Documente Academic
Documente Profesional
Documente Cultură
OF ITALY,
225-28
B.C.
By NEVILLE MORLEY
Although debate continues on the causes, chronology, and extent of the 'second-century
crisis' in Italy, a consensus has developed on its main symptom: the free peasantry,
numbers already depleted by the burdens of military service, was displaced from the
land by imported slaves and so continued to decline, a development which contributed
significantly to the troubles of the succeeding century.2 Underpinning this consensus is
widespread acceptance of what might be called the 'Beloch-Brunt' model of the
demographic history of Italy in this period.3 This model suggests that between the late
third century (Polybius' account of the numbers of Romans and Italians under arms in
225 B.C. permits an estimate of the total population) and the late first century (Augustus'
first census of Roman citizens in 28 B.C., the first truly reliable one since the
enfranchisement of the Italians) the free population had declined from about four and a
half million people to about four million. Since there is evidence that Rome and other
Italian cities were expanding during this period, at least in part through migration from
the countryside, the decline in the free rural population was even more dramatic: from
over four million people to less than three. As Hopkins puts it: 'It is an enormous
figure; it must hide colossal human misery; it may not be accurate, but it gives a sense of
scale which is missing from our sources.'5 This underlines Brunt's comments about the
importance of a demographic perspective on the history of the late Republic. If our only
evidence for the second-century crisis was Plutarch's account of the speeches of Tiberius
Gracchus, we might be unaware or even sceptical of the true magnitude of Italy's
problems; it is the 'hard' evidence of population decline that brings home to us the
seriousness of the situation.
This account of the decline of the free Italian population is so widely accepted by
historians that it may come as a surprise to realize how poorly it is founded in the
evidence.6 The figure for the census of 28 B.C. is recorded in Augustus' Res Gestae as
4,063,000
The Republican
census had counted adult male citizens; assuming that males over seventeen comprised
roughly 30 per cent of the population, the census figure implies a total of about 13.5
million citizens, of whom it has been estimated that about 1.25 million were living
198) (1994),
9I-125;
? World copyright: The Society for the Promotion of Roman Studies 2001
is
THE TRANSFORMATION
OF ITALY,
225-28
B.C.
51
outside Italy.7 This scarcely constitutes evidence for population decline in Italy; on the
contrary, it shows a remarkable expansion over the previous two centuries. However,
both Beloch and Brunt argued that such a figure was impossibly high. It could not be
reconciled with the census of 70-69 B.C., which had counted only g910,00 citizen males;
this census did not include the population of Transpadana, enfranchized in 49 B.C., but
that seemed scarcely sufficient to account for the extraordinary leap in numbers between
69 and 28 B.C. implied by the Augustan figure. Moreover, the pattern of census returns
from the late second century suggested that the citizen population had more or less
stabilized.8 Historians faced a dilemma: the alternatives were either to reject the
Republican figures altogether a course which Brunt described as 'a counsel of despair',
or somehow to reinterpret the Augustan figures.9
The Res Gestae refers simply to a census of civium Romanorum, without specifying
ined the totals. Beloch and Brunt offered the hypothesis that
precisely who was included
the character of the census had changed under Augustus, no longer having a military
function but rather being concerned with the state of the population as a whole (which
might be linked to the emperor's well-known concern over levels of marriage and
fertility): therefore all citizens were now included, women and at least some children as
well as adult males. The sole piece of evidence that either could offer in support of this
theory was the belief of the Elder Pliny that the earliest Roman censuses had counted all
citizens, not just adults; perhaps, they suggested, he was projecting the practice of his
own day onto the past.10 Nevertheless, it was certainly true that a total citizen population
at the time of Augustus of just over four million was much easier to reconcile with the
Republican census figures. Moreover, the decline in the free Italian population implied
by this interpretation fitted neatly with the complaints of the sources about the crisis of
the Italian peasantry and problems with recruitment to the army.1l However, as
remarked above, the Beloch-Brunt reconstruction of the development of the population
was soon being offered as confirmation of the reality of the second-century crisis: the
circularity of the reasoning is clear.
