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CHAPTER

107 Michael J. McMaster

Congenital Scoliosis

Congenital scoliosis is a lateral curvature of the spine due to PATHOGENESIS


developmental vertebral anomalies that produce a localized
imbalance in the lateral longitudinal growth of the spine SPINE
occurring in the frontal plane. These vertebral anomalies are
present at birth, but the clinical deformity may not become Normal longitudinal growth of the spine is the sum total of
evident until later childhood when the diagnosis is made growth occurring at the epiphyseal end plates on the upper
radiographically. and lower surfaces of the vertebral bodies. This growth occurs
It is important to appreciate that congenital scoliosis should symmetrically and as a result the spine remains balanced in the
not be regarded as a separate entity but is on the spectrum of frontal and sagittal planes. However, in the presence of a con-
deformities, ranging from a congenital scoliosis through genital vertebral anomaly, there is an absence or deficiency in
kyphoscoliosis to a pure kyphosis. These deformities are all due either the number of growth plates or the rate of growth on
to developmental vertebral anomalies that produce a localized one side of the spine, resulting in a localized longitudinal
imbalance in the longitudinal growth of the spine. However, imbalance of growth and an increasing spinal curvature as the
the type of spinal curvature that develops depends on whether child grows.
the spinal growth imbalance occurs laterally producing a scoli- The rate of deterioration and final severity of a congenital
osis or anterior or anterolateral to the transverse axis of verte- scoliosis is proportional to the degree of growth imbalance pro-
bral rotation in the sagittal plane producing a kyphosis or duced by the vertebral anomalies. In general, the greater the
kyphoscoliosis. Of 750 patients with congenital spine deformi- growth imbalance is, the more severe the deformity. This dete-
ties attending my Edinburgh clinic, I found that 80% had a rioration continues until skeletal maturity when the growth
scoliosis, 14% had a kyphoscoliosis, and 6 % had a pure kypho- plates fuse. However, the rate of spinal growth is not uniform.
sis. This chapter deals only with congenital scoliosis. Patients There are two periods of accelerated growth during which time
with a congenital kyphoscoliosis or kyphosis have a different the scoliosis deteriorates more rapidly. The first occurs during
natural history and require different management.26,27 the first 2 years of life and the second during the adolescent
All degrees of severity of congenital scoliosis are seen at all growth spurt, which usually occurs in girls between the ages of
ages. Some patients present with small curves that progress 10 and 13 years and in boys 2 years later. It is during these two
minimally, whereas others progress rapidly to become an periods of accelerated growth that a congenital scoliosis is usu-
extreme deformity at an early age, and this can, on occasion, ally first diagnosed. On average, 25% of curves are nonprogres-
impair lung growth and development. If left untreated until sive, 25% progress slowly, and 50% progress more rapidly.25
the teenage years, some patients will have developed a very
severe rigid spinal deformity with spinal imbalance that can be
CHEST
very difficult to treat surgically.
The skill in managing a patient with a congenital scoliosis The interrelationship between the growth of the spine as well
lies not just in the ability to perform major complex spine sur- as the growth of the thoracic cage and the development of the
gery at a late stage but primarily, and more importantly, in rec- lungs is now more fully appreciated. At birth, the thoracic cage
ognizing those curves that are at risk of rapid deterioration at is 6.7% of its adult volume after which it enlarges five-fold, up
an early stage. It is in this patient group that prophylactic surgi- to 30%, by the age of 5 years. At the age of 10 years, it is 50%
cal treatment to prevent curve progression is indicated to mini- adult size and then doubles to adult volume by skeletal matu-
mize impairment of pulmonary function. It is much better to rity. The volume of the thorax determines the volume of the
treat a patient at an early stage when the curve is small, rather lungs.
than to wait until a severe rigid deformity has developed when Lung growth is dependent on the normal increasing tho-
it is necessary to perform a higher-risk salvage procedure. racic cage volume. From birth to the age of 8 years, the lungs
To plan an appropriate course of treatment, it is necessary grow by alveolar multiplication with the most rapid phase
to understand the natural history of congenital scoliosis and occurring in the first 2 years. The development of the ancillary
correlate the principles of normal growth of the spine and tho- arteries and capillaries parallels the development of the alveoli.
rax with the pathological anatomy and growth imbalance pro- After the age of 8 years, the number of alveoli remains relatively
duced by the various types of congenital vertebral anomalies unchanged but hypertrophy with normal growth of the thorax
that may produce a scoliosis. until skeletal maturity.
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Chapter 107 Congenital Scoliosis 1119

An increasing thoracic scoliosis occurring in infancy will dis-


Types of Developmental
tort the rib cage and result in a loss of thoracic volume and the
TABLE 107.1 Vertebral Anomalies Causing
space available for normal lung growth and development. In
addition, an early and extensive spinal fusion of the thoracic Congenital Scoliosis
spine will impair the longitudinal growth in this region and Failure of vertebral segmentation
adversely affect the development of the thorax. Campbell Unilateral
et al11 have described the development of a thoracic insufficiency Unsegmented bar
syndrome (TIS), in which there is an inability of the thorax to Unsegmented bar with contralateral hemivertebrae
support normal lung growth and respiration. This can occur in Bilateral
patients with a severe early-onset congenital thoracic scoliosis, Block vertebra
especially with congenitally fused ribs on the concavity of the Failure of vertebral formation
curve. Davies and Reid13 studied four cadavers with severe rib Complete unilateral
cage deformities secondary to scoliosis developing in early Hemivertebra: fully segmented, semisegmented,
childhood. They found that the alveoli had failed to multiply nonsegmented, incarcerated
Partial unilateral
and may even have atrophied in the compressed lung. If surgi-
Wedge vertebra
cal treatment is required to control a thoracic scoliosis during
Mixed or unclassifiable vertebral anomalies
this early period, it should encourage not only longitudinal
growth of the spine but also normal development of the thorax
to facilitate growth and development of the lungs.
After skeletal maturity, normal aging can also adversely knowing when to apply prophylactic surgical treatment before
affect pulmonary function. A child with a severely deformed there is a significant deformity of the spine or chest.
thorax due to a congenital scoliosis and associated chest wall The classification of the congenital vertebral anomalies that
anomalies will probably have an additional gradual loss of lung may produce a congenital scoliosis is based on the embryologi-
function with an increased morbidity and possible cardiorespi- cal maldevelopment of the spine25,37 (Table 107.1, Fig. 107.1).
ratory failure in later life. There are two basic groups of vertebral anomalies that can pro-
duce a scoliosis. First, there are those caused by a unilateral
failure of vertebral formation, the most common of which is a
CLASSIFICATION AND NATURAL hemivertebra. Second, there are those caused by a unilateral
HISTORY failure of segmentation of two or more vertebrae, which result
in a unilateral unsegmented bar, with or without contralateral
The major advances in the management of congenital scoliosis hemivertebrae at the same level. There is also a group of
have been a better understanding of the natural history of the patients with a complex mixture of defects of vertebral forma-
condition and the possible adverse effects on lung growth and tion and segmentation that cannot be specifically classified.

Figure 107.1. Congenital scoliosis.

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1120 Section IX Dysplastic and Congenital Deformities

Vertebral anomalies may also be present in other areas of the an absence of two growth plates on the unformed side, whereas
spine outside the scoliotic curve, but these are ignored for the relatively normal growth occurs on the upper and lower sur-
purpose of classification of the scoliosis if they do not contrib- faces of the hemivertebrae. As the hemivertebra grows, it acts
ute to the deformity. as an enlarging wedge resulting in an increasing scoliosis. The
This classification is based on plain spinal radiographs, which hemivertebra may occur anywhere in the spine, including the
most clearly identify malformations of the vertebral bodies and lumbosacral junction, where it can cause a major problem.
pedicles but do not clearly show the posterior elements. However, Without treatment, progression of a scoliosis caused by a single
recent developments in three-dimensional (3D) computed fully segmented hemivertebra can be difficult to predict and
tomography (CT) of the spine have provided more detailed requires carefully monitoring. However, most curves progress
information with regard to both the anterior and posterior com- relatively slowly, at 1 or 2 per year.
ponents of the malformed vertebrae. This has shown that, in The most pernicious and deforming type of hemivertebra
some patients, there may also be anomalies of the posterior ele- occur at the lumbosacral junction. Here, it causes an oblique
ments such as partially or fully fused lamina, either unilaterally takeoff of the lumbar spine from the sacrum. A compensatory
or bilaterally, as well as occult spina bifida areas with exposed curve develops in the normal spine above, but this is never suf-
neural elements. These anomalies in the posterior elements may ficient to balance the spine and the patient lists due to trunk
or may not match the anterior anomalies in the vertebral bodies shift to the side opposite the hemivertebra. It is the spinal
and may also have an effect on curve progression. imbalance rather than the size of the curve that is the major
In a study of 560 patients with congenital scoliosis, by using problem. Initially, the compensatory curve is mobile and cor-
plain spinal radiographs, I found that the cause of the deformity rectable but, with time, becomes fixed and rotated and becomes
was due to one or more hemivertebrae in 38%, a unilateral the major deformity. The time to treat these patients is in the
unsegmented bar in 30%, a unilateral unsegmented bar with first few years of life, before the compensatory curve becomes
contralateral hemivertebrae at the same level in 12%, and an fixed, when the hemivertebra can be excised and the scoliosis
additional 12% of patients could not be classified because they completely corrected, and not at a late stage.
had a complex mixture of anomalies. Wedged and block verte- A hemivertebra in the cervical spine or at the cervicothoracic
brae are not often seen by themselves as a cause of scoliosis junction occurs infrequently but can cause tilting of the head.
because the resulting deformity is so small that it is not usually This is often associated with a congenitally fused block of verte-
recognized. These anomalies are more commonly seen as part of brae (a KlippelFeil deformity) occurring above in the cervical
a complex mixture of vertebral anomalies that cannot be specifi- spine restricting movement and preventing the development of
cally diagnosed but can produce a significant deformity. a compensatory curve in this region. The patient attempts to
Predicting curve progression is not always easy, but some level the head by either tilting the whole of the upper body to
generalizations can be made in planning an appropriate course one side or, alternatively, developing a compensatory curve in
of treatment. the upper thoracic region. The optimal time to treat these
patients is at an early stage when a localized in situ fusion will
prevent increasing deformity. This is preferable to waiting until
HEMIVERTEBRA a significant deformity with spinal imbalance has developed
when correction can be achieved only by excision of the
A hemivertebra is the most common cause of a congenital sco- hemivertebra, which, in this region, is a more difficult and
liosis, but the severity of the deformity varies greatly, and there potentially hazardous procedure.
is debate as to the necessity and timing of treatment. Opinions Two unilateral hemivertebrae are less common but have a much
range through the spectrum from total excision to total neglect worse prognosis. The hemivertebrae are usually separated by
of the hemivertebra. To rationalize this problem, it is necessary several normal vertebrae. Here, there is an absence of four
to have an understanding of the problems associated with the growth plates on one side of the spine, resulting in a much
different types and sites of hemivertebrae. greater growth imbalance. These curves usually progress 3 to
The potential for a hemivertebra to cause a significant spinal 4 per year, and without treatment, the majority will exceed 50
deformity depends on three factors. The most important factor by the age of 10 years. By skeletal maturity, most curves will be
is the pathological anatomy and relationship of the hemivertebra more than 70. All of these patients require prophylactic surgi-
to the adjacent vertebrae in the spine (Fig. 107.1). The hemiver- cal treatment to balance the growth of the spine at an early
tebra may be fully segmented, which is most common; semiseg- stage and before the age of 10 years.
mented; or incarcerated, which is least common. It is important Two opposing hemivertebrae represent a hemimetameric shift
to distinguish between these three types because each has a dif- and have a more variable prognosis depending on the type of
ferent potential for growth. The severity of the resulting scoliosis hemivertebra and whether the hemivertebrae are close together
and necessity for surgical treatment is related to the degree of or more widely separated in different regions of the spine. If
segmentation. Second, the site of the hemivertebra is important, the hemivertebrae are close together in the same region, they
especially in those cases that occur at the lumbosacral junction. tend to balance each other and cause only a minimal cosmetic
Third is the number of hemivertebrae and their relationship to each deformity, and no treatment is required. However, if the
other in the spine. Is there a single hemivertebra or two hemiver- hemivertebrae are more widely separated in different regions
tebrae? Are they on the same side? Or, are they opposing? of the spine, the curves are often unbalanced, causing spinal
decompensation, which is much more deforming and requires
FULLY SEGMENTED HEMIVERTEBRA prophylactic treatment at an early stage. The most difficult situ-
ation is when there is a hemivertebra at the lumbosacral junc-
This type of hemivertebra has a normal disc above and below tion with another hemivertebra on the opposite side in the
and is completely separate from its adjacent vertebrae. There is upper lumbar region causing significant spinal imbalance.

