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Coherent DS-CDMA Acquisition in Time-Variant

Channels at Low Signal to Noise Ratios


Ingmar Groh, Student Member, IEEE, and Stephan Sand, Senior Member, IEEE

Abstract This paper presents a novel acquisition method for number of acquisition hypothesis is increased by a factor of
time-variant channels, which yield a different channel phasor for the FFT length, although the FFT method outperforms the
each transmission symbol due to the non-zero Doppler frequency. differentially-coherent symbol averaging [4][6] with respect
The alternating channel phasors prevent a coherent symbol
averaging and require an incoherent or a differentially-coherent to the acquisition probability. Obviously, the FFT method and
symbol averaging instead. Compared to the incoherent symbol the differentially-coherent symbol averaging can be combined
averaging, the differentially-coherent symbol averaging yields to reduce the high number of acquisition hypothesis [4][6]
a higher acquisition probability, since it avoids the squaring and the high computational complexity of the FFT method.
loss (SL). However, high data rates with rapidly alternating A further popular strategy to get rid of the SL due to time-
modulation symbols reduce the acquisition probability of the
differentially-coherent symbol averaging remarkably. Thus, this variant channel phasors consists in high resolution estimation
paper presents a novel rate independent delay acquisition methods, such as the multiple signal classification (MUSIC)
method, that even yields a higher acquisition probability com- algorithm [1], [8]. The authors in [1], [8] compute the signal
pared to the differentially-coherent symbol averaging and com- subspace estimate by an eigenvalue decomposition (EVD)
pared to the incoherent symbol averaging anyway. The increased corresponding to a coherently estimated covariance matrix.
acquisition probability in our simulation results corresponds to
a signal to noise ratio (SNR) gain of at least 0.4 dB compared to The coherently averaged sample covariance matrix yields a
the differentially-coherent symbol averaging and of at least 1 dB multipath delay acquisition with high probability even at
compared to the incoherent symbol averaging, and we reduce the low SNRs. However, the authors in [1], [8] do not compare
receiver complexity at the same time. the acquisition probabilities of the one-dimensional MUSIC
Index Terms squaring loss, coherent averaging, differentially- method and the standard symbol averaging methods, especially
coherent averaging, multiple signal classification the incoherent and the differentially-coherent symbol averag-
ing. Besides the acquisition probability comparison, the delay
acquisition based on MUSIC and the standard acquisition
I. INTRODUCTION
methods must be compared with respect to the impact of the
The acquisition with high detection probability [1][3] is a data rate on the acquisition probability.
key synchronization task, since a high acquisition probability In this contribution, we compare the acquisition probabil-
is the main prerequisite for the tracking and thereby for ities of the sub-chip channel delay acquisition based on the
a good data transmission or position estimation. Especially one-dimensional MUSIC algorithm [1], of the differentially-
for navigation receivers, the long signal delay and the high coherent symbol averaging, and of the incoherent symbol
power dampings in satellite navigation channels yield low averaging. Our simulations show that the sub-chip chan-
signal to noise ratios (SNRs) and thereby a low acquisition nel delay acquisition based on MUSIC [1] outperforms the
probability. To increase the acquisition probability at low differentially-coherent and the incoherent symbol averaging
SNRs, the acquisition methods have to perform a suitable with respect to the acquisition probability even without data
symbol averaging. So, any SNR improvement is possible for modulation. Afterwards, we show the influence of different
constant channel phasors, which enable the coherent symbol data rates on the acquisition probability. Contrary to the one-
averaging. However, realistic time-variant channels require the dimensional MUSIC algorithm, an increased data rate yields a
incoherent symbol averaging instead of the coherent symbol reduced acquisition probability for the differentially-coherent
