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Article history:
Received 16 July 2010
Accepted 10 March 2011
Available online 29 April 2011
Aim of this paper is to develop a method for selecting the optimal power generation capacity for which
a wave energy converter (WEC) should be rated. This method is suitable for the earliest stages of
development, when several studies are missing, including design of the Power Take Off (PTO) system,
and the rst economic considerations become essential for investment opportunities. It relies on the
availability of an experimental description of the maximum possible produced power under realistic
conditions, typically obtained by dummy PTOs. It consists of three steps: statistical characterisation of
the measured efciency; description of the energy production by means of a function of the design
capacity; application of a simple formula for cost benet analysis. The analyses here proposed are based
on the experimental results of 3D tests on two oating wave energy devices, named LEANCON and DEXA.
Limitations of this method essentially consist in the presence of scale effects related to the laboratory
investigations, where mechanical, aerodynamic, electrical losses are not accurately represented.
2011 Elsevier Ltd. All rights reserved.
Keywords:
Design
Statistics
Cost benet
Wave power
Capacity factor
1. Introduction
Recently, many concepts for wave energy converters (WECs)
have been developed or signicantly optimised (for instance PICO
[1], Pelamis [2]; WaveGen [3]; Ocean Power Technologies [4]; Wave
Dragon [5]; SeaBeavI [6]). This proliferation of new devices to be
tested (together with the main interest focused on the demonstration of improved efciency) is urging for the denition of an
efcient and common testing procedure.
Laboratory tests carried out at the initial stage of the design
usually provide a deterministic efciency or expected energy
production of the device, even if the irregular and random nature of
the wave attack is correctly simulated. Results may be based on
a more realistic power production expectation. The purpose of this
note is to show the importance of a stochastic description of the
experimental device efciency, in order to dene a more accurate
assessment of the power production.
It is well known that, after an initial experimental investigation,
the steps of the design process include many expensive and specic
studies, involving numerical simulations and large scale testing.
* Corresponding author. University of Padova, IMAGE, Via Ognissanti 39, 35129
Padova, Italy.
E-mail addresses: luca.martinelli@unipd.it (L. Martinelli), barbara.zanuttigh@
unibo.it (B. Zanuttigh), jpk@civil.aau.dk (J.P. Kofoed).
0960-1481/$ e see front matter 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.renene.2011.03.021
3125
Table 1
Wave states representative of the North Sea climate, prototype scale (1:1).
Wave state
Hs [m]
Tz [s]
Tp [s]
Energy ux [kW/m]
1
2
3
4
5
1.0
2.0
3.0
4.0
5.0
4.0
5.0
6.0
7.0
8.0
5.6
7.0
8.4
9.8
11.2
2.1
11.6
32.0
65.6
114.0
46.8
22.6
10.8
5.1
2.4
3126
Fig. 3. Picture showing the OWC device moored with a spring board and the position of the wave gauges.
pressure aspiration zones, where the chambers suck air from the
outow duct. In an ideal condition, two rows of 60 pipes blow air
into the pressurized inlet duct, and two rows of 60 pipes suck the
air from the outow duct (Fig. 2). During every wave period, each
pipe completes a cycle and blows air when the waves rise and sucks
air when the wave falls.
The oating model is anchored in a single point, at the tip of the
V by means of a spring board (Fig. 3).
A parameter which is believed to strongly inuence the device
efciency is the draft. Tests considered here are those described in
Ref. [19] in oating conguration with what is believed the most
realistic draft, on the basis of previous testing.
Resistive wave gauges were used to measure surface elevation:
two arrays of 4 gauges were used, and placed in front of one of the
arms. One array was positioned in the usual way, along the wave
direction, aiming at the measure of incident wave condition and
reection. The other array was rotated in order to be perpendicular
to the wave direction (and to the wave maker) in order to assess the
decay of the wave along the arm.
In order to (indirectly) measure the absorbed power in time,
the pressure and the ow were monitored. More specically, the
pressure was measured in the inlet pe(t) and outlet pi(t) ducts, just
before the pressure drop, whereas the air velocity v(t) was
measured only in the latter. The measured produced power P(t) in
time is obtained as: P(t) (pe(t) pi(t))$v(t) and is given in W.
Pressure measurements were carried out by means of extremely
sensitive cells (/ 10 Pa), covering the range 0e500 Pa. Velocity
3127
Fig. 5. Power take off for the DEXA device and measuring system of pontoon displacements (by means of the bone) and of device horizontal displacements (by means of the
ultrasonic sensor).
1
0.9
LEANCON
Exceedance probability
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
-2
10
-1
10
10
10
10
Exceedance probability
bar hole. The load on the PTO is modied by varying the current in
the engine and therefore the resistance of the wheel rotation, so
that the body rigidity is changed.
The calibrated instrumentation for power measurement includes
a non-contact ultrasonic displacement sensor with a plate for the
signal reection.
An array of 3 resistive wave gauges was placed between the
wave maker and the device along the wave direction, aiming at the
measurement of incident and reected waves.
Tests considered here are those described in [22] with spring
mooring.
