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Journal of Transport Geography xxx (2014) xxxxxx

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Journal of Transport Geography


journal homepage: www.elsevier.com/locate/jtrangeo

Evolution of air transport network of China 19302012


Jiaoe Wang a, Huihui Mo b, Fahui Wang c,d,
a
Key Laboratory of Regional Sustainable Development Modeling, Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing 100101, China
b
China Communications and Transportation Association, Beijing 100053, China
c
Department of Geography and Anthropology, Louisiana State University, Baton Rouge, LA 70803, USA
d
School of Urban and Environmental Studies, Yunnan University of Finance and Economics, Kunming, Yunnan 650221, China

a r t i c l e i n f o a b s t r a c t

Keywords: This paper analyzes the evolution process of the air transport network of China (ATNC) since 1930. Based
Air transport network on the network analysis results, the ATNC has signicantly improved in connectivity based on (1) rising
Transportation development model alpha, beta and gamma indices, (2) declining diameter and centre index and (3) decreasing average path
Complex network length and increasing clustering coefcient. The network centralization index reveals a uctuation phase
Hub
before 1952, a pre-1980 centralization phase before the economic reform era, a centralization phase after
K-core
China
the mid-1990s deregulation, and a decentralization phase between. The k-core decomposition method
helps identify the evolution of core network and hierarchy of the ATNC over time. The spatial develop-
ment model characterizes its structure change in six stages: (1) scattered development, (2) trunk line
connection, (3) circular linkage, (4) hub formation, (5) a complex network structure, and (6) emerging
multi-airport systems.
2014 Elsevier Ltd. All rights reserved.

1. Introduction also used the complex network theory to examine the change of
the US air transport network from 1990 to 2008, and identied
The advancement of complex network theory has generated an the major driving force of network evolution as an aging effect
increasing body of literature on its applications in transport and the preferential attachment. One common oversight of these
systems (Barthlemy, 2011). The largest amount of work is on air recent studies employing the complex network analysis method
transport networks: the global network (Barrat et al., 2004; is the lack of discussion of geographic, political and economic fac-
Guimer et al., 2005), the national level such as India (Bagler, tors that strongly inuence the conguration and evolution of air
2008), Italy (Guida and Maria, 2007), US (Xu and Harriss, 2008) transport networks.
and China (Li and Cai, 2004; Wang et al., 2011), and specic airlines China has a population of 1.35 billion in 2012 (National Bureau
(Reggiani et al., 2009). These studies are primarily interested in the of Statistics of China, 2013) and a long history of air transportation.
statistical properties of network structure, and most examine the Before the economic reform in 1978, Chinas air transport system
static state of a network in one year. was under a strong control by the central government (Zhang,
Several studies focus on the historical evolution of air transport 1998). Since 1978, air travel in China has grown rapidly, and
networks. An early study by Holsman and Crawford (1975) reached an air passenger volume of 319 million and an air passen-
developed a four-phase model of air network growth in northwest ger movement of 502.6 billion person-km with 180 commercial
Australia. The study area was regional, and no modern network airports in service in 2012, only surpassed by the US. The study
analysis methods were used. OConnor (1995) used the indices of of air transport network of China (ATNC) is interesting because of
centrality, intermediacy and proximity to analyze the air transport not only its large territory with rapid economic growth for more
development in Southeast Asia and summarized a four-stage mod- than three decades but also its gradual transition from a cen-
el for the region, but the analysis emphasized the location of hubs. trally-planned economy to a more market-oriented system.
Bonnefoy and Hansman (2007) examined the evolution of the air Despite the rising role of air transportation in China, there has
transport networks in the US from 1976 to 2005, with the primary been a lack of systematic examination of the complete evolution
interest in the network scalability and efciency. Hua et al. (2010) history of ATNC, particularly in mainstream international journals.
Most studies on the ATNC focused on the spatial pattern of air
Corresponding author at: Department of Geography and Anthropology, passenger ows and airport hubs. Among others, Jin et al. (2004)
Louisiana State University, Baton Rouge, LA 70803, USA. Tel.: +1 225 578 6629. examined the geographic patterns of air passenger transport in
E-mail address: fwang@lsu.edu (F. Wang). China from 1980 to 1998; Zhou and Li (2005) analyzed the

http://dx.doi.org/10.1016/j.jtrangeo.2014.02.002
0966-6923/ 2014 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Wang, J., et al. Evolution of air transport network of China 19302012. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.02.002
2 J. Wang et al. / Journal of Transport Geography xxx (2014) xxxxxx

