Documente Academic
Documente Profesional
Documente Cultură
of Change
by Reina C. Neufeldt
Interfaith dialogue garnered considerable positive attention and derision
after September 11, 2001. This article critically examines expectations of
interfaith dialogue by clarifying explicit and implicit suppositions of how
and why things will change because of dialogue. Three broad approaches
to dialogue are identified: theological, political, and peacebuilding.
Hypotheses about change within each approach are identified and
explored through case examples. The article argues that while interfaith
dialogue can contribute to personal, relational, and structural change, each
of the three approaches does not do so equally. The article concludes that
proactive reflection on theories of change within dialogue is necessary for
interfaith dialogue to achieve its potential to build peace.
Samuel Huntingtons controversial theory of a pending clash of civilizations elevated the role of religion as a fault line for civilizational
conflict and a matter for public debate in the 1990s.1 The tragic
Al Qaeda attacks in the United States on September 11, 2001, and
Osama bin Ladens call to holy war confirmed this view for some;
others argued that religion resurged because of the failures of modern
secular political ideologies.2 Empirical evidence for the role of religion
in contemporary violent conflicts supported such concerns.3 At the
same time, scholars and practitioners saw tremendous potential for
religious leaders and communities to transform conflict. Interfaith
dialogue, with its broad engagement between people of different faith
traditions communicating about faith and issues of common concern,
gained particular notice. In 2007, the United Nations (UN) held sessions on interfaith dialogue, and the Assembly President suggested,
Promoting a true dialogue among civilizations and religions is
perhaps the most important political instrument that we can use to
reach out across borders and build bridges of peace and hope.4 This
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In reviewing research and practice, three basic orientations regarding how change occurs through dialogue emerge: theological,
political, and peacebuilding.21 These orientations are framed by
assumptions embedded in areas of scholarship that affect the theories
of change operating in each stream of thought: the first being theology
and religious studies, the second political science and international
relations, and the third conflict transformation and peacebuilding
scholarship. Interfaith dialogue efforts emerging from these respective
areas of scholarship demonstrate divergent views of the intersection of
politics, religion, and conflict and generate very different formats as
well as expectations of outcomes.22 For example, those engaging in
dialogue from a theological perspective are less likely to see religion
as a cause of conflict than those operating from the political and
peacebuilding perspectives. The role of actors engaged in dialogue,
therefore, also vary, with the political and peacebuilding perspectives
geared more toward engaging with secular peace processes than those
operating from a theological perspective. These differences are summarized in an abbreviated comparison of the three orientations in
Increase understanding of
doctrines, beliefs, values and
practices. This can include
establishing common values.
Develop relationships of mutual
respect. Active theology
Scholarship roots
Religion and
formal
peace processes
Purpose of
interfaith
dialogue
Focus of
change
Theological
Political
Peacebuilding
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PEACE & CHANGE / July 2011
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Table 1 (below). The three sections that follow explore the purposes
and propositions for change embedded in each of the three streams of
change. The purpose and sub-theories of change are presented in
generic form and then explored with a single case to provide context
and nuance. Interestingly, participants in the same dialogue process
may hold different theories of change, and the purpose of the dialogue
may shift over time as evident in the Mindanao example provided in
perspective three.
PERSPECTIVE ONE: THEOLOGICAL
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Sub-Theories of Change
Several components of the larger theological approach provide
insight into how change is to happen within dialogue. The first is that
verbal and nonverbal exchanges based on theology, religious scriptures, and or religious practices will lead to the aforementioned goals.