DEXA
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
-4
10
-2
10
10
10
10
3128
Fig. 7. Measured efciency of the power conversion for each wave state.
of the oating structure, that tends to ride on the waves for long
wave periods. For the DEXA, the effect is due to the designed length,
which is tuned to have maximum efciency with the second wave
state.
4. Statistical analysis
The key of the method lies on the availability of the experimental statistical distribution of the produced power. Unfortunately in most cases only the average extracted energy is available.
For the tests described above, we could indirectly measure the
time history of the produced power either by multiplying
the pressure drop and the air ow rate (LEANCON) or by multiplying the forces and the velocities (DEXA). The exceeding probability of the produced power was therefore derived from the time
history. After a proper interpolation on sufciently ne and regular
steps, the experimental occurrence was also obtained.
The results were up-scaled to prototype based on the assumption that efciency is scale-independent, and consequently power
scales with l3.5, l being the length scale.
Fig. 8 shows the occurrence probability of the produced power
at prototype scale for the two analysed devices. The shape of the
two curves is rather different. In both cases it is appreciable
a threshold value of order 0.02e0.04 W at model scale due to a limit
in the resolution of the measurement system. For the DEXA, which
is a typical device responding on a wave by wave basis, as expected
the highest occurrence probability corresponds to the lower
threshold. For the LEANCON, that is a multi-chamber device that
aims at producing a steady energy ux, the highest occurrence
probability corresponds to a signicantly high value (105 W).
The expected produced energy per year is simply obtained by
the integral of power in time, or similarly by the product of power
and occurrence (expressed in seconds/year). Fig. 9 shows how the
expected produced energy is distributed for each level of power
(ranging from zero to innite).
In practice, the PTO has an upper threshold in the maximum
amount of harvestable power. Usually the cost of the PTO is
proportional to such limit, which represents one of the main design
parameters, and will be termed rated or design power Pd. It is of
great interest to correlate the Pd of the PTO to the actual amount of
produced energy.
The Capacity Factor (CF) is the ratio between the (annual)
average extracted energy by a PTO system with given rated power,
and the rated power itself, both expressed in W:
CF hEM i=Pd
(1)
3129
12
x 10
8
7
Energy (J)
6
5
4
3
2
1
0
10
15
5
x 10
Fig. 10. Energy loss (solid black line) in case no energy is produced above the PTO
design value Pd, and energy regained (grey dashed line) for the same Pd in case the
energy production is equal to the upper limit Pd multiplied by the exceeding duration.
Fig. 9. Distribution of the measured annual wave energy versus power, data up-scaled
at prototype conditions, North Sea climate, top: LEANCON, bottom: DEXA.
different, the two curves are very similar and show a logarithmic
trend. It is therefore possible that this result has a general validity.
The relevance of this novel result is highlighted in the next Section,
which will compare the costs of the whole device (usually the PTO
cost increases linearly with Pd) with the loss of benet (energy
decreases logarithmically).
Fig. 12 shows the energy loss in terms of overall efciency when
the rated power is limited and equal to Pd, non-dimensionalised by
the maximum overall efciency (i.e. for an innite Pd), for DEXA and
LEANCON. The overall efciency is obviously monotonically
increasing, the hypothesis 2 is more effective. Fig. 12 also shows the
capacity factor CF as dened by Eq. (1).
C aPd Co
(2)
B bEPd
(3)
Since this investigation cannot enter into the details of the real
values of a and b, the study will assume values of a, b, and Co
derived from private communications of inventors and available
literature [7]. The designer experience should allow a more accurate case-specic evaluation.
Further assumptions are that:
the ratio a/b is such that leads to a null yield when Pd is equal to
a reference value P*. In practice, the inventor knows by deterministic computations the value P* that will give some sort of
3130
x 10
LEANCON
7
6
5
4
3
2
1
0 0
10
10
10
10
10
4.5
x 10
DEXA
3.5
3
2.5
2
1.5
1
0.5
0
0
10
10
10
10
10
small but positive yield (P* is easier to assess than a and b). In
the following, an additional criterion will be used to choose P*.
The other costs Co are equal to x times the cost of the PTO
designed for such power P*, with x 1 for simplicity, although
may be a factor 3 may be more appropriate.
The expression for evaluating the yield Y as function of P*
therefore reads:
YP*
bE
bE
BP*
1
1 0
1
*
CP*
a1 xP
2aP *
P*
P*
(4)
b
2P *
2P *
*
a E P*
E
(5)
Fig. 12. Reduction of overall efciency (compared to maximum) versus rated power of
the PTO, and Capacity Factor. Data up-scaled at prototype conditions, top: LEANCON,
bottom: DEXA.
YPd
bEPd
BPd
2P * EPd
1
1
1
CPd
*
E* P P *
a Pd P
d
(6)
where for the rst and second hypothesis, the produced energy E is
given by
(7a)
(7b)
LEANCON
Tentative 1
Tentative 2
Tentative 3
Tentative 4
Tentative 5
Final choice
1.0 104
1.0 105
5.0 105
1.0 106
1.3 106
1.3 106
DEXA
1.0 107
5.0 107
5.0 106
1.0 106
1.3 106
1.3 106
1.0 104
1.0 105
2.1 105
2.6 105
2.7 105
2.7 105
1.0 107
5.5 105
3.0 105
2.7 105
2.7 105
power Pd, and there is still the possibility to obtain a positive yield
by using hypothesis 2 (provided that the optimised Pd in hypothesis
2 is lower than P* Pd in hypothesis 1, and that there is no need to
revise the other costs Co).
