Sunteți pe pagina 1din 28

Personality and Organization Theory Revisited

Author(s): Chris Argyris


Source: Administrative Science Quarterly, Vol. 18, No. 2 (Jun., 1973), pp. 141-167
Published by: Johnson Graduate School of Management, Cornell University
Stable URL: http://www.jstor.org/stable/2392060
Accessed: 21/01/2010 02:01

Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at
http://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless
you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you
may use content in the JSTOR archive only for your personal, non-commercial use.

Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at
http://www.jstor.org/action/showPublisher?publisherCode=cjohn.

Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed
page of such transmission.

JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of
content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms
of scholarship. For more information about JSTOR, please contact support@jstor.org.

Johnson Graduate School of Management, Cornell University is collaborating with JSTOR to digitize, preserve
and extend access to Administrative Science Quarterly.

http://www.jstor.org
Chris Argyris

Personality and Organization Theory Revisited

The literature(since 1963) relevantto the theoreticalframeworkof personality


and organizationis reviewed to ascertainthe degree to which parts of the theory
are confirmedand disconfirmed.It is also suggested that organizationaltheory re-
quiresa model of man because without it the theory could become limited to the
status quo.'

I an organization if there is some gain for


Approximately every seven years this au- them. The gain individuals seek can be un-
thor develops an itch to examine the litera- derstood by understanding their needs.
ture relevant to personality and organization (3) The intellectual history of the concept
theory (P and 0 theory) to determine the of needs is replete with lists, arguments, and
degree to which predictions from this frame- differing views on the degree of depth to
work can be identified, confirmed, or dis- which they exist. An attempt was made pre-
proved by the literature. The literature to be viously by the author to bypass that morass
examined is limited to publications that have by focussing on identifying relatively reliably
not appeared in two earlier reviews (Argyris, and validly inferred predispositions that are
1957, 1964). highly influenced by the situation, yet also
The second purpose of the article is to highly potent to the individuals (Argyris,
build upon the assumption found in P and 0 1960, 1964). This means that the individual
theory that organizational theory requires an seeks to fulfill these predispositions, yet their
explicit model of man and to show that with- exact nature, potency, and degree to which
out such a model major difficulties arise in they have to be fulfilled are influenced by
predicting important organizational events the organizational context (for instance, job
and processes. Finally, it will be noted that content or context) .
descriptive research is normative and that (4) Meaningful a priori statements about
more explicit attention should be paid to the predispositions of human beings can be
normative factors for the designing of new developed by understanding the logic of
organizations. their psycho-socio-genetic development. In
examining the literature it becomes clear that
MODEL DEVELOPMENT there is significant agreement that humans
are programmed, biologically and socially, to
The following steps indicate how the grow and become acculturated in certain
models of man and of formal organizations directions. In their attempt to live, grow com-
are developed. petently, and to seek a sense of self-accep-
(1) Organizations come into being when tance, individuals tend to be programmed
goals to be achieved are too complex for any according to the following developmental
one individual. The sequence of events neces- continua (Argyris, 1957).
sary to achieve these goals have to be divided These continua together represent a de-
into units manageable by individuals.
velopmental logic which is difficult for people
(2) Individuals are themselves complex
to ignore or suppress. The degree of difficulty
organizations. They produce the energy for
to suppress or alter depends upon the cul-
1 The author wishes to thank Professors Clayton ture, the context, as well as the individual's
Alderfer, Lee Bolman, J. Richard Hackman, and interactions with key figures in his or her
William Torbert for their helpful comments. life. The model assumes that the thrust of
141
142 ADMINISTRATIVE SCIENCE QUARTERLY
Infants begin as Adults strive toward
(1) being dependent and submissive to par- (1) relative independence, autonomy, relative
ents (or other significant adult) control over their immediate world
(2) having few abilities (2) developing many abilities
(3) having skin-surfacedor shallow abilities (3) developing a few abilities in depth
(4) having a short time perspective (4) developing a longer time perspective

