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Predictors of Innovativeness
LYMAN E. OSTLUND*
Two studies are reported that apply diffusion theory to two new consumer
products. The research objective in both studies was to discriminate
buyers from non buyers using the personal characteristics of respondents
and ~hei~ perceptions of each new product and thereby also to assess the
rel~tlve Importance of the predictor variables. In both studies perceptual
variables are found far more successful as predictors of the purchase
outcome than respondent personal characteristics.
or would not adopt the innovation, that is, the innovativeness of in~ividuals. According to the Rogers
(~ 962: 307) adoptIon model perceived innovation attrIbutes are supposed to provide the framework for
the evaluation. of an innovation by the potential adopter,
but Rogers dId not refer to this kind of research in
his typology of "analyses completed or possible by
diffusion researchers" (Rogers, 1962: 73), nor does the
expanded typology by Rogers and Shoemaker (1971:
72-73).
. ~he importance of perceptual variables in determInIng purchase behavior is well established in marketing literature. The extensive application of multidimensional scaling to develop so-called perceptual maps
~as been the most recent approach to such investigatIon (Green and Carmone, 1970; Johnson, 1971 ;
Lehmann, 1971; NeideIl, 1969; Steffire, 1969). It
seem~ therefore opportune that perceptual variables,
that IS, perceived innovation attributes, assume greater
attention in diffusion studies.
It ~hould be understood that predicting the rate of
adoptIOn from perceived innovation attributes is a far
eaSier. statisti~al .t~k than to predict adoption or nonad~ptIon by IndlV1du~ls. Rate of adoption is an aggregatI~~ measure res~ltI!lg from many separate adoption
decIsIO~s. I!l e!f~ct It IS a group average. In attempting
to predIct IndIVIdual adoption decision outcomes, the
sources of error are commensurately increased. Thus,
one must not expect too much accuracy from any set
of predictors.
The purpose of this paper is to present the results
of two studies wherein the Rogers set of perceived
innovation attribute dimensions were used to predict
the innovativeness of housewives and to contrast these
results with the predictive efficacy of commonly used
respondent personal characteristic dimensions. In both
studies it was hypothesized that the perceptual vari-
PREDICTING INNOVATIVENESS BY
PERCEPTIONS OF INNOVATION ATTRIBUTES:
TWO STUDIES
24
The Data
The first phase of the study concerned six test (consumer) products not yet on the market. The predictor
variables were related in a laboratory setting to a buying intentions scale.
A quota sample of 605 Boston area housewives was
used. This phase demonstrated that the perceptual
variables were generally better predictors of purchase
intentions than personal characteristic variables (Ostlund, 1969).
As it happened, only one of the six test products was
TABLE 1
VARIABLE DEFINITIONS AND HYPOTHESIZED RELATIONSHIPS
Variable Name
Personal Characteristics
Venturesomeness
Cosmopolitanism
Social Integration
Privilegedness
Interest Polymorphism
General Self-Confidence in
Problem-Solving
General Self-Confidence in
Psychosocial Matters
Family Income
Respondent Education
Occupational Status of Husband
Respondent Age
Perceived Innovation Attributes
Relative Advantage
Compatibility
Complexity
Trialability
Observability
Perceived Risk
Definition
Expected Relationship
with Innovativeness
+
+
+
+
+
+
+
+
+?
+
+
+
+
a Reiss, Albert J., Jr., Otis Dudley Duncan, Paul K. Hatt, and Cecil C. North, Occupations and Social Status, New York: The
Free Press, 1961, Appendix.
25
Cpro. = a2
Results
Four discriminant functions were derived: (1) unaided recall of purchase, using all predictor variables;
(2) unaided recall of purchase using only perceptual
variables as predictors; (3) aided recall of purchase
using all predictor variables; and (4) aided recall of
purchase using only perceptual variables as predictors.
All four functions were statistically significant (Mahalanobis D2). Two other criteria, C max., and C pro., have
been suggested by Morrison (1969) for use in evaluating the predictive value of multiple discriminant functions. C mnx ., the maximum chance criterion, refers to
the proportion of the sample which would be correctly
classified by merely classifying the entire sample according to the largest subgroup (buyers or nonbuyers).
