Documente Academic
Documente Profesional
Documente Cultură
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Apple Inc.,
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v.
DEMAND FOR JURY TRIAL
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Defendants.
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SILICON VALLEY
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Apple brings this action to protect its customers from dangerous counterfeit power
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products such as power adapters and charging cables that Amazon.com LLC (Amazon.com)
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sourced from Defendant Mobile Star LLC (Mobile Star) and sold through its internet-based
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Inc./Groupon Goods, Inc. (Groupon) with dangerous counterfeit Apple power products that
INTRODUCTION
Groupon then sold to consumers through Groupons e-commerce platform. Counterfeit power
products, such as those supplied by Mobile Star, pose an immediate threat to consumer safety
because, unlike genuine Apple products, they are not subjected to industry-standard consumer
safety testing and are poorly constructed with inferior or missing components, flawed design, and
inadequate electrical insulation. These counterfeits have the potential to overheat, catch fire, and
deliver a deadly electric shock to consumers while in normal use. A white paper recently
published by the consumer product safety and testing organization UL (formerly Underwriters
Laboratories) reported that counterfeit Apple charging products often lack the safety features
necessary to protects users from shock and fire hazards, and UL tested twelve counterfeit Apple
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power adapters that were so poorly designed and constructed that they posed a risk of lethal
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Apple, and Apple devotes significant resources to ensuring its power products meet industry
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safety standards and are subjected to rigorous testing for safety and reliability. Apple brings this
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suit to stop Mobile Star from any further distribution of counterfeit Apple products to the public.
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2.
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MACBOOK AIR, MAGSAFE, and LIGHTNING exclusively with Apple and Apples
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products and services. When consumers encounter these marks and decide to purchase goods and
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services identified by these marks, they expect to receive genuine Apple products that have been
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produced by Apple.
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Apple recently purchased a number of Apple power adapters and charging and
syncing cables (collectively power products) that were directly sold by Amazon.com not a
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third party seller and determined that they were counterfeit. Amazon.com informed Apple that
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Mobile Star was its source for the majority of these counterfeit Apple products. Amazon.com
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turned over to Apple additional inventory of Apple power products that Amazon.com had
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purchased from Mobile Star, and Apple determined that the vast majority of these products were
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counterfeit as well.
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influential and most trustworthy company amongst U.S. adults.2 For three years in a row,
2014-2016, Amazon.com has been ranked as the most reputable American company by the
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Amazon.com Standard Identification Number (ASIN) B012YEWP2K
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from Amazon.com and determined that they were counterfeit. Apple was informed by
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Amazon.com, and upon that basis is informed and believes, that Mobile Star was the source of
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power products they purchased from Amazon.com are anything but genuine. This is particularly
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true where, as here, the products are sold directly by Amazon.com as genuine Apple products
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using Apples own product marketing images. Consumers are likewise unaware that the
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counterfeit Apple products that Amazon.com sourced from Mobile Star have not been safety
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certified or properly constructed, lack adequate insulation and/or have inadequate spacing
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between low voltage and high voltage circuits, and pose a significant risk of overheating, fire, and
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electrical shock. Indeed, consumer reviews of counterfeit Apple power adapters purchased from
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http://fortune.com/2016/06/07/fortune-500-amazon-survey-monkey-poll/
http://www.forbes.com/sites/karstenstrauss/2016/03/29/americas-most-reputable-companies2016-amazon-tops-the-list/#4ad632881c58
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Amazon.com and from the above ASIN report that the counterfeit products overheat, smolder,
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Product Review from ASIN B012YEWP2K
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7.
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power products, the counterfeit Apple power products that Amazon.com sourced from Mobile
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Star pose a danger to consumer safety. Among other things, they lack adequate insulation and/or
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have inadequate spacing between low voltage and high voltage circuits, creating risks of
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8.
Apple makes great efforts to combat the distribution and sale of counterfeit Apple
products bearing its trademarks. Despite Apples efforts, fake Apple products continue to flood
Amazon.com. Each month, Apple identifies and reports many thousands of listings for
counterfeit and infringing Apple products to Amazon.com under its notice and takedown
procedures. Over the last nine months, Apple, as part of its ongoing brand protection efforts, has
purchased well over 100 iPhone devices, Apple power products, and Lightning cables sold as
genuine by sellers on Amazon.com and delivered through Amazons Fulfillment by Amazon
program. Apples internal examination and testing for these products revealed almost 90% of
these products are counterfeit. Apple is concerned that consumers are being deceived into
purchasing counterfeit products on Amazon.com and elsewhere in the mistaken belief that they
are purchasing genuine Apple products. In addition to Apples significant safety concerns for its
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consumers, these products, which are consistently poorly constructed, are unlikely to function as
well as genuine Apple products. As a result, consumers will erroneously come to think that
Apples products are of inferior quality and lose trust in the Apple brand, damaging the enormous
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To stop the ongoing injury to Apple and its reputation and to protect consumers of
Apple products, Apple brings this action against Mobile Star and Does 1-50 (each a Doe
Defendant and collectively Doe Defendants) (Defendant and Doe Defendants collectively
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I.