this developmental program is from left to to express his or her predispositions, given
right, but nothing is said about the location the work content and context in which he
of any given individual along these continua. or she functioned (Argyris, 1954, 1956, 1960).
The position of a given individual can vary Specific predictions were made and largely
from situation to situation and over time. confirmed about individual reactions to the
One of the central themes of P and 0 the- organization depending upon a personal ex-
ory has been to study individual differences pression score. Individuals with low scores,
and to suggest new work worlds where in- for example, would be expected to be judged
dividual differences may flourish. It is diffi- as being, or should state that they were,
cult to understand how some scholars, most frustrated, should have poorer attendance
recently Lichtman and Hunt (1971), can records, or should exhibit higher turnovet.
conclude that P and 0 theory has not been Finally, analyses were made to show how
concerned with individual differences. Per- individual differences in predispositions were
haps the confusion has arisen because P and differentially rewarded in different types of
o theory has been used to make generaliza- departments. People with needs for mistrust-
tions about aggregate trends (for example, ing and controlling others, for example,
the higher one goes up the hierarchy, the sought out jobs in the internal audit depart-
greater the opportunity for expression of ment of the bank (Argyris, 1954).
adult needs, or the lower one goes down the Knowing something about an individual's
hierarchy, the higher the probability for em- needs was only part of the picture. Organiza-
ployees to express frustration). tions have a life of their own, in the sense
The theory does not limit itself to such that they have goals that may be orthogonal
generalizations, however. First, the person- or antagonistic with individual needs. The
ality model consists of continua along which next step, therefore, was to ask if organiza-
individuals can be ordered, through em- tions had an organizational genetic logic with
pirical research, in terms of the kinds of which they were programmed. If this pro-
needs and where they are located on each gram could be identified, it could be used
continuum. The variance of need expression to order the complex data about organiza-
can be studied among individuals as well as tions.
within individuals depending on the situation An inspection of the literature suggested
in which they exist, the particular stage of that an overwhelming number of organiza-
their personal development, or the history tions manifested organizational structures
of need fulfillment. that looked like pyramids (of different
The author published four such studies shapes). The logical purpose of these pyra-
where the social environment and the needs, midal structures was (1) to centralize in-
or predispositions as they were called, to formation and power (at the upper levels of
highlight an individual's interrelationship the structure) and (2) to specialize work.
with the work context were studied in detail. This logic was described in detail in these
A separate analysis was made for each indi- studies by the principles of scientific manage-
vidual that included (1) the predispositions ment or Weberian concepts of bureaucracy.
that he or she desired to express, (2) the The logic explicitly stated that management
potency of each predisposition, (3) the in- should be in control over the key organiza-
ferred probability that each would be ex- tional activities. Thus, management should
pressed, and (4) a final score which indicated be high on the six organizational activities
the degree to which the individual was able outlined below.
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 143
Designing specialized and fractionized work
low high
Designing productionrates and controllingspeed of work
low high
Giving orders
low high
Evaluating performance
low high
Rewarding and punishing
low high
Perpetuating membership
low high
These continua together represented a INTERACTION OF PERSONALITY
logic which was difficult for designers of AND ORGANIZATION
organizations to ignore, if the organizations
were to have pyramidal structures. The If one has two models, each with several
model assumed that the more an organization dimensions, it follows that the interaction
approximated the right ends of the continua, between these two variables could occur at
the more it reproduced the ideal of formal
any point on any one or combinations of
organization. The model, however, said
these dimensions. The possible combinations
nothing a priori about where any given em-
pirical organization would be along these of points on the two models is very great, if
continua. not overwhelming.
Another major characteristic of the P and The author has previously developed a
O theory model is that it requires scholars to methodology by which to determine the
cross disciplines, especially between psy- needs or predisposition that employees desire
chology and sociology. One could focus on to express in their work situation, the potency
organizational structure, technology, man- of each predisposition, the demands made
agerial controls, reward and penalty systems, on the individual by the organization, the
evaluation systems, leadership roles and probability that each predisposition will be
styles, and job or role requirements, for ex- expressed, and an overall score of the degree
ample. The model suggests that no matter of self and organizational expressions as
which one or which set of variables a person wholes (Argyris, 1954, 1956, 1965).
selects, it is important to measure each of
To limit oneself to such research would
the variables in terms of both sets of con-
tinua. If one selects structural variables, such produce a theory that would not generate a
as technology and managerial controls, one priori predictions about human behavior in
should ascertain the degree to which they organizations. Thus, the following step was
fractionize work, give power to management, taken. Predictions were generated about the
produce dependencies, and so forth. The consequences of the interaction between the
same is true for such process variables as individual. and the organization under four
leadership and interpersonal relationships. conditions. They were:
If the individual aspired toward And the organization (through its jobs, tech-
nology, controls, leadership, and so forth) re-
quired that the individual aspire toward
(1) adulthood dimensions (1) infancy dimensions
(2) infancy dimensions (2) adulthood dimensions
(3) adulthood dimensions (3) adulthood dimensions
(4) infancy dimensions (4) infancy dimensions
144 ADMINISTRATIVESCIENCE QUARTERLY
From the organizational model above, it made by ascertaining the impact of any or-
was possible to hypothesize that the more ganizational variable upon the individual and
the organization approximates the properties that the relevant dimensions to ascertain the
of a formal organization, the more indi- impact are found in the personality model.
viduals will be required to seek expression One can understand, for example, the impact
of needs that approximated the infant ends of organizational structure, hierarchy, job
of the continua. What if (still at the level of content, leadership style, group norms, bud-
a conceptualized exercise) the individuals gets, reward and penalty processes, and
aspired toward the adult ends of the con- evaluation processes upon individuals and
tinua? What would be the consequences? predict the consequences of their impact
To the extent that there is an incongruency upon other individuals, groups, or aspects
between the needs of individuals and the of organizational effectiveness by plotting the
requirements of a formal organization, the influence they will have along the adulthood-
individuals will tend to experience (1) frus- infancy dimensions.
tration, (2) psychological failure, (3) short (2) Most attention in the literature has
time perspective, and (4) conflict. been paid to the first condition described
The predictions can be made more specific above, probably because it tends to encom-
by defining the possible formal organizational pass most of the variance in actual life. As
factors that influence the extent to which the far as the comprehensiveness of the theory
incongruency may exist. They are (1) the is concerned, however, the other three condi-
lower one goes down the choice of command, tions should not be ignored.
the less the control and the fewer the abilities A study, for example, was made of two
that may be used by an employee; (2) the organizations where the technology, job con-
more that leadership is directive, the more tent, leadership style, and managerial con-
dependence or the less control the employee trols combined to require (a) individuals in
will tend to experience; and (3) the more the high-skilled world to manifest needs to-
managerial controls are unilateral, the more ward the adult ends of the scales and (b) in-
dependence or the less control the employee dividuals in the low-skilled world to manifest
will tend to experience. needs toward the infancy ends of the scales.
This means that the general tendency will In the case of the former, organization con-
be for lower-level employees to react to try dition three, as predicted, was associated
to overcome frustration or conflict. How may with little informal behavior (no union, al-
individuals adapt or cope with such condi- most no turnover or absenteeism, little with-
tions? The alternatives are (1) to fight the drawal, high emphasis on quality of work,
organization by trying to redesign it and gain and so forth). In the case of the latter the
more control by, for example, creating a same was found because the workers aspired
union; (2) to leave the organization perma- proportionately more toward the infancy
nently or periodically; (3) to remain in the ends of the continua (conditions of paternal-
organization but leave psychologically; to be- ism). Thus, again there was a congruence
come uninvolved, apathetic, indifferent; to (Argyris, 1960).
reduce the intrinsic importance of work; or It is interesting to note that because of a
(4) to increase the pay-offs from meaningless major financial crisis the organization de-
work; to become more market-oriented or cided to tighten up. It dropped the level of
instrumentally-oriented (Argyris, 1957). skill required for many jobs and increased
These adaptive activities become part of control through budgets, time study, and the
the informal organization and through time like. The result was that the most frustrated
become so inexorably woven into the formal were the highly skilled employees whose
organization that it is difficult for an indi- world had been switched from condition
vidual to separate the two. three to condition one. The predicted in-
Several points need to be emphasized formal activities of absenteeism, turnover,
about these propositions. and so on significantly increased. This was
(1) The thrust of the model is that ex- less true for the low-skilled employees who
planations can be developed and predictions felt little change in their world.
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 145
(3) The theoretical framework should work, (8) have thought about doing work
apply to understanding individual-organiza- other than that which they are currently
tional behavior in societies regardless of engaged in; and the less likely employees are
political ideologies. Thus, the prediction to (9) show interest in their work, and (10)
would be made that the relationships being indicate they are well satisfied with their
described will tend to hold for any organiza- jobs.
tion (fitting the models below) regardless of In another research supervised by Bonjean,
whether it exists in the United States, En- Holtz (1969) studied 350 persons at seven
gland, Sweden, Yugoslavia, Russia, or Cuba socioeconomic levels. Using a multiple dis-
(cf. Argyris, in press; Halmost, 1972). criminant analysis, she found that different
occupational status groups do have different
II rewards from their jobs and that "the higher
the occupational status, the more the desire
There are three kinds of literature to be for 'maturity'-directed job characteristics and
reviewed in this next section. First is the the higher the occupational status the greater
research that was designed directly to test the actual provision of maturity-directed de-
aspects of P and 0 theory. Second is research mands and rewards (Holtz, 1969: 50-51) ."
that was not designed to test P and 0 theory Grimes (1967), working with Bonjean, in-
directly but whose conclusions are predict- terviewed 332 respondents ( 104 businessmen,
able by and consonant with P and 0 theory. 108 managers, and 120 workers), as well as
Third is the literature that does not test or using the instruments described above. He
illustrate P and 0 theory but where the P found less strong support for the propositions
and 0 theory can provide a parsimonious stated. Although almost all were in the pre-
explanation for the empirical data. dicted direction, less than 25 percent were
statistically significant. Three of the eighteen
possible relationships were significant, for
RESEARCH DESIGNED TO TEST example, and the remaining fifteen were all
THE THEORY in the predicted direction to support the
proposition that respondents perceiving their
Bonjean and Vance (1968) developed a
work situation as highly bureaucratic will
questionnaire to measure self-expression at
experience greater alienation than those with-
work (as defined by our model). In addition
out such perceptions. Similar results were
to showing that the instrument was more re-
obtained for propositions that respondents
liable than the author's more time-consuming
perceiving their work situations as highly
interview method and that it possessed ade-
bureaucratic will experience greater norm-
quate concurrent validity and reliability, the
lessness, powerlessness, and isolation.
writers were able to test aspects of the the-
ory. In a random sample of 332 salaried man- Farris and Butterfield (1971) have con-
agers, hourly-paid workers, and independent ducted a study of 189 employees in thirteen
businessmen, they found that the adaptive Brazilian financial institutions. All but one of
behaviors predicted by personality and or- the organizations were in the public sector.
ganization theory to be more frequent at They reported that 86 percent of the partici-
the lower levels and less frequent at the pants reported a lack of congruence between
upper levels were confirmed. They dis- individual needs and organizational goals as
covered, for example, that the lower the self- predicted by the theory. Next, they compared
actualization (namely, expression along the the findings according to hierarchical posi-
adult ends of the continua defined above), tions. Sixteen top managers, forty-five middle
the more likely employees are to (1) day- managers, and 122 first-level technical men
dream, (2) have aggressive feelings toward did not differ in the importance they at-
their superiors, (3) have aggressive feelings tached to the goals. "However, goal congru-
toward their co-workers, (4) restrict output, ence is higher for people at higher levels in
(5) make mistakes or errors in their work, these Brazilian organizations (1971: 6)."