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Chapter 107 Congenital Scoliosis 1121

Both of these hemivertebrae may have to be excised to balance deformity and not the unsegmented bar. If there was no convex
the spine. growth, there would be no deformity. It is, therefore, important
when assessing prognosis to look at both sides of the spine and
not just at the extent of the unsegmented bar. If the disc spaces
SEMISEGMENTED HEMIVERTEBRA
on the convexity are widely open, it is more likely that there will
This type of hemivertebra is synostosed to its neighboring ver- be a greater growth potential than if the disc spaces are nar-
tebra and has only one disc space either above or below. As a rowed. The age of the patient and the onset of the adolescent
result, two growth plates are obliterated on the convexity, and growth spurt also have an effect with much more rapid progres-
this tends to balance the absence of the two growth plates on sion during puberty.
the unformed side of the hemivertebra. Although growth of Without treatment, most patients with a unilateral unseg-
the spine is theoretically balanced, the hemivertebra can cause mented bar have a scoliosis that will exceed 50 by the age of
a tilting of the spine and induce a slowly progressive scoliosis. 10 years, and there will be a severe rigid deformity. These
This does not usually require treatment unless the semiseg- patients require early prophylactic surgical treatment to bal-
mented hemivertebra is at the lumbosacral junction where it ance the growth of the spine at an early stage, before the age of
may cause spinal imbalance. 10 years and before there is a severe deformity.

INCARCERATED HEMIVERTEBRA UNILATERAL UNSEGMENTED BAR


This is a small, ovoid piece of bone lying within a niche in the WITH CONTRALATERAL
spine, which remains straight. The disc spaces above and below HEMIVERTEBRAE
the hemivertebra are usually narrow and poorly formed, indi-
cating a poor growth potential. This type of hemivertebra usu- We know that a congenital scoliosis caused by a unilateral
ally occurs in the thoracic region. The resulting scoliosis unsegmented bar has a bad prognosis. However, there is a
deteriorates very slowly, if at all, and rarely exceeds 20 at skel- smaller, less well-recognized group of patients who have an
etal maturity. This does not require treatment. even worse prognosis. These patients have not only a unilateral
When treating a patient with a congenital scoliosis caused by unsegmented bar but also one or more hemivertebrae on the
a fully segmented hemivertebra, it is important to appreciate contralateral side at the same level. These hemivertebrae pro-
that it is not possible to create growth on the unformed side of duce an even greater growth imbalance than if there had been
the hemivertebra that is not growing. It is only possible to bal- an unsegmented bar alone. If left untreated, this can result in
ance growth by retarding growth on the convexity. This retarda- some of the most rapidly progressive and severe deformities
tion can be achieved either by a convex growth arrest proce- seen by the spine surgeon.23
dure or by excising the hemivertebra. A convex growth arrest These vertebral anomalies occur in all regions of the spine,
procedure tethers the growth of the spine on the convexity, with the unsegmented bar extending over a mean five verte-
with the objective of allowing continuing growth on the concav- brae and a mean of three contralateral hemivertebrae (range:
ity slowly to correct the deformity. Excision of the hemivertebra 1 to 8 vertebrae) at the same level. The diagnosis of this type of
removes the primary cause of the scoliosis, which is the enlarg- vertebral anomaly is not always easy at a late stage. Radiographi-
ing wedge on the convexity at the apex of the deformity. For cally, the vertebral anomalies are most clearly seen in the first
either of these procedures to be effective, they should be per- few years of life, but as the curve deteriorates, the hemiverte-
formed before the age of 5 years, when the scoliosis is still small brae often become obscured by the severity of the deformity. In
and before the compensatory curves become fixed. addition, the crankshaft effect produced by the continuing
growth of the hemivertebrae anterolaterally combined with the
tethering effect of the unsegmented bar on the concavity results
UNILATERAL UNSEGMENTED BAR in severe vertebral rotation and distortion of the rib cage.
Without surgical treatment, these curves will progress on aver-
A unilateral unsegmented bar is the second most common age 6 per year, and the majority will exceed 50 by 2 years of
cause of a congenital scoliosis. Here, there is a unilateral failure age. The deformity of the chest, which usually occurs at an early
of segmentation of two or more vertebrae. The unsegmented age, will impair lung growth and development and can be an
bar does not contain growth plates and, therefore, does not indication for surgical treatment by means of a vertical expand-
grow longitudinally, whereas some degree of growth occurs on able prosthetic titanium rib (VEPTR) procedure and expan-
the convexity, resulting in a progressive scoliosis. This has a bad sion thoracoplasty.12
prognosis.25
The unsegmented bar may occur anywhere in the spine
from the upper thoracic region to the sacrum, and no one COMPLEX MIXED VERTEBRAL
region is more commonly affected than the other. The mean ANOMALIES
extent of the unsegmented bar is over three vertebrae (range:
two to eight vertebrae). One would assume that the more exten- Congenital scoliosis caused by a jumble of unclassifiable verte-
sive the bar, the more severe the rate of progression and final bral anomalies can be difficult to predict and requires careful
severity of the scoliosis. However, there is not always a direct monitoring.25 In some patients, the vertebral anomalies are
relationship between the length of the bar and the rate of dete- well balanced, and there is very little spinal deformity other
rioration of the scoliosis. Of much more importance is the than a slight shortening of the trunk, and no treatment is
growth potential on the convexity of the curve. It is the unbal- required. However, in others, there may be a severe spinal
anced growth of the spine on the convexity that drives the growth imbalance leading to a severe scoliosis at an early age.

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1122 Section IX Dysplastic and Congenital Deformities

If the vertebral anomalies extend over a long segment of the deformity of the patient and must be taken into consideration
spine, there may be too few normal vertebrae either above or when planning treatment.
below the anomalous segment to allow for the development of Cervicothoracic congenital scoliosis will cause a tilting of the
compensatory curves to balance the spine. This results in severe head to one side. The patient will attempt to level the head by
malalignment of the body, which can be associated with tilting either tilting the upper body to one side or developing a com-
of the head, shoulder imbalance, spinal decompensation, tho- pensatory curve on the opposite side in the upper thoracic
racic translocation, pelvic obliquity, and an apparent leg length region below the congenital scoliosis. This requires early pro-
discrepancy. If there is also an associated deformity of the tho- phylactic surgical treatment usually by means of an in situ
racic cage developing at an early age, this can lead to a TIS. fusion of the anomalous segment before there is a significant
Early spinal fusion of such a long segment of the spine would deformity.
lead to severe stunting of the trunk and would also contribute Upper thoracic congenital scoliosis may never become large but
to a TIS. This can be an indication for a growing rods or VEPTR can cause a significant cosmetic deformity as a consequence of
procedure with spinal fusion being postponed until the child is an elevation of the shoulder line on the convexity of the curve
older. and less frequently, tilting of the head.25 In general, the higher
the apex of the curve is, the more severe the deformity. A 30
curve is probably at the upper limit of acceptability especially in
CONGENITAL RIB AND CHEST WALL girls and requires early prophylactic surgical treatment usually
ANOMALIES by means of a spinal fusion in situ.
Midthoracic congenital curves with their apices at T4, T5, T6, or
Congenital malformation of the ribs and chest wall, as well as T7, especially those caused by unilateral unsegmented bar with or
anomalies of the scapulae, are often found in association with without contralateral hemivertebrae, are frequently associated
congenital deformities of the spine.34 with the development of a secondary structural curve in the lower
Chest wall deformities may be simple or complex. A simple thoracic or thoracolumbar regions.23 As the congenital curve
anomaly consists of a localized fusion of two or three ribs, deteriorates, it produces a rotational torque that is transmitted
whereas patients with complex anomalies have multiple exten- into the lower thoracic or thoracolumbar regions, resulting in a
sive rib fusions, usually without set pattern, combined with an secondary scoliosis on the opposite side. This secondary curve,
adjacent chest wall defect due to an absence or deviation of the which does not contain any congenital anomalies, is initially com-
ribs. These anomalies occur most commonly (38%) on the con- pensatory and correctable. However, it later becomes fixed and
cavity of a thoracic or thoracolumbar congenital scoliosis due may deteriorate even more rapidly than the primary congenital
to a unilateral failure of vertebral segmentation (with or with- curve above. The congenital thoracic curve may be only moder-
out contralateral hemivertebrae). ately rotated, but the lower secondary curve is frequently severely
Complex rib fusions on the concavity may have a unilateral rotated, producing the major cosmetic deformity with spinal
tethering effect on the spine, but this is of minor importance in imbalance and a large rib prominence. In these circumstances, a
comparison with the main driving force for the scoliosis, which severe, apparently idiopathic curve develops below an upper
is the severe growth imbalance produced by the vertebral thoracic congenital anomaly whose significance may not be fully
anomalies. However, congenital rib fusions and an increasing appreciated. If not treated early, surgical treatment of the con-
scoliosis can contribute to a TIS and require early prophylactic genital scoliosis will often require to be combined with control of
treatment by means of a VEPTR procedure. the secondary structural curve by means of a growth rod.
Sprengel deformity (congenital elevation of the scapula) occurs Thoracic congenital scoliosis can be associated with severe dis-
most commonly (60%) in association with a cervicothoracic or tortion of the rib cage. When this occurs before the child is
thoracic scoliosis due to a unilateral failure of vertebral seg- 8 years of age, it can interfere with the normal growth and func-
mentation.34 This combination of a congenitally elevated scap- tion of the lungs.13 Increasing deformity is associated with
ula and its occurrence on the convexity of an upper thoracic diminishing vital capacity and, in severe cases without treat-
congenital scoliosis will cause a significant deformity because of ment, may lead to cor pulmonale and possible death in early
an elevation of the shoulder line and an impairment of shoul- adult life. Surgical treatment to fuse a long segment of the tho-
der function. These deformities usually require surgical treat- racic spine in these young children is also associated with stunt-
ment both to correct the scoliosis and to perform a distal dis- ing of the spine and an additional reduction in vital capacity.16
placement of the scapula in relation to the vertebral column. An alternative to early spinal fusion in these patients is a grow-
However, when the Sprengel deformity is on the concavity of ing rod or VEPTR procedure.
the scoliosis, it often partially compensates for the cosmetic Lower thoracic, thoracolumbar, and lumbar congenital scoliosis,
deformity caused by the elevation of the contralateral shoulder especially those due to a unilateral failure of vertebral segmen-
on the convexity of the scoliotic curve. This minimizes shoul- tation or multiple unclassifiable vertebral anomalies, often fail
der asymmetry and usually does not require reduction of the to develop a compensatory curve on the opposite side in the
congenitally elevated scapula. lower lumbar region that is sufficient to balance the spine. The
reason for this is that there are too few normal mobile verte-
brae between the rigid anomalous segment and the sacrum.
SECONDARY DEFORMING FEATURES This results in a significant cosmetic deformity with severe
REQUIRING TREATMENT malalignment of the body, often associated with pelvic obliquity
and an apparent leg length discrepancy.
There are also important secondary features, common to all Lumbosacral congenital scoliosis, usually due to a hemivertebra
types of congenital scoliosis, relating to the site of the vertebral at the lumbosacral junction, frequently results in the develop-
anomalies. These features contribute significantly to the overall ment of a secondary structural noncongenital scoliosis on the