10.
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other appropriate relief to stop Defendants from infringing Apples trademarks and copyrights by
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advertising and selling counterfeit products bearing Apples trademarks and copyrighted artwork,
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and from representing that these counterfeit products are genuine Apple products. In this action,
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Apple alleges: (1) Counterfeiting and Trademark Infringement (15 U.S.C. 1114); (2) False
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seq.; and (4) Unfair Competition, Cal. Bus. & Prof. Code 17200 et seq. and the common law of
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This Court has subject matter jurisdiction over Apples claims pursuant to 15
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U.S.C. 1121, and 28 U.S.C. 1331 (Federal Question Jurisdiction), 1367 (Supplemental
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This Court has personal jurisdiction over Defendants, who have engaged in
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business activities in this district, directed business activities to this district, and have committed
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tortious acts with knowledge that the effects of their acts would be felt by Apple in this district.
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Venue is proper in this Court because Defendants may be found within this
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judicial district as that term is used in 28 U.S.C. 1400(a). Venue is also proper in this Court
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pursuant to 28 U.S.C. 1391 because a substantial part of the events or omissions giving rise to
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II.
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On information and belief, Mobile Star is a New York Limited Liability Company
with a principal place of business in New Jersey located at 250 Liberty St, Metuchen, NJ 08840.
Mobile Star advertises, distributes, offers for sale, and sells counterfeit products and packaging
bearing registered Apple trademarks and trade dress throughout the United States and, on
information and belief, reproduces, displays, and distributes unauthorized copies of copyrighted
works of Apple.
16.
Apple is unaware of the true names and capacities of the Defendants sued herein
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as Does 1 through 50 but alleges on information and belief that each of them is in some way
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legally responsible for the wrongs alleged herein. Apple will amend this Complaint to plead their
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Apple is informed and believes, and thereupon alleges, that each of the Defendants
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is, and at all times mentioned herein was, the agent of each of the other Defendants in that all
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times herein mentioned, each of the Defendants was authorized and empowered by each of the
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other Defendants to act, and did act, as the principal or agent of each of the other Defendants.
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Apple further alleges that each and every allegation regarding Defendants contained herein was
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done by each Defendant in the scope of said agency and in the capacity of and as principal or
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agent for, each of the other Defendants and with the permission and consent of each Defendant.
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III.
18.
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manufactures, markets, distributes, makes available, and sells or licenses a wide range of mobile
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communication and media devices, personal computers, and portable digital music players, as
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well as sells or licenses a variety of related software, services, peripherals, and network solutions,
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and third party digital content and applications. Among Apples many product offerings are the
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iconic iPod, iPhone, iPad, MacBook, and Apple Watch, as well as related software and
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services. Apple also offers a range of accessories for charging and syncing its devices, including
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THE PARTIES
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Apple and MagSafe power adapters and Lightning cables (collectively, the Apple Products).
Apple sells Apple Products worldwide through its extensive distribution network consisting of
online stores, its brick and mortar retail stores, its direct sales force, cellular network carriers, and
associate the Apple Products with Apple through the use of Apples well-known trademarks on
such products, the products unique designs, Apples recognized distribution network, and
Apples distinguished service-oriented shopping experience that it provides for those interested in
Industry publications and market-research firms have consistently recognized the fame, value and
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source-identifying power of Apples brand. The Top 100 Global Brands published by BrandZ,
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the worlds largest brand asset research database, ranked Apples brand No. 1 on the list in 2011,
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2012, 2013, and 2015 and No. 2 in 2014 and 2016. Interbrand, a leading brand assessment
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company, has ranked Apple within the top 50 most valuable brands in the world each year since
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2001 and as the most valuable brand each year since 2013. In 2016, the most recent report,
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Interbrand ranked Apple as the most valuable brand, with a value of more than $175 billion
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dollars. Apple has also been recognized as one of the most respected, admired, and innovative
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companies in the world. For instance, Fortune magazine ranked Apple as the Worlds Most
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Admired Company every year from 2006 to 2016. Forbes, which publishes an annual study of
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the worlds most valuable brands, has ranked Apple first for the sixth consecutive year since
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trademarks that it uses to identify its products and services in the marketplace. Among the
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trademarks owned by Apple are numerous registered trademarks listed below in paragraph 21 of
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this Complaint (collectively the Apple Marks), including well-known marks such as the APPLE
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word mark and the registered Apple Logo, both in use since at least 1977. The APPLE word
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mark and Apple Logo are two of the most famous and widely recognized marks in the world.
