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THE AERONAUTICAL JOURNAL APRIL 2000 191

The Cranfield aircraft handling qualities rating


scale: a multidimensional approach to the
assessment of aircraft handling qualities
D. Harris, J. Gautrey, K. Payne and R. Bailey
College of Aeronautics, Cranfield University
Cranfield, UK

ABSTRACT
The Cooper-Harper scale is currently the only well-established scale exhibit 'acceptable' handling qualities. Initially, this requirement
for assessing aircraft handling qualities. However, as a result of having was simply defined in terms of stability and control. However,
a unidimensional format the Cooper-Harper scale lacks diagnostic subsequent versions of these specifications'1' have incorporated pilot
power and has also been criticised for exhibiting poor reliability. The opinion into the assessment in addition to these classical engineering
Cranfield Aircraft Handling Qualities, Rating Scale (CAHQRS) is a parameters. Civil airworthiness requirements'2' 3' also require aircraft
new, multidimensional rating scale using concepts from two to demonstrate satisfactory handling qualities as part of the certification
established scales, the NASA-TLX workload scale and the Cooper- process. With the advent of fly-by-wire (FBW) flight control systems,
Harper scale. This paper provides an overview of the development of the control engineer now has many more options from which to
the CAHQRS and the results from a series of validation trials in an choose concerning the manner in which an aircraft will respond to a
engineering flight simulator. An in-flight refuelling task and an pilot's control inputs and considerably more precise ways to refine
approach and landing task using a range of control laws were used an aircraft's behaviour. This variety of options which were unavailable
in these evaluations. The results showed that the CAHQRS had high 30 years ago, has made the assessment of aircraft handling qualities
positive correlations with the Cooper-Harper scale. However, the even more important than in the past. There are now many more
CAHQRS also demonstrated greater validity, diagnostic power and options from which to choose.
higher test/re-test reliability than the previous scale. Despite the importance of providing an aircraft with acceptable
handling qualities, it still remains difficult to define precisely what is
meant by this term; it is even more difficult to operationalise the
NOMENCLATURE term through measurement. Handling qualities have been defined as
'those qualities or characteristics of an aircraft that govern the ease
B raw regression weight and precision with which a pilot is able to perform the tasks required
F F-ratio from analysis of variance in support of the aircraft's role'4)'. Other authors'5' have suggested
N
/s not significant that this definition should be expanded to include the ease with
R regression coefficient which the pilot can compensate for any disturbing effects of the
R2 regression coefficient squared (indicating amount of environment. It should be noted, however, that both definitions
variance accounted for in the criterion variable by the incorporate pilot opinion in them.
predictor variables) in the sample. The incorporation of pilot opinion into the assessment of an
Sig statistical significance (probability) aircraft's handling qualities is essential. Simple physical measurement
R2(adj) regression coefficient squared (indicating amount of alone of an aircraft's open-loop response to a disturbance input can
variance accounted for in the criterion variable by the give a misleading impression concerning how easy an aircraft is to
predictor variables) adjusted to reflect the likely variance fly. An aircraft may exhibit excellent open-loop stability, but in the
explained in the population. hands of a pilot trying to fly a high-gain, closed-loop task (for example
r Pearson's correlation coefficient air-to-air refuelling), it may be almost uncontrollable'4'. An engineer
t-value student f-ratio makes judgements about the aircraft's handling qualities from data
p probability of making a type I decision error derived from only a part of the total pilot/vehicle system; only the
pilot can observe the complete dynamic behaviour of the aircraft.
P standardised regression weight Thus, handling qualities cannot be defined simply by engineering
descriptions of an aircraft's response to a pilot's control input. Any
description or assessment of handling qualities must include the pilot's
1.0 INTRODUCTION perceptions of the behaviour of the aircraft.
The only scale in widespread use for the pilot assessment of aircraft
The assessment of an aircraft's handling qualities has always been a handling is the Cooper-Harper Scale'6'. The Cooper-Harper scale is
vital part in its design and development process. For over 50 years, itself an amalgam of two earlier handling qualities scales, the Cooper
the US Department of Defense (DoD) has required military aircraft to scale'7' and the Cornell Aeronautical Laboratory (CAL) scale'8'. The

Paper No. 2461. Manuscript received 4 March 1999, revised version received 13 December 1999, accepted 14 February 2000.

