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fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TSG.2015.2510222, IEEE
Transactions on Smart Grid
TSG-00706-2015.R1
in
in
T (t )
T (k )
T {k s }
T
out
(t )
out
(k )
T (k )
T {k s }
P
HVAC
(t )
HVAC
(k )
HVAC
HVAC ,max
s(k )
t , ts
K , Ks
k , ks
Kf
M, N
C
S
R
k 1, 2, , K , k s 1, 2, , K s .
k d , k sd
0 otherwise.
Fast time scale power of EV, positive when EV
charges and negative when EV discharges (kW).
Slow time scale power of EV, positive when EV
charges and negative when EV discharges (kW).
time slot of Fast and slow time scale when EV
arrives.
time slot of Fast and slow time scale when EV
E (k )
departs.
Fast time scale battery energy of EV (kWh).
P EV (k )
NOMENCLATURE
in
P EV {k s }
k a , k sa
E{k s }
desired
j
SH
P (k )
P SH {k}
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We
show and prove the equivalent conditions of
and battery of EV. It schedules the energy by a stochastic
P u (k )
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((1 )
Kf
1)T in (k t )
k K f 1
(1 )
k K f 1 r
T out (r t ) . (5)
r k
(1)
k K f 1
(1 )
k K f 1 r
r k
K f 1
P HVAC (r t ) c (1 ) r
r 0
1 (1 )
Kf
K f 1
, c c (1 ) r . (7)
r 0
{}
to indicate FTS and STS.
Unlike previous modeling work, the modeling goal of this
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1
P{k s }
Kf
P(k ) .
(8)
k K f ( ks 1) 1
T {k s 1}
1
Kf
K f ks
s (k )T (k 1)
(9)
k K f ( ks 1) 1
K f 1
T in {k s 1} (1 ) f T in {k s } c (1 ) r
K
r 0
Kf
Kf
g
Kf
(1 )
K f r
r 1
Kf
(1 )
K f r
r 1
K f ( ks 1) r
T out (k )
.(12)
k K f ( ks 2) 1 r
(K
r ) P HVAC {k s 1} rP HVAC {k s }
on HVAC, otherwise s (k ) 0 .
According to (3) and (9), we get a thermal equation:
HVAC P HVAC (k )
K f 1
T in {k s 1} (1 ) f T in {k s } c (1 ) r
K
r 0
Kf
Kf
g
Kf
(1 )
r 1
Kf
(1 )
K f ( ks 1) r
K f r
T out (k ) .
(10)
K f r
r 1
P HVAC (k )
k K f ( ks 2) 1 r
When K f 1 , STS and FTS are the same, (10) becomes (3).
When T out (k ) T out and P HVAC (k ) P HVAC , (10) becomes (4)
with coefficients (7). The STS thermal model in [11] is a
special case of (10). (10) is deduced from (3) directly. It wont
influence the equivalence of problems transformation.
The second term of the equals signs right part in (10) is a
known constant. T out (k ) is predicted and known before
optimization, therefore the third term of equals signs right part
in (10) is a constant as well. But P HVAC (k ) is a FTS variable,
therefore (10) can not be used as a STS thermal model directly.
We define an approximate conversion as
g
Kf
Kf
(1 )
K f r
r 1
g
Kf
Kf
(1 )
r 1
K f ( ks 1) r
P HVAC (k )
k K f ( ks 2) 1 r
K f r
(K
r)P
HVAC
{k s 1} rP
k K f ( ks 2) 1 r
K f ( ks 1) r
HVAC
{k s }
(11)
and the relative errors reduce to 0 as both (4) and (12) become
(3).
The comparison results show that the STS indoor
temperature got by the STS thermal model (12) is more close to
the one got by the FTS thermal model than the one got by (4).
(12) is more suitable to be the STS thermal model of multi-time
scale optimization than (4).
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5
III. EQUIVALENCE OF PROBLEMS TRANSFORMATION
As the problem of HEM optimization is transformed from
single-time scale to multi-time scale, its necessary to analyze
the equivalence of problems transformation. In this section,
the problem formulations in single-time scale and multi-time
scale are described firstly, and then the equivalent conditions of
problems transformation are proved secondly. The dynamic
price is assumed constant over every STS time interval [11].
