shapiro's criteria, it can be argued that MPA treatment is not so intrusive as to violate the paraphiliac's first amendment rights." 7
First, the effects of the MPA are not irreversible. Second, MPA
deprives the paraphiliac of his sexual fantasy, but it restores his
thoughts to the parameters of normalcy. Third, the effects of MPA
are noted within seven to ten days, so the offender has time to adjust
to the resulting changes. 1 8 Fourth, MPA does not alter either the
physiological or psychological functioning of the mind; rather, MPA
deals with the underlying organic condition which generates the
thoughts. MPA simply reduces the intensity of and the preoccupation
.with the compulsive sexual fantasy. Fifth, the effects of MPA occur
without the conscious cooperation of the offender. Yet, the offender
undergoing MPA treatment can still think about and engage in sex.
Sixth, MPA is only effective while it is being administered. Once the
treatment stops, the effects of the drug cease. 219 Furthermore, MPA
actually increases the paraphiliac's ability to generate thoughts. Freed
from his compulsive fantasy, the offender can make choices to realize
his life ambitions and participate in the social and political activities
of the society.22
If the treatment with MPA is judged to be so intrusive as to violate
the paraphiliac's first amendment rights, the state must demonstrate a
compelling state interest to justify the imposition of the treatment. 2'
As long as the sex offender is institutionalized or incarcerated, there
is no compelling state interest to justify an invasion of his first amendment rights. If the paraphiliac is to be released into the community,
the state's interest in protecting its citizens from future sex crimes constitutes a compelling justification for requiring the treatment as a condition of release or probation. 2 2 The state's interest in rehabilitating
217. ContraDemsky, The Use ofDepo-Proverain the Treatmentof Sex Offenders, 5 J. LEGAL MED.
295,310-12 (1984).
218. Gagne, supranote 33, at 645.
219. Walker and Meyer, supra note 15 at 364-65; WALKER, supra note 10, at 436-37; Berlin and
Meinecke, supranote 19, at 607.
220. Gagne, supranote 194.
221. The compelling state interest test is generally used when there has been an alleged violation
of a fundamental right or a suspect classification under the equal protection clause. Comment, supra
note 176, at 221-22; J. NowAK, R. ROTUNDA & J. YOUNG, CONSTrrrtIONAL LAW (3d ed. 1986) at
14.39, 14A0.
222. Berlin and Meinecke, supranote 19, at 276-82,291-96. "The principle is, that the sole end for
which mankind are warranted, individually or collectively, in interfering with the liberty of action of
any of their number is self-protection. That the only purpose for which power can be rightfully exercised
over any member of a civilized community, against his will, is to prevent harm to others. His own good,
port for the treatment. 22 Furthermore, the state cannot compel the offender to undergo the treatment. The offender must voluntarily consent
to the treatment.
The compelling state interest test is generally not invoked when
dealing with state intrusions on freedom of expression. There are other
more specific modes of analysis.2 Since mentation is included within
the first amendment's freedom of expression, then, like expression, it
imminent lawless action" and "likely to incite or produce such action." 29 It can be argued that the compulsive sexual fantasies of a
convicted paraphiliac, which motivate him to commit sex crimes, pose
a clear and present danger from which the state has a legitimate interest
in protecting its citizens. This clear and present danger justifies requiring MPA treatment as a condition of freedom for the paraphilic
offender, even if it intrudes upon his first amendment liberty.
There is also a distinction between the first amendment's protection of ideas and actions. 230 The expression of ideas is afforded greater
either physical ormoral, is not a sufficient warrant. He cannot rightfully, be compelled to door forbear
because it will be better for him to do so, because it will make him happier, because, in the opinions of
others, to do so would be wise, or even right. These are good reasons for remonstrating with him or
reasoning with him, or persuading him, or entreating him, but not for compelling him, or visiting him
with an evil if he do otherwise. To justify that, the conduct from which it is desired to deter him must
be calculated to produce evil to someone else." MiLL,supranote 189, at 11-12 (1930).
223. Shapiro, supranote 14,at 282-90.
224. See e.g., Shapiro, supra note 14, at 282-90; Comment, supra note 176, at 221-22; NOWAK,
ROTUNDA, YOUNG, supranote 221.
225. Discussion, supranote 176, at 536-39.
226. 249 U.S. 47 (1919).