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192 THE AERONAUTICAL JOURNAL. APRIL 2000

Cooper-Harper Scale is a unidimensional, ten point scale, where the the pilot's qualitative comments, in practice these latter items are often
lower the final rating given, the more desirable are the aircraft's omitted from the analysis'"). They generate a great deal of data from
handling qualities. The scale uses a decision tree format that requires which it is difficult to assimilate and quantify patterns in handling
the user to make a series of up to three binary decisions about the deficiencies. The lack of diagnostic power in the scale is related to a
handling qualities of their aircraft. These decisions are concerned lack of content validity. For a scale to have content validity, its
with if the aircraft is controllable, or not; if it is controllable, is components must encompass all the pertinent aspects of the domain
adequate performance attainable with tolerable pilot workload; and to be assessed. This requires a systematic assessment of the domain
if adequate performance can be achieved, are the aircraft's handling at the outset of the scale's development"2'. It was also observed that
qualities satisfactory without improvement? With the exception of Cooper-Harper ratings reflected different aspects of an aircraft's
the first decision point (controllable or not) each binary decision handling qualities depending upon the nature of the manoeuvre being
leads to three further descriptions of aircraft performance which undertaken"3*. For example, during the climb, Cooper-Harper ratings
subsequently leads the pilot to a handling quality rating. An example were essentially an assessment of the aircraft's behaviour in pitch
of the Cooper-Harper scale is given in Fig. 1. The US DoD standard and roll; during the cruise the scale measured the effectiveness of the
for the flying qualities of piloted airplanes1" categorises flying qualities aircraft's trim systems; during turning manoeuvres it was measuring
into three levels. An aircraft with level one flying qualities is defined pitch, roll or yaw (depending upon if it was an assessment of entering
as being adequate for its mission and is satisfactory without the turn or maintaining the turn); and for the approach phase the
improvement. Level two flying qualities are adequate to accomplish handling qualities scale was evaluating the aircraft's behaviour in
the mission but at the expense of increased pilot workload or decreased pitch, roll and speed control. Furthermore, the handling qualities of
mission effectiveness. Level three flying qualities suggest that the an aircraft can only be defined with respect to a specific task. A
aircraft can be controlled safely but pilot workload is excessive global assessment of an aircraft's behaviour, irrespective of the
and/or mission effectiveness is inadequate. Level one flying qualities manoeuvre being performed, is meaningless. The Cooper-Harper
correspond to Cooper-Harper ratings of 3-5 and below; level two flying scale cannot directly quantify this inter-relationship between the
qualities correspond to Cooper-Harper ratings of between 3-5 and aircraft's handling qualities and the demands of the flight task in
6-5; level three aircraft have handling qualities ratings in excess of which they are being assessed.
6-5.
There have also been questions raised about the reliability of the
The Cooper-Harper scale does have a few shortcomings, however. Cooper-Harper scale" 4 ' 15 '. It has been found that the scale exhibits
The assessment of aircraft handling qualities is complex but this poor inter-pilot reliability and that often the ratings provided do not
complexity is not reflected in the scale. The scale lacks diagnostic tally with the pilot's opinions expressed on the comment cards for
power. A pilot makes a rating about the aircraft's behaviour but this the corresponding manoeuvre"4'. For example, these comments may
rating alone cannot describe those aspects of the aircraft's handling suggest that the evaluation pilot could not achieve the desired level
that may be unacceptable. Several authors have criticised the diagnostic of performance, although the Cooper-Harper ratings provided would
power of unidimensional scales (using the format found in the Cooper- suggest quite the contrary. In tests of new control laws for FBW
Harper scale) to assess multidimensional concepts. Although Cooper- aircraft"5' it was observed that different pilot's Cooper-Harper ratings
Harper scale ratings should never be interpreted without reference to for the same control configuration could range from (3): 'satisfactory
Adequacy for selected Aircraft Demands on the pilot in selected Pilot
task or operation Characteristics task or required operation. rating
Excellent Pilot compensation not a factor for desired
Highly Desirable performance
Good. Negligible Pilot compensation not a factor for desired
deficiencies performance
Fair. Some mildly Minimal pilot compensation required for
unpleasant deficiencies desired performance

Minor but annoying Desired performance requires moderate


Deficiencies deficiencies compensation
warrant Moderately objectionable Adequate performance requires extensive
improvement deficiencies pilot compensation
Very objectionable but Adequate performance requires
tolerable deficiencies considerable pilot compensation

Adequate performance not attainable with


Major deficiencies maximum tolerable pilot compensation.
Deficiencies Controllability not in question
warrant
Major deficiencies Intense pilot compensation is required to
improvement
retain control
Major deficiencies Considerable pilot compensation is
required for control

Improvement Control will be lost during some


mandatory Major deficiencies
proportion o f required operation

Pilot decisions

Figure 1. Cooper-Harper handling qualities rating scale (adapted from Cooper and Harper, 1969).