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They are an integral part of Apples corporate business and are of enormous value to the
Apple has become one of the most well-known and valuable brands in the world.
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company. Other widely recognized Apple marks include IPHONE, MACBOOK, MACBOOK
AIR, MAGSAFE, and LIGHTNING. Apple has spent hundreds of millions of dollars promoting
the goods and services associated with the Apple Marks, and millions of Apples customers use
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connection with power adapters and accessories for various Apple products, which as listed
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Reg. No.
Reg. Date
3,679,056
9/8/2009
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Mark
Reg. No.
Reg. Date
Mark
3,229,791
4/17/2007
MAGSAFE
4,891,107
1/26/2016
EARPODS
3,870,782
11/2/2010
IPHONE
3,669,402
8/18/2009
iPhone
3,928,818
3/8/2011
APPLE
4,537,934
5/27/2014
IPAD
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Reg. No.
Reg. Date
Mark
3,222,089
3/27/2007
MACBOOK
3,522,328
10/21/2008
MACBOOK
AIR
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4,726,001
4/28/2015
LIGHTNING
Reg. No.
Reg. Date
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4,726,738
4/28/2015
4,604,456
7/1/2014
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Each of the above-listed registrations is valid and subsisting and was valid and subsisting at the
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time of all acts alleged herein. Apple has and had the exclusive right to use and license the
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Mark
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3,870,782, 3,669,402, 3,222,089, and 3,522,328 are incontestable under 15 U.S.C. 1065.
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mark that is recognized by consumers as a brand identifier for Apples goods and services
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The Apple Marks, as well as other trademarks owned by Apple, are used in
interstate commerce by Apple in connection with the sale, offering for sale, distribution, and
developing ground-breaking and high-quality products under the Apple Marks, the Apple Marks
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have acquired extensive goodwill in the market. The Apple Marks are extremely valuable and
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works that are protected by registered copyrights. For example, images and text on some product
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IV.
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counterfeit Apple products that Defendants falsely represent are genuine Apple products. As part
of their scheme to deceive consumers, Defendants also use Apples trademarks, trade dress, and
copyrighted works to create the impression that Defendants inferior and often dangerous
products are original Apple products.
26.
Each of the 12 offers was for an Apple power product such as an Apple 5W or
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10W power adapter, cable, or combination of two or more such products. The products were
listed as sold by Amazon.com and were identified in the Amazon.com listings as genuine
Apple products, often using Apples copyrighted marketing images. Upon careful examination of
the products, Apple determined that, although the products bore the Apple Marks and were
sometimes in packaging bearing Apples copyrighted works, the products were not genuine Apple
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Sold by Amazon.com on ASIN B00KPZEUC4 and sourced from Mobile Star
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products directly from Amazon.com associated with the 12 different ASINs in correspondence
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that took place from April 2016 through June 2016. Amazon.com identified Mobile Star as the
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supplier of the products purchased by Apple and agreed to turn over to Apple its additional
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inventory of those particular products it had purchased from Mobile Star. In letters dated June 7,
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2016 and June 14, 2016, Apple demanded Mobile Star cease distribution of counterfeit Apple
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products and to provide basic information about the distribution and source of the counterfeit
products. After first failing even to respond to Apple, Mobile Star finally claimed it had bought
the goods from reputable suppliers but refused to provide any information about those suppliers
or about anything else concerning Mobile Stars sale of the counterfeit products.
goodwill accrued by Apple in the Apple Marks. Defendants imprint the Apple Logo (
counterfeit goods and make false claims that the goods were DESIGNED BY APPLE IN
CALIFORNIA in order to falsely convey that their counterfeit goods are instead genuine Apple,
Lightning cables and MagSafe and USB power adapters. Defendants also use Apples distinctive
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packaging and trade dress, including Apples copyrighted material, for certain of their counterfeit
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products in order to further conceal the counterfeit nature of their goods. Fake Apple serial
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) on their
Apple tested a number of the Mobile Star -supplied power adapters it had
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purchased and each one failed the Hipot Test (high potential (high voltage) test), also known as
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the Dielectric Withstanding Voltage test, confirming that the products lack sufficient insulation
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and/or spacing between the high voltage and low voltage component and have the potential to
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overheat or deliver a lethal electric shock to a user of the device. Visual inspection of counterfeit
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adapters that Apple disassembled showed the counterfeits have improper soldering of internal
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wiring and some even lack critical safety fuses to protect against overheating in the event of a
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power surge. To conceal the dangers that these Mobile Star products pose to consumers, many
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from Groupon in December 2015. The counterfeit Apple products were sold as product bundles
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headphones and Lightning cables directly from Mobile Star, showing that Mobile Star is
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brazenly continuing to sell counterfeit Apple products even after learning that Apple was on to it.
