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Keywords: GSM, UMTS, Handover Performance, Handover In this paper we propose an analytical model where the signal
Algorithms.
quality in the UL (uplink) is also considered as one of the
handover initiation parameters for the 3G-2G HO direction.
Real data from live networks is also used to complement the
Abstract
analytical results.
One of the most interesting UMTS networks features is their
integration with the 2G networks that provides seamless End- The two handover directions; 3G-to-2G inter-RAT HO and
to-End services. Current widely deployed 2G and 3G 2G-to-3G inter-RAT HO will be considered.
networks provide InterRAT (Inter Radio Access Technology)
mechanisms enabling interoperability between them in a
manner that is almost transparent to the subscriber. These 1) 3G-to-2G Inter-RAT HO direction.
enable maximum benefit from 3G services while ensuring
wireless coverage continuity in geographically extended Due to the channel fading conditions faced by the UE,
networks, where 3G coverage halls exist. These mechanisms received signal sees fluctuations that might cause unnecessary
include InterRAT idle mode reselection, InterRAT dedicated handovers, even for non-moving mobiles. In order to reduce
mode reselection for PS (Packet Switching) services, and these unnecessary handovers, a proper design for the
InterRAT handover for voice calls. The aim of this paper is to handover initiation conditions is required. Unlike in 2G
evaluate the InterRAT hand-over (HO) performance between technology, in 3G networks, the traffic is considerable, as it
2G and 3G networks. Analysis of the performance would be has a direct effect on the network QoS. The noise level
presented in the two HO directions. We propose an analytical increases with the increase of active users in the cell. In this
model where the introduction of the 3G cell's load as one of paper we propose the consideration of the 3G-cell traffic,
the HO initiation parameters is considered. In addition, an which is related to the noise level seen at the Node_B, for the
Inter-RAT HO ping-pong defensive mechanism is proposed.
3G-to-2G HO triggering conditions, beside the signal quality
evolution done by the UE, which is specified by 3GPP
standard. 3G-cell traffic could be evaluated by the Node B,
1 Introduction
based on the noise level received from each UE in the UL
The purpose of the inter-RAT HO (handover) procedure is to direction. 3G-cell capacity is usually limited by the UL
keep the service provided to the UE (User Equipment) while interference level generated by the increased number of users
moving away from the coverage are of one RAT (GSM or messaging the Node B at the same time and on the same
UMTS) to another (UMTS or GSM). Before the handover frequency. Beside the signal quality measured by the UE and
process is completely achieved, different phases should take expressed by the CPICH Ec/Jo, corresponding BER value
place; HO triggering conditions, measurements done by the could be obtained from individual link level simulations, the
mobile UE on the neighbor cells, and selection of the best cell load is also added to the HO triggering conditions. The
candidate cell that fulfills the handover criteria condition. The UE signal quality reflects only the interference level received
handover initiation could be based on several criteria; whether by the UE and not the interference level received by the
signal level, and UE distance away from the BS, or even Node-B. After the completion of the handover triggering
based on the desired service. Over facilitating the HO conditions, the UE goes into CM (Compressed Mode) status
procedures might cause the mobile terminals to handover where it could make measurements on the 2G neighbor cells.
their calls from one cell to another and return back to the first The UE sends the measurements results to the network to
cell after a very short period causing the increase of the decide which cell is the best for HO after the fulfillment of
signaling messages on the network, which is known by the the HO criteria.
Ping-Pong effect.
The HO criterion for the Inter-RAT case is the (event 3a)
In the opposite sense, handovers might be designed in
way
criteria as specified by 3GPP standard. The criteria states that,
not to be performed easily, which would increase the call "The estimated quality of the currently used 3G frequency is
drop rate due to signal level degradation received by the UE. below a certain threshold and the estimated quality of the 2G
A tradeoff between fast and easy HO and between delayed system is above a certain threshold".
a
HO exists.
This introduction of the 3G-cell traffic is expected to reduce performed. In this section we present the HO initiation and
the noise generated in the 3G cell and hence, the enhancement execution analytical model that will be used in this paper.
Two different models will be used for the two different HO
of the 3G system performance is anticipated.
directions: 3G-to-2G HO and 2G-to-3G HO.
Different from [1], the signal quality (BER) is considered as
one of the HO initiation conditions in our analysis beside the 1) 3G-to-2G Inter-RATHO direction.
