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Geoderma 159 (2010) 243251

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Geoderma
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / g e o d e r m a

Review

Soil-factorial models and earth-system science: A review


J.G. Bockheim a,, A.N. Gennadiyev b
a
Department of Soil Science, University of Wisconsin, 1525 Observatory Drive, Madison, WI 53706-1299, USA
b
Faculty of Geography, M. V. Lomonosov Moscow State University, Moscow 119991, Russia

a r t i c l e i n f o a b s t r a c t

Article history: Earth System Science (ESS) refers to the integrated study of physical, biological, chemical, and social processes
Received 28 January 2010 that dene the conditions on Earth. The Earth is viewed as a series of overlapping spheres, including the
Received in revised form 8 June 2010 atmosphere, the hydrosphere, the geosphere, the biosphere, and the pedosphere. According to ESS none of
Accepted 4 September 2010
these spheres occur in isolation; rather, each interacts to produce the Earth's dynamic systems in a grand
symphony of the spheres. ESS has been recognized as an emerging and strengthening paradigm primarily
Keywords:
Pedosphere
within the disciplines of geology, geography, and hydrology. Although soils are recognized as a key
Global energy cycle component of ESS, this linkage has not been widely and directly recognized in the soils community. Herein,
Global water cycle we summarize the role that soil science, and especially pedology, plays in the Earth's dynamic systems.
Global geochemical cycles The benets of the earth-system science approach to studying pedology are described, including (i) a better
Pedogenetic models understanding of complex systems, (ii) a greater ability to model global and the pedosphere systems,
(iii) improved prescriptions for sustainable environmental management, and (iv) holistic programs of
instruction in soil science.
2010 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 243
2. Soils and the global energy, water and geochemical cycles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244
3. Overview: soil-factorial models and earth-system science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245
3.1. Soil-factorial models and Earth systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245
3.2. Soil-process and -pathway models and Earth systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 247
3.3. Mechanistic soil models and earth-system science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249
4. Pedology contributions to earth-system science . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249
5. Benets of the earth-system science approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250
Acknowledgment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 250

1. Introduction that none of these spheres occurs in isolation; rather, each interacts to
produce the Earth's dynamic systems in a grand symphony of the
Initially promoted by the United States National Aeronautical spheres (Rankey and Ruzek, 2006, p. 197). Not only does ESS offer a
Space Administration (NASA) to dene its research agenda, Earth systems approach to environmental-change research, but also it plays
System Science (ESS) refers to the integrated study of physical, an important role in teaching science from a state, process, and
biological, chemical, and social processes that dene conditions on understanding perspective (Johnson, 2006). Although ESS was
Earth (Earth System Sciences Committee, NASA Advisory Council, developed to address global issues, the approach can be used at the
1988). The Earth is viewed as a series of overlapping spheres, landscape/ecosystem scale or at ner resolutions. The timeframe for
including the atmosphere, the hydrosphere, the geosphere, the ESS ranges approximately from b1 to 106 years.
biosphere, and the pedosphere. Earth System Science recognizes Thus far, ESS has been recognized as an emerging and strength-
ening paradigm primarily within the disciplines of geology, geogra-
Corresponding author. Fax: + 1 608 265 2595. phy, and hydrology. For example, a special issue (volume 33, number
E-mail address: bockheim@wisc.edu (J.G. Bockheim). 9) of the journal Earth Surface Processes and Landforms was devoted to

0016-7061/$ see front matter 2010 Elsevier B.V. All rights reserved.
doi:10.1016/j.geoderma.2010.09.005
244 J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251

