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Received 9 October 2000; received in revised form 21 January 2002; accepted 4 February 2002
Abstract
Various base isolation systems (BISs) such as the pure-friction, laminated rubber bearing, lead rubber bearing, resilient-friction
base isolator and electricite de France systems, which have been used or are considered to have considerable potential for wide
applications, are systematically compared and discussed for aseismic performances of multi-span continuous bridge in this study.
Sensitivity analyses of the bridge employed the devices are carried out to choose the appropriate design parameters of various
devices. It is possible to recommend the appropriate ranges of the natural period and the friction coefficient of the various BISs.
Therefore, the recommended ranges of the design parameters are presented in this study. The design parameters such as the first
natural period of the isolated bridge and the friction coefficient of the bearing are determined by the reciprocal relationship between
the peak deck displacement and the peak overturning moment of the bridge in the recommended ranges, and then the relative
effectiveness of the bearings is described for the selected design parameters under the different ground motions. The peak responses
of the bridge with the friction-type bearing are less sensitive to substantial variations in the frequency range and the intensity of
the ground excitation than those with the rubber-type bearing due to characteristics of the friction element within the range of this
study. 2002 Elsevier Science Ltd. All rights reserved.
Keywords: Base isolation system; Bridge structure; Aseismic performance; Sensitivity analysis; Design parameter; Comparative study
0141-0296/02/$ - see front matter 2002 Elsevier Science Ltd. All rights reserved.
PII: S 0 1 4 1 - 0 2 9 6 ( 0 2 ) 0 0 0 2 0 - 2
1002 K.-S. Park et al. / Engineering Structures 24 (2002) 10011013
few comparative studies on aseismic performances of numerous times this century. Here, various leading BISs,
various BISs for the critical design parameters. Further- which have been used or are considered to have con-
more, most of previous studies are focused on buildings siderable potential for wide applications, are briefly
[3,911]. On the other hand, there are few studies on described. Various systems have used RBs (elastomeric
bridges in spite that BISs are widely used for them. bearings) with and without lead plugs, damping being
To evaluate aseismic performances of BISs and suit- provided either by the use of high-loss rubber or neo-
able earthquake-resistance design of the bridge, the sen- prene materials in the construction of bearings or by
sitivity analysis for variations in the design parameters auxiliary viscous dampers. There have been a number
of devices is required. Therefore, a comparative study of applications of friction sliding systems, both with and
on aseismic performances of different BISs for multi- without provision of the elastic centering action.
span continuous bridge is accomplished in this paper.
Various BISs such as the pure-friction (P-F), laminated 2.1. The P-F system [5,8,9]
rubber bearing (RB) , lead rubber bearing (LRB), resili-
ent-friction base isolator (R-FBI) and electricite de The P-F or sliding-joint system is classified as the
France (EDF) systems are considered. Sensitivity analy- simplest device because it uses only the stick-slip mech-
ses for variations in the first natural period of the isolated anism. A schematic diagram of the P-F system is shown
bridge and the friction coefficient of the bearing are also in Fig. 1(a). When there is a sliding in the friction plates,
performed under the different ground motions. The rec- the P-F system limits a maximum acceleration trans-
ommended ranges of the design parameters are presented mitted from the substructure to a certain value according
in this study. The two design parameters, the first natural to the friction coefficient. However, there may be an
period of the isolated bridge and the friction coefficient excessive deflection or a residual deformation in the fric-
of the bearing, are determined by the reciprocal relation- tion surface after the seismic event, because the P-F sys-
ship between the peak deck displacement and the peak tem has no recovering force. Furthermore when the P-F
overturning moment of the bridge. The peak responses system does not slide, it acts as a fixed one. In this case,
of the bridge with BISs are obtained, and then the rela- the P-F system cannot provide a certain amount of pro-
tive effectiveness of different BISs is evaluated for the tection. Because of these reasons, the friction element is
selected design parameters of devices. used with RBs instead using alone. Nevertheless, the P-
F system may be used economically in the simple or
small-scale structure.
