Documente Academic
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EJPT
European Journal
of Political Theory
One of the most notorious of Heideggers political writings is the famous Rectoral
Address on The Self-Assertion of the German University that he delivered on 27
May 1933 after his election as head of Freiburg University, a discourse that is
usually considered to be an obvious sign of compromise with the NationalSocialist revolution.1 There is no doubt that Heidegger became a member of the
Nazi party right after his election and that he was at that time full of admiration
for Hitler and full of hope in the political regime which was coming to power
under the Fhrers leadership in 1933. However, if readers compare Heideggers
speech with the main documents of Nazi propaganda, for example Hitlers Mein
Kampf, Rosenbergs mythology or the proclamations of Goebbels, they must
acknowledge their amazement. There is no trace in the Rectoral Address of an
endorsement by the speaker of what lay at the very foundation of the totalitarian
regime then taking shape in Germany: its ideology.
In her first major book, The Origins of Totalitarianism, Hannah Arendt analyses
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the most striking features of the totalitarian forms of government and insists on
the central function of ideology, in addition to the transformation of classes into
masses, the transformation of the party system into a mass movement mobilized by
a single leader, the domination of the army by the police and an open orientation
towards world domination.2 Arendt shows that the central role of totalitarian ideology is to abolish once and for all a difference that has been taken for granted in
the entire history of political thought since Plato, a difference between two levels
in the meaning of the word law: legality and legitimacy. In other words, ideology
pretends to bridge the gap between, on the one hand, positive laws and their legality, and, on the other hand, the validating authority from which they spring
without ever having been coincident with it; for example, the transcendent idea of
justice, fits naturally the commandments of God, the general will of a nation, or
the idea of practical reason.
This persistent differentiation between two levels in traditional thought entails
several other differences such as the discrepancy between the abstract and general
character of the standards of right and wrong and the concrete variety of unpredictable human events; between universal obligation and the freedom of
individual action and will; between duty and right; between the stabilizing impact
of positive laws and the ever-changing movement of human affairs. All these
distinctions vanish in totalitarianism thanks to ideology. Arendt demonstrates
quite clearly that the totalitarian ideology gets rid of them by claiming to be the
complete fulfilment of an ultimate law which itself is no longer referred to as an
ideal realm to be searched for, again and again, but is simply the expression of the
movement of a supra-human force, Nature or History, a force which has its own
beginning and end, its own consistency or logicality. Ideology thus is simply the
logical deduction of a premise taken to be self-evident, such as the perfect race
in the case of Nazism.3 Ideology therefore leads inevitably to the repression of all
the human forms of active life as well as to the destruction of the life of the mind. As far
as active life is concerned, the only activity preserved by ideology is the activity of
labour, since it is necessary for the survival of the race. But ideology represses the
activity of work, the condition of which in Arendts view is a common world built
by humans beyond the cycle of nature. This condition is eliminated as soon as the
only work taken into consideration is the fabrication of a perfect race. And ideology
also represses the activity that Arendt calls action properly speaking, whose condition, she says, is human plurality, the fact that human beings are all alike but all
different. Action thus understood as a sharing of words and deeds, as interaction
and interlocution, is eliminated by totalitarian ideology because ideology destroys
plurality by considering human beings as mere exemplars or tokens of a racial
type. As far as the life of the mind is concerned, ideology is no less destructive. It
destroys the activity of knowing as a renewed intellectual experience of phenomena because the only knowledge it retains is rigid deduction from an apodictic
premise. For the same reason, it destroys the activity of thinking considered as a
continually renewed search for meaning. Similarly, it destroys the activity of will-
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I
Are there political elements in Heideggers thought before 1933, in the lecture
courses that paved the way to Being and Time, in the book itself (published in 1927)
and in the writings and lecture courses that followed directly afterwards? And if
so, do these elements amount to an endorsement of Platos view of politics? The
answer to both questions is: yes indeed.
As I have suggested, the Rectoral Address gravitates, so to speak, around a few
basic concepts: poisis enlightened by techn (or production, putting into a work the
truth disclosed by a knowhow), praxis (or action) and theoria (or contemplation).