As Lo Cascio notes, there simply is no evidence for the inclusion of women and
children in the Augustan census, whereas the character of the Republican census is well
attested.12 Moreover, there are reasons for supposing that the census of 70-69 B.C. must
have been seriously defective, in which case the disparity with the Augustan census
becomes less significant. The newly enfranchized inhabitants of Italy had to register in
Rome in 70/69, whereas in later censuses they could register in their home towns;
meanwhile, certain politicians had a vested interest in keeping the numbers of registered
citizens low.13 The fact that earlier censuses show that the citizen population
had
stabilized tells us nothing about the non-citizen population of Italy, subject to some but
by no means all of the pressures which were brought to bear on the people of Rome. It
is certainly more economical to assume that the census of 28 B.C., like all earlier censuses,
counted adult males only, and so to conclude that the citizen population of Italy at the
time of Augustus was about I 1.5 million.
There are no firm and undisputed
between these two
grounds for deciding
52
N. MORLEY
was 5-6 million or 12-14 million; and yet it is clear that this would make an enormous
difference to our view of the history of the late Republic. The only way to decide
between the two possibilities is to evaluate their plausibility with respect to economic
and demographic considerations and with respect to everything else we know about
Italy in this period. We know how well the Beloch-Brunt account fits with other
evidence (not least Roman authors' own interpretations of this period) to produce a
persuasive story of decadence, decline, and rural crisis.14 It remains to be seen whether
an alternative account of the transformation of Italy could prove equally compatible
with the evidence, and whether an alternative narrative could be equally convincing.
The aim of this article is to sketch some of the components of such an alternative history,
taking the higher population figure as its starting-point.15
I. DEMOGRAPHY
Between 225 and 28 B.C., the free population of Italy rose from 4.5 million to about
12 million; in addition, over a million Italians had emigrated from the peninsula by the
time of the Augustan census. This represents an average rate of increase (r) of a little
less than 5 per thousand per annum. Of course, the actual process of expansion was far
more complex than this. Populations do not grow steadily or consistently over time;
mortality and fertility rates can fluctuate quite dramatically, within certain broad limits,
resulting in periods of slower or faster growth, or even brief periods of decline. The
figures for the Roman census between 225 and 90 B.C., for example, show that the citizen
population declined significantly between 218 and 204/3; it then began to increase once
more, returning to its previous size by the time of the census of 174/3 and continuing to
expand thereafter, though comparatively slowly and apparently with a slight fallback in
the I40s and I30S.16 These figures reflect the rate of enfranchisement as well as the
fortunes of the freeborn population, and there is certainly no reason to assume that the
rest of the population of Italy followed the same pattern. Nevertheless, we might expect
to find a similar period of stagnation in the early years of the second century as a result
of war casualties and the depredations of Hannibal, in which case the expansion of the
Italian population took place over i 50 rather than 200 years, a rate of increase of about
6.5 per thousand per annum.17
It is also misleading to assume, as we have done so far, that the population was
completely homogeneous as far as mortality and fertility rates were concerned. Most
obviously, we might expect some differences in mortality and fertility between rich and
poor. On the one hand, the wealthier classes in society enjoyed better nutrition and
improved access to (albeit rudimentary) medical assistance; on the other hand, their
concern to maintain the family estates intact gave them an obvious motive to practise
family limitation (something which may explain the apparent crisis of reproduction
among the upper classes by the time of Augustus).18 Since the numbers of the rich were
a tiny proportion of the total population, we can safely ignore them when calculating the
14 One
might relate this to the arguments of Hayden
White about the importance of narrative structures in
forming and conditioning historical understanding:
see 'Interpretation in history' and 'The historical text
as literary artefact', in Topics of Discourse (1978),
discussed at length in K. Jenkins, On 'What is
History?' (1995) and more briefly in N. Morley,
Writing Ancient History (I999), Ioo-i I. The traditional account of the late Republic is an archetypal
tragic narrative, and this may in part account for its
appeal to both Roman and modern historians.
15 'If Frank's estimate [of the Augustan population]
were by some means to be proven, the history of this
period would have to be entirely rewritten': N. Morley, Metropolis and Hinterland: the City of Rome and
the Italian Economy (1996), 48. Perhaps through sheer
THE TRANSFORMATION
OF ITALY,
B.C.
53
approximate rate of growth. We do, however, need to take account of differences in
mortality and fertility between urban and rural dwellers: the effects of 'urban natural
decrease', an excess of deaths over births which meant that all pre-industrial cities relied
on migration simply to maintain their numbers, let alone to expand.19 In other words,
the rate of increase of the Italian population must have been sufficiently high not only to
support its expansion but also to fill the deficit created by the cities' consumption of
bodies.