relationship between Chinas airport distribution and tourist devel- 1966, so the data points for 19652005 were every ve years.
opment; and Wang and Jin (2007) found that the ATNC was mainly 2008 was the year a previous study (Wang et al., 2011) was based
composed by city-pair connections with some primitive features of upon. The most recent data accessible to us was 2012.
a hub-and-spoke system. More recently, Ma and Timberlake (2008) The ATNC data before 1975 were based on Wang (1986), and
used longitudinal air passenger ow data to analyze the leading the others were from the Timetable of Air Carriers in China
cities of China at both the national and global levels during (1985, 1995, 2000, 2005, 2008, and 2012). In the network, cities
19902005; and Xiao et al. (2013) used the reversed gravity model with any airport(s) are the nodes, and inter-city links with any
to estimate the attractions of major cities from the air passenger ight connections form the edges. Two or more airports in one city
ow data in China. Other studies (Le, 1997; Zhang, 1998; Liu, are considered as one node. A stopover ight is composed of its
2000; Zhang and Chen, 2003; Zhang and Round, 2008, 2009; Yang route segments (e.g., a ight I-J-K includes two edges IJ and
et al., 2008; Shaw et al., 2009) emphasized the regulation and man- JK). As a result, the ATNC is dened as an undirected network
agement of Chinas airline industry and air transport system. Sev- G = (V, E). The node set is dened as V = {mi: i = 1, 2, . . . n}, where m
eral studies used the complex network theory to analyze the is the number of nodes (cities); and the edge set is dened as
network structure of ATNC in a particular year (Li and Cai, 2004; E = {ei: i = 1, 2, . . . m}, where e is the number of edges (air routes).
He et al., 2004; Wang et al., 2011) or over a short period such as Two nodes are neighbors if there is a direct linkage between them.
20022009 (Zhang et al., 2010). An adjacency matrix A is dened such that its element aij = 1 when
After over two decades of arduous data collection, this research a ight exists between cities i and j, and aij = 0 otherwise. Fig. 1a
team has compiled historical records of ATNC back to its infancy and b show the change of nodes and edges of ATNC in major years
stage in the 1920s, and the data of network routes since 1930. It during 19302012, respectively.
enables us to analyze various development stages of ATNC and
the evolution process of its network structure and examine the
3. Network expansion and connectivity improvement
effects of major political events and policy initiatives. This study
advances the existing network analysis literature on the ATNC in
3.1. Network expansion and economic growth
at least three aspects:
The numbers of nodes and edges have experienced allometric
(i) covering the most complete time span from 1930 to 2012,
growths. The number of nodes rose from 24 in 1930 to 170 in
(ii) employing the network centralization index and the k-core
2012 with nearly a constant increment (Fig. 1a), and the number
network method that have been less utilized in the afore-
of edges increased exponentially from 23 in 1930 to 1129 in
mentioned literature on network analysis of ATNC, and
2012 (Fig. 1b). Since 1980 (i.e., two years after the launch of eco-
(iii) proposing a six-stage development model for the ATNC with
nomic reforms), Chinas air transportation in both passengers and
ties to the geographic, political and economic forces.
cargo has grown rapidly along with the development of Chinas
economy (Fig. 2). An earlier study reported that a percent growth
2. Study area and data sources in GDP corresponded to an average of 1.6% increase in air passen-
gers in China during 19801998 (Jin et al., 2004). Our analysis
The study area is limited to mainland China excluding Hong indicates that the growth ratio declined slightly to 1.30 during
Kong, Macao and Taiwan. The selection of the data points 20002008 (i.e., 1% growth in GDP corresponds to 1.3% growth in
(as shown in Fig. 1a and b) is mainly dictated by data availability. air passenger trafc) and rebounded to 1.53 during 20082012.
Note that 1930 was the year that a primitive air transport network Meanwhile, a percent growth in GDP also corresponded to an
was formed in China and also before Japan invaded northeast of average of 0.87% increase in air cargo during 20002012. In
China in 1931, and 1937 is the rst year of the Second Sino-Japanese 2012, an increase of GDP by 1 million RMB corresponds to an
War (19371945). 1941 and 1947 were chosen because of data increase of about 6 passengers and 105-kg cargo.
availability. The years in the post-1949 New China era were cho-
sen as the onset or the end of a National Five-Year Plan (5YP) when 3.2. Improvement in basic connectivity indices
major national data reports are released. For example, 1952 and
1957 were right before and at the end of 1st 5YP (19531957), Evaluation of the overall network connectivity begins with ba-
1962 is the end of 2nd 5YP (19581962), 1965 is before the 3rd sic indices as below (Kansky, 1963; Haggett and Chorley, 1969;
5YP (19661970), and so on. The 5YPs were not continuous until Taaffe et al., 1996; Black, 2003):

180
1200
160
1000
edges
140 cities
120 800
Number

Number

100
600
80

60 400

40
200
20

0 0
1930

1937

1941

1947

1952

1957

1962

1965

1970

1975

1980

1985

1990

1995

2000

2005

2008

2012
1930
1937
1941
1947
1952
1957
1962
1965
1970
1975
1980
1985
1990
1995
2000
2005
2008
2012

Year Year
(a) (b)
Fig. 1. Network growth of the ATNC 19302012: (a) nodes (cities), (b) edges (city pairs).