The assumption is practical as the power supplier wont adjust
the dynamic price frequently.
Subject to: i 1, 2, , M , j 1, 2, , N
k k aj
, k [k aj , k dj 1]
PjEV (k)t E max
j
EV ,min
PjEV (k ) PjEV ,max , k [k aj , k dj 1]
P
5. j
PjEV (k ) 0, otherwise
6. E
desired
j
E j (k )
a
j
k dj 1
PjEV (k )t
k k aj
K
D(k ) P
7.
(k )t
. (13)
N
M HVAC
EV
u
d
D(k ) Pi
(k ) Pj (k ) P (k ) t B
k 1
j 1
i 1
TABLE I
MAXIMUM RELATIVE ERRORS OF (4) AND (12)
Coefficients
SH
k 1
MRE of (4)
MRE of (12)
8.16%
0.85%
10.40%
0.31%
0.25 , g 2 , c 0.125 , K f 6
63.67 %
19.27%
7.97%
0.84%
0%
0%
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SH
Subject to: i 1, 2, , M , j 1, 2, , N
Ti {k s 1} (1 i ) Ti {k s } ci
Kf
in
1.
i
Kf
gi
Kf
2. 0 Pi
Kf
(1 i )
(1 )
(1 )
r 0
k K f ( ks 2) 1 r
K f r
r 1
K f 1
K f ( ks 1) r
K f r
r 1
Kf
HVAC
in
(K
Ti out (k )
{k s } Pi HVAC ,max
3. Emin
E j {ksa, j }
j
ks
ks ksa, j
EV
j
, ks [ksa, j , ksd, j 1]
{ks }ts Emax
j
EV ,min
PjEV {k s } PjEV ,max , k s [k sa, j , k sd, j 1]
P
4. j
PjEV {k s } 0, otherwise
5. E
desired
j
E j {k }
a
s, j
ksd, j 1
j PjEV {k s }ts
ks ksa, j
Ks
D{k }P
6.
ks 1
SH
{ks }ts
(14)
N
M HVAC
EV
u
d
Pi
{ks } Pj {ks } P {ks } ts B
D{ks }
ks 1
j 1
i 1
times the
time interval, P
EV ,max
j
and P
(15)
Jiks min si (k ) Ti in (k 1) Ti d (k 1)
k K ( k 1) 1
f s
Subject to
1. Ti in ( k 1) Ti in (k ) i (Ti out (k ) Ti in (k )) gi Pi HVAC (k ) ci
2. 0 Pi HVAC (k ) Pi HVAC ,max
3. Pi HVAC ,max 0 , if si (k ) 0
4. Pi HVAC {k s }
1
Kf
K f ks
k K f ( ks 1) 1
Pi HVAC (k ) .
(16)
K f t
SH
D
(
k
)
P
(
k
)
D(k ) P SH (k )
k 1
ks 1 K f
k K f ( ks 1) 1
. (18)
Ks
D{k s }P SH {k s }ts
ks 1
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Ti in (k 1) Ti d (k 1)
k [ K f (k s 1) 1, K f k s ]
si (k ) 0
and
(20a)
Ti in (k 1) Ti d (k 1)
k [ K f (k s 1) 1, K f k s ]
and
(20b)
si (k ) 0 .
From the second terms of objective function in problem (13)
and (14), we get:
K
s (k ) T
i i
k 1 i 1
in
(k 1) Ti d (k 1)
K f ks
Ks
i 1 ks 1 k K f ( ks 1) 1
Ks
i
i 1 ks 1
Ks
ks 1 i 1
M
Ks
i 1 ks 1
k K f ( ks 1) 1
si (k )Ti in (k 1)
K f ks
k K f ( ks 1) 1
(21)
i
Kf
k K f ( ks 1) 1
si (k )Ti in (k 1)
K f ks
k K f ( ks 1) 1
the
the
let
Pi HVAC (k ) 0 and k M .
Step 3: if Pi HVAC (k ) breaks maximum or minimum limit,
then set it as the limit.