It is now quite clear that these basic concepts of Greek philosophy, by which I
mean the dialogues of Plato as well as the treatises of Aristotle, designated central
topics in Heideggers teaching in the Marburg years that saw the genesis of Being
and Time. Let me offer a brief reminder of Heideggers way of dealing with these
topics during those Marburg years, when his lecture courses consisted almost
exclusively of interpretations of works of Plato and Aristotle.
We might begin by noting that the framework of these interpretations is
provided by the famous Natorpbericht of 1922, a text in which Heidegger was
attempting to describe how he conceived his investigations in Greek philosophy,
particularly in the philosophy of Aristotle, in order to justify his application for a
teaching position of the University of Marburg.13 What is immediately striking in
Heideggers presentation of his task as an interpreter of philosophical texts of the
past is the emphasis he puts on an ontological vision, on an insight into the Being of
beings. In terms of method, insight, vision, Anschauung, in Greek theoria, was of
course a leitmotiv in Husserls phenomenology, which was familiar to Heidegger
as a former assistant of Husserl. In this respect, the title he gave to the
Natorpbericht is significant: Phenomenological Interpretations with Respect to
Aristotle, with the subtitle Indication of the Hermeneutical Situation.
Phenomenology is a matter of seeing. And I remember Heidegger, in the last
seminar he gave in Zhringen in 1974, which I attended, repeating forcefully: If
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you dont see, you are not a phenomenologist. In other words, throughout his
entire career, from the Natorpbericht until the last seminar, he continued to proclaim the normative position of theoria as he did in the Rectoral Address.
What is the link between the two words which make up the subtitle of the
Natorpbericht: phenomenology and interpretation? In each of them it is a matter of
seeing. Indeed, the task of the interpreter is to see what Heidegger calls a
Sachgehalt, the content of a state of affairs. It is a task that depends on a hermeneutical situation that Heidegger also describes in optical terms as determined by a
Blickstand (an initial position of looking), a Blickrichtung (a direction of looking)
and a Sichtweite (a scope of looking).14 And since Heidegger claims to be neither a
scholar nor a historian of ideas, but to be interested exclusively in the deepest questions of philosophy, which are ontological questions of course, his aim is not to provide a neutral contribution to an objective knowledge of the past for its own sake.
His aim is to achieve a philosophical reappropriation of the Greeks here and now
with respect to the originary object of philosophical research in the present. He
writes: The object of philosophical research is human Dasein insofar as it is interrogated with respect to the character of its being [Seinscharakter].15 Philosophical
research started in Greece and the Greeks coined the basic categories for philosophical research, but under the influence of Christianity these categories slowly
lost their genuine ontological impact. The purpose of Heideggers interpretation
of Greek texts is to restore that ontological impact, reappropriating what the
Greeks discovered in relation to the factical life of the human Dasein, and, through
this reappropriation, to make visible, even transparent durchsichtig the human
Dasein itself in its ontological character.
Clearly echoing Nietzsches second Untimely Meditation, Heidegger writes:
The past opens itself up only in accord with the degree of resoluteness
[Entschlossenheit] and power of the capacity to disclose it [Aufschliessenknnen] that
the present has available to it.16 Here, we can see one of the earliest expressions
of the strict correlation between the historical character of Dasein and the excellence of the bios theortikos, i.e. the philosophical way of life, that will later be given
such emphasis in the Rectoral Address. Indeed, Heidegger claims that philosophy,
in its effort to see, is a commitment that adheres closely to the inner movement of
factical life and brings it to its highest level. Philosophical research, he writes, is
the explicit actualizing of a basic movement of factical life and constantly maintains itself within it.17 It is by being intimately concerned with the Being of
factical life that philosophy becomes what in Being and Time he will simply call
fundamental ontology.18 The main part of this fundamental ontology, the analytic
of Dasein, is already anticipated in its basic themes here in 1922. The intentionality that pervades the movement of factical life is care (Sorge), a cura that is oriented
towards a surrounding world, a common world (Mit-Welt) and a self-world, and
diversified into various concerns according to which the world is encountered by
factical life as having such and such a meaning, and interpreted through a logos, in
such and such a discursive modality. A detached knowledge of objects results
Death, in other words, is the key phenomenon in which the specific kind of
temporality belonging to human Dasein is to be brought into relief and explicated.21
The excellence of the bios theortikos celebrated by the Rectoral Address obviously has deep roots in Heideggers intellectual journey, beginning with the
Natorpbericht. To be sure, that celebration ultimately goes back to Plato. However, there is no allusion either to Plato or to politics in the indications of the
hermeneutical situation in the Natorpbericht. These indications introduce an interpretation of Aristotle, not of Plato. Moreover their purpose is strictly ontological,
and the ontology at stake in them is not the ontology of a people, but the ontology
of an individual Dasein. Nevertheless, it is perhaps not exaggerated to claim that,
behind the overall tension between the inauthenticity of the They falling away
from the ownmost movement of factical life and the philosophical insight into
Daseins authentic way of being, there lies a major topic of Platos political
thought: the tension between the life of the sage and the life of the polloi.