On this basis we can construct a simple model of the growth of the Italian
population, assuming for the moment that its sex ratio was stable and that key variables
(the overall rate of increase, the rate of urban natural decrease, and the rate of migration
from countryside to town) remained constant over the century and a half from I 75 to 28
B.C. During this period the total population rose from 4.5 to 12 million, and the free
urban population rose from 400,000 to I.5-I.6
million.
Taking the rate of urban
natural decrease as i per cent p.a., and the migration rate as 0.25 per cent p.a., an overall
rate of growth of 0.8 per cent p.a. gives a total population of I 1.75 million and an urban
population of 1.57 million, which are very close to our target figures.21 Of course these
figures are approximate, but they must be of the right order of magnitude. If, for the
sake of argument, we double the rate of natural decrease (making it higher than it ever
was in seventeenth-century London, for example), the total rate of increase has to rise
only to just over 0.9 per cent p.a. (with a migration rate of 0.35 per cent) to compensate.
A rate of increase of 8 per thousand per annum is certainly high, but it is by no
means impossible or unprecedented in historical populations.22 A range of comparative
examples can be cited. In nineteenth-century Greece the rate of increase averaged 2 per
cent per year, that is, 20 per thousand; in the United States between I800 and I860 it
never dropped below 2 per cent.23 Admittedly in both these cases the population was
expanding into a thinly-populated territory, but the examples clearly demonstrate that
pre-modern populations are biologically capable of such high rates of increase if
sufficient resources are available to support them. More realistically, we find rates of o.8
per cent p.a. in Holland in the period 1514-1622; 1.2 per cent in Ireland, I780-184I;
I.o per cent in England and Wales, I750-I851;
0.7 per cent in France, 1450-1560; and
0.79 per cent in Sicily and Sardinia in the same period.24 We might also note that a rate
of growth of up to 0.5 per cent has been estimated for Egypt under Roman rule, by
which date it was already a very densely settled region.25
Italy in the middle Republic was much less densely settled than Egypt; there was
plenty of room for expansion, especially in the North and in the aftermath of the
Hannibalic War, which doubtless left many farms without a master. The situation is
perhaps comparable to the period following the catastrophic mortality caused by the
Black Death in Europe: the availability of land and shortage of labour enabled the
survivors to expand their holdings and to marry earlier (moreover, a higher proportion
of men could now afford to marry), resulting in a dramatic expansion of the
225-28
21 The
rate for urban natural decrease is taken from
Morley, op. cit. (n. 15), 43-4, drawing on comparative
evidence from E. A. Wrigley, 'A simple model of
London's importance in changing English society and
economy', Past & Present 37 (I967), 46. I then
experimented with different rates of growth and
migration until I obtained figures in the right general
area.
22 contra
Morley, op. cit. (n. 15), 50, where it is
suggested that a rate of only 6 per thousand is too high
to be credible.
23 Cited by R. Sallares, The Ecology of the Ancient
Greek World (I99I), 75, 86.
24 All taken from D. B.
Grigg, Population Growth
and Agrarian Change: an Historical Perspective
(I980),
2, 54-9.
54
N. MORLEY
population.26 In Roman Italy this would have been aided by the comparative peace and
stability that reigned through the second century, the gradual reduction in the demands
on Italian manpower for military service, and the influx of additional resources as a
result of overseas victories.27 Other factors of which we are entirely ignorant may also
have played a part; populations of pathogens go through cycles, which affect the
incidence of disease in the human population (for example, bubonic plague ceased to be
a major problem in Europe long before medical science was capable of understanding
its causes or developing an effective remedy) and hence levels of mortality.28 In general,
however, historical experience suggests that population expansion tends to be governed
by increases in fertility (as people decide that there are sufficient resources available for
them to expand their families) rather than decreases in mortality.29
The relationship between population and resources in Roman Italy is discussed in
the next section. First, we should consider briefly some of the implications of these
figures for the history of the family in Roman Italy. A growth rate of 8 per thousand per
annum implies a GRR (Gross Reproduction Rate) of about 3; that is to say, on average
each woman who lived through her reproductive years would have borne three
daughters, or six children altogether (note that this is six live births, not necessarily six
children surviving to adulthood).30 The ancient evidence for reproductivity is poor and
ambiguous, and most scholars have been content to derive an estimate for the GRR
from other information or assumptions about ancient populations.31 The Italian
evidence fits with census data from Roman Egypt which suggests that mothers bore on
average six or seven children, a figure which has been regarded with justifiable
scepticism in the past as it takes no account of childless couples.32 This estimate of the
GRR in Italy also sheds an interesting light on the provisions of the Augustan marriage
legislation, which have been explored by historical demographers. One plausible
interpretation of the legislation suggests that applicants were required to have three
living children if they lived in Rome, four if they lived in Italy, and five if they were
from the provinces or were freedmen.33 Assuming a population with a life expectancy at
birth of twenty-five years, this implies a GRR of 2.5-3 for those in Rome. Of course this
figure is an ideal, set at a level which the legislator hoped would be sufficient to enable
the upper classes to reproduce their numbers; but the Italian evidence suggests that it
was not wholly divorced from reality. It seems possible that the standard for the ideal
upper-class family was set by comparison with the families of the mass of the population
in the countryside, who were successfully maintaining and increasing their numbers.
