Documente Academic
Documente Profesional
Documente Cultură
Linguistics
Robert de Beaugrande
Wolfgang Dressier
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General editors
R. H. Robins, University of London,
Martin Harris, University of Manchester
Geoffrey Horrocks, University of Cambridge
Third Edition
R . H. ROBINS
Dialects of English
Studies in Grammatical Variation
EDITED BY PETER TRUDGILL AND
J. K . CHAMBERS
Introduction to Bilingualism
CHARLOTTE HOFFMANN
Psycholinguistics
Language, Mind, and World
DANNY D. STEINBERG
Linguistic Theory
The Discourse of Fundamental Works
ROBERT DE BEAUGRANDE
Principles of Pragmatics
GEOFFREY HORROCKS
General Linguistics
An Introductory Survey
Fourth Edition
R. H. ROBINS
Historical Linguistics
Problems and Perspectives
EDITED BY C. JONES
GEOFFREY LEECH
Generative Grammar
J. L. DILLARD
English Historical Syntax
Verbal Constructions
DAVID DENISON
CHARLES JONES
Generative and Non-linear Phonology
JACQUES DURAND
Modality and the English Modals
Second Edition
CONNOR FERRIS
Latin American Spanish
JOHN M. LIPSKI
F R PALMER
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introduction to
Text Linguistics
Robert-Alain de Beaugrande
University of Florida
Routledge
Taylor &. Francis Group
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Notices
Knowledge and best practice in this field are constantly changing. As
new research and experience broaden our understanding, changes
in research methods, professional practices, or medical treatment
may become necessary
fessional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors
contributors, or editors, assume any liability for any injury and /or
damage to persons or property as a matter of products liability, neg
ligence or otherwise, or from any use or operation of any methods,
products, instructions, or ideas contained in the material herein.
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Contents
Demonstration texts
viii
Acknowledgements
xi
Foreword
xiii
Basic notions
I
Textuality . The seven standards of textuality: cohesion; coherence;
intentionality ; acceptability; informativity; situationality; intertextu
ality. Constitutive versus regulative principles: efficiency; effective
ness; appropriateness.
12
Notes
II
y.
31
Pragmatics. Systems and systemization . Description and explana
tion. Modularity and interaction . Combinatorial explosion. Text
as a procedural entity .
Processing ease and processing depth.
Thresholds of termination. Virtual and actual systems. Cybernetic
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vi
CONTENTS
IV Cohesion
48
The function of syntax . The surface text in active storage. Closelyknit patterns: phrase, clause, and sentence. Augmented transition
Rules as procedures .
Grammatical dependencies .
networks.
Micro-states and macro-states. Hold suck . Re-using patterns:
recurrence; partial recurrence; parallelism; paraphrase. Compacting
patterns: pro-forms; anaphora and cataphora; ellipsis; trade-off
between compactness and clarity. Signalling relations: tense and
aspect; updating; junction: conjunction, disjunction, contrajunction,
and subordination; modality . Functional sentence perspective. In
tonation.
81
Notes
Coherence
84
U3
VII Informarivity
139
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vii
CONTENTS
VIII Situationality
163
IX Intcrtcxtuality
linguistic typology.
182
Functional definitions:
209
Contrastive
.
Computer
Semiotics
.
teaching
linguistics. Foreign-language
science and artificial intelligence . Understanding understanding .
221
Notes
Index of names
Index of important terms
223
225
255
262
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65f.
67
67
67
164
139, Hi
All our yesterdays have lighted
fools (Shakespeare) 141
Mr Winkle is not aggrieved
( Dickens) 72
if by yes 143
Carters diplomatic victory 73f. long along 143
They hadnt any feet (Carroll )
Smog in Long Beach Harbour
73
145
Time flies (Schank and
An emotional president 73
Wilensky) 146
Egypt and Israel 73
Richard Cory was human
German standards of living
( Robinson ) 146
(Thatcher) 74
Tall man the hit (Dresher and
A walking tower ( Dickens) 74
Savari the hunter (Govinda ) 75f.