Please cite this article in press as: Wang, J., et al. Evolution of air transport network of China 19302012. J. Transp. Geogr. (2014), http://dx.doi.org/
10.1016/j.jtrangeo.2014.02.002
J. Wang et al. / Journal of Transport Geography xxx (2014) xxxxxx 3

400 8000
350 7000 y = 0.126x + 122.9

passenger (million)
y = 0.006x + 2.236 R = 0.966
300 R = 0.993 6000

cargo (kiloton)
250 5000
200 4000
150 3000
100 2000
50 1000
0 0
0 10000 20000 30000 40000 50000 0 10000 20000 30000 40000 50000 60000
GDP (billion) GDP (billion)

Fig. 2. Growth of economy and air transport in China 19522012: (a) cargo vs. GDP, (b) passengers vs. GDP.

(i) The alpha index is the ratio of actual to maximal number of (19451949) then a gradual rebound in the era of Peoples Repub-
m1 lic of China (PRC) after 1949. In the early stage of PRC, the gamma
circuits in a fully connected network, i.e., a m2e
1m2
, and
thus 0 6 a 6 1. index decreased from 0.087 in 1952 to 0.046 in 1975 when many
(ii) The gamma index is the ratio of actual to maximal number of new airports were under construction and few routes connected
edges, i.e., c 2e=mm  1, and also 0 6 c 6 1. them, but the index then rebounded in the post-reform era since
(iii) The beta index is the average number of edges (e) per node 1980 and reached 0.099 in 2008 with the addition of a large num-
(m), i.e., b = e/v. ber of new routes. The diameter of ATNC declined from 13 in 1930
(iv) Denoting the topological distance (i.e., number of edges by to 4 in 2012 (with a brief bump up to the largest value 15 in 1962),
the shortest path)from node i to j as dij, the diameter r is and the centre index also dropped from 7 in 1952 to 2 in 2012 (also
the maximum dij, i.e., D max dij . In other words, the diam- with a brief peak value 8 in 1962). The outlier year 1962 was the
i;j
eter is the topological distance between the two most end of the Three-Years Great Famine (19591962) that brought
remote nodes of a network. Chinas economy to the edge of collapse. The diameter and the cen-
(v) Denoting the topological distance from a node i to its most tre index reached the lowest value (4 and 2, respectively) in 1995
remote node as max dij , the centre index is the smallest and again 2012. This may indicate that the development of ATNC
j became fairly mature in 1995. The expansion continued by adding
max dij among all nodes (i = 1, 2, . . . , n), i.e., g = mini{ maxj more nodes (cities) in peripheral areas to the network with tempo-
j
rally increased values of diameter and centre index during 2000
(dij)}. It usually captures the topological distance from the
2008. As more air routes were built in the network, the diameter
best-connected node to its most distant node in a network.
and centre index returned to their minima in 2012.
A larger value of alpha, gamma or beta index, or a smaller value
of diameter or centre index, indicates a better-connected network. 3.3. Declining average path length and increasing clustering coefcient
The overall network connectivity of ATNC has been constantly
improving as the alpha, gamma and beta indices have generally Fig. 4 shows the distribution of city pairs that are connected by
raised (Fig. 3a) and the diameter and centre index have declined the fewest link(s), denoted by SL (the topological distance between
(Fig. 3b). Specically, during 19302012, the beta index has stea- two cities). For example, SL = 1 represents a city pair by a direct
dily climbed from 0.958 to 6.641, and the alpha index has in- link, 2 by a one-stop connection, and so on. The development of
creased from 0 to 0.068 with a big drop after 1937 because of ATNC has made more cities reachable by direct, one-connection
the Sino-Japanese War (19371945) and the Chinese Civil War or fewer ights. The proportions by various numbers of SL

Fig. 3. ATNC network connectivity 19302012: (a) alpha, beta and gamma index, (b) diameter and centre index.