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Sales of counterfeit Apple products hurt the sales of genuine Apple products. In addition, the
goodwill associated with Apples marks and also Apples reputation are damaged as consumers
likely equate Defendants defective and dangerous products with Apple because they believe
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permitted to continue. Consumers who believe they purchased a world-class product designed
consistent with Apples commitment to quality and safety instead face potentially grave safety
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risks associated with Defendants counterfeit power products. At the least, consumers will spend
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hard-earned money on Defendants inferior counterfeit goods under the false belief they are
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Apple hereby realleges and incorporates herein the allegations set forth in
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The Apple Marks were in use by Apple at all times relevant to the allegations
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herein.
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Apple Marks in connection with the sale, offering for sale, distribution, or advertising of goods in
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a manner that is likely to cause confusion, or to cause mistake, or to deceive. The copies of the
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Apple Marks used by Defendants are identical to or substantially indistinguishable from the
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Apple Marks to labels, wrappers, and products intended to be used in commerce and in
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connection with the sale, offering for sale, distribution, and/or advertising of goods or services in
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a manner that is likely to cause confusion, or to cause mistake, and/or to deceive. Defendants
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applied counterfeit versions of the Apple Marks to the classes of products that the Apple Marks
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are registered for use with the U.S. Patent & Trademark Office.
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Defendants acted with knowledge that their use of the Apple Marks was intended
counterfeiting and infringement and will continue to suffer irreparable injury unless Defendants
and their officers, agents, and employees and all persons acting in concert with them, are enjoined
from engaging in any further such acts in violation of 32(l) of the Lanham Act, 15 U.S.C.
1114(1).
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Defendants are using in commerce the Apple Marks in connection with the
distribution, marketing, and sale of competing products in a manner that is likely to cause
confusion, or mistake, or to deceive as to the origin, sponsorship, or approval of Defendants
goods or commercial activities by Apple.
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origin in violation of Apples rights under section 43(a) of the Lanham Act, 15 U.S.C. 1125(a).
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infringement.
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Apple has suffered damages and irreparable harm as a result of Defendants false
designation of origin and will continue to suffer irreparable injury unless Defendants and their
officers, agents, and employees and all persons acting in concert with them, are enjoined from
engaging in any further such acts in violation of section 43(a)(1)(A) of the Lanham Act, 15
U.S.C. 1125(a)(1)(A).
THIRD CLAIM FOR RELIEF
(Copyright Infringement under 17 U.S.C. 501 et seq.)
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Apple hereby realleges and incorporates herein the allegations set forth in
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Apple hereby realleges and incorporates herein the allegations set forth in
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Apple has created works comprising images and/or text that constitute
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Apple has registered with the United States Copyright Office various copyrights
for the Works. One of the Works comprises text and graphics and is titled Lightning
Packaging. Apple registered the copyright for the Lightning Packaging work, which bears
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Packaging without authorization and from time to time have used and without authorization
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distributed those unauthorized copies as the packaging for their counterfeit Apple products.
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Defendants have realized and will continue to realize unjust profits, gains, and
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copyright infringement and will continue to suffer irreparable injury unless Defendants and their
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officers, agents, and employees and all persons acting in concert with them, are enjoined from
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Apple hereby realleges and incorporates herein the allegations set forth in
The acts described above constitute unfair competition in violation of Cal. Bus. &
Prof. Code 17200 et seq. and the common law of the State of California.
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Apple has suffered damages and irreparable harm as a result of Defendants unfair
competition and will continue to suffer irreparable injury unless Defendants and their officers,
agents, and employees and all persons acting in concert with them, are enjoined from engaging in
any further such acts in violation of Cal. Bus. & Prof. Code 17200 et seq. and the common law
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V.
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That the Court issue temporary and permanent injunctive relief against
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Defendants, and that Defendants, their officers, agents, representatives, servants, employees,
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attorneys, successors, and assignees, and all others in active concert or participation with
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a. through c.
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2.
That the Court order the forfeiture and destruction of all counterfeit products
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bearing the Apple Marks or intended for use with genuine Apple products in Defendants
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possession;
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That the Court award Apple all damages caused by Defendants unlawful actions;
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4.
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That the Court award Apple all gains, profits, and advantages derived by
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WHEREFORE, Apple respectfully requests that the Court enter judgment against
Defendants as follows:
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That the Court award Apple treble the gains, profits, and advantages derived by
That the Court award Apple statutory damages of up to $150,000, for each
That the Court award statutory damages of up to $2,000,000 per counterfeit mark
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That the Court enter an award of all just and appropriate restitution;
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That the Court award Apple its attorneys fees and all other costs associated with
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That the Court grant Apple all other relief to which it is entitled and such other or
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By:
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EXHIBIT A
C E R T IF IC A T E O F R E G IS T R A T IO N
P R IN C IP A L R E G IS T E R
The M ark shown in this certificate has been registered in the U nited States
Patentand Tradem ark O ffice to the nam ed registrant.