The fact that the Roman elite was apparently failing to reproduce itself is certainly
no evidence for the fertility levels of the majority of Italians. As Sallares noted for
Greece, the rich are always the first to limit their families; they lack the motives which
the poor have for having large numbers of children, and it is also in their interests to try
to prevent their property from being divided amongst too many heirs.34 For the mass of
the population, on the other hand, children are desirable because they bring in extra
income once they are old enough to work, as well as supporting their parents in their old
age and performing the necessary funeral rites. Comparative evidence also suggests that
26
R. S. Gottfried, The Black Death (I985), I33-40;
J. Bolton, 'The world upside down', in W. M.
Ormrod and P. G. Lindley (eds), The Black Death in
England (1996), 17-78; D. Herlihy, The Black Death
and the Transformation of the West (1997), 39-57.
27 On numbers under arms, see Brunt, op. cit. (n. I),
416-512. It is clear that an extraordinarily high
proportion of citizen males continued to be conscripted throughout the late Republic (cf. Hopkins,
op. cit. (n. 2), 31-5), but the burden on the allies,
though still heavy in absolute terms, became proportionately less significant as the population expanded.
28
Sallares, op. cit. (n. 23), 65-6 and 221-4 on
population cycles, 266-70 on bubonic plague (arguing
that the ancient Greeks benefited from living in a
period of inactivity on the part of the plague organism); C. Wills, Plagues. their Origins, History and
29
Sallares, op. cit. (n. 23), 224: 'The ultimate regulatory factor is not disease but the food supply.' See
generally 129-60 on natural fertility and family limitation in ancient Greece.
30 On GRR, see Parkin, op. cit. (n. 7), 86-8 and i60.
31
e.g. R. Saller, Patriarchy, Property and Death in
the Roman Family (1994), 42, who simply determines
the GRR necessary to maintain a stationary population at eo=25.
32
Parkin, op. cit. (n. 7), 113.
33 Parkin, op. cit. (n. 7), 115-19; Brunt, op. cit. (n. i),
558-66; A. Wallace-Hadrill, 'Family and inheritance
in the Augustan marriage laws', PCPhS 27 (1981),
58-80.
34 Sallares, op. cit. (n. 23), I35. Cf. Saller, op. cit.
(n. 31), 155-224, generally on succession and inheritance in the Roman family.
THE TRANSFORMATION
OF ITALY,
225-28
B.C.
55
having many children could be a source of social status, and was expected to bring
happiness to the family.35 The population figures imply that the level of child-exposure
in Italy as a whole must have been fairly low (at least as a proportion of the total number
of births, if not in absolute terms).36
It is worth noting also that Saller constructed his model of the Roman family lifecycle on the basis of a stationary population; a population which is expanding steadily
has a very different age structure, with the young making up a larger proportion of the
total, and a lower average age.37 At the very least, these new figures for the growth of the
Italian population suggest that some modification of this and other such models is
required. However, some scholars would take the argument further, arguing that we
should completely rethink our assumptions about the demographic structures of the
ancient world. Both Sallares and Lo Cascio reject the generally accepted figure for the
expectation of life at birth (eo) of ancient populations of about twenty-five years, and
hence the use of the relevant Coale-Demeney model life tables, on the grounds that the
levels of population growth in the periods which they are studying (Dark Age Greece
and Roman Italy respectively) are incompatible with such a high level of mortality.38
They propose instead a figure for e0 in the middle thirties, offering a range of
comparative evidence from other pre-transitional populations to support this possibility.