(6) postpone difficult tasks or decisions, (7) Moreover, "a low, but statistically significant,
be concerned with the material rewards of relationship between involvement and goal
146 ADMINISTRATIVESCIENCE QUARTERLY
congruence [was found] in several areas. self-control related to the job, (5) pay, and
Strongest relationships occur for self-actu- (6) the use of one's abilities (1972: 68).
alization and status (1971: 6-7)." Finally, the labor force as a whole considered
Maurer (1972) has conducted a study job content characteristics to be more im-
whose objective was to test the hypothesis portant than the economic benefits that
that job content made a significant difference derive from the job. The top-ranking item
in the meaning of work, a hypothesis he cor- among all age groups was interesting work
rectly identifies with P and 0 theory. The (1972: 277).
study involved 231 males, full-time em- Gardell (1971) has published a systematic
ployees, going to night school. The sample study relating production technology to alien-
was extremely heterogeneous. Only twenty- ation and mental health. The central inde-
two occupations involved more than one in- pendent variable inferred from an instrument
dividual. The maximum was an occupation designed to obtain ratings from technical ex-
with five occupants. perts, corporate staff members, and trade
Among the findings reported was the fact union leaders was discretion and skill level.
that the Turner-Lawrence Perceived Task This variable is related to the P and 0 theory
Attribute instrument was moderately corre- in terms of the degree of control the indi-
lated with job involvement (Pearson, r .45; vidual has over his work, the degree of de-
Spearman, rho .46; Kendall, tau .34). The pendence and submissiveness, and the
items that correlated most strongly were op- number of abilities used on the job. The sec-
portunity to learn, opportunity to advance, ond instrument included five scales intended
time needed to learn the job, and variety on to measure alienation as well as scales to
the job. These factors are consonant with the measure job satisfaction and satisfaction with
adult ends of our continua. Opportunity to aspects of the work environment. The third
learn and variety on the job, for example, are instrument measured general life satisfaction,
related to utilizing one's abilities. Oppor- self-esteem and feelings of competence, and
tunity to advance is related to increasing the self-esteem and feelings of prestige and
probability of control over one's work life anxiety. The population was taken from four
and the enlargement of the abilities being plants representing mass production and
used on the job. The relationships held with process industries.
a regular multiple regression analysis which Some of the findings reported were (1) the
used the test unweighted job content vari- better the objective determinants of a discre-
ables as the independent variables and the tionary and skilled relationship to work, the
six-item Lodahl-Kejner instrument as the de- more meaningful and interesting the work is
pendent variable. A nonparameter statistic, perceived to be; this finding holds for both
X2, was also used to determine if job content mass and process production, (2) the more
and job involvement were statistically signif- skilled tasks with their concomitant of more
icant as predicted. self-determination are also felt to be less
mentally strenuous, more independent, and
RESULTS OF RESEARCH less socially isolating, (3) wide variations
PREDICTABLE BY THE THEORY are found with some people finding jobs
Herrick's recent study of a national sample with low discretion as interesting; this find-
of 1,533 employees confirmed that dissatisfac- ing, which is contrary to the prediction made
tion increases as jobs becomes less challeng- by the P and 0 theory model (when assum-
ing (1972: 57). Moreover, employees still ing that the population aspires toward the
valued work that approximates the mature adult ends of the continua), is relevant to
ends of our personality model. When asked 8 percent of the total population and only 25
to rank various aspects of work, the first six percent of the comparison is confined within
factors, in order of importance, were (1) in- the group having low discretion jobs, and
teresting work, (2) enough equipment to get (4) various income groups do not differ from
the job done, (3) adequate information to one another along the alienation scales (Gar-
get the job done, (4) enough authority and dell, 1971).
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 147
Gardell concludes: 190). He also found a strong relationship
between job specialization and perceived
Severe restrictions in worker freedom and powerlessness on the job. Thus, 19 percent of
control and in skill level required are found to
be related to increased work alienation and the craftsmen, 57 percent of the monitors,
lowered level of mental health even after con- and 93 percent of the assemblers experienced
trol is made for age, sex, income, type of leader- a lack of freedom and control. Similar rela-
ship and satisfactionwith pay. The relation be- tionships were found for autonomy and re-
tween task organization and mental health is sponsibility.
valid, however, only after allowance is made for Aiken and Hage (1966) reported that or-
work alienation. In both industries certain peo- ganizations that conform more to the formal
ple regard jobs of low discretion and skill level bureaucratic arrangements are likely to have
as interestingand free from constraintand these
groups do not tend to score low on different more work alienation and alienation from
indices of mental health. However, these groups expressive relations. Moreover, there was
amount only to 8 percent in each industry and greater dissatisfaction with work in those or-
are strongly over-represented as to workers ganizations in which jobs were fractionized
above fifty years of age. and rigidly structured. Lichtman (1970) in
Within mass-productionindustry, restrictions a study of managers (fifteen), supervisors
in discretion and skill level are found to go to- (twenty-six), and workers (fifty-four) found
gether with increased feelings of psychological that the job satisfaction differed significantly
stress and social isolation. People working under among the means of each group and in the
piece-rate systems-compared to hourly paid direction predicted by the theory; there was
workers-find their work more monotonous,con-
strained and socially isolating as well as having highest satisfaction for the managers, then for
lower social status even when job content, skill the supervisors, and last for the workers.
level, income, and age are controlled for. Herzberg (1965) reported on a study by
High self-determinationand job involvement Russian social scientists of 2,665 Leningrad
are found to be related to high demands for in- workers under thirty years of age. Again, the
creased worker influence on work and company higher the job level, the higher the satisfac-
decisions in the process industries while in the tion with the job. In a partial confirmation,
mass production industries demands for in- Pelz and Andrews (1966) reported that
creased workerinfluenceis greatest among those tightly controlled situations in scientific orga-
who feel their work to be monotonousand con-
strained. Perceptions of strong worker influence nizations resembled the conflict between the
by collective arrangementsare accompanied by needs of mature individuals for independence
increased demands for individual decision-power and the requirements of a typical bureau-
as well as increased job satisfaction and de- cracy. Under these conditions low to mod-
creased alienation (Gardell, 1971). erate motivation for performance was func-
tional; a highly motivated researcher in tight
Fullan (1970) studied oil workers, printers,
situations was, as predicted by P and 0
and auto workers. In terms of our framework,
theory, extremely frustrated.
the auto workers would have jobs that are
closest to the right ends of the continua of Next is reported a series of studies that
formal organization, the printers would rank suggest that employees (be they at the upper
next, and the oil workers would least ap- or lower levels) who have jobs that require
proximate the right ends of the continua. behavior that approximated the adult ends
Fullan reported that the outstanding finding of the personality continua reported greater
was that oil workers were much more inte- satisfaction, more positive attitudes, and less
grated than printers and auto workers. frustration than those employees whose jobs
Shepard (1969) also studied craftsmen, moni- required behavior that approximated the in-
tors, and assemblers (with the latter having fant ends of the continua. Blankenship and
the most specialized and fractionized jobs). Miles (1968), for example, found that higher-
Job satisfaction was lowest among the as- level managers reported greater freedom of
semblers (14 percent), the next were moni- action and less control than lower-level man-
tors (52 percent), and finally came the agers. Walton, Dutton, and Fitch (1966) re-
craftsmen (87 percent), (Shepard, 1969: ported that in six plants, as the control from
148 ADMINISTRATIVESCIENCE QUARTERLY
above increased, the attitudes of people were the adult ends because participants are re-
more negative. As the degree of freedom quired to perform multiple roles. In both
and control increased, the attitudes were types of organizations Wicker found that the
more positive. Pym (1963) found in a study overmanned settings were more likely to
of 310 men working in offices and factories have participants who reported less sense of
of eight different organizations that frustra- responsibility, less opportunity to have con-
tion with work was dependent on job differ- trol or take leadership positions, and a less
ence and on the degree of education largely rich array of tasks to perform.
because better educated people obtained jobs Is it possible to reduce the negative conse-
at higher levels in the hierarchy. Factory quences of fractionized work upon individ-
workers with jobs approximating the left uals? Can automation, for example, be of
ends of the personality continua scored sig- help? In a review article Susman (1972a)
nificantly higher on the measure of frustra- suggested three strategies to reduce power-
tion than did office workers with jobs ap- lessness at work, a factor which is heavily
proximating the right ends of the continua associated with work alienation. They are
(Pym, 1963: 178). (1) employees allocate tasks by themselves
Paine, Carroll, and Leete (1966) reported thereby reducing the need for close supervi-
that where jobs were less structured and sion, (2) crews should be permitted to select
where there was greater opportunity for in- themselves through sociometric procedures,
dependent thought, action, growth, and feel- and (3) the leader of the group be elected
ings of accomplishment, there was a higher by the group members. The first strategy
degree of satisfaction. Porter and Lawler would, in terms of the P and 0 model, en-
(1965), in a comprehensive review of the courage the use of the employees' more im-
literature, found a systematic tendency that portant abilities and decrease their sense of
the higher the positions the individuals held, dependency upon the supervisor. The second
the more positive their attitude tended to be. would tend to increase the employees' con-
Margulies (1969) reported that organizations trol over membership in the work world. The
founded on classical principles of manage- third would increase employee control over
ment tended to inhibit individual growth. In work activities and reduce dependence upon
one department designed by more organic the supervisor. In another article Susman
and flexible principles, there was significantly (1972b) presented empirical evidence that
higher degree of satisfaction and involve- automation may decrease meaningfulness
ment. and discretion for production work but the
Carpenter (1971) found that the greater same factors may be increased for manual
the teacher autonomy and opportunity to use jobs.
professional authority (in our terms, less de- How long does the dissatisfaction and
pendence and more use of their ability), the frustration remain? Lodahl's (1964) research
higher the satisfaction. Wicker studied un- suggested that employees do not become
dermanned and overmanned situations in habituated to work conditions. In an interest-
schools (1968) and churches (1969). An un- ing analysis of a new and an old assembly
dermanned situation means that there are plant, he found that the assembly-line worker
fewer people than needed to perform accord- in the old plant was even more dissatisfied.
ing to some measure of the requirements of After fourteen years the habituated em-
the situation. The deficiency is made up by ployees exhibited greater dissatisfaction with
participants taking on more responsibility extrinsic features of their work than their
and performing more tasks. Their work has younger brethren, as well as lower involve-
become enriched. Overmanned situations ment in the product and the company. Al-
have properties of the formal organization though dissatisfaction does not decrease (it
that are consonant with the infant ends of the is already low), aggression toward the com-
continua because roles are molecularized to pany and alienation from the company and
give every participant a piece of the action. product increased. Herrick (1972: 56) re-
Undermanned situations are consonant with ported in a recent national sample that it
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 149
was the first time that there was a major drop that the more effective branch offices (of a
in Americans expressing job satisfaction. sample of thirty-six employees, 656 sales-
men) were characterized by high control by
RESULTS EXPLAINED BY both management and salesmen.
THE THEORY Turning to the studies of preferences to-
ward intrinsic and extrinsic factors, if we
If individuals are predisposed toward
hypothesize that employees tend to be aware
greater autonomy and if formal organizations
of and adapt to reality, it follows that they
are designed to reduce autonomy, one should
will tend to seek out those satisfactions that
predict that individuals in organizations
are possible, even though they may prefer
should seek more control over their own
others. Goldthorpe et al. (1968), for example,
area. Moreover, if control at the top is
reported that even though employees had
greatest and least at the bottom, this should
an instrumental orientation, they valued in-
also be reflected in findings that the gap trinsically satisfying work but doubted that
between desired and actual control is great-
they would be able to obtain it. Centers and
est at the lowest levels. Smith and Tannen-
Bugental (1966) reported that the individ-
baum (1963) studied 200 geographically
uals in lower-level occupations were more
separate systems that were parts of larger
likely to seek out and be motivated by ex-
organizations (for example, delivery com-
trinsic needs, while white-collar workers
panies, automotive dealers, clerical organiza-
sought out and were motivated by intrinsic
tions, manufacturing plants, and power
needs.
plants).
Friedlander (1966: 44) found that me-
In the great majority of the organizational
dium- and high-status white-collar workers