227. Id. at 52.
228. 395 U.S. 444 (1969).
229. Id. at 447.
230. T. Emerson has stated that, "Thecentral idea of a system of freedom of expression is that a
fundamental distinction must be drawn between conduct which consists of 'expression' and conduct
which consists of 'action.' 'Expression' must be freely allowed and encouraged. 'Action' can be
controlled, subject to other constitutional requirements, but not by controlling expression," EMERSON,
supranote 195, at 17-18.
Chemical Castration
first amendment protection than expressive conduct or action.23' When
the state regulates expressive conduct, the regulation is justified:
1) If it is within the constitutional power of the Government;
2) If it furthers an important and substantial governmental
interest;
3) If the governmental interest is unrelated to the suppression
of free expression; and
4) If the incidental restriction on alleged first amendment
freedoms is no
greater than is essential to the furtherance of
32
that interest.u
The convicted paraphiliac's treatment with MPA can be viewed
as state regulation of action, not of thought. The state has a legitimate
interest in preventing sex crimes. The state's interest is accomplished
by offering MPA treatment to a convicted paraphiliac as a condition
of release or probation. The MPA has only an incidental effect on the
offender's thought process, the diminishment of his compulsive sex
fantasy. Since the principal concern of the state is the prevention of
sex crimes, not the suppression of thought, the minimal intrusion on
the offender's freedom of thought is justified. 3
B. The Eighth Amendment
The eighth amendment, as originally incorporated, was concerned
with barbarous methods of punishment, such as torture and execution.234
The Supreme Court has, however, recognized that "cruel and unusual
punishment" is an evolving concept which must "draw its meaning
from the evolving standards of decency that mark the progress of
maturing society."" The Court has also held that the degree of punishment must be limited to that necessary to achieve legitimate state goals.
36 Consequently, the
Any excessive punishment is cruel and unusual.
237
eighth amendment protects bodily integrity.
231. Id.; Comment, supranote 176 at 221-22; NowAK, ROTUNDA & YOUNG, supranote 221.
232. U.S. v. O'Brien, 391 U.S. 367 (1968).
233. Contra Green, supranote 118, at 18-20.
234. The language of the eighth amendment was originally found in the English Bill of Rights of
1689. It was first incorporated into the Virginia Declaration of Rights of 1776, and then into the U.S.
Constitution with the world "shall" being substituted for the word "ought." Note, supra note 13, at 390.
235. Gregg v. Georgia, 428 U.S. 153, 166 (1976).
236. The Court stated that, "[i]f there is significantly less severe punishment adequate to achieve
the purposes for which the punishment is inflicted, the punishment inflicted is unnecessary and therefore
excessive." Furman v. Georgia, 408 U.S. 238,279 (1972).
237. Green, supranote 118, at 18.
Chemical Castration
sence of an emergency. 247 The court utilized a four-part test to distinguish between treatment and punishment: 1) does the drug have
therapeutic value?; 2) is the drug part of an ongoing program of
psychotherapy?; 3) are the effects of the drug unduly harsh in relation
to its benefits?; and 4) is the drug experimental? 248 The court found
that "[w]hile the side effects of prolixin are serious, they are not unnecessarily harsh in light of its potential benefits"2 49(emphasis in
original). The court held that there was no violation of the eighth
amendment because "[p]rolixin was justifiably administered as treatment, not punishment."5 0
MPA can be viewed as a legitimate medical treatment for
paraphiliacs under the four part Rennie test. First, MPA has therapeutic
value. MPA decreases the level of testosterone, thus eliminates the
compulsive sex fantasy. The paraphiliac is relieved of his formerly
uncontrollable urge. During this period of sexual quiescence, the
paraphiliac can encounter life outside of his sexual realm and participate in the normal activities of life."' Furthermore, MPA is the
most effective treatment for paraphiliacs.252 Second, treatment with
Chemical Castration
preclude its use as a condition of release or probation for sexual
paraphiliacs.
In People v. Gauntlett,263 a Michigan Appellate Court arrived at a
contrary conclusion regarding the innovative nature of MPA treatment.
