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Appearances:
I have read the judgment of Narine J.A. and agree with it.
P. Weekes
Justice of Appeal.
I too, agree.
P. Jamadar
Justice of Appeal.
JUDGMENT
Delivered by R. Narine J.A.
FACTS:
1.
The appellant is the executor named in the will of Bonaventure Theo Eugene
Toussaint (deceased) dated 14th August 2009.
September 2009. He had been diagnosed with thyroid cancer in July 2009, and
subsequently underwent surgery on 28th July 2009. A breathing tube was placed
down his throat. It was the appellants case that the deceased made a will while
he was at the San Fernando General Hospital on 7th August 2009, prepared by an
attorney-at-law, and he subsequently executed another will on 14th August 2009
prepared by the same attorney for the purpose of correcting the name of his
executor (the appellant).
2.
It was not in dispute that before his death the deceased cohabited with the
respondent for a period in excess of ten years. They last lived together at No. 549
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3.
On 12th April 2010, the respondent filed a Fixed Date Claim seeking, inter alia, a
declaration that a cohabitational relationship existed between her and the
deceased, a declaration that she was entitled to the house and land situate at
Edinburgh 500, and an order that the appellant do transfer that property to her.
4.
On 6th January 2012, the respondent filed another Fixed Date Claim Form and a
Statement of Case seeking, inter alia, a revocation of the appellants application
for Letters of Administration with Will annexed of the estate of the deceased,
orders that the court do pronounce against the validity of the wills dated 7th August
2009, and 14th August 2009, and a grant to her of Letters of Administration of the
estate of the deceased. This action was consolidated with the earlier action.
5.
On 24th January 2013, the trial judge pronounced against the validity of both wills,
and declared that the deceased died intestate. On 7th March 2013, the judge
made a further order, inter alia, directing the appellant to withdraw his application
for Letters of Administration with Will annexed, and declaring that the respondent
is entitled to apply for a Grant of Letters of Administration.
6.
The learned trial judge found that the appellant had not established that the
deceased, possessed the requisite mental capacity at the time of execution of both
wills, nor that he knew and approved the contents of both wills. The trial judge
also found that the earlier will had not been duly executed in accordance with
Section 42 of the Wills and Probate Act, and expressed doubt with respect to the
execution of the later will.
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7.
Unsurprisingly, the oral and written submissions of counsel centred around the
issues of the testamentary capacity of the deceased, whether he knew and
approved of the contents of both wills, due execution and suspicious
circumstances.
TESTAMENTARY CAPACITY
8.
The evidence as to how the will dated 7th August 2009 came into existence came
from Ms. Kerra Bazzy an attorney-at-law, who was contacted by telephone on 5th
August by one Ms. Cowie, an employee in the human resources department of
Phoenix Park Gas Processors (the deceaseds employers), and requested to attend
upon the deceased for the purpose of assisting the deceased in making a will. The
deceased was warded at the San Fernando General Hospital.
10. Ms. Bazzy met the deceased for the first time on 7th August 2009 at around 7:00
a.m. She observed that there was a tube in his throat. However, he was able to
communicate in a loud whisper. Despite this, he was able to move about freely,
and to carry on conversations on his cell phone. He gave the attorney a piece of
paper containing hand written instructions for discussion, which carried a recorded
time of 5:00 a.m. Ms. Bazzy then had a two hour conference with the deceased
during which she took further instructions, and obtained further clarification of his
written instructions.
11. Ms. Bazzy then went to her office, prepared the will and returned several hours later
with a type-written document. She took the precaution of finding out the names of
the deceaseds doctors, and asked them whether they would be willing to witness
the will, and to verify that the deceased was of sound mind and fully understood the
nature of the transaction before execution of the will.
12. The deceaseds doctors were Dr. Naresh Armoogam, a surgeon, and Dr. Christian
Beharry, a House Officer. Dr. Armoogam had been treating the deceased for
some 10 days, and given the gravity of his condition, had advised the deceased to
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put his affairs in order. Dr. Armoogam questioned the deceased in the presence
of Ms. Bazzy, Dr. Beharrry and two trainee nurses before the will was executed.