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HARRIS ET AL T H E CRANFIELD AIRCRAFT HANDLING QUALITIES RATING SCALE: A MULTIDIMENSIONAL APPROACH... 193

without improvement but some minor deficiencies' to (7): 'deficiencies Landing task: land on the required spot, (desired within 0-25 of
require improvement adequate performance not attainable with the aircraft's wingspan laterally; adequate within 0-5 of the aircraft's
maximum pilot compensation.' In the same trial, it was not uncommon wingspan; desired within two lengths of the aircraft from the
for the same pilot, flying the same configuration, to vary his/her ratings required spot longitudinally; adequate within four lengths of
by up to three Cooper-Harper points on re-test. This is indicative of the aircraft longitudinally) at the correct airspeed (desired 2kt;
poor within-rater reliability. adequate 5kt).
As a result of these criticisms of the Cooper-Harper scale, the Handling qualities ratings were obtained for 75 different types of
complexity of an aircraft's behaviour and the numerous options that aircraft, including commercial and military transport aircraft, large
a control engineer can implement in a modern FBW system, clearly turbofan powered passenger aircraft, business jets, commuter
what is required is a multi-dimensional approach to the assessment turboprops, combat aircraft, general aviation aircraft, experimental
of handling qualities. This should be able to describe all aspects of aircraft and historic aircraft.
an aircraft's behaviour and also take into account the interaction The data obtained were subject to a series of confirmatory factor
between the aircraft's handling qualities and the flight task. It is analyses, (a statistical technique to derive a smaller number of
important that any such scale is simple to complete and is composed common, underlying dimensions from a larger data set*17' l8>). These
of the minimum number of sub-scales to evaluate the whole handling confirmatory factor analyses indicated that there were five stable
qualities domain comprehensively. Finally, the scale should be underlying dimensions to aircraft handling qualities that were common
applicable to all types of aircraft and it should relate directly to an to all flight scenarios. The statistical derivation of these underlying
aircraft's behaviour in flight. These were the objectives when dimensions are described elsewhere'13- "). These dimensions were
developing the Cranfield Aircraft Handling Qualities Rating Scale labelled; longitudinal (pitch) handling characteristics; lateral (roll)
(CAHQRS). However, due to the complexity of rotary wing flight, handling characteristics; directional (yaw) handling characteristics;
the prototype scale initially described only the handling qualities of trimming; and speed control. The relationship between the initial
fixed wing aircraft.
variables and the higher order factors derived is described
diagrammatically in Fig. 2.
These five dimensions were subsequently used in the final derivation
2.0 THE CRANFIELD AIRCRAFT HANDLING of the Cranfield Aircraft Handling Qualities Rating Scale
(CAHQRS). A full description of the derivation of the CAHQRS
QUALITIES RATING SCALE dimensions can be found elsewhere"3' l9>.

2.1 Derivation of the parameters of aircraft handling 2.2 Format and administration of the CAHQRS
qualities As previously discussed, the handling qualities of an aircraft cannot
The parameters of the CAHQRS were derived from data gathered be defined in isolation. They can only be defined with respect to a
from 141 qualified test pilots from the register of the Society of specific task. For example, an aircraft may exhibit exemplary
Experimental Test Pilots. These pilots were required to rate the behaviour in the landing flare but may have undesirable handling
adequacy of their regular aircraft's handling using each of the 12 characteristics when the pilot is engaged in a longer-duration, high-
dimensions of handling qualities specified in the British Civil gain task, such as air-to-air refuelling. There is a strong interaction
Airworthiness Requirements, 1981 (section D2-FLIGHT)06>. These between aircraft handling qualities and the task at hand. Similarly,
were: longitudinal (pitch) control; longitudinal static stability; short different aspects of an aircraft's behaviour will be important in different
period pitch response; lateral (roll) control; static stability (lateral); circumstances. For example, difficulty in trimming the aircraft
dynamic stability (spiral mode); directional (yaw) control; static quickly and precisely may be of less importance on take-off or during
stability (directional); dynamic stability (Dutch roll); trimming (the the landing flare than during cruising flight.
ease with which the aircraft could be trimmed swiftly and accurately); A directly analogous situation to the assessment of aircraft handling
trim rate; and speed control. Each of these dimensions was assessed qualities was faced by researchers into pilot workload in the 1980s.
using a 1-10, Cooper-Harper format rating scale (see Fig. 1). The
respondents were required to assess their aircraft's handling in seven
common flight scenarios which were designed, in combination, to
encompass all of the 12 parameters described above. The flight
scenarios (including adequate and desired performance parameters)
were:
Take-off task: select the correct take-off pitch attitude (desired
1; adequate 3) whilst maintaining the heading (desired 1;
adequate 3).
Climb task: maintain desired climb speed (desired 2kt; adequate
5kt) whilst maintaining the heading (desired 2; adequate 5).
Cruise task: maintain desired altitude (desired 20ft; adequate
100ft) and desired heading, (desired 2; adequate 5), whilst
maintaining desired speed (desired 2kt; adequate 5kt).
Turning task 1: enter a coordinated turn to establish a 25 bank
angle, (desired 2; adequate 5) and maintain a 25 bank angle
whilst maintaining height (desired 50ft; adequate 100ft).
Turning task 2: roll out of a 25 banked turn onto a selected heading
(desired 2; adequate 5) whilst maintaining height (desired
50ft; adequate 100ft).
Approach task: select the correct attitude (desired 1; adequate
3) and desired rate of descent (desired 100ftmin-1; adequate
200ftmin-') whilst maintaining desired speed (desired 2kt;
adequate 5kt) and maintaining desired heading (desired 1; Figure 2. Dimensions of aircraft handling qualities derived from the
adequate 3). confirmatory factor analyses.
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194 T H E AERONAUTICAL JOURNAL. APRIL 2000