units there was a negatively sloped control
placed primary importance on the work-con-
curve (the lower the level of position in the
tent factors, composed of job characteristics
hierarchy, the less the control). The ideal or
preferred distribution of control was more which might potentially fulfill growth needs.
This was significantly less true for blue-
positively sloped than the actual (that is, the
workers wanted to have more control than collar workers and low-status white-collar
they perceived they had). While members workers. One reason that may be advanced is
desired a more positively sloped distribution that the upper-level white-collar jobs offered
of control than they perceived, they did not more opportunity to fulfill growth needs.
wish to achieve this by reducing the control Blai (1964) reported that the needs for self-
exercised by other levels. Ninety-nine percent actualization, advancement, and interesting
of the rank-and-file groups reported that they duties and leadership were all selected least
wanted more control over their own imme- often at the trades level and increased in
diate area. It was at the level of the rank- frequency with employment at the higher
and-file member that the greatest discrepancy occupations.
between actual and ideal control occurred. The hypothesis that the preference of in-
Interestingly, Zupanov and Tannenbaum trinsic over extrinsic factors is related to the
(1968) confirmed the conclusion in a study kind of job one has is supported by a study
of Yugoslavian employees and supervisors. by Friedlander and Waltons (1964). They
Halter (1965) also reported that a study of reported that "to the extent that the job in-
1,128 nonsupervisory employees in eighteen volves functions intrinsic to the work process
establishments in Oslo suggested that em- and content, it will appeal to positive moti-
ployees desire to enhance their degree of vation, serve as a potential satisfier, and
control over their immediate work world. may well influence the worker to remain
Baumgartel and Goldstein (1961) found in the organization (1964: 200)." Friedlander
that employees became more dissatisfied (1966: 441) also reported that work and the
after moving to a newer, more efficient plant work environment provide greater opportu-
because the degree of control over their own nity for satisfying interaction than do non-
work processes was greatly reduced. Bach- work factors. The combined values of the
man, Smith, and Slesinger (1966) reported work content and work context, for example,
150 ADMINISTRATIVESCIENCE QUARTERLY
exceeded, to a significant degree, that of vidual's experience of control over his im-
church-related activities and educational mediate work area, decreasing his use of
factors. the number of abilities, and increasing his
Wilensky (1964) has concluded that inves- dependence and submissiveness. To the ex-
tigators are unanimous that the lower one tent that the individuals seek to use their
goes down on the social scale, the less satis- more central abilities and to be autonomous,
faction in work. In an attempt to explore they may adapt by reactions ranging from
beyond this finding, he conducted a study to absenteeism to withdrawal and noninvolve-
ascertain what type of work people would ment, aggression, an increased emphasis on
select if they could start over again. First, instrumental rewards, and a decreasing em-
Wilensky found that the general level of phasis on intrinsic rewards. These conditions
job satisfaction was fairly low. The propor- tend to increase in frequency and scope as
tion of satisfied employees ranged from nine one goes down the hierarchy. The lower-level
in ten for professors and mathematicians to worker is in a psychologically deprived con-
16 percent for unskilled auto workers. Sec- dition. As Pym (1965) has shown, organiza-
ond, he found that the percentage of people tions are unintentionally designed to dis-
who would go into similar type of work if courage the versatile and involved worker.
they could start over again varied systemati-
cally with the degree of autonomy, control, JOB ENLARGEMENT OR
and use of abilities that would be permitted ENRICHMENT
by the job presently held. One way to define job enlargement or en-
Another prediction related to a derivation richment is to conceive of it as enlarging the
from the theory, namely that employees may job in such a way that it permits more op-
choose to leave when they experience too portunity for employees to experience jobs
much control by the organization or its that approximate the right ends of the per-
representative. Farris and Butterfield (1971) sonality continua. Thus, increasing the vari-
found that turnover was associated with ety increases the number of abilities used
lower-goal congruence. Ley (1966) found (usually motor or doing abilities). A richer
that the major factor in labor turnover was enlargement is to redesign the work so that
the degree of authoritarianism of the fore- it enhances opportunity for the employee to
men of the employees. Telly, French, and experience greater autonomy and control
Scott (1971) showed that there was a strong over factors in job content and job context,
relationship among hourly workers between lengthens the time perspective, and decreases
feelings of inequity and turnover. The feel- dependence and submissiveness upon the
ings of inequity were caused by the super- superior. The former is usually called hori-
visors' inequitable treatment. The supervisors zontal and the latter vertical job enlarge-
could not be influenced, did not support the ment.
workers, and did not attempt to correct em- Herzberg (1966), Davis (1966), Davis
ployee complaints. Such conditions would, and Valfer (1965, 1966), and Emery, Thors-
in our terms, increase the employees' feelings rud, and Lange (1966) represent the groups
of dependence and submissiveness. Cooper which have worked longest on horizontal
(1967) reanalyzed the Turner-Lawrence and vertical job enlargement. All, together
data and developed a general factor entitled with Ford (1969), Sorcher (1967), and Paul,
varietv. The central features of this factor Robertson, and Herzberg (1969), have con-
were highly related to workers' absence rates. cluded that through the design of jobs that
In summary it was noted that relationships permit increased self-regulation, self-evalua-
have been found between the impact of tech- tion, self-adjustment, and participation to set
nology, structure, formalization of rules, goals, increases have been produced in pro-
specialization of tasks, and authoritarian ductivity and positive attitudes. Thorsrud
leadership upon individuals. In whatever (1972a, 1972b) has recently related the con-
language one uses the impact of these factors cept of autonomous groups to all levels of
can be summarized as decreasing the indi- organization, to staff as well as production
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 151
employees. He conceives of autonomous reconceptualized as task properties. The
groups as a basis for organizational redesign fourth core dimension of feedback was never
and development. included explicitly in the personality model
One of the more thorough correlational when discussing the lower-level world, but
studies related to job enlargement has been was a central dimension in understanding
reported by Hackman and Lawler (1971). the managerial world.
They hypothesized that if employees are Nor were the dimensions of working with
desirous of higher-order need satisfaction, others and friendship opportunities included
there should be a positive relationship be- as core job characteristics because one of the
tween the dimensions of jobs and motivation, derivations of the personality and organiza-
satisfaction, performance, and attendance. tion model is that these two dimensions de-
What are higher-order needs and are they crease in probability of existence and in
relatable to the personality model described importance to employees as one goes down
above? If one examines the actual items, the chain of command and/or as work be-
there are "5 items related to the first dimen- comes more fractionized. Thus, Hackman
sion of degree of submissiveness, dependence and Lawler's finding that these two job di-
or control, and autonomy; 3 items related mensions were not as potent would be con-
to the second dimension of variety; 1 or per- sonant with the personality and organization
haps 2 items related to the third dimension model.
of abilities the individual values highly The primary results of the Hackman and
(Hackman and Lawler, 1971: 269)." Lawler study are:
There are no items dealing with time per- (1) The higher jobs are on the core di-
spective. The remaining two items seek to mensions, the more employees tend to report
assess the individuals global desire for per- feeling internal pressures to take personal
sonal growth and feelings of worthwhile ac- responsibility and do high-quality work. And,
complishment on the job. in fact, when jobs are described as being
It seems legitimate, therefore, to correlate higher on variety, autonomy, and task iden-
the Hackman-Lawler hypothesis with our tity, employees are rated as doing higher-
model as follows. The more individuals seek quality work and as being more effective
to satisfy needs that are toward the adult performers on the job (1971: 273).
ends of the continua, the higher the prob- (2) When jobs are high on the core di-
ability that they will report greater satisfac- mensions, employees report having higher
tion, perform better, and be absent less if intrinsic motivation to perform well.
jobs also mirror these adult continua. (3) The core job dimensions are strongly
What are the characteristics jobs must have and positively related to job satisfaction and
to provide the correlation predicted? Hack- involvement (1971: 274).
man and Lawler identified six job charac- (4) The job satisfaction items that are
teristics, although later they only used four strongly correlated with the job core dimen-
(and the two they and their data rejected sion are related to control over one's own
provide an important indirect test of one work, feeling of worthwhile accomplishment,
aspect of the personality and organization personal growth, and self-esteem. These
model). Hackman and Lawler defined six items strongly correlate with the Herrick
dimensions of jobs. They are variety, auton- (1972) and Seashore and Barnowe (1972)
omy, task identity, feedback, dealing with studies. They are the items that personality
others, and friendship opportunities (1971: and organization theory would predict should
265). They identified the first four as core be the strongest.
dimensions. These core dimensions are the (5) The strength of the relationships
higher order need items reconceptualized in described above increases for those em-
terms of job characteristics. We may do the ployees who seek more expression of higher-
same. The first three core dimensions are order needs (especially along the job dimen-
consonant with the first three items in the sions of variety, autonomy, and to a lesser
personality development model, only now degree feedback) (1971: 278). This finding
152 ADMINISTRATIVESCIENCE QUARTERLY
is of especial interest for it examines in- learning and self-actualization. There were
dividual differences in a way rarely found indications that the team leaders and plant
in the literature. The finding is also relevant managers were more involved in community
to this review because it illustrates a predic- affairs than foremen and managers of com-
tion of the theory described in condition parable plants.
three (1971: 12). Experiments in significant job enlargement
Finally, Hackman and Lawler differ- are being conducted at Volvo. Gyllenham-
entiated between horizontal enlargement mar, the new and innovative president of
(namely, increasing the number of different Volvo, was directly involved in the design
things an employee does) from vertical en- of a new assembly plant. The work of as-
largement (that is, increasing the degree to sembling the cars have been given to teams.
which an employee is responsible for making Each team has responsibility for its special
most major decisions about his work). Their section of the car (for example, the electrical
research supports Lawler's earlier view system, brakes and wheels, and so forth).
(1969) that a combination of both types of Within a work team, the members decide the
enlargement is probably optimal. These con- distribution and pace of work. Employees
clusions are in line with the personality and are permitted and encouraged to learn many
organization model. Horizontal enlargement different engineering skills in order to con-
is related to dimensions 2 and 3 (number tribute to their team's effectiveness as well
and depth of abilities used) while vertical as maintain control over their work environ-
enlargement is related to dimensions 1 and ment. It is estimated that the new plant will
4 (control and time perspective). As pre- be more expensive (about 19,000,000 kroner)
dicted by the model, the combination (called than the conventional car assembly. The top
role enlargement by the present writer, 1957) management decided that the expenditure
will tend to increase the sense of personal was worth it because they valued increasing
responsibility and involvement. the quality of life within the plants and be-
Walton (1972) described an important cause they believed that it would lead to a
attempt to design an entire plant using hori- work force with less turnover and absentee-
zontal and vertical enlargement of work. The ism (Volvo, 1972).
key features of the design are (1) autono-
mous work groups which include the team III
members performing different jobs, develop- Two important issues found in the litera-
ing their own production schedule, managing ture that are relevant to P and 0 theory are
production problems, screening and selecting (1) the relationship between sociological
new members, and maintaining self-policing variables such as social class and the be-
activities; (2) integrated support functions havior of employees within the organization
(the team performs the maintenance, quality and (2) the relationship of leisure to the
control, and industrial engineering func- employees' work world.
tions), plus challenging job assignments; (3)
job mobility and rewards for learning; and SOCIAL CLASS AND EMPLOYEE
(4) self-government for the plant commu- BEHAVIOR
nity.
Although social class factors are seen as
Walton reported that the transition from a
interacting with and influencing the factors
work environment that is consonant with the
found at the work place, P and 0 theory
infant ends of our continua to one that ap-
suggests that the work content and context
proximates the adult ends was not an easy
are more potent than the relevant social class
one for the personnel. The results to date, variables. The work content and context fac-
however, are impressive. Typically, the plant tors are assumed to have first causality in a
should be manned by 110 participants; the circular process of interdependence between
new plant was manned by seventy partici- the former factors and social class factors. In
pants. Production has met or exceeded goals. speaking of first causality, focus is placed
Employees reported greater opportunities for upon the variable that initially created the
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 153

