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Heart Vessels (2012) 27:135142

DOI 10.1007/s00380-011-0129-1

ORIGINAL ARTICLE

Aortic arch calcification evaluated on chest X-ray is a strong


independent predictor of cardiovascular events in chronic
hemodialysis patients
Tomoko Inoue Tetsuya Ogawa Hideki Ishida

Yoshitaka Ando Kosaku Nitta

Received: 8 November 2010 / Accepted: 18 February 2011 / Published online: 18 March 2011
Springer 2011

Abstract Vascular calcification is associated with car- 1 (p = 0.013, log-rank test). Multivariate Cox proportional
diovascular disease in hemodialysis (HD) patients. Some hazards analyses showed the predictive values of AoAC
reports have previously shown that simple assessment of grade were significant (hazard ratio 1.512; p = 0.0351).
aortic calcification using plain radiography is associated AoAC detectable on chest X-ray is a strong independent
with cardiovascular (CV) events; however, these studies predictor of CV events in accordance with PWV. Risk
simply assessed whether aortic calcification was present or stratification by assessment of AoAC may provide impor-
absent only, without considering its extent. Here, we tant information for management of atherosclerotic disease
evaluated the validity of grading aortic arch calcification in HD patients.
(AoAC) to predict new CV events. We retrospectively
reviewed chest X-rays in 212 asymptomatic HD patients Keywords Chest radiography  Vascular calcification 
who underwent measurement of pulse wave velocity Hemodialysis  Mortality  Cardiovascular disease
(PWV) in 2006 without a past history of CV events. The
extent of AoAC was divided into four grades (03). Among
these subjects, the follow-up of CV events in 197 patients Introduction
was completed. At baseline, AoAC grade was positively
associated with age, dialysis vintage, PWV and parathyroid Cardiovascular (CV) disease is the major cause of death in
hormone levels, and negatively correlated with body patients with chronic kidney disease (CKD) [1]. Recently,
weight and body mass index. Arterial stiffness, as deter- vascular calcification in the coronary arteries and the aorta
mined by PWV, was also correlated with increasing AoAC has been recognized as an important risk factor for car-
grade. Eighty-nine CV events in total occurred during a diovascular disease in hemodialysis (HD) patients [2].
mean follow-up period of 69 45 months. With multi- Vascular calcification is very common in end-stage renal
variate adjustment, KaplanMeier analysis showed that the disease (ESRD), especially in HD patients [3]. The
incidence was significantly higher in patients with higher mechanisms of vascular calcification are hyperphosphate-
AoAC grade (grades 2 and 3) than in those with grade 0 or mia and elevated calcium (Ca) 9 phosphate (P) products
[4, 5]. There are numerous experimental and clinical data.
First, we now have a clear idea that calcification of both
intimal atherosclerotic lesions and the medial vessels layer
is associated with cardiovascular mortality in HD patients
T. Inoue  T. Ogawa  K. Nitta (&)
[6, 7]. Second, there is better evidence that vascular smooth
Department of Medicine, Kidney Center,
Tokyo Womens Medical University, 8-1 Kawada-cho, muscle cells can become chondrocyte or osteoblast-like
Shinjuku-ku, Tokyo 162-8666, Japan and lay down and mineralize collagen and non-collagenous
e-mail: knitta@kc.twmu.ac.jp proteins in arteries [8]. Third, over 20 null mutations in
mice have arterial calcifications [9]. This confirms that
H. Ishida  Y. Ando
Kidney Center, Hidaka Hospital, Takasaki, key proteins regulate or prevent vascular calcification.
Gunma 370-0001, Japan Vascular calcification induces stiffening of the vessel wall