The records ofthe U nited States Patent and Tradem ark O ffice show that
an application for registration ofthe M ark shown in this C ertificate wasfiled in the
O ffice; that the application was exam ined and determ ined to be in com pliance with
the requirem ents ofthe law and with the regulations prescribed by the D irector ofthe
U nited States Patent and Tradem ark O ffice; and that the Applicant is entitled to
registration ofthe M ark under the Tradem ark Actof1946, as Am ended.
A copy ofthe M ark and pertinent data from the application are part of
this certificate.
R E Q U IR E M E N T S T O M A IN T A IN Y O U R F E D E R A L
T R A D E M A R K R E G IS T R A T IO N
R equirem ents in the F irstT en Y ears*
W hat and W hen to F ile:
FirstFiling: A D eclaration o f C ontinued U se (or E xcusable N on-use), filed betw een the
5th and 6th years after the registration date. (See 15 U S .C . 1058; 37 C .F.R . 2.161.)
..Second Filing: A D eclaration ofC ontinued U se (or E xcusable N on-use) and an
A pplication for R enew al, filed betw een the 9th and 10th years after the registration date.
(See 15 U S .c. 1058 and l059; 37 C .F.R . 2.161 and 2.183.)
R equirem ents in Successive T en-Y ear Periods*
W hat and W hen to F ile:
..A D eclaration ofC ontinued U se (or E xcusable N on-use) and an A pplication for
R enew al, filed betw een each 9th and lO th-year period after the date w hen the first
ten-year period ends. (See 15 U S .c. l058 and l059; 37 C .F.R . 2.161 and 2.183.)
G race P eriod Filings*
T here is a six-m onth grace period for filing the docum ents listed above, w ith paym ent of
an additional fee.
T he U .S. P atent and T radem ark O ffice (U SPT O ) w U I N O T send you any future notice
or rem inder of these fU ing requirem ents.T herefore, you should contact the U S P T O
approxim ately one year p rio r to the deadlines set forth above to determ ine the
requirem ents and fees for subm ission ofthe required filings.
N O T E : E lectronic form s for the above docum ents, as w ell as inform ation regarding
currentfiling requirem ents and fees, are available online atthe U SP TO w eb site:
w w w .usp.to.gov
Y O U R R E G IS T R A T IO N W IL L B E C A N C E L L E D IF Y O U D O N O T
F IL E T H E D O C U M E N T S ID E N T IF IE D A B O V E D U R IN G T H E
S P E C IF IE D T IM E P E R IO D S .
* E x cep tio n
lnt. C l.: 9
P rior U .S. C Is.: 21, 23, 26, 36 and 38
R eg. N o. 3,679,056
R egistered Sep._ 8, 2009
T R A D E J\1A R K
PR IN C IPA L R E G IST E R
A P P L E IN C . (C A L IF O R N IA C O R P O R A T IO N )
1 IN F IN IT E L O O P
C U PE R T IN O , C A 95014
FO R : C O M PU T E R S; C O M P U T E R H A R D W A R E ;
C O M P U T E R PE R IPH E R A L S; H A N D H E L D C O M PU T E R S; H A N D H E L D M O B IL E D IG IT A L E L E C T R O N IC D E V IC E S F O R R E C O R D IN G , O R G A N IZ IN G ,
T R A N S M IT T IN G , M A N IP U L A T IN G , A N D R E V IE W IN G T E X T , D A T A , IM A G E , A U D IO , A N D
A U D IO V ISU A L FIL E S, F O R T H E S E N D IN G A N D
R E C E IV IN G O F T E L E PH O N E C A L L S, E L E C T R O N IC M A IL , A N D O T H E R D IG IT A L D A T A , FO R U SE
A S A D IG IT A L F O R M A T A U D IO PL A Y E R , H A N D H E L D C O M PU T E R , PE R SO N A L D IG IT A L A SSIST A N T , E L E C T R O N IC O R G A N IZ E R , E L E C T R O N IC
N O T E PA D , C A M E R A , A N D G L O B A L PO SIT IO N IN G SY ST E M (G PS) E L E C T R O N IC N A V IG A T IO N
D E V IC E ; D IG IT A L A U D IO A N D V ID E O R E C O R D E R S A N D PL A Y E R S; PE R SO N A L D IG IT A L A SSIST A N T S; E L E C T R O N IC O R G A N IZ E R S; C A M E R A S;