other variable ( s ), the variable one has to role in Czechoslovakian society. This was an
focus upon if change is to be brought about. obvious contradiction to the abolition of dis-
It is contended here that the human be- tinct inequality in all other spheres." Negan-
havioral variables produced the social class dhi and Prasad (1971: 163-164), in a study
variables and other variables such as leisure. of comparative management, have concluded
Once having produced them, they switched that there has been an overemphasis on the
into an interdependent relationship where environmental and cultural variables in un-
each variable influenced the other. An anal- derstanding behavior within organizations
ogy would be that people create streets. (ranging from plants to bureaucracies to
Once streets are built, they coerce people to regional areas). Hrebiniak and Alutto (1972)
ride on them and not on sidewalks. People reported that role-related factors were more
can create new streets and alter old ones; important in explaining organizational com-
streets cannot create new streets. mitment than father's occupation (a variable
This view was supported by the data cited related to social class) and other nonorga-
in an earlier publication (Argyris, 1964). If nizational factors such as sex and marital
individuals remain in a given social class and status.
if they change their jobs, they take on the Recently, Kohn (1969) and Kohn and
attitudes related to their new jobs (whether Schooler (1969) have conducted studies that
it is satisfying or not) and not those related describe a more differentiated model as to
to environmental factors such as social class. why the internal variables will probably help
Workers, before their jobs were enlarged, to account for more of the nonrandom vari-
for example, expressed typical lowgr social- ance of human behavior within organizations
class attitudes toward work (apathy, indiffer- than the approaches that focus on variables
ence, market-orientation). When their jobs external to the organization. Their findings
were enlarged, however, the same workers may be organized in the following outline
first became tense and unhappy, and after form:
becoming accustomed to more challenging (1) There is a linear relationship between
and meaningful work, took on middle-class values on conformity to externally imposed
values (involvement, interest in intrinsic fac- rules versus self-direction from the highest
tors, and so forth). From a sociological view, to the lowest socioeconomic class. The rela-
however, their social class had not changed. tionship is essentially the same for whatever
The data cited above (Goldthorpe et al., age and size of family (Kohn and Schooler,
1968) in which it was found that workers 1969: 664).
can value intrinsic satisfactions and yet aspire (2) Consonant with greater valuation of
toward an instrumental orientation (usually self-direction, men of a higher class were
associated with the working class) raises found to take extrinsic aspects of jobs (pay
questions as to whether social class variables and security) for granted and focus on op-
can explain as much of the variance as can portunities jobs offer for self-expression and
psychological and organizational variables. individual accomplishment.
How can working-class people hold working- The higher the men's social class, the more
class and middle-class values? importance they attach to how interesting
Faunce and Clelland (1967) supported the work is, the amount of freedom, the op-
the view that the inside factors probably portunity to use their abilities, and the
cause the external ones (although once both chance to help people. The lower their class
are in operation, they feed back to reinforce position, the more importance they attach
each other). They reported that class, status, to pay, fringe benefits, hours of work, and
and power arrangements in the community so forth (Kohn and Schooler, 1969: 666).
are in large part a function of the organiza- (3) The class relationships are predomi-
tional structure, production technology, and nantly linear, with virtually no significant
division of labor. Mackonin (1970: 738) has curvilinear or higher-order relationships and
reported that, "It was the bureaucratic type no sharp breaks. It is profitable to think of
of organization that was playing a significant a continuous hierarchy of positions, not of
154 ADMINISTRATIVESCIENCE QUARTERLY
discrete social classes (Kohn and Schooler, especially supervision, and more use of one's
1969: 669). abilities.2 These two sets of factors are con-
(4) Education and occupational position gruent with the conditions represented as
are each related, independently of the other, key developmental dimensions from infancy
to almost all aspects of values and orientation toward adulthood.
and these relationships are essentially addi-
tive. Education and occupational position LEISURE AND WORK EXPERIENCES
are important in understanding (a) self- A question frequently asked of the P and
direction versus conformity to externally im- 0 theory model is to what extent is it possible
posed rules, (b) valuing intrinsic or extrinsic for employees to compensate for the im-
aspects of work and, less so, (c) self-confi- poverished life that they experience within
dence and self-deprecation (Kohn and the organization by designing and partici-
Schooler, 1969: 669). pating in leisure or other activities outside
(5) Income and class identification are work that are more meaningful? The model
not very important for explaining the rela- of man used in P and 0 theory would require
tionships of class to 4(a), (b), and (c) that the compensation hypothesis be rejected.
(Kohn and Schooler, 1969: 669). The logic is as follows: if individuals tend to
Why is this so? What are the most potent experience dependence, submission, frustra-
variables influencing these relationships? tion, conflict, and short time perspective at
After a careful statistical analysis of their work and if they adapt to these conditions
data, the authors conclude that "only those by psychological withdrawal, apathy, indif-
conditions that vary continuously with edu- ference, and a decrease in the importance of
cation and with occupational position can their worth as human beings, these adaptive
be of great relevance to understanding such activities become dominant in the person's
factors" as those in 4(a), (b), and (c). life and they will guide his leisure behavior
Although educational experience is a po- outside the work place. Individuals will seek
tent variable, occupational position is more leisure activities that are consonant with the
potent (Kohn and Schooler, 1969: 675). The adaptive activities.3
aspect of occupational conditions that is more Two large research projects have been re-
potent is occupational self-direction (Kohn ported that bear directly on this hypothesis.
and Schooler, 1969: 674-675). Meissner (1971) reported that the job
If occupational position is crucial and if, probably influences the choice and quality
within that, self-direction permitted on the of nonwork activities. The research results
job is most important, and if economic and come from a sample of 206 industrial workers
class identification are not significantly re- interviewed in a community with a popula-
lated to self-direction, the direction to look
2 It may also be that the relationships between
for the potent variables is inside the or-
ganization. Kohn and Schooler (1969), for self-directionand organizationalexperiences are
partially explainedby early life experiencesand
example, showed that: (a) closeness of subsequentoccupationalchoice. If so, then the im-
supervision is significantly related to occupa- poverishedworkexperiencesmay interactwith early
tional self-direction and (b) the work re- life experiencesand occupationalchoice to produce
quirements are also critical. Work with data the resultsdescribedabove.
3 In cases where the frustrations,
conflict,and so
or with people is more likely to require forth are low becauseindividualsaspiretowardthe
initiative and thought and judgment than is adult ends of the continuaand have jobs where
work with thing4. Work that is more complex such expressionis realistic(and thus the adaptive
and less routine, is related to occupational activitieswould be low), then one would predict
self-direction. that the employeeswould design their leisure ac-
tivities to be consonantwith the adult ends of the
Thus, we arrive at the point where the key continua.Where the frustration,conflict, and so
factors identified with occupational position forth are low because people aspire to the infant
are those, on the job, that are related to pro- ends of the continua( and that is what they are
offeredat work), then one would predictthat they
viding opportunities for greater control over would designtheir leisureactivitiesto be consonant
one's work, less dependence upon others, with the infantends of the continua.
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 155
tion of about 20,000. They worked in a large greater the commitment to the job; the more
wood-products manufacturing company. energetic the leisure; and the more proactive
Meissner (1971: 241) stated three options. the political activity. Torbert developed sev-
(1) Workers compensate for the constraints eral ratings. The first was a job rating of the
and, social isolation of the job in their free degree of playful expression on the job
time. (2) The experience of constraint and (equivalent to our adult ends of the con-
isolation carries over into free time. (3) Life tinua). Next, there was a rating of job in-
away from work is unaffected by the job. volvement. Third was a rating of leisure
The results that would support personality involvement that included six dimensions,
and organization theory would be those re- for example, discriminating about watching
lated to the carryover hypothesis. television, expansion and improvement of
Meissner reported that fifteen of the six- oneself or one's community, amount of ac-
teen possible relations between indicators of tivity, presence of a dominant interest, and
work constraint and measures of organiza- absence of false expectations about the
tional involvement clearly favored a carry- future. After a careful discussion of the
over hypothesis; of the sixteen possible operational and conceptual meaning of the
differences of participation roles in associa- various dimensions and their reliability, Tor-
tions other than church, fourteen supported bert concluded, among other things, that (1)
the carryover hypothesis. Meissner concluded average leisure involvement increased as job
that ratings increased (significant at the .05 level
and accounting for 46 percent of the non-
The results of the preceding analysis indicate
stronglythat neither the propositionof "compen- random variance) and that this held true
sation" nor the proposition of "no effect" are when one controlled for education, (2) the
viable for participation in voluntary organiza- association between increasing job involve-
tions other than church attendance. Instead, ment and increasing leisure involvement is
experience with work of little discretionarypo- positive (and significant at the .05 level),
tential carries over into reduced participationin (3) increasing job rating was positively asso-
formally organized activities (1971: 253). ciated with increasing political activity, even
And later, when controlling for education (at the .001
level of significance), and (4) there was evi-
When work is socially isolating, workers re- dence that the higher the job rating, the
duce their exposure to situations in which they greater the probability that the political ac-
have to talk and also spend less time in organized tivity tended to be for the common good.
and purpose-directedactivities. They make up
Torbert also reported that those who have
for it and spend a lot more time fishing on the
week-end, and pushing the shopping cart work that has more variety and permits
through the supermarketon workdays. Lack of more proactivity should also tend to select
opportunityto talk on the job is associated with such recreational pursuits. Those who have
dramaticallyreduced rates of participationin as- more routine work which requires them to
sociations,that is, in activity commonlybelieved be more passive should seek or select similar
to help integrate individualsinto the community recreational activities. Parker (1971) also
(1971: 260). confirmed these findings. He reported a
Torbert (1972), with the help of Malcolm national recreation survey in England in
Rogers, intensively interviewed 209 workers.4 which those with jobs in the higher occu-
His basic hypothesis was that the more play pational classes selected more active recre-
(exploration and expression of oneself), the ational pursuits while those in the lower
occupational classes selected more passive
4 Torbertis the first researcher,to the present recreational pursuits (Parker, 1971: 60). An-
author'sknowledge,who developsa theoryof man other governmental study found that em-
which he then uses to understandsuch basic con- ployers, managers, and professional people
cepts as play, leisure,recreation,free time, and self. watched only half as much television, but
He has done an excellentjob in integratingan es-
sentially humanisticapproachwith empiricalre- participated nearly twice as often in physical
search. recreation as semiskilled and unskilled man-
156 ADMINISTRATIVESCIENCE QUARTERLY
ual workers (Parker, 1971: 60). After review- who reject the need to have an explicit model
ing his own and others' work, Parker (1971: of man. Some theorists, such as Blau, Perrow,
114) concluded, "My view is that the causal Dubin, Goldthorpe, and Lockwood, treat man
influence is more likely to be from work ex- as a black box. Elsewhere, it has been shown
perience and attitudes to leisure experiences that such a strategy will lead to internal con-
and attitudes than the other way round, tradictions of the theory (Argyris, 1972).
mainly because the work sphere is both more In Blau and Schoenherr's recent study (1971),
structured and more basic to life...." for example, the model of man implicit in
Several studies have been reported whose their theory suggests that human beings
conclusions are also in line with P and 0 would report that they are experiencing de-
theory. Cohen and Hodges (1963) found that centralization if they are not supervised in
lower-level employees participated least in their jobs even though the job is highly for-
voluntary organizations. They suggested that malized with rigid rules that require strict