This tension comes to the fore, often with explicit reference to Platos notion
of politics, in the lecture courses delivered by Heidegger in Marburg in the
following years, to which the Natorpbericht was a prelude. Let me comment briefly
on the reference to Platos notion of politics in the lecture course on Grundbegriffe
der aristotelischen Philosophie that Heidegger delivered in the summer semester of
1924, and also in the lecture course on Platos The Sophist delivered a few months
later in the winter semester 19245.22
At the beginning of his lecture course on the basic concepts of Aristotelian
philosophy, Heidegger in the wake of his Natorpbericht reminds his listeners that
he conceives of his task as belonging to the scientific purpose of philosophy, a task
in which the possibility of human existence is at stake; by which he means that
human life has the possibility to refer only to itself without faith or religion.23
The only faith required is the faith in history [Geschichte], for it is presupposed
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For the Greeks! The phrase is significant if we consider that the only Greeks
Heidegger addressed in his Marburg lecture courses were Plato and Aristotle.
The phrase the Greeks means that he didnt distinguish between Plato and
Aristotle, and this is confirmed in the interpretation he gives of the second
Aristotelian characterization of the human being: zon politikon. Heidegger
acknowledges that for Aristotle the zon politikon is a speaking animal, but he is
quick to project the teaching of Plato onto the speech of the zon politikon. The
speaking citizen does not overcome the inauthentic preoccupation that pervades
the rule of the They in everydayness, and his deliberative speech in the public
space of the polis is, Heidegger claims, trapped in habits, fashion, immediate
vogue, idle talk.26 He doesnt speak as a responsible individual, he is a mere
sample of das Man. Without any consideration for Aristotles objections to Plato
in matters of politics, Heidegger contends that, like Plato, Aristotle was in the
most extreme opposition to what was alive around him in the concrete world.27
In other words Aristotles real concern was to celebrate, like Plato, the excellence
of the bios theortikos, in full opposition to the inauthenticity of the bios politikos. In
the first bios it is an ontological disclosure that prevails; in the second, it is the rule
of opinions, which adheres to the way things commonly appear to das Man. At
stake in the first bios is altheia (truth), whereas the second bios does not move
beyond persuasion.
In line with these considerations, the lecture course Platos Sophist delivered by
Heidegger a few months later claims in a commentary on the Nicomachean Ethics
that for Aristotle politik epistm is genuine sophia and the politikos is the true
philosophos; that is the conception of Plato.28 This lecture course is particularly
interesting with regard to the alleged continuity between Plato and Aristotle. It is
in order to provide an existential introduction to Plato that Heidegger offers his
students a detailed interpretation of Book 6 of the Nicomachean Ethics. And his
existential interpretation of Aristotles treatise is focused, once again, on the
excellence of the bios theortikos. In fact, on close inspection, it is through a very
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II
What of the development of Heideggers political thought directly after the
Rectoral Address? Does it exhibit the continuation of Platos legacy? Dominique
Janicaud was right to claim that the philosophical horizon of Being and Time is
for the most part maintained in the Rectoral Address.33 Since this philosophical
horizon is fundamental ontology, the question we face is this: what becomes of
fundamental ontology in the wake of the Rectoral Address? We could say that the
contrast between falling everydayness and resolute authenticity remains at the
core of the lecture courses in which Heideggers celebration of the NationalSocialist revolution is most starkly evident, starting with his first course on
Hlderlin in 19345.34 What is new, however, if we admit a continuity, is the
expansion of fundamental ontology to the Dasein of a people. The question
Who? is no longer exclusively concerned with an individual Dasein that is in each
case mine, but with the Dasein of the German people. In connection with this
enlargement another modification is also introduced. In the restricted fundamental ontology focused on the individual Dasein, each Dasein is capable of
matching up to its ownmost ontological truth. This is not so in the enlarged
fundamental ontology. Very rare, Heidegger says, are these human beings equal
to the truth of the Dasein of a people. They are: the poet who founds (Stiftung)
that truth; the thinker who articulates conceptually and makes understandable
what the poet discloses when founding the Dasein of a people; and last but not
least the political founder of a state adjusted to the essence of that people. These
three creators and only these three are qualified to be in charge of the Promethean
techn that was celebrated in the Rectoral Address.