Geomorphology and Earth System Science (Rice and Macklin, 2008). Surface Dynamics advanced the concept of an integrated, predictive
The 33rd International Geological Congress, held in 2008 in Oslo, science of the skin of the earth, referred to as the critical zone
Norway, focused on the theme Earth System Science: Foundation for (Wilding and Lin, 2006). The USA National Research Council recently
Sustainable Development. ESS also has led to the development of published Landscapes on the Edge: New Horizons for Research on
geologic informatics at the U.S. Geological Survey (Gundersen, 2008) Earth's Surface (NAS, 2010). Soil is recognized as part of the dynamic
and to several Earth System Science Partnership Initiatives that interface that responds to environmental forcings and participates in
address the impacts of land-use change on global and regional an impact-feedback loop...over a wide range of temporal and spatial
sustainability (Groisman and Bartalev, 2007; http://www.essp.org). scales (p. 2).
The earth-systems approach has not been without criticism. Richards There have been a number of papers evaluating and pros and cons
and Clifford (2008) argued that ESS neglected historical antecedents, of soil-factor models (Yaalon, 1975; Phillips, 1989; Wilding, 1994;
went beyond critical scientic appraisal, and extended to matters of Paton et al., 1996; Amundson and Jenny, 1997; Ibez et al., 2005).
evaluating institutional structures. They also presented a case for a Despite their limitations, as will be seen, soil-forming factor models
more locally oriented ESS, which they termed local earth-system have played an important role in dening earth-system science. The
science (LESS). primary objectives of this review are to provide examples of the
The journal, Hydrology and Earth System Science (HESS), was functioning of soils in Earth systems, to illustrate how soil-factorial
launched in 1997 to recognize and understand the interactions among models have benetted earth-system science, and to illustrate how
water, earth, ecosystems, and humans from a hydrological perspec- the ESS approach may benet the discipline of soil science.
tive. Similarly, geographers have adopted earth-system science
(Johnston, 2006), which lends itself particularly well to human 2. Soils and the global energy, water and geochemical cycles
interactions with earth systems (Liverman and Cuesta, 2008).
Although soils are recognized as a key component of ESS (Fig. 1), Soil plays a key role in Earth's global energy, water and
this linkage has not been widely recognized in the soils community. geochemical cycles. With regards to the global energy cycle, the soil
Phillips (1999) considered the soil as a prototype of the earth surface and plant cover contribute a net emission of 20% of the incoming solar
system in his book, Earth Surface Systems: Complexity, Order, and Scale. radiation as outgoing infrared radiation (Peixoto and Oort, 1991). In
In addition, three recent programs emphasize the earth-systems addition, the sensible or soil heat ux contributes 6% to the outgoing
approach and recognize the pedosphere as a key component. The infrared radiation. Approximately 62% of the water falling on land is
Earth Science for Society Foundation Planet Earth program (http:// either stored within or evaporated from the soil and plants, with the
www.yearofplanetearth.org) views the soil as Earth's living skin. remainder running off into the world's oceans (Hartmann, 1994). Of
The USA National Science Foundation's National Center of Earth- the water stored on land, 25% is stored in the vadose and saturated

The Bretherton Diagram


Physical Climate System

Climate
Atmospheric Physics/Dynamics Change

Terrestrial
Ocean Dynamics
Energy/Moisture
Human
Activities
Global Moisture Soil CO2

Marine Terrestrial Land


Biogeochemistry Ecosystems Use

Tropospheric Chemistry CO2

Biogeochemical Cycles Pollutants

(from Earth System Science: An Overview, NASA, 1988)

Fig. 1. A model for earth-system science, the Bretherton Diagram.


Johnson, 2006 adapted from Earth System Sciences Committee, NASA Advisory Council, 1988.
J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251 245