That is, the content and format of the exchange will necessarily produce increased understanding and knowledge, positive perceptions and
opinions, positive relationships amongst participants, and potentially
deepen each participants faith. Sharing based on ones deepest beliefs
and spirituality is qualitatively different from other types of sharing
and reaches a transcendent level. The outcomes noted above are
achieved as participants develop greater compassion, empathy, and
trust through sharing personal stories, religious insights, and theological interpretation, and directly engaging in spiritual practices such as
prayer together. Religious practices may be particularly critical for
transcending into the spiritual realm as well as nurturing an important
affective dimension of dialogue.26 Mutual respect is rooted in spirituality, love, and a sense of God.27 Deep and genuine encounters
produce profound relationships that suggest communion between
peoples going far beyond mutual respect. An example of this sort of
transformative experience is captured by a participant recollecting a
Jewish-Catholic dialogue in Rome:
What happened was a spiritual event, inexplicable on purely
pragmatic grounds. Neither side conceded, nor was asked to concede anything.... leaders were able to cut through the rhetoric of
outrage and defensiveness to touch, for a moment, each others
hearts.... But how, save through poetry, can those of us who were
there, whose hearts were touched and changed, explain an essentially spiritual encounter?28
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issues but wondered how to make their experiences available to others.38 The WCC report also noted that other church representatives
indicated some churches were suspicious of the work. These two
observations suggest a common challenge and under-developed aspect
of theological interfaith dialogue: the problem of transferring or diffusing personal-level insights and transformations from a select group
to larger denominations and further outward into larger-scale changes.
There were limited mechanisms in place to support a process of
change that expands outwards from the core group even in a large
interfaith institutional body. In the Thinking Together series, efforts to
collaborate with other WCC groups and to produce written materials
were undertaken to promote transfer, but the impact unassessed. The
challenge of diffusion is a great weakness in this theory of change and
delimits impact; the processes by which dialogue amongst theologians
and other participants will generate broader understanding and
responses within their faith traditions are simplistic and need further
development. The approach does not suggest it will contribute to
structural or cultural changes, nor affect the socio-political context.
In 2009, Dr. Shanta Premawardhana spoke to the goal of active
theology. He summarized: If Thinking Together has taught us anything, it is that Christians, together with other religious leaders, need
to realize that our theologies must be subjected to the testing, sharpening and refining that comes from interaction with other religious
scholars.39 This comment and the jointly published works by Thinking Together participants suggest that the goal of active theology was
successfully achieved. Participants identified and explored theological
concerns and differences utilizing the languages and methods of their
respective traditions and were able to develop new insights. It appears
that this was facilitated by the ongoing nature of the engagements and
the bonds of friendship that developed. Here, there is evidence of a
great strength of theologically based interfaith dialogue and its theory
of change. Participants were committed, transformed, and produced
new understandings on concerns that were and continue to be very
divisive between members of different religious communities and can
spark violent conflict, such as religious conversions.
PERSPECTIVE TWO: POLITICAL
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2001. State-sponsored interfaith dialogue forums emerged internationally, as well as within countries such as Jordan, Macedonia, and Iraq,
which were often sponsored as part of political peace efforts.40 Events
typically included political leaders convening or sponsoring events,
and often making speeches. International examples range from multilateral UN-sponsored meetings such as the UN General Assembly
High-level Dialogue on Interreligious and Intercultural Understanding
and Cooperation for Peace to bilateral affairs such as the meetings
that Karen Hughes, former US Under Secretary for Public Diplomacy
and Public Affairs, held with religious leaders between 2005 and
2007.41 National-level exchanges also occur, hosted by political officials or figureheads within a given country. Political representatives in
the dialogues vary from those who speak on behalf of political and
religious communities to those who convene religious leaders and
discuss faith but not political issues, to those who convene religious
leaders to discuss political issues.
The political approach to interfaith dialogue possesses several
higher-level aims. One purpose is to produce social coexistence or
harmony. This typically involves educating the other who may be
a partner in negotiations and diplomacy, or the larger religious constituency of those involved in a conflict. Interactions often center on
particular social or political problems. A second purpose is to
increase the perceived legitimacy of a political process and actors.
Government leaders or state institutions convene religious actors in a
high-profile manner and broadcast positive messages that emerge
from the interaction to generate support for political processes or
negotiated agreements, address political concerns, and so forth. It is
simultaneously hoped that religious leaders will delegitimize actors
who suggest that using violence is an appropriate means to an end. A
third, less frequent goal is to use interfaith dialogue to expand the
options for political processes. For example, religious leaders can
proffer new religiously nuanced suggestions for political negotiations
such as the use of the truth and reconciliation commissions, or by
participating in negotiations they may enable additional actors to
come to the table.
Hypotheses of how and why things will change because of interfaith dialogue in political fora begin with the basic assumption that
religious interventions augment, enhance, or support official negotiations and political processes. The approach suggests that religious
actors are therefore important but not critical to political solutions to
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example, religious leaders may suggest government-supported interfaith grassroots fora to enhance post-war reconciliations. Politicians
and diplomats then choose to act upon the ideas for peace generated
by religious actors if deemed appropriate.