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Chapter 107 Congenital Scoliosis 1123

opposite side in the upper lumbar or thoracolumbar regions PREOPERATIVE ASSESSMENT


with spinal imbalance. This secondary curve, which becomes
fixed and rotated, produces the major deformity and also SPINE
requires treatment.
Plain radiographs: The diagnosis of a congenital scoliosis, its site,
and its size as well as an assessment of head tilt, shoulder asym-
PROGNOSIS metry, decompensation of the trunk, and pelvic obliquity is made
on full-length anteroposterior and lateral spine radiographs
The prognosis for a congenital scoliosis with regard to its rate
taken with the patient standing. In infants, the radiograph may
of deterioration, final severity, and resulting disability depends
have to be taken sitting or lying. The rigidity of the deformity is
on three factors (Table 107.2).
assessed on spinal radiographs taken with the patient bending to
1. The type of vertebral anomaly and the degree of growth imbalance it either side. Cervical spine radiographs are also necessary to
produces. The type of anomaly that causes the most severe exclude a KlippelFeil deformity or cervical hemivertebra.
scoliosis is a unilateral unsegmented bar with contralateral However, more precise identification of the vertebral anomalies
hemivertebrae at the same level followed in diminishing that cause the scoliosis will require good-quality anteroposterior
order of severity by a unilateral unsegmented bar alone, two and lateral spinal radiographs taken with the patient supine and
unilateral fully segmented hemivertebrae, a single fully seg- centered on the abnormal levels. A coned-down oblique radio-
mented hemivertebra, a wedged vertebra, and least deform- graph of the apex of the scoliosis gives a true anteroposterior
ing is a block vertebra.25 The poor prognosis associated with view of the more severely rotated region of the spine and may
a unilateral unsegmented bar with contralateral hemiverte- detect hidden vertebral anomalies. An anteroposterior view
brae is so predictable that these curves should be treated aligned though the lumbosacral junction may show whether a
immediately without a period of observation.23 Congenital lumbosacral vertebra is fully segmented or semisegmented.
scoliosis caused by a jumble of unclassifiable anomalies can Often the most informative radiographs, if available, are those
be difficult to predict and requires careful monitoring. taken shortly after birth. However, a misdiagnosis is possible in
2. The site of the anomaly. For any type of vertebral anomaly, the infants with a short unilateral unsegmented bar, which may not
rate of deterioration of the resulting scoliosis is most severe appear radiographically until it is fully ossified.
in the thoracic and thoracolumbar regions and usually less It is important to carefully examine the lateral spine radio-
severe in the upper thoracic and lumbar regions. The site of graph to detect any associated kyphosis because this will affect
the anomaly, especially at the lumbosacral junction, is also treatment. If only the anteroposterior radiograph is viewed, a
related to the possible development of secondary structural patient with a posterolateral quadrant vertebra producing a
curves and spinal imbalance. kyphoscoliosis may be misdiagnosed as having a lateral hemiver-
3. The age of the patient at the time of diagnosis. Congenital scoliosis tebra producing only a scoliosis. Treatment by means of a com-
presenting as a clinical deformity in the first few years of life bined anterior and posterior convex epiphysiodesis, which may
usually has a bad prognosis because this indicates a marked be appropriate for a lateral hemivertebra, would be contraindi-
growth imbalance that will continue until skeletal maturity cated for a kyphoscoliosis because it could increase the defor-
when the vertebral growth plates fuse. In addition, the rate of mity in the sagittal plane.
deterioration is not uniform and becomes more severe after After the vertebral anomalies have been clearly identified
the age of 10 years, during the adolescent growth spurt. Even on the anteroposterior radiograph, an attempt should be made
after skeletal maturity, very severe curves may continue to to count the number of growth plates on both sides of the spine
deteriorate slowly due to either plastic deformation of the and estimate the potential growth imbalance. Allowance should
spine or the onset of secondary degenerative changes. be made for any disc space that is narrowed or ill defined

Mean Yearly Rate of Deterioration (in Degrees) Without Treatment for Each Type of
TABLE 107.2
Congenital Scoliosis in Each Region of the Spine (Before 10 Years to After 10 Years)

Type of Congenital Vertebral Anomaly

Hemivertebra
(Fully Segmented) Unilateral Unsegmented
Block Unilateral Bar and Contralateral
Site of Curvature Vertebra Wedge Vertebra Single Double Unsegmented Bar Hemivertebrae

Upper thoracic 11  2 1-2 22.5 24 56


Lower thoracic 11 22 22.5 23 35 58
Thoracolumbar 11 1.52 23.5 5  37 714
Lumbar 1 1 11  35 
Lumbosacral   11.5   

 No treatment required; May require spinal surgery;  Requires spinal surgery;  Too few or no curves.
A study of 560 patients with congenital scoliosis: McMaster MJ (2006).

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1124 Section IX Dysplastic and Congenital Deformities

because this could indicate an impaired growth potential. It how severe the scoliosis. This is very different from a congenital
may be difficult to assess the prognosis in young infants with kyphosis or kyphoscoliosis that can cause spinal cord compres-
mixed vertebral anomalies because the spine is only 30% ossi- sion at the apex of the deformity.26
fied at birth and possible deterioration of the scoliosis requires Intraspinal anomalies may be found in association with all
careful radiographic follow-up. types and sites of congenital scoliosis, but the most common
Follow-up radiographic assessment of a congenital scoliosis association (50%) is with a unilateral unsegmented bar with
does not require detailed visualization of the vertebral anoma- contralateral hemivertebrae, producing a scoliosis in the lower
lies after they have been fully identified. Serial full-length thoracic or thoracolumbar regions.24 In the past, myelography
anteroposterior spinal radiographs taken with the patient was used to diagnose intraspinal anomalies and a diastemato-
standing are best for assessing deterioration. The Cobb angle myelia was found in 5% to 21% of all patients.24
of the scoliosis is always measured at exactly the same vertebral
levels with reference to the standing radiograph taken when
Clinical Examination
the patient was first seen. Errors in measurement are mini-
mized if one surgeon measures all the radiographs, using con- An intraspinal anomaly may not be immediately obvious, but
sistent landmarks with reference to the first radiograph and there are clinical clues as to its presence. An abnormality of the
attention to detail. Serial radiographs taken every 4 to 6 months skin overlying the spine, such as a dimple, nevus, hairy patch,
will show progression of the scoliosis and also any change in the or lipoma is present in approximately 70% of affected patients.
shoulder asymmetry, decompensation of the trunk, or pelvic However, these stigmata do not always overlie the intraspinal
obliquity. anomaly and may also occur without an accompanying intraspi-
Computed tomography can be used to obtain a 3D reconstruc- nal anomaly. Neurological abnormalities affecting the lower
tion of the anomalous segment of the spine. This is often help- limbs may be present but are often mild and easily missed. Fre-
ful in defining more complex congenital vertebral anomalies quently, only one leg is affected, and this may be slightly short
and identifying previously unrecognized anomalies. The CT with a small foot and mild cavus deformity with slight clawing
reconstruction should be confined only to the abnormal seg- of the toes.
ment of the spine so as to limit the amount of radiation to these
growing children. Precise identification of the vertebral anom-
Plain Radiographs
alies allows the surgeon better to assess the likelihood of pro-
gression of the scoliosis and plan precise surgical treatment The spinal radiograph may show a spina bifida occulta affect-
such as excision of a hemivertebra, which may be fully seg- ing one or more adjacent vertebrae at the site of the intraspinal
mented or semisegmented, and also to evaluate the presence of anomaly associated with widening of the interpedicular dis-
a spina bifida occulta with exposed neural structures. tance and narrowing of the disc spaces. Occasionally, a bony
Sprengel deformity (congenital elevation of the scapula) is spur associated with a diastematomyelia may be visible on the
often found in association with congenital scoliosis in the upper plain spinal radiograph, but magnetic resonance imaging
thoracic or cervicothoracic region. When it is present on the (MRI) is necessary to confirm its presence and reveal other
convexity of the curve, the combination of these two anomalies possible neural abnormalities.
causes a significant deformity because of the elevation of the
shoulder line. In these circumstances, the elevated scapula
Magnetic Resonance Imaging
should be reduced when the scoliosis is treated surgically.
However, if the elevated scapula is on the concavity of the curve, MRI is a noninvasive and sensitive method of identifying soft
it may partially compensate for the scoliotic deformity by level- tissue abnormalities of the spinal cord and showing the carti-
ing the shoulders. In these circumstances, it should not be laginous end plates of the vertebral bodies and providing infor-
operated upon providing shoulder function is acceptable. mation on possible growth potential. However, an MRI requires
a general anesthetic for children younger than 5 years and
sedation for those between 5 and 10 years. In these circum-
INTRASPINAL ANOMALIES
stances, MRI should be applied selectively and only to those
The embryological development of the neural axis and the ver- with suspicious clinical or radiological findings and also to
tebral column occur synchronously, and it is therefore not sur- those who are about to undergo surgery to correct a spinal
prising that neural and vertebral malformations often coexist. deformity.
Abnormalities of the spinal cord can also be associated with a Basu et al2 investigated 110 patients with congenital scoliosis
failure of development of the posterior neural arches and over- by using MRI and found a 34% prevalence of intraspinal anom-
lying soft tissues, including the skin, resulting in an open spi- alies. The most common anomalies were a tethered cord
nal defect such as a myelomeningocele. This chapter deals only (16 patients), a syrinx (13 patients), followed by a thickened
with closed congenital scoliosis, in which the skin overlying and fatty filum (11 patients), a low conus (10 patients), a
the spine remains intact. However, there may be occult intraspi- diastematomyelia (8 patients), and, less frequently, a Chiari
nal anomalies that can be associated with mild neurological malformation or an arachnoid cyst.
abnormalities in the lower limbs. It is important to detect these
hidden intraspinal anomalies because they may restrict move-
Neurosurgical Treatment
ment of the spinal cord within the spinal canal, leading to neu-
rological deterioration with spinal growth and also during It is widely accepted that an intraspinal anomaly that tethers
attempts to surgically correct the scoliosis. However, a congeni- the spinal cord should be surgically excised or released if there
tal scoliosis without an intraspinal anomaly will not cause spinal is a progressive neurological deficit or before attempting to sur-
cord compression or result in a neurological deficit no matter gically correct a spine deformity. Excision or release of the

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Chapter 107 Congenital Scoliosis 1125

intraspinal anomaly will not improve the neurological status, Other Anomalies
but it will prevent further neurological deterioration and
decrease the risk of complications occurring during correction The VATER syndrome is an association of congenital abnor-
of the scoliosis.24 If the intraspinal anomaly is diagnosed during malities including vertebral anomalies, anorectal atresia, tra-
the routine assessment of a child younger than 5 years, it should cheoesophageal fistula, and renal anomalies. The additions of
probably be removed as a prophylactic measure to prevent the cardiac defects and limb defects such as radial club hand and
possible later development of neurological complications. thumb hypoplasia have been described as the VACTERL
However, in an older child, the presence of an intraspinal syndrome.
anomaly is not necessarily an indication for its removal unless
there are symptoms or corrective surgery is planned. Excision
or release of the intraspinal anomaly is a neurosurgical proce- THE TREATMENT OF CONGENITAL
dure, which in my opinion is best performed as a separate SCOLIOSIS IS VERY DIFFERENT FROM
operation performed 2 to 3 months prior to the surgical treat- ALL OTHER TYPES OF SCOLIOSIS
ment of the congenital scoliosis.
NONOPERATIVE TREATMENT
RESPIRATORY FUNCTION Orthotic treatment is never an alternative to appropriate surgi-
cal treatment for congenital scoliosis because the problem
Respiratory function should be assessed by a pulmonologist being treated is an imbalance of spinal growth and the scoliosis
experienced in seeing children with spinal deformities. Rou- if often rigid. A brace cannot overcome a rigid deformity or
tine spirometry may be used in patients older than 6 years, create growth on the side of the spine that is not growing.
but in younger children, this is not usually possible due to a However, after early prophylactic surgery, a brace may be
failure to comply. Younger children can have their lung vol- helpful in maintaining spinal alignment and preventing the
umes assessed by a CT scan, but unfortunately this provides progression of compensatory curves that were not included in
little information with regard to pulmonary function. A com- the fusion or controlled by a growth rod. These secondary
monly used index of vital capacity is the percentage of the structural curves are easier to control in a brace than the pri-
normal predicted value based on the standing height. How- mary congenital curve because they occur in regions of the
ever, this can be misleading because the vertical height of the spine where the vertebrae are relatively normal and, therefore,
spine is reduced by the scoliosis and, in addition, children much more mobile than the anomalous segment. However,
with congenital vertebral anomalies are usually short for their care should be taken in young children to ensure that pressure
age and remain smaller than normal children. In these cir- from the brace does not result in a secondary chest wall defor-
cumstances, arm span is best used when assessing the per- mity and additional respiratory impairment.
centage of the normal vital capacity for their age in these
patients.
SURGICAL TREATMENT