Homstein ) 148
Reading Adam Bede 77f.
Shoes on footless mollusks 149
1 kill him not (Shakespeare) 86
Oysters and poverty (Dickens)
i 64f .
Chickens , robins, bats, and
The jurors slates (Carroll) 165
stones 92
Anglo Saxon attitudes (Carroll)
Going to Freds 113
What arc you laughing at ? 114
165
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DEMONSTRATION TEXTS
189
87f.
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^ opyrigruea
material
xii
ACKNOWLEDGEMENTS
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O. Foreword
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XIV
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moru/ oDn
vv
ROBERT-ALAIN DE BEAUGRANDE
University of Florida
University of Vienna
Notes
In our new division of labour , topics emerging since 1972 were mostly
treated by Prof. Beaugrande; Prof. Dresslers contributions were largely in
the areas he covered in the 1972 volume , especially cohesion .
2 e . g . , Dascal & Margalit ( 1974) .
3 e.g . , Ballmer (1975).
4 For an impressive diversity of viewpoints , see papers in Petofi (ed . ) ( 1979) .
and surveys in Dressier (ed . ) ( 1978) .
5 The scientific status of text studies is explored in Beaugrande ( 19816) .
1
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Orthographic conventions
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Chapter I
Basic notions
[i]
SLOW
CHILDREN
AT PLAY
|2 ) The King was in the counting house, counting all his money;
The Queen was in the parlour , eating bread and honey;
The Maid was in the garden , hanging out the clothes;
Along came a blackbird and pecked off her nose.
[ 3 ] Twenty-year-old Willie B. is a diehard TV addict . He hates
news and talk shows, but he loves football and gets so
excited over food commercials that he sometimes charges at
the set , waving a fist . Says a friend: Hes like a little child .
Willie B. is a 450-lb gorilla at the Atlanta Zoo. In December a
Tennessee TV dealer heard about Willie B.s lonely life as
the zoos only gorilla and gave him a TV set .
[ 4] A great black and yellow V-2 rocket 46 feet long stood in a
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carried eight tons of alcohol and liquid oxygen .
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[6] GHOSTS
'
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BASIC NOTIONS
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[l]
SLOW
CHILDREN
AT PLAY
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BASIC NOTIONS
Here, the Queens action created the sufficient , but not necessary
conditions for the Knaves action ( made it possible, but not
went to the
cupboard
to get
her poor
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action was later than that of going to the cupboard ( being the
terminal boundary of the latter) , but happened at the same
time as the situation of the cupboard being bare . The relation
of TEMPORAL PROXIMITY can be specified in many ways,
according to the boundaries of events.7
n . We reserve the discussion of other coherence relations
for section V .25 flf. We would only point out here that we have
already moved somewhat beyond the text as it is actually made
manifest in sound or print . Coherence is clearly not a mere
feature of texts, but rather the outcome of cognitive processes
among text users. The simple juxtaposition of events and
situations in a text will activate operations which recover or
create coherence relations. We can notice that effect in this
sample:
[ 2 ] The King was in the counting house , counting all his money;
The Queen was in the parlour , eating bread and honey;
The Maid was in the garden , hanging out the clothes;
In the explicit text , there is a set of ACTIONS (counting ,
eating , hanging out); the only relations presented are the
LOCATION , the AGENT , and the AFFECTED ENTITY of each action
(on these terms, cf. V . 26fT ) . Yet simply by virtue of the
textual configuration , a text receiver is likely to assume that
the action is in each case the PURPOSE of being at that location;
that the locations are PROXIMATE to each other , probably in or
near the royal palace; and even that the actions arc proximate in
TIME . One might well go on to assume that the actions are
intended to signal the ATTRIBUTES of the agents (e.g. the King
being avaricious, the Queen gluttonous, the Maid in
dustrious) . The adding of ones own knowledge to bring a
textual world together is called INFERENCING (cf. V . 32ff.) .