the cause was that severe social and work compliance. Their theory does not differen-
deprivation makes it difficult for lower-level tiate between a state of decentralization in
employees to be concerned. Fisk (1964: 255) which the employee is free to perform his job
concluded that professionals are more often with a minimum of rules and regulations and
preoccupied with culture, cerebral skills, and one in which the employee is free to perform
group activities while blue-collar workmen his job under conditions of maximum rules
are predisposed toward solitary pursuits and and regulations (Argyris, 1972).
television viewing. Pope (1964) reported t'hat Crozier (1964: 23, 31, 33), though lacking
the poor and less-educated workers belong to an explicit model of man, also was able to
fewer formal voluntary associations (60 per- conclude that the inhumanity of organization
cent belonged to no formal organization). toward individuals was not confirmed by his
Langner (1963) found similar results. Van data (how can one define inhumanity with-
de Vall (1967) found that white-collar union out a concept of man), yet, in the same work,
members are more active and involved in he stated that nervous tension arises from
their unions than are blue-collar employees. monotonous and repetitive work, that apathy
and social isolation is great, and that work
IV
loads produce pressure. Goldthorpe et al.
THE MODEL OF MAN AND THE (1968) asserted that employees are instru-
ORGANIZATION mentally oriented and do not seek intrinsi-
Organizations are designed to tap the en- cally satisfying work, yet they reported
ergy and commitment of individuals who are psychological and physical stress among their
to perform roles, produce work, and achieve subjects, that employees experienced their
goals of the organization. Many organiza- jobs as having little meaning, and that work-
tional variables are designed, therefore, on an ers consciously chose to devalue their interest
explicit or implicit model of man. The con- in intrinsically satisfying work because so
cepts of centralization, decentralization, and little of it was available (Argyris, 1972).
span of control, for example, have developed Perrow developed an insightful model posit-
around the problem of controlling and moti- ing a relationship between the nature of
vating human behavior. The design of work work and consequences on employee behav-
is heavily influenced by the model of man ior. Without a concept of man to explain the
presented here. Taylor's molecularized jobs hypothesized relationships, Perrow falls into
assumed one could hire a hand; the vertical the problem of developing a tautological
and horizontal job enlargement adherents as- theory (Argyris, 1972).
sumed that one hired a whole human being, RATIONAL MAN DECISION
and the concept of autonomous groups as-
THEORISTS
sumed that the whole human being was an
intricate part of a group whose norms influ- Unlike the previous scholars quoted, Simon
enced human behavior. (1957) has always been centrally concerned
There are several organizational theorists with a model of man and of organization.
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 157
Man is primarily a finite information process- people enter the organization, they evoke
ing system striving to be rational and to new problems and develop different aspira-
satisfice in his decision making (cf. Argyris, tion levels (Cyert and March, 1963: 116).
1973). In terms of our model of man, Simon More important to understanding the in-
focuses primarily on cognitive dimensions tendedly rational view of the nature of orga-
and consequently has more to say about nization is to focus on what Cyert and March
problem-solving activities than P and 0 describe as the "heart of their theory," that
theory. His model of man has little to say, is, their relational concepts (1963: 116). Tak-
however, about issues of dependence, sub- ing a behaviorally oriented view, they found
missiveness, the need for psychological suc- (1) coalitions bargaining with each other in
cess, confirmation, and feelings of essentiality. ways so that conflict was only quasi-resolved,
Organization based on rational man ad- (2) people searching within limits of the in-
ministrative theory is similar in important ternal nature of the system, its goals, and
respects to the organization of traditional ad- norms, and (3) some organizational learning
ministrative theory. In Simon's view orga- (Cyert and March, 1963: 116-127). With
nization and administration play a central these concepts in their model, they were able
and dominant role in designing and control- to make more accurate predictions about
ling human behavior. In Simon's organiza- such behavior as price determination.
tions it is management which defines the ob- The unintended consequence of this theo-
jectives and the tasks and gives the orders rizing is to maintain the status quo. Not only
downward. It trains-indeed indoctrinates does this view accept the power structure,
-the employees and rewards and penalizes. the specialization of tasks, and managerial in-
The basic properties of formal pyramidal doctrination, it also accepts as givens the
structures .(specialization of tasks and cen- dysfunctional consequences of the above,
tralization of power and information) are not namely, quasi-resolution of conflict, uncer-
altered. An analysis of the later work of Si- tainty avoidance, and biased probabilistic
mon and his colleagues leads us to conclude search. P and 0 theory views these as vari-
that there were few changes (Argyris, 1973). ables to be altered because they tend to in-
The emphasis upon rationality and deempha- hibit growth orientation and effective think-
sis of emotionality, and the implicit focus on ing (Argyris, 1973).
formal organization and its dependence-pro- Recently, Allison has written a book (1971)
ducing qualities remained through the work which goes beyond the issues considered to
described in The New Science of Manage- date. Briefly, Allison suggested that deci-
ment Decision (Simon, 1960). sions can be analyzed at three levels. Level I
If a major and subsequent work by two considers the decision makers as rational,
colleagues of Simon, Cyert and March's A attempting to maximize certain values where
Behavioral Theory of the Firm (1963), is ex- alternatives are carefully assessed and choices
amined, the same concepts of man and orga- are made rationally. Although this provides
nization remain. The basic pyramidal system insights into understanding decisions, Level
still applies. Management is still in control, I is a very limited view of reality and, at
still writing the major programs, and people times, makes incorrect predictions. Level II
are viewed as members of coalitions (depart- views a decision as made by a working
ments) politicking against each other for bureaucracy in the Simon tradition. Although
scarce resources. Allison shows how this enlarges our under-
Cyert and March (1963: 21), however, do standing of decision making, he also shows
ask more questions about how an organiza- how such a view is incomplete and could
tion actually defines organizational goals, ex- make incorrect predictions.
pectations, and choices and how one reduces Level III goes beyond the formal orga-
the discrepancy between executive choice nizational roles, rules and standard operating
and how the decisions are implemented by procedures, sequential attention to goals, and
those below the executives. Human beings problem-directed search. Level III concep-
are seen as influencing goals because, as new tualizes the actors as players in a central,
158 ADMINISTRATIVESCIENCE QUARTERLY
competitive game whose name is politics: tual decision-making processes (which might
bargaining occurs along regularized circuits be called Level IV). Unless these variables
among players positioned hierarchically are included, there is serious question
within the system in question. Moreover, the whether man will ever be offered a theory
amount and nature of the responsibility men that would help him to change those aspects
shoulder influences what they see, how they of organizational politics he wishes to
hear, and what actions they take (Allison, change.
1971: 144).
V
The players are also people. The core of the
bureaucratic politics mix is personality. How INABILITY TO PREDICT
each man manages to stand the heat in his IMPORTANT TRENDS
kitchen, each player's basic operating style, and The point has been made that the notion
the complimentarityor contradictionamong per- of the rational-satisficing man is a richer con-
sonalities and styles in the inner circles are ir- cept of man than the model found in most
reducible pieces of the policy blend. Moreover,
each person comes to his position with baggage traditional organizational theories, as well as
in tow, including sensitivities to certain issues, those found in some sociological theories. In
commitmentsto various programs. . . (Allison, terms of personality and organization, the
1969: 709). issues of dependence, submissiveness, expres-
sion of feelings, and defenses and their rel-
Although Allison is careful to include new evance to problem solving and decision mak-
aspects of man's behavior, he does not in- ing have been ignored. Because of these
clude concepts (a model of man) to help us omissions, these theories would have diffi-
explain the behavior. Nor does Allison de- culty in predicting certain trends.
velop a theoretical framework of group and If man were primarily rational and effec-
intergroup dynamics to help us understand tively influenced by mechanisms of organiza-
that some of the causes of the new behavior tional influence, the pressures and uncertainty
are not limited to organizational factors. Man from the environment, or social trends and
in our society, for example, may be pro- social class, there should be little need for
grammed to create interpersonal relationships participants to resist or to fight the develop-
that are competitive (a win-lose proposition), ment of management information systems,
in which there is little overt openness about, because they are rational modes designed to
and concern over, interpersonal feelings, and enhance organizational control, managing
where trust and a sense of individuality are pressures and reducing uncertainty, and cop-
low (Argyris, 1968). These are all behaviors ing with the impact of certain social trends.
that Allison relates to the model of organiza- Recent research, however, suggests that
tional politics. But people behave this way managers may resist management informa-
even when they are placed in group settings tion systems, even though it can be shown
that are designed to encourage the opposite that they accomplish the desired objectives
behavior, even after they develop group com- (for example, reducing uncertainty). The
mitment to such changes (Argyris, 1962, reasons for the resistance are related to the
1968). issue of a desire for control over the immedi-
This does not mean that it is wrong for ate work environment in order to survive, of
Allison to relate such behavior as competi- the dislike of being dependent and submis-
tiveness to the organizational politics model. sive toward others, and the increased prob-
It may mean that the behavior is caused by ability that when management information
more than one level of variable (a position systems work best, the manager will tend to
that Allison accepts by developing three levels experience psychological failure (Argyris,
of causality). Thus, if we are to describe 1971).
more fully the essence of a decision, we The second trend that would be difficult to
would need to develop a model of the human predict by these theories is the hostility and
personality, interpersonal relations, and group aggression of an increasing number of young
dynamics that relates these variables to ac- people toward the idea that organizations
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 159
should be able to buy off people to be pri- (4) Individuals soon create managerial
marily rational, to submit to the mechanisms cultures in which the discussion of these pos-
of organizational influence, and to suppress sibilities is seen as inappropriate (Argyris,
their feelings. Personality and organization 1960, 1971).
theory predicts that the younger people (5) The youth, who see the results within
(more oriented toward self-actualization) their families and who get their experiences
will find increasingly intolerable those or- confirmed in the literature and who, because
ganizations that do not encourage people of the very success of the system, are able to
to aspire toward relative independence, psy- focus more on the self-actualizing needs, soon
chological success, and expression of their will attempt to change the situation. Given
feelings and their abilities. This prediction is factors (1) to (4), however, they will be
congruent with Maslow's, where he states terribly frustrated.
that as a society progresses to the point that (6) The frustration will tend to lead to
survival and security needs are fulfilled, then regression and one result of regression is to
the desire will be to express more of the withdraw (communes) while another is to
higher order needs (Maslow, 1970). aggress (militancy).
The third limitation flows from the com- (7) Since little empirical research or tested
bined action of the first two limitations. experience is available to indicate how self-
Given the inability to predict emotionality actualizing activities and rational activities
against rationality and the aggression against can be integrated, the hostility of youth may
rational man and organizational mechanisms be seen as unfair by older people or their
of influence and given the (unintended)
withdrawal as a cop-out.
support of the status quo and use of satis-
The fourth and perhaps most important
ficing to rationalize incompetence, there is
an interaction of forces that make change in point is that none of the theories discussed
above, with the exception of personality and
organizations seem hopeless, if not impossi-
organization theory and those similar to
ble. How does one arrive at this conclusion?
The argument is as follows. Likert's (1967) and McGregor's (1960),
would predict the single most important
(1) To the extent man accepts induce-
trend about public and private organizations,
ments to behave rationally, he becomes a
namely, their increasing internal deterioration
passive individual vis-a-vis the way power,
and lack of effectiveness in producing ser-
information, and work are organized in the
vices or products (Benham, 1972; Bennis and
society and those who are responsible for