13. Dr. Beharry was called as a witness by the respondent.
summary, he confirmed that the deceased responded well to questions asked and
his assessment was that the deceased was of sound mind.
expressed the view that on 7th August 2009, the deceased appeared to be lucid
and coherent and appeared to fully understand his instructions and the contents of
his will.
14. In her statement of case filed on 6th January 2012, the respondent pleaded at
paragraphs 10 and 11, that the purported will dated 7 th August 2009 was not duly
executed in accordance with the Wills and Probate Ordinance, and the deceased
did not know and approve its contents. Curiously, in paragraph 12 the respondent
pleaded in the alternative that the deceased was not of sound mind, memory and
understanding on 7th August 2009. The particulars also pleaded in the alternative
at paragraph 14, set out that the deceased was in such a condition of mind and
memory as to be unable to understand the nature of the act and its effect, or the
extent of the property of which he was disposing, or to comprehend and
appreciate the claims to which he ought to give effect.
15. It is not in dispute in this case that the deceased was terminally ill, and on 7 th
August 2009 had a tube inserted in his throat.
whatsoever, medical or otherwise that his illness affected his mental capacity. The
respondent, his common law wife of some 13 years, in her witness statement,
claimed that his decline in health took a toll on him physically and mentally.
However, she gives no evidence whatsoever as to how she was able to conclude
that his illness affected his mental status. In fact apart from the evidence of Dr.
Beharry, the respondent led no evidence whatsoever on the issue of the mental
capacity of the deceased. As noted earlier, Dr. Beharrys evidence was that the
deceased was of sound mind at the time of execution of the will dated 7th August
2009.
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As noted earlier, where a will is rational on the face of it, and is duly executed, a
presumption arises, in the absence of evidence to the contrary, that the testator is
a person of competent understanding. There is a presumption of sanity in the
absence of evidence to the contrary. Where unsoundness of mind is alleged, the
burden of proving soundness of mind rests on the person propounding the will, to
show that the testator was of sound mind at the time he made the will.
18. In this case the respondent led no evidence that the deceased was of unsound
mind on 7th August 2009, and 14th August 2009, when the second will was
executed. The respondent relied on inferences to be drawn from the testators
medical condition on 7th August 2009 and from the fact that he underwent a whole
body scan on 14th August 2009, having been injected with iodine sometime earlier.
There is no evidence that due to his illness or medication on 7 th August 2009, the
deceaseds mental status was compromised. Nor is there any evidence that the
body scan on the 14th or the injection of iodine would have had any effect on his
mental condition. There is no evidence from the respondent or any other witness
that the speech or behaviour of the deceased on either dates indicated any cause
for concern about his mental status.
19. Having regard to the absence of evidence of unsoundness of mind, in our view the
evidence of Dr. Beharry and Ms. Bazzy with respect to the deceaseds mental
condition on 7th August 2009, was sufficient to discharge the burden on the
appellant to show that the deceased was mentally competent on that day. With
respect to the 14th August 2009, there was the evidence of Ms. Bazzy as well as
the evidence of the appellant that the deceased was at all times clear, logical and
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contrary, in my view this evidence was sufficient in the circumstances of this case,
to establish mental capacity, and the ability of the deceased to understand the
nature and effect of his act on both occasions.
20. Issues have been raised with respect to the knowledge of the deceased of the
extent of his property on 7th August 2009. It was submitted that the deceased
omitted a policy of insurance with CLICO in the sum of $800,000.00, which formed
a substantial part of his estate. In addition, it was suggested that his devise of the
property at Edinburgh 500 (on which he had built his home) to his sister
Bernadette, betrayed a lack of appreciation of the deceaseds interest therein.
21. In her affidavit filed on 31st January 2011, Bernadette deposed that she had
transferred the property to the deceased by deed of gift in April 2006, in order to
raise a mortgage for the purpose of building a house on the land, on condition that
the deceased would return the land to her, after he had paid off the mortgage.