12. Coherence already illustrates the nature of a science of
texts as human activities. A text does not make sense by itself,
but rather by the interaction of TEXT-PRESENTED KNOWLEDGE
with peoples STORED KNOWLEDGE OF THE WORLD (cf. Petofi
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224
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References
Erlbaum
APELTAUER , ERNST
1 he validity 01 tne
-^oieman
jvnner
267-72
BALLMER , THOMAS
Scriptor
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BARTLETT , FREDERICK
Cambridge
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i^amoriage ,
cngiana:
BEAUGRANDE , ROBERT DE
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wjcivi
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JVLVB ,
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nnv
Ttfvf
CnM / nvf T
r\ nrlr n
nnrrtmn
, TEUN VAN (
*
wi
IMI
\ * y / / *y a
wr u v> v i > i i r \
^ vuuv/ ii
^\
I V/ U
IIIUII
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219- 34
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Row
GOLDMAN , NEIL
289-371
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OLIVER
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\ 7
---
"A
'
6, 249 61
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MEYER -HERRMANN ,
WOLFGANG ,
KLEIN ,
WERNER ,
KALLMEYER ,
REINHARD , NETZER , KLAUS & SIEBERT , HANS JURGEN (1974) .
108 116
KARTTUNEN , LAURI
87-98
KINTSCH , WALTER
- - -J
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vr\ KIC
irtUHJ
r\ nrlr r\
ComKrirlrtP
^
MALINOWSKI
i
* WiUj
jvun
y/ /y
VJIMIMMUVJ
I^ V I I U V U
v>a t i u n u
^
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WOLF-DIETER
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THORNE ,
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INTRODUCTION TO TEXT LINGUISTICS
252
TULVING , ENDEL
r .!;. r
...
WALLACE , WILLIAM
Chicago Press
WEBBER , BONNIE
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. V
1 A A
Ar r
v AC
1UUV A U1 llcUUCD
All numbers cite paragraphs except the superior numbers for chapter
notes.
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256
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INDEX OF NAMES
257
rirA#nkoiim C 4
nA r
110 \/ J
1i
- .
13 rti
VII vvuuauiu
.y t
jiunv
i IVL/ UJ
, jvi
&
m.JJ
HoUan , James V4
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258
IXs
X 18
Jakubinskij, Lev X. 13
Jandl , Ernst VII . 1, VIP
Jefferson , Gail II 15, VI.6, VI.27
IX
22,
10
Kircher , Mary X1
Klare , George X .9
Kloepfer , Rolfll . u
Koch , Walter , II. n , II.26, II6, II,
V6
Rock , Wolfram II .30
Kohonen , ViljoX. i
Kristeva , Julia I15
Kuhn , Thomas 0.4, 0.7, X26
Rummer , Werner II.30 31
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259
INDEX OF NAMES
Mead , George X . 8
Rimyen .
Ion III
VI
21 2 A
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260
Stein , Gertrude X . 16
Stein , Nancy IX .6, IX 22
Steinberg , Danny II .32
Steinitz , Renate IV .25
Stempel , Wolf-Dieter II . 1
Stevens, Albert IV . 10
Sussman , Gerald III.4, V . 16
Svartvik , Jan I 10, IV . 34, VI.22
Sweet , Henry IV.57
Tai, James IV . 42
Talmy , Leonard III.24, IV .40
Tennyson , Alfred IV. 14
Thatcher , Margaret IV .47
Thomdyke, Perry V. 16, IX 22, X . io
Thome, James IV.5, X 14
Tomasevskij, Boris X .13
Tramin , Peter von III22
Tmka , Bohumil X . 13
Tulving , Endel V . 13
Twain , Mark VI.4-5 , VIII.12,
VIII . 14, VIII.27
Tyler , Stephen VI.27
Tynjanov Jurij X . 13
Ungeheuer , Gerold II . 38
Vance, Timothy IV.51, IV36
Vater , Heinz IV. 25
Vendler , Zeno III.26
Viehweger , Dieter, II. 1
Mioben , Edward V . I 8 , V *
I1,
23,
7,
V10
Vipond , Douglas V 10
Waletzky, Joshua VII 18.2, IX .6
Walker, Donald I1, IJI.2, III .5 , III27,
V . 30, X .26
Wallace , William IV.24
Warning , Rainer III8
Wamock , Eleanor X 26
Wason , Peter VII . 20
Watson , John Broadus VI . 12
Weaver , Warren VII.2
Webber, Bonnie I3, III .33, IV.22,
IX .23
Weil , Henri II.18
Wcinrich , Harald IV. 12, IV .38,
VI.21 , VII.11, VII4, IX 27
Wcltner , Klaus I12
Werth , Paul IV16, X13
Wesker, Arnold IX 9, IX10
Whitehead , Alfred North IV 33
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261
INDEX OF NAMES
Zadch , Lotfi V3
Zolkovskij, Alexander II .12 , II .38,
II.40, X 14
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263
.