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and reduces vascular compliance, which has been found to Patients were then followed-up for 4 years, and relation-
be predictive of cardiovascular mortality [10, 11]. ships between baseline data and outcomes were assessed
The extent of vascular calcification can be quantified statistically. Data and causes of death were obtained by
with electron beam tomography (EBCT) [12] and multi- reviewing hospital record forms. In patients who moved to
detector CT (MDCT) [13]. Chest radiography is a common other dialysis units, we reviewed questionnaire forms filled
non-invasive, and relatively inexpensive screening test that out by the attending physicians at the Hidaka Hospitals
is performed on HD patients for the examination of the Kidney Center. This study was approved by the ethics
heart, and its value is unquestionable in routine health risk review committee of the hospital. During the follow-up
assessment. Moreover, it is routinely ordered during dial- period, 89 of 197 patients experienced CV events.
ysis therapy to examine the cardiothoracic ratio (CTR).
Iribarren and colleagues [14] observed an independent Assessment of aortic arch calcification
association between aortic arch calcification (AoAC) seen
on chest radiography and the presence of coronary artery We performed a retrospective review of 197 patients
disease after retrospectively reviewing a large health undergoing dialysis therapy. Two radiologist (one spe-
maintenance organization patient database [15, 16]. How- cializing in chest radiography) independently reviewed all
ever, data on the clinical use of findings derived from chest chest radiographs obtained from HD patients studied.
radiography analysis in HD patients are scarce. Radiographs were assessed for the presence of AoAC using
We have recently reported the validity and usefulness of a specific scale as previously described [17]. The scale,
assessment of AoAC grade, as determined by a simple which was divided into 16 circumferences, was attached to
chest X-ray [17]. AoAC grade was significantly associated the aortic arch on chest radiography and then the number of
with clustering of traditional risk factors. However, it is sectors with calcification was divided by 16 (Fig. 1). Aortic
still unknown whether AoAC grade is a sensitive predictor arch calcification score (AoACS) was calculated after
of CV events. The purpose of the present study was to being multiplied by 100 to express the results as a per-
determine the validity of AoAC grade as an independent centage. This value was as the indicator of the ACC. Our
predictor of CV events in chronic HD patients. previous study confirmed that AoACS was highly corre-
lated with aortic arch calcification volume evaluated by
multi-slice computer tomography (r = 0.635, p \ 0.001)
Methods [17].
AoAC extent was divided into four grades according to
Study population the following categorization. Briefly, we scored the extent
of calcification in the aortic arch as follows: grade 0,
There were 212 chronic HD patients (dialysis duration AoACS = 0%; grade 1, AoACS = 14%; grade 2, AoACS =
[6 months) at Hidaka Hospital Kidney Center, Takasaki, 59%; grade 3, AoACS[10%.
Japan, during January 2006 to December 2009. The HD
patients with known myocardial infarction, transient Laboratory measurements
ischemic attack, stroke, cerebral hemorrhage, peripheral
artery disease, heart failure, and severe CV diseases were Blood was drawn just before starting a dialysis session in a
excluded. Of these, patients with acute illness, significant fasting state. Serum albumin, calcium, phosphate, total
infection, or malignancy were excluded. Of the remaining cholesterol, high-density lipoprotein (HDL) cholesterol,
patients, 197 (male/female = 122/75, mean age 66.3 triglyceride, blood sugar, C-reactive protein (CRP), and the
12.0 years) gave informed consent for evaluating a chest concentration of hemoglobin were measured by using
radiograph, as described next, and were investigated in the routine laboratory methods. Mean values of three mea-
present study. The enrolled patients underwent stable reg- surements during the 3 months before chest radiography
ular hemodialysis using bicarbonate dialysate. were used for analysis. Serum intact parathyroid hormone
At baseline, a chest radiograph of each patient was (PTH) was measured once at the time of radiography. Body
obtained. They comprised a non-selected sample of mass index (BMI) was calculated dividing dry weight (kg)
patients from the Kidney Center in Hidaka Hospital with- by body height (m)2.
out a selection bias. All patients completed a detailed Clinical status of all subjects was evaluated by means of
health history questionnaire just prior to follow-up of CV routine clinical examination before the regular HD session.
events, and this study was restricted to asymptomatic Systolic and diastolic blood pressure was measured with a
subjects with no history of CV events. However, we could mercury sphygmomanometer with the patient in the supine
not rule out the asymptomatic patients with coronary dis- position after 1015 min of rest, and mean values for
ease because of no history of coronary angiography. 1 month were used for the analysis.