T E L E PH O N E S; M O B IL E PH O N E S; SA T E L L IT E N A V IG A T IO N A L SY ST E M S, N A M E L Y , G L O B A L PO SIT IO N IN G S Y S T E M S (G P S ); E L E C T R O N IC
N A V IG A T IO N A L D E V IC E S, N A M E L Y , G L O B A L
PO SIT IO N IN G SA T E L L IT E (G PS) B A SE D N A V IG A T IO N R E C E IV E R S; C O M PU T E R G A M E M A C H IN E S
F O R U SE W IT H E X T E R N A L D ISPL A Y SC R E E N S,
M O N IT O R S, O R T E L E V ISIO N S; A F U L L L IN E O F
A C C E SSO R IE S A N D PA R T S F O R T H E A FO R E M E N T IO N E D G O O D S; ST A N D S, C O V E R S, C A SES, H O L ST E R S, PO W E R A D A PT O R S, A N D W IR E D A N D
W IR E L E SS R E M O T E C O N T R O L S F O R T H E A FO R E M E N T IO N E D G O O D S ; C O M P U T E R M E M O R Y
H A R D W A R E ; C O M P U T E R D ISC D R IV E S; O PT IC A L
D ISC D R IV E S; C O M P U T E R N E T W O R K IN G H A R D -
W A R E ; C O M P U T E R M O N IT O R S; F L A T P A N E L
D ISPL A Y M O N IT O R S; C O M P U T E R K E Y B O A R D S;
C O M P U T E R C A B L E S; M O D E M S; C O M P U T E R
M IC E ; E L E C T R O N IC D O C K IN G ST A T IO N S; SE T
T O P B O X ES; B A T T E R IE S; B A T T E R Y C H A R G E R S;
E L E C T R IC A L C O N N E C T O R S , W IR E S , C A B L E S,
A N D A D A PT O R S; D E V IC E S F O R H A N D S -F R E E
U SE ; H E A D PH O N E S; E A R PH O N E S; E A R B U D S;
A U D IO SPE A K E R S; M IC R O PH O N E S; A N D H E A D SETS; A F U L L L IN E O F C O M P U T E R SO FT W A R E
F O R B U SIN E SS, H O M E , E D U C A T IO N , A N D D E V E L O PE R U SE ; U SE R M A N U A L S F O R U SE W IT H ,
A N D SO L D A S A U N IT W IT H , T H E A F O R E M E N T IO N E D G O O D S; D O W N L O A D A B L E A U D IO A N D
V ID E O FIL E S, M O V IE S, R IN G T O N E S, V ID E O
G A M E S, T E L E V ISIO N PR O G R A M S, PO D C A ST S
A N D A U D IO B O O K S V IA T H E IN T E R N E T A N D
W IR E L E SS D E V IC E S F E A T U R IN G M U SIC , M O V IE S , V ID E O S , T E L E V IS IO N , C E L E B R IT IE S ,
SPO R T S, N E W S, H IST O R Y , SC IE N C E , PO L IT IC S,
C O M E D Y , C H IL D R E N 'S E N T E R T A IN M E N T , A N IM A T IO N , C U L T U R E , C U R R E N T E V E N T S A N D
T O PIC S O F G E N E R A L IN T E R E ST , IN C L A SS 9
(U .S. C LS. 21, 23, 26, 36 A N D 38).
F IR S T U SE 1-31-1977; IN C O M M E R C E 1-31-1977.
O W N E R O F U .S. R E G . N O S. 1,114,431, 2,753,069
A N D O T H E R S.
T H E M A R K C O N SIST S O F T H E D E S IG N O F A N
A PPL E W IT H A B IT E R E M O V E D .
SE R . N O . 77-648,705, F IL E D 1-13-2009.
JE R I J. FIC K E S, E X A M IN IN G A T T O R N E Y
F o rm
P T O 1 6 7 5 (R ev. 03/00)
EXHIBIT B
CERTIFICATE OF REGISTRATION
PRINCIPAL REGISTER
The Mark shown in this certificate has been registered in the United States
Patent and Trademark Office to the named registrant.
The records of the United States Patent and Trademark Office show that
an application for registration of the Mark shown in this Certificate was filed in the
Office; that the application was examined and determined to be in compliance with
the requirements ofthe law and with the regulations prescribed by the Director ofthe
United States Patent and Trademark Office; and that the Applicant is entitled to
registration of the Mark under the TrademarkAct of1946, as Amended.
A copy of the Mark and pertinent data from the application are part of
this certificate.
cu"ent filing requirements and fees, are available online at the USPTO web site:
www.uspto.gov
YOUR REGISTRATION WILL BE CANCELLED IF YOU DO NOT
FILE THE DOCUMENTS IDENTIFIED ABOVE DURING THE
SPECIFIED TIME PERIODS.