Roger Gauntlett, an heir to the Upjohn Company, was convicted of
first degree criminal sexual conduct for sexual intercourse with his
fourteen-year-old stepdaughter and sexual fondling of his twelve year
old stepson. 26' A Kalamazoo Circuit Court judge gave Gauntlett a sentence of five years probation with the first year to be served in the
county jail, payment of $125,000 in court costs, and treatment with
MPA for the duration of his probation. 265 Both the state and the defendant appealed the sentence. The Michigan Appellate Court overturned
Gauntlett's sentence on several grounds.26 6 The court found that treatment with MPA "fails as a lawful condition of probation because it
has not gained acceptance in the medical community as a safe and
reliable practice." 67
Recent court decisions have failed to recognize any distinction between treatment and punishment for the purposes of eighth amendment
analysis.268 The courts have abandoned the earlier deferential approach
for a more contextual inquiry which examines the purposes and effects
of a treatment to determine if the treatment comports with the eighth
amendment. 269 Several medical treatments have been invalidated for
being cruel and unusual. In Knecht v. Gillman,27 the Eighth Circuit
Court of Appeals held that the administration of apomorphine, an
emetic drug, to inmates at the Iowa Security Medical Facility as aversive therapy,271 constituted cruel and unusual punishment.272 The court
263. 134 Mich. App. 737,352 N.W.2d 310 (Mich. Ct. App., 1984).
264. Id. at311-12.
265. Id. at 312-14.
266. Id. at 321.
267. Id. at 316. The court found that "the use of Depo-Provera to reduce the sexual drive in male
sex offenders is experimental only. The medical-psychiatric literature on the topic is limited. The
practice is limited to a few institutions." Certain questions are posed by the treatment: "Who is to
administer this treatment? What if, as the defendant alleges, the medicine would be detrimental to his
alleged heart and psychiatric conditions? Is the defendant entitled to psychotherapy along with the drug
treatment, as appears to be the practice in the studies referred to by the trial court?"
268. Note, supra note 242, at 949, 956-59; see also Wheeler, Toward a Theory of Limited
Punishment:An Examinationof the Eighth Amendment, 24 STAN. L. REV. 838, 845 (1972).
269. Id.
270. 488 F.2d 1136 (8th Cir. 1973).
271. Id.
Id. at 1138-40.
477 F.2d 877 (9th Cir. 1973).
Id. at 878.
355 F. Supp. 451,455 (N.D. Ind. 1972).
419 F. Supp. 203,207 (S.D. N.Y. 1976).
Souderv. McGuire, 423 F. Supp. 830,832 (M.D. Pa. 1976); Scott v. Plante, 532 F.2d 939,940
1976); Welsch v. Likins, 373 F. Supp. 487,503 (D. Minn. 1974).
Note, supranote 242, at 956-59.
Chemical Castration
offender might suffer some short-term adverse physiological side effects, but there are no known long-term effects from the treatment.
Furthermore, treatment with MPA is different than castration,
which is the only alternative treatment which has demonstrated similar
success.28 4 Courts in the U.S. do not allow castration as a form of
punishment for sex crimes because it is cruel and unusual. 285 In Davis
v. Berry,286 a federal district court declared unconstitutional an Iowa
statute which authorized vasectomies for sexual perverts. The court
stated that modern society could not accept castration as a form of
punishment because the humiliation, degradation, and mental suffering
which accompanies the act is cruel and unusual.287
In Mickle v. Hendricks, a federal district court invalidated a
Nevada statute which provided for castration, stating that, "when the
penalty is paid and the offender is free to resume his place in society,
he should not be handicapped by the consciousness he bears on his
person, and will carry to his grave, a mutilation which, as punishment
290. Skinner was convicted once for chicken stealing and twice for armed robbery. He was ordered
to be sterilized under Oklahoma's Habitual Criminal Sterilization Act. Certain crimes, including
embezzlement, were exempted from the sterilization sanction. The Court struck down the law on the
basis that embezzlement and larceny were essentially the same. The Court stated that when the law
"lays an unequal hand on those who have committed intrinsically the same quality of offense and
sterilizes one and not the other, it has made as invidious a discrimination as if it had selected a particular
race or nationality for oppressive treatment." Id. at 541.
