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Documente Profesional
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INTRODUCTION TO
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GEOLOGICAL ENGINEERING
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with engineering
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Geological engineering is the application of geological tigations applied to engineering. Among these events were
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and engineering sciences to design and construction in civil, the failure of dams for geological reasons and their grave
mining and petroleum engineering, and to the environment. consequences, including the loss of hundreds of human lives,
as in the dam failures in San Francisco (California, 1928), at
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adequately interpreted, as well as to mitigate the conse conse- liding during the building of the Panama Canal in the early
quences of geological and environmental hazards. decades of the 20th century and the collapse of slopes on the
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engineering and engineering geologygeology, in this book both The development of other related sciences, such as
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Box 1.1
terms are considered to be equivalent ((Box 1.1). soil mechanics and rock mechanics, was the basis for
Engineering geology emerged with the development modern geotechnical engineering, where engineering
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of large-scale civil engineering projects and urban growth, geology provides solutions to construction problems
and by the mid 20th century had become established as a from a geological point of view (Figure 1.1). Geotechnical
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ENGINEERING GEOLOGY
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GEOLOGY ENGINEERING
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ENGINEERING MATERIALS AND PROCESSES
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GEOTECHNICAL
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SOLUTIONS
Raised beach due to tectonic A viaduct under construction (Italy)
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processes (Greece)
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REDUCING
RISKS AND
ENVIRONMENTAL
IMPACT
Box 1.1
Education in geological engineering is based on a sound 10. What geologic and geotechnical criteria must be
knowledge of geological and engineering sciences, the taken into account in land use and urban planning,
mechanical behaviour of soils and rocks, and their response and to mitigate environmental impact.
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investigation methods to analyse and model geo-materials Applied geology, engineering geology
and geological processes form an essential part of this and geological engineering
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have a scientific and technical education, and a training branch of geology which deals with its applica-
environ-
applicable to the solution of the geological and environ
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they should be able to answer the following questions: methods for the study and solution of geological
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eco-
plant so that it will be geologically secure and eco
nomically feasible. are different from applied geology in that in addi-
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2. How to select the alignment for communication or tion to geological knowledge, education and train-
transportation infrastructure to ensure favourable ing is required in the problems of the ground for
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so that it is stable.
6. How to locate geological materials for dams, the university where these courses are offered is
or
embankments and road construction. oriented more towards a geological training (engi(engi-
7. The remedial measures and ground treatments (geologi-
neering geology) or towards engineering (geologi
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needed to improve ground conditions and control cal engineering). An engineering geologist can be
instability, seepages, settlements, and collapse. con-
defined as a specialist geologist (scientist) in con
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8. The geological and geotechnical conditions required trast with geological (or geotechnical) engineers
to store urban, toxic and radioactive wastes. who are trained as engineers with additional geo geo-
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engineering integrates ground engineering techniques ment. The inevitable confrontation between consequences
applied to foundations, reinforcement, support, ground of progress and geological processes, the uncontrollable
improvement and excavation, and the disciplines of soil sprawl of modern cities into geologically adverse areas and
mechanics, rock mechanics and engineering geology men- the damage caused by natural hazards can easily threaten the
tioned above. Recently, the term geo-engineering has been environments fragile balance.
coined to describe the field that deals with all aspects of engi- Nowadays, the need for geological studies of the
neering geology, rock mechanics, soil mechanics and geo- ground before initiating large-scale works is fully recog-
technical engineering (Bock et al., 2004). nized, and such studies are an obligatory part of engineering
At the beginning of the 21st century, one of the top practice. This requirement also applies to works on a smaller
priority areas for engineering geology is sustainable develop- scale, but often with a more direct impact peoples daily lives,
measures
0.9
COST/BENEFIT RATIO
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0.6
LANDSLIDES 8.0
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preventative measures.
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Figure 1.2 Economic losses from geological hazards in Spain (IGME, 1987).
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such as home and building construction, where geotechnical on regions which are geologically unstable, modifying the
surveys are also needed. geological processes or sometimes even triggering them.
