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Identified Increasing Wear Status
Diesel Engines
Test Parameter Source
Fe, Cr cylinder liner, piston rings
Fe, Cr, Al cylinder liner, piston rings, aluminum piston skirt
Pb lower rod and main bearing overlay
Pb, Al, Fe lower rod and main bearings, crankshaft
K > Na, Cu, Mo ELC coolant contamination
Na, Si, Cu conventional coolant or DEAC contamination
Si >Al, Fe, Cr dirt, cylinder liner, piston rings
Si >Al, Fe, Pb, Cr dirt, cylinder liner, bearing overlay, piston rings
Cu > Pb or Cu > Sn bronze bushing or thrust washer
Cu > Pb, Sn bronze bushing or thrust washer
Soot, Fe, Pb, Cr Soot wear on cylinder liner, piston rings, bearings
Soot, Fe, Mo, Cr Soot wear on older engine with moly plasma coated top
rings and on cylinder liners
Cu copper oil cooler
Oxidation, Fe, Pb overheated oil, overextended oil drain
Sulfation, Fe high sulfur fuel, overextended oil drain
Viscosity increase, overheated oil, wear on cylinder liners, bearing overlay,
Oxidation, Fe, Pb and piston rings
Viscosity increase, Soot, Fe, very high soot, wear on cylinder liners, bearing overlay,
Pb and piston rings
Viscosity decrease multigrade oil permanent viscosity shear
Viscosity decrease, Pb fuel dilution, wear on bearing overlay
Viscosity decrease, Fe,Pb severe fuel dilution, wear on cylinder liners, crankshaft,
and bearing overlay
Mo, B, Ba, Cu possible additive elements
water coolant entry, condensation, pressure washing
Classic Wear Combinations V2.xls
Gas Engines
Test Parameter Source
Oxidation, Pb overextended oil drain, overheated oil, A/F ratio
Oxidation, Pb, Fe, viscosity
overextended oil drain, overheated oil. A/F ratio
increase
Nitration operation on NOx peak, overextended oil drain
Si siloxane gas in fuel
Si >Al, Fe, Cr dirt, cylinder liner, piston rings
Si >Al, Fe, Pb, Cr dirt, cylinder liner, bearing overlay, piston rings
K > Na, Cu ELC coolant contamination
Na, Si, Cu conventional coolant or DEAC contamination
Cu copper oil cooler
Mo, B, Ba, Cu possible additive elements
water coolant entry, condensation
Powershift Transmissions
Test Parameter Source
Si, Fe, ISO code wet clutch friction material and separator plates
Cu, Pb, Fe, ISO code bronze friction material and separator plates
Si >Al, Fe, Cr, ISO code dirt, wear on gears and bearings
Al torque converter
Al, Cu, Fe, ISO code torque converter
Cu copper oil cooler
Cu > Pb or Cu > Sn bronze bushing or thrust washer
Cu > Pb, Sn bronze bushing or thrust washer
K > Na, Cu ELC coolant contamination
Na, Si, Cu conventional coolant or DEAC contamination
Fe, Cr, ISO code Anti-friction Bearings
Oxidation, viscosity increase overheated oil, overextended oil drain
viscosity decrease lower viscosity top-off oil
water coolant entry
SOSsm Services will now be reporting FT-IR results in a new format. The results for soot, oxidation,
sulfation, and nitration will be unitless whole numbers (UFM Unsubtracted FT-IR Method number) that no
longer represent % Allowable values. Please note that this new method is still to be utilized as a trending
module. There will be samples and oil types that do not fit this model. Please refer to the technical paper Un-
Subtracted FTIR Methodology for SOSsm Services for further details. Also note that all information in this
document was gathered utilizing a Perkin Elmer Oil Express FT-IR with Spectrum One software and the
SOSsm Services Manager laboratory information management software.
Shown below is a chart with comparisons for new soot values and the corresponding absorbance, %T, and %
allowable values. Since soot is only the measure of light passage through a sample, there is a direct relationship
between the absorbance value obtained at the instrument level and the resulting UFM, %T, and % allowable
values.