She had earlier given the deceased access to her Unit Trust account for the
purpose of building a house on the land. The deceased had misused the money,
and had subsequently agreed to build the house, with monies to be raised on a
mortgage of the land. It was in these circumstances that she agreed to transfer
the land to him. She later gave the deceased a further $4,000.00 (U.S.) to effect
certain repairs/modifications.
22.
Having regard to the evidence of Bernadette, the deceased was clearly acting in
accordance with his agreement when he gave the instructions to devise the
property to her. It appears from the evidence of Ms. Bazzy, that the deceased was
pained by his decision to give the respondent six months to leave the property. He
informed Ms. Bazzy that there was too much confusion in the family, and he
wanted the respondent to acquire her own home, and to avoid further interaction
with his family after his death. To this end he decided to leave the appellant
sufficient funds to enable her to purchase her own home. In her affidavit of 31 st
January 2012 Bernadette confirms that she and the respondent did not have a
harmonious relationship.
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23.
Having regard to the evidence, there was nothing irrational in the devise to
Bernadette.
Apart from the CLICO policy, it is evident that the deceased addressed his mind
to all his assets in giving his instructions, including his pension plan and savings
plan with his employer, his accounts at Venture Credit Union and First Citizens
Bank, his life insurance policy at Maritime General Insurance Limited and his real
estate. The fact that he appears to have omitted one of his assets can hardly be a
basis for concluding that he lacked testamentary capacity.
25. It is evident as well that the deceased fully appreciated the claims to which he
ought to give effect. He made provision for his mother, his common law wife, her
son Niccoli whom he treated as his own, his sister Angela who appeared to have a
physical disability, and his sister Bernadette.
26. The trial judge expressed the view that the dispositions to the respondent and her
son could not be described as rational, when compared to the provision the
deceased made for his mother. The respondent in fact received the sums of
$267,201.54 and $11,491.13, being 40% of the deceaseds pension benefit and
the proceeds of his savings plan. Niccoli was given the shares in the Credit Union
valued at $121,768.60 and his accounts at the First Citizens Bank which contained
$20,019.87, $179.77 and $2,111.01.
mother received property at Rio Claro valued at $375,000.00, 60% of the pension
fund in the sum of $400,802.30 and the residue of the estate, into which the
CLICO policy worth $835,000.00, fell.
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27. The bequests to the respondent and her son, when compared to those to the
deceaseds mother, may appear to be disproportionate and unfair. However, it is
not for the court to re-write the will of the testator based on notions of fairness, and
its own view of what was appropriate. This is not a case where the testator made
no provision for his dependants. The dispositions to the respondent and her son
were substantial. It may well be that the deceased gave more to his mother
because of her age and her inability to provide for herself in her declining years,
while the respondent was relatively young and could work to augment the
provision he made for her. It is not for the court to second guess the testator.
Once, the testator is of sound mind, as the evidence establishes in this case, it is a
matter for him to dispose of his assets as he pleases.
28. For these reasons, I am of the view that the trial judge was wrong in finding that
the deceased lacked testamentary capacity on 7 th August 2009 and 14th August
2009.
KNOWLEDGE AND APPROVAL
29. The case law on this issue is summarised in Tristram and Cootes Probate
Practice paragraphs 34.48, 34.49 and 34.50:
34.48 It is essential to the validity of a will that the testator should
know and approve of its contents (Hastilow v. Stobie (1865) LR 1 P
& D 64; Guardhouse v Blackburn (1866) LR 1 P & D 109; but see
Parker v. Felgate (1883) 8 PD 171; Battan Singh v. Amirchand
[1948] AC 161 [1948] 1 All ER 152).