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Heart Vessels (2012) 27:135142 137

Fig. 1 Evaluation of aortic arch


calcification on chest
radiography. AoAC extent was
divided into four grades
according to the categorization

Pulse wave velocity measurements variables. To determine the factors related to AoAC grade,
multivariate regression stepwise analysis was used. In the
PWV was measured using a volume-plethysmographic follow-up of CV events, event-free survival was analyzed
apparatus (Form/ABI; Omron-Colin Co., Ltd., Komaki, using the KaplanMeier curve and log-rank test. Hazard
Aichi, Japan). Details of the methodology have been ratios (HRs) for CV events were analyzed using a multi-
described elsewhere [18]. Occlusion and monitoring cuffs variate Cox proportional hazards regression. Data in the text,
were placed snugly around both sides of the upper and tables, and figures are expressed as mean standard devi-
lower extremities, with patients in the supine position. ation (SD). A p value \ 0.05 was considered statistically
Then, pressure waveforms of the brachial and tibial arteries significant.
were recorded after 15 min of bed rest using an automatic
waveform analyzer. The validation of this method has been
reported previously [19]. Results

Clinical outcomes Patient characteristics

Subjects in this study were continuously monitored for Among 197 patients, the follow-up of CV events in 89
the occurrence of CV events. In the present study, the patients was completed. Therefore, to evaluate the predictive
CV events according to our definition were specified value of each factor against CV events, we analyzed all data
clearly as coronary heart disease (CHD); angina pectoris of these 89 patients in this study. AoAC grades of the subjects
(AP); criteria of AP were defined by presence of chest (n = 197) with completed follow-up of new CV events were
symptom and/or typical ST-T change in ECG, myocardial distributed as follows: grade 0 (27/90 = 30.0%), grade 1
infarction (MI), cerebrovascular disease (CVD); transient (30/53 = 56.6%), grade 2 (25/43 = 58.1%), and grade 3
ischemic attack (TIA), stroke, cerebral hemorrhage, (7/11 = 63.6%). Baseline characteristics of the total subjects
peripheral artery disease (PAD), heart failure (HF), and and of the subjects with each grade are shown in Table 1.
CV death. Individual diagnoses were classified according Because the number of subjects with grade 3 was small
to the 9th International Classification of Disease (ICD-9) (n = 11), we combined grades 2 and 3 for the following
codes. analyses.
The AoAC grade was positively associated with age
Statistical analysis (p = 0.0001), dialysis vintage (p = 0.0374), PWV (p \
0.0001) and intact PTH (p = 0.0072), and negatively cor-
Differences between the groups were analyzed using related with body weight (p = -0.0126) and body mass
ANOVA for continuous variables and v2 test for categorical index (p = -0.0374).

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Table 1 Baseline characteristics of hemodialysis patients according to AoAC


Total Grade 0 Grade 1 Grade 2 Grade 3 p value

Number (male/female) 197 (122/75) 90 (56/34) 53 (34/19) 43 (26/17) 11 (6/5) 0.9386