These researchers recognised that workload was a multidimensional five point scale) how important each of these aspects is for that
concept and that there was an interaction between the type of task particular manoeuvre or task. This scale (called the 'criticality index')
and the nature of the workload demands imposed upon the pilot. is presented in Table 3. These criticality index scores should be derived
This basic premise formed the basis of the NASA-TLX (National prior to undertaking the testing and should remain constant irrespective
Aeronautics and Space Administration Task Load Index) of aircraft configuration. These scores represent characteristics of the
multidimensional workload scale*20). The NASA-TLX requires the flight task, not the aircraft's handling qualities.
pilot to rate the amount of workload experienced on each of six sub-
scales (e.g. mental demand and temporal demand) and also to assess
the importance of each of these sub-scales to the task that they are 2.3 Scoring and presentation of CAHQRS data
undertaking. Sub-scale scores are a product of the workload rating
After gaining CAHQRS data for a particular task the aircraft's handling
value and its associated importance rating. The diagnostic power of
characteristics profile is best described by plotting criticality index
the scale is enhanced by presenting workload profiles graphically by
data for a particular dimension on the x-axis and the corresponding
plotting the amount of workload experienced for each sub-scale on
the y axis and the corresponding importance of that load on the x
axis. The sensitivity of the scale is further improved (compared to a Table 2
unidimensional workload scale) by 'gearing' the workload ratings Parameter definitions of the five dimensions of the CAHQRS
provided by their relative importance to the task. This approach used
in the NASA-TLX formed an excellent basis for the format of the Parameter Definition
CAHQRS.
Pilots completing the CAHQRS are required to rate the aircraft's I Longitudinal Is the pitch control adequate; is there
behaviour when performing a specified manoeuvre on each of the characteristics always enough pitch control the desired
five dimensions identified (longitudinal handling characteristics; lateral manoueuvre, e.g. in the landing flare or
handling characteristics; directional handling characteristics; trimming; when selecting a rotate angle? Is the aircraft
and speed control) using a ten point rating scale. The scale point highly stable longitudinally, or is it unstable;
descriptors used in the CAHQRS were derived from an early version does the aircraft tend to return to its
of the Cooper-Harper handling qualities scale'8). These scale points trimmed angle of attack?
are described in Table 1. The operational definitions of the five Is the short period pitch response (SPPR)
dimensions of the CAHQRS are described in Table 2. These are quick or sluggish; is the damping low or
presented to pilots completing the scale as an aide memoir. However, deadbeat; is there a danger of exciting
in addition to rating the aircraft's handling qualities on each of the pilot induced oscillations (PIOs)?
five dimensions, the pilot is also required to assess (using a further
II Lateral Is it possible to generate sufficient roll rate/
characteristics bank angle change, e.g. to counter gusts
Table 1 during take off or landing? Is the aircraft
CAHQRS scale point descriptions (adapted from Cooper and laterally stable or unstable, e.g. in a sideslip,
Harper, 1996) does the aircraft tend to roll in the natural
sense? Is the spiral mode stable or unstable,
Scale point description Rating e.g. from a banked turn, does the aircraft
tend to hold a bank angle, roll out of the
Excellent, highly desirable 1 turn or enter a spiral dive?
Good, pleasant, well-behaved 2 III Directional Is it always possible to co-ordinate the
characteristics aircraft; is there enough rudder to counter
Fair; some mildly unpleasant characteristics. Good 3 cross-winds or engine failure? Is the aircraft
enough for mission without improvement. directionally stable, or not, e.g. if the rudder
is released in a sideslip, does the aircraft
Some minor, but annoying, deficiencies. Improvement 4
yaw back into wind promptly, or not? Is
is requested. Effect of performance is easily compensated the Dutch roll instrusive, or is it easy to
for by pilot. compensate for?
Moderately objectionable deficiencies. Improvement is 5
IV Trim characteristics Is there always sufficient trim authority, or
needed. Reasonable performance requires considerable
is it sometimes necessary to hold a control
pilot compensation.
force because you have run out of trim? Is
the rate of trim adequate, or is it too fast or
Very objectionable deficiencies. Major improvements are 6
too slow?
needed. Requires best available pilot compensation to
achieve acceptable performance.
V Speed control Is it possible to quickly and accurately
change speed using the engine and/or
Major deficiences which require mandatory improvement 7
speed brakes?
for acceptance. Controllable. Performance inadequate for
mission, or pilot compensation required for minimum
Table 3
acceptable performance in mission is too high.
CAHQRS criticality index
Controllable with difficulty. Requires considerable pilot 8 Description Rating
skill and attention to retain control and continue mission.
Entirely unrelated to task performance 1
Marginally controllable in mission. Requires maximum 9 Moderately related to task performance 2
available pilot skill and attention to retain control. Related to task performance 3
Important for successful task performance 4
Uncontrollable in mission. 10 Critical for task performance 5
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HARRIS ET AL. THE CRANFIEJ D AIRCRAFT HANDLING QUALITIES RATING SCALE: A MULTIDIMENSIONAL APPROACH... 195