zones of the soil, with the bulk of the water (74%) being stored in 2001). This estimate is more than twice that estimated for the pre-
glaciers. Soil moisture plays a major role in Earth's landwaterenergy industrial period (14 Tg P/year) and may be causing a pronounced
balance and may provide a positive feedback as the climate warms in growth of biological productivity of the seas and oceans, which is
the future (Ducharne and Laval, 2000; Koster et al., 2004; Huntington, related to the ocean's ability to x CO2. Accumulation of P in surface
2006). waters on land has led to eutrophication.
Recently, multi-sensor/multi-platform remote-sensing approaches The soil constitutes the largest terrestrial Si pool, and mineral
have been used to model the feedback of land surface processes weathering represents the greatest ux of Si (Street-Perrot and
between water and energy cycles (McCabe et al., 2008). Key input Barker, 2008). The global geochemical cycles of carbon and silicon are
variables involving the soil and its cover include land surface coupled by the drawdown of atmospheric CO2 through chemical
temperature and emissivity, land cover type, and albedo. Several weathering of Ca- and Mg-silicate minerals in the soil. Landscapes
studies have examined the energy and water balance of specic dominated by accumulator plants, such as tropical rainforests and
biomes, including high-latitude wetlands underlain by permafrost grasslands, act as silica factories, by taking up Si, accumulating it in
(Rouse, 2000), wet subalpine grassland (Rosset et al., 2001), and the their tissues as opal phytoliths, and releasing the Si as litterfall.
Mongolian steppe (Yamanaka et al., 2007). In general, these studies
stress the importance of the effects of net radiation and canopy 3. Overview: soil-factorial models and earth-system science
structure on evapotranspiration, soil heat ux, and soil-water content.
The pedosphere plays an important role in global geochemical There have been several comprehensive reviews of pedogenetic
cycles, in particular to the cycling of C, N, P, and Si (e.g., Schlesinger, models (Djikerman, 1974; Smeck et al., 1983; Hoosbeek and Bryant,
1997; Bashkin and Howarth, 2008; Jacobson et al., 2009). Perhaps the 1992; Schaetzl and Anderson, 2005; Minasny et al., 2008). Minasny
global C cycle has received the most attention and has been viewed as et al. (2008) divided quantitative pedogenetic models into the
a test of our knowledge of Earth as a system (Falkowski et al., 2000). following categories: (i) factorial, (ii) energy, and (iii) mass-balance.
The atmospheric concentration of CO2 has increased by about 32% Soil-factorial models were further subdivided into qualitative (also
since the onset of the Industrial Revolution. Recently, the CO2 called soil-process or soil-pathway models), quantitative-empirical,
concentration of the atmosphere has increased about 3 Pg C/year, and quantitativemechanistic. Hoosbeek and Bryant (1992) divided
and by the end of the century its concentration may be twice pre- models into qualitative vs. quantitative, functional vs. mechanistic,
industrial levels (Janzen, 2004). The four principle sources of the and according to organizational hierarchy of soil systems from soil
increase in atmospheric CO2 include fossil fuel combustion, defores- region (i + 3) to the pedon (i) and nally to the molecular level (i-3)
tation, soil cultivation, and industrial manufacture of cement and We adopted both systems and in the following section illustrate how
fertilizer/liming materials. these models have contributed to a greater understanding of earth
World soils comprise the third largest among active global C pools systems (Table 1).
(2000 Pg of organic C and 750 Pg of inorganic C to a 1-m depth),
which is 3.2 times the atmospheric pool (720 Pg) and 4.1 times the 3.1. Soil-factorial models and Earth systems
biotic pool (560 Pg). About 66 to 90 Pg C of the soil organic carbon
(SOC) pool has been lost to the atmosphere due to conversion of Near the end of the 19th century, the emerging discipline of
native forest and grasslands systems to agricultural systems and soil pedology was already based on the ideas of complex interactions of
cultivation (Lal, 2001). Most agricultural soils have lost 25 to 75% of natural components, e.g., biota, rocks, climate, and topography.
their original C pool, and severely degraded soils have lost 70 to 90% of Pedologists of that period stressed that soils and other natural bodies
the antecedent pool. should be studied in the context of their environment and not by
The largest C ux on land is respiration, which contributes 120 Pg C/ separate properties and factors. For instance, Dokuchaev wrote in 1899:
year to the atmosphere. About half of these respiration losses are from It is beyond doubt that the cognition of natureits forces, elements,
soil (heterotrophic) respiration (Schlesinger, 1997). Carbon sequestra- phenomena, and bodieshas progressed with a great rate in the 19th
tion in arable soils is likely to increase nitrous oxides emissions, possibly century However there were mainly investigated only separate
offsetting reductions in climate radiative forcing (Li et al., 2005). The bodies or phenomenaminerals, rocks, plants, animals, re (volca-
global energy, water, and carbon balances are strongly linked (Sellers nism), water, earth, air. The ratios and correlation between themthe
et al., 1997). Plant photosynthesis is the key link between the energy genetic, eternal, and naturally determined relationship that always
(radiation) and carbon balances and evapotranspiration is the key link exists between forces, bodies, and phenomena of living and inorganic
between the water and energy balances. nature have escaped attention. And it is these proportions and
The production and industrial use of articial N fertilizers regular interactions that constitute the real essence of the cognition
worldwide has led not only to an acceleration of the N cycle but of nature, the core of genuine natural science (Dokuchaev, 1899,
also to other environmental problems, such as eutrophication of p. 317).
terrestrial and aquatic ecosystems and global acidication (Gruber Dokuchaev stressed that studying the genetic, eternal, and
and Galloway, 2008). On land the soil pool (460 Pg) exceeds that of always naturally determined relations should acquire the form of
land plants (1114 Pg) (Sderlund and Svensson, 1976). a special discipline that would promote the integrity of the natural
The perturbations of the global N and C cycles caused by human sciences. He formulated the main principles of this discipline and put
activity are in part linked to each other. As N is deposited to the ground them into practice as genetic soil science, i.e., pedology. Dokuchaev
from atmospheric deposition or fertilization, plant growth is stimulat- (1898) further wrote this discipline is still young and forming itself
ed, thereby enhancing uptake of CO2 from the atmosphere (Gruber and (Richthofen, Walter, Hilgard, and the Russian school of soil
Galloway, 2008). Fertilizer applications of N (100 Tg N/year) are scientists), but it undoubtedly promises to produce good and achieve
approaching that from N2 xation (110 Tg/N/year). Excess fertilization results for humankind in the near future. The above-mentioned
of crops has led to elevated levels of nitrates in groundwater and other discipline is in the center of all the most important branches of
public drinking water supplies. modern natural sciencegeology, orography, climatology, botany,
With regards to the global phosphorus cycle, the soil pool is the zoology, and, nally, the study of man. So it naturally brings closer
largest pool on land (200,000 Tg), with land plants containing those branches and even links them, restoring the integrity of nature
3000 Tg P. The dominant P input on land is from fertilization, which and its cognition. (pp. 5556). Vernadskii (1998) developed these
is estimated to be 12 Tg/year (Schlesinger, 1997). The dominant branches and incorporated Dokuchaev's ideas in his concept of the
output is through runoff which accounts for 31 Tg P/year (Savenko, biosphere.
246 J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251