Soot % UFM
UFM # Absorbance %T Allow. Component Compartment Guidelines
2 0.02 95 10 Soot Diesel Engine 30
6 0.06 87 26 Oxidation Diesel Engine 34
13 0.13 74 52 Oxidation Nat. Gas Engine 20
20 0.2 63 74 Hydraulic &
30 0.3 50 100 Oxidation Non-engine 17
35 0.35 45 110 Nitration Nat. Gas Engine 12
40 0.4 40 120 Sulfate / COC Diesel Engine 34
45 - 46 0.45 - 0.46 35 130
52 - 53 0.52 - 0.53 30 140 * - Please note that this model does not include UFM guidelines for
soot, nitration and sulfation in non-engine compartments. Those
60 - 61 0.60 - 0.61 25 150 components do not provide crucial information for non-engine
69 - 70 0.69 - 0.70 20 160 compartments.
81 - 83 0.81 - 0.83 15 170
Water
98 - 102 0.98 - 1.02 10 180 Screen % Water UFM #
126 - 134 1.26 - 1.34 5 190 Possible 0.10% 31
231 2.31 0 200 Probable 0.50% 35
The UFM values for oxidation, sulfation, and nitration are not directly related to the absorbance value obtained
at the instrument level. Absorbance is a single point measurement, whereas our new method of FT-IR
analysis actually measures the peak area in a specific wavenumber range. Because this new measurement is no
longer a single point, we are not able to directly correlate previous % allowable values with the UFM values
you will see on your reports. Shown above is a table summarizing the values for oxidation, sulfation, and
nitration to be used as guidelines during oil interpretation. Please refer to the technical paper listed above for
more details.
The water screen information comes out of the Spectrum One software as Water Petroleum Lube. The value in
this area is also a UFM number, and does not represent % water in the sample (see above table). Also, the %
water and corresponding UFM number do not exhibit a linear relationship. Therefore, you cannot extrapolate %
water data using the UFM number. A sample with a water petroleum lube UFM number of less than 31 will be
negative for water screen. SOSsm Services Manager will assign a water test to this sample and complete the
test by entering a negative value. A sample with a water petroleum lube UFM number of 31 to 34 will indicate
a possible for water screen, SOSsm Services Manager will assign a water test, and it will remain incomplete
until a technician performs a physical confirmation of presence of water and enters the result. A sample with a
water petroleum lube UFM number of 35 or greater will indicate a probable for water screen, SOSsm Services
Manager will assign a water test, and it will remain incomplete until a technician performs a physical
confirmation of presence of water and enters the result.
SOS Services Soot Help Sheet 07 June 2006
Cat Soot in % Allowable vs Cat UFM number
200
180
Soot - % Allowable
160
140
120
100
80
60
40
20
0
0 10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240
UFM number
3.5
3.0
2.5
2.0
1.5
1.0
0.5
0.0
0 10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240
UFM number
SOS Services Oil Identification Help Sheet
Table was constructed using 15 Existing Wear Tables corresponding to three different product families: five Excavators (315C, 320C, 330L, 365B, 385B),
five Off-Highways Trucks(769C, 775E, 777, 785, 793B) and five Track-Type Tractors (D4C, D5C, D7G, D9H, D11R). The values presented in the table
correspond to the average, maximum (MAX) & minimum (min) Wear Table No Action Required (NAR) and Monitor Compartment (MC) table values.
Disclaimer: This table is intended as a training tool to provide inisight to new interpreters into the general Wear Table levels. It is not intended as an
interpretation guideline and it is not meant to replace any Wear Table.
Reference Materials for SOS Services Interpretation I
Many of the materials referenced in these training modules are updated on a regular basis.
The most recent versions of these documents are available on the Cat intranet system and on
the World Wide Web. The highlighted portion of the entry indicates the best place to view the
specified material.
The material available on the Cat intranet system is identified by the following codes: SIS, KN,
and ESL. All of these Cat intranet sites require a Corporate Web Security (CWS) username
and password. The following notes explain how to access this information from each location.
Service Information System (SIS): Type the following address into your browser:
https://sis.cat.com and press enter. The CWS page will appear; type in your CWS
username and password. The SIS home page will appear next. On the SIS home page, go to
Media Search and type in the media number.