handling quality rating on the y-axis (cf. the NASA-TLX). By some mildly unpleasant characteristics. Good enough for mission
presenting data this way a simple 'rule of thumb' for interpreting without improvement.' However, close inspection of the sub-scales
CAHQRS data rapidly emerges: if the histogram box is wide (i.e. a would suggest that certain aspects of the aircraft's handling (its lateral
high score on the criticality index representing a component of the handling characteristics and trimming) were considerably worse than
aircraft's handling qualities vital for the task) the histogram bar this. Although trimming was rated as being worse, as alluded to earlier,
should be short (i.e. a good handling qualities rating). A hypothetical given the critical nature of lateral control characteristics to the
CAHQRS profile is presented in Fig. 3. hypothetical task described it would be suggested that this is where
When interpreting any multidimensional scale scores, emphasis initial efforts to improve the aircraft's behaviour should be placed.
should be placed on interpreting the individual components, not on Furthermore, as for the Cooper-Harper scale, data from the
the overall composite scale score. An overall handling qualities score CAHQRS should only be interpreted with reference to the Test Pilot's
can be calculated, however. This technique is described later. For the comments. The CAHQRS is not intended to be a replacement for the
hypothetical task described in Fig. 3 it can be seen that the handling Test Pilot's qualitative comments, it is merely an adjunct that allows
qualities dimensions relating to the aircraft's longitudinal, lateral and quantification of certain aspects of the aircraft's behaviour.
speed control were all rated to be 'critical for task performance.'
Directional control gained a moderate rating but trimming was
regarded as not being at all important for task performance. When
interpreting CAHQRS profiles, the critical aspect of the scale to bear 3.0 INITIAL TRIALS USING THE CAHQRS
in mind is the interaction of the handling quality rating awarded with
For any scale to be useful it needs to be valid. In this context, the
the requirements of the task. The key to interpretation lies in
CAHQRS should be able to distinguish between different control
interpreting the areas under each aspect of the histogram, not the
laws that should manifest themselves as different aircraft behaviours
height. From Fig. 3 it can be seen that the trimming of this hypothetical
aircraft was regarded as being extremely poor (it was awarded a rating to the test pilot. Furthermore, the differences in the scale scores given
of seven 'major deficiencies which require mandatory improvement should reflect the engineering and physical properties of the flight
for acceptance controllable') but trimming was not an important control system or aircraft.
aspect of that particular flight task. However, directional and speed A series of simulated flights was undertaken in an engineering
control characteristics were both regarded as being critical to the task flight simulator to evaluate several fly-by-wire flight control laws'21-23'.
and were awarded handling qualities ratings of two and three, Two flight scenarios were utilised: an in-flight refuelling task and an
respectively. Because of the relative importance of these components instrument landing system (ILS) approach and landing task in the
of the aircraft's handling, it can be seen that a one-point reduction in presence of a severe horizontal wind gradient. For both tasks,
the handling qualities rating for either (or both) of these aspects longitudinal, lateral and directional dynamics were excited. Both
would have a much larger and more beneficial impact than a three or tasks required tight flight path control.
four point reduction in the rating for trimming (but it needs to be The in-flight refuelling task was purely a tracking task. None of
emphasised, only for that particular task). the physical effects of the tanker (e.g. its slipstream) was modelled.
A series of 11 lights which illuminated sequentially, each relating to
Although the power of any multidimensional scale lies in the
interpretation of its individual components it is possible to calculate an in-trail distance, was used to determine when the evaluation aircraft
an overall handling qualities score from the CAHQRS. This is done was in the desired position with respect to the tanker. The guidance
by adding the cross products of each sub-scale's handling qualities lights were designed to give the evaluation pilot both positional and
rating and criticality index scores and dividing this number by the rate cues. It should be noted that as the slipstream of the tanker aircraft
sum of the criticality index scores. In common with the Cooper- was not modelled its stabilising effect which usually helps the receiver
Harper scale, low scores represent desirable handling qualities. In aircraft maintain its lateral position, was absent. As a result, this task
the hypothetical example given in Fig. 3, the overall CAHQRS rating required a great deal of control activity using all the primary flight
is approximately 2-5. This number, however, should be treated with controls in order to maintain position.
some caution. An overall CAHQRS score of 2-5 in Cooper-Harper For the windshear approach task, the pilot was briefed to fly a
terms would suggest that the aircraft was rated as being 'fair; with standard ILS approach, which required tight flight path control along
a predetermined trajectory. This task required precise control in all
HANDLING QUALITY three axes. A 30kt headwind was used above 300ft, which reduced
RATING linearly from 30kt to Okt between 300 and 50ft above ground level.
This horizontal wind gradient resulted in an almost instantaneous
loss of airspeed during the approach, which required the pilot to
compensate by increasing the power.
The aircraft simulated was a generic regional transport aircraft
with a low-wing, two under-wing engines and a seating capacity of
approximately 100. A number of different FBW control laws were
evaluated. These were representative of actual control laws used in
current transport aircraft, although most had slightly different
properties to those of a classical aircraft. An aircraft flight model
with conventional dynamics was used as a baseline. The classical
aircraft model was familiar to all of the evaluation pilots. The
evaluation pilots had also been exposed to the other FBW flight control
configurations tested. The pilots were also blind to the configuration
of the flight control system prior to its assessment.
CAHQRS criticality index ratings were obtained for both tasks
prior to commencing the trials. These remained constant. CAHQRS
and Cooper-Harper ratings were obtained from the evaluation pilot
5 immediately after each trial, along with subjective comments on the
Longitudinal Lateral aircraft's behaviour.
Characteristics Charactenstics
Data were obtained over 37 simulated sorties using 15 control law
CRITICALITY INDEX SCORE variations. During the course of the trials six aircraft configurations
Figure 3. Hypothetical handling qualities profile. (in both scenarios) were repeated (unbeknown to the evaluation pilot)
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196 T H E AERONAUTICAL JOURNAL APRIL 2000