averaging. But the acquisition probability for incoherent sym- symbol averaging. The increased acquisition probability of
bol averaging reduces remarkably compared to the coherent the novel sub-chip channel delay acquisition corresponds to a
symbol averaging due to the squaring loss (SL) [2], [4]. signal to noise ratio (SNR) gain of at least 0.4 dB compared
To prevent the disadvantages of the coherent and the inco- to the differentially-coherent symbol averaging and of at least
herent symbol averaging, the authors in [4][6] designed the 1 dB compared to the incoherent symbol averaging, and we
differentially-coherent symbol averaging, that also provides reduce the receiver complexity at the same time. Besides the
a Doppler frequency estimate. Another popular strategy to remarkable SNR improvement, the sub-chip channel delay
process time-variant channel phasors computes the fast Fourier acquisition based on MUSIC [1] achieves a high sub-chip
transform (FFT) corresponding to several Doppler frequencies resolution with the standard chip-delayed correlators. On the
for each delay hypothesis [7]. For the FFT method, the contrary, the standard symbol averaging methods require a
multiple number of correlators to cover sub-chip channel
I. Groh and Dr. S. Sand are with the German Aerospace Center (DLR), In-
for Communications and Navigation (KN), 82234 2011
978-1-61284-4577-0188-7/11/$26.00
stitute cWessling, Germany,
IEEE122 delays. Thus, the novel sub-chip channel delay acquisition
E-mail {Firstname.Lastname}@dlr.de. achieves a remarkably increased acquisition probability with a
far lower computational complexity compared to the standard samples padded with NPP NP zeros, where NPP is chosen
averaging methods. as the next power of two larger than or equal to the number
This paper is organized as follows. Sec. II introduces the of pulse samples NP . For even NP , the zero-padded sampled
channel and spread-spectrum system model. We summarize RRC pulse reads g = [0T NZ , g((NP 1)/(2fS )), . . . , g((NP
the standard acquisition methods [4] in Sec. III. Sec. IV 1)/(2fS )), 0T
NZ ]T
CNPP
.
presents the novel channel delay acquisition based on MUSIC. The Fourier interpolation [11] of the pulse sample vector g
Simulations for time-variant channels in Sec. V show the models a pulse shift as
higher acquisition probability of our novel method in Sec. IV
g( ) F 1 diag {FFT {g}} ( ) , (4)
compared to the conventional methods in Sec. III.
NPP NPP
Notation: Lower- and upper-case bold letters denote vectors where diag {FFT {g}} C denotes the diagonal
and matrices, and sans-serif font is used for random quanti- matrix with the fast Fourier transform (FFT) FFT {g} of the
T H
ties. E [], , () , , and () denote expectation, pulse sample vector g on its diagonal. The columns of the
estimation, transposed, complex conjugate, and Hermitian. spreading code matrix CP CN QNPP are circular shifts of
(Q) (Q)
the vector cP e1 CN Q , where and e1 denote the
II. SYSTEM MODEL Kronecker product and the Qth column of the Q-dimensional
This section introduces the system model that comprises unit matrix 1Q . The matrix F 1 CNPP NPP is the  in-
the channel, the spread-spectrum signal, the interpolation of verse permuted Fourier matrix with the elements F 1 k =
sub-chip channel delays, and the observation vector that the exp (j (2/NPP ) (k NPP /2)( NPP /2)), k, = 1, . . . , NPP .
acquisition methods process. The Vandermonde vector ( ) CNPP consists of the
We show the superiority of our novel method compared to elements ( ( ))k = exp (j(2Q/NPP )(k NPP /2) ), k =
the conventional acquisition methods in [2][4] for the flat- 1, . . . , NPP . The interpolated spreading signal reads s( ) =
fading Rayleigh channel [sT T T
1 ( ), . . . , sM ( )] C
MNQ
with the interpolated spread-
ing signals sm ( ) = dP,m CP g( ) = dP,m sP ( ) corresponding
h(, t) = h0 (t)( 0 ), (1) to the mth symbol.
with the correlation function in time direction [9], [10] The observation vector for the flat-fading Rayleigh channel
in (1) reads
Rh0 (t) = E [h0 (t) h0 (t + t)] = J0 (2fD,max t) , (2) y = h 0 s(0 ) + n, (5)
where J0 () is the first-kind Bessel function of order zero. where the noise vector n = [n(0), . . . , n((M N Q 1)TS )]T
The standard acquisition methods in [2][4] confine to the CM N Q summarizes the samples of the additive white
Gaussian noise (AWGN) n(t) Nc 0, n2 , and h 0 =