Age (years) 66.3 12.0 62.2 12.5 68.8 10.8 70.4 10.0 72.0 10.1 0.0001
Vintage (years) 13.9 7.7 12.9 7.3 12.9 7.6 16.4 7.7 16.9 9.4 0.0374
Atherosclerotic risk factors (%)
Hypertension 92 (46.7%) 37 (41.1%) 28 (52.8%) 21 (48.8%) 6 (54.5%) 0.5297
Diabetes 63 (32.0%) 32 (35.6%) 20 (37.7%) 10 (23.3%) 1 (9.1%) 0.1392
Dyslipidemia 95 (48.2%) 46 (51.1%) 22 (41.5%) 21 (48.8%) 6 (54.5%) 0.6962
Anthropometric measurements
Height (cm) 160.0 8.5 160.9 8.6 160.2 8.3 158.7 7.8 157.5 11.2 0.4216
Weight (kg) 55.3 11.5 58.1 12.0 52.0 10.3 53.9 10.0 52.9 14.5 0.0126
Body mass index (kg/m2) 21.5 3.7 22.4 4.0 20.2 3.3 21.3 3.1 20.9 3.3 0.0059
Medical measurements
Systolic BP (mmHg) 137.7 24.3 136.5 23.6 138.4 26.4 139.7 23.7 135.7 25.2 0.8907
Diastolic BP (mmHg) 79.0 12.6 80.1 12.2 77.8 11.9 79.2 13.7 74.2 14.7 0.4264
Pulse pressure (mmHg) 58.7 16.5 56.4 15.2 60.6 19.1 60.5 15.5 61.5 17.3 0.3542
PWV (cm/s) 1933.5 650.9 1779.6 433.6 1839.6 470.1 2262.8 830.9 2358.5 1287.3 \0.0001
Laboratory measurements
T-cholesterol (mg/dl) 152.3 34.4 155.6 37.6 147.8 28.0 147.6 29.5 166.0 47.7 0.2339
HDL-cholesterol (mg/dl) 43.3 12.8 44.0 12.9 42.4 11.6 43.0 13.1 43.8 16.6 0.9175
Triglyceride (mg/dl) 112.1 64.9 123.0 72.0 103.4 60.8 98.9 51.7 116.5 61.7 0.1486
Blood sugar (mg/dl) 140.2 50.4 143.6 53.3 142.1 53.8 134.2 43.4 126.5 31.6 0.5938
Calcium (mg/dl) 8.8 0.9 8.7 0.9 8.7 0.8 9.0 0.9 9.0 1.0 0.4598
Phosphorus (mg/dl) 6.0 1.2 6.1 1.3 6.0 1.0 6.1 1.2 5.8 1.0 0.7594
Intact-PTH (pg/ml) 229.8 142.3 209.6 123.8 213.2 120.5 263.3 157.4 341.9 237.5 0.0072
C-reactive protein (mg/dl) 0.4 0.7 0.4 0.9 0.3 0.6 0.4 0.6 0.3 0.3 0.8895
Albumin (mg/dl) 3.8 0.3 3.8 0.3 3.7 0.3 3.7 0.3 3.8 0.2 0.3585
Hemoglobin (g/dl) 10.2 1.0 10.2 1.0 10.1 0.9 10.2 1.1 10.3 0.5 0.9290
Anti-hypertensive drugs (%)
ACE inhibitors/ARBs 87 (44.2%) 40 (44.4%) 24 (45.3%) 20 (46.5%) 3 (27.3%) 0.7059
CCBs 116 (58.9%) 55 (61.1%) 32 (60.4%) 22 (51.2%) 7 (63.6%) 0.7068
Alpha/beta-blockers 72 (36.5%) 31 (32.2%) 19 (35.8%) 16 (34.9%) 6 (54.5%) 0.6309
Anti-hyperlipidemia drugs (%)
Statin 14 (7.1%) 5 (5.6%) 6 (11.3%) 3 (7.0%) 0 (0.0%) 0.4581
AoAC aortic arch calcification, BP blood pressure, PWV pulse wave velocity, HDL high-density lipoprotein, PTH parathyroid hormone,
ACE angiotensin-converting enzyme, ARB angiotensin receptor blocker, CCB calcium channel blocker

Correlates of AoAC grade Association between AoAC and CV events

As shown in Table 2, multiple regression analysis was A total of 89 new CV events occurred during a mean
performed to determine the factors related to AoAC grade. follow-up period of 69 45 months among 197 patients.
Statistically significant correlates of AoAC grade were age These CV events included 12 strokes (seven cerebral
(coefficient b = 0.203, p = 0.034), PWV (coefficient infarctions, three cerebral hemorrhages and two TIA), 54
b = 0.278, p = 0.001) and intact PTH (coefficient CHD (53 AP and one MI), six HF and 17 PAD. Twenty-
b = 0.224, p = 0.001). The severity of AoAC grade was three percent of subjects who had CHD underwent cor-
significantly associated with an increase in PWV, sug- onary artery procedures (12 PCI and one CABG). We
gesting the patients with high AoAC grade had increased differentiated the CV outcomes according to AoAC
arterial stiffness (Fig. 2). grade.

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Heart Vessels (2012) 27:135142 139