allowing some estimate to be made of the test/re-test reliability of multiple regression results, though, it can be seen that only two of
both the CAHQRS and the Cooper-Harper scale. the CAHQRS dimensions (longitudinal handling characteristics and
speed control) were significant predictors of the Cooper-Harper
scores obtained. Longitudinal control handling characteristics
showed a large, positive correlation (r = 0-78) with the Cooper-
4.0 RESULTS Harper ratings, as did the speed control dimension of the CAHQRS
It is difficult to establish the criterion validity of any aircraft handling (r=0-69).
qualities scale as it is almost impossible to establish a meaningful, In effect, the Cooper-Harper ratings do not reflect the lateral,
measurable engineering-based criterion variable that truly reflects an directional or trim aspects of the aircraft's handling characteristics,
aircraft's behaviour*4- 5>. However, it is established psychometric even though (as will be shown) all these dimensions obtained high
practice in such circumstances to evaluate any new instrument criticality ratings for both types of sortie flown. These results would
against an existing instrument that has demonstrated some degree of indicate that the Cooper-Harper scores only reflect a small part of
validity. At a global level, the Cooper-Harper has demonstrated that the domain of aircraft handling qualities demonstrating that the scale
it can distinguish between aircraft with desirable and undesirable lacks content validity.
handling characteristics, thus the CAHQRS should show a high Figures 4 and 5 illustrate example data from the experimental sorties
positive correlation with it. However, the two scales should not undertaken in the engineering flight simulator. In general, it was
show an extremely high correlation otherwise it could be concluded observed that the aircraft flight control law that provided the most
that the new scale measures exactly the same components as the old desirable handling characteristics was that of a normal acceleration
scale. law. This law inherently maintained flight path with no pilot input
Over the 37 sorties, the overall CAHQRS score did show a and the response characteristics of the normal acceleration law used
moderately high positive correlation with the corresponding Cooper- for these evaluations were found to be very desirable, especially as
Harper ratings (r = 0-58, p < 0001). While this figure would initially the pilot could use either a tight, closed loop control strategy or open
appear to suggest that there was high agreement between the loop control strategy. Other control laws tested were found to be not
CAHQRS and the Cooper-Harper scale it should be borne in mind quite as suitable for the tasks described here primarily due to their
that a correlation of 0-58 represents only just over 33% of the variance less desirable flight path response characteristics. The data for the
accounted for in Cooper-Harper ratings by the CAHQRS thereby normal acceleration control law is illustrated against the baseline
leaving almost 67% of the variance to be accounted for by other aircraft, which exhibited the 'classical' handling characteristics
factors. Thus, it can be concluded that this correlation between the found in an unaugmented aircraft.
scales was not so high as to suggest that the new scale reflected exactly For the in-flight refuelling task illustrated in Fig. 4, the unaugmented
the same measures of aircraft handling qualities as the previous scale aircraft was awarded a Cooper-Harper rating of 4. Its 'fly-by-wire'
(q.v. Ref. 12). counterpart with a normal acceleration flight control law (with a
What was of greater interest, however, was that when the ratings 50ms delay and fast dynamics) was awarded a Cooper-Harper rating
(alone) from each of the five CAHQRS dimensions were entered of 2. The corresponding overall CAHQRS ratings were 4-18 and
into a multiple regression as predictor variables against the criterion 3-35, respectively.
of the Cooper-Harper rating, a highly significant solution was obtained On inspection of the CAHQRS profiles it can be seen that the
(R = 082; R2 = 0-67; R2{adj) = 0-62; p < 0001). The full multiple augmented aircraft makes considerable gains over its classical
regression solution is given in Table 4. On closer inspection of the counterpart in the longitudinal and speed control dimensions (both