. .
VI .11
co reterence IV . 21 , IV",
V.26(gg) V 14, VIII.6
f
correctness 11.6
co-sense IV 26
creativity IV 20
criticism X .18; see literary criticism
cues IV . 43
current state VI . 13
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264
dividedness IV .41
dominance HI. 18, III.30, VIII. 1,
VIII.8, VIII.17, IX.6 7
downgrading VII .12 16 , VII.27,
VII .40, VIII . 3 , X .16, X16
dramatic text VIII. 5
ease of processing III.9
economy V .15, V . 18
effectiveness 1.16, 1.23, II .6, III.9,
IV .28 IV .58, VII.28, VIII. 11,
IX. 11 , X. 16
efficiency 1.23 , II .6, III .9, IV . 11,
IV . 28-29, IV .32, IV.37, IV . 58,
VIII.11, IX.11
elegance II.6.
elicitation II.13.
ellipsis IV. 3, IV.32 37, IV . 59, IV33,
VI.26, VII.18.4
elocution II .3
emotion V .26( t )
enablement 1.7 8 , V .26(o)
entry operator V .28
episodic memory V .13
equivalence II.21-22, IV .20, IV. 57,
IV 24, V .26(ee) , VII . 31
escalation; see plan box escalation
ethnographic semantics VII .18.5
cthnomethodology II. 15
event V .25, V11, IX . 25
event boundaries III .24
evidence VI. 15 18 , VIII . I , VIII . 19
exact sciences O.5
existence X.6
discontinuity IV . 32 , V . 32, VI . 2,
VII . 13 , X .16
discourse 11.16, IIs, DC. 20
discourse action IV . 54 , VI .11 ,
VIII . 10, VIII10
discourse analysis II . 16, II.22
discourse world model DC.23
discrepancy III . 16, IV .19, VII . 13,
VII.40, VII16, IX 7, X.16
discreteness III . 24
discrimination II.23
disjunction IV .42 , IV .44
disposition II. 3
distribution IV.41
disturbance IV.15, V .4, VI.10,
VI . 20, VII . 15
explosion
expression IV . 52 , V . 2-3
expression phase III .23
facts Vlll. 18.1 , VII . 18.5 , VII . 39 ,
VII . 42 , DC.10, IX . 19 , IX . 22 ,
X 25
failure III. 17 , VIII.10, DC . 26
family resemblances V.18, V 4
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1:
11
rv
- .
v c v
HI
g U l t l 4 U ^4 U U l! I I . J / .