Table 2 Multiple regression analysis of AoAC grade and signifi-


cantly associated variables
b t value p value

Age (years) 0.203 2.142 0.034


Sex (male: 1, female: 0) -0.062 -0.615 0.539
Vintage (years) 0.142 1.895 0.060
Height (cm) 0.087 0.242 0.809
Weight (kg) -0.187 -0.302 0.763
Body mass index (kg/m2) 0.082 0.172 0.864
Systolic BP (mmHg) -0.173 -1.140 0.256
Pulse pressure (mmHg) 0.221 1.359 0.176
PWV (cm/s) 0.278 3.555 0.001
T-cholesterol (mg/dl) -0.059 -0.687 0.493 Fig. 3 KaplanMeier event-free survival analysis of all cardiovas-
HDL-cholesterol (mg/dl) -0.042 -0.466 0.642 cular events according to AoAC grade. The incidence of CV events
was significantly higher in patients with higher AoAC grade (grade
Triglyceride (mg/dl) -0.076 -0.806 0.421 2 ? 3) than those with grade 0 or 1 (p = 0.0341) after adjustment for
Blood sugar (mg/dl) -0.134 -1.736 0.084 age, dialysis vintage, prevalence hypertension, and dyslipidemia
Calcium (mg/dl) 0.013 0.175 0.861
Phosphorus (mg/dl) 0.050 0.684 0.495
Table 3 Multivariate analysis with Cox proportional hazards models
Intact-PTH (pg/ml) 0.224 3.267 0.001
for cardiovascular events. Multivariate Cox proportional analysis
C-reactive protein (mg/dl) -0.049 -0.682 0.496 showed each predictive value of several factors for CV events using
Albumin (mg/dl) -0.022 -0.250 0.803 each laboratory parameter
Hemoglobin (g/dl) 0.132 1.720 0.087 Variable Hazard ratio 95% CI p value
AoAC aortic arch calcification, BP blood pressure, PWV pulse wave
velocity, HDL high-density lipoprotein, PTH parathyroid hormone Age (/year) 1.044 1.0101.078 0.0105
Gender (male) 0.773 0.4041.481 0.4381
Vintage (/year) 0.993 0.9541.033 0.7246
Total cholesterol (/mg/dl) 1.007 0.9971.017 0.1538
HDL-cholesterol (/mg/dl) 0.980 0.9521.009 0.1735
Systolic BP (/mmHg) 0.994 0.9821.007 0.3487
Body mass index (/kg/m2) 1.116 1.0231.219 0.0139
Blood sugar (/mg/dl) 0.998 0.9921.005 0.5997
PWV (/cm/s) 1.046 1.0061.086 0.0220
Calcium (/mg/dl) 1.214 0.8291.777 0.3188
Phosphorus (/mg/dl) 0.811 0.6021.091 0.1657
Intact-PTH (/pg/dl) 0.999 0.9971.001 0.3797
Albumin (/mg/dl) 0.495 0.1661.471 0.2057
C-reactive protein (/mg/dl) 0.961 0.6691.381 0.8299
Hemoglobin (/g/dl) 1.063 0.7621.482 0.7188
AoAC grade (2 ? 3) 1.512 1.0292.222 0.0351
CV cardiovascular, HDL high-density lipoprotein, BP blood pressure,
PWV pulse wave velocity, PTH parathyroid hormone, AoAC aortic
arch calcification
Fig. 2 Association between pulse wave velocity and AoAC grade in
hemodialysis patients. PWV was positively correlated with AoAC
grade Multivariate Cox proportional hazards analysis

As shown in Table 3, we evaluated the predictive value of


KaplanMeier analysis showed that the incidence of CV each factor, such as age, gender, dialysis vintage, BMI,
events was significantly higher in patients with higher hemoglobin, biochemical measurements, PWV and AoAC
AoAC grade (grades 2 ? 3) compared to those with AoAC grade, against CV events. In multivariate analysis using
grade 0 or 1 (log-rank test; p = 0.013) (Fig. 3). There were each laboratory parameter, statistical significance was
no sex-specific differences in any group. found not only for increasing age but also for the