acquisition of the flat-fading Rayleigh channel in (1). On the
contrary, our novel methods based on the maximization of [h0 (0), . . . , h0 ((M N Q 1)TS )]T CM N Q forms the channel
of MUSIC spectra enable the low complexity high resolution phasor vector, and denotes the element-wise product
delay acquisition of multipath channels. For multipath channel of two vectors. The SNR is defined according to (5) as
acquisition based on MUSIC [1], the dimension of the signal = 1/n2 . M successive observations y m CN Q , m =
subspace corresponds to the number of channel paths. 1, . . . , M form the observation vector y = [y T T T
1 , . . . , yM]
The direct sequence spread spectrum signal with a root MNQ
C . Therefore, the m-th observation vector in (5) reads
raised cosine (RRC) pulse g(t) with one sided limit frequency y m = h 0,m sm (0 ) + n m CN Q . The noise vector n
fN and roll off factor reads and the channel phasor vector h 0 have the same structure
M
X 1 N
X 1 as the observation vector y . Obviously, a sectioning of the
s(t) = dP,m cP,n g(t mT nTC ), (3) M = NSL NCP symbols in the observation vector y , in
m=0 n=0 the channel phasor vector h 0 , and in the noise vector n
where T = N TC , TC = 1/RC , and RC denote the symbol into NSL time slots with NCP symbols according to s( ) =
(N ),T (N ),T (N )
duration, the chip duration, and the chip rate. In (3), the [s1 CP ( ), . . . , sNSLCP ( )]T CM N Q , where snSLCP ( ) =
T T T NCP N Q
pilot spreading code cP,n , n = 0, . . . , N 1 is an orthog- [s(nSL 1)NCP +1 ( ), . . . , snSL NCP ( )] C is also possi-
onal Gold code of length N , and M quartenary phase shift ble.
keying (QPSK) pilot symbols form the time interval for signal
acquisition [2], [4], [11]. The M QPSK pilot symbols yield III. SIGNAL ACQUISITION
M successive signal vectors sm CN Q , m = 1, . . . , M This section reviews the symbol averaging methods accord-
T
as sm = [s[(m 1)N Q], . . . , s[mN Q 1]] with the ele- ing to [1], [2], [4], where the signal acquisition is implemented
ments s[k] = s (k/fS ) , k = (m 1)N Q, . . . , mN Q 1, with the correlator bank
where the over-sampling factor Q = fS /RC defines the
SP = [sP (G,1 ), . . . , sP (G,LMF )] CN QLMF , (6)
samples per chip dependent on the sampling frequency fS .
Therefore, the sampled signal in matrix vector notation reads which summarizes LMF correlators corresponding to the delay
T
s = [sT T T
1 , . . . , sM ] CM N Q with the mth signal vector vector G = [G,1 , . . . , G,LMF ] CLMF . The conventional
sm = dP,m CP g and the pilot code matrix CP CN QNPP delay difference for any communication receiver [1], [2]
and the zero-padded sampled RRC pulse g CNPP . The zero- 123 reads G,MF G,MF 1 = TC for MF = 2, . . . , LMF . To
padded sampled RRC pulse g CNPP contains NP RRC pulse obtain sub-chip delay estimates for position estimation in
navigation receivers [11], [12], the standard symbol averaging C. Differentially-Coherent Symbol Averaging
methods in this section require a sub-chip delay difference, This subsection reviews the differentially-coherent symbol
e. g. G,MF G,MF 1 = TC /2 [4]. On the contrary, our novel averaging [4][6]
high resolution subspace methods enable an arbitrary sub-chip
 2
N 1
delay resolution with the conventional delay difference G,MF XSL 
(NCP )
 