Table 4
Pearson correlation matrix and multiple regression solution with five CAHQRS dimension ratings as predictor variables and Cooper-Harper
scores as the criterion
Cooper-Harper Longitudinal Lateral Directional Trim
rating characteristics characteristics characteristics characteristics

Longitudinal 0-784**
characteristics
Lateral 0-232 0-264
characteristics
Directional 0109 0121 0-908**
characteristics
Trim 0118 0197 -0-348* -0-603*
characteristics
Speed 0-688** 0-646** 0-407** 0-261 -0-044
control

*p < 005 *p <001

Predictor B Standard error of B P (-value Sig

Longitudinal 0-46 0-11 0-58 0-78 409 < 0-001


N
Lateral -008 0-28 -0-10 0-23 -0-29 /s
Directional 0-34 0-28 005 011 012 N/S
Trim 002 0-23 001 012 008
Speed 0-32 0-14 0-34 069 2-27 <005
Constant 0-96 0-62 1-55

F = 12-86; p< 0001


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HARRIS ET AL T H E CRANFIELD AIRCRAFT HANDLING QUALITIES RATING SCALE: A MULTIDIMENSIONAL APPROACH... 197

HANDLING QUALITY utilising a multidimensional scale to assess aircraft handling qualities.


RATING LEGEND
With reference to the CAHQRS profiles for the approach and
landing task shown in Fig. 5, it can be seen how different aspects of
Classical Aircraft an aircraft's handling qualities are important in different phases of
flight. Longitudinal and trimming aspects of the aircraft's handling
Fly-by-Wire (Normal Acceleration)
6 are now more important for the task in hand compared to the previous
task. Again, it can be seen that the improvements in the augmented
aircraft's handling are all associated with longitudinal, speed control
and trimming aspects of the flight task.
One of the major criticisms of the Cooper-Harper scale has been
4- its lack of reliability. During the course of the handling qualities trials
several configurations were repeated allowing an assessment of the
test/re-test reliability of the individual sub scales comprising the
CAHQRS. As the criticality ratings should remain constant for a given
task or manoeuvre, these were not subject to an assessment of their
test/re-test reliability. Using Pearson's correlations, the test/re-test
reliability for the longitudinal handling characteristics was 0-68; for
lateral handling characteristics it was 098; for directional
characteristics it was 0-63; the trimming sub-scale showed a test/re-test
correlation of 0-54; and finally the speed control dimension produced
a coefficient of 0-93. Overall, the test/re-test correlations observed
for the composite, overall CAHQRS scores were exceptionally high
Longitudinal Lateral Directional Trim Speed (r = 0-95). In comparison, the test/re-test correlation coefficient for
Characteristics Characteristics Characteristics Control the Cooper-Harper scale was only 0-23. All of these correlation
CRITICALITY INDEX SCORE coefficients should be treated with some caution, however, due to
the small test-re-test sample size. However, it can be suggested that
Figure 4. CAHQRS profiles for classical aircraft and normal acceleration all the CAHQRS sub-scale show much greater reliability than the
(fly-by-wire) flight control law for the in-flight refueling task. overall Cooper-Harper scores.
By using a simple, unidimensional 1-10 format, the Cooper-Harper
scale requires the rater to form mentally a composite score based on
HANDLING QUALITY
RATING
all the individual aspects of the aircraft's handling and then weight
LEGEND these components, relative to one another, with regard to the
Classical Aircraft requirements of the task being flown, before finally settling on a
Fly-by-Wire (Normal Acceleration)
handling qualities rating. The rater is required to make many implicit
6 judgements prior to making their final rating, hence there is scope
for variability in many aspects of the process that can contribute to
the lack of test/re-test reliability. The CAHQRS makes this process
more explicit. Weightings of each the components of aircraft handling,
in the form of the criticality index, are made explicitly prior to
performing the task. The pilot is then required to make explicit
evaluations of five well-defined aspects of the aircraft's behaviour,
irrespective of how important they are for the manoeuvre being
undertaken. Greater reliability is obtained as a result of making
more than a single rating of the aircraft's behaviour. The manner in
which the various aspects of an aircraft's handling behaviour are
1- combined to produce a rating is now through a mechanical and explicit
process. When using the Cooper-Harper scale the manner in which
the various components of the way the aircraft's behaviour was
4 4 3 4 combined was via subjective judgement and weighting to produce
Longitudinal Lateral Directional Trim Speed
Characteristics Characteristics Characteristics Control the final single score which reflected a composite of several parameters.
CRITICALITY INDEX SCORE