291. Id.at538.
292. See Comment, supra note 47, at 221.
Chemical Castration
that "probation in this case shocks our conscience because it is so significantly disproportionate to sentences generally imposed on similarly
situated defendants."302 Consequently, the court remanded the case
back to the lower court for resentencing 0 3
The third test utilized by the Court is whether the punishment is
302. Id.
303. Id.
at 321.
304. Note, supranote 242, at 944-45; Furman, 408 U.S. at 279, 342.
305.
306.
307.
308.
&2.
309. Id.
310. Id.
311. Id.
Warren and Brandeis, The Right to Privacy,4 HARv.L. Ray. 193 (1890).
Id.
Olmstead v. United States, 277 U.S. 438,478 (1928) (Brandeis, J., dissenting).
Pierce v. Society of Sisters, 268 U.S. 510 (1925)(child rearing); Meyer v. Nebraska, 262 U.S.
390 (1923)(education); Prince v. Massachusetts, 321 U.S. 158 (1944)(family relationships); Skinner v.
Oklahoma 316 U.S. 535 (1942)(procreation); Loving v. Virginia, 388 U.S. I(1967)(marriage).
316. 381 U.S. 479 (1965).
317. Id. at 484, (Douglas, 3., plurality).
318. Id. at 493, (Goldberg, J.,
concurring).
Chemical Castration
have recognized that the right to privacy or the liberty interest in the
fourteenth amendment protects bodily autonomy which, includes the
right to procreate and the doctrine of informed consent and bodily integrity embodying the right to refuse unwanted medical treatment.
Nevertheless, if an individual loses his liberty as a result of a criminal
conviction, he does not necessarily have a right to treatment for his
condition.
1. The Right to ProcreativeChoice. The right to privacy and the
fourteenth amendment protect bodily autonomy which, has been termed
"the first form of autonomy and the necessary condition ... of all (its)
later forms."32 ' The right to bodily autonomy allows an individual to
make procreative decisions.322 The Supreme Court first recognized
procreative rights in Skinner v. Oklahoma,a which held that the right
to procreate is "one of the basic civil rights of man." 324 The Court
expanded procreative freedom in Griswold v. Connecticut,32 holding
The Court determined that Connecticut's justification for the law,328 the
suppression of illicit sex, was not sufficiently compelling to justify an
intrusion into this fundamental right.329
The right to privacy was broadened in Stanley v. Georgia.330 The
Court decided that an individual's right to privacy, which was included
in the penumbra of the first amendment, allowed the individual to possess pornography in the privacy of his home.33 ' The Court held that
Georgia's argument concerning the protection of the moral health of
the community was a form of thought control which was "wholly inconsistent with the philosophy of the first amendment., 332 The Court
also found "little empirical evidence" to support Georgia's contention
that contact with pornography incited illegal action.333 The Court, by
protecting the individual's right to receive ideas, recognized the
individual's autonomy "to satisfy his intellectual and emotional needs
in the privacy of his own home.' 33
335 the Court, acting on equal protection
In Eisenstadt v. Baird,
grounds, extended the same right of privacy to single individuals that
was possessed by married couples regarding procreation and contraception. The Court struck down a Massachusetts statute which prohibited
the distribution of contraceptives to unmarried individuals. 336 The
Court found that the purpose of the law was to prevent contraception,
despite Massachusetts's assertion that the statute was designed to deter
unlawful premarital sex and to protect community health. 37 The Court
held that there was no rational reason to treat married and single individuals differently regarding contraception. 3 8 The Court also suggested that the freedom to decide to have children is so fundamental
that it is protected by the right to privacy.339 Justice Brennan stated,
"If the right to privacy means anything, it is the right of the individual,
married or single, to be free from unwarranted government intrusion
332.
333.
334.
335.
336.
337.