It is difficult to think of any reason why infant mortality in the Roman period should
have been significantly lower than it was in other pre-industrial societies.39 Nevertheless,
the Italian experience does suggest that there is considerable room for debate over which
models of demographic structures are most appropriate for ancient populations.40
II. RESOURCES
The fact that late Republican and Augustan Italy could support a much larger
population than has generally been supposed has obvious implications for the question
of the productivity of land and labour. Since Roman agriculture remained wholly preindustrial, non-mechanized and without artificial fertilisers, the consensus among
ancient historians has been that yields and productivity must have been relatively low
(though there is disagreement about precisely how low, compared with, for example,
the 'early medieval agricultural revolution' or the early modern period).41 Discussions
of this subject have always been hindered by a lack of evidence; our knowledge of the
population of Italy enables us to construct a rough model of the relationship between
population and resources in the peninsula, which should allow us to draw some
preliminary conclusions about agricultural productivity.
56
N. MORLEY
As a first step, let us consider how many people Italy would have been able to
support if the net yields of cereal cultivation were more or less in line with those
estimated for ancient agriculture as a whole:42
(i) Total cultivated area: 40 per cent of the total area of Italy (250,000 km2): I00,000
km2.
(ii) Area under cereals: 75 per cent of cultivated area: 75,000 km2 (7.5 million
hectares).
(iii) Net yields (total yield less seed): wheat 400 kg/ha, barley 750 kg/ha.
(iv) Fallow: assumed initially for the sake of argument that biennial fallow was
practised throughout Italy.43
(v) Consumption: 200 kg of cereals per person per year.
(vi) Population: 12 million free and 2-3 million slaves; less the population of the
city of Rome, which could rely on imports from other parts of the Empire for the
bulk of its needs: 13-I4 million total.44
If wheat was the only cereal grown in Italy, a population of 7.5 million could have
been supported.45 As has been pointed out before, this makes the Italy of Beloch and
Brunt seem decidedly underpopulated.46 On the other hand, the figure is considerably
lower than the population of Augustan Italy assumed in this model, and so it would
appear at first sight that Italian agriculture must have been capable of producing higher
yields than historians have generally assumed. However, it is highly improbable that
wheat, a high-prestige but often unreliable crop, was the only cereal grown in the
peninsula. As Garnsey has pointed out in his discussion of the carrying capacity of
Attica, barley is less nutritious but far more reliable than wheat, and so is grown
extensively as an insurance crop or even as the main staple.47 If barley constituted 50
per cent of the cereals grown, Italy could support a population of about io.8 million; if
it constituted 75 per cent, a population of about 12.4 million.48 This is very close to our
target of 13 million. Only a slight increase in the total area under cereals (under 5 per
cent; 7.85 million hectares would be required), or a slight increase in the proportion of
barley grown (to just over 80 per cent), or suppression of biennial fallow in just a small
area of Italy would have enabled the peninsula to support a population of up to 14
million. Alternatively, we would have to make only a slight adjustment to the figures for
net yields or for consumption to reach the target.
In other words, there is nothing especially remarkable about the size of the Italian
population as far as the carrying capacity of the land is concerned, except in comparison
to the numbers supported in earlier centuries. Far from offering a dramatic challenge to
our assumptions about the performance of Roman agriculture, these new conclusions
about Italian demography are entirely compatible with the old picture of biennial fallow
and relatively modest yields. Literary evidence, almost entirely from the writings of the
agronomists, does suggest that at least some richer landowners in Italy adopted new
42 The
figures for arable land are taken from W. Jongman, 'Het Romeins imperialisme en de verstedelijking van Italie', Leidschrift 7.I (1990), 52-3; see also
The Economy and Society of Pompeii (1988), 67. The
figures for yields and consumption are taken from
P. Garnsey, Famine and Food Supply in the GraecoRoman World (1988), 95-6, 102-4; the estimated
yields are at the lower end of the scale of possibilities
he cites for Attica, while the figure for consumption is
on the generous side. On evidence for yields in Roman
Italy, cf. M. S. Spurr, Arable Cultivation in Roman
Italy (1986), 82-8.
43 The extent to which fallow was suppressed in
Roman Italy is a subject of some contention; see esp.
Spurr, op. cit. (n. 42), 118-22.
44 The figure of about 2-3 million slaves is, of course,
taken from historians who argue for the lower population estimate for Italy - Beloch, op. cit. (n. 3), 418;
Brunt, op. cit. (n. I), 124; Hopkins, op. cit. (n. 2), 8
n. 14 - but for additional 'supply-side' reasons why
the slave population cannot have been excessively
13-15
and 89-102,
ha x 400 kg/ha
+ 2,812,500
ha x 750
THE TRANSFORMATION
OF ITALY,
225-28
B.C.