The political sub-theories of change do not articulate explicit personal-level changes during dialogue. The primary focus is on relational
and structural change and hinges on transfer. Relational change here
is a broad-based change in the way religious adherents react toward
the other; messages by religious leaders, transmitted through the
media are to change the way people behave in relation to the other.
Structural change occurs if political leaders implement ideas generated
by religious leaders. Both types of transfer occur via a top-down
model of influence. Top-level religious leaders generate support for
harmony and particular policies or courses of action, which are then
enacted by political leaders. Religious authority supports and enhances
secular processes.
Example: Regional Summit on Interreligious and Inter-Ethnic
Dialogue, Tirana
The United Nations Educational, Scientific and Cultural Organization (UNESCO) began sponsoring inter-faith and inter-cultural dialogue events in 2002. A foundational event was the two-day Regional
Summit on Inter-Religious and Inter-Ethnic Dialogue in Tirana, coorganized with the Presidency of Albania in 2004. This event brought
together approximately 145 participants, including six heads of state
from South East Europe, political delegations from eleven European
countries, representatives of international and regional organizations,
as well as participants ranging from professors to politicians to directors of faith-based institutions.43 In the participants list, only six
clearly identified as religious clergy, two of whom were presenters.
Participation was therefore heavily skewed toward political actors.
The Summit was a carefully organized one-time meeting which
concluded with a public declaration, the Tirana Declaration. The
organizers stated purposes included sharing experiences regarding interreligious and inter-ethnic relations, raising public awareness of the
positive impact of ethnic and religious coexistence and harmony, promoting further dialogue and countering intolerance.44 Koichiro
Matsuura, Director-General of UNESCO, hailed the meeting as a
ground-breaking event in terms of addressing at the highest level the
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Sub-Theories of Change
The peacebuilding approach to dialogue entails sub-theories of
change that are somewhat more detailed than the two previous
approaches. This should be expected given the conscious development
of intervention techniques. The sub-theories focus on transforming
individuals, transfer, and sustainability of peace efforts through interfaith dialogue.
Peacebuilding efforts suggest interfaith dialogue is effective at transforming individuals because of a series of interacting elements. Interfaith dialogue allows participants to plumb the depths of their identity
by tapping into deep beliefs and values. This can alter exclusionary
dimensions of religious identity as well as spiritually motivate and
encourage workers for peace. Dialogue and transformation require safe
spaces in which participants develop mutual respect and caring, as well
as increase their understanding of the other. Safe space is developed
through processes that include empathic listening, sharing of perspectives and experiences (theological and personal); a balance of power
amongst participants; clear ground rules; discussions about positive and
negative stereotypes and perceptions; use of multiple forms of communication, including religious symbols, stories, and text. Efforts appear
to address personal change and relationship-building by addressing
points of conflict directly. Participants may establish common understandings and common values through dialogue. Finally, engagements,
such as inter-religious councils in West Africa supported by Religions
for Peace, tend to be ongoing rather than one-time meetings.
There are two sets of ideas around how and why the effects of
dialogue will transfer to larger constituencies and contribute to sociopolitical change. First, participants are strategically chosen based upon
an analysis of groups identified as critical in the conflict and may include
youth gang members, village elders, or womens groups in addition to
religious leaders. Interfaith dialogue is frequently paired with intra-faith
dialogue rooted in the understanding that religious communities contain
multiple constituencies that need to be addressed intensively. Transfer is
further promoted by fostering conflict resolution and peacebuilding
skills amongst participants to help participants directly engage conflicts
in their respective communities. Interfaith dialogue efforts strive to use
media as an outreach tool to build broad-based support for changes
promoted through dialogue. External individuals or religious bodies are
often engaged to support local efforts by increasing pressure on political
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are within-group divisions in each of the umbrella religious communities that have not yet been bridged and may undermine the work in
the future. It is also unclear how and to what extent any one network
can sustain change. While networks possess expansive capabilities,
hubsand the people who comprise those hubsoften need to be
more strategic in focus to prevent overextension. It is further unclear
whether or not groups need to undertake a complementary or ad hoc
approach to respond to both immediate and longer-term needs.