Figure 5. CAHQRS profiles for classical aircraft and normal acceleration 5.0 CONCLUSIONS
(fly-by-wire) flight control law for the approach and landing task.
Given the control laws implemented in the augmented aircraft the
improvements observed in the longitudinal handling qualities, speed
of which were awarded criticality ratings of 4), and also on trimming control and trimming were all to be expected. However, this also
(although the later aspect was regarded as being entirely unrelated to serves to illustrate that the CAHQRS is sensitive to changes in the
task performance). Further inspection of Fig. 4, though, indicates flight control systems in the way that would be expected, (i.e. it
that the augmented aircraft makes no gains over the baseline control shows predictive validity). Forming the sub-scales comprising the
configuration in the areas of lateral handling characteristics and CAHQRS from the dimensions of handling qualities found within
actually exhibits worse directional handling qualities. It must be noted the airworthiness regulations also ensures that it exhibits content
that both these aspects of aircraft handling were also regarded as being validity. The dimensions derived were the product of the opinions of
important for successful task performance, both being awarded a 141 fully qualified test pilots flying 75 different aircraft types which
criticality index rating of 4. Given the lack of diagnostic power inherent ensures that the scale is generally applicable across all fixed-wing
in Cooper-Harper ratings, it is not too surprising that a superior score aircraft types.
was awarded for the augmented aircraft even though this latter aspect The CAHQRS was designed from the outset for ease of completion.
of its handling was slightly worse. This illustrates the benefits of One of the common criticisms of multidimensional scales is that
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198 T H E AERONAUTICAL JOURNAL APRIL 2 0 0 0

they can be cumbersome to complete, especially if they need to be 21. GAUTREY, J.E. Flying Qualities and Flight Control System Design for a
completed in-flight. Although the CAHQRS requires five ratings to Fly-By-Wire Transport Aircraft, Engineering Doctorate Thesis, Cranfield
be made by the pilot after each manoeuvre, as opposed to just the University, UK, 1998.
single rating required by the Cooper-Harper scale, the problems of 22. GAUTREY J. Generic regional aircraft flying qualities for the windshear
and formation flying tasks, College of Aeronautics report no 9710,
using a multidimensional scale are partially obviated by determining
Cranfield University, UK, 1998.
the criticality ratings for each flight task prior to flight. The
23. GAUTREY J. Generic regional aircraft flying qualities for the approach
CAHQRS also builds on two established scales (the NASA-TLX and and landing task, College of Aeronautics report no 9701, Cranfield
the Cooper-Harper handling qualities scale), with which most test pilots University, UK, 1997.
will also be familiar.
Further validation work still needs to be undertaken involving a
greater range of manoeuvres using a wider range of aircraft types.
The development of a database of this kind is essential for further
validation work. Further work also needs to be undertaken to establish
the inter-rater and within-rater reliabilities for the scale. Nevertheless,
this initial validation study strongly suggests that the CAHQRS
shows great promise and has many benefits over unidimensional
scales of aircraft handling qualities. It seems to be both highly reliable
and valid with enhanced diagnostic properties when compared with
the Cooper-Harper scale.

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