(NCP )
0 = argmax znSL (G,MF ) znSL +1 (G,MF ) ,

G,MF 1 = TC , which saves a lot of correlators and guarantees MF =1,...,LMF n =1
SL
a low complexity high resolution acquisition. These correlators (10)
run in the sample time and need to be implemented in ASIC, which avoids the SL for fD,max = 0 in contrast to the inco-
ASIP, or FPGA. Thus, our novel acquisition method based on herent symbol averaging in Subsec. III-B. Additionally, the
MUSIC is far less complex and yields far less implementation differentially-coherent symbol averaging accounts for time-
costs. All following standard symbol averaging methods use variant channel phasors with fD,max > 0 without squaring the
the correlator outputs for MF = 1, . . . , LMF noise power. According to [4][6], the differentially-coherent
z(N CP ) (NCP ),H
nSL (MF ) = snSL (MF )y (N CP )
nSL , (7) symbol averaging can also operate directly on the inphase and
quadrature branch, where the real part Re {} or the imaginary
where the correlator bank SP covers the full channel spread. 2
part Im {} replace the squared magnitude || in (10).
Also, the spreading Gold code assumes perfect autocorrelation
properties with SPH SP = 1LMF despite over-sampling. IV. MULTIPLE SIGNAL CLASSIFICATION
The subsections in this section are organized as follows.
This section presents our novel channel delay acquisition
Subsec. III-A presents the coherent symbol averaging. How-
based on high resolution subspace estimators. The first step
ever, the coherent symbol averaging is only adequate for a
of these estimators consists in the filtering of the observation
constant channel phasor with fD,max = 0 Hz. For a non-
vectors y m , m = 1, . . . , M according to
zero Doppler frequency with fD,max > 0 Hz, the incoherent
symbol averaging in Subsec. III-B is another option for MF,m = S H y CLMF ,
h (11)
P m
symbol averaging. However, the incoherent symbol averaging
where we use the correlator bank SP in (6). The filtering
suffers remarkably from the SL contrary to the differentially-
in (11) corresponds to the filtering in (7), where we have
coherent symbol averaging in Subsec. III-C [4], [6]. As in MF,m (1) (1),H (1)
[1], [2], [4], [13], the channel phasor rotations within one h MF
= zm (MF ) = sm (MF )y m for MF =
symbol are negligible due to a large spreading factor N . Only 1, . . . , LMF and m = 1, . . . , M . For the high resolution
the phasor rotations exp (j2fD T ) between two symbols are subspace estimators, we assume the same two prerequisites
meaningful [1], [4], especially for the differentially-coherent as for the standard acquisition methods in Sec. III. First,
symbol averaging in Subsec. III-C. the correlator bank covers the full channel spread. Second,
the spreading Gold code has almost perfect autocorrelation
properties SPH SP = 1LMF despite over-sampling.
A. Coherent Symbol Averaging
The one-dimensional MUSIC algorithm comprises the fol-
In the sequel, the coherent symbol averaging [4][6] is lowing three steps.
briefly summarized, which reads First, the output vectors h MF CLMF of the correlator
N 2 bank are averaged coherently
X SL
(NCP )
0 = argmax znSL (G,MF ) . (8)

M
MF =1,...,LMF 1 X H LMF LMF
RhMF = h MF,m h MF,m C ,

nSL =1 (12)
M m=1
For a vanishing Doppler frequency fD,max = 0, the coherent
symbol averaging in (8) yields the optimum noise averaging where the complex channel phasors are multiplied with
and thereby the highest acquisition probabilities. its complex conjugate and the result becomes real. Thus,
the coherently estimated covariance matrix in (12) avoids
B. Incoherent Symbol Averaging the SL.
Second, the estimated covariance matrix RhMF
This subsection briefly summarizes the incoherent symbol
averaging [4][6], which replaces the coherent symbol aver- CLMF LMF yields the signal and noise subspace estimate
aging in Subsec. III-A according to RhMF = U U H = US S USH + UN N UNH CLMF LMF ,
NSL 2 n (13)
o
T
X (NCP )
0 = argmax znSL (G,MF ) . (9) where U = [US , UN ] , = diag [1 , . . . , LMF ]