A significant oversight in the peacebuilding interfaith dialogue theory of change as it applies to the Mindanao conflictwhich is also
not addressed in the theological and political approachesis the
degree to which interfaith dialogue addresses and transcends fissures
based in other identities, such as ethnic or clan identities.62 In Mindanao, there are ongoing challenges dealing with inter-clan feuds (rido)
that frequently contribute to larger political violence.63 People have
multiple identifications, and interfaith dialogue, by its nature, emphasizes only one aspect of peoples identities. Dialogue that moves into
collaborative development may imply other dimensions of identity,
such as Muslim and Christian farmers, however religious identity
remains central. Interfaith dialogue may thus be constrained in its
ability to overcome other identity affiliations and fissures which
simultaneously result in social, economic, and political exclusion and
violence.
A CALL TO REFLECT UPON THEORIES OF CHANGE IN INTERFAITH DIALOGUE
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deep, profound expressions of faith, but limits its scope and focus to
individuals and interpersonal relations. The political approach connects the contents of dialogue to political processes but at the expense
of genuine, independent engagement. The peacebuilding approach
amplifies the strengths of the theological and political approaches
through deliberate multi-level initiatives but may overextend actors.
While each of these approaches may have particular impacts, there
remain relatively unquestioned assumptions and ungrounded ideas
regarding how their efforts will produce change. This means that critics can continue to deride interfaith dialogue for its lack of effect and
proponents can continue to believe it is going to achieve change, with
anecdotal evidence supporting both.
If proponents of interfaith dialogue want to demonstrate real
contributions to peace, they need to start taking change seriously.
One way to remedy this problem is to develop explicit theories of
change and learn from them during the process of dialogue to both
track the changes that occur and improve upon them. Using theories
of change as a tool for monitoring and learning has good precedent
in peacebuilding.65 It is an approach to program design, monitoring,
and evaluation that involves practitioners articulating how and why
their approach will contribute to the changes they identify as important, and then tracking whether or not their ideas about change
hold up over time. Practitioners ask: which sub-theories of change
are bearing out? Where and under what circumstances? Which subtheories are not holding up and how might we change our activities
or our sub-theories to better match what is occurring? Articulating
and reflecting upon ideas about change can help participants such
as those in the Thinking Together, UNESCO, and BUC dialogues
discover their aims, weaknesses, and strengths and respond
accordingly.
Approaching impact through theories of change fits within interfaith dialogue formats because exploring change requires a commitment to deep inquiry. Reflections are about learning and
understanding rather than searching for quantifiable, predetermined
impacts. Discussing theories of change opens up space for thinking
more deeply about the purpose of dialogue for participants and
organizers. Those who support and engage in interreligious dialogue
can assess their efforts on their own terms and contribute significantly to furthering our understanding of how interfaith dialogue
works, and its capacity to build peace. This type of learning is
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17. Douglas Johnston and Cynthia Sampson, eds., Religion, the Missing
Dimension of Statecraft (New York: Oxford University Press, 1994).
18. For example, see Douglas Johnston, ed., Faith-Based Diplomacy:
Trumping Realpolitik (New York: Oxford University Press, 2003); David R.
Smock, Religious Contributions to Peacemaking: When Religion Brings
Peace, Not War (Washington, DC: United States Institute of Peace, 2006).
19. In the 1990s, Studies in Interreligious Dialogue emerged and
numerous volumes on interreligious dialogue events appeared, such as James
H. Charlesworth, Frank X. Blisard, and Jerry L. Gorham, eds., Overcoming
Fear between Jews and Christians (New York, NY: The Crossroad Publishing
Company and The American Interfaith Institute, 1993); and J. Kellenberger,
ed., Inter-Religious Models and Criteria (New York, NY: St. Martins Press,
Inc., 1993).
20. Georg Evers, Trends and Developments in the Field of Interreligious
Dialogue, in Studies in Interreligious Dialogue 13, No. 2 (2003): 240254.