Table 1
Soil-factorial models and earth-system science.

Concept Description of model Model Model Key references


type1 type2

Soil-forming factor model S = f(cl, o, r, p, t) Fa Ql/Fu/i+ Dokuchaev, 1898; 1899; Jenny,


1941; 1961
Soil as excited skin of the Short and long geochemical cycles Ql Ql/Fu/i+ Nikiforoff (1959)
earth's surface
Soil prole development The soil prole results from independent factors, weathering, transformation, and Ql Ql/Fu/i Yaalon (1960)
model morphogenesis
Soil as a bioreactor Soil constituents (gases, water, biota, and solid phase) result outputs and inputs Ql Ql/Fu/i+ Targulian and Sokolova (1996)
Soil as a bio-abiotic Soil ecosystem divided into compartments and functions Ql Ql/Fu/i+ Nikitin (2001)
polyfunctional system
Soil-process models s = f(inputs + outputs + transfers + transformations) Ql Ql/Fu/i Simonson (1959)
Soil evolution model s = f (P, R) where P = progressive pedogenesis; R = retrogressive pedogenesis Ql Ql/Fu/i Johnson and Watson-Stegner
(1987)
Soils as an extended Co-evolution of soils and biota; genetic signatures in soil morphology Ql Ql/Fu/i+ Phillips (2009)
composite phenotype
Dynamic pedogenesis Soil factor equation expressed as dynamic-rate model Ql Ql/M/i Johnson et al. (1990)
model
Soil energy model s = f(o ,w, t) where o = organic matter production, w = water available for leaching; Ql Ql/M/i Runge (1973)
t = time
Brash model Dynamic solution of cl,o,r,p,t; dX/dt = f(b,r,a,s,h) + z, where X = system; Qt Ql/M/i Huggett, 1995; Phillips, 1998
b = biosphere; r = relief; a = atmosphere; s = pedosphere; h = hydrosphere
Soilplant and soil genesis Soil viewed as compartments; inputs and outputs modeled Qm Qt/M/i+ Kline (1973)
model
Soil landscape model Soil viewed in 3 dimensional soillandscape system; uxes of the material modeled Qm Qt/M/i+ Huggett (1975)
within and across system
1
After Minasny et al. (2008): Fa = factorial; Ql = qualitative; Qm = quantitativemechanistic.
2
After Hoosbeek and Bryant (1992): Ql = qualitative; Qt = quantitative; F = functional; M = mechanistic; i+ = soil region, catena, polypedon, i = pedon; i = horizon, peds,
molecular.