MF =1,...,LMF n =1 LMF LMF
SL C constitutes the EVD of RhMF . The eigenvalues
Compared to the coherent symbol averaging in Subsec. III- along the diagonal matrix are sorted in descending order,
A, the incoherent symbol averaging in (9) yields reduced i. e. , 1 > > LMF,S > . . . LMF . LMF,S and LMF,N =
acquisition probabilities for fixed receivers with fD,max = 0 due LMF LMF,S denote the the signal and noise subspace
to the SL. However, for a non-vanishing Doppler frequency dimension. For the high resolution acquisition of one
fD,max > 0, the incoherent symbol averaging outperforms single delay, we have LMF,S = 1. US CLMF LMF,S , S
the coherent averaging in (8), since the incoherent symbol 124 CLMF,S LMF,S and UN CLMF LMF,N , N CLMF,N LMF,N
averaging accounts for rotating channel phasors. are the signal and noise parts of U , CLMF LMF .
roll off factor (RRC pulse): = 0.2
Third, based on the EVD of RhMF , we compute the one sided limit frequency (RRC pulse): fN = 1 MHz
MUSIC spectrum [1], [14] corresponding to the signal physical sampling frequency: fS = 2 MHz
2 chip rate: RC = 1 MHz
hS ( ) = USH h( ) 2

(14) code length (Gold code): N = 1023
number of pulse samples: NP = 22
or the noise subspace
TABLE I
1
hN ( ) = (15) L IST SPREAD SPECTRUM SIGNAL PARAMETERS [11].
U H h( ) 2

N 2
with the effective transmit pulse
sP ( )H sP (0)

1
.. L
h( ) = C MF . (16)

.

acquisition probability within 0.5TC


H 0.9
sP ( ) sP ((LMF 1)TC )
To compute the MUSIC spectra for discrete sub-chip 0.8
delays in (14) and (15), we use the FFT [14], which M = 20
guarantees a low complexity high resolution acqui- 0.7
sition. Due to the autocorrelation properties of the
spreading code, we have for the effective transmit 0.6
pulse (h( ))MF = g((MF 1)TC )H g(0) =
Rg ((MF 1)TC ) , MF = 1, . . . , LMF , where Rg ( ) 0.5 M = 20, incoherent
M = 50 M = 20, diff. coherent
denotes the autocorrelation function of the pulse shape. M = 20, 1D MUSIC
0.4 M = 50, incoherent
Finally, we perform the channel delay estimation M = 50, diff. coherent
M = 50, 1D MUSIC
0 = argmax hS (G,MF ) (17) 0.3
MF =1,...,LMF 27 28 29 30 31 32 33 34