Step 4: k k 1 , repeat step 2 and 3 until k K f k s .
K f Pi HVAC {k s }
K f ks
k K f ( ks 1) 1
K f M
Pi HVAC (k )
, renew
si (k )Ti d (k 1)
Ti in {ks 1} Ti d {ks 1}
K f ks
for
k K f (k s 1) 1 .
Step 5: P HVAC
i si (k ) Ti in (k 1) Ti d (k 1)
K f ks
.(22)
si (k )Ti d (k 1)
When (19) and (20) ((20a) or (20b)) are satisfied, the equals
signs left parts of (21) and (22) are equal. That is, the second
terms of objective function in problem (13) and (14) are the
same. Theorem 2 is proved. We do not consider the case when
HVAC is turned off because the FTS indoor temperature cant
influence the objective functions as si (k ) 0 .
Optimization will try to decrease the input power of HVAC
because of electricity cost. When the desired temperature is
lower than the outdoor temperature, the indoor temperature will
be not lower than the user desire; (20a) is satisfied certainly.
Correspondingly, when the desired temperature is higher than
the outdoor temperature, (20b) is satisfied certainly. Therefore,
(17) and (19) are the equivalent conditions of objective
functions transformation.
If we set the STS time interval according to the dynamic
price update cycle, and set i K f i , we will satisfy (17) and
(19) easily. The equivalence of thermal models transformation,
which is discussed in section II, is the only factor that
influences the equivalence of problems transformation indeed.
IV. OPTIMIZATION ALGORITHM FOR PROBLEM (16)
The transformation from single-time scale to multi-time
scale decreases the dimension of solution, but the multi-time
scale optimization will still be time-consuming if heuristic
algorithm is used to solve the problem. In this section, we
V. NUMERICAL RESULTS
In this section, we show a HEM example to test the
performances of our proposed model, equivalent conditions
and algorithm. We describe the HEM example in single-time
scale, multi-time scale with STS thermal model (4), and
multi-time scale with STS thermal model (12). , g , and c
are equal to 0.25, -0.5, and 0.125. The proposed algorithm is
applied to the optimizations, besides cooperative particle
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swarm optimization (CPSO) [28]. The population size of CPSO
is 500.
For simplicity, we assume that there are only one HVAC and
one EV in the HEM example. They are scheduled in a day
period. The STS time interval is set as one hour, and the FTS
time interval is set as 3 minutes. There are 24 STS time slots in
a day period and 20 FTS time slots in a STS time interval. We
set the daily budget as 9 dollars. We assume the EV has
following parameters: it arrives at 7:00 and departs at 18:00; its
maximum charge and discharge power are 3kW; its battery
capacity is 20kWh; its maximum and minimum states of charge
(SOC) are set as 80% and 20%; its batterys efficiency is 1; the
init SOC is 40%; the desired SOC when the EV departs is 80%.
We assume the HVAC runs in cooling mode; its maximum
input power is 3kW; it is turned off from 12:00 to 16:00; the
weight of discomfort is 1. We assume that the outdoor
temperature and the desired temperature are known, and the
initial indoor temperature is 28o C . We assume that the
dynamic price and the total power consumption of
uncontrollable device are predicted perfectly, as shown in Fig.
5.
Based on CPSO, we run the simulation twice (which are
marked as A and B) in single-time scale. Fig. 6 shows the two
simulative results of single-time scale optimization based on
CPSO (STSO-CPSO). The objective functions values
(performance indexes) of the simulations are the same, and the
total electricity costs both reach the daily budget. We discuss
the result of simulation A firstly. Fig. 6(a) and (d) show the
solution. The EV almost keeps discharging when it arrives at
7:00, as the dynamic price is very high from 6:00 to 10:00. The
EV charges with almost the maximum power when the
dynamic price is very low from 14:00 to 18:00. The EV also
charges from 10:00 to 14:00 because it should meet the desired
SOC when the EV departs. Before 7:00 and after 18:00, the EV
is not at home, the power of EV is zero. The input power of
HVAC varies according to the user discomfort of temperature
and the dynamic price. When the dynamic price is very high
from 6:00 to 10:00, the indoor temperature is far higher than the
desired temperature as the input power of HVAC is decreased
to reduce the total electricity cost. Except the time interval
when the HVAC is turned off, the indoor temperature is not
lower than the desired temperature. Condition (20) is satisfied.