This criterion is relevant only when the group of pri-
+ {l-a)2
#4
#2
Aided
Unaided
#3
RecalJ
Aided
Recall
Perceptual
Recall
Perceptual
All
Variables
Variables
Predictors
Only
Only
Criteria:
Cmnx .
C pro .
68%
57%
68%
57%
60%
52%
60%
52%
Classification
Results:
Proportion of
buyers correctly
classified
65 %
63%
74%
72%
Proportion of
total validation
sample correctly
classified
80%
n=260
79%
260
69%
260
68%
260
finally introduced nationally. The product, a self-layering dessert mix, was introduced into the test a~ea
(Boston) about one year after the laboratory study
was conducted. The identity and telephone numbers of
each respondent from the laboratory study had been
preserved in anticipation that one or more of the six
products would eventually be marketed. After the selflayering dessert mix had been on sale for two months,
telephone interviews were attempted. Because of relocations, changes to unlisted numbers and other obstacles, only 360 of the original 605 respondents were
reached. For control purposes, a random sample of
200 housewives was also interviewed by telephone using
the same questionnaire. No significant difference was
found between the mean purchase incidence score of
the control sample and that for the 360 respondents
of the test sample. This suggested that involvement
with the original laboratory test had not itself stimulated purchase of the dessert product.
The telephone questionnaire involved an ordered
series of questions concerning unaided and aided recall
of purchase attitudes and future purchase intentions
toward the product. Both unaided and aided recall of
purchase were sought from respondents so as to assess
the degree of yea-saying from only the aided recall of
purchase measure. These same questions were asked
for two other recent new products so as to disguise
the study's objective from respondents.
Data from the laboratory study were combined with
the telephone interviews in order to relate the predictor
variables to unaided and aided recall of purchase using
multiple discriminant analysis. The 360 respondent
sample was divided randomly into two groups of 100
and 260 respondents. The first subs ample was used
to derive the discriminant function and the second subsample was used to evaluate its effectiveness in correctly classifying respondents as to buyers and nonbuyers. Additional details of the design are given
elsewhere (Ostlund, 1972).
26
TABLE 3
RELATIVE IMPORTANCE OF PERCEIVED
INNOVATION ATTRIBUTES IN THE
DISCRIMINANT FUNCTIONS
Study #1
Unaided Recall
Variable
Name
Relative
Advantage
Compatibility
Complexity
Perceived risk
Observability
Trialability
Aided Recall
Standardized
Standardized Ranking DiscrimiDiscriminant
of
nant
Function
Impor- Function
Coefficient
tance Coefficient
23.46
22.32
-14.72
-12.74
1.20
.14
1
2
3
4
5
6
20.10
50.63
- 6.00
-12.60
14.21
1.60
Ranking
of
Importance
2
1
5
4
3
6
classified. One additional buyer and one additional nonbuyer were misclassified. Similar results were obtained
using the aided recall measure of purchase. Using all
of the predictor variables produced 74 percent correct
classification of buyers, considerably in excess of both
discriminant function criteria (function #3). The proportion of nonbuyers correctly classified dropped, such
that the proportion of the total validation sample correctly classified became 69 percent. Using only the
perceptual variables resulted in merely a two percent
drop in the proportion of buyers correctly classified
from aided recall data (function #4). Once again,
both Cpro. and Cmax . are easily exceeded.
The greater effectiveness of the discriminant functions on aided recall data, relative to that on unaided
recall data is thought to have resulted from two sources.
The first source is that of yea-saying which can result
from aided recall measures. A second explanation is
in order, however. According to the telephone interviewers, respondents tended to give the family brand
name ("Jello") instead of the exact brand name
("1,2,3") when responding to the unaided recall
question, and later corrected themselves after the
aided recall question was asked. This point of confusion had not been anticipated. In the author's opinion,
the "true" effectiveness of the unaided discriminant
function should be regarded as relatively close to that
of the aided recall function. In any case, the classification results from aided recall differed by only about
ten percent from those using unaided recall, which
does not suggest a major problem with yea-saying.