34.49
approval lies on the party setting up the will (Barry v. Butlin (1838) 2
Moo PCC 480 at 482; Cleare and Forster v. Cleare (1869) LR 1 P &
D 655), and the burden is discharged prima facie by proof of
capacity and due execution (Barry v. Butlin; Cleare v. Cleare); but
where this prima facie presumption is met by the cross-examination
of the witnesses, the party propounding must prove affirmatively
that the testator knew and approved of the contents (Cleare and
Forste v. Cleare); Atter v. Atkinson (1869) LR 1 P & D 665 at 668).
Where a will is prepared in suspicious circumstances the onus is
cast upon the person propounding it to remove such suspicion, and
to prove that the testator knew and approved of its contents (Tyrell
v. Painton [1894] P 151 at 157, CA, followed in Re Scott, Huggett v.
Reichman (1966) 110 Sol Jo 852. So where a person propounds a
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of the
In this case, Ms. Bazzys evidence is that she attended upon the
instructions in writing and orally. She gave details of these instructions in her
evidence. She later returned with a type-written document, which was executed
by the deceased and witnessed by two of the deceaseds doctors in her presence.
In cross-examination, Ms. Bazzy testified that she conferred with the deceased
upon her return to the hospital, and confirmed that the will reflected his intentions
and his instructions.
31. In my view, there were no suspicious circumstances in this case, which would
have any effect on the presumption of knowledge and approval. There is no
evidence that the attorney knew the testator or any of the parties involved, nor did
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she take any benefit under the will, or had any personal interest whatsoever in the
outcome of this matter. In addition, knowledge and approval of the deceased are
clearly established on the evidence at the time of giving instructions. Accordingly,
very little evidence is required at the time of execution: Tristram (supra)
paragraph 34.49. The evidence of the attorney with respect to the conference she
had with the deceased after she returned with the will, more than suffices for this
purpose.
32. The will of 14th August 2009, is in identical terms to the will of 7th August 2009,
except that the earlier will referred to the executor as Isac Toussaint, and the
later will changes that name to Theodore Toussaint, which on the evidence is the
correct name of the appellant. The evidence of Ms. Bazzy is that she asked the
deceased whether he wished to make any other change to the will. He replied in
the negative. The deceased read the will and then signed in the presence of the
two witnesses.
33. Having regard to the evidence in the case, I am of the view that the trial judge was
wrong in finding that the deceased did not possess knowledge and approval of
both wills at the time of execution.
DUE EXECUTION
34. It is trite law that a will must be signed by the testator in the presence of two
witnesses present at the same time who in his presence and the presence of each
other subscribe their names as witnesses: Section 42 Wills and Probate Act.
35. Where a will is duly executed on the face of it, is regular in form, and contains a
properly worded attestation clause, a presumption arises in favour of due
execution, unless the court is satisfied on the strongest evidence that the
presumption has been rebutted: Tristram and Cootes Probate Practice
paragraph 34.19 and the cases cited thereunder.
36. In this case, the will appears to be duly executed on the face of it. It is regular in
form, and has a properly worded attestation clause. Moreover, there is direct
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evidence of due execution which has not been controverted by any other
evidence. In the case of the will of 7th August 2009, Ms. Bazzy deposed in her
witness statement that Dr. Armoogam and Dr. Beharry witnessed the deceaseds
signature in her presence. After the deceased signed, she guided both doctors as
to how to complete execution of the will by signing their names and stating their
occupation and address. In his witness summary, Dr. Beharry stated that he and
Dr. Armoogam saw the deceased sign and then they both signed the document.
37. In the case of the later will, the witness statements of the attesting witnesses, the
appellant and his wife, supported by that of Ms. Bazzy, establish that the testator
signed the will in the presence of both witnesses, who then signed in his presence.
Counsel for the respondent has asked us to put what may be regarded as a
strained interpretation of the evidence. The witness statements are in the form of
a narrative, outlining events as they happen. There is no reason to infer, given the
narrative described by the witnesses, that there were intervening events between
the signature of the deceased and those of the witnesses, which resulted in the
signatures of the deceased or the witnesses, not having been subscribed in their
joint presence.