2. Aseismic BISs Whenever the structure sticks to the P-F system, the
non-sliding condition
A variety of the seismic isolation and energy-dissi- xb(t) 0 (1)
pation devices has been developed over the years all over
the world. The components in BISs are specially holds as long as
designed, distinct from the structural member, and N
installed at or near the base of the structure. In bridges, |Mxg(t) mnan| mMg (2)
however, where the aim is to protect relatively low-mass n1
piers and their foundations, they are more commonly
where xb(t) is the displacement of base raft relative to
between the top of the piers and the superstructure. The
the ground, M is total mass on the device, xg(t) is the
basic features of such devices consist of the horizontal
horizontal ground acceleration, mn, an are mass and
flexibility and the energy dissipative capacity. The most
acceleration of the nth degree of freedom, m is the Cou-
important feature of the seismic isolation is that its
lomb friction coefficient and g is the acceleration of
increased flexibility lengthens the natural period of the
gravity, respectively. As soon as the stick condition
structure. Because the period is increased beyond that
given by Eq. (2) fails, a sliding will occur and the equ-
of the earthquake, the resonance and near-resonance are
ation of motion is stated as
avoided and the seismic acceleration response is
reduced. However, the increased period and consequent N
increased flexibility also affects the horizontal seismic Mxg(t) mMgsgn[xb(t)] mnan Mxg(t) (3)
displacement of the structure. These excessive displace- n1
ments are counteracted by the introduction of increased Here, sgn[xb(t)] indicates the sign according to the direc-
damping and/or energy-dissipation. Because of these tion of velocity of the device.
characteristics of BISs, they can attenuate the harmful
horizontal acceleration transmitted to the superstructure 2.2. The RB system [2,6,8,9,20]
and reduce the sectional force of the substructure. The
seismic isolation concept for the protection of structures Another method of seismically isolating structures is
from earthquakes has been proposed in various forms at by mounting them on RBs. These bearings are fully
K.-S. Park et al. / Engineering Structures 24 (2002) 10011013 1003
developed as commercial products whose main appli- shear force versus displacement hysteresis loop shown
cation has been for bridges. More recently, their use has in Fig. 2. In general, the concept of this effective value
been extended to the seismic isolation of buildings and is a gross approximation, but it works surprisingly
other structures. The RB system consists of alternating well [20].
layers of rubber and steel with the rubber being vulcan- The equation of motion, which uses the effective and
ized to the steel plates for the horizontal flexibility and equivalent values, is stated as
the vertical stiffness. The dominant feature of this device N
is the parallel action of spring and dashpot as shown Mx b(t) Ceqx b(t) Keffxb(t) mnan (5)
schematically in Fig. 1(b). Because the damping capacity n1
of the RB system is relatively small, it mainly shifts the
natural period of the isolated structure to avoid the detri- Mx g(t)
mental earthquake energy.The equation of motion is Here, Ceq is the linearized equivalent damping coef-
stated as ficient given by Eq. (6) and xeq is the linearized equival-
N ent damping ratio given by Eq. (7), respectively.
Ceq 2xeqMKeff
Mx b(t) Cbx b(t) Kbxb(t) mnan (4)
(6)
n1
Mx g(t)
where Cb and Kb are damping and stiffness coefficients
of the RB system, respectively.
characteristic curve and DD is the design displacement, |M[x g(t) x b2(t)] mnan| mMg (11)
respectively. In this study, the peak deformation of the n1
RB system is used as a design displacement of a LRB As soon as this condition fails, a sliding will occur and
unit. When the bilinear isolator has a high degree of non- the equations of motion are stated as
linearty, the seismic responses of higher modes are often
much greater than the responses which occur with the Cbx b1(t) Kbx b1(t) mMgsgn[x b2(t)x b1(t)] (12a)
above equivalent linear modes. N
Mx g(t)
The R-FBI system makes use of the parallel action of
resiliency of rubber and the friction of Teflon coated In these equations, xb1(t) is the deflection experienced by
plates. Similar to the P-F system, it does not slide below Neoprene pad and xb2(t) is the displacement of the base
the frictional resistance. Unlike the P-F system, however, raft relative to the ground as shown in Fig. 1(e).
it has an additional resistance to an increase of deflection
and a recovering force by rubber after sliding.