OTHER ASSOCIATED CONGENITAL ANOMALIES Surgical treatment is frequently necessary for congenital scolio-
sis and is performed at any age if the curve has a bad prognosis
Congenital scoliosis is frequently associated with congenital or there is already a significant deformity.
anomalies in other systems. These anomalies are often asymp- The object of surgery is to correct or prevent increasing spi-
tomatic and may remain undetected until the patient is fully nal deformity and produce a spine that at the end of growth
assessed after diagnosis of a congenital scoliosis. Beals and asso- will be as balanced as possible in the frontal and sagittal planes,
ciates3 found that up to 60% of patients with vertebral anoma- with as short a spinal fusion segment as possible while preserv-
lies had one or more additional anomalies in other systems and ing respiratory function. We are also now much more aware of
that many of these were medically important. The prognosis for the possible adverse affects on lung growth and development of
these patients is excellent if the associated anomalies are an extensive thoracic spinal fusion performed at an early age.16
detected and, if necessary, treated. This differs from adolescent idiopathic scoliosis in which sur-
Congenital heart disease diagnosed by echocardiography was gery is performed during the teenage years when the lungs are
found in 23% of 110 patients with congenital scoliosis studied fully formed and a spinal fusion is unlikely to have a significant
by Basu et al.2 The common abnormalities were atrial or ven- affect on respiratory function.
tricular septal defects and a persistent ductus arteriosus, and There is no one operative procedure that can be applied to
some of these required surgical treatments. Echocardiography all types of congenital scoliosis. The method of surgery selected
is, therefore, necessary for all patients in whom surgery is depends on the age of the patient, the site and type of the ver-
planned for a congenital scoliosis. tebral anomaly, the size of the congenital scoliosis, and spinal
Genitourinary anomalies have been reported in 13% to 37% of balance, as well as the presence of structural compensatory
patients.2 The most common anomalies diagnosed by means of curves or a significant chest deformity. Successful surgical treat-
renal ultrasound are a unilateral kidney, horseshoe kidney, or ment depends on selecting the correct procedure and applying
ureteric obstruction. These renal anomalies may also show on it at the appropriate time. There are three groups of surgical
the MRI of the spine, which is performed as part of the routine procedures (Table 107.3).
preoperative assessment. The highest rates of renal abnormali-
ties are often found in association with vertebral anomalies in Prophylactic Surgical Treatment
the cervical and upper thoracic spine. Most of these anomalies
are benign, but some may require treatment before surgically The goal of prophylactic treatment is to anticipate progres-
treating the congenital scoliosis. sion of the scoliosis at an early age when the deformity is still

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1126 Section IX Dysplastic and Congenital Deformities

TABLE 107.3 Surgical Options for Progressive Congenital Scoliosis

PROPHYLACTIC PROCEDURES Patients younger than 5 years


Scoliosis less than 40
Unilateral failure of vertebral formation
Hemivertebra
Single fully segmented hemivertebra
Spine balanced- convex epiphysiodesis
Or hemivertebra excision
Spine unbalanced- hemivertebra excision
Two unilateral hemivertebrae
Excision of both hemivertebraeposterior-only approach
Or posterior growth rod convex epiphysiodesis
Unilateral failure of vertebral segmentation
Unilateral unsegmented bar with of without contralateral hemivertebrae
Short anomalous segmentfour vertebrae or less
Chest wall normal
In situ localized posterior spine fusion growth rod
Chest wall normal but severe vertebral rotation and/or rapidly progressing scoliosis (crankshaft effect possible)
Anterior spine fusion + posterior growth rod
Chest wall abnormal with concave fused ribs
VEPTR and expansion thoracostomy
Long anomalous segmentmore than four vertebrae concave fused ribs
VEPTR and expansion thoracostomy
Multiple unclassifiable vertebral anomalies
Short anomalous segmentfour vertebrae or less
Growth rod convex epiphysiodesis
Long anomalous segmentmore than four vertebrae
Chest wall normal
Posterior growth rod
Chest wall abnormal with concave fused ribs
VEPTR and expansion thoracoplasty
CORRECTIVE PROCEDURES IN LATER CHILDHOOD
Older but skeletally immature patient
Moderate to severe progressing scoliosis
Less than 50
Posterior spine fusion with instrumentation
Greater than 50
Anterior release and posterior spinal fusion with instrumentation OR posterior spinal fusion with all-pedicle screw instrumentation
VERTEBRAL COLUMN RESECTION
Severe rigid scoliosis with fixed spinal imbalance
Combined anterior and posterior approach vertebral column resection with pedicle screw and rod instrumentation
Or posterior-only approach vertebral column resection with pedicle screw and rod instrumentation

VEPTR, vertical expandable prosthetic titanium rib.

small and perform a limited surgical procedure to balance the is also much more difficult to achieve in large rigid curves and
growth of the spine and prevent the later development of a with a higher risk of neurological complications.
much more severe deformity. However, it is not possible to The main indication for prophylactic surgery is a child
create normal growth on the concavity of a congenital scolio- younger than 5 years with a small congenital scoliosis less than
sis where growth is either retarded or nonexistent, and for 40, with radiographic evidence of curve progression, especially
some patients with a marked spinal growth imbalance, there if this is likely to cause spinal imbalance. The objective is to bal-
is no perfect treatment. ance the growth of the spine and if possible achieve some
Anticipation of curve progression and the type of prophylac- degree of correction and minimize any possible adverse effects
tic spinal surgery required is based on the type and site of the on lung growth if the curvature is in the thoracic region.
congenital vertebral anomaly and the degree of growth imbal- Treatment options include (1) an in situ fusion, which is
ance that it is likely to produce. The development of secondary simplest but provides no correction, (2) a convex growth arrest
structural compensatory curves or spinal imbalance can be pre- procedure (hemiepiphysiodesis), which can be unpredictable
vented only by early correction or stabilization of the primary and relies on continuing growth on the concavity to achieve
congenital scoliosis. Delayed treatment for the same problem correction, (3) excision of a hemivertebra will achieve immedi-
would necessitate a much more extensive surgical procedure ate correction but has a limited application, or (4) a VEPTR
requiring a spinal fusion of not only the congenital scoliosis but with expansion thoracostomy for those with a thoracic defor-
also the secondary structural compensatory curves. Correction mity that would impair lung growth and development.

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Chapter 107 Congenital Scoliosis 1127

A unilateral failure of vertebral formation resulting in a fully seg- if it can be safely achieved. Correction of these rigid deformi-
mented hemivertebra requires either a hemivertebra excision ties is difficult with a higher risk of neurological complications
or a localized anterior and posterior convex epiphysiodesis. and a less certain result.
A unilateral failure of vertebral segmentation extending over less
than four vertebrae can be treated by a localized in situ fusion,
which is unlikely to have any significant adverse effect on a nor- PROPHYLACTIC SURGICAL
mal thorax. The objective of the surgery is to transform the PROCEDURES
anomalous segment, due to the unilateral unsegmented bar,
into a block vertebra with more balanced although restricted CONVEX GROWTH ARREST
longitudinal spinal growth. This may be combined with a poste- (HEMIEPIPHYSIODESIS)
rior growth rod to control the unfused normal vertebrae above
and below the anomalous segment, which are also contained A combined anterior and posterior convex epiphysiodesis is a
within the Cobb measurement of the congenital scoliosis. In method of modifying the growth of the spine and is used as a
addition, the growth rod can also be used to prevent or control prophylactic surgical procedure for patients with a small pro-
the development of a structural compensatory curve develop- gressive congenital scoliosis due to a unilateral failure of verte-
ing below the congenital scoliosis. However, a spinal fusion of a bral formation, such as a hemivertebra, in which there is some
long segment (more than four vertebrae) of the thoracic spine, growth potential on the concavity of the curve. Tethering
in a young child, is likely to have an adverse effect on the growth growth on the convex side of the curve can lead to spontaneous
of the thorax and lung development.16 In these circumstances, correction of the deformity due to continued growth on the
the patient is probably best treated by an expansion thoracos- concavity.
tomy with a VEPTR in an attempt to optimize lung growth and This procedure, which does not provide immediate correc-
development as well as control the scoliosis. tion, is best applied to patients who have a balanced and cos-
Mixed or unclassifiable vertebral anomalies extending over a few metically acceptable deformity but with a poor prognosis for
segments and producing a progressive scoliosis with a normal progression. The best results are achieved in patients operated
thorax can be treated by a growth rod with or without a convex upon before the age of 5 years with a single fully segmented
epiphysiodesis. However, vertebral anomalies extending over hemivertebra producing a short curve extending over five seg-
multiple segments in the thoracic spine with fused ribs on the ments or less correcting to less than 40 with the patient supine
concavity are best treated by a VEPTR procedure with an expan- (Fig. 107.2A and B). More severe or unbalanced curves are bet-
sion thoracostomy. ter treated by excising the hemivertebra with the objective of
After prophylactic surgery, all curves must be carefully mon- obtaining immediate correction and balancing the spine.
itored to skeletal maturity, not only to serially lengthen either a Convex hemiepiphysiodesis of the spine is a relatively safe
growth rod or a VEPTR every 6 months but also to detect any operation when compared with other surgical procedures for
further curve progression that may necessitate additional sur- congenital scoliosis. The disadvantage is a limited application
gery especially during the adolescent growth spurt. In these with a slow and often uncertain correction because of the
circumstances, it may be necessary to extend the spinal fusion unpredictable growth potential on the concavity of the curve.
over the whole extent of the deformity including not only the However, even if there is no correction of the scoliosis, the con-
congenital scoliosis but also any secondary structural curves. vex growth arrest is often sufficient to stabilize the deformity. A
convex epiphysiodesis is likely to result in an improvement of
the congenital scoliosis in approximately 50% (epiphysiodesis
Corrective Procedures for Moderate to Severe Congenital effect), no change in 40% (fusion effect), and continued pro-
Scoliosis in Older Children gression in 10%.
These older children have already developed a significant sco- This technique, which depends for its success on continuing
liosis that, without treatment, will continue to progress until growth on the concavity of the curve, will not be effective as a
skeletal maturity. The object of surgery is to correct partly and corrective procedure in patients with a unilateral unsegmented
stabilize the spine in the optimum position by means of a spinal bar with or without contralateral hemivertebrae because there
fusion extending over the whole length of the scoliosis includ- is no concave growth potential. The presence of a kyphosis in
ing any structural compensatory curves. This necessitates a pos- association with the scoliosis is also a contraindication because
terior spinal fusion with or without an associated anterior the anterior convex growth arrest could exacerbate the kyphotic
release and fusion depending on the severity and rigidity of the deformity. Patients with a small kyphoscoliosis are best treated
curve and the type of construct (i.e., hook vs. hybrid vs. pedicle by a posterior growth arrest procedure.27
screw). Posterior instrumentation is used mainly as an internal The surgery for a convex growth arrest procedure is per-
strut to balance the spine rather than to achieve excessive cor- formed in two stages under the same anesthetic. The spine is
rection, which could be neurologically dangerous. first approached anteriorly on the convexity of the scoliosis
through a minithoracotomy, a thoracoabdominal retroperito-
neal exposure, or a purely retroperitoneal approach beneath
Salvage Procedure for Severe Rigid Unbalanced
the diaphragm, depending on the site of the hemivertebra.
Congenital Scoliosis at a Late Stage
The lateral one third to one half of the discs and their adjacent
Patients who present at a late stage with a severe rigid unbal- end plates are removed not only at the site of the hemivertebra
anced scoliosis will require, if thought appropriate, a vertebral but also at one normal intervertebral disc above and below.
column resection to achieve significant correction and realign This removes the anterior growth plates at the site of the anom-
the spine. However, the primary object is still to prevent further aly, which are the main cause of the increasing scoliosis.
deterioration and correction of the deformity is only attempted However, failure to extend the convex growth arrest to two

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1128 Section IX Dysplastic and Congenital Deformities

Figure 107.2. (A) An infant aged


2 years with a 33 right thoracolumbar
scoliosis due to a single fully seg-
mented hemivertebra at L1. A com-
bined anterior and posterior convex
growth arrest procedure was per-
formed from T11 to L3. (B) The scolio-
sis resolved and this was maintained at
A B
the age of 16 years 8 month.