Chemical Castration
into matters so fundamentally affecting a person as the decision
whether to bear or beget a child. 34
In Roe v. Wade,341 the Court determined that a woman's right to
privacy protects her decision to terminate her pregnancy during its first
two trimesters. The right to privacy recognizes a woman's autonomy
to determine her own identity and reproductive destiny. This allows
women to make informed and independent choices regarding procreation. 42 The Court, however, held that the state's interest in the health
of the woman and in the protection of fetal life was sufficiently compelling to justify the possible state prohibition of abortions during the
third trimester of pregnancy.343
In Bowers v. Hardwick,3 " the Court severely curtailed the right to
privacy as it pertains to bodily autonomy. The Court determined that
state sodomy laws do not interfere with an individual's right to
privacy. 345 The Court held that the right to privacy only protects those
rights "implicit in the ordered concept of liberty" or "deeply rooted in
this nation's history and tradition. ' 346 The Court arrived at its conclusion by an extremely constrained interpretation of its past precedents. The Court failed to acknowledge the "values that underlie the
constitutional right to privacy. 3 47 The right to privacy protects
decisions which are central to an individual's life,3 48 and sexual
decisions and choices are means by which individuals define themselves in significant ways. 34 9 The Court's decision not only curtailed
homosexual rights, but also "the fundamental interests all individuals
have in controlling ... their intimate association with others., 350 The
Court failed to recognize that the right to privacy promotes individual
autonomy and free choice.351 Nevertheless, the'Court has clearly stated
through its prior decisions that the right to privacy protects an
individual's decision pertaining to procreation.
340.
341.
342.
343.
344.
Id.
410 U.S. 113 (1973).
See Richards, supra note 308, at 313.
Roev. Wade, 410U.S. 113.
478 U.S. 186 (1986).
349. Id.
350. Id.
351. Richards, supranote 308.
__
358. The state's interests in requiring medical treatment include t) the protection of life, 2) the
prevention of suicide, 3) the protection of innocent third parties, and 4) the protection of the medical
profession. Harper v. State, 110 Wash. 2d 873,759 P.2d 358, 364 (Wash. 1988).
359. Matthews v. Eldridge, 424 U.S. 319,335 (1976) cited in Washington v. Harper, -U.S.
110 S. Ct. 1028 at 1041 (1990).
360. Cruzan,
U.S._ , l10S.Ct. at2847.
Chemical Castration
The position of the courts regarding the right to refuse medical
treatment has evolved.36 t Initially, the courts were unreceptive to such
claims. In several early cases, courts held that forcible medical treatments did not violate the constitutional rights of the patients.36 2 The
from confinement.363 In the 1970's, the administration of antipsychotics began to be criticized.369 It was discovered that many
patients were suffering relapses and a diminishment in their social
functioning.370 Patients were not being cured, but they were simply
easier to maintain."' Serious side effects, such as akinesia,
akathesia,373 and tardive dyskinesia,374 were noted. Because psychiatrists were reluctant to abandon the use of antipsychotics, the courts
intervened.375
Two prominent cases in the 1970's provided the basis for the right
to refuse medical treatment. In the first cast, Rennie v. Klein, inmates
361. Comment, supra note 186, at 507.
362. Haynes, 344 F.2d at 463; Peek, 288 F. Supp. at 329; Veals, 281 F. Supp. at 1017; Smith,
326 F. Supp. at 787.
363. See e.g., Haynes, 344 F.2d, at 463; Peek, 288 F. Supp., at 329; Veals, 281 F. Supp., at
1017; Smith, 326 F. Supp., at 787; Comment, supranote 186 at 507; Plotkin, supranote 132, at 483.
364. Bell v. Wayne County General Hospital, 384 F. Supp. 1085, 1100 (E.D. Mich. 1974);
Souderv. McGuire, 423 F. Supp. 830,832 (1976); Scott v. Plante, 532 F.2d 939,946 (3rd Cir. 1976);
Kaimowitz, supra note 157.
365. Brooks, Law and Antipsychotic Medications,4 BEHAV. Sc. & THE LAW 247, 248 (1986).
366. Id. at 248-49.
367. See Rennie, 462 F.Supp. at 1137.
368. Id.
369. Plotkin, supra note 132 at 474-79; Comment, supra note 186; Rhoden, The Right to Refuse
PsychotropicDrugs, 15 HARv. C.R.-C.L. L. REv. 363 (1980).
370. See Brooks, supra note 365.
371. Id.
372. See Rennie, 462 F.Supp. at 1138.
373. Id.
374. Id.
375. See Brooks, supra note 365, at 248-52.
submit to serious and potentially harmful medical treatment that is represented by the administration of psychotropic drugs."3 '' The court
found the source of this protection in the due process clause of the
fourteenth amendment, "as part of the
penumbral right to privacy, bodi382
security.
personal
or
ly integrity,
The United States Supreme Court addressed the issue in Mills v.