57
for example G. Barker, J. Lloyd and D. Webley, 'A classical landscape in Molise', PBSR 46 (1978),
35-51, and the papers collected in G. Barker and
J. Lloyd (eds), Roman Landscapes. Archaeological
Survey in the Mediterranean Region ( 99 I), especially
that by P. L. dall'Aglio and G. Marchetti on the
Piacenza region. On the Roman suburbium,see T. W.
Potter, The Changing Landscape of South Etruria
(I979),
93-I37.
52 Incidentally, although these figures for urbanization are far less dramatic than those which would
apply if the population of Italy was only 5-6 million
(well over 25 per cent, if not as much as 40 per cent:
see Morley, op. cit. (n. 15), 182-3), they still compare
favourably with many areas of early modern Europe.
See J. de Vries, European Urbanization I500-I800
(1984) and G. Rozman, Urban Networks in Russia,
and Premodern Periodization (1976).
1750o-800,
N. MORLEY
58
within the villa considerable organization and specialization of labour was possible), but
there is scarcely a consensus on this subject. Regardless of the level of its productivity,
however, it is certainly true that the villa could produce a much larger marketable
surplus than a group of peasant farms of comparable size.56
The spread of the market-oriented, slave-run villa through Central Italy can hardly
have been a response to a labour shortage, as has been proposed by some adherents of
the Beloch-Brunt view of the population. The numbers of free Italians rose steadily
throughout the second and first centuries, and since this must have led to increased
pressure on the land many of them were surely eager for full- or part-time work.57 It is
undoubtedly surprising that the Roman elite did not take advantage of this situation,
preferring to invest in slaves (who, except in the immediate aftermath of a conquest,
were hardly cheap) rather than employ free labourers, except on a casual basis at
harvest-time. Perhaps slaves were considered more productive, or more easily controlled; certainly their ownership conferred status. We should also take account of elite
hostility to the market and market transactions in all their manifestations, and suspicion
of those not bound to them through traditional ties of dependence.58 The agronomists
do not discuss the problem: slavery is taken entirely for granted as the best way to
cultivate an estate, except in the case of more distant farms where tenants might be
preferred.
At any rate, as Hopkins has observed, the slave villas both made possible and
profited enormously from the process of urbanization; not only by making an important
contribution to urban supplies but also, indirectly, by encouraging the flow of migrants
to the cities.59 Peasants are often at a significant disadvantage during periods of high
population growth; rents rise because land is scarce, wages fall, and, since they generally
have to sell their produce immediately rather than being able to store it, they often lose
out in the market to larger concerns with more extensive storage facilities.60 In a year of
a good or average harvest this might not present too much of a problem, but overall it
meant that peasant households were closer to the margin of subsistence, especially if, as
suggested above, they were compelled or persuaded to sell a greater proportion of their
surplus produce. They were thus more likely to fall into serious crisis, amassing debts
and having to sell their land as a result (and we may suspect that richer landowners
would be all too eager to increase their holdings by taking advantage of their neighbours'
predicament).61 As discussed in the next section, the complaints of the ancient sources
about the troubles of the Italian peasantry are entirely compatible with a situation in
which the population was rising significantly.
The final question to be considered under the heading of resources is that of overpopulation; was the population of Augustan Italy near the limit of, or even exceeding,
the carrying capacity of the peninsula?62 An increase in migration during the late
Republic, to the army and to overseas colonies as well as to the cities, might be taken as
evidence of a growing shortage of resources, as might the increasingly bitter political
conflicts over land distribution. On the other hand, our model of population and
resources suggests that there was some spare capacity in Italian agriculture at the time
of Augustus, and, most importantly, there is the fact that the population continued to
expand into the first century A.D. Although it is difficult to know how many of the
20-odd million citizens counted in A.D. 48 (by this date the figure certainly included
56
Productivity of slavery: Rathbone, op. cit. (n. 2);
A. Carandini, 'Quando la dimora dello strumento e
l'uomo', in Carandini, op. cit. (n. 2), 287-326; Morley, op. cit. (n. 15), 122-9.