such organization. Slater, 1968; Ewing, 1971; Gardner, 1968;
(2) Over time such individuals resolve Katz and Georgeopoulos, 1971; Kaufman,
their self-actualizing tendencies by any one 1969; Long, 1971; Miner, 1971; Newman,
or a combination of approaches: suppressing 1971; Schor, 1971; and Smith, 1971). Twenty-
them, denying them, or distorting them. They five years ago 75 percent of the respondents
may soon come to see their legitimate role in in a national survey felt that public and pri-
the organization (in relation to the design of vate organizations performed well whereas
power, information, and tasks) as pawns only 25 percent believe the same today
rather than as origins. Their sense of being (Landau, 1972). It is ironic that during the
an origin and their feelings of personal causa- same period that Time magazine published
tion will tend to be low. a special story about the deterioration of ser-
(3) Assuming that organizations survive, vices in all types of organizations and called
the members soon come to view themselves upon the public to complain and confront the
as being pawns, being passive (again to the increasing dry rot of organizations, Thomp-
issues discussed in this section), being con- son gave a talk assuring the audience that or-
trolled as good, natural, necessary. They may ganizations were doing quite well and that
eventually define loyalty and a sense of re- the pessimistic predictions about organiza-
sponsibility and maturity in these terms tions were probably inaccurate (Thompson,
(Argyris, 1960, 1971). 1972).
160 ADMINISTRATIVESCIENCE QUARTERLY
VI gin to behave in these ways. The concept of
man implicit in such a theory becomes rein-
NORMATIVE THEORIES ABOUT forced. It looks like it is natural because most
HUMAN BEHAVIOR people behave this way most of the time.
The majority of the research reviewed at- If it is possible, however, to take a sub-
tempts to describe, understand, and predict group of such people and significantly alter
human behavior within organizations. Such their behavior toward Pattern B within a
research is typically described as descriptive period of two weeks, in a T group for ex-
and differentiated from normative which ample, then the natural characteristic of
promulgates certain values (beyond those constancy seeking or dissonance reduction
implicit in the scientific method). The more cannot be as basic as we thought.
the differentiation between descriptive and Concepts created to explain various aspects
normative is examined, the fuzzier it be- of the theory will not have their limits tested
comes. One contribution of the more hu- because in order to do so, a nonconventional
manistic researchers may be to point up that world would be required. But social scientists
all research is normative because the social cannot produce a nonconventional (noncon-
universe is not a given in the same sense as trived) world without deviating from the
is the physical universe. The social universe present norm. If society is to permit scientists
is basically a convention; it is constructed to conduct research on issues that deviate
and reconstructed by man. from and are designed to confront the foun-
The author recently illustrated this con- dations of present society, it will probably
sequence by the concepts of dissonance and permit those deviations that are considered
attribution. These two concepts are central good. But research on good phenomena in-
in modern social psychology. Consequently, volves one in normative issues.
they occupy central positions in textbooks. Are there concepts or ideas upon which a
One can show empirically that the interper- social scientist can base a normative theory?
sonal world of most people in ongoing or- One possibility is to base the normative view
ganizations is characterized by much more upon the potentialities of man. Man should
mistrust, conformity, and closedness than be studied in terms of what he is capable of,
trust, individuality, and openness. This not only how he actually behaves. In the
world, called Pattern A, can be shown to be case of P and 0 theory, for example, the re-
consonant with, if not derivable from, the searcher could conduct research on worlds
values about effective human behavior en- that would permit greater expression of the
demic in the pyramidal structure, or in what adult ends of the continua. Maslow would
Simon calls the mechanisms of organizational take the behavior that is characteristic of rare
influence. The predictions from dissonance peak experiences and make them values to-
or attribution theories can be readily con- ward which to aspire (Maslow, 1969).
firmed in this Pattern A world. Thus, findings If one replies that such behavior is rarely
based on descriptive research will tend to observed, we would agree and then ask for
opt for the status quo. the systematic research to tell us how the
If one creates a new pattern (Pattern B), behavior may be made more frequent.
which admittedly is very rare in the every- Twenty years ago no one had pole-vaulted
day world where trust, openness, and in- higher than sixteen feet. Yet, no one took this
dividuality are able to predominate, the same as a given. Today the sixteen-foot mark is
predictions are no longer readily confirmable. broken continually because people focused
To put this another way, if our universe had on enhancing the potentiality of man. To
been mostly Pattern B, dissonance and attri- take an example from the field of health, in-
bution theories would probably not be the dividuals with no cavities were rare, yet
central concepts they are today in descrip- scholars of dental health conducted research
tive social psychology. Thus, if students learn with this goal in mind.
that it is natural to deal with postdecisional Unless scholars are willing to develop new
events by reducing dissonance, they will be- views of our society, the descriptive research
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 161
that is conducted will tend to support the these conditions is unavoidable and neces-
status quo. Thus, from a participant's point sary and helpful (and he provides no em-
of view, the worlds implicit in Blau, Perrow, pirical data for this assertion). Then he con-
Thompson, Simon, Cyert, Allison, and so cludes that employees should be educated to
forth are not much different from the world live within this world.
in which they are involved.
Moreover, unless research on new worlds Perhaps the most general conclusion we can
draw is that since organizations appear to be
is conducted, there is the danger that schol- inevitable . . . a major type of socialization of
ars will tend to use data obtained in the the young ought to include methods for dealing
present world as evidence that people do not with the organization. . . . [For example], an
seek a change. The question that these schol- important consideration in the preparation of
ars seem to forget is how can human beings individuals for work should include training for
consider or desire worlds that they have the handling of or adjustment to authority
learned, through experience, are not avail- (Gross, 1970: 104-105).
able, indeed, to date not realistic.
At this point Gross has taken a normative
A recent publication by Gross (1970) il-
lustrates the point. Gross suggested that position.
concepts like individual dignity and self- Katz (1965) has argued that attention may
development probably represent academic not need to be paid to integrating the in-
values more than employee desires because dividual and the organization. He argued,
employees very rarely report the need to ex- as we do, that organizations offer few re-
wards and satisfactions, workers respond
press such values. Even if we were to agree
with informal activities (Katz cites Roy's
with Gross (and there is ample evidence in
the history of the labor movement and its example of banana time), these informal ac-
demands to question his view), the problem tivities help to separate the worker from the
is whether this state of affairs implies that organization, and this separation helps keep
the employees sane and the organization
people ought to accept them and ought to be
trained to adapt to them. Gross seems to sug- operating effectively. Consequently, Katz
gest that this should be the case. He stated raised the issue that organizations need not
that there is little one could do to provide necessarily be redesigned to increase intrinsic
opportunities for self-actualization and that rewards thereby reducing the gap and in-
it might frighten some people if they were creasing the integration of the individual and
offered such opportunities. Moreover, he the organization.
noted that assembly-line jobs do not require Katz's option is one that should be con-
a worker who demonstrates initiative, who sidered. But should not social scientists con-
desires variety. "One wants him [the worker] duct research on other options? Moreover,
simply to work according to an established there is the nagging possibility that workers
pace. Creativity, then, is not always de- can be brainwashed by their working condi-
sirable (Gross, 1970: 103)." tions to accept primitive, steady-work condi-
Note the logic. Gross begins by stating that tions. In a factory administered by warm
the personality and organizationists cannot paternalism, for example, many employees
state that one should (Gross' italics) provide were found who preferred the infant ends of
workers with more challenge or autonomy in the continua (and who also preferred the
accordance with their values because to do same conditions or isolation in their nonwork
so would be to rest their case not on a scien- life) (Argyris, 1964). How can people be
tific theory (which describes what is-not helped to consider other states of affairs if
what ought to be) but a program for or- they prefer the ones in which they exist? One
ganizations. Then he suggests that no one way to help employees realize how unidi-
has proven how harmful dissatisfaction, anx- mensional they are would be to design new
iety, dependency, and conformity are to the environments and then require them to ex-
individual (which is probably correct). He periment with such environments. If they
continues to say that a certain amount of find them dissatisfying, they can leave them
162 ADMINISTRATIVESCIENCE QUARTERLY
and take assignments that require behavior opportunity to use new skills that may have
closer to the infant ends of the continua. been developed.
The position that raises the most concern In another example Scott and Mitchell
for the writer is exemplified by the work of agreed with MacKinney, Wernimont, and
Scott and Mitchell (1972). They take the Galitz that job enlargement does not take
position that job enlargement may not be individual differences into account. The op-
necessary because workers in an automobile posite is the case. Job enlargement increases
company have about the same favorable or the variance possible in work and therefore
unfavorable attitudes as do workers with jobs accommodates to a greater range of indi-
with greater freedom and job variety. That vidual differences. MacKinney, Wernimont,
workers may state that they are satisfied in and Galitz raised a straw man when they
their jobs has been noted by the author in argue against forcing job enlargement upon
all three reviews of the literature. The ques- everyone. Such a condition is unrealistic.
tion arises, however, as to what is the mean- There will be many jobs that cannot be en-
ing of the response to a question such as larged and thus employees will have choice.
"How satisfied would you say you are with There is a deeper question, however, that
your present job?" Relative deprivation the- goes to the heart of the function of social
ory would tell us that the individual will science research; namely, what kind of a
probably respond relative to other opportu- world do we help to design. Let us assume
nities available to them. Most workers know, that all jobs could be enlarged. We now have
as has been reported above, that few oppor- two work worlds; the present with its high
tunities exist for jobs that are significantly routine and the other with less routine.
different and pay better and that, if found, Either world would be coercive in the sense
would not require the painful experience of that it makes requirements on employees. If
leaving one setting for a new one. Under we had the choice, why not opt for the world
these conditions dissonance theory would that is psychologically richer? The authors
predict that one way to resolve the dis- suggest that employees can cope with this
sonance of deciding to remain in a job that problem by fulfillment outside their jobs. It
is not what one prefers is to become satisfied is ironic that scholars who argue against job
with what one has. These two theories help enlargement because it has not been proven
provide explanations for the frequently ob- by a high degree of scientific rigor (Scott
served fact that the greatest dissatisfaction on and Mitchell, 1972: 279) recommend an al-
a routine job occurs during the first years. ternative for employees that has little em-
After three to five years, the individual be- pirical support. As has been shown above,
comes adapted and satisfied (Herrick, 1972). the degree of deprivation on the job sig-
In another example Scott and Mitchell nificantly influences the kind of fulfillment
agreed with MacKinney, Wernimont, and employees seek outside their job.
Galitz (1972) that specialization has not As shown elsewhere (Argyris, In press) in-
necessarily reduced job satisfaction. To these dustrial psychology of this type fundamen-
writers if a poor person fills out a life satis- tally opts for the status quo and creates a
faction questionnaire at the same point that field whose causal variables reside in other
it is filled out by a millionaire, these people disciplines, thereby relieving psychologists
are in the same psychological situation. Thus, of the knotty issues of the design of a world
their counter to job enlargement is counsel- whose quality of life options are greater than
ling, scientific selection, and personnel devel- those presently available. It is interesting to
opment. The first two represent processes to note that Scott and Mitchell (1972: 371)
maintain the system as it is. The third one acknowledged that the interest in humanistic
is never defined. What kind of personnel de- factors is increasing and assign the cause to
velopment is possible for aggregates of "social and technological forces beyond the
workers (not few individuals) if there is comprehension, much less the control, of
little variance in work and, therefore, little anyone.