based on the signal subspace MUSIC spectrum in (14). Alter- SNR C/N0 [dB-Hz]
natively, we maximize the noise subspace MUSIC spectrum Fig. 1. Acquisition probability versus the SNR C/N0 [dB-Hz] for a various
in (15) according to number of symbols M without data modulation, and a maximum Doppler
frequency of 10% relative to the symbol duration. Note that 1D MUSIC uses
0 = argmax hN (G,MF ) . (18) only one half of the correlators used by differentially-coherent or incoherent
MF =1,...,LMF symbol averaging.
To minimize the computational complexity of the MUSIC
spectra maximization in (17) and (18), we compute for the
smaller dimension of LMF,S and LMF,N the signal subspace modulation. We compare the acquisition probability within
MUSIC spectrum in (17) or the noise subspace MUSIC 0.5TC of the incoherent and the differentially-coherent
spectrum in (18). symbol averaging, and the one-dimensional MUSIC algorithm
according to Sec. IV and [1]. For any of the three symbol
V. SIMULATIONS AND RESULTS averaging methods, we see an increased acquisition probability
This section presents the simulation results that demonstrate within 0.5TC for an increased number of symbols M
the superiority of our novel sub-chip channel delay acquisition and an increased SNR C/N0 [dB-Hz]. For a fixed number
method in Sec. IV compared to the standard symbol averaging of symbols M , the incoherent symbol averaging always per-
methods in Sec. III at low SNRs. All simulations in this forms worst of the three symbol averaging methods. The
section assume the spread spectrum system parameters in coherently estimated covariance matrix and the differentially-
Tab. I and consider the acquisition of L = 1 channel delays coherent symbol averaging avoid the SL. However, the one-
within 0.5TC with the normalized PDP a20 = 1 [4]. The dimensional MUSIC algorithm for sub-chip channel delay
acquisition probabilities within 0.5TC in Fig. 1 reveal the acquisition with a resolution of 0.5TC performs even better
superiority of our novel sub-chip channel delay acquisition than the differentially-coherent symbol averaging according to
method even for a spread spectrum system without data [4], [6]. Especially for the lowest number of symbol M = 20
modulation. Afterwards, Fig. 2 shows the rate independent in Fig. 1, we see an SNR improvement of several tenths
acquisition probability within 0.5TC of our novel sub-chip of dB. Therefore, the novel low complexity high resolution
channel delay acquisition method in Sec. IV. Our novel sub- channel delay acquisition in Sec. IV yields the optimum
chip channel delay acquisition method in Sec. IV achieves the symbol averaging even if the degrading influence of the data
sub-chip resolution 0.5TC with the standard chip-delayed modulation on the differentially-coherent symbol averaging is
correlators in contrast to the standard symbol averaging meth- discarded.
ods, where the channel delay resolution 0.5TC requires twice Fig. 2 shows the influence of the data rate RD on the
the number of correlators. acquisition probability within 0.5TC for the incoherent and
Fig. 1 shows the influence of the number of symbols 125 M the differentially-coherent symbol averaging [4][6], and the
on the acquisition probability within 0.5TC without data one-dimensional MUSIC algorithm according to Sec. IV and
the incoherent symbol averaging anyway, as our first simula-
1
tion without data modulation shows. Afterwards, our second
0.4 dB
0.95 simulation reveals the crucial rate independent acquisition
acquisition probability within 0.5TC

probability of our novel sub-chip channel delay acquisition


0.9 method. On the contrary, an increased data rate reduces the
acquisition probability of differentially-coherent symbol aver-
0.85
aging remarkably. Additionally, our second simulations show a
0.8 SNR gain of at least 0.4 dB of our novel sub-chip channel de-
RD = 10 Hz, incoherent lay acquisition method compared to the differentially-coherent
0.75 RD = 10 Hz, diff. coherent symbol averaging even for low data rates. Compared to the
1 dB RD = 10 Hz, 1D MUSIC
RD = 50 Hz, incoherent incoherent symbol averaging, the SNR gain even exceeds
0.7 RD = 50 Hz, diff. coherent 1 dB. Note that our novel algorithm uses only one half of
RD = 50 Hz, 1D MUSIC
0.65 RD = 100 Hz, incoherent the correlators used by differentially-coherent or incoherent
RD = 100 Hz, diff. coherent symbol averaging.
RD = 100 Hz, 1D MUSIC
0.6 In future work, we consider the high resolution acquisition
30.5 31 31.5 32 32.5
of closely spaced multipath channels, where the standard
SNR C/N0 [dB-Hz] methods, such as the differentially-coherent symbol averaging,
fail, and where we need subspace methods, such as MUSIC.
Fig. 2. Acquisition probability versus the SNR C/N0 [dB-Hz] for M = 100
symbols and various data rates RD , and a maximum Doppler frequency of
10% relative to the symbol duration. Note that 1D MUSIC uses only one R EFERENCES
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