Please cite this article in press as: Wang, J., et al. Evolution of air transport network of China 19302012. J. Transp. Geogr. (2014), http://dx.doi.org/
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4 J. Wang et al. / Journal of Transport Geography xxx (2014) xxxxxx

100%

90%

80%

70%

60%

50%

40%

30%

20%

10%

0%
1930

1937

1941

1947

1952

1957

1962

1965

1970

1975

1980

1985

1990

1995

2000

2005

2008

2012
Year

SL=1 SL=2 SL=3 SL=4 SL>4

Fig. 4. Distribution of citypairs by number of connections in ATNC 19302012.

uctuated before 1952, but some patterns emerged after that. For Fig. 5a and b shows the average path length and clustering
example, the proportion of city-pairs with SL = 1 varied during coefcient of the ATNC during 19302012, respectively.
19302012, and was below 10% with one except (14.0% in 1941). The corresponding indices for a random network with the same
The proportion of city-pairs with SL = 2 uctuated before 1965, number of nodes are shown as reference and comparison. The
but increased steadily from about 10.7% in 1970 to more than average path length (L) of ATNC decreased from 5.61 in 1930 to
57.2% in 2012. The proportion with SL = 3 increased till 1975 and 2.29 in 2012, i.e., a drop of 59.2%. It remained higher than the aver-
declined gradually afterwards, and the portions for SL = 4 or more age path length in a random network (L), and the gap has been
decreased quickly and became negligible since 1990s. In a sharp expanding since 1980. Meanwhile, the clustering coefcient (C) in-
contrast, the proportion of city pairs with SL 6 3 was merely creased stably from 0 in 1930 to 0.62 in 2012. With the only excep-
30.4% in 1952, and all city-pairs could be reached by transferring tions of 1930 and 1952, it was much higher than the clustering
no more than twice in 2012. coefcient in a random network (C), and the gap reached the high-
The above observation of improving connectivity between est in 2012 (i.e., C = 0.08 versus C = 0.62). Declining average path
nodes can be further validated by two analytical indices (Watts length and increasing clustering coefcient (as well as the enlarg-
and Strogatz, 1998): ing gaps from their theoretical values in a random network) indi-
cate that the ATNC has evolved to a compact system and become
(i) The average path length (L) is dened as the average number far better connected over time, bearing much resemblance to a
of edges along the shortest paths for all possible node-pairs small-world network (Wang et al., 2011).
1
P
in a network, written as L 1nn1 i>j dij .
2

(ii) The clustering coefcient (Ci) of a node i is the portion of


4. Network centralization and core structure
actual edges (Ej) between the nodes (ki) within its neighbor-
hood (i.e., all its adjacent nodes excluding the node itself)
4.1. Network centralization and decentralization
divided by the maximal possible edges (ki(ki  1)/2) between
them, i.e., C i k k E1=2
i
. The clustering coefcient of the Centrality is often used to analyze the relative importance of a
i i

whole network C is the average of all individual Cis. node within a network. For example, the degree centrality (DCi)

Fig. 5. Comparison of the average path length and clustering coefcient of the ATNC with the random network, 19302012. Note: L is average path length; C is clustering
coefcient; L0 and C0 are their theoretical values in a random network of the same number of nodes.