57 Motives for adopting slavery: Hopkins, op. cit.
(n. 2), 99-I32; M. I. Finley, Ancient Slavery and
Modern Ideology (I980), 67-92; G. E. M. de Ste
Croix, The Class Struggle in the Ancient Greek World
(1981), I33-74; Rathbone, op. cit. (n. 2). On nonslave labour generally, see P. Garnsey (ed.), NonSlave Labour in the Greco-Roman World (1980), esp.
P. Garnsey, 'Non-slave labour in the Roman world',
34-47-
58 On
elite hostility to the market, see the brief but
stimulating discussion in T. N. Habinek, The Politics
of Latin Literature. Writing, Identity, and Empire in
Ancient Rome (1998), I03-21.
59 op. cit. (n. 2), esp. 12 (fig. I.I).
60 de Neeve, op. cit. (n. 2), 3I-4. Cf. Grigg, op. cit.
(n. 24), 64-82.
61 e.g. Sallust, BJ 4.2; Appian, BC 1.7-8.
62 On the problem of defining and identifying 'overpopulation', see Grigg, op. cit. (n. 24), I -28.
THE TRANSFORMATION
OF ITALY,
B.C.
59
men, women, and children) lived in Italy, given the rash of emigration and enfranchisements under Augustus and his successors, the population of the peninsula may have
reached 16 or 17 million.63
It is difficult to see how such a population could have been sustained without the
widespread suppression of fallow, in about one third of all cereal-producing land.64 This
might seem perfectly sustainable, until we take into account the fact that few peasants
had access to large quantities of animal manure; without regular dressings of fertiliser,
the soil will quickly be exhausted by continual cropping. Evidence is limited, but there
are indications of some sort of agrarian crisis in Italy in the late first century A.D.: the
decline of at least some villas, Domitian's edict against the planting of vineyards, and
Trajan's alimentary scheme.65 Domitian's measure was, as Tchernia has argued,
inspired by the usual imperial preoccupation with the grain supply of the capital - a
concern which was surely exacerbated, if not occasioned, by the growth of the Italian
population and the implications of this for Rome's supplies.66 It seems that Italy had at
last reached the limits of its carrying capacity, and that the traditional responses to
population pressure - migration, intensification, and bringing more land into cultivation - were no longer effective. Indeed, the roots of the crisis may have lain precisely in
the measures used in earlier centuries: bringing new land into cultivation had reduced
the space available for grazing and hence reduced the supply of manure still further,
while intensification of cultivation without adequate supplies of fertiliser depleted vital
nutrients in the soil. For all Columella's attempts to defend Italian agriculture against
its detractors, and to argue that greater attention to farming and improved techniques
would solve all its problems, those who argued that Italian soil was becoming exhausted
may have had a better grasp of the situation.67 Not every region of Italy was equally
affected - the worst hit were those which had been most closely involved in supplying
Rome and other major markets - but it spelled the end of the massive population
expansion of the previous three centuries.
225-28
63
2.5
60
N. MORLEY
more than enough land to go round, even with the arrival of several million slaves?69
Accounts of the last centuries of the Republic are far more intelligible when one is aware
of the degree of competition for land, both from peasants seeking to support themselves
and from wealthier landowners seeking to profit from the expanding urban market. Ager
publicus was for many poorer farmers their sole hope of augmenting their holdings so
that they were large enough to support a household; for the landless, it might be their
only hope of obtaining any kind of holding. Hence the resentment against those who
used this land to increase their already vast wealth, and hence the popularity among the
landless and expropriated of any proposal to redistribute the land among the poor.
The obvious difficulty with this account of events lies of course in the fact that it is
not only Beloch and Brunt who talk of 'manpower shortages' in the late Republic. The
idea that the Italian free population was declining, displaced by slaves, with catastrophic
consequences for military recruitment, is a staple of ancient accounts of the period, and
of the speeches of Tiberius Gracchus.70 Historians have often taken Gracchus'
assessment of the situation at face value; he is seen as a 'conviction politician', albeit also
a man of great personal ambition, who correctly identified Rome's problems and offered
a sensible (even if inadequate) solution.71 His opponents, meanwhile, are seen to be selfinterested and reactionary, exactly as he portrayed them.72 This is, to say the least,
naive. As Rich notes, 'the Roman governing class was only too prone to exaggerate fears
for the state's security'; if manpower was so scarce, would the Romans have involved
themselves in quite so many perfectly avoidable wars in the second century?73 If
Gracchus' case was so overwhelmingly right, why would the senators be so shortsighted as to oppose it?