Initially, when the bearing starts from rest or when- 3. Sensitivity analysis
ever the friction plates are sticking to each other through
the frictional force, the non-sliding condition given by 3.1. Analysis model
Eq. (1) holds as long as
|Mx g(t) Kbxb(t) mnan| mMg (8) the Dong-Jin Bridge (Fig. 3, Table 1) is used. It is a
n1 continuous bridge with 15 spans and has been con-
As the ground acceleration is increased, the stick con- structed in the western coast expressway in Korea. The
dition given by Eq. (8) fails and a sliding in the friction span length of the bridge is 725 m and the width of the
plates will occur. Then, the equation of motion is given superstructure is 12.15 m. The longitudinal slope is
by Eq. (9). 0.03%. The schematic diagram of the Dong-Jin Bridge
is shown in Fig. 3. The superstructure and the substruc-
Mx b(t) Cbx b(t) mMgsgn[x b(t)] Kbxb(t) (9) ture are modeled by beam elements. Since, general pre-
N stressed concrete bridge has structural damping ratios of
mnan Mx g(t) 23%, Rayleigh damping with x 2% is used in the
n1 modeling of the Dong-Jin Bridge.
The calculation of several design properties is the
2.5. The EDF system [8,9,19] most important in the modeling of BISs. The horizontal
and vertical translational stiffness of devices are calcu-
The EDF system consists of the elastomeric bearing lated by Eqs. (13) and (14) [4].
and the friction plates in series. During a low-intensity
GrAr
earthquake, therefore, it behaves as a RB unit and returns ktrans (13a)
to its original position after the seismic event. However tr
when the frictional resistance is exceeded, a sliding will ErAr
occur and the EDF system may have a residual defor- kvert (13b)
tr
mation in the friction surface during a high-intensity
earthquake. Owing to the slip in the friction plates, the kht nktrans (14a)
EDF system limits a maximum acceleration like a P-
F unit. kvt nkvert (14b)
Whenever the frictional resistance is not exceeded, the Here, ktrans, kvert are the horizontal and vertical trans-
equations of motion are governed by lational stiffness of each bearing, Gr, Er are the shear
N modulus and Youngs modulus of rubber, Ar, tr are area
Mx b2(t) Cbx b2(t) Kbxb2(t) mnan (10a) and rubber thickness of each bearing, and kht, kvt are total
n1 horizontal and vertical translational stiffness for n bear-
ings, respectively. The rotational stiffness of bearings
Mx g(t)
about the vertical axis is found by adding the individual
x b1(t) x b2(t),x b1(t) x b2(t) (10b) bearing contribution when a unit rotation is applied to
K.-S. Park et al. / Engineering Structures 24 (2002) 10011013 1005
Table 1 n
Pier length (H2) of the Dong-Jin Bridge 2 Mi
n
i1
Pier No. P1 P2 P3 P4 P5 P6 P7 kvr 2ktrans d2i (16)
q i1
H2 (m) 0.94 1.09 1.21 1.33 1.46 1.57 1.98 Rotation has been released about an axis parallel to the
strong direction of pier because the stiffness in this
Pier No. P8 P9 P10 P11 P12 P13 P14
direction is considered negligible [4]. The damping coef-
H2 (m) 2.13 2.08 2.13 2.32 2.36 2.40 2.48
ficient of bearings is calculated by Eq. (17)
cht 2xmkht (17)
Fig. 7. Variations of the peak responses with the first natural period: Fig. 9. Variations of the peak responses with the first natural period:
rubber-type bearing. EDF system.
1008 K.-S. Park et al. / Engineering Structures 24 (2002) 10011013
Fig. 12. Variations of the peak responses with the friction coefficient:
EDF system.
Fig. 17. Residual deformation of the P-F and EDF systems.
peak responses to variations in the friction coefficient of
the bearing according to the first natural period of the 0.06(T1 4.0 and 5.0 s) and m0.10(T1 6.0 s). For
isolated bridge is obtained. Fig. 11 shows the peak Mexico City earthquake, sliding does not occur for
responses of the bridge with the R-FBI system versus m 0.30(T1 3.0 s), m0.10(T1 4.0 s) and m
the friction coefficient according to the first natural per- 0.06(T1 5.0 and 6.0 s). For San Fernando earthquake,
iod. The R-FBI system subjected to El Centro earthquake sliding does not occur for m0.22(T1 3.0 s), m
slides less than 1 cm for m0.22(T1 1.0 s) and m 0.14(T1 4.0 and 5.0 s) and m0.10(T1 6.0 s). When
0.18(T12.0 s) and these results are similar to those of there is no sliding in the upper plate of the EDF system,
a P-F unit. However, the R-FBI system gives an it behaves like the rubber-type bearing and the peak
additional resistance to an increase of deflection by the responses of the bridge remain constant for variations in
parallel action of stiffness and damping. Thus, the peak the friction coefficient. For Mexico City earthquake,
deck displacement is smaller than that with a P-F unit when the first natural period is 2.0 s, the peak responses
whereas the peak overturning moment is similar. For of the bridge are amplified like those with the rubber-
Mexico City earthquake, the R-FBI system does not type bearing.
slide for m0.18(T1 1.06.0 s). It is observed that the Figs. 13 and 14 present the peak responses of the
peak responses of the bridge are similar to those with a bridge with the R-FBI and EDF systems according to
P-F unit. However, the peak overturning moment is the first natural period and the friction coefficient simul-
decreased as the friction coefficient is increased for taneously.