In this context, the encroachment of the Greek past upon the present that had
been a constant leitmotiv since the Natorpbericht is maintained but it acquires a
new physiognomy. Indeed, the role attributed to Hlderlin is supposed to corre-
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But it is significant that he does not detect in those words any call for moderation
or prudence. He writes: Insofar as the chorus turns against the strangest of all, it
says that this manner of being is not that of every day.47 Translated into ontological terms, the final verses merely express the unavoidable blindness of everydayness to the ontological spectacle that the bios theortikos is able to see.
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In this final stage of the article, I will present a critical reflection by Arendt on
Heideggers Platonic view of politics. We are fortunate that there is an essay by
Arendt that sets out the main points of her criticism quite clearly. In a letter
written on 8 May 1954 in reply to a question about her work from Heidegger, she
states that she had for some time been working on Heideggers interpretation of
the relation between philosophy and politics.
Philosophy and Politics was in fact the title of the final part of a series of
lectures Arendt gave at Notre Dame University in 1954. This part of the lecture
series subsequently underwent significant revision and its final version was published in 1990 in Social Research.48 Although Heidegger is not even mentioned in
the text, Arendt herself claims in her letter that her work on Philosophy and
Politics had a great deal to do with his interpretation, which invites the historian
of ideas to decipher Arendts lecture as an implicit debate with Heidegger.49 The
Arendt is referring here to the lecture course on The Sophist that Heidegger
offered in the winter semester 19245.52 The question is whether or not there is
a link between Arendts treatment of Plato in her lecture of 1954 and Heideggers
interpretation of Plato in 19245.
There is indeed a link. From the very start, Arendts lecture focuses on the conclusion that Plato drew from Socrates trial; i.e. that there is an opposition
between truth and opinion (doxa). Heideggers lecture course also focuses on the
same opposition from the start. But whereas Arendt insists that the opposition was
the most anti-Socratic conclusion that Plato ever drew, Heidegger takes for
granted that, by insisting on the opposition, Plato was in full agreement with
Socrates.53 Accordingly, Heidegger takes it for granted that Socrates, Plato and
Aristotle share in the struggle against rhetoric and sophistry.54 He himself claims
to make this struggle his own philosophical endeavour, his way of life. Thus, he
translates the opposition between truth and opinion into the opposition between
authenticity and everydayness, between a disclosing logos and an idle talk,
between a genuine Self and the They. In the course of this retrieval of Platos
struggle, Heidegger will argue in the lecture course of 19245 that only the
philosopher can be an authentic politician, a position that he will repeat again and
again, for instance, as I have already said, in his lecture course of 19312, Of the
Essence of Truth.55 We have seen that a similar reappropriation of Plato is at the
core of the Rectoral Address of 1933, which is in the end a pale remake of Platos
Republic.
This is what Arendt dismantles in her lecture of 1954. Instead of claiming, as
Heidegger does, that Plato continued Socrates struggle, she insists on a decisive
difference between Plato and Socrates. Far from being opposed to doxa, she
argues, Socrates took it as the basic assumption of political life: the world is
common to all by opening up differently to everyone. In other words, Socrates
recognized that doxa is coupled with plurality. His celebrated maieutic was aimed
at helping everyone, Arendt says, to express his own opening to the world.56 For
him, the role of the philosopher, then, is not to rule the city, but to be its
gadfly, not to tell philosophical truths but to make citizens more truthful.57 Not
to overcome their doxai but to improve them. Accordingly whereas Heidegger
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