, 6
generative poetics X .
generate II . 30 32 II
14, X 14
generative semantics II.32
generative transformational
grammar, sec transformational
grammar
global pattern V.10, V.16, V . 29,
V .38, VII.18.2, IX .37.2
goal I .3 , V.16, VI.6, VII . n 16,
VI . 28 30, VI . 33 , VIII . 1 , X
goal state III.17
grammar II.3 , III.7 8, VI .22
grammar state IV . 5
grammar /syntax VIPS
grammatical dependency 1.4 ,
UI.25 26, III.29, IV . 5-10, IV 6,
V .24, VII.3 , VII.34
grammatical dependency
network IV .8 , V.31
head IV .7 9
hold stack IV .8 , IV . 23 . X 25
homonym IV .31
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266
joining IX .22
junction IV.3 , IV.8, IV .42-50 ,
IV.60
junctive I6, 17, IV .8, IV .42-50 ,
VII .24
key IV .56-57 , VI. 5, VII.18.4
knowledge V 1
knowledge of the world; see world
knowledge
knowledge spaces III .22 , V.23,
V .31
lack of knowledge inference V.21
legal discourse IV . 19, VI . 8
level II .9, II .40, Z/7
lexical recurrence IV . 12 15
lexicon II . 30, II . 33 , II 13. IV . 29, V. 19
linearization II 14, III . 25 27, IV . 7
linkage IV 7, V .4-5; cf. strength of
linkage
literary criticism III.31, X . 18
situation management
manner maxim VI.9.5 9, VI.33,
IX . 20
mapping III . 18, III16
markers V.6, V6
Markov chain VII . 2
maxim; see conversational maxim
meaning I8, V. i , V1
means end analysis III . 17( c ), III.20,
y 2o
mediation VI.18, VIll.l , VIII.5,
VIII.17, VIII .19, VIII.28, /X. /
memorization II.3
memory V 2; see conceptual
memory; episodic memory;
semantic memory; working
memory
mental imagery III.23 , III19, VI . 26,
VII.10, DC.32, DC18
micro-state IV .6, IV 4, V . 31
19
operator V . 28 , X 25
opposition II .19, IV .20, V.26(ff )
orderliness VI.9.9; cf. normal
ordering strategies
orders of informativity VII.7 17,
VII.27
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presenter of text I9
presupposition X .6
primacy effect IV 29, IX . 37.5, IX 23
primary concepts V .25
primitives V .6, V6
prior knowledge IX .19; cf. world
knowledge
probabilistic models 0.6, 1.12, V.4,
VI .26
probability VI .14, Vllpassim
problem III . 17 , III.24, V . 34,
VI.13, IX . 14, IX . 26, DC 12
problematic knowledge IV .23,
rx 1
TV
..
iv
TV 8
performatives VI .8
perlocutionary acts VI.7
permutation II.36
perspectives IV . 38, V.16
perspicuity VI.9.5
philology II . 18
phonemes 11.19, IX .2
phrase IV .3; cf. noun phrase; verb
phrase
plan 1.9, 1.13, V .16 , VI.3 VI.6,
VI.11 16, VI6, VII .4, VII.18.2,
VIII .9 13 IX .6, IX .37 2
.
plan activation VI.
13
IV
DC IX12
problem-solving III .17 , III.22-24,
III13, IV . 35, V .22, VI.13, VI.21,
VII. 13 , VIII .4, IX . 2 I X 10, X 25
procedural adequacy III4
procedural approach 111.6 ,
IHpassim , V. 15, X . 3, X . 12
procedural attachment III .19,
IV.10, VI . 10 , VIII . 13 , DC. 25
procedural knowledge V 9
procedural model III.33 , IV .37
procedural semantics V .9 ,
Vpassim
procedures IV .6
processing depth II19, II 1.9, III.27,
III6
processing ease III.9
processing resources III. 10
proclaiming IV .54
pro-complement IV .25
production of texts I9, II1, III.2028, V .12, VI . 15
pro forms II11, IV . 3, IV .21-31,
IV . 59, IV 31, V.31 , V . 35,
VII . 18.4, VIII.6, VIII. 12, VIII .20
projection IV .48, V .28
projection operator V .28
promising VI.7
pro-modifier IV .25
pronoun IV .21, VIII.7
propositional act VI .7
pro-verb IV.25
proximity operator V .28
pseudo-pronoun IV .26
psychiatry X .8
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Introduction to Text
Linguistics
an informa business
ISBN 0 - 582 - 55485 - 3
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Taylor & Francis Croup
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