38. For these reasons, I find that the evidence clearly established due execution of
both wills, and the trial judges findings on this sissue are not supported by the
evidence.
SUSPICIOUS CIRCUMSTANCES
39. As noted earlier, there is no evidence that Ms. Bazzy knew the testator or any of
his relatives before 7th August 2009, that she took any benefit under the will, or
that she had any interest whatsoever in the outcome of this matter. Likewise,
there is no evidence that the appellant took any benefit whatsoever under either
will or that he was in any way involved in the giving of instructions for the
preparation of the first will. In my view there were no suspicious circumstances in
this case which should have given the court below cause for concern.
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40. The trial judge attached great significance to what appears to be an inconsistency
between the evidence of Dr. Beharry and Ms. Bazzy as to the time of execution of
the will of 7th August 2009. Ms. Bazzys evidence was that she arrived at the
hospital around 7:00 a.m.
She went to her office and returned several hours later with a type-written
document which was signed by the deceased in the presence of Dr. Beharrry and
Dr. Armoogam. Dr. Beharrys witness summary sets out that the only time he saw
Ms. Bazzy that day was around 7:00 a.m., in the presence of Dr. Armoogam, and
sometime thereafter he and Dr. Armoogam witnessed the execution of the will. Dr.
Beharry was called by the respondent, and was not cross-examined by attorney
for the appellant. In cross-examination, it was put to Ms. Bazzy that it was not true
that she saw Dr. Beharry and Dr. Armoogam in the afternoon, in the light of Dr.
Beharrys evidence. Nothing further was put to Ms. Bazzy as a consequence of
the inconsistency.
41. Based on this evidence, the trial judge inferred that if Ms. Bazzy had received
instructions for the preparation of the will, those instructions were not received by
Ms. Bazzy on the morning of 7th August 2009, and that when she attended the
deceased at 7:00 a.m., she already had prepared a completed will for execution.
Later in the judgment, the trial judge sought to make it clear that her conclusions
were not intended to reflect adversely on the conduct or integrity of Ms. Bazzy. It
is difficult, however, to see how the inferences drawn could do otherwise.
42. It must be noted that it was never a part of the respondents case that Ms. Bazzy
did not take the deceaseds instructions on that day, but simply turned up at the
hospital at 7:00 a.m. with a prepared will for execution. This was not pleaded in
the statement of case, nor was it put to Ms. Bazzy.
43. It is of course open to a trial judge to draw reasonable inferences from findings of
primary facts.
available, and the probabilities that attach to them. The probability of an officer of
the court deliberately perjuring herself and fabricating evidence in a case in which
she has no discernible interest to serve, must be weighed against the probability
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that Dr. Beharry may have made a mistake with respect to the time that he saw
the attorney on that day. In assessing the probabilities, the court should also
consider the gravity of such a finding against an officer of the court and the
consequences for the professional reputation and integrity of the attorney. Such
an inference should be drawn only on the clearest evidence. In my view, if the
probabilities of the available inferences were properly assessed, the more
plausible and reasonable inference to be drawn is that the doctor made a mistake
as to the time that he saw Ms. Bazzy on that day.
44. In conclusion, I am of the view that the trial judge was wrong in her findings with
respect to testamentary capacity, want of knowledge and approval, due execution
and suspicious circumstances. It follows that these findings must be set aside. In
doing so, I am mindful of the advantage enjoyed by the trial judge of having seen
and heard the witnesses that the appellate court does not enjoy.
However,
although an appellate court is slow to set aside findings of fact made by a trial
judge, it will do so when it is satisfied that the judge has not taken proper
advantage of having seen and heard the evidence, and has made findings that
cannot be supported by the evidence in the case: Beacon Insurance Company
Ltd v. Maharaj Bookstore Ltd. 2014 UKPC 21.
45. It follows that the appeal is allowed, and the orders of the trial judge are set aside.
The respondent must pay the appellants costs in the court below in the sum of
$14,000.00 and 2/3 of that sum as costs of the appeal.
R. Narine
Justice of Appeal.
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