21. A thematic analysis of interfaith dialogue interventions was utilized
based on primary and secondary sources. Primary sources include: participant
observation of interfaith dialogues in the Philippines, Indonesia, and the
United States; unstructured interviews with dialogue leaders and participants
from northern India, Pakistan, Uganda, Philippines, Israel, and Palestine;
primary documentation produced from dialogues. Secondary sources include:
cases in published volumes, such as Smock, Religious Contributions to
Peacemaking: When Religion Brings Peace, Not War, David Little and
Tanenbaum Center for Interreligious Understanding, eds., Peacemakers in
Action: Profiles of Religion in Conflict Resolution (New York, NY: Cambridge
University Press, 2007); Coward and Smith Harold Coward and Gordon S.
Smith, Religion and Peacebuilding (Albany, NY: State University of New York
Press, 2004). And, cases published independently, e.g., Religious Leaders
Building Peace in Mindanao Gaston Z. Ortigas Peace Institute, (Manila:
2004).
22. These three orientations overlap somewhat with the fourfold
typology (theological exchange, religious experience, dialogue of life, dialogue
of action) created by the Pontifical Council for Inter-religious Dialogue,
Dialogue and Proclamation: Reflections and Orientations on Inter-Religious
Dialogue and the Proclamation of the Gospel of Jesus Christ (Rome: 1991).
However, the analysis diverges from this typology based upon the assumptions
regarding change underpinning the models.
23. For examples, see Kellenberger, ed., Inter-Religious Models and
Criteria; David Emmanuel Singh and Robert Edwin Schich, eds., Approaches,
Foundations, Issues and Models of Interfaith Relations (Delhi, India: Indian
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32. Hans Ucko, ed., Faces of the Other: A Contribution by the Group
Thinking Together (Geneva: World Council of Churches, Interreligious
Relations and Dialogue, 2005); World Council of Churches, Annual Review
2009, (Geneva: World Council of Churches, 2010).
33. Samuel Kobia, Report of the General Secretary (Geneva: World
Council of Churches, 2008); World Council of Churches, Projects Overview,
Programme Plans 20072013 (Geneva: World Council of Churches, 2006).
34. World Council of Churches, Projects Overview, Programme Plans
20072013.
35. World Council of Churches, From Harare to Porto Alegre: 1998
2006, (Geneva: World Council of Churches, 2005): 92.
36. Thangaraj, Thinking Together: A NarrativeInterreligious Meeting
on Religion and Violence, St. Petersburg, Florida, February 2002.
37. Ucko, Thinking Togetheran Interreligious Process.
38. World Council of Churches, Report on the Pre-Assembly
Programme Evaluation(Geneva: World Council of Churches, 2005): Sec. 2.3.
39. World Council of Churches, Annual Review 2009: 32.
40. See examples in Abu-Nimer, Khoury, and Welty, Unity in Diversity:
Interfaith Dialogue in the Middle East; Paul Mojzes, Peacemaking through
Interreligious Dialogue in Macedonia, in Religious Contributions to
Peacemaking: When Religion Brings Peace, Not War, ed. David R. Smock
(Washington, DC: United States Institute of Peace, 2006); Canon Andrew
White, Establishing the Premier Interfaith Organization in Iraq, in Religious
Contributions to Peacemaking: When Religion Brings Peace, Not War, ed.
David R. Smock (Washington, DC: United States Institute of Peace, 2006).
41. For example, Karen P. Hughes, Encouraging Interfaith Dialogues,
(Washington, DC: U.S. Department of State, 2007); or, United Nations,
Media Advisory: General Assembly High-Level Dialogue on Interreligious
and Intercultural Understanding and Cooperation for Peace, in Sixty-second
session of the General Assembly (United Nations, 2007).
42. Some argue religious leaders are not well placed for authentic
dialogue because of their roles defending particular, mutually exclusive
traditions. See Rami Mark Shapiro, Moving the Fence: One Rabbis View
of Interreligious Dialogue, in Interreligious Dialogue: Voices from a New
Frontier, ed. M. Darrol Bryant and Frank Flinn (New York, NY: Paragon
House, 1989): 3140; Irfan A. Omar, Submitting to the Will of God:
Jews, Christians, and Muslims Learning from Each Other, in Heirs of
Abraham: The Future of Muslim, Jewish, and Christian Relations ed.
Bradford E. Hinze and Irfan A. Omar (Maryknoll, NY: Orbis Books,
2005): 125141.
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