T1 2.0 s opposite to the rubber-type bearing. This is It is impossible to elect the optimal values of the natu-
why an increase of friction coefficient for T1 2.0 s ral period and the friction coefficient for the various
reduces the resonance of the isolated bridge and the R- BISs, because the optimal design parameters vary
FBI system still provides a certain amount of protection. depending on the various design conditions such as soil
Fig. 12 shows the peak responses of the bridge with type, structure type and possible input ground motion. It
the EDF system versus the friction coefficient according is possible, however, to recommend the appropriate
to the first natural period. The EDF system subjected to ranges of the natural period and the friction coefficient.
El Centro earthquake does not slide for m 0.30(T1 Therefore, within the range of the above sensitivity
1.0 s), m0.14(T1 2.0 s), m0.10(T1 3.0 s), m analyses of the design parameters, it is recommended
1010 K.-S. Park et al. / Engineering Structures 24 (2002) 10011013
Fig. 13. Variations of the peak responses with the design parameters: R-FBI system (left column-peak deck displacement: cm, right column-peak
overturning moment: 107Nm).
using the first natural period shorter than 4.0 s to avoid ment and the peak overturning moment of the bridge is
an excessive deck displacement with suitable over- used for comparisons and analyses of aseismic perform-
turning moment. Furthermore, the use of adequate fric- ances of various BISs with the fixed design parameters
tion element is effective in reducing deck displacement. instead of the conventionally recommended ones [9].
It is recommended using the friction coefficient smaller San Fernando earthquake has a general feature in the
than 0.18. If the value of friction coefficient is large than response spectrum and it is possible to examine the
0.18, there is little advantage of reducing deck displace- characteristic of sliding of the friction-type bearing
ment whereas overturning moment is monotonously owing to relatively large intensity of the ground motion.
increased. The first natural period of the isolated bridge and the
friction coefficient of the device are determined by using
3.2.3. Comparative study for different earthquakes sensitivity analysis results of San Fernando earthquake.
with the selected design parameters Importance of the deck displacement or the overturning
Practical BISs must trade off between the extent of moment is different according to various design con-
force isolation and acceptable relative displacements ditions such as soil type, structure type and possible
across the isolation system during the earthquake input ground motion. Therefore, the design parameters
motion. The design parameters determined by the of the device are determined by following procedure in
reciprocal relationship between the peak deck displace- this paper.
K.-S. Park et al. / Engineering Structures 24 (2002) 10011013 1011
Fig. 14. Variations of the peak responses with the design parameters: EDF system (left column-peak deck displacement: cm, right column-peak
overturning moment: 106Nm).
First, it is calculated that the ratio of the peak deck overturning moment, is used in this study. One can con-
displacement and the peak overturning moment to aver- sider a different relative importance of the peak deck
age value according to the first natural period and the displacement and the peak overturning moment using the
friction coefficient, respectively. To consider the influ- factor a according to various design conditions as shown
ence of small values of results, the average value is used in Fig. 15. Finally, the crossing point of two curves is
instead of a maximum one. selected as the design first natural period of the isolated
bridge and/or the friction coefficient of the device. As
D
Dratio (18a) shown in Fig. 15, if a is increased from a1 to a2, then
Daverage the selected first natural period is decreased from Tselect1
M to Tselect2, whereas the selected friction coefficient is
Mratio (18b) increased from mselect1 to mselect2. Therefore, the peak deck
Maverage
displacement will be decreased with Tselect2 and/or
The curves of aDratio and (1a)Mratio are plotted in Fig. mselect2. Table 2 shows the selected first natural period
15, for example. The a is a factor that indicates the rela- and the friction coefficient determined by above pro-
tive importance of the peak deck displacement. The a cedure.