Rogers3 3 but it refused to answer the question of whether involuntarily
committed mental patients have a constitutional right to refuse treatment with antipsychotic drugs.384 The Court did "assume for the purposes of this discussion that involuntarily committed mental patients
do retain liberty interests protected directly by the Constitution . . .
and that these interests are implicated by the involuntary administration
of drugs. 38 5 Nevertheless, the Court found that the substantive and
procedural issues in the case were intertwined with state law.33 6
The case was remanded back to the First Circuit Court for reconsideration in light of the Massachusetts Supreme Court's decision in
376.
377.
378.
673.
379.
380.
381.
382.
383.
Id.
457 U.S. 291 (1982).
Chemical Castration
Guardianship of Roe.387 In that case, the Massachusetts Supreme
Court, relying on federal and state law, held that noninstitutionalized
mentally incompetent patients have a protected liberty interest which
entitles them to decide whether to submit to harmful medication.?
The United States Supreme Court did not simply defer to state law,
but it instructed the First Circuit Court to consider the liberty interest
387. Id. at 306, citing Guardianship of Roe, 383 Mass. 415,421 N.E.2d 40 (1980).
388. Guardianship of Roe, 383 Mass. 415,421 N.E.2d 40 (1981).
389. The Court stated that, "Because state-created liberty interests are also entitled to the protection
of the federal Due Process Clause .... the full scope of a patient's due process rights may depend in
part on the substantive liberty interests created by state as well as federal law." Mills, 457 U.S. at 300;
See also Comment, Rights of the Mentally Ill to Refuse Medication, 13 Am.J.L. & MED.7, 39 (1987).
390. Halderman, 465 U.S. 89 (1984); see also Comment, supra note 389, at 39.
XI.
394. Halderman, 465 U.S. at 102; See also Comment, supra note 389, at 40.
395. Halderman, 465 U.S. at 106; See also Comment, supra note 389, at 40.
396.
-U.S........,
110 S.Ct. 1028 (1990).
- U.S..
Chemical Castration
vincing0 7evidence of Nancy Cruzan's "wish to terminate such treatment." 4
the confinement is for humane therapeutic reason and then fail to pro-
Chemical Castration
the individual's liberty interest, the Court required the state to habilitate
the individual with "minimally adequate or reasonable training. 426 The
Court noted that when reviewing such medical decisions, the Constitu-
upon which such a right depends is inapplicable to criminal offenders.429 Mental patients can only be involuntarily committed for
treatment if they are incompetent under a "parens patriae" theory or
to protect society from their harmful acts under state police power.430
Criminal offenders are not incarcerated simply for treatment. Their
liberty is curtailed because they have violated the law. Rehabilitation
is only one of the goals of the criminal justice system. Other goals
are retribution, deterrence, and public safety. These goals can be
achieved without rehabilitating the offender. 431' Furthermore, as the
Court in Youngberg pointed out, "persons who have been involuntarily
committed are entitled to more considerate treatment and conditions of
confinement than criminals whose conditions of confinement are
designed to punish."432
426. The Court stated that "respondent's liberty interest require the State to provide minimally
adequate or reasonable training to ensure safety and freedom from undue restraint. In view of the kinds
of treatment sought by the respondent and the evidence on the record we can go no further in this case."
Id. at 319.
427. The Court stated that, "there certainly is no reason to think judges orjuries are better qualified
than appropriate professionals in making such decisions. For these reasons, the decision, if made by a
professional, is presumptively valid; liability may only be imposed when the decision by the professional
is such a substantial departure from accepted professional judgment, practice, or standards as to
demonstrate that the person responsible actually did not base the decision on suchjudgment."Id at 324.
428. Id. at 323.
429. Courts have held that the failure to provide rehabilitation programs is constitutionally acceptable. Newman v. Alabama, 559 F.2d 283, 291 (5th Cir. 1977); McCray v. Sullivan, 509 F.2d 1332,
1335 (5th Cir. 1975); Diehl v. Wainwright, 419 F.2d. 1309 (5th Cir. 1970); Fredericks v. Huggins, 711
F.2d 31, 34 (4th Cir. 1983); See generally,J. GOBERT & N. COHEN, THE RiGHTS OF PRISONERS (1971 &
Supp.1988).