Please cite this article in press as: Wang, J., et al. Evolution of air transport network of China 19302012. J. Transp. Geogr. (2014), http://dx.doi.org/
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is the number of edges that a node shares with others, the close- degree centralization and the betweenness centralization rst
ness centrality (CCi) is the inverse of the average shortest distance increased signicantly from 1952 to 1965, dipped in 1970, and
from a node to all other nodes, and the betweenness centrality climbed up slowly and stayed relatively stable after 1995. The
(BCi) measures how often a node is traversed by the shortest paths closeness centralization uctuated the most exhibited a general
connecting all pairs of nodes. These nodal centrality indices cap- upward trend with peaks in 1975, 1995, and 2012. Taking all three
ture a nodes importance as being directly connected to others, indices together, the ATNC may be characterized as (1) major uc-
being close to others, and being the intermediary between others, tuations before 1952, (2) centralization during 19521975, (3)
respectively (Wang et al., 2011). decentralization during 19751995, and (4) centralization after
Here a centralization index for an entire network is introduced 1995.
(Freeman, 1978/1979; Gil and Schmidt, 1996). Using Ci to repre- The above analysis is further validated by examining the rela-
sent any of the aforementioned nodal centrality DCi, CCi or BCi at tive dominance of top nodes in the network. Fig. 7 shows the per-
node i, the most central node (or center node) in the network centage of city-pair links by the top cities. In 1930, the top 5% cities
is the one with the highest centrality value, i.e., CMAX = max {Ci}. accounted for 6.5% air routes and the top 10% cities for 13.0% air
The network centralization index measures how central the most routes, the corresponding percentages increased to 17.0% and
central node in a network is in comparison to every other node 24.0% in 1947 and then dropped to 9.1% and 15.9% in 1952. Since
(Sinclair, 2009). It is normalized to have a value between 0 and 1952, the air routes by the top 5%, 10%, and 20% airports gradually
1, written as: increased until 1965 and then dropped in 1970 because of the dis-
P turbance of the Culture Revolution during 19661976. Since 1980,
i2V C MAX  Ci the proportion of air routes by the top 10% airports kept stable with
CX P
max i2V C MAX  Ci a high value of over 40.0% except in 1985 (38.1%) and 2008 (39.5%).
Similar trends are observed for the ratios of links held by the top 5%
In the formula, the numerator sums up the difference of centrality
and 20% cities.
between the center node and each node across all nodes in the net-
In summary, the evolution process of ATNC experienced uctu-
work, and the denominator is the maximum over all networks with
Pn1 ations before 1952, a period of centralization from 1952 to 1975, a
n nodes, computed by the equations i1 maxC MAX  C i , i.e., period of decentralization for 19751990 and back to centraliza-
(n  1) (CMAX  CMIN). A larger CX indicates a more centralized net-
tion after 1995. The wars explained the unstable trend prior to
work. The index reaches the minimum value 0 in a network with
1952. The centralization during 19521975 was likely due to the
equal centrality for all nodes, and a maximum value 1 in a network
improvement of aircraft technology and the introduction of long-
dominated by one node. For example, based on the degree central-
haul air ights in the 1970s. The minor decentralization in the
ity in the 1952 ATNC, Beijing had the largest centrality value
post-reform era till 1995 reected the impact of pro-market reform
CMAX = 4, and several cities had only one link to another city with
measures including civil aviation management in China (e.g., the
the minimum centrality CMIN = 1. The numerator was the sum of
separation of CAAC and air transportation management from the
the differences of centrality between Beijing and all the other nodes,
military, and encouragement of competition between airlines).
i.e., 48, and the denominator was (n  1)  (41) = 66, where n = 23.
Six trunk airlines (Air China, China Southern, and China Eastern,
Therefore, the degree centralization index of ATNC was 48/
Southwest China, Northwest China, North China) were found in
66 = 0.727 in 1952.
1980s and a lot of local airlines also emerged in 1980s. The restruc-
Fig. 6 shows the change of centralization index CX for ATNC dur-
turing of ATNC led to formation a hub-and-spoke network in the
ing 19302012. The betweenness-based CX always has the largest
1990s (Jin et al., 2004), and may help explain the centralization
value, followed by the degree-based CX, and then the closeness-
trend since 1995.
based CX, except for the years of 1930 and 1952. In 1930, although
the betweenness-based CX has the highest value, closeness-based
CX was higher than the degree-based CX. In 1952, the degree-based 4.2. Core structure and shifting hubs
CX has the highest value. Here, the year of 1952 was the obvious
turning point. Before 1952, the values of all three centrality indices In a complex network such as an air transport network, the no-
were unstable because of the inuences of the Sino-Japanese War tion of k-core, introduced rst by Seidman (1983), is of fundamen-
(19371945) and the Chinese Civil War (19451949). Both the tal importance to detect the modular structure and nd the

Fig. 6. Centralization Index of the ATNC, 19302012. Fig. 7. Ratio of edges by top cities, 19302012.

Please cite this article in press as: Wang, J., et al. Evolution of air transport network of China 19302012. J. Transp. Geogr. (2014), http://dx.doi.org/
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6 J. Wang et al. / Journal of Transport Geography xxx (2014) xxxxxx