According to Dobrovolskii (1996), Dokuchaev anticipated the Jenny (1941) expanded upon Shaw's equation, rewriting it as the
main principle of Bertalanffy's (1968) systematic approach, which now-famous clorpt equation:
became widespread in the mid-20th century and proceeded from a
comprehensive analysis of the interactions involved in soil formation
S = f cl; o; r; p; t 2
and the study of soil genesis. Being familiar with Dokuchaev's
concepts through their translation from Russian into German by K.
D. Glinka, Shaw (1930) recognized that soils are formed by the where cl = climate, o = organisms, r = relief, p = parent material, and
modication and partial destruction of the parent material by the t = time. Jenny (1961) expanded his functional-factorial model:
action of water, air, temperature changes, and organic life (p. 239).
He expressed these potent factors in an equation: l; s; v; a = f L0 ; Px ; t 3

T
S = M C + V 1 where l = ecosystem properties, s = soil properties, v = vegetation,
and a = animal properties, which are related to three main state
where S = soil formed from the parent material (M) by the work of factors: L0 = the initial state of a system, Px = external ux potentials,
climatic factors (C) and vegetation (V) through a period of time (T). and t = age of the system.

Fig. 2. A general model of biotic/abiotic systems.


Targulian and Sokolova, 1996.
J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251 247

pathways, progressive (P) and regressive (R) and can be expressed in


the equation:

S = f P; R 5

The model also synthesizes the factorial and qualitative, functional


approaches to soil development.
Johnson et al. (1990) also developed a dynamic pedogenesis
model:

S = f D; P; dD = dt; dP; dt 6

where D = dynamic vectors, dD/dt is their rate of change through


time, P is a set of passive factors, and dP/dt is their rate of change
Fig. 3. The place of the soil at the intersection of the main energy and matter uxes
through time.
and cycles.
Targulian and Sokolova, 1996. Targulian and Sokolova (1996) considered the role of the soil in
natural, open, surface-planetary, mantle, biotic/abiotic systems, such
as the biosphere, landscape cover, mantles of sedimentary rocks,
bottom sediments of freshwater pools, lakes, and oceans, the photic
zone of the ocean, and near-land atmospheric layers inhabited by
3.2. Soil-process and -pathway models and Earth systems
biota (Fig. 2). According to these authors, the place and the specicity
of soil systems among biotic/abiotic systems on the planetary surface
An early soil-process model was that of Nikiforoff (1959), who
are determined by the behavior of the solid phase products (SPP),
recognized pedogenesis as consisting of transactions in matter and
which are commonly made up of mineral, organic, and organo-
energy between the soil and its surroundings. He was the rst
mineral compounds. The atmospheric and proper aqueous biotic/
to describe the soil as the excited skin of the subaerial part of
abiotic ecosystems renew all their elements relatively rapidly and are
the Earth's crust (p. 186). Simonson's (1959) soil-process model
unable to accumulate any of the nal SPP continuously in situ.
considers the soil to be an open system resulting from additions to,
Targulian and Sokolova (1996) assessed and graphically illustrated
removals from, and translocations and transformations of matter
(Fig. 3) the role of soil as a subsystem in the larger Earth system and
and energy within the prole. The model can be depicted in the
the soil's place at the intersection of the main matter cycles at the land
equation:
surface, as well as different specic times of various matter uxes
through the soil system, i.e., the renewal rates of different compounds
S = f additions; removals; translocations; transformations 4 in the system.
Dobrovolskii and Nikitin, 1990; Dobrovolskii et al., 2001; Nikitin
(2001) recognized the soil as a bio-abiotic polyfunction system and
The soil evolution model of Johnson and Watson-Stegner (1987) is perhaps have most clearly demonstrated the role of soils in earth-
based on the observation that the soil, S, evolves along two co-acting system science. Nikitin's scheme (Fig. 4) includes the functions that

Fig. 4. The structural model of biopedocoenosis.