What about the relative importance of the predictor
variables? It should be clear from Table 2 that the
personal characteristic variables were unimportant predictors. That is, in removing the personal characteristic
variables from the multiple discriminant functions, the
reductions in classification acuracy are minor. In fact,
27
Relative advantage
1. regarding time savings
Compatibility
1. regarding self-concept
This expansion was considered appropriate for consumer products but not necessarily beyond that class.
The Data
Results
Innovators
Actual
Non-Innovators
As Classified By Predictors
NonTotal
Innovators Innovators
52
11
41
24
65
124
ill
= 74%
= 62%
148
200
79%
83%
Cosmopolitanism, interest polymorphism, privilegedness, social integration, general self-confidence in psychosocial matters and respondent education were
dropped. This reduced variable set was still considered
generous.
None of the perceived innovation attribute variables
was eliminated. Instead, relative advantage and compatibility were expanded accordingly:
28
CONCLUSIONS
The evidence from two studies of new consumer
packaged goods suggests that the perceptions of innovations by potential adopters can be very effective
predictors of innovativeness, more so than personal
characteristic variables. More work must be devoted
to the refinement and elaboration of perceived innovation attribute dimensions, however. Secondly, replication among differing types of potential adopters and
products is needed.
Diffusion researchers, particularly rural sociologists,
are urged to make the added effort to incorporate such
variables, where appropriate, in their studies, and devote relatively less effort to studying personal characTABLE 5
MULTIPLE DISCRIMINANT CLASSIFICATION TABLE
USING ONLY THE PERCEIVED INNOVATION
ATTRIBUTE VARIABLES
Study #2
As Classified By Predictors
NonInnovators Innovators
Total
Innovators
Actual
Non-Innovators
40
12
52
31
117
129
148
200
71
77 %
79%
TABLE 6
RELATIVE IMPORTANCE OF PERCEIVED
INNOVATION ATTRIBUTES IN THE
DISCRIMINANT FUNCTION
Study #2
Variable Name
Standardized
Discriminant
Function
Coefficient
Relative Advantage
a) time savings
b) effort savings
c) Monetary value
21.7
27.8
6.4
1
5
Compatibility
a) self-concept
b) family members
c) existing habits
5.6
2.2
4.7
6
9
7
-7.9
-9.2
3.4
1.7
4
3
8
Complexity
Perceived risk
Observability
Trialability
Ranking
of
Importance
2
10
variables were of little importance. Only venturesomeness and socioeconomic status bore any relationship
(positive) to innovativeness. The levels of significance
were .05 and .10 respectively. For this reason, it is
not surprising that, as before, little change resulted in
the classification matrix by dropping the personal characteristic variables (Table 5). One additional innovator
was misclassified and, less importantly, seven additional
non-innovators were misclassified. In any case, the
function's performance regarding innovators is improved relative to functions 2 and 4 in the first study
(Table 2).
The relative importance of perceived innovation attributes in the discriminant function is given in Table
6. Separate coefficients are given for the components
of relative advantage and compatibility. Effort savings,
time savings and perceived risk take the first three
positions of importance followed by complexity and
monetary value. The importance of compatibility when
split into three components is not so prominent as was
true in the first study (Table 3). Nonetheless, it is
fair to say that the same general ordering is found as
was true in the first study.
REFERENCES
Arndt, Johan. "Profiling Consumer Innovators," in Johan
Arndt (Ed.), Insights into Consumer Behavior, Boston: Allyn and Bacon Inc., 1968, 71-83.
Bauer, Raymond A. "Consumer Behavior as Risk Taking,"
Proceedings of the Educators' Conference, American
Marketing Association, 1960, 389-398.
Bauer, Raymond A. and Lawrence H. Wortzel. "Doctor's
Choice, The Physician and His Sources of Information About Drugs," Journal of Marketing Research,
3 (February 1966), 40-47.
Cox, Donald F. and Stuart U. Rich. "Perceived Risk and
Consumer Decision Making-The Case of Telephone
Shopping," Journal of Marketing Research, 1 (Nov.
1964), 32-39.
Cunningham, S. M. "Perceived Risk as a Factor in ProductOriented Word-of-Mouth Behavior: A First Step,"
Proceedings Educators' Conference, Chicago: American Marketing Association, 1964, 229-238.
29