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The importance of engineering geology is particularly The search for harmonious solutions between the geologi-
important in two main fields of activity. The first is engineering cal and the anthropogenic environments requires an under-
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projects and related works where the ground constitutes standing of the factors which set them apart, in order to avoid
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the foundation, excavation, storage or construction mate mate- erroneous interpretations. The most important differentiating
rial. Included in this field are the main types of infrastructure factors are:
projects: buildings, hydraulic or maritime works, industrial
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the prevention, mitigation and control of geological hazards The study of geology begins with a spatial view of
and risks, and the management of environmental impact of Earths physical phenomena, on a range of scales from the
cosmic to the microscopic. Time is measured in millions of
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However, the impacts of geo-environmental hazards on years and shape such diverse phenomena as the properties
society and the environment can be incalculable if no preven- and characteristics of materials and the occurrence of seismic
Qua-
or volcanic processes. Man as a species appeared in the Qua
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pared with the 4,600 million years of the life of the planet
1.2 The geological environment Earth. However, human activity can dramatically affect spe-
and its relation with cific natural processes such as erosion, sedimentation, and
even climate. Whether natural processes can be speeded up
engineering or modified is one of the fundamental questions to consider
in engineering geology. Many of the geotechnical proper-
The geological environment is in continuous evolution through ties of geological materials, such as permeability, alterability,
processes affecting rock and soil materials and the natural strength or deformability, and processes such as dissolution,
environment as a whole. Anthropogenic environments, such subsidence or expansivity, may be substantially modified by
as cities, infrastructures or public works frequently intrude human action.
Box 1.2
This landslide occurred on October 30, 1998, in the after- parts of houses, and reaching a height of several meters
math of Hurricane Mitch. The hurricane devastated Central above the street level, damaging the city infrastructure.
America, causing more than 25,000 deaths and incal incal- In Tegucigalpa, these areas were known to be
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culable economic losses. Its effects were aggravated by within a risk zone, and some maps had even been pre-
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intense deforestation and urban encroachment on unsta unsta- pared to that effect. In 1958, during a previous event,
ble hillsides. Landslides on some of the shanty-covered, a large number of houses were destroyed on the slopes
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overpopulated slopes surrounding the city of Tegucigalpa located in front of the El Berrinche hillside.
wreaked tremendous damage. Hundreds of households The intense rainfall that Hurricane Mitch released
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lost members of their family and experienced perma perma- onto Tegucigalpa became a true test of the evaluation of the
nent economic setback in what was perhaps the costliest ground behaviour and its susceptibility to landslides. Clearly
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natural catastrophe in the history of a country, with major different behaviour was noticed between areas as a func-
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social losses and economical damages, in terms of homes tion of the type of geological material present, with lithology
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destroyed and people affected by the landslides. controlling the relative stability of slopes. In fact, the largest
The El Berrinche landslide destroyed the neighbour-
neighbour landslides took place in slopes formed in mudstone and
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hood of same name and partially affected others. It caused siltstone with intercalations of greywake and clayey sand-
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the blockage of the Choluteca River, which diverted its stone (Valle de Angeles Group), all highly degradable and
course into inhabited areas, flooding the lower parts of the weathered, while in the other lithologic group outcroppings
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city and causing many deaths. A river of mud swept along in the zone, and formed by massive tuffs (Padre Miguel vol- vol
huge amounts of vegetation, carrying with it vehicles and canoclastic Group) only isolated rock falls occurred.
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Comparing geological and human time is fundamen- usually available, geological and geotechnical information is
tal to appreciate the possible consequences of geological generally based on a limited number of surveys. As a result,
factors and hazards. Most projects are expected to have a there is an uncertainty factor present in geotechnical studies
service life of 50100 years; it is, however, accepted practice which affects most projects. An understanding of these dif-
to demand geological and environmental safety guarantees ferences and the use of a common language appropriate
of periods of 5001000 years in areas which can be affected to the aims of a project is fundamental to the practice of
by flooding, earthquakes, etc. There are cases where geologi- engineering geology. Engineering geology has methods at
cal stability must be ensured for even longer periods, such as its disposal to quantify or express geological data in a way
in the storage of radioactive waste, where periods of more which allows them to be integrated into numerical model-
than 10,000 years are envisioned. ling and into decision-making processes during planning and
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most large-scale natural hazards have a very low probability Statistics is an important tool for the analysis of very
of occurrence. Engineering planning and design must take variable or even random data. The study of certain pheno-
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into account the great variability in the frequency with which mena with insufficiently known periodicity can be approached
geological processes occur, from almost instantaneous pro- pro from probability analysis with acceptable results, as is the
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are another differential aspect to be considered. In geology, sifications of rock masses. The factor of safety concept,
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the scales are adjusted to the dimensions of the phenomena normally used in engineering to express the degree of sta-
or the geological units, formations and structures which bility of the work underway, is also integrated into geological
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need to be represented. Most geological maps use scales of engineering practice. By including these and other proce-
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between 1/1,000,000 and 1/50,000, whereas in engineering dures, with relation above all to knowledge of the geologi-
the most frequent scales are between 1/10,000 and 1/500. cal medium and its interaction with construction activities,
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Regional geological maps allow factors to be identified which, geological factors affecting safety and engineering issues can
although not within the specific project area, may be neces-
neces- be defined, evaluated and integrated.