Nikitin, 2001.
248 J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251

other processes, a depot of soil moisture, nutrients, and energy, and


plays a critical role in the sorption of matter and microorganisms. The
more recalcitrant food reserves ensure the survival of organisms from
episodic changes in the external environment and human manipula-
tions such as fertilizer applications.
Another important ecosystem function of soils that is controlled
by their chemical and physicochemical properties is the ability to
stimulate or inhibit biochemical processes (Fig. 4). For the life of many
ecosystems the sorption function of soils is very important. This soil
function is manifested not only by the xation of various compounds
reaching the soil surface but also by the retention of soil microorganisms
on the surface of colloidal particles (Dobrovolskii and Nikitin, 1990;
Nikitin, 2001; Dobrovolskii et al., 2001. Without this important function,
the majority of microorganisms would be translocated beyond the limits
of the soil prole due to deep leaching in the vadose zone.
Several important biogeocoenotic functions of soils are related to
their ability to store information (Fig. 4). For example, soils can transmit
signals to the biota. The rise in soil temperature in the spring is a
signal that triggers biological activity of plant roots. There are holistic
biogeocoenotic functions of the soil that are based on interrelated
properties and processes. These include the role of the soil as a
living lter, i.e., as a sanitary function, and as a buffer and protective
Fig. 5. Soils as extended composite phenotypes. screen for biogeocoenotic systems (Dobrovolskii and Nikitin, 1990;
Phillips, 2009. Dobrovolskii et al., 2001; Nikitin, 2001).
Finally, another important and poorly understood soil function is
are dependent on specic soil properties, i.e., physical, chemical, its role in the evolution of organisms on land. This role was recognized
informational, and integral, and holistic. According to Nikitin (2001) by Shmal'gauzen (1988) who conducted fundamental studies on the
the most important soil function pertaining to physical soil properties co-evolution of insects and other groups of organisms in the soil.
is that of living space, or habitat, for living organisms. Nikitin (2001) According to Gennadiyev (2001), there is an additional soil
argued that because of this only a small number of the majority of function that is very important for the existence of ecosystems. This
species exist on Earth at a given time. If there were no limiting factors, is the specic role of a soil in the complex processes in the
this number would be much greater. As an example, he cited development of particular biocoenoeses and the biosphere as a
Vernadskii (1998), who showed that if all newly born bacteria were whole. Soil is an indispensable ecosystem component, in which cyclic
preserved on Earth, and had the ability to further reproduce, they reversible changes in the ecosystem become a directed progressive
would cover the entire planet in just a day and a half. evolution in the soil.
Not only is the soil a living space for soil inhabitants, but also it In a recent publication, Phillips (2009) recognized the soil as an
buffers organisms from dramatic soil thermal changes. Fluctuations in extended composite phenotype. The theory is based on the notion
the temperature and humidity of the soil air in subsurface layers are that the Earth's soils are based on selective pressures as well as biota,
less pronounced than those at the soil surface. It is important for land suggesting the co-evolution of soils and biota in response to the same
managers to remember the living space function and preserve the environmental forcings (Fig. 5).
habitat of soil organisms. Soils also are important for mechanical Soil-pathway models depict the main compartments of the system
support of plants and as a depot of seeds and other embryos. and the pathways or uxes linking them. Yaalon (1960) prepared a soil-
Dobrovolskii and Nikitin, 1990; Dobrovolskii et al., 2001; Nikitin pathway model for the 7th International Congress of Soil Science
(2001) identied biogeocoenotic functions that are controlled by soil (Fig. 6). This model expresses the compartments in boxes at the corners
chemical and physicochemical properties (Fig. 4). The soil acts as a of the diagram (c.f., atmosphere, parent materials, ground and surface
source of nutrients, a stimulator and inhibitor of biochemical and water, soil prole) and the driving variables as circles (note: the

Fig. 6. A factor-pathways-process model of soil development.


Yaalon, 1960.
J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251 249

factor model to meet the theoretical requirements of a dynamic


systems approach:

dX = dt = f b; r; a; s; h + z 8

where X is the system under investigation, b is the biosphere, r is


relief, a is the atmosphere, s is the pedosphere, h is the hydrosphere,
and z denotes external forcing factors. Phillips (1998) reformulated
the state-factor model (Eq. (2)) as a nonlinear, dynamical system
following the brash approach of Huggett (1995) and applied the
model to study soil carbon dynamics.
The models of Kline (1973) and Huggett (1975) are considered to be
quantitative, mechanistic models (Table 1). Kline's (1973) model was a
compartment model that simulated inputs and outputs to the system.

n n 9
Fig. 7. A factor-pathways model by Dent et al. (2005) for Year of Planet Earth. dC j = dt = ij Ci ji C j
t=0 t=0