430. See Note, supra note 408, at 1326-29.
431. Spece, Conditioningand Other Techniques Used to "Treat?", Rehabilitate?", "Demolish?"
PrisonersandMentalPatients,45 S. C L.L. REv. 616,646 n.164. The Supreme Court has stated that,
"this court has never held that anything in the Constitution requires penal sanctions be designed solely
to achieve therapeutic and rehabilitative effects .... Powell v. Texas, 392 U.S. 514,530 (1968).
432. Youngberg, 457 U.S. at 322-23.
433. 133 Ariz. 508, 652 P.2d 1031 (Ariz. 1982).
Osheroffv. Chesnut Lodge, 147, AM. J.OF PSYCHIATRY 409 (1990); Law, Science, and Psychiatric
Malpractice:A Response to Klerman's Indictment of Psychoanalytic Psychiatry, 147 AM. J. o1'
439.
Chemical Castration
V. THm GOALS OF CIMINAL
PUNISHMENT
Criminal law is based on the assumption that an individual possesses rational capacity which is the ability to understand, reason, and
direct his actions by informed choices." 0 These capabilities entitle the
individual to the liberty which is necessary to function within society,
with an understanding of his rights and duties."1 When the individual
voluntarily chooses to engage in actions which are proscribed by the
law, the individual is punished for his offense." 2
There is ongoing debate over whether punishment should be punitive or curative." 3 The punitive or retributive model posits that crime
is the product of rational choice by an individual exercising his free
will. His punishment should be proportionate to his actions." 4 Adherents to the punitive approach perceive "a mystical bond between
wrong and punishment.""' 5 The curative or utilitarian approach focuses
on the prevention of future crime, rather than the punishment of past
actions.44 Punishment is "only a means to an end."" 7 The utilitarians
stress deterrence, rehabilitation, and public safety."4 Because neither
position has been adopted exclusively, punishment serves many goals:
retribution, deterrence, public safety, and rehabilitation.
The criminal law is concerned with retribution which is "the application of the pains of punishment to an offender who is morally
guilty." "4 9 Retribution involves balancing the severity of the punishment with the gravity of the offense.45 Such a balancing should reflect
the least restrictive alternative which accomplishes the legitimate goals
of the state.45' Retribution should not be the principle concern of the
440. H.L.A. HART, PUNISHMENT & RESPONSIBIL'TY, 22-23,44-49, 181-83,215-30 (1968).
441. Id.
an individual breaks the law, when none of the excusing conditions are
442. According to Hart, "If
present he is ordinarily said to have acted out of 'his own free will', ' of his own accord,' 'voluntarily',
or it might be said 'he could have helped what he did.' Id. at 28.
443. Note, supranote 242, at 915.
444. Id.at915-18.
445. Id. at 915, (citing O.W. HOLMES, THE COMMON LAw 42 (1881)).
446. Id. at 915,918-24.
447. Id. at 915 n.190, (citing Packer who described the difference between the retributivists and
utilitarians in a similar fashion: "On the one hand, there is the view that punishment of the morally
derelict is its own justification. On the other, there is the view that the only proper goal of the criminal
process is the prevention of antisocial behavior." H. PACKER, THE LiMITs OF CRIMINAL SANCTION 53
(1968).).
448. See Note, supra note 242, at 915.
449. HART, supra note 440, at 9.
450. See Note, supra note 242, at 916.
451. Id.; See also, ABA, supra note 100, at 58-59.
Chemical Castration
Paraphilia, PMS, and psychomotor epilepsy are physical conditions
which cause temporary mental and emotional dysfunctions. Individuals
suffering from these syndromes should be considered to be acting under
diminished capacity.463 The diminished capacity defense recognizes a
range of actions which lie between free will and insanity.4 4 It repre465
sents an awareness that a disease is not an all or nothing proposition.
The diminished capacity defense diminishes the severity of the offense
which affects punishment.466 It is a compromise between exculpation
and punishment.467 Individuals whose actions are the result of persistent physiological or psychological conditions which make them incapable of controlling their behavior, should receive treatment, not
punishment, for their conditions.