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Organic and biogenic soils High compressibility Subsidence (Photo D) and collapse
Metastable structures
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Photo A Granite with quartz, plagioclase and micas. Photo B Slope failures in open cast mines, southern
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Spain.
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(Photo B) open
Folds (Photo C) Surfaces with high continuity Instabilities and seepages
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or persistence
Foliation, schistosity Surfaces with low continuity; closed Anisotropic behaviour dependent on the orientation
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(Photo D) features
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Silting
Chemical reactions (Photo C) Changes in chemical composition Attacks on cement, aggregates,
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Weathering (Photo D)
Changes in physical and chemical properties Loss of strength
Increased deformability and
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permeability
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Photo A Gypsum karst, southeast Spain. Photo B Erosion and gullies in pyroclastic deposits,
Guatemala.
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movements
Uplift and subsidence Long term morphological changes Monitoring and control measures
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Erosion-sedimentation
Medium term morphological changes Increased risk of flooding and landslides
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(Photo D)
Short term hydrological changes Protection measures for river beds and coasts
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Silting
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(continued)
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Photo A Building destroyed in the Mexico earthquake, Photo B Lava flow in the Tenegua eruption, Canary
1985. Islands, 1971.
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Photo C Palacio de Bellas Artes, Mexico City, affected Photo D Silting of riverbed to above road level, requiring
by the subsidence of the Mexico valley soils. excavation to an artificial channel, northwest
Argentina.
Table 1.4 INFLUENCE OF GEOLOGICAL PROCESSES ON ENGINEERING AND THE ENVIRONMENT (CONT.)
Geological processes Effects on the physical environment Geo-environmental problems 4 and actions
Slope movements (Photo E) Landslides, rock falls, subsidence Damage to populations and infrastructures
Short and medium term morphological Impounding of river beds
changes, diversion of river beds Stabilization, control and preventive
measures
Changes in water table Changes in aquifers Problems in foundations
(Photo F) Changes in soil properties Effect on crops and irrigation
Drying out and waterlogging Drainage measures
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Tectonic processes Natural stress Rock bursts in mines and deep tunnels
Seismicity Long term deformations in underground
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Instabilities works
Design measures in tunnels and mines
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Geochemical processes
High temperatures Hazards from gas explosion
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Presence of gases
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Box 1.3
The failure of Aznalcllar Dam: An example of underestimation
of the geological and geotechnical conditions with serious
environmental consequences
The tailing dam of Aznalcllar (southern Spain), owned blue marl, which contains frequent shear surfaces with
by the mining company Boliden-Apirsa, was 28 m high slickensides.
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when it failed on April 25, 1998. The safety conditions These blue marls have been extensively studied and
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of the dam had been checked three years earlier and the problems they cause were well known, especially in
both the owners and those responsible for the design the stability of slopes of roads and railways of southern
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confirmed that it fulfilled all construction and safety Spain. Their strength can be very low when they come
requirements. This conclusion was reiterated just 5 days into contact with water and when high pore pressures are
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before the disaster. generated along shear surfaces. According to the expert
The failure of the dam released a 4.5 Hm3 of liquid reports, the failure of the dam was due to a failure in the
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mine waste into the river Agrio, and from there into the clay substratum, causing the foundation of the dam to
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Guadiamar, tributary of the Guadalquivir. The surrounding slide forward (see Box 11.3, Chapter 11).
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land was flooded, contaminated with acid water containing After the event, it became clear that the geologi-
heavy metals, affecting all the surrounding ecosystems in cal and geotechnical factors which caused the dam failure
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the area, including Doana National Park. were not adequately taken into account, and that the
The dam was founded on a Miocene over- monitoring systems were not operative, both fundamental
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Geological processes may modify the behaviour of Table 1.5 METHODOLOGICAL PROCEDURES FOR
materials, affecting the physical medium and causing GEOLOGICAL ENGINEERING AND
geotechnical problems. ENGINEERING DESIGN
Thus it is evident that geotechnical problems can 1. Identification of geological materials and geological
often require expensive solutions to be adopted. Depending processes. Analysis of geomorphological, structural,
on the scope of the problems, projects could be modified or lithological and groundwater conditions.
sites relocated. For example, foundations might have to be 2. Site and ground investigation.
laid more deeply because of the insufficient bearing capacity 3. Defining the spatial distribution of materials,
of the ground at depths nearer the surface. In contrast, structures and discontinuities.