UL noise level seen by the Node B. In the next section our
The mobile UE performs measurements on the 2G neighbor
proposed analytical model will be presented.
cells, once the triggering conditions are fulfilled. These
triggering conditions take into consideration the signal quality
2) 2G-to-3G Inter-RAT HO direction.
at the mobile UE denoted by Qused, presented by the measured
In the GSM to UMTS direction, it's desirable to have all CPICH Ec/Jo value, and also the cell load presented by the
Mobile Station (MS) terminals that are UMTS ready to be UL interference level seen by the Node B denoted by ULin-.
served in the UMTS service layer. Nowadays operators The best cell among the neighbor cells that fulfills the HO
deploy 3G services in two strategies. The first strategy is to criteria (event 3a) is to be selected for HO execution.
extend the coverage of the deployed GSM network, and the
other is to co-locate UMTS sites side-by-side of the existing Event 3a criteria could be denoted mathematically as:
GSM sites, which aims at introducing new 3G services as a
new service layer.
QUsed< ThUsed -H3a and Qtarget +CfOtarget Thtarget +H3a
>
Th
HO might be needed
2 Analytical Model
HITs nee4d
The HO process passes by phases before it is completely Figure 1: CPICH Ec/Jo regions.
7needed
No HO
is
The handover procedures of initiation and execution for 3Gto-2G HO direction are explained in Figure 2.
3 Results
7lul:::: iwI(Eb
(3)
N,)*R*v
where ilj, is the load factor, W is the chip rate, R is the bit
rate of the service, Eb /NO is the required energy per bit over
the noise power spectral density to establish a connection
with a service bit rate R, and activity factor v.
Figure 5 shows the load factor for three different services (bit
rates), Speech AMR (Adaptive Multi Rate) 12.2 kbps, PS64
kbps, and PS384 kbps, respectively. It is clear from the figure
Figure 3 shows the CDF (Cumulative Distribution Function) that the load increases with the required bit rate for the
for the received CPICH Ec/Jo, based on measurements in a different services. As the load increases, also the noise level
typical urban outdoor mobile environment. Normally the CDF in the cell increases. They are directly related by the
should change for different environments and also depending following equation:
on the number of installed base stations.
NoiseRise= 1/1 - '71u
(4)
CDF
Load Factor
25%
20%
15%
10%
5%
0%
-25
-23
-21
-19
-17
-15
-13
-11
-7
-9
-5
64000
12200
-3
Figure
Figure
shows the
signal level) in
environment.
CDF
for the
on
CPICH
obtained
384000
Ec/Jo.
Qu,sed (received
CDF
0.9
0.8
per
one
0.7
0.6
0.5
0.8|
0.4
-Cell 1
Cell 2
Cell 3
Cell 4
+ Cell 5
0.3
0.2
0.1
-120
-110 -100
-90
-80
-70
-60
-50
-40
-30
-20
-10
Cell 6
2G Rx Level (dBm)
Cell 7
-Cell8
-
on
the 2G received
In [6], it has been shown that the uplink load factor caused by
one connection in the WCDMA system depends on the
service the connection is establishing with the network.
-108
-106
-104
-102
-100
-98
-96
-94
-92
0.7
0.6
0.5
0.4
0.3
0.2
0.1
-90
UL interference (dBm)
For loaded cells these curves are expected to shift to the right.
In addition, as the UL interference level increases this might
cause call drops due to: 1) PRACH (Packet Random Access
Channel) failure 2) RRC (Radio Resources Control)
connection failure. One of the major interests in deploying 3G
networks is to reduce the interference.
received CPICH Ec/Jo (CPICH energy per chip over the total
noise received in the band) is less than -19 dB at the UE
level. The CPICH Ec/Jo is directly related to the CPICH
Eb/No by the processing gain of the established service by the
user.
0.03
0.027
- H3a=0
H3a= 1
H3a=2
H3a=3
H3a=4
0.024
0.021
where
0.018
Ec/Jo value before the call drops, and P(3G 2G) is the
0.015
0.012
0.009
CDP
0.006
0.003
-8
-6
-4
-2
0.025
0.02-
Thl (dB)
0.015-
0.01
decreases.
0.0050
-20
-19
-18
-17
-16
-15
-14
Call Drop Ec/lo threshold (dB)
-13
-12
Using the same parameters mentioned in Table (1), with H3a which is a typical value in case of Inter-BSC Handover.
set to zero, and Th1 to -OdB, the CDP has been calculated
2) Handover Probability
and the results are shown in
Figure 98.