Electronic Sales Library (ESL): Type the following address into your browser:
https://cds.cat.com/PSMprev.nsf/$$MediaNumber and press enter. The CWS page will
appear; type in your CWS username and password. The ESL media search page will appear;
type in the media number.
Knowledge Network (KN): Type the following address into your browser:
https://kn.cat.com and press enter. The KN home page will appear; click the menu item
labeled Search KN. In the search box, type in SOS Services and press enter. Select
SOS Services from the list of KN communities. At the SOS Services site, select the menu
item labeled Tools/Guides. Click on the menu item labeled Data Analysis Guides.
For SOS Services Manager information, type SOS Services Manager in the search box and
press enter. Select SOS Services Manager from the list of KN communities. At the SOS
Services Manager site, select the menu item labeled Tools/Guides. A User Guide and Auto-
Interpretation Manual are available.
PEGJ0042 Drive Train, Engine, Hydraulic Repair Indicator Quick Reference Guide ESL or
SIS
API American Petroleum Institute. This is a global organization that, along with
other activities, produces standards and specifications for petroleum products.
ASTM International This is an organization that develops technical standards
for materials, products, systems and services. They originated as the American
Society for Testing and Materials.
Cat BF-1 A Caterpillar biodegradable fluid specification.
Cat DEAC Diesel Engine Antifreeze/Coolant
Cat DEO Diesel Engine Oil
Cat DEO SYN Synthetic Diesel Engine Oil
Cat DEO-ULS Diesel Engine Oil-Ultra Low Sulfur
Cat ECF Caterpillar Engine Crankcase Fluid. This is a series of oil
specifications that CAT has developed.
Cat ELC Extended Life Coolant
Cat FDAO Final Drive and Axle Oil
Cat GO Gear Oil
Cat MTO Multipurpose Tractor Oil
Cat TDTO Transmission Drive Train Oil
Cat TDTO TMS -Transmission Multi-Season
Cat TO-4 A Caterpillar transmission and drive train oil specification. TO does
not specifically stand for anything.
CF A series of oil classifications from the API. These replace and update the
CD and CE classifications.
CGI Clean Gas Induction. This is a proprietary Caterpillar process designed to
recirculate exhaust gas to ultimately provide cleaner emissions.
CG-4 An oil classification from the API. This standard addresses oil
formulations designed for engines that must comply with 1994 EPA emissions
regulations.
CH-4 An oil classification from the API. This standard addresses oil
formulations designed for engines that must comply with 1998 EPA emissions
regulations.
CI-4 An oil classification from the API. One reason this new standard was
introduced was to address oil conditions in engines utilizing EGR technology.
CJ-4 An oil classification from the API. This standard addresses oil
formulations designed for engines that must comply with 2007 model year on-
highway emissions standards. In addition to addressing oil conditions in EGR
engines, this classification also address oils for other advanced aftertreatment
and particulate filtering engine technologies.
DPF Diesel Particulate Filter
ECM Electronic Control Module
EGR Exhaust Gas Recirculation. A technology utilized by diesel engine
manufacturers to produce cleaner emissions.
HEUI Hydraulically Actuated Electronically Controlled Unit Injector
KN Knowledge Network. A series of communities managed by Caterpillar.
These contain information bulletins, guides and tools as well as discussion
groups.
NLGI- National Lubricating Grease Institute. This is a global organization that
promotes technical advancements and improvements in lubrication. The NLGI
also provides standards for lubricants.
OMM Operations and Maintenance Manual
ppm parts per million. This is a way to describe very dilute concentrations.
PSSR Parts Sales and Service Representatives
PSOR Parts and Service Operations Representative.
SCA- Supplemental Coolant Additive
SAE Society of Automotive Engineers. This is a global organization that
creates and manages engineering standards. These include viscosity standards
for oils.
SIS Service Information System. This is a software tool produced by Caterpillar
that contains product information.
TC Technical Communicator.
TGA Thermogravimetric Analysis. This analysis involves heating a sample and
measuring the changes in weight as compounds decompose due to higher
temperatures.
UFM Unsubtracted FTIR Method. A way to analyze oils using FTIR that does
not require reference oil.