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favourable geotechnical conditions provide greater security 4. Defining the hydrogeological, in situ stress and
for the work site and also mean work can go ahead unin unin-
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environmental conditions.
terrupted, which has a significant influence on the cost and 5. Characterization of geomechanical, hydrogeological
delivery schedule for the completed work. and chemical properties.
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In general terms, the conditions a site must meet 6. Characterization of the geological materials to be
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gation must be geological knowledge. Interpreting geology The ground behaviour model.
from the perspective of engineering geology allows
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can be provided by geology is extensively described by de site and its area of influence. The geomechanical model
Freitas (2009).
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IV V
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III V
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II III V III
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neering, ASCE.
International Journal of Rock Mechanics and Mining
The main periodical publications in engineering geology/ Sciences, ISRM (Elsevier)
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geological engineering are published by national and Canadian Geotechnical Journal (NRC Research Press)
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international associations, which regularly hold congresses International Journal of Geomechanics, ASCE.
and symposia, as well as publishing reviews or bulletins. The Soils and Rocks, ABMS and SPG.
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most important associations include: Rock Mechanics and Rock Engineering (Springer)
International Association for Engineering Geology
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Geologists (AEG)
International Society for Rock Mechanics (ISRM) This book provides an introduction to geological engineering
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International Society for Soil Mechanics and Geotech- and engineering geology, their fundamentals and basic con con-
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nical Engineering (ISSMGE) cepts, methodologies and main applications. The study of geo
geo-
logical engineering requires a sound knowledge of geology.
Periodical publications include:
Emphasis has been made throughout the text to point out
Engineering Geology (Elsevier) how the geology is closely related to engineering problems, as
Environmental & Engineering Geoscience Journal this is one of the principal objectives of engineering geology.
(GSA and AEG) Examples are given to illustrate these issues. However, this
Quarterly Journal of Engineering Geology and Hydro- book does not include basic descriptions of geological
geology (The Geological Society of London) concepts.
Bulletin of Engineering Geology and the Environment, This book has 15 chapters, divided into four parts.
IAEG (Springer) Part I deals with the fundamentals of geological engineering.
Special attention is paid to basic concepts of soil and rock Education and training in
mechanics as well as hydrogeology (Chapters 1 to 4). Part II engineering geology
deals with site investigations methods with a description of the
different procedures for identifying the properties and geome- Bock, H. et al. (2004). The Joint European Working Group
chanical characteristics of materials (Chapters 5 and 6; geo- of the ISSMGE, ISRM and IAEG for the definition of
technical mapping is included in Chapter 7). Part III describes professional tasks, responsibilities and co-operation in
the different applications of geological engineering, focussing ground engineering. Engineering Geology for Infra-
on the most important fields of application to foundations, structures Planning in Europe: A European Perspective.
slopes, tunnels, dams and earth structures (Chapters 8 to 12). Hack, Azzam and Charlier, Eds. Lecture Notes in Earth
Part IV deals with geological hazards most relevant to geo-geo Sci. Springer, Berlin, 104:18.
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logical engineering, focussing on the prevention, mitigation de Freitas, M.H. (1994). Keynote Lecture: Teaching and
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and control. Chapter 13 deals with landslides and other mass training in engineering geology: professional prac-
movements, Chapter 14 with earthquakes and Chapter 15 tice and registration. Proc. 7th Cong. of the Int.
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with prevention and mitigation of geological hazards. Assoc. of Engineering Geology, Lisbon. Oliveira,
Rodrigues, Coelho & Cunha Eds. Balkema. Vol. 6,
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Recommended
ecommended reading pp. LVIILXXV.
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Geological Society of London. Ql. Jl. of Eng. Geol. and Turner, A.K. (2008). Education and professional recognition
Hydrogeol., 42, 397441. of engineering geologists and geological engineers in
Fookes, P.G. (1997). Geology for engineers: the geological Canada and the United States. Proc. 1st Int. Cong. on
model, prediction and performance. Ql. Jl. of Eng. Education and Training in Geo-Engineering Sciences.
Geol. and Hydrogeol., 30, 293424. Manoliu & Radulescu Eds., CRC Press, Taylor & Francis
IGME (1987). Impacto econmico y social de los riesgos Group, London, 111118.
geolgicos en Espaa. Instituto Geolgico y Minero
de Espaa (Geological Survey of Spain), Madrid.
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