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 163
1966 "Control performance and satisfaction:
Chris Argyris is James Bryant Conant Pro- an analysis of structural and individual
effects." Journal of Personality and So-
fessor of Education and Organizational Be-
cial Psychology, 4: 127-136.
havior at the Graduate Schools of Education
Baumgartel, Howard, and Gerald Goldstein
and Business Administration, Harvard Uni- 1961 "Some human consequences of tech-
versity. nical change." Personnel Administra-
tion, 24: 32-40.
REFERENCES
Benham, Thomas W.
Aiken, Michael, and Jerald Hage 1972 "Trends in public attitudes toward
1966 "Organizational alienation: a compara- business and the free enterprise sys-
tive analysis." American Sociological tem." Princeton: Opinion Research
Review, 31: 497-507. Corporation.
Allison, Graham T. Bennis, Warren G., and Philip E. Slater
1969 "Conceptual models and the Cuban 1968 The Temporary Society. New York:
missile crisis." American Political Harper and Row.
Science Review, 14: 689-718. Blai, Boris
1971 Essence of Decision. New York: Little, 1964 "An occupational study of job satis-
Brown. faction and need satisfaction." Journal
Argyris, Chris of Experimental Education, 32: 383-
1954 Organization of a Bank. New Haven: 388.
Yale University, Labor and Manage- Blankenship, Vaughn, and Raymond E. Miles
ment Center. 1968 "Organizational structure and man-
1956 Diagnosing Human Relations in Orga- agerial decision behavior." Administra-
nizations. New Haven: Yale University, tive Science Quarterly, 13: 106-121.
Labor and Management Center. Blau, Peter M., and R. A. Schoenherr, with the
1957 Personality and Organization. New collaboration of S. R. Klatzry
York: Harper. 1971 "The structure of organizations,"
1960 Understanding Organizational Behav- processed.
ior. Homewood, Ill.; Dqrsey Press. Bonjean, Charles M., and Gary G. Vance
1962 Interpersonal Competence and Orga- 1968 "A short-form measure of self-actualiza-
nizational Effectiveness. Homewood, tion." Journal of Applied Behavioral
Ill.: Dorsey Press and Richard D. Science, 4: 297-312.
Irwin. Carpenter, Harrell H.
1964 Integrating the Individual and the 1971 "Formal organizational structural fac-
Organization. New York: Wiley. tors and perceived job satisfaction of
1965 Organization and Innovation. Home- classroom teachers." Administrative
wood, Ill.: Irwin. Science Quarterly, 16: 460-466.
Centers, Richard, and Daphne E. Bugental
1968 "Some unintended consequences of
1966 "Intrinsic and extrinsic job motivations
rigorous research." Psychological Bul-
among different segments of the work-
letin, 70: 185-197.
ing population." Journal of Applied
1971 Management and Organizational De-
Psychology, 50: 193-197.
velopment. New York: McGraw-Hill.
Cohen, Albert K., and Harold M. Hodges, Jr.
1972 The Applicability of Organizational 1963 "Characteristics of the lower-blue-col-
Sociology. Cambridge: Cambridge lar-class." Social Problems, 10: 303-
University Press. 334.
1973 "Organizations of the Future." Sage Cooper, Robert
Professional Papers. 1967 "Alienation from work." New Society,
In press "Some problems and new directions 1-10.
for industrial psychology." In Marvin Crozier, Michel
Dunnette (ed.), Handbook of Indus- 1964 The Bureaucratic Phenomenon. Lon-
trial and Organizational Psychology. don: Tavistock Publications.
Chicago: Rand McNally. Cyert, Richard M., and James G. March
Bachman, Jerald G., Clagett C. Smith, and 1963 A Behavioral Theory of the Firm. En-
Jonathan A. Slesinger glewood Cliffs: Prentice-Hall.
164 ADMINISTRATIVE SCIENCE QUARTERLY
Davis, Louis E. of the entire book by the author, pp.
1966 "The design of jobs." Industrial Rela- 375-391), Swedish Councilfor Person-
tions, 6: 21-45. nel Administration.
Davis, Louis E., and Ernest S. Valfer Gardner,John
1965 "Intervening responses to change in 1968 "Americain the twenty-thirdcentury."
supervisor job designs." Occupational The New YorkTimes, July 27.
Psychology, 39: 171-189. Goldthorpe,J. H., D. L. Lockwood,F. Bechofer,
1966 "Studies in supervisory job designs." and J. Platt
Human Relations, 19: 339-352. 1968 The Affluent Worker: Industrial Atti-
Emery, Frederick E., Einar Thorsrud, and K. tudes and Behaviour. Cambridge:
Lange Cambridge University Press.
1966 Field Experiments at Christiana Grimes,Michael G.
Spigerwerk. London: Tavistock Insti- 1967 "Bureaucracyand personality: the ef-
tute of Human Relations. fect of perceived work environmenton
Ewing, David W. social integration and alienation."Un-
1971 "Who wants corporate democracy?" published master'sthesis, Universityof
Harvard Business Review, 40: 2-28ff. Texas.
Farris, George F., and D. Anthony Butterfield Gross, E.
1971 "Goal congruence in Brazilian orga- 1970 "Work,organization,and stress."In S.
nizations," Massachusetts Institute of Levine and N. Scotch (eds.), Social
Technology, Sloan Institute of Man- Stress. 54-110. Chicago: Aldine.
agement, processed. Hackman, Richard, and Edward E. Lawler, III
Faunce, William A., and Donald A. Clelland 1971 "Employee reactions to job charac-
1967 "Professionalization and stratification teristics."Journal of Applied Psychol-
patterns in an industrial community." ogy Monograph,55: 259-286.
American Journal of Sociology, 72: Halmost, Paul (ed.)
341-350. 1972 Hungarian Sociological Studies. The
Fisk, George Sociological Monograph 17. Keele:
1964 "Personal disposable time: the psychol- University of Keele.
ogy of occupational differences in the Halter, Harriet
use of leisure" in George Fisk (ed.), 1965 "Attitudestowardsemployee participa-
The Frontiers of Management Psy- tion in company decision-makingpro-
chology: 255-259. New York: Harper cesses." Human Relations, 18: 297-
and Row. 319.
Ford, Robert N. Herrick,Neal Q.
1969 Motivation Through the Work Staff. 1972 Where Have All the Robots Gone?
New York: American Management As- Glencoe, Ill: Free Press.
sociation. Herzberg, Fred
Friedlander, Frank 1965 "Job attitudes in the Soviet Union."
1966 "Importance of work versus nonwork PersonnelPsychology, 18: 245-252.
among socially and occupationally 1966 Work and the Nature of Man. New
stratified groups." Journal of Applied York: World Publishing.
Psychology, 50: 437-441. Holtz, Winifred Lee
Friedlander, Frank, and Eugene Waltons 1969 "Occupationand self-actualization:the
1964 "Positive and negative motivations expressionof maturity-directedpredis-
toward work." Administrative Science positions in the work situation."
Quarterly, 9: 194-207. Master'sthesis, University of Texas.
Fullan, Michael Hrebiniak,Lawrence G., and Joseph A. Alutto
1970 "Industrial technology and worker in- 1972 "Personal and role-related factors in
tegration in the organization." Ameri- the development of organizational
can Sociological Review, 35: 1028- commitment." Administrative Science
1039. Quarterly, 17: 555-573.
Gardell, Bertil Katz, Dan, and Basil S. Georgeopoulos
1971 Produktionsteknikoch arbetsglddfe;en 1971 "Organizationsin a changing world."
socialpsykologiskstudie av industriellt Journalof Applied BehavioralScience,
arbete. Stockholm: (English summary 7: 342-370.
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 165
Katz, Fred E. McGregor,Douglas
1965 "Exploringinformalgroups in complex 1960 The Human Side of Enterprise. New
organizations."AdministrativeScience York: McGraw-Hill.
Quarterly, 10: 204-223. MacKinney,A. C., P. F. Wernimont,and W. 0.
Kaufman, Herbert Galitz cited in William G. Scott and
1969 "Administrative decentralization and Terence Mitchell (eds.)
political power."Public Administration 1972 Organization Theory: A Behavioral
Review, 29: 3-15. Analysis for Management. Revised
Kobn, Melvin L. Edition. Homewood, Ill.: Richard D.
1969 Class and Conformity: A Study of Irwin.
Values. Homewood, Ill.: Dorsey Press. Mackonin,Pavel
Kobn, Melvin L., and C. Schooler 1970 "Social stratification in contemporary
1969 "Class occupation and orientation." Czechoslovakia."American Journal of
American Sociological Review, 34: Sociology, 75: 725-741.
659-758. Margulies, Newton
Landau, Martin 1969 "Organizational culture and psycho-
1972 "On the concept of a self-correcting logical growth," Journal of Applied
organization,"Paper prepared for the Behavioral Science, 5: 491-508.
Albert Schweitzer Chair in the Hu- Maslow, AbrahamH.
manities, Maxwell School, Syracuse 1969 "Toward a humanistic biology."
University. American Psychologist, 24: 724-735.
Langner, Thomas S. 1970 Motivationand Personality.New York:
1963 "Adult poor physical health and poor Harper and Row.
interpersonalaffiliation."In Thomas S. Maurer, John G.
Langner and Stanley T. Michael 1972 "The relationshipof perceived task at-
(eds.), Life Stress and Mental Health: tributes and opportunityto contribute
266-300. Glencoe, Ill.: Free Press. to the meaning of work." Paper pre-
Lawler, Edward E., III sented at the 19th InternationalMeet-
1969 "Jobdesign and employee motivation." ing of the Institute of Management
Personnel Psychology, 22: 426-435. Sciences. (Maurer is located at the
Ley, Ronald School of Business Administration,
1966 "Labor turnover as a function of Wayne State University.)
worker-differences,work environment, Meissner, Martin
and authoritarianism of foremen." 1971 "The long arm of the job: a study of
Journal of Applied Psychology, 50: work and leisure."IndustrialRelations,
497-500. 10: 239-260.
Lichtman, Cary M. Miner, John E.
1970 "Some intrapersonal response corre- 1971 "Changes in student attitudes toward
lates of organizationalrank." Journal bureaucraticrole prescriptions during
of Applied Psychology, 54: 77-80. the 1960's." Administrative Science
Lichtman, Cary M., and RaymondG. Hunt Quarterly, 16: 351-364.
1971 "Personalityand organization theory: Negandhi, Anant R., and S. BenjaminPrasad
a review of some conceptual litera- 1971 ComparativeManagement.New York:
ture."PsychologicalBulletin, 76: 271- Appleton-Century-Crofts.
294. Newman, Frank (ed.)
Likert, Rensis 1971 Reporton Higher Education.Washing-
1967 The Human Organizations.New York: ton: GPO.
McGraw-Hill. Paine, Frank T., Stephen J. Carroll, Jr., and
Lodahl, Thomas M. Burt A. Leete
1964 "Man on the assembly-line: job atti- 1966 "Need satisfactionsof manageriallevel
tude at two and fourteen years," personnel in a government agency."
Cornell University, School of Business Journal of Applied Psychology, 50:
and Public Administration,processed. 247-249.
Long, Norton E. Parker, Stanley
1971 "The city as a reservation."Public In- 1971 The Future of Work and Leisure.
terest, 22-38. New York: Praeger Press.
166 ADMINISTRATIVESCIENCE QUARTERLY
Paul, William T., Jr., Keith B. Robertson, and Sorcher, Melvin
Fred Herzberg 1967 "Motivating the hourly employee,"
1969 "Job enrichment pays off." Harvard General Electric, Personnel and In-
Business Review, 47: 61-78. dustrial Relations Services, 1-24.
Pelz, Donald C., and Frank M. Andrews Susman, Gerald I.
1966 "Autonomy, coordination, and stimula- 1972a "Automation, alienation, and work
tion in relation to scientific achieve- group autonomy." Human Relations,
ment." Behavioral Science, 11: 89-97. 25: 171-180.
Pope, Hallowell 1972b "Process design, automation, and
1964 "Economic deprivation and social worker alienation." Industrial Rela-
participation in a group of 'middle tions, 11: 34-45.
class' factory workers," Reprint Series Telly, Charles S., Wendell L. French, and
No. 9, Center for Research in Social William G. Scott
Organization, Department of Sociol- 1971 "The relationshipof inequity to turn-
ogy. University of Michigan, Ann over among hourly workers." Ad-
Arbor, 290-300. ministrative Science Quarterly, 16:
Porter, Lyman W., and Edward E. Lawler 164-172.
1965 "Properties of organizational structure Thompson, James D.
in relation to job attitudes and job be- 1972 "Society's frontiers for organizing
havior." Psychological Bulletin, 64: activities," Department of Sociology,
23-51. Vanderbilt University, mimeographed.
Pym, Denis Thorsrud,Einar
1963 "A study of frustration and aggression 1972a "Job design and the wider context."
among factory and office workers." In L. Davis and B. Taylor (eds.),
Occupational Psychology, 37: 165-179. Design of Jobs. London: Penguin.
1965 "Exploring characteristics of the versa-
1972b "The organization of industry and
tile worker. Occupational Psychology,
trade unions." In R. Mayne (ed.),
39: 271-278.
Europe Tomorrow.London: Fontana/
Schon, Donald A. Collins.
1971 Beyond the Stable State. New York: Torbert,
William R.
Random House. 1972 Being for the Most Part Puppets....
Scott, William G., and Terence Mitchell Cambridge, Mass.: Schenkman.
1972 Organization Theory: A Behavioral Van De Vall, Mark
Analysis for Management. Revised 1967 Voluntary Participationin Democratic
Edition. Homewood, Ill.: Richard D. Organizations,Buffalo Studies. Studies
Irwin. in Sociology, Vol. 3, No. 2.
Seashore, Stanley E., and J. Thad Barnowe Volvo
1972 "Collar color doesn't count." Psychol- 1972 Job Environment and Satisfaction:
ogy Today, 6: 53-54ff. New Production Systems at Volvo.
Shepard, Jon M. Goteborg, Sweden.
1969 "Functional specialization and work Walton, Richard E.
attitudes." Industrial Relations, 8: 1972 "How to counter alienation in the
185-194. plant." Harvard Business Review, 50,
Simon, Herbert A. 6: 70-81.
1957 Administrative Behavior. Second Edi- Walton, Richard E., J. M. Dutton, and H. G.
tion. Glencoe, Ill.: The Free Press. Fitch
1960 The New Science of Management De- 1966 "A study of conflict in the process,
cision. New York: Harper and Row. structure, and attitudes of lateral re-
Smith, Clagett G., and Arnold S. Tannenbaum lationships."In Albert H. Rubenstein
1963 "Organizational control structure: a and Chadwick J. Haberstroh, Some
comparative analysis." Human Rela- Theories of Organization.Homewood,
tions, 16: 299-316. Ill.: Richard D. Irwin, 444-465.
Smith, David H. Wicker, Allan W.
1971 "Voluntary organization activity and 1968 "Undermanning, performances, and
poverty." Urban and Social Change students' subjective experiences in be-
Review, 5: 2-7. havior settings of large and small high
Argyris: PERSONALITYAND ORGANIZATIONTHEORY 167
schools." Journal of Personality and of Work: 125-154. Boston, Mass.:
Social Psychology, 10: 255-261. Houghton Mifflin Company.
1969 "Size of church membershipand mem- Zupanov, Josip, and Arnold S. Tannenbaum
bers' support of church behavior set- 1968 "The distribution of control in some
tings." Journal of Personality and So- Yugoslav industrial organizations as
cial Psychology, 13: 278-288. perceived by members." In Arnold S.
Wilensky, Harold Tannenbaum (ed.), Control in Orga-
1964 "'Varieties of work experience." In nizations: 91-109. New York:
Henry Borow (ed.), Man in a World McGraw-Hill.

S-ar putea să vă placă și