disc spaces above and below the hemivertebra will not control
EXCISION OF A HEMIVERTEBRA
the curvature. To create an anterior convex fusion, the excised
disc spaces are packed with chips of bone taken from the Total excision of a hemivertebra is attractive as a prophylactic
excised rib or preferably the excised rib is used as an inlay graft procedure because it removes the primary cause of the scolio-
inserted into a trough cut laterally in the vertebral bodies and sis, which is the enlarging wedge on the convexity at the apex
inserted in niches cut into the vertebral bodies at either end. of the curve (Fig. 107.3A to D). The surgery may be performed
The second stage of the procedure is performed through a through either sequential or simultaneous anterior and poste-
separate posterior midline subperiosteal exposure of convexity rior approaches or by means of a posterior-only approach to
of the curve at the site of the hemivertebra and extending to the spine.
two normal vertebrae above and below. Care is taken not to The main indication for the procedure is a fully segmented
strip the paraspinal muscles on the concavity of the curve so as hemivertebra, which is producing a significant progressive sco-
not to interfere with the growth potential on this side of the liosis and/or spinal imbalance, especially when the hemiverte-
spine. A posterior convex fusion is performed by excising the bra occurs at the lumbosacral junction and causes the lumbar
facet joints and decorticating the posterior elements. Strips of spine to take off obliquely from the sacrum so that the patient
excised rib are applied to the fusion area. Several days after the lists to one side. The procedure is most safely performed in the
surgery, and once the chest drain has been removed, partial lumbar region where the cauda equina is less easily injured and
correction of the deformity may be attempted by means of more hazardous in the cervicothoracic, thoracic, or thora-
manual traction and the application of an underarm plaster columbar regions where the neural structures are less mobile.
jacket, which is maintained for 4 months until the convex The advantage of resecting a hemivertebra is that it creates
growth arrest has healed. a wedge osteotomy of the spine, which, when closed, produces
Minimally invasive thoracoscopic and laparoscopic proce- immediate correction and realignment of the spine with the
dures can also be used to perform an anterior convex epiphysi- fusion being confined to only one segment. With a convex
odesis or arthrodesis as well as excise the body of a hemiverte- growth arrest procedure, there is a slow and often uncertain
bra. However, these are technically much more demanding correction of the deformity and a more extensive fusion extend-
procedures with a relatively long learning curve and should be ing to two normal vertebrae above and below the site of the
performed only in highly specialized centers where the tech- hemivertebra. This can cause a loss of mobility in the lumbar
nique is being used regularly. The advantage is a more cosmeti- spine. The disadvantage of a hemivertebral resection is that it is
cally pleasing result because of small incisional scars and reduc- a technically more demanding procedure that requires enter-
ing postoperative pain and recovery time. ing the spinal canal both anteriorly and posteriorly, with the
All of these patients require careful radiographic follow-up possibility of neurological complications18 and bleeding from
to skeletal maturity because of the possibility that the convex the epidural veins.
epiphysiodesis may not completely control the deformity espe- Hemivertebral resection became accepted as a method of
cially during the adolescent growth spurt and additional sur- treatment when Leatherman and Dickson22 described two-stage
gery may be necessary. anterior and posterior spine surgery to perform a closing wedge

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Chapter 107 Congenital Scoliosis 1129

A B C D

Figure 107.3. (A and B) An infant aged 1 year and 6 months with a 38 left thoracolumbar scoliosis due
to a single fully segmented hemivertebra at L2. A single-stage posterior approach excision of the hemiverte-
bra was performed and the scoliosis corrected using convex pedicle screw and rod instrumentation.
(C and D) At the age of 4 years 8 months, there is a single-level fusion at the site of the excised hemivertebra,
and the scoliosis is stable at 12.

osteotomy to shorten the spine and correct a deformity. Hemivertebral resection before the mean age of 5 years by using a
Shortening of the vertebral column is much less likely to cause combined anterior and posterior approach with posterior
traction on the spinal cord and neurological complications. instrumentation has been reported in six series totaling 83
Until recently, combined anterior and posterior surgery has patients.6,5,8,17,20,21 Preoperatively, the mean scoliosis was 38
been the most commonly used technique for the total removal (range 28 to 47), and postoperatively this was reduced to a
of a hemivertebra. Initially, because of the fear of precipitating mean 12 (range 11 to 16), which was a mean improvement
spinal cord ischemia and neurological complications, this was of 68% (range 64% to 71%). Bollini et al5 recommended plac-
performed as two separate procedures separated by 5 to 7 days. ing a fibular graft anteriorly to act as a strut between the two
However, this risk has proven to be unfounded and both proce- adjacent vertebral bodies at the site of the hemivertebral exci-
dures are now usually performed under the same anesthetic as sion to prevent later development of a kyphosis. Neurological
a combined procedure. complications due to nerve root injury occurred in 3 (4%) of
In a combined anterior and posterior resection, the hemivertebra the 83 patients, with recovery occurring in 2, and 1 was perma-
is approached both anteriorly and posteriorly in a manner nent. A pseudarthrosis occurred in two patients (2%), and
similar to that for a convex growth arrest procedure. In the there were no vascular complications.
anterior-first stage, the body of the hemivertebra and anterior Hemivertebral resection after the mean age of 12 years using
part of the pedicle are removed along with the adjacent discs the combined approach with instrumentation has been
and vertebral end plates. This approach provides good visual- reported in three series totaling 73 patients.4,14,18 Preoperatively,
ization and the ability for an extensive removal of the vertebral the mean scoliosis was larger than in the younger patients at
body along with the adjacent intervertebral discs and end plates. 59 (range 45 to 78), and postoperatively, this was reduced to
It is important to excise the entire disc to the concavity of the 27 (range 17 to 38), a mean improvement of 54% (range
curve to create mobility and allow the wedge osteotomy to close 44% to 61%), which was less than in the younger patients. In
more easily. This is followed under the same anesthetic by the the series reported by Benli et al,4 12 patients had an anterior
second stage of the procedure in which the spine is exposed pos- followed by a posterior approach with posterior instrumenta-
teriorly to excise the posterior aspect of the hemivertebra and tion and the remaining 14 had a posterior followed by an ante-
the residual pedicle to create a wedge osteotomy. rior approach with anterior compression instrumentation to
Closure of the wedge osteotomy after resection of the obtain correction. They found no statistically significant differ-
hemivertebra was in the past achieved by manipulation of the ence in the degree of correction achieved between the two
spine followed by the application of a spinal spica cast, which groups. They concluded that hemivertebrectomy could be
was worn for up to 6 months. However, spinal instrumentation safely performed in adolescents and the space left after exci-
is now used and provides a much more effective means of clos- sion closed by spinal instrumentation. However, anterior instru-
ing the space left after excising the hemivertebra with stable mentation tended to have a kyphotic effect in the thoracic
fixation and a reduced period in a spinal jacket. region and posterior instrumentation had a lordotic effect in

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1130 Section IX Dysplastic and Congenital Deformities

the lumbar region. Complications were reported in only one of hemivertebra treated in this manner. The mean age at surgery
these series. Holte et al18 reported neurological complications was 9.3 years. The mean Cobb angle was 29 before surgery and
with a nerve root injury in 8 (22%) of 37 patients, with recovery 6 after a mean follow-up of 4.8 years. One patient had a C5
occurring in 7 patients and 1 was permanent. A vascular com- palsy that resolved after change of one of the screws.
plication due to a laceration of the iliac vein occurred in one More recently, a posterior-only approach to total hemivertebral
patient with a loss of 7200 mL blood. Three patients had a resection has been described.28,29,31 In this procedure, the
pseudarthrosis that required to be repaired. hemivertebra is exposed posteriorly by a midline bilateral sub-
In authors opinion, hemivertebra resection is best performed periosteal approach. By using an operating microscope or
early when the scoliosis is mobile and before the development loupes, the posterior elements of the hemivertebra are removed
of secondary structural changes in either the primary congeni- along with the transverse process and medial portion of the rib
tal or compensatory curves. A hemivertebra may be diagnosed if in the thoracic region. The spinal cord and nerve roots, at
in utero by ultrasound scanning or shortly after birth on rou- the site of the hemivertebra, are visualized and carefully pro-
tine chest or abdominal radiographs. However, the best age for tected at all times. The pedicle is entered and the body of the
surgery is usually in the second year of life and before the age hemivertebra decancellated by using a curette. Posterior exci-
of 5 years. At this time, the bony anatomy of the spine has sion of the body of the hemivertebra can usually be performed
sufficiently developed to allow the application of pediatric relatively safely because the spinal cord has moved toward the
pedicle screw and rod instrumentation and apply sufficient concavity of the curve and allows space to resect the discs above
force to close the wedge osteotomy and achieve near-total cor- and below the hemivertebra. The lateral aspect of the body of
rection of both the congenital and compensatory curves. Care the hemivertebra is exposed subperiosteally and the remnants
must be taken not to compress the emerging nerve roots as the of the hemivertebra removed with rongeurs. The hemivertebra
osteotomy is closed, especially at the lumbosacral junction. lies within a fibrous capsule that is much thicker than that in
Fusion at the site of the hemivertebra excision is also more the adult and allows the body of the hemivertebra to be shelled
likely when the vertebrae are more fully ossified. out with relative safety. However, during this procedure, the
I have found that the best long-term results after hemiverte- restricted access and blood loss from the bone and epidural
bral resection with compression instrumentation are achieved veins, especially in young children, can make it difficult to
if the scoliosis can be nearly fully corrected and the spine bal- excise fully the discs and end plates of the adjacent vertebral
anced in both the frontal and sagittal planes. Larger congenital bodies. In order that the scoliosis will fully correct, it is neces-
curves, especially those that have already developed secondary sary to remove the entire disc to the opposite side of the spine
structural changes or fixed compensatory curves above or to create a mobile wedge osteotomy. Closure of the wedge
below, may not fully correct after hemivertebral resection and osteotomy can be achieved, even in very young children, by
continue to deteriorate. This may be partially prevented when using compression instrumentation applied to the convexity of
performing a combined anterior and posterior excision of the the curve by laminar hooks or pedicle screws inserted into the
hemivertebra by extending the surgery to include an anterior adjacent normal vertebrae above and below. The anchor sites
and posterior convex epiphysiodesis of the normal discs one for the internal fixation should be prepared before excising the
level above and below. This, combined with a posterior growth body of the hemivertebra. During closure of the osteotomy, the
rod extending over the entire length of the deformity includ- spine remains relatively stable because the ligaments have been
ing any residual compensatory curve, will maintain as much maintained on the concavity and act as a stabilizing hinge as
longitudinal growth as possible as well as balancing the spine the wedge is closed. Correction is achieved more easily and
and hopefully defer a definitive extensive posterior spinal safely in the mobile lumbar spine where the cauda equina is
fusion until the adolescent years. Failure to stabilize the whole more resilient and is more difficult in the thoracic region where
length of a large residual congenital scoliotic curve with fixed the spinal cord is less mobile and should not be manipulated
compensatory curves either above or below will lead to a slow and the scoliosis is more rigid due to the supporting rib cage.
progressive loss of correction, which becomes more rapid dur- In 2001, Shono et al31 reported a single-stage posterior-only
ing the adolescent growth spurt and may necessitate a much approach in 12 patients to excise a hemivertebra that was tho-
more complex vertebral column resection with instrumenta- racic in 9 and lumbar in 3. The mean age at surgery was
tion to achieve significant correction and balance the spine. 14 years, and the mean scoliosis reduced from 49 to 18 (mean
It is also possible to excise a hemivertebra in the cervical improvement 64%) after a mean follow-up of 5.9 years. Hook
spine or at the cervicothoracic junction by using a combined and rod instrumentation was used, and there were no neuro-
anterior and posterior approach.30 However, this is a much logical complications. Nakamura et al28 in 2002 reported five
more hazardous procedure that should be attempted only by patients with a hemivertebral excision using a posterior-only
the most experienced spinal surgeons. The surgical approach is approach at a mean age of 10 years. Harrington instrumenta-
much more difficult because of the presence of the vertebral tion was used in all but one patient, and there were no neuro-
arteries, which usually pass through the transverse foramen of logical complications. However, the authors advised against
C6 and above. Preoperative MRI angiography is essential to using this approach above the thoracolumbar region because
assess for any anatomical variation. The vertebral arteries are of the risk to the spinal cord. In the largest series of posterior-
carefully exposed both anteriorly and posteriorly at the site of only surgery to excise a hemivertebra, Ruf and Harms29 in 2003
the hemivertebra resection and protected along with the nerve reported 28 patients in whom they had used pedicle screw and
roots when closing the osteotomy. Correction is achieved at sur- rod instrumentation to obtain correction and stability. The sites
gery by manipulation of the head and stabilization using ante- of the hemivertebrae were in the thoracic region in 12, thora-
rior and posterior screw and rod instrumentation as well as a columbar in 12, and lumbar in 4. There were no lumbosacral
halo body jacket worn for 12 weeks. Ruf et al30 have reported hemivertebrae. Eight of these patients also had a contralateral
three patients with a significant tilt of the head due to a cervical bar at the same level, and this was osteotomized along with