The procedure used to evaluate P* is merely iterative. A rst
guess for P* is selected and inserted in Eq. (7a). The maximum of Eq.
(7a) is then used as the next tentative value of P*. Table 2 shows our
iterations for LEANCON and DEXA. In order to be sure that the
procedure is convergent, the procedure is repeated twice, starting
with the extreme low and extreme high values of P*.
Fig. 13 shows the yield as function of the power used for PTO
design under hypothesis 1 and 2. It can be observed that
a maximum is found when P* equals 1.3 and 0.27 MW respectively
for LEANCON and DEXA.
0
1
v
2P * @ EPd
vEPd
1
A
YPd 0 *
2 vP
vPd
E
d
Pd P *
Pd P *
EPd
Pd
P*
(9)
12
10
x 10
Hypothesis 1
Hypothesis 2
8
Hypothesis 1
Hypothesis 2
Yield
vEPd
vPd
In the range of interest, the curves (7a) and (7b) can be approximated by logarithmic functions (i.e. we assume that the Pd value
occurs in the logarithmic part of the A and B curves):
0.4
(8)
0.2
3131
LEANCON
-0.2
-0.4
LEANCON
7
6
5
4
3
2
-0.6
1
-0.8
-1
2
10
0
4
10
3
10
10
10
10
0.4
DEXA
Yield
x 10
0.2
-0.2
-0.4
-0.6
10
10
10
10
11
Hypothesis 1
Hypothesis 2
DEXA
6
5
4
3
2
-0.8
-1
2
10
10
10
10
10
10
0
3
10
10
10
10
10
3132
EPd Eo Ls $lnPd E P * Ls lnPd ln P *
(10)
Eo Ls lnPd
L
s
P
*
d
Pd P
Acknowledgements
The support of the Danish Council for Strategic Research
through the Structural Design of Wave Energy Devices project
(SDWED, www.sdwed.civil.aau.dk) is gratefully acknowledged.
Notations
(11)
Fig. 14 shows the tting of Eo and Ls in Eq. (10) to Eq. (7b), for the
LEANCON and DEXA devices. The tting for LEANCON gives E(P*)
8.23 1012 [J], and Ls 2.46 1012 [J/ln(W)] (so that Eo 2.62
1013 [J]) and can be based on just two points of Eq. (7b). The
application of Eq. (11) determines Pd 6.7 105 (W), in perfect
agreement to the results of Fig. 13. For DEXA, E(P*) 8.89 1011 [J]
and Ls 2.75 1011 [J/ln(W)] so that Eo 2.55 1012 [J]). These
data are sufcient to dene through Eq. (11) the optimal design
power, which is Pd 1.6 105 (W).
It is of course expected that the two kinds of experiments are
characterised by different generation capacities after scaling with
different factors (1:40 and 1:20).
6. Conclusions
This paper addresses the problem of dening the most advantageous value of the power generation capacity for which a PTO
should be designed, and proposed a method based on small scale
experiments.
Two oating devices named LEANCON and DEXA were
considered. They were tested against a wave climate representative of the North Sea, where the devices might be
installed. The produced power was evaluated by a combination
of measurements of pressure drop and ow rate or velocity and
force.
The initial analysis dened the average frequency distribution of
the extracted energy, and of the associated power. During this
analysis, there was no limitation on the possibility to convert the
available energy (i.e. even the highest wave contributed to the
power production).
Subsequently, a statistical approach was proposed to evaluate the amount of energy that would be extracted by a PTO
with an upper limit in the generation capacity. When the
available power exceeds such limit, two operating hypotheses
were examined: the PTO was bypassed or produced its possible
maximum.
The dependence of the energy loss on the power generation
capacity suggests, at least for the DEXA case, that an optimal design
value is probably far from the measured maximum, i.e. the power
exceeded once per year. In order to dene the optimal possible
design value, the obtained energy curves may be used in the
framework of a cost benet analysis.
A brief example of cost benet analysis is performed providing
for both devices an optimal design value of order 600 kW and
150 kW for LEANCON and DEXA. In the absence of better assessments, this remains an important starting point for future design
considerations, that have also to account for many other components, such as the presence of a real mooring system, the effects
due to multidimensional waves, detailed denition of the PTO
system and of its latching strategy.
Limitations of this method essentially consist in the presence of
all scale effects related to the measured energy conversion in the
laboratory. Anyway this same approach could be used also at full
scale, on the basis of prototype measurements.
d
g
Hs
Lo
p
P
PW
so
Tm1
Tp
v
t
OWC draft
gravity acceleration
signicant wave height
wave length based on Tm-1
pressure
power produced by the WEC
wave power
wave steepness based on Tm1
spectral wave period
peak wave period
air velocity
time
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