relationship between the substructures. In a network G V; E as ongoing with various degrees of development across China because
dened previously, a k-core of G is a maximum sub-network of of regional disparities.
nodes, all of which are connected to k of other nodes. Specically,
a subnet H = (C, E) with the set of nodes C # V is a k-core or a core 5.1. Scattered development (pre-1949)
of order k if and only if the degree of every node m # C is greater
than or equal to k, and H is the maximum subnet (Alvarez-Hamelin The early use of airplanes in China was limited to military. The
et al., 2008). In implementation, a k-core is derived by recursively civil aviation of China dates back to the 1920s with short ights
removing all the nodes with degree <k, until all nodes in the such as BeijingTianjin (1920), BeijingBeidaihe (1921) and Luoy-
remaining network have degree at least k (Wang et al., 2006). This angXian (1925). However, a weak economy and a prolonged per-
research uses the k-core decomposition method to uncover the iod of wars in China before 1949 led to intermittent service of air
hierarchical structure of the ATNC. routes and frequent relocation of airports. For example, the alpha
In implementation, we rst delete all the nodes with degree index of ATNC was 0 with 24 airports and only 23 air routes in
k = 1 recursively, and then gradually increase the value to 2, 3 1930, increased to 0.039 in 1941 and then dropped to 0 again
and so on until no sub-network exists in the ATNC. During 1930 immediately after the wars. Meanwhile, the beta index was less
1962, the number of air routes was almost evenly distributed to than 1.50 before 1949, and the network diameter was 13 in 1930
each node, and no network existed when k > 2 except the years and remained as high as 8 in 1947. Besides the low connectivity,
of 1941 and 1947 with the maximum k = 3. Since 1965, the k-core most airports did not have ights on a regular basis. Air routes
network, fully connected, began to emerge again. In 1965, the were short and anchored by major cities. The facilities and services
above k-core decomposition method yielded k = 4, i.e., a k-core net- in airports were also simple and primitive for passengers and car-
work with ve remaining nodes (Beijing, Wuhan, Shanghai, Nan- gos. Low connectivity, a long network diameter, and unstable link-
jing, and Zhengzhou as shown in Fig. 8). This core-network was ages characterized the ATNC at this stage. Due to the high
fully connected with 10 edges (i.e., gamma index = 100%). Table 1 construction cost, most airports were converted from the military
shows the value of k, the number of nodes, edges, and the gamma use and co-sponsored by local government, and thus had a close tie
index in the k-core network from 1930 to 2012. Note that Table 1 with military and government. In summary, this stage was an era
presents the properties of the k-core network, in contract to the full of Scattered Development because of political fragmentation in
ATNC, whose properties are shown Fig. 1. The k value gradually China and the limited distance range of aircrafts at the time
rose from 4 in 1965 to 24 in 2008 and then dropped to 21 in (Fig. 10a).
2012. In the corresponding years, the number of nodes in the k-
core network increased from 5 to 31, and then dropped to 26,and 5.2. Trunk line connection (1950s)
the number of edges increased exponentially from 10 to 430, and
then dropped to 297 (as shown in Fig. 1a and b). Shortly after the founding of Peoples Republic of China (PRC) in
As shown in Fig. 8, the k-core network was conned to the 1949, the Civil Aviation Administration of China (CAAC) was estab-
North China Plain region and along the middle-lower reach of lished, and operated under the Central Military Commission till
the Yangtze River with ve cities (Beijing, Shanghai, Wuhan, 1954. Similar to stage 1 proposed by OConnor (1995), major cities
Zhengzhou and Nanjing) in 1965, where the highest concentrations (usually provincial capitals) were connected along a linear route
of population and economic activities occurred at the time. In with the capital Beijing at the center of the network, as illustrated
1975, the nodes in the k-core network increased to 14. It expanded in Fig. 10b. In the 1950s, Chinas aviation experienced an impres-
toward the south to add Hangzhou, Nanchang, Changsha and sive growth as the economy recovered from the wars. For 1950
Guangzhou to the core network, and also toward the west and 1955, the annual growth rates of airports and air routes were
southwest by adding Xian, Chengdu, Chongqing, Guiyang, Kun- 16.3% and 17.88%, respectively. By the end of the First Five-Year
ming and Nanning. In 1985, the k-core network shrank with the Plan (5YP) in 1957, Chinas air transport had recovered to the
exits of Zhengzhou, Wuhan, Guiyang, Nanchang, and Nanning, pre-war level with 68,500 annual passengers and 8,000-ton cargo.
and 9 remaining cities formed a fully connected network. In At this stage, the development of air transport in China was
1995, the k-core network expanded signicantly and was com- handicapped by shortages of pilots and navigation systems. As
posed of 23 cities. The additions such as Dalian, Qingdao, Xiamen, shown in Fig. 9a, the ATNC in 1952 was made of airports and routes
Haikou, and Fuzhou indicated the development focus of ATNC connecting to Beijing. Since the network was connected with min-
moved to the coastal areas. During 20002012, the number of cit- imal edges for efciency, the beta index was almost 1 and the de-
ies in the k-core network remained largely unchanged, but the grees were 2 at most nodes with no apparent hierarchy. Note that
number of edges between them greatly increased to improve the average path length was as high as L = 5.74 and the clustering
the connectivity ratio from 76.5% to 91.4%. With the expansion of coefcient was 0. Over half of city pairs were connected by at least
the core network, the hubs of ATNC began to form and moved from 4 transfers. The centrality index was as high as 7, and the network
the north to the south, from the middle and west to the east, to be diameter reached the maximum 14. Air transportation was espe-
further discussed in the next section. cially important in west China where ground transportation infra-
structures were poor. This stage was labeled trunk line
5. Spatial development model for ATNC connection.