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Chapter 107 Congenital Scoliosis 1131

excision of concave fused ribs. Before surgery, the mean Cobb stunt the growth of the spine was thought to be of no relevance
angle of the scoliosis was 45, and this was reduced to 13 (mean with this type of congenital scoliosis because the abnormal seg-
improvement 72%) after a mean follow-up of 3.5 years. All of ment was not contributing to vertical height and was only mak-
the patients were mobilized in the first postoperative week and ing the spine more crooked. It was thought that it was much
wore a spinal brace for 12 weeks. There were no neurological better to achieve a short relatively straight spine that was bal-
complications. However, there were two pedicle fractures, three anced than a spine that was even shorter because of the severe
failures of instrumentation, and one infection. Two additional curvature. However, this did not take into consideration the
operations were necessary because of curve progression. possible adverse effects that a short thoracic spine might have
A concern in using pedicle screws in very young children is on the development of the thoracic cage and the space avail-
that this could impair growth of the pedicles and lead to spinal able for lung growth and development in young children.
stenosis in later childhood. However, anatomical studies have Recent studies have shown that although an extensive spinal
shown that the diameter of the spinal canal has reached adult fusion of four or more thoracic spinal segments performed
size within the first few years of life. Three of the children before the age of 5 years may control the scoliosis, it will also
treated by Ruf and Harms29 with pedicle screws inserted before have an adverse effect on normal lung growth and develop-
the age of 6 years had MRI and CT scans performed postopera- ment, which occurs up to the age of 8 years.16 Vitale et al35 stud-
tively after a minimum of 5 years. These scans showed relatively ied the pulmonary function and the quality of life in 21 patients
normal growth of the instrumented vertebrae, and there was with a progressive congenital scoliosis who were treated by
no major retardation of the growth of the pedicles or spinal means of a posterior fusion performed at a mean age of 4 years
stenosis. 9 months (range 1 to 10 years). They found that compared with
In the authors opinion, the advantage of a single-stage healthy children, the pulmonary function and quality of life
posterior-only approach to excise a hemivertebra combined scores were significantly worse when assessed, on average,
with pedicle screw and rod instrumentation is that it is a less 7 years after the surgery. In these circumstances, it is probably
invasive procedure with less blood loss and postoperative scar- best to modify but not necessarily exclude spinal fusion in situ
ring and does not require a thoracotomy or chest drain that as a method of early prophylactic treatment.
may be associated with potential respiratory complications. In Loss of correction after early posterior spinal fusion has
addition, pedicle screws are less invasive within the spinal canal been attributed to the development of a pseudarthrosis, bend-
than laminar hooks and are more effective in applying the ing of a solid but weak fusion mass, adding on of normal verte-
forces necessary to close the osteotomy, especially in young brae to the scoliosis above and below the fused anomalous seg-
children with soft bones. The disadvantage is that visualization ment, and increasing rotation of the spine resulting from the
can be difficult, especially in young children, because of the crankshaft effect produced by continuing unbalanced anterior
limited access and blood loss. Combined anterior and posterior growth of the spine in the presence of a posterior tether caused
surgery is a more major procedure but allows for maximum by the fusion.
visualization with complete resection of the hemivertebra The crankshaft effect does not usually occur to a great extent
including the adjacent discs. in congenital scoliosis because the anterior growth plates in
the anomalous segment are abnormal with a diminished
growth potential. This differs from infantile and juvenile idio-
IN SITU FUSION
pathic scoliosis in which the anterior growth plates are rela-
An in situ localized spinal fusion as a prophylactic treatment tively normal. Winter and Moe36 reported a crankshaft phe-
may be indicated for a congenital scoliosis due to a unilateral nomenon with loss of more than 10 of correction occurring
unsegmented bar, with or without contralateral hemivertebrae in 3 (6%) of 49 patients treated by a posterior spinal fusion
at the same level. These anomalies produce very rigid deformi- before the age of 5 years. They subsequently reported on
ties with a known potential for severe progression. The objec- 290 patients with congenital scoliosis treated by a posterior spi-
tive of surgery is to stabilize the scoliosis at an early stage before nal fusion at various ages with a crankshaft incidence of 14%.38
there is significant deformity by transforming the anomalous They concluded that crankshafting was most likely in those
segment, due to a unilateral unsegmented bar, into a block ver- curves that were progressing most rapidly before spinal fusion.
tebra with more balanced, although still restricted, longitudi- Terek et al33 found that 30% of 21 patients with congenital
nal growth of the spine. This is usually achieved by creating a scoliosis had curves that progressed by more than 10 or
solid posterior spinal fusion extending over the anomalous seg- showed signs of increasing vertebral rotation after a posterior
ment and to one normal segment above and below. A convex fusion performed before the age of 10 years. Kesling et al19
growth arrest procedure will not correct this type of congenital reviewed 54 patients with congenital scoliosis treated by a pos-
scoliosis because there is no growth potential in the unseg- terior spinal fusion before the age of 10 years and found a 15%
mented bar on the concavity of the curve. An osteotomy of the incidence of crankshafting, which was more frequent the ear-
unsegmented bar is of no value as a prophylactic procedure lier the surgery and in curves greater than 50. The number of
because the bar contains no growth plates and the osteotomy discs in the fused segment and the length of the fusion were
heals rapidly and will continue to act as a unilateral tether. If a not found to be of significance.
severe scoliosis is allowed to develop, it can be significantly cor- In the authors opinion, an in situ localized posterior spinal
rected only by a vertebral column resection, which can be a fusion is best applied to a child seen before the age of 5 years
difficult and hazardous procedure. with a relatively small progressive scoliosis due to a short unilat-
Traditional teaching has been that patients with a unilateral eral failure of vertebral segmentation with the fusion extending
failure of vertebral segmentation are best treated prophylacti- over no more than four vertebrae and this combined with a
cally by an in situ posterior spinal fusion performed before the posterior growth rod extending over the whole length of the
age of 2 years. The argument that an early spine fusion would scoliosis from the upper to the lower neutral vertebrae. This

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1132 Section IX Dysplastic and Congenital Deformities

can produce an acceptable result providing there is a strong years when a definitive spinal fusion is performed extending
thick fusion extending to the tips of the transverse process over the whole length of the deformity. The best results are
bilaterally and capable of overcoming the anterior growth in achieved when rod lengthening is performed routinely every
the anomalous segment. The posterior growth rod will hope- 6 months and not at greater intervals.
fully prevent increasing deformity due to adding on and tilting As yet, there are no long-term outcome studies of this proce-
into the curvature of normal and unfused vertebrae above and dure in children with a progressive congenital scoliosis. The
below the anomalous segment. If the curve continues to dete- Growing Spine Study Group database1 has a 2-year follow-up on
riorate, early exploration of the posterior fusion is essential to 19 patients with congenital scoliosis having single or dual
detect and repair a pseudarthrosis, strengthen a weak fusion growth rod surgical treatment. The mean age at the time of the
mass by the addition of further bone graft material or extend initial implantation of the growth rod was 6.9 years. Five patients
the fusion. had a failure of segmentation, 4 had a failure of formation, and
Young children with large curves, especially those with sig- 10 had mixed or unclassifiable vertebral anomalies. A mean
nificant vertebral rotation and severe antero-lateral growth number of affected anomalous vertebrae per patient was 5.2
imbalance resulting in a rapidly progressive scoliosis, are better (range 2 to 9 vertebrae). The mean Cobb angle of 65 was
treated by an anterior fusion of the anomalous vertebral seg- reduced to 45 after the insertion of the growth rod and was
ments combined with a posterior growth rod. In these circum- 47 after a mean follow-up of 3.6 years. The mean number of
stances, a posterior fusion is not necessary because the major lengthening was 4.3 per patient. Spinal growth and the space
growth imbalance is occurring antero-laterally in the vertebral available for lung development were improved, but no informa-
bodies and not in the posterior elements. This combined pro- tion was provided on lung function studies. Five patients
cedure has the advantage of directly overcoming any possible reached final fusion.
crankshaft effect and controlling the whole of the spinal defor- Complications were common in patients with a congenital
mity and allowing continued longitudinal spinal growth in the scoliosis treated with a growth rod because of the necessity for
unfused normal vertebrae included within the instrumented repeat surgery every 6 months through the same incision as well
levels. The rib excised at the time of the thoracotomy provides as the mechanical stress on the implant in the absence of a spinal
a good source of autogenous bone graft, which may not be fusion 1. There were 11 implant-related failures, 2 infections,
available from the iliac crest in these very young children. and 2 respiratory infections, but no neurological complications.
Postoperatively, a spinal jacket is applied for 4 to 6 months to In the authors opinion, because of the growth imbalance in
allow the fusion to heal. the anomalous segment, a growth rod is probably best used in
conjunction with a localized in situ fusion or convex epiphysi-
odesis of a short anomalous segment of a congenital scoliosis.
GROWTH ROD
The congenital scoliotic curve contains not only the anomalous
An extensive spinal fusion in a young child with congenital sco- vertebrae but also a number of relatively normal vertebrae at
liosis may lead to stunting of the trunk. The objectives of insert- the upper and lower ends, within Cobb measurement, that are
ing a growth rod without a spinal fusion in a patient with a also tilted into the curve. Failure to stabilize all of these verte-
congenital scoliosis are to correct the spinal deformity as much brae will result in continued progression of the scoliosis. This is
as is safely possible and to prevent further progression and to best prevented at the time of the in situ fusion or convex
preserve longitudinal growth in the normal segments of the epiphysiodesis by the simultaneous insertion of a posterior
curve. growth rod extending over the whole length of the scoliosis
A single rod on the concavity or two bilateral rods are (Fig. 107.4A to E). The growth rod may also be used to stabilize
applied to the spine posteriorly extending from the upper to the secondary structural scoliosis that occurs in the lower tho-
the lower neutral vertebrae of the scoliosis. The single rod or racic or thoracolumbar regions on the opposite side below a
bilateral rods are contoured to the normal thoracic kyphosis congenital scoliosis with its apex at T4, T5, T6, or T7. The
and lumbar lordosis. Each rod is cut into upper and lower seg- growth rod is lengthened sequentially every 6 months with the
ments, which are rejoined in an overlapping position by a side- object of not only stabilizing the spine but also allowing contin-
to-side tandem or axial connector placed at the thoracolumbar ued longitudinal spinal growth in the normal and unfused ver-
junction to allow for lengthening by distraction. The rods are tebrae within the whole deformity. It is hoped that this will
placed either submuscularly or subcutaneously, so as not to allow a definitive fusion of the whole of the deformity to be
stimulate an unwanted spinal fusion, and secured to the spine postponed for as long as possible. Unfortunately, this technique
by means of hooks or pedicle screws applied in a claw pattern is ineffective in derotating the unfused vertebrae within the
spanning two levels at the upper and lower ends of the curva- curvature, and the mechanical advantage is too small effectively
ture. Subperiosteal dissection is performed only at the upper to expand the lateral part of the rib cage constricted by rib
and lower anchor sites where local bone graft or synthetic graft fusions.
is applied around the hooks or screws to provide extra strength.
Partial correction of the scoliosis is achieved by distracting the
rods while the neurological status is assessed by using spinal RIB EXPANSION SURGERY
cord monitoring with evoked potentials.
Postoperatively, a spinal jacket is worn for 3 months to allow Campbell et al11,12 have pioneered the use of an opening wedge
for consolidation of the bone grafts around the anchor sites. expansion thoracostomy combined with a VEPTR in the treat-
Further lengthening of the construct is performed every ment of patients with a progressive congenital thoracic scolio-
6 months to keep up with spinal growth until such time as the sis with concave rib fusions presenting at an early age and
scoliosis can either be no longer controlled or preferably when likely to result in a TIS. This represents a shift in emphasis
the patient is at a more appropriate age during the teenage from concentrating only on the spinal deformity to managing

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Chapter 107 Congenital Scoliosis 1133

A B C D

Figure 107.4. (A) A boy aged 2 years with a 30 left thoracic scoliosis due to a hemivertebra at T6. No
treatment was given. (B) By the age of 4 years 8 months, the scoliosis increased to 55, and the spine was
unbalanced. (C) An anterior convex growth arrest procedure was performed from T4 to T8 through a thora-
cotomy combined with a posterior growth rod extending from T1 to L3 performed as a single-stage combined
procedure. The scoliosis was corrected to 34. (D and E) The growth rod was lengthened every 6 months, and
E by the age of 7 years 7 months, there was a further improvement in the scoliosis to 19. The sagittal profile
has been maintained.

the related problems due to the rib cage deformity and the genital scoliosis due to four or more anomalous thoracic verte-
possible adverse effect that this might have on thoracic volume brae with at least three fused ribs on the concavity at the apex
and lung growth. A vital capacity of less than 43% of predicted of the scoliosis and a greater than 16 per reduction in the
normal associated with a scoliosis is a risk factor for eventual height of the hemithorax on the concave side compared with
respiratory failure. that on the convex side of the curve. VEPTR should not be
The objective of an expansion thoracostomy and VEPTR is used in patients with a short segment spinal anomaly such as a
serially to lengthen the constricted hemithorax on the concave single hemivertebra, where the rib cage and height of the tho-
side of the scoliosis and increase the space available for poten- racic spine are normal. This type of patient is better treated by
tial lung growth and development that would otherwise deteri- a hemivertebral excision or convex epiphysiodesis.
orate. In addition, the procedure has the secondary effect of Contraindications to the VEPTR procedure are inadequate
indirectly partly correcting the thoracic scoliosis and balancing bone strength in the ribs for the attachment of the device and
the spine and optimizing the potential for continued longitudi- deficient diaphragmatic function and a patient who is younger
nal growth and spinal mobility. than 6 months. However, even at 1 year or older, implanting
The indications for an opening wedge thoracostomy and the device can be a problem because of the size of the patient
VEPTR are in patients older than 1 year with a progressive con- and the relatively large prosthesis.