where Cj = content of the jth compartment; Ci = content of the ith


biosphere is treated as a driving variable rather than as a compartment). compartment which is a donor compartment to the jth; ij = rate
The model broadly considers (1) independent factors, (2) weathering, constant for transfer from ith to jth compartment; ij = rate constant for
(3) transformation products (organic matter, resistant residues, transfer out of jth compartment; and n = number of compartments. He
alteration compounds, and the soil solution), and (4) morphogenesis. provided three examples, with the last example modeling aspects of soil
Pathways linking the compartments or representing the driving formation. The soil was divided into compartments (layers) and the
variables are shown as arrows. Prepared for the Year of Planet Earth, material was exported from each compartment by the soil solution,
Fig. 7 is an example of a soil-pathway model. The pedosphere is linked to uptake by vegetation, erosion, and deep drainage. The material was then
the atmosphere, hydrosphere, biosphere, and lithosphere by pathways imported as atmospheric inputs, restitution (litterfall, throughfall,
involving movement of water, gases, energy, and dissolved and stemow) from vegetation, and as animal activity.
particulate substances. Huggett (1975) developed a landscape model that was compara-
ble to Kline's (1973) model in that it viewed the soil as a three-
3.3. Mechanistic soil models and earth-system science dimension component of the soillandscape system. The model
considered uxes within and across the system.
Runge (1973) developed a qualitative, mechanistic model of soil
development based on energy vectors that are operative in the soil. 4. Pedology contributions to earth-system science
The model can be expressed in the equation:
The NAS (2010) Landscapes on the Edge identied nine grand
S = f o; w; t 7 challenges. In Table 2 we identify some of the contributions that pedology
has made to these challenges. Ruhe's (1969) Quaternary Landscapes in
where S = soil development, o = organic matter production (or lack of Iowa laid many of the principles of paleopedology in enhancing our
mineralization), w = amount of water available for leaching, and understanding of Earth's past environments. An understanding of soil
t = time. These factors were considered to be both intensity factors spatial variability has enabled an understanding of geopatterns on the
and to be conditioned by a number of capacity factors. Proxy parameters Earth's surface. Park et al. (2001) used a simple process-based terrain
such as available P were used for organic matter production, characterization model to identify the occurrence of soils over a complex
precipitation for available water, etc. landscape. The soils could be differentiated into pedogeomorphological
Huggett's (1995) brash model is another example of a units with similar hydrological, geomorphological, and pedological
qualitative, mechanistic model. The model modied Jenny's state- processes.

Table 2
Contributions of pedology to earth-system science.

Grand challenge1 Contribution Example

1. What does our planet's past tell us about its future? Paleopedology and the Earth's past Ruhe (1969)
2. How do geopatterns on Earth's surface arise and what do they tell us about processes? Soil spatial variability and geopatterns Park et al. (2001)
on Earth's surface
Soil models and Earth's surface processes Minasny et al. (2008)
3. How do landscapes inuence and record climate and tectonics? Soils and climate change Lal (2004)
Soils and tectonics Rockwell (2000)
4. How does the biogeochemical reactor of the Earth's surface respond to and shape Soils as a biogeochemical reactor Dobrovolskii and Nikitin, 1990; Targulian
landscapes from local to global scales? and Sokolova, 1996
5. What are the transport laws that govern the evolution of the Earth's surface? Vadose zone hydrology and evolution of Lin et al. (2005)
Earth's surface
6. How do ecosystems and landscapes co-evolve? Co-evolution of ecosystems and Phillips (2009)
landscapes
7. What controls landscape resilience to change? Soil landscape interactions and models Minasny et al. (2008)
8. How will Earth's surface evolve in the Anthropocene? Soil processes during the Anthropocene Richter (2007)
9. How can earth surface science contribute to a sustainable Earth surface? Soils and sustainability Doran et al. (1996)
1
Challenges identied in Landscapes on the Edge: New Horizons for Research on Earth's Surface (NAS, 2010).
250 J.G. Bockheim, A.N. Gennadiyev / Geoderma 159 (2010) 243251