Int. 0.: 9
TRADEMARK
PRINCIPAL REGISTER
MAGSAFE
APPLE COMPUTER, INC. (CALIFORNIA CORPORATION)
1 INFINITE LOOP
CUPERTINO, CA 95014
EXHIBIT C
EXHIBIT D
EXHIBIT E
EXHIBIT F
EXHIBIT G
EXHIBIT H
CERTIFICATE OF REGISTRATION
PRINCIPAL REGISTER
The Mark shown in this certificate has been registered in the United States
Patent and Trademark Office to the named registrant.
The records of the United States Patent and Trademark Office show that
an application for registration of the Mark shown in this Certificate was filed in the
Office; that the application was examined and determined to be in compliance with
the requirements of the law and with the regulations prescribed by the Director of the
United States Patent and Trademark Office; and that the Applicant is entitled to
registration of the Mark under the Trademark Act of 1946, as Amended.
A copy of the Mark and pertinent data from the application are part of
this certificate.
www.us[!.to.gov
YOUR REGISTRATION WILL BE CANCELLED IF YOU DO NOT
FILE THE DOCUMENTS IDENTIFIED ABOVE DURING THE
SPECIFIED TIME PERIODS.
*Exception for the Extensions of Protection under the Madrid Protocol:
The holder of an international registration with an extension of protection to the United
States must file, under slightly different time periods, a Declaration of Continued Use (or
Excusable Non-use) at the USPTO. See 15 U.S.C. 1141k; 37 C.P.R. 7.36. The renewal
of an international registration, however, must be filed at the International Bureau of the
World Intellectual Property Organization, under Article 7 of the Madrid Protocol. See 15
U.S.C. 1141j; 37 C.P.R. 7.41.
Int. CI.: 9
Prior U.S. CIs.: 21, 23, 26, 36 and 38
TRADEMARK
PRINCIPAL REGISTER
MACBOOK
APPLE COMPUTER, INC. (CALIFORNIA CORPORATION)
1 INFINITE LOOP
CUPERTINO, CA 95014
FOR: COMPUTERS, NOTEBOOK COMPUTERS,
COMPUTER HARDWARE, COMPUTER OPERA TING SYSTEM SOFTWARE, COMPUTER PERIPHERALS, IN CLASS 9 (U.S. CLS. 21, 23, 26, 36 AND 38).
FIRST USE 1-10-2006; IN COMMERCE 1-10-2006.
EXHIBIT I
EXHIBIT J
EXHIBIT K
EXHIBIT L
EXHIBIT M
The JS-CAND 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law,
except as provided by local rules of court. This form, approved in its original form by the Judicial Conference of the United States in September 1974, is required for the Clerk of
Court to initiate the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)
I. (a) PLAINTIFFS
DEFENDANTS
Apple Inc.
(b)
Santa Clara
(c)
U.S. Government
Plaintiff
3 Federal Question
(U.S. Government Not a Party)
U.S. Government
Defendant
4 Diversity
(Indicate Citizenship of Parties in Item III)
REAL PROPERTY
210 Land Condemnation
220 Foreclosure
230 Rent Lease & Ejectment
240 Torts to Land
245 Tort Product Liability
290 All Other Real Property
2 Removed from
State Court
3 Remanded from
Appellate Court
DEF
Citizen or Subject of a
Foreign Country
3 Foreign Nation
FORFEITURE/PENALTY
PERSONAL INJURY
PERSONAL INJURY
310 Airplane
365 Personal Injury
315 Airplane Product
Product Liability
Liability
367 Health Care/
320 Assault, Libel &
Pharmaceutical
Slander
Personal Injury
330 Federal Employers
Product Liability
Liability
368 Asbestos Personal
340 Marine
Injury Product
345 Marine Product
Liability
Liability
PERSONAL PROPERTY
350 Motor Vehicle
370 Other Fraud
355 Motor Vehicle
371 Truth in Lending
Product Liability
380 Other Personal
Property Damage
360 Other Personal
Injury
385 Property Damage
362 Personal Injury Product Liability
Medical Malpractice
CIVIL RIGHTS
PRISONER PETITIONS
Habeas Corpus:
440 Other Civil Rights
441 Voting
463 Alien Detainee
442 Employment
510 Motions to Vacate
Sentence
443 Housing/
Accommodations
530 General
535 Death Penalty
445 Amer. w/Disabilities
Employment
Other:
540 Mandamus & Other
446 Amer. w/Disabilities
Other
550 Civil Rights
448 Education
555 Prison Condition
560 Civil Detainee
Conditions of
Confinement
110 Insurance
120 Marine
130 Miller Act
140 Negotiable Instrument
150 Recovery of Overpayment
Of Veterans Benefits
151 Medicare Act
152 Recovery of Defaulted
Student Loans
(Excludes Veterans)
153 Recovery of Overpayment
of Veterans Benefits
160 Stockholders Suits
190 Other Contract
195 Contract Product Liability
196 Franchise
Middlesex
BANKRUPTCY
LABOR
710 Fair Labor Standards
Act
720 Labor/Management
Relations
740 Railway Labor Act
751 Family and Medical
Leave Act
790 Other Labor Litigation
791 Employee Retirement
Income Security Act
SOCIAL SECURITY
861 HIA (1395ff)