GSM to UMTS handover probability indicates the degree by
which the GSM network is off loaded and UMTS service is
Although in nowadays live 3G networks, the traffic (load) is preferred. Figure 10 shows evolution of GSM to UMTS
low, but in case one PS 128 kbps user performs HO to a 2G Handover probability with different values of TEC/IO. The
cell; that would decrease the cell load by about 15-16% and effect of setting Qsearch C is also shown. For simplicity, the
hence the UL interference level would be decreased by effect of averaging sliding window is not taken into account.
0.75dB. For a PS 384 kbps user a decrease of 1.5dB could However this should not affect the results because its rule is
be achieved.
to compensate fast fluctuations in measured value, and not
affecting the Handover detection process. The Handover
probability is computed numerically as:
B. GSM to UMTS Handover
1) Call Interruption Time
JP(Ec Jlo > TECI )x P(RxLev < Q), Q(belo-w)
(5)
Jo>
>
A measurement campaign was carried out to assess call
HO
interruption time due to handover. The test was designed such
that several handover types are experienced by the UE/MS. Where Ec/Io is the CPICH Ec/Io measured by the UE/MS in
During the test the UE/MS experienced 20 handovers from GSM dedicated mode,
TEC/IO is the Handover detection
GSM to UMTS, 14 handover from UMTS to GSM, and 46 threshold based upon CPICH Ec/Jo value, RxLev is the GSM
Intra-GSM handovers. The call interruption time due to signal level in dBm, and Q is the Qsearch_C parameter as
handover is computed as the time difference the UE/MS specified in [2][2].
receives "Handover Command" message from the old cell
and sends "Handover Complete" message to the new cell. Qsearch C limits probability of GSM to UMTS handover, as
This does not take into account the Handover decision time, stated in previous section, and it should reflect Operator
as during that period the UE/MS is still in call.
strategy of employing UMTS technology. In case UMTS is
employed for coverage extension, it is reasonable to trigger
Figure 9 illustrates the call interruption time encountered due UMTS search in case GSM RXLEV is below Qsearch C
to Inter-RAT Handover and compared to Intra-GSM value. When UMTS is co-located with GSM, it is reasonable
Handover. Similar performance was encountered for GSM to to trigger UMTS search in case GSM RXLEV is above
UMTS handover and for UMTS to GSM Handover. This is Qsearch_C value.
explained by the fact that signaling path is the same for the
Inter-RAT Handover case. On the average the User
3) Call Drop Probability
experiences 200 milliseconds of call interruption, which
should not affect voice quality compared to Intra-RAT Hardening Handover decision by increasing handover
handover.
detection threshold is a good choice to reduce the chance of
unnecessary handovers. Reducing unnecessary handovers has
a direct impact on reducing Call drop in UMTS side as the
350.00
' 300.00
probability of underestimating radio conditions in UMTS
E
vanishes. Also it has an influence on reducing ping-pong
250.00
.2
* Average
effect.
Q 200.00
lP(Ec
* Maximum
r StdDiv
.$ 150.00
i,
G)
100.00
50.00-
t._
n
0.00
0co
2G-2G HO
2G-3G HO
3G-2G HO
Handover Direction
0.97
0.8
0.....a...Q=-2(below)
05,
Q=-78(below)
Q=-74(below)
0
IL
0.4
Q=-78(above)
0.3 0.2-
0Q=-74(above)
Q=-70(above)
u.1
0-
llN"D
.K$~~l
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TEcIIo
+
0.90
o 80
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160
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(7)
0.0
2003
0.0
TEcIlo
an
important
handover
is
InterRAT
2G/3G
telecommunication feature in nowadays heterogeneous
wireless networks. We provided a brief description of this
feature in the two directions, as well as analysis for its
performance through probability calculations and
measurements from live networks. An analytical model, and
suggested algorithms that should bring improvement to the
performance of these telecommunication procedures have
been proposed. Tuning of different algorithms parameters was
elaborated and tested in a commercial network.
6 Acknowledgements
References
[1] W. Zhao, R. Tafazolli, B. G. Evans, "Intemetwork
Handover Performance Analysis in a GSM-Satellite
Integrated Mobile Communication System", IEEE
Journal on Selected Areas in Communications, 15,
(1997).
[2] 3GPP TS 45.008 "Radio subsystem link control".
[3] 3GPP TS 25.215 "Physical layer - Measurements
(FDD)".
[4] 3GPP TS 25.331 "Radio Resource Control (RRC)
protocol specification".
[5] C. Brunner, A. Garavaglia, M. Mittal, M. Narang, J. V.
Bautista.
"Inter-System
Handover
Parameter
Optimization", QUALCOMM Incorporated, (2006).
[6] H. Holma and A. Toskala, "WCDMA FOR UMTS".
Third Edition, (2004).