Taaffe et al. (1963) developed a model to illustrate the evolution 5.3. Circular linkage (1960s and 1970s)
of transportation networks and economic development, particu-
larly suitable for a developing country. Wang et al. (2009) proposed With the improvement of aircraft technology, the air network
a conceptual model to summarize the historical development of expanded rapidly in the 1960s and 1970s. The CAAC continued to
railway network in China. Both models are based on surface trans- operate in a semi-military style as a branch ofce of the Air Force
portation. This section summarizes the evolution of ATNC over time until 1980. In 1970s, China imported 17 large and medium-sized
with an emphasis on its spatial structure (with representative years jet aircrafts such as Ilyushin Il-62, Boeing 707, and Trident of med-
shown in Fig. 9), based on which a conceptual model is developed to ium and long ight ranges, and a total of 140 commercial aircrafts
highlight corresponding stages (shown in Fig. 10). The rst four were in service. With improving network connectivity, the core-
stages have largely been completed, and the nal two stages are network began to emerge. As shown in Fig. 9b, multiple anchoring

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cities began to emerge in 1965 by either establishing routes with of hub airports, and the latter was useful for forming the loops and
new airports or strengthening the linkage with existing airports. improving the network structure. For instance, the 1965 ATNC had
The former expanded the geographic coverage and the hinterlands 61 airports and 100 air routes with the beta index reaching 1.64

Fig. 8. The k-core sub-network in ATNC since 1965.

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Fig. 8 (continued)

and the centrality index declining to 5. The average path length as Beijing, Shanghai, Zhengzhou, Wuhan, and Nanjing. However,
also decreased to L = 3.93 and the clustering coefcient grew to the development was halted by the Cultural Revolution (1966
C = 0.27 in 1965. The ATNC was anchored by ve nodal cities such 1976). In 1970, the beta index dropped to 1.3 and the network

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Table 1
Properties of the k-core network in the ATNC.

Year k Number of nodes in the k-core network Number of edges in the k-core network Connectivity (gamma index)a (%)
1930 1
1937 2
1941 3 4 6 100
1947 3 7 13 61.9
1952 1
1957 2
1965 4 5 10 100
1970 3 13 22 28.2
1975 5 14 50 54.9
1980 6 12 49 74.2
1985 8 9 36 100
1990 10 22 157 68.0
1995 15 23 216 85.4
2000 15 28 289 76.5
2005 13 26 214 65.8
2008 24 31 430 92.5
2012 21 26 297 91.4
a
Ratio of actual to maximal number of edges.

diameter increased to 12. Nevertheless, as illustrated in Fig. 10c, almost80%in 2002. Meanwhile, the CAAC also adopted a new
the improvements transformed the ATNC from a trunk-line net- administrative system to further advance the market economy
work in stage 2 to a network with circular linkage in this stage. and give airlines more freedom in fares, route choices and ight
This is different from a planar (ground transport) network evolving scheduling. For example, the new airfare program released in
from a grid network to a triangle network (Taaffe et al., 1996). 2004 allowed carriers to set fares as much as 20% above or 45% be-
low the CAAC standard fares, with more exibility granted to espe-
5.4. Hub formation (1980s and 1990s) cially tourism air routes and exclusive air routes. Furthermore, the
CAAC completed the transfer of ownership and management of all
In the post-economic reform era in the 1980s and 1990s, the airports (except for Beijing and Tibet airports) to local govern-
economy and air trafc demand grew rapidly in China, and some ments, called airport localization, by 2004. The program pro-
major hubs of the network began to emerge. The economic re- vided more incentives for local governments and private
forms also reached the air transport system in China by gradually investors to invest in constructing and improving airports, and
shifting from strict regulation to a market-oriented management made the airports more nancially accountable and efcient
style. The CAAC became independent from the military in 1980, (Zhang and Yuen, 2008; Yuen and Zhang, 2009). Todays Chinas
and so did the air transport in China. In the 1980s, the CAAC air transport remains heavily regulated, but is on the path of liber-
implemented various reform measures, e.g., separating the man- alization and deregulation.
agements of airlines, airports and the CAAC central ofce, trans- In 2012, as shown in Fig. 9f, the ATNC had 170 cities with air-
forming airlines to prot-driven business entities, and allowing port(s) (nodes) and 1129 air routes (also in Fig. 1a and b). High con-
local governments to operate their own airlines and encouraging nectivity, small average path length and large clustering coefcient
competition (Jin et al., 2004). were the characteristics of this stage. In 2012, the beta index of the
For example, as shown in Fig. 9d, the ATNC in 1995 reached a ATNC reached 6.6, i.e., one additional airport came with an average
sizeable network with 126 airports and 601 air routes (also in of 6.6 new links to other airports. Meanwhile, the average path
Fig. 1a & b). 1995 also marked the year with the lowest network length reached the lowest value of 2.29 and the clustering coef-
diameter (D = 4) and the lowest centrality index (g = 2) in history. cient had the value of 0.61 in history. Although only 7.86% (i.e.,
The majority of new lines were added to connect with Beijing, 1129 out of 14365) city-pairs were directly connected in 2012,
Shanghai, and Guangzhou. For example, Beijing opened 19 new 64.9% city-pairs could be reached by only one transfer ight, and
air lines from 1985 to 1990, and 38 new air lines from 1990 to the number rose to 98.7% by two transfers in 2012 (Fig. 4). The core
1995, with direct links to 64.0% airports. The average path length network of 26 core cities was nearly fully-connected with 91.4%
dropped to L = 2.335 as almost all city pairs (97.35%) could be (297 out of 325) city-pairs by direct connection. There were also
reached by fewer than two transfers in 1995 (Fig. 4). Meanwhile, two regional hub-and-spoke networks around Kunming and Uru-
the core structure in 1995 was formed with 23 nodes (k = 13) mqi. As illustrated in Fig. 10e, the 2012 ATNC exhibited small-
and kept relatively stable since then. Note the regional concentra- world network characteristics, with a relatively small average path
tion of the core network in southeast China (i.e., southeast of the length and a fairly large clustering coefcient compared with a cor-
HarbinBeijingChengdu line). A nationwide hub-and-spoke net- responding random network, but yet to possess the properties of a
work was yet to take place in China, but some regional hub-and- scale-free network.
spoke networks emerged in northwest China around the hub in
Urumqi and in southwest China around the hub in Kunming. As 5.6. Emerging multi-airport systems (ongoing)
illustrated in Fig. 10d, this stage began the formation of hubs.
One emerging trend in the ATNC merits discussion. With rap-
5.5. Complex network structure (since 2000) idly-rising air transport demand, many large metropolitan areas
in China have multiple airports recently completed, under con-
This stage is characterized by consolidation of airlines and a struction or at the planning stage. In a multi-airport system (as
complex network structure. By 2002, all state-owned airlines were illustrated in Fig. 10f), several airports, possibly with different
regrouped into the Big Three: Air China, China Southern, and ownerships or political controls, serve commercial transport in a
China Eastern. The Big Three had a combined market share of metropolitan region. As of 2001, they catered to about 1 billion