8
Fig. 5. Dynamic price and total power consumption of uncontrollable device.
(a) Day-ahead dynamic price. (b) Total power consumption of uncontrollable
device.
Fig. 6. Results of STSO-CPSO. (a) Power of EV. (b) Average power of EV. (c)
SOC of EV. (d) Input power of HVAC. (e) Temperature.
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problem of STS HEM optimization firstly. We search the
power of EV and input power of HVAC in STS based on CPSO.
The STS solution is shown in Fig. 7(a) and (b). According to
the STS solution, we solve the problem of FTS HEM
optimization secondly. We search the FTS input power of
HVAC of each hour based on CPSO. The search is repeated 24
times, the FTS input power of HVAC is shown in Fig. 7(a).
According to (15), we set the FTS power of EV, which is shown
in Fig. 7(b).
9
We replace model (12) by (4) and run the simulation of
multi-time scale again. Fig. 8 shows the results of multi-time
scale optimization with model (4) based on CPSO
(MTSO-M4-CPSO). The total electricity cost also reaches the
daily budget. MTSO-M4-CPSO also gets the optimal power of
EV, as the SOC of EV at 10:00, 14:00, and 18:00 also is 20%,
21%, and 80% respectively. Fig. 6, 7, and 8 show that the
difference of indoor temperature between STSO-CPSO and
MTSO-M4-CPSO is more obvious than the one between
STSO-CPSO and MTSO-M12-CPSO, because the relative
error of (4) is far greater than the one of (12). MTSO-M4-CPSO
schedules far more (or less) input power of HVAC than
STSO-CPSO and MTSO-M12-CPSO when the input power of
HVAC increases (or decreases) greatly. The users feeling on
temperature is worse than the ones of STSO-CPSO and
MTSO-M12-CPSO, although their total electricity costs are the
same.
The total electricity cost reaches the daily budget. The SOC
of EV at 10:00, 14:00, and 18:00 is 20%, 21%, and 80%
respectively, this is the same as the one of STSO-CPSO, as
shown in Fig. 7(c). MTSO-M12-CPSO gets the optimal power
of EV. MTSO-M12-CPSO gets the approximate optimal input
power of HVAC as the indoor temperature is almost the same
as the one of STSO-CPSO. Fig. 3 shows that (12) gives a higher
STS indoor temperature when the input power of HVAC
increases. And it gives a lower one when the input power of
HVAC decreases. When the input power of HVAC increases
(or decreases) greatly, the HVAC is assigned more (or less)
power in STS than its actual demand. Thus the indoor
temperature is not completely the same as the one of
STSO-CPSO. As the relative error of (12) is small, the
difference of indoor temperature between STSO-CPSO and
MTSO-M12-CPSO is not obvious.
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10
from 16:00 to 24:00, the error of proposed algorithm is
relatively obvious.
Fig. 10 shows the impacts of iteration number on objective
functions values. All the simulations are convergent with the
increase of iteration number. The convergent value of
MTSO-M12-CPSO is closer to the one of STSO-CPSO than the
one of MTSO-M4-CPSO, as model (12) is more precise than
model (4). As mention in Section IV, the proposed algorithm
gives an approximate solution, thus the convergent value of
MTSO-M12-CPSO&PA doesnt match the one of
STSO-CPSO.
We suppose the convergent value of STSO-CPSO is the
objective functions optimal value. The relative errors are
shown in Table II. STSO-CPSO directly searches the optimal
solution in a space that has 960 dimensions (there are one EV,
one HVAC, and 480 time slots in a day period). The relative
error of STSO-CPSO decreases slowly with the increase of
iteration number. In multi-time scale, there are 24 STS time
slots in a day period, so the solution of STS optimization has 48
dimensions. There are 20 FTS time slots in each hour, and the
FTS power of EV is given directly by (15). Therefore only the
FTS input power of HVAC should be searched in each hour,
and the solution of FTS optimization has 20 dimensions. The
FTS search should be repeated 24 times as there are 24 hours.