It should be obvious that Gracchus' speeches are not neutral, factual analyses of the
state of Italy, but exercises in rhetoric intended to sway an audience. Nevertheless, too
many historians, ancient and modern, have been happy to accept his version of events,
not least the striking image of his eye-opening journey through an almost deserted
countryside - a countryside which archaeological survey shows us to have been quite
densely populated.74 We do not have to go to the opposite extreme of accepting Cicero's
view that Gracchus was thoroughly corrupt and bent on revenge, and so concluding that
his account is entirely fictional.75 Certainly some peasants were being displaced by slaves
in some parts of Italy, and certainly many of the landless migrants who had come to
Rome would be unable to afford to raise families. Gracchus took the obvious step of
extrapolating this to the whole of Italy - it was, after all, so much more dramatic and
appealing than the reality - and also sought to bolster his case by playing on the fears
of the Roman elite that their military power might be undermined and that the slaves
might revolt. His analysis was close enough to the truth to convince many people, not
least later historians, but it was essentially a misdiagnosis; Rome's problem was not a
shortage of manpower (unless perhaps a shortage of quality rather than quantity, as
potential recruits were now frequently living close to subsistence level) but an excess of
manpower and the consequent struggle for access to land. It is of course debatable
whether Gracchus' opponents really grasped this either, but the grandees of the first
69 For
example, in Plutarch's account (Tib. Gracc. 8)
the rich gain control of agerpublicus by offering higher
rents; this surely implies that land was both scarce
and valuable, or rather valuable because of the level of
competition for it. Cf. Hopkins, op. cit. (n. 2), 36, on
the problems of veteran settlement: 'Most of Italy was
too densely populated to allow the easy assimilation
of a sudden influx of large numbers of new settlers.'
70 The
literary tradition is summarized and criticized
in J. W. Rich, 'The supposed Roman manpower
shortage of the later second century B.C.', Historia 32
(1983), 299-305. See the works listed in n. 2, along
with H. H. Scullard, From the Gracchi to Nero (5th
edn, 1982); D. Stockton, The Gracchi ( 979);
M. Crawford, The Roman Republic (2nd edn, 1992);
D. Shotter, The Fall of the Roman Republic (1994).
71 For
Scullard, op. cit. (n. 70), 25, he was a 'gener-
THE TRANSFORMATION
OF ITALY,
225-28
B.C.
6i
century certainly did, winning the support of their soldiers with the promise of grants
of the most valuable commodity in Roman Italy.76
IV. CONCLUSION
62
N. MORLEY
have argued elsewhere against the higher estimate for Italian population by adducing
the example of early modern England, where a rate of increase of 6 per thousand p.a. has
been considered 'optimistic' by one historian of demography. In Section I above, I offer
a range of comparative examples of rates of increase of well over io per thousand. These
latter examples make the crucial point that, in certain circumstances, such rates of
increase are at least achievable; the question of whether the demography of Roman Italy
more closely resembled that of sixteenth-century England or nineteenth-century Greece
is one which cannot be answered definitively. The problem is inherent in any attempt at
using comparative examples as a means of compensating for a lack of ancient evidence;
namely, the choice of an appropriate comparison, which always depends on preconceived
notions of the nature of ancient society. I am still inclined to believe that the ancient
demographic regime was characterized by high levels of mortality and fertility, in which
case the English example seems a better comparison and the required rates of increase
to sustain a population of 12 million may be considered implausibly high. On the other
hand, if the higher estimate of Italian population were accepted on other grounds, the
current consensus on ancient demographic structures might be challenged; in which
case other examples may be more appropriate. Neither argument seems conclusive.
Faced with a situation in which the ancient evidence seems compatible with either
of two completely different scenarios, and the outside authorities of comparative history
and demography are equally unable to decide, the main lesson of this historical
experiment might seem to be an emphasis on the uncertainty and fragility of our
knowledge of even the most basic aspects of economic and social life in antiquity. I do
not see this as grounds for pessimism: knowledge of the past is always contingent and
provisional, and no interpretation, however reassuring in its apparent solidity, should
be considered sacrosanct. My hope is that this experiment will promote further debate
by offering a new focus for discussion, both of the history of Italy and of the ways in
which we develop and evaluate interpretations of the past.78
University of Bristol
n.d.g.morley@bris.ac.uk
78
Although Elio Lo Cascio has in recent years argued
energetically for the adoption of a high population
figure, he has not yet, so far as I am aware, explored
the implications of his arguments for traditional
interpretations of Roman history. I should like to