varies from 0 to 1 and a 0.5, which means same The peak responses of the bridge with various BISs,
importance of the peak deck displacement and the peak which are designed by the selected parameters of Table
1012 K.-S. Park et al. / Engineering Structures 24 (2002) 10011013
BIS The first natural Friction coefficient tems, are presented. The bridge with BISs must trade
period (s) off between the extent of force isolation and acceptable
relative displacements across the isolation system during
RB system 3.0 N/A the earthquake motion. The recommended ranges of the
LRB system 3.0 N/A two design parameters such as the first natural period of
P-F system N/A 0.14
R-FBI system 3.0 0.14 the isolated bridge and the friction coefficient of the
EDF system 4.0 0.10 bearing are presented in this study. The two design para-
meters are determined by reciprocal relationship between
the peak deck displacement and the peak overturning
2, are shown in Fig. 16. As shown in the figure, the moment. Comparisons and analyses on aseismic per-
performance of BISs varies depending on the input formances of different BISs for the selected design para-
ground motions. While the peak deck displacement with meters are presented. Based on these results, the follow-
the friction-type bearing is generally smaller than that ing conclusions may be drawn.
with the rubber-type bearing, the peak overturning The peak deck displacement is increased as the first
moment is larger due to the friction element. The P-F natural period of the isolated bridge is increased and as
system has a residual deformation after the seismic event the friction coefficient of the device is decreased. Con-
as shown in Fig. 17, because it does not have the trary to the peak deck displacement, the peak overturning
recovering force. The EDF system has a residual defor- moment is increased as the first natural period is
mation due to the sliding in the friction plates for San decreased and as the friction coefficient is increased.
Fernando earthquake like a P-F unit as shown in Fig. 17. Several design parameters of the bearing are influ-
In Figs. 714, 16, the peak responses of the bridge enced by various design conditions such as soil type,
with the friction-type bearing are less sensitive to sub- structure type and possible input ground motion. There-
stantial variations in the frequency range and intensity fore, it is important that adequate design parameters
of earthquake excitation due to characteristics of the determined by the sensitivity analysis of the bridge with
stick-slip mechanism compared to those with the rubber- BISs are used in the design of the device instead of the
type bearing. conventionally recommended ones. It is shown within
the range of these sensitivity analyses on variations in
the design parameters of the bearing and a comparative
4. Conclusions study on aseismic performances of various BISs with the
selected design parameters that the peak responses of the
Comprehensive sensitivity analyses of several leading bridge with the friction-type bearing are less sensitive
BISs such as the P-F, RB, LRB, R-FBI and EDF sys- to substantial variations in the frequency range and the
K.-S. Park et al. / Engineering Structures 24 (2002) 10011013 1013
intensity of earthquake excitation when compared to tenance of modern highway bridges. New York: McGraw-Hill,
those with the rubber-type bearing because of character- 1995.
[7] Kelly JM. Aseismic base isolation: review and bibliography. Soil
istics of friction elements. Dynamics Earthquake Eng 1986;5(3):20216.
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it is recommended using the first natural period shorter bridge bearings. MS dissertation. Department of Civil Engineer-
than 4.0 s to avoid excessive deck displacement with ing, Korea Advanced Institute Science and Technology (KAIST),
suitable overturning moment. Furthermore, the use of Daejeon, Korea; 2000.
[9] Su L, Ahmadi G, Tadjbakhsh IG. A comparative study of per-
adequate friction element is effective in reducing deck formances of various base isolation systems, part I: shear beam
displacement and it is recommended using the friction structures. Earthquake Eng Struct Dynamics 1989;18:1132.
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coefficient is larger than 0.18, there is little advantage formances of various base isolation systems, Part II: Sensitivity
of reducing deck displacement whereas overturning analysis. Earthquake Eng Struct Dynamics 1990;19:2133.
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[12] Proceedings of International Workshop on Recent Developments
in Base-isolation Techniques for Buildings. Architectural Institute
Acknowledgements of Japan, Tokyo; 1992. p. 2730.
[13] Proceedings of New Zealand-Japan Workshop on Base Isolation
This research was supported by the National Research of Highway Bridges. Technology Research Center for National
Laboratory (NRL) program for Aseismic Control of Land Development, Japan; 1987. p. 183.
[14] Proceedings of the First US-Japan Workshop on Seismic Retrofit
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[15] Proceedings of the Fourth US National Conference on Earthquake
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