The development of soil genesis models has been important for sustainable environmental management, and (4) a holistic program of
elucidating Earth's surface processes. Minasny et al. (2008) reviewed instruction in soil science.
quantitative models for pedogenesis and suggested that factorial, Complex systems are composed of interconnected parts that as a
energy, and mass-balance models may eventually be integrated for a whole exhibit one or more properties not observable from the
better understanding of Earth surface processes. properties of the individual parts. Main features of complex systems
Soils may respond to climate change and inuence climate change. include (1) boundaries that are difcult to determine; (2) an open
Lal (2004) illustrated how soil C sequestration has impacted and will rather than closed system; (3) the response to driving variables may
continue to impact global climate change and food security. Similarly, be nonlinear; and (4) the system is characterized by feedback loops.
there is interest in how landscapes and soils record tectonics. Phillips (1998) showed how nonlinear dynamical systems theory
Rockwell (2000) has used soil geomorphology extensively in fault could be applied to pedology, specically Jenny's factors of soil
studies. Soils have applications for dating of faults, establishing fault formation model, which involved the interaction of complex systems
activity, correlation of displaced surfaces and deposits, and establish- theory. Complex systems theory was used to study soil complexity
ing long-term slip rates. and environmental hetereogeneity at the global scale (Caniego et al.,
As a biogeochemical reactor, soils play an important role in 2006). Finally, soils are a key component of complex ecological (Wu
determining how Earth's surface responds and determination land- and David, 2002) and geologic (Werner, 1999) systems.
scapes. For example, Targulian and Sokolova (1996) considered the soil Soils have played a key role in modeling Earth systems, particularly
as a biotic/abiotic natural system. They viewed the soil as a reactor and for the climate system. Several models have emphasized the strong
regulator of biospheric interactions. coupling between soil moisture and atmospheric precipitation
A mechanistic understanding of links among climate, hydrology, (Koster et al., 2004) and land freeze-thaw (Entekhabi et al., 2004).
geology, biota, land use, and other parameters is a fundamental goal of The pedosphere is a critical component of the Earth system for
Earth surface process research (NAS, 2010). Soils are a key component modeling the exchanges of energy, water, and carbon between
of the critical zone, and the emphasis in pedology is shifting to continents and the atmosphere (Sellers et al., 1997). Soils have also
hydropedology, which quanties spatially and temporally variable been central to models predicting global warming effects on the land
processes upon which the hydrologic cycle and ecosystems depend and ocean C cycle (Lenton, 2003; Brandeau and Mohtar, 2009).
(Lin et al., 2005). As the human population continues to expand from the present 7
An understanding of the co-evolution of ecosystems and land- billion towards 12 billion by 2100, there will be a vast development of all
scapes is germane to an understanding of life on Earth's surface. resources to support this population (Fyfe, 1996). Earth-system science
Phillips (2009) reviewed the paleopedology literature in support of will play an important role in tracking energy, water and chemical
the notion that soils and biota co-evolve. His concept of the soil as a elements. Sustainability science has been recognized as an emerging
extended composite phenotype implies that signicant biological research program that focuses on the dynamic interactions between
changes should be reected in equally signicant pedological changes. Earth systems and society (Clark and Dickson, 2003). The role of humans
According to Phillips (2009), the concept of genetic signatures in soil in land-use change is one of the critical links between people and the
morphology may have implications in the search for extraterrestrial Earth system (Liverman and Cuesta, 2008). Soil erosion, soil pollution,
life and extends the notion of Earth as a set of tightly coupled, soil carbon loss are three aspects of the pedosphere that are especially
densely interwoven systems (p. 143). important in sustainability science. For example, soil erosion has been
There is concern regarding the controls on landscape resilience to identied as a key indicator of sustainable environments (Liverman
nature and human-caused changes. Studies of soillandscape interac- et al., 1988).
tions and models have enabled a clearer understanding of landscape Sponsored by NASA, Earth System Science Education for the 21st
changes. Rudimentary mass-balance models can simulate soil thickness Century is a collaborative program in undergraduate/graduate educa-
and organic carbon variation in the landscape (Minasny et al., 2008). tion for preparing and sharing learning resources focused on the
Moreover, the mass-balance model provides a valuable platform to fundamental understanding and application of ESS principles for the
model soil and link pedology to other modern earth science disciplines classroom and laboratory (http://esse21.usra.edu/ESSE21/). Rankey and
(Minasny et al., 2008, p. 140). Ruzek (2006) identied a number of programs, courses, and learning
A key question raised by Landscapes on the Edge (NAS, 2010) is modules in ESS. The fundamental advantages of ESS in the college
how will Earth's surface evolve in the Anthropocene, the present curriculum are the holistic perspective (i.e., symphony of the spheres;
period when human actions have been so extensive. Richter (2007) Rankey and Ruzek, 2006) and the teaching of science as state, process
identied humanity's transformation of Earth's soils from a metape- and understanding (Johnson, 2006).
dogenesis viewpoint and as pedology's new frontier. He challenged
scientists to develop a pedology with broad purview and decades'
time scale, a pedology that supports the science and management of Acknowledgment
the environment, ecosystems, and global change (p. 957).
Finally, the issue of Earth's sustainability is of concern, including the The authors are grateful to two external reviewers who suggested
excited skin or pedosphere. The soil can be viewed as a vital, living, additional programs dealing with Earth System Science.
and nite resource that plays a key role in global function and
sustainability (Doran et al. (1996). Soil health is inextricably interwo- References
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