862 Black Lung (923)
863 DIWC/DIWW (405(g))
864 SSID Title XVI
865 RSI (405(g))
IMMIGRATION
462 Naturalization Application
465 Other Immigration
Actions
4 Reinstated or
Reopened
5 Transferred from
Another District
OTHER STATUTES
375 False Claims Act
376 Qui Tam (31 USC
3729(a))
400 State Reapportionment
410 Antitrust
430 Banks and Banking
450 Commerce
460 Deportation
470 Racketeer Influenced and
Corrupt Organizations
480 Consumer Credit
490 Cable/Sat TV
850 Securities/Commodities/
Exchange
890 Other Statutory Actions
891 Agricultural Acts
893 Environmental Matters
895 Freedom of Information
Act
896 Arbitration
899 Administrative Procedure
Act/Review or Appeal of
Agency Decision
950 Constitutionality of
State Statutes
6 Multidistrict
LitigationTransfer
(specify)
8 Multidistrict
LitigationDirect File
Cite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity):
15 U.S.C. 1114; 15 U.S.C. 1125(a)(1)(A); 17 U.S.C. 501 et seq.; Cal. Bus. & Prof. Code 17200 et seq.
DEMAND $
VII. REQUESTED IN
CHECK IF THIS IS A CLASS ACTION
UNDER RULE 23, Fed. R. Civ. P.
COMPLAINT:
VIII. RELATED CASE(S),
IF ANY (See instructions):
JUDGE
IX. DIVISIONAL ASSIGNMENT (Civil Local Rule 3-2)
(Place an X in One Box Only)
SAN FRANCISCO/OAKLAND
DATE: 10/17/2016
Yes
No
DOCKET NUMBER
SAN JOSE
EUREKA-MCKINLEYVILLE
Jurisdiction. The basis of jurisdiction is set forth under Federal Rule of Civil Procedure 8(a), which requires that jurisdictions be shown in
pleadings. Place an X in one of the boxes. If there is more than one basis of jurisdiction, precedence is given in the order shown below.
(1) United States plaintiff. Jurisdiction based on 28 USC 1345 and 1348. Suits by agencies and officers of the United States are included here.
(2) United States defendant. When the plaintiff is suing the United States, its officers or agencies, place an X in this box.
(3) Federal question. This refers to suits under 28 USC 1331, where jurisdiction arises under the Constitution of the United States, an amendment
to the Constitution, an act of Congress or a treaty of the United States. In cases where the U.S. is a party, the U.S. plaintiff or defendant code
takes precedence, and box 1 or 2 should be marked.
(4) Diversity of citizenship. This refers to suits under 28 USC 1332, where parties are citizens of different states. When Box 4 is checked, the
citizenship of the different parties must be checked. (See Section III below; NOTE: federal question actions take precedence over diversity
cases.)
III.
Residence (citizenship) of Principal Parties. This section of the JS-CAND 44 is to be completed if diversity of citizenship was indicated above.
Mark this section for each principal party.
IV.
Nature of Suit. Place an X in the appropriate box. If the nature of suit cannot be determined, be sure the cause of action, in Section VI below, is
sufficient to enable the deputy clerk or the statistical clerk(s) in the Administrative Office to determine the nature of suit. If the cause fits more than
one nature of suit, select the most definitive.
V.
VI.
Cause of Action. Report the civil statute directly related to the cause of action and give a brief description of the cause. Do not cite jurisdictional
statutes unless diversity. Example: U.S. Civil Statute: 47 USC 553. Brief Description: Unauthorized reception of cable service.
VII. Requested in Complaint. Class Action. Place an X in this box if you are filing a class action under Federal Rule of Civil Procedure 23.
Demand. In this space enter the actual dollar amount being demanded or indicate other demand, such as a preliminary injunction.
Jury Demand. Check the appropriate box to indicate whether or not a jury is being demanded.
VIII. Related Cases. This section of the JS-CAND 44 is used to identify related pending cases, if any. If there are related pending cases, insert the docket
numbers and the corresponding judge names for such cases.
IX.
Divisional Assignment. If the Nature of Suit is under Property Rights or Prisoner Petitions or the matter is a Securities Class Action, leave this
section blank. For all other cases, identify the divisional venue according to Civil Local Rule 3-2: the county in which a substantial part of the
events or omissions which give rise to the claim occurred or in which a substantial part of the property that is the subject of the action is situated.
Date and Attorney Signature. Date and sign the civil cover sheet.