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1134 Section IX Dysplastic and Congenital Deformities

The technique requires a thoracotomy performed at the the most common was infection at the site of the device in 11%
apex of the scoliosis on the concave side and extended through and after lengthening in 2%. This was always accompanied by a
the congenitally fused ribs at the apex of the deformity.12 The skin slough.
thoracotomy is expanded widely by using rib spreaders to cre- Emans et al16 reported 31 patients with congenital spinal
ate an opening wedge thoracostomy, which is propped open by deformities associated with fused ribs treated by VEPTR and
the insertion of a prosthetic rib (VEPTR). In older children, a expansion thoracostomy. The mean age at surgery was
second prosthetic rib is then applied vertically spanning the 4.2 years with a mean follow-up of 2.6 years during which time
thoracostomy and attached to normal ribs in the upper tho- there were a mean 3.5 device lengthenings. By using CT scan
racic region and distally to either normal caudal ribs or subcu- to measure lung volume, they found that the procedure
taneously as a hybrid device extending to a laminar hook in the increased volume, larger than before the surgery, but that the
lumbar spine or to a hook placed over the ilium. The defect chest wall on the treated side was stiffer than normal. In those
created in the chest wall by the thoracostomy is repaired, if nec- patients old enough to have their respiratory function esti-
essary, by using a prosthetic patch. With this technique, the mated by spirometry, there was deterioration in the immedi-
bony spine is not exposed, other than at the site of the lumbar ate postoperative period, and this had only slightly improved
hook, and the scoliosis is indirectly partly corrected and bal- at the last follow-up.
anced by using a distraction force in a manner similar to a In the authors opinion, the potential long-term benefits of
growth rod. Spinal cord monitoring using evoked potentials VEPTR and expansion thoracostomy on lung growth and devel-
should be used throughout the procedure. opment have not as yet been established. There are also diffi-
Postoperatively, the prosthetic ribs are routinely lengthened culties in measuring lung function as distinct from lung volume
every 6 months by means of a much less invasive procedure. in very young children. It is possible that there could be an
The object is to maintain thoracic cage volume and the poten- improvement in lung growth in very young children, but it is
tial for lung growth before finally performing a spinal fusion at more likely that the major long-term effect will be to maintain
an optimum age usually during the teenage years when the thoracic volume and prevent further deterioration in lung
lungs are more fully developed and the majority of spinal function rather than any significant improvement.
growth has been completed. A brace is not used because of the The VEPTR and expansion thoracostomy also appear to
possible adverse effect that this may have on the developing have an effect similar to a growth rod in preserving potential
thorax. longitudinal spinal growth. However, a growth rod has no effect
In 2004, Campbell et al12 reported their results in 27 patients on preventing increasing thoracic cage deformity. In addition,
with a congenital scoliosis and fused ribs treated by an opening the VEPTR may have a mechanical advantage over a growth
wedge thoracostomy and VEPTR. Twenty-five of these patients rod. The reason for this is that the upper end of the VEPTR
had a unilateral unsegmented bar with contralateral hemiverte- construct is placed at a site on the ribs, more lateral than the
brae at the same level. The mean age at surgery was 3.2 years upper vertebral attachment of a growth rod, resulting in greater
and a mean follow-up duration was 5.7 years. During this leverage and a better overall balance of the spine. Campbell
follow-up period, there was a mean 10.4 extension procedures. et al9 have shown that a midthoracic VEPTR and opening
Only three patients were old enough before surgery to cooper- wedge thoracostomy has the ability to rotate a stiff upper tho-
ate with lung function tests using spirometry. However, postop- racic and cervical spine as a unit so that it becomes more
erative CT scanning showed that the space available for lung upright with an improved cervical tilt and balanced shoulders.
growth had increased in all patients. As the children became This would not be possible with a growth rod. The disadvantage
older, it was possible to perform postoperative serial pulmonary of both the VEPTR and growth rod procedures is the necessity
function studies using spirometry in 16 patients. In these for repeat surgery through the same incision to lengthen or
patients, the first obtainable postoperative vital capacity was a revise the implants with the possibility of skin problems and
mean 49% of predicted normal, and at last follow-up, this was secondary infection at the site of the surgery.
47%. Patients treated before the age of 2 years, when the lungs Campbell and Hell-Vocke10 have used CT scans to measure
were growing most rapidly by alveolar cell multiplication, had longitudinal spinal growth in 18 patients with a unilateral
the most favorable percentage of normal vital capacity at the unsegmented bar with contralateral hemivertebrae and con-
last follow-up. In addition, there was also an indirect beneficial cave rib fusions following primary treatment by a VEPTR and
effect on the severity of the congenital scoliosis. Preoperatively, expansion thoracostomy. Surgery was performed at a mean age
the mean Cobb angle was 74, and postoperatively, this was cor- of 2.7 years and the baseline CT scan was at a mean age of
rected to 56, and after serial lengthening, there was further 3.3 years. They found that there was no significant change in
improvement to 49 (mean improvement 34%) at the last the Cobb angle of the scoliosis after a mean follow-up of
follow-up. 4.2 years during which time there were a mean 7.6 expansion
A total of 52 complications occurred in 22 of these patients. procedures. The CT scan measurements showed relatively
The most common (26%) was a gradual upward migration of equal but not normal growth on the concave and convex sides
the device through its attachment to the ribs with complete cut- of the scoliosis as well as an elongation of the unsegmented bar.
out after a mean of 3 years requiring reattachment at the time They suggested that the distracting force on the spine pro-
of the next expansion. The laminar hook of the hybrid device duced by the VEPTR unloaded the relatively normal but nar-
also migrated downward in 15%. Two patients had an upper rowed discs on the concavity of the curve above and below the
extremity brachioplexopathy, which recovered after reposition- unsegmented bar and allowed continued growth. However, the
ing of the upper attachment. One patient who had a spinal CT scan confirmed the absence of growth plates in the unseg-
cord injury, occurring during resection of the concave fused mented bar, and the reason for its elongation remains unknown
ribs with an encroachment into the spinal canal, made an but could possibly be due to appositional bone growth. It was
almost full recovery after 2 years. Of the lesser complications, hoped that if this balanced spinal growth was maintained that

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Chapter 107 Congenital Scoliosis 1135

the final height of the thoracic spine at skeletal maturity would extent of the arthrodesis is usually from the neutral vertebra at
be greater than it would have been if a spinal fusion had been the upper end of the congenital curve or more proximal to
performed at an early age. Hopefully, this would have a benefi- include an upper structural compensatory curve causing shoul-
cial effect on maintaining the volume of the thoracic cage and der imbalance, to the stable vertebra at the lower end of either
the potential for lung growth and development. However, there the congenital or lower structural compensatory curve if pres-
has, as yet, been no long-term follow-up, and the mean age ent (Fig. 107.5A to D). Although it is not usually possible to
when these patients were last seen was only 7.5 years. Further obtain significant correction at the site of the anomalous verte-
careful follow-up is required, and in my opinion, it is possible brae, moderate correction may be achieved in the relatively
that there could be a recurrence of unbalanced spinal growth normal vertebral levels that lie above and below this area and
during the adolescent growth spurt with further curve progres- are still within the congenital scoliosis and in the structural
sion requiring additional surgery to fuse the spine before skel- compensatory curves (Fig. 107.6A to C).
etal maturity. An MRI is essential in all patients before operative correction
of the deformity is attempted. This may reveal the presence of
an intraspinal anomaly, such as a diastematomyelia, that could
CORRECTION AND SPINAL FUSION be tethering the spinal cord. If this tether is not removed or
WITH INSTRUMENTATION released, the patient could develop serious neurological compli-
cations if a distraction force is applied to the spine to correct the
Attempted correction of the deformity and posterior spinal deformity. In my experience, because of the complexity of the
arthrodesis with instrumentation is the usual surgical proce- two operative procedures, it is best to have the intraspinal anom-
dure for an older child with a moderate to severe congenital aly treated surgically as a separate neurosurgical procedure per-
scoliosis that is progressing and still relatively flexible. This may formed 2 to 3 months before the attempted correction of the
be combined with an anterior spinal release and arthrodesis if spinal deformity and posterior arthrodesis. It is also best to use
the curve is more severe and/or rigid. These procedures are titanium instrumentation, which will allow for further imaging
usually performed after the age of 12 years, when the lungs are of the spinal cord if necessary.
nearly fully formed and the majority of thoracic spinal growth The use of posterior segmental spinal instrumentation to
has already occurred. correct the scoliosis at the time of spinal arthrodesis will usually
The objective of the surgery is to achieve overall balance of achieve moderate correction. However, of the various types of
the spine rather than excessive correction of the congenital scoliosis, the congenital variety carries the highest risk of neu-
curve, which could be hazardous. Posterior arthrodesis and rological complications after intraoperative correction under a
instrumentation is performed over the whole length of the con- general anesthetic. Hooks, pedicle screws, and sublaminar
genital curve and including any upper or lower structural com- wires have been used to secure the rods to the spine. However,
pensatory curves that are contributing to the deformity. The congenital anomalies affecting the lamina may make it difficult

A B C D

Figure 107.5. (A and B) A girl aged 14 years and 9 months with a 68 left upper thoracic scoliosis due to
a unilateral unsegmented bar extending from T4 to T5 combined with a 45 right lower thoracic structural
compensatory scoliosis that contains no congenital vertebral anomalies. At this time, a posterior spinal fusion
with pedicle hook, screw, and rod instrumentation was performed from T1 to L1 to include both the congen-
ital and structural compensatory curves. (C and D) At the age of 16 years 6 months, the spine was balanced
with a solid posterior spine fusion. The congenital scoliosis was corrected to 36 and the structural compensa-
tory curve to 20.

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1136 Section IX Dysplastic and Congenital Deformities

A B C

Figure 107.6. (A) A boy aged 13 years 6 months with a 70 right thoracolumbar scoliosis due to a unilat-
eral unsegmented bar extending from T10 to T13 with a contralateral hemivertebra at T12. There were con-
genital rib fusions on the concavity of the curve. At this time, a posterior spine fusion with pedicle screw and
rod instrumentation was performed from T6 to L4. (B and C) At the age of 15 years 2 months, the scoliosis
remained well corrected at 42, and there was a solid fusion.

to apply these types of fixation, and it may be dangerous to pass VERTEBRAL COLUMN RESECTION,
wires or hooks into the spinal canal at the site of the anomalous CORRECTION, AND ARTHRODESIS
segment, which could be congenitally narrowed or contain an
abnormal spinal cord. Pedicle screws can be difficult to insert Vertebral column resection and arthrodesis is a major salvage
because of the abnormal anatomy that may obscure the land- procedure, which theoretically should never be necessary in
marks at the site of their insertion, and there may also be the congenital scoliosis. Its use is indicative of a failure to apply the
possibility of absent or defective pedicles. Attempted correc- basic principles of early diagnosis, anticipation, and prevention
tion of the deformity also carries a risk of neurological compli- of increasing deformity. Patients who require a vertebral col-
cations if a significant distraction force is applied to the spine. umn resection would have been much better treated at an ear-
It is, therefore, important to use translational and compression lier stage by much simpler surgical procedures.
forces on the convexity to correct the deformity, and the instru- The indication for a vertebral column resection is a very
mentation on the concavity of the curve should act mainly as an severe rigid scoliotic deformity with fixed spinal imbalance that
internal strut to support the spine rather than to apply major does not significantly correct on spinal radiographs taken with
distraction. the patient bending to either side. This is frequently associated
The advantage of the spinal instrumentation is the ability to with marked decompensation of the upper trunk relative to the
not only correct but also to balance the spine and maintain cor- pelvis as well as fixed pelvic obliquity and an apparent leg
rection until the arthrodesis is fused. It also eliminates the need length discrepancy. The primary objective is to restore spinal
for a spinal jacket or brace and reduces the risk of pseudarthro- balance in the frontal and sagittal planes.
sis. However, regardless of the method of instrumentation, it is These severe deformities usually occur as a consequence of
important to remember that the main objective is to achieve a unilateral unsegmented bar with or without contralateral
trunk balance rather than excessive correction of the scoliosis, hemivertebrae. In these patients, a posterior arthrodesis with
which could result in neurological complications. instrumentation or an anterior release combined with a poste-
Specific measures must be taken during the surgery to detect rior arthrodesis and instrumentation would provide only lim-
the possible development of neurological complications. Spinal ited correction and would not achieve spinal balance. In addi-
cord monitoring using evoked potentials is essential, but if in tion, any attempt to correct the rigid spine by applying an
doubt, the wake-up test or ankle clonus test should be used excessive distraction force could lead to stretching of the spinal
immediately after correction of the deformity. cord and compromise neural function.