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presence of AoAC grades 2 ? 3 (HR 1.512, 95% CI with an increased risk of CV mortality (hazard ratio 2.556;
1.0292.222, p = 0.0351). The predictive power of AoAC 95% confidence interval 1.0066.490; p \ 0.05) [22],
grade was weaker than that of higher PWV. Unexpect- suggesting that the present results are consistent with this
edly, higher BMI is most significantly associated with CV evidence. However, that study evaluated whether AoAC
events. was present or absent using chest X-ray without consid-
ering the extent of calcification. There are several advan-
tages and differences of our study as compared to the
Discussion previous report. Our assessment by AAC grading certified
a strong predictive value of higher AoAC grade (grades
Vascular calcification is a type of advanced atherosclerosis 2 ? 3) against incident CV events more precisely. How-
in HD patients. Especially progressive arterial stiffness ever, AoAC grade 1 had no statistical significance of pre-
resulting from calcification makes the management of dictive value compared to grade 0. This result suggests that
hemodynamics more difficult in these patients. We have trivial calcium deposition in aortic arch only may not be a
previously demonstrated the validity and usefulness of noticeable CV risk. Hashimoto et al. [15] recently con-
semi-quantitative estimation of AoAC grade using chest firmed that the AoAC grade was significantly correlated
X-ray examination, which is less expensive and is easy to with the calcified level in abdominal aorta using two
follow-up routinely [17]. Among traditional risk factors, independent non-invasive examinations. In fact, huge dif-
AoAC grade was significantly correlated with older age ferences in the hemodynamic state are found between
and higher intact PTH. In addition, AoAC grade was patients with trivial AoAC and those with severe AoAC.
associated with PWV. Therefore, we evaluated the effec- Therefore, it is recommended at least to consider the AoAC
tiveness of AoAC grade to predict new CV events using grade in routine clinical work.
well-treated outpatients without any symptoms and past Arterial stiffness and increased PWV are known to be
history. This study showed the usefulness of AoAC grade induced by vascular calcification. PWV measured in large
as an independent predictor of new CV events. The result elastic arteries could be another indirect method for the
suggests an advantage of this simple non-invasive evalua- quantification of vascular calcification. We previously
tion of AoAC detectable on plain X-ray, as opposed to reported that PWV is significantly correlated with the grade
some recent highly technical procedures like MDCT. of aortic calcification in chronic HD patients [23]. In
If the level of calcification in the aorta predicts future addition, we have shown that AoAC and PWV are inde-
CV events, it should be considered which area in the pendent factors for diastolic left ventricular dysfunction in
abdominal aorta or aortic arch is favorable and sensitive to these patients [18]. Several possible mechanisms for the
evaluate the extent of calcification. First, there is strong association between arterial stiffness and vascular calcifi-
evidence that radiographic abdominal aortic calcification cation can be hypothesized. First, arterial calcification may
predicts CV events in huge populations during long-term induce arterial wall stiffness and increased PWV [24]. A
follow-up. A report demonstrated that a significant corre- previous study in adult HD patients reported an association
lation was found in the 933 CORD study participants with between 25-hydroxy vitamin D deficiency and arterial
plain abdominal X-ray during a period of 22 years [20]. stiffness [25]. Secondly, increased arterial stiffness may
Okuno et al. [21] also reported that the presence of cause vessel wall damage and atherosclerosis [26]. Thirdly,
abdominal aortic calcification is significantly associated changes in the intrinsic properties of arterial wall by arte-
with CV mortality in 515 HD patients (hazard ratio 2.07; rial remodeling may contribute to both processes [27].
95% confidence interval 1.213.56; p \ 0.01). These Atherosis and sclerosis have been shown to be epiphe-
findings suggest valuable evaluation of abdominal aortic nomena associated with aging, diabetes and hypertension.
calcification using abdominal X-ray. On the other hand, as In this study, AoAC grade was strongly associated with
similar to the extent of calcification in the abdominal aorta, higher age and lower BMI, indicating that the HD patients
it is unclear whether the calcified level in the aortic arch is with severe AoAC were malnourished. Although we could
also a good predictor. There are relatively few reports not demonstrate any effects of hyperphosphatemia or ele-
regarding the predictive value of AoAC against CV events, vated calcium 9 phosphorus products on AoAC progres-
although many previous studies have shown a positive sion, the greater part of our results are in accordance with
association of CV events with abdominal aortic calcifica- findings from previous studies that examined the progres-
tion. One possible explanation is that it is not easier to sion of vascular calcification in HD patients [28, 29].
evaluate calcium deposition semi-quantitatively in the Among the medications used in the subjects, anti-hyper-
aortic arch as compared to that in the abdominal aorta. A tensive drugs or lipid-lowering drugs were not significantly
report handling with population-based cohort has showed associated with the grade of AoAC. Concretely, medica-
that the presence of AoAC was independently associated tions such as angiotensin-converting enzyme inhibitors,

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Heart Vessels (2012) 27:135142 141

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and HMG-CoA inhibitors (statins) have recently been cardiovascular disease? J Am Coll Cardiol 39:695701
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Acknowledgments This study was supported by a Grant-in-Aid sclerosis 210:137144
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