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10 J. Wang et al. / Journal of Transport Geography xxx (2014) xxxxxx

total passengers, well over half of the worldwide trafc (Neufville 82.0 million passengers in 2012 (i.e., the 2nd largest in the world),
and Odoni, 2003). Planning for a multi-airport system in a metro- and is on pace to reach its design capacity of 76 million passengers
politan area faces unique challenges (Mun and Teraji, 2012). For by 2015. The second international airport will be built in the
example, the current Beijing Capital International Airport handled Daxing District in south Beijing and put to service in 2017.

Fig. 9. Spatial distribution of nodes and edges in the ATNC since 1952.

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Fig. 9 (continued)

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Fig. 9 (continued)

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Fig. 10. Spatial model of air transport network expansion in China.

6. Conclusions characterizes the evolution of the non-planar network as six


stages: (1) scattered development, (2) trunk line connection, (3)
The objective of this paper is to analyze the evolution process of circular linkage, (4) hub formation, (5) a complex network struc-
the air transport network of China (ATNC) since 1930. The process ture, and (6) emerging multi-airport systems. By the end of the
has been highlighted by the role of the Civil Aviation Administra- study period (2012), the ATNC possessed some properties of a
tion of China (CAAC) being transformed from a two-headed mon- small-world network with two regional hub-and-spoke networks
ster with dual roles of a regulator and operator to a lesser role of around Kunming and Urumqi. The model also advances an earlier
supervision. The network analysis approach is employed to exam- model for the Southeast Asia air transport by OConnor (1995) that
ine the temporal changes of network structure from 1930 (the ear- focused on air hubs.
liest data with a connected network) to 2012 (the latest data
available to this study). The results suggest the ATNC has signi- Acknowledgements
cantly improved in connectivity based on (1) rising alpha, beta
and gamma indices, (2) dropping diameter and centre index and The authors would like to acknowledge the nancial support
(3) declining average path length and increasing clustering coef- from the National Natural Science Foundation of China (Grant
cient. The network centralization index reveals a pre-1980 central- No. 41001082), Programme of Bingwei Excellent Young Scientists
ization phase before the economic reform era, a decentralization of the Institute of Geographic Sciences and Natural Resources
phase after the mid-1990s deregulation, and a uctuation phase Research, Chinese Academy of Sciences (Grant No. 2011RC201,
between. The k-core decomposition method is used to illustrate J. Wang), and a visiting professorship at Yunnan University of
the evolution of core network and hierarchy of the ATNC over time: Finance and Economics in 2013 (F. Wang).
from a core network of ve cities (Beijing, Shanghai, Wuhan,
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