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Chapter 107 Congenital Scoliosis 1137

Correction of a severe rigid deformity and restoration of spi- determined by the type of the deformity and the degree of cor-
nal balance can be achieved only by a circumferential resection rection required achieving spinal balance. A total laminectomy
of a segment of the vertebral column at the apex of the defor- was performed over the site of the resection combined with
mity.7,32 This shortens the spine with relaxation of the neural foraminal unroofing to expose the nerve roots. The transverse
structures and creates immediate mobility that allows for translo- processes and corresponding ribs were removed as necessary on
cation of the vertebral column in three planes and the ability to both sides of the spine. Subperiosteal resection was then per-
balance the head and upper trunk over a level pelvis. A spinal formed down the lateral wall of the vertebral body on the con-
osteotomy without vertebral resection provides correction only vexity to its anterior surface. The pedicle and lateral portion of
through a hinge action in a single plane and will not allow trans- the vertebral body on the convexity was removed along with the
location of the spine without neural compromise. adjacent discs. The temporary fixation rod was then moved to
In 1997, Bradford and Tribus7 described a combined anterior the convex side and the same bony resection performed on the
and posterior vertebral column resection (PVCR) with spinal shorten- concavity along with removal of the posterior wall of the verte-
ing and posterior segmental spinal instrumentation and arthro- bral body. After this circumferential vertebral body resection,
desis for the treatment of 24 patients with a severe rigid scoliosis and to avoid inadvertent distraction of the neural elements, the
of various etiologies causing spinal imbalance. Six of these vertebral column was shortened by slight compression on the
patients had a congenital scoliosis. The spine was first instrumentation over the resected gap. The deformity was then
approached anteriorly on the convexity of the scoliosis through corrected by exchanging the temporary rod with precontoured
a thoracotomy or thoracoabdominal approach. An osteope- rods to the degree of correction required in all three planes.
riosteal flap was elevated over the vertebral bodies to be resected. These rods were sequentially changed from those with minimal
If the deformity was sharply angulated, it was usually sufficient correction to moderate and then to the final desired shape. The
to excise one vertebral body at the apex of the curve. However, exchanges were done alternating from one side of the spine to
if there was a long and sweeping deformity, it was often neces- the other to avoid loss of shortening of the resected gap or
sary to excise two or three apical vertebrae to achieve balance uncontrolled displacement. Special reduction pedicle screws
without stretching the spinal cord. The convex pedicle was were also used to gradually bring the vertebral column to the
removed during the anterior approach but the concave pedicle prebent contoured rods using translocation, rotation, and com-
could only be partly resected with safety. They recommended pression maneuvers to correct the scoliosis and maintain short-
that if the anterior procedure resulted in a blood loss of less ening of the vertebral column. Any bony defect in the anterior
than 1000 mL and had taken less than 3 hours, it should be pos- column was filled with either bone chips or titanium mesh filled
sible to proceed with the posterior procedure under the same with bone chips. The patients were mobilized 24 hours after sur-
anesthetic. If not, the posterior procedure was performed gery in a spinal jacket, which was worn for 6 months.
1 week later. In the posterior approach, the entire length of the By using this technique, Suk et al32 in 2005 reported their
scoliosis was exposed subperiosteally through a midline inci- results in 16 patients with a very rigid scoliosis and spinal imbal-
sion. Rib resections were performed as necessary on both sides ance similar to those described by Bradford and Tribus.7 Three of
of the spine. The posterior elements of the previously anteriorly these patients had a congenital scoliosis due to a unilateral unseg-
resected vertebrae were removed including any residual pedicle. mented bar. The indication for PVCR was a rigid scoliosis more
Correction was achieved at the site of the vertebral resection by than 80 with spinal imbalance and flexibility less than 25%. The
applying segmental spinal instrumentation to shorten and trans- preoperative mean scoliosis of 107 was corrected to 46 (59%
late the vertebral column. The posterior spinal instrumentation improvement). Coronal and sagittal imbalances were corrected
extended over the whole length of the deformity and was com- by a mean 79% and 55%, respectively. The fusion extent was over
bined with a posterior arthrodesis. The patients were mobilized a mean 10.6 vertebrae. The operating time was a mean 370 min-
in a spinal orthosis 2 to 3 days after the surgery. utes, with a mean blood loss of 7034 mL, which was even greater
By using this technique, Bradford and Tribus7 were able to then the mean blood loss reported by Bradford and Tribus.7
correct a preoperative mean scoliosis of 103 to 49 (52% Complications occurred in four patients (25%), complete paraly-
improvement). Coronal and sagittal imbalances were corrected sis (one patient), hematoma (one patient), hemopneumothorax
by a mean 82% and 87%, respectively. The fusion extent was over (one patient), proximal junction kyphosis (one patient).
a mean 8.3 vertebrae, and the mean operating time was 730 min- In the authors opinion, a vertebral column resection by either
utes. However, there was a large mean blood loss of 5500 mL, a combined anterior and posterior procedure or a
and complications occurred in 14 patients (58%); 3 patients had posterior-only approach is a technically demanding procedure
a neurological deficit that either resolved or improved; 8 patients with significant intraoperative blood loss and neurological risks.
had a dural tear. Three patients had a wound infection. These procedures should be performed only by an experienced
In an attempt to overcome some of these problems, Suk spinal surgeon after full consultation with the patient or par-
et al32 described a technique of posterior-only surgery, in which ents and only if there are no alternatives. Both procedures pro-
vertebral column resection with pedicle screw and rod instru- vide similar degrees of correction of a severe rigid scoliosis and
mentation was performed through a single posterior midline spinal imbalance. However, both procedures may result in a
subperiosteal approach. Pedicle screws were first inserted with large blood loss from the epidural veins and the venous sinuses
at least four fixation points on either side of the spinal segment within the vertebrae. In these circumstances, preparation
that was to be resected. A single temporary rod contoured to the should be made for significant blood replacement, and surgery
shape of the deformity was placed on the concavity of the curve is contraindicated if the patient will not tolerate a large blood
and secured to the pedicle screws. The objective was to provide loss. The advantage of a posterior-only approach is that it
stability to the vertebral column during the bony resection pro- requires only a single-stage procedure with a reduction in oper-
cedure. Vertebral resection was performed at the apex of the ating time when compared with combined anterior and poste-
deformity, and the number of vertebrae to be removed was rior surgery. A thoracotomy is not required, and this may allow

LWBK836_Ch107_p1118-1138.indd 1137 8/25/11 10:07:34 PM


1138 Section IX Dysplastic and Congenital Deformities

surgery to be performed on patients with reduced lung func- 3. Beals RK, Robbins JR, Rolfe B. Anomalies associated with vertebral malformations. Spine
1993;18:13291332.
tion. Neurological complications can occur in both procedures 4. Benli IT, Aydin E, Alanay A, Uzumcugil O, Buykgullu O, Kis M. Results of complete
either by direct trauma to the spinal cord occurring at the time hemivertebra excision followed by circumferential fusion and anterior and posterior
instrumentation in patients with type-1A formation defect. Eur Spine 2006;15:
of the bony resection or if there is a sudden uncontrolled dis-
12191229.
placement of the vertebral column once the bony resection has 5. Bollini G, Docquier PL, Viehweger E, Launay F, Jouve JL. Lumbar hemivertebra resection.
been completed. Excessive shortening of the vertebral column J Bone Joint Surg 2006;88-A:10431051.
6. Bollini G, Docquier PL, Viehweger E, Launay F, Jouve JL. Lumbosacral hemivertebrae
can also result in neural impairment due to dural buckling. resection by combined approach. Spine 2006;31:12821239.
Spinal cord ischemia is a rare but possible complication after 7. Bradford DS, Tribus CB. Vertebral column resection for the treatment of rigid coronal
extensive bony resection, especially in the midthoracic region decompensation. Spine 1997;22:15901599.
8. Callahan BC, Georgopoulos G, Eilert RE. Hemivertebral excision for congenital scoliosis.
where the segmental blood supply to the spinal cord is nor- J Pediatr Orthop 1997;17:9699.
mally poorest or may already be congenitally defective. The 9. Campbell RM, Adcox BM, Smith MD, et al. The effect of mid-thoracic VEPTR opening
wedge thoracostomy on cervical tilt associated with congenital thoracic scoliosis in patients
advantage of pedicle screw and rod instrumentation, which can
with thoracic insufficiency syndrome. Spine 2007;32:21712177.
be applied to both procedures, is that it provides stability 10. Campbell RM, Hell-Vocke AK. Growth of the thoracic spine in congenital scoliosis after
throughout the bony resection and the ability for controlled expansion thoracoplasty. J Bone Joint Surg 2003;85-A:409420.
11. Campbell RM, Smith MD, Mayes TC, et al. The characteristic of thoracic insufficiently
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with spinal reconstruction and rigid postoperative fixation. The 85-A:399408.
absence of secure bony anchors for rigid internal fixation is a 12. Campbell RM, Smith MD, Mayes TC, et al. The effect of opening wedge thoracostomy on
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13. Davies G, Reid L. Effect of scoliosis on growth of alveoli and pulmonary arteries and right
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Congenital scoliosis is a potentially serious condition that can, 15. Emans JB, Caubet JF, Ordonez C, Lee E, Ciarlo M. The treatment of spine and chest wall
deformities with fused ribs by expansion thoracostomy and insertion of vertical expandable
in some patients, result in an extreme spinal deformity with
titanium rib. Spine 2005;30:558568.
malalignment of the body and possible constriction of the tho- 16. Emans JB, Kassal F, Caubet JF, et al. Earlier and more extensive thoracic fusion is associated
racic cage in young children interfering with normal lung with diminished pulmonary function: outcome after spinal fusion of 4 or more thoracic
spinal segments before age 5. Presented at Scoliosis Research Society Annual Meeting;
growth and function. September, 2004; Buenos Aires, Argentina. Presentation #101.
The objective of surgery is to correct or prevent increasing 17. Hedequist DJ, Hall JE, Emans JB. Hemivertebra excision in children via simultaneous ante-
spinal deformity and produce a spine, which, at the end of rior and posterior exposures. J Pediatr Orthop 2005;25:6063.
18. Holte DC, Winter RB, Lonstein JE, Denis F. Excision of hemivertebrae and wedge resection
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planes with as short a spinal fusion segment as possible and 19. Kesling KL, Lonstein JE, Denis F et al. The crankshaft phenomenon after posterior spinal
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preserving respiratory function.
20. Klemme WR, Polly DW, Orchowski JR. Hemivertebra excision for congenital scoliosis in
The most common errors in management are (1) failure to very young children. J Pediatric Orthop 2001;21(6):761764.
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deformity including any structural compensatory curves.
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31. Shono Y, Abumi K, Kaneda K. One-stage posterior hemivertebra resection and correction
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increasing deformity of the thorax. A scoliosis that is at risk of 32. Suk SI, Chung ER, Kim JH, Kim SS, LeeJS, Choi WK. Posterior vertebral column resection
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36. Winter RB, Moe JH. The results of spinal arthrodesis for congenital spine deformity in
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