The criminal law is designed to provide for specific and general
deterrence. The punishment should deter future crimes by the offender
and other individuals. 468 H. L. A. Hart argues that punishment serves
its deterrent function by example.469 Punishment will not serve to deter
the specific paraphiliac offender or other paraphiliacs. These individuals are not economically rational actors who weigh the cost of
their actions-incarceration-against their benefits, the realization of
must respect this choice which entitles the sex offender to punishment.478 Offering the paraphiliac MPA treatment as a condition of
"Rehabilitation is meant to change the offender's intent, motivation, or even character toward law-abiding conduct."
476. See Freund,supra note 167, at 580.
477. See Demsky, The Use of Depo-Proverain the Treatment of Sex Offenders: The Legal Issues,
5 1. LEG. M . 195, 315-18 (1984).
478. This moral right which is derived from the fundamental right to be treated as a person was
espoused by H. Morris, PersonsandPunishment,in PuNIsHMENr & REHABILITATION 40 (J. Murphy ed.
1973). The right to punishment can be summarized as follows,
Persons are entitled to have their choices respected; therefore, when one chooses responsibly to engage in reprehensible conduct prohibited by a just system of criminal law,
one chooses also the consequences of his offense: punishment. That choice is to be
respected. Non-punitive responses, most notably compulsory therapy, which regards
deviant conduct as merely symptomatic of pathological conditions rather than actions
of responsible human agents, fail to respect the rational choices, and thus the personhood of the offenders.
Gardner, TheRightto be Punished-ASuggested ConstitutionalTheory, 33 RtraEns L. Rhv. 838 (1982).
479. See Berlin and Coyle, supranote 16.
Chemical Castration
the convicted paraphiliac cannot be forced to undergo MPA treatment,
he must give his informed consent for the treatment.
VI. CONCLUSION
Chemical Castration
by the due process clause of the fourteenth amendment allows an individual to refuse unwanted medical treatment, even if it is beneficial.
Furthermore, if a paraphilic offender loses his liberty as a result of a
criminal conviction, he does not have a right to MPA treatment, unless
he is committed as a sexual psychopath.
MPA treatment comports with the goals of the criminal justice
system. In realizing its retributive goals, the state should utilize the
least restrictive alternative. Releasing the paraphiliac from confinement or granting him probation, with MPA treatment, is far less intrusive on his liberty than confinement or incarceration. Retribution
should not, however, be the central concern of the state when dealing
with the paraphiliac who is acting under diminished capacity. Instead,
the state should focus on rehabilitating the paraphilic offender.
There is some criticism concerning the broader implications of
MPA treatment which should be addressed in closing. First, critics
assert that since the concept of sexual deviance is so vague and
idiosyncratic, harmless behavior will be included within the category
of offenses which are subject o MPA treatment.4"' This criticism fails
to recognize that no offender can be forced to undergo MPA treatment.
Each offender must give his informed consent and has the right to
refuse MPA treatment. As with any other form of medical treatment,
the consenting patient will be informed of the chance that the treatment
will be ineffective.
Second, critics contend that there is a tendency to consider all sex
offenders as being comparable, but there is a wide difference in behavior among sex offenders. This tendency to generalize will subject
inappropriate offenders to MPA treatment.4 2 This criticism attacks the
Third, critics argue that the lack of specificity and clearly defined
treatment goals present the possibility that chemical castration and
other intrusive techniques will be used in the future for political repression.484 The critics fail to recognize that presently paraphilic offenders
are being confined as sexual psychopaths and incarcerated for the commission of sex offenses over which they have no control. This represents a present loss of liberty. The critics also fail to acknowledge
that MPA treatment actually increases the paraphiliac's freedom of
thought. Furthermore, there is always the potential for abuse with any
medical treatment, but this does not justify the prohibition of the treatment.
It must be recognized that the incarceration of paraphiliacs is a
futile exercise. Science has provided a treatment which increases the
liberty of the offender, deters future crime, provides public safety,
facilitates the rehabilitation of the offender, and strengthens the
legitimacy of the criminal law. This new avenue of scientific progress
should be pursued. MPA treatment should be utilized to treat convicted
paraphiliacs and the results should be examined. These studies will
demonstrate whether MPA is an effective treatment and suggest future
avenues for such research. As Norvall Morris noted:
Correctional practices must cease to rest on surmise and good
intentions; they must be based on facts. We are under a moral
obligation to use our best intelligence to discover whether and to
what extent our various penal sanctions do in fact reform.485