In multi-time scale optimization, there are 25 searches in total.
We assign 1/25 the iteration number to each search of
MTSO-M12-CPSO and MTSO-M4-CPSO. As the dimension
numbers of the 25 searches are all been reduced greatly, the
objective functions value of MTSO-M12-CPSO converges
faster than the one of STSO-CPSO, and the relative error of
MTSO-M12-CPSO decreases faster than the one of
STSO-CPSO in the early stage of iteration. MTSO-M4-CPSO
shows similar performance, but the relative error is greater than
the one of MTSO-M12-CPSO while their iteration numbers are
the same. As the 24 searches in FTS are all based on the
proposed
algorithm
that
contains
no
iteration,
MTSO-M12-CPSO&PA assigns all the iterations to the only
search of STS. After 2000 iterations, the relative error of
MTSO-M12-CPSO&PA
decreases
to
6.41%.
MTSO-M12-CPSO achieves similar performance after 50000
iterations, as each search is assigned 2000 iterations. The
proposed algorithm finishes all the 24 searches in FTS within
31 milliseconds in our simulation. When the time of
optimization is limited, the proposed algorithm gives a
relatively good solution.
TABLE II
RELATIVE ERRORS OF OBJECTIVE FUNCTIONS VALUES (A)
Iteration
STSOCPSO
MTSO-M1
2-CPSO
MTSO-M4
-CPSO
MTSO-M12CPSO&PA
2,000
88.26%
55.21%
68.45%
6.41%
50,000
45.34%
5.83%
9.62%
3.70%
1,000,000
12.23%
1.06%
6.31 %
3.66%
10,000,000
0.19%
0.44%
5.89%
3.65%
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11
STSOCPSO
MTSO-M1
2-CPSO
MTSO-M4
-CPSO
MTSO-M12CPSO&PA
2,000
76.68%
62.52%
50.96%
14.51%
50,000
54.50%
12.74%
44.24%
10.18%
1,000,000
9.66%
7.25%
28.52 %
9.54%
10,000,000
0.33%
6.93%
27.77%
9.46%
VI. CONCLUSION
We propose a STS thermal model and analyze the
performance of the model in this paper. As the model considers
the changing outdoor temperature and input power of HVAC, it
is more suitable for the problems transformation from
single-time scale to multi-time scale. We show the conditions
that must be obeyed while transforming the problem into
multi-time scale, and test the conditions in simulation. We
propose an algorithm without iteration for the problem of FTS
HEM optimization. The solution of proposed algorithm that is
very close to the optimal one is obtained in a short time in
simulation.
In the paper, the coefficients of thermal model (3) and the
batterys efficiency of EV are constants, and the optimization
only considers the total electricity cost and user discomfort of
temperature. As future study, it is suggested to look into the
problem of transformation while the coefficients are variables,
and while the optimization has more considerations (such as the
stabilization of total power consumption of home, user
discomfort of ventilation).
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This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TSG.2015.2510222, IEEE
Transactions on Smart Grid
TSG-00706-2015.R1
with the College of Information Science and Technology,
Zhongkai University of Agriculture and Engineering,
Guangzhou. His research interests include intelligent control
and optimal control.
Yun Zhang received the B.S. and M.S.
degrees in automatic engineering from the
Hunan University, Changsha, China, in
1982 and 1986, respectively, and the Ph.D.
degree in automatic engineering from the
South China University of Technology,
Guangzhou, China, in 1998.
He is currently a Professor with the
School of Automation, Guangdong University of Technology,
Guangzhou. His research interests include intelligent control
systems, network systems, and signal processing.
Kairui Chen received the B.S. degree in
network engineering from Guangdong
Univerity of Technology, Guangzhou,
China, in 2012, and the M.S. degree in
control science and engineering from
Guangdong Univerity of Technology, in
2014. Currently, he is a Ph.D. candidate
with the School of Automation,
Guangdong Univerity of Technology, Guangzhou, China. His
research interests include multi-agent system control, adaptive
control and optimal control.
12
1949-3053 (c) 2015 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.