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THE GOOD

BUREAUCRAT
Bureaucrats have had a had press: two very different diagnoses and cures for the
they've been blamed for everything problem of unelected bureaucratic government.
from the recession to economic The former sees the problem as one of the mechan
nationalism'. Ian Hunter and Jeffrey ics of government, something that might be re
dressed through a renovation ofWestminster con
Minson suggest that many of the
ventions for example, the greater use of expert
'remedies ' to bureacracy may be worse parliamentary subcommittees to open the higher
than the 'disease'. echelons of the public service to parliamentary
Nearly everyone agrees that public service bu scrutiny. The second line of analysis leads in quite
reaucracies need reforming. But to what extent different directions; it construes the problem in
and in what directions? Should they be made to terms of the failure of bureaucracy to conform to
perform like corporations in the private the ethical and political principles of individuals.
sector? Or should all bureaucraciesboth private Here what is envisaged, presumably, is transform
and publicbe made more democratic and ing bureaucracies into little theatres of bureauc
hence more attuned to equity and social justice? racy for example, by introducing democratic
Here we want to focus on the second question, and decision-making procedures that will allow bu
in particular to show the resistance of bureaucracy reaucrats to connect the objectives of government
to democratisation. However, we also want to to their ethical and political principles as citizens.
suggest in passing that the corporatisation Failing to differentiate these different levels
of bureaucracies may represent a variation on~ and kinds of analyses not only obscures the rela
rather than a transformation of-their fundamen tion between bureaucratic government and demo
tal nature. As a reference point for the issues cratic politics, it also generates quite unreal ethi
involved we will focus on the post-Fitzgerald cal-political proposals to make bureaucracy sub
Report reforms to the public service in Queens ject to democracy. Michael Puseys Economic Ra
land. tionalism in Canberra epitomises this kind of fail
The question of whether and how to democratise ure. Puseys central argument that the Austral
bureaucracy is a perennial one, but it remains ian state has lost its nation-building capacities
important, not least for the anxieties and confu because its senior bureaucrats have lost their moral
sions it generates in the relations between ethics, and political faculties is a clear example of the
politics and government. O f course, a good deal attempt to analyse the shortcomings of bureau
depends upon the level at which the question is cratic government in terms of the moral and
pitched, and especially on what is understood by intellectual shortcomings ofbureaucrats. For Pusey
democracy. Current discussions usually conflate the problem of which economic rationalism is
two quite different senses in which bureaucracies a symptom is that the technocratic discipline
might be made more democratic. Seen from one of economics has divorced bureaucrats from the
aspect the issue might be one of ensuring the ethical and political principles that should govern
formal accountability of various public service their decisions. These principles, which Pusey
bureaucracies to parliament, and hence in some locates in culture, community and ordinary life,
sense to the people. But the question is also often provide the values for which bureaucrats should
posed in terms of the personal ethics of bureau have (corporate) personal responsibility. The ab
crats. In this case making bureaucracies more sence of such responsibility has transformed the
democratic means encouraging bureaucrats to take bureaucracy into a value-free instrument, ideal for
individual ethical and political responsibility for dismantling the welfare state and unleashing so
their decisions. cially rapacious market forces.
Clearly these different interpretations involve But this alleged failure to embody the collec

26 ALR NOVEMBER 1992


Its not the
absence of values
which is held to
he the problem,
but their pres
encewhere
they are of the
wrong kind.
FAZZARI
ARTWORK: ROCCO

tive moral personality of the community is not the bility for their actions, the professional ethic of
only way in which the non-democratic character public servants has become an obstacle to demo
of bureaucracy can be attributed to the moral cratic government. If they are to avoid the mis
shortcomings of bureaucrats. Sometimes its not guided professionalism of Nazi public servants
the absence of values which is held to be the in providing technically competent policy advice
problem, but their presence where they are of to the government of the day come what may
the wrong kind. This is the way Helen McKenna, Queenslands bureaucrats need a code of conduct
editor of an important public policy journal, saw that will allow them to bring their personal and
the problem in her presentation to a public semi political values into play in making ethically
nar, held by Queenslands Electoral and Adminis difficult decisions.
trative Review Commission (EARC) to develop a We will return to EARCs code of conduct for
code of conduct for public officials. public officials below. For the moment, a particu
According to McKenna, the professional ethos lar case may provide us with an initial insight into
of the Australian public service merely expresses the limits of these proposals for a more democratic
the cultural values of white, anglo-saxon, Protes and organic bureaucracy. In August this year The
tant males and is therefore out of touch with Australian reported on a decision of the Tasma
contemporary social and political reality. In a nian Ombudsman, concerning a senior public
society where women have assumed a more promi servant who had refused to implement a policy
nent role in the public sphere, where requiring the installation of condom vending
multiculturalism has fragmented communal val machines at Hobarts Elizabeth College. Com
ues, but where the community (apparently) de menting that the purpose of colleges is to educate
mands that public officials take personal responsi students, not to stop them getting pregnant, the

27ALR NOVEMBER 1992


public servant argued that he was prevented from or lord. The actual organisation of the bureauc
adhering to this policy of the government of the racyfixed salaries, tenure, strict jurisdictional
day by his religiously-based moral convictions. In demarcation, hierarchical organisation, procedural
ruling that the bureaucrat had acted improperly, operations creates the social circumstances in
the Ombudsman formulated the followinggeneral which the officials first loyalty is to the office
dictum: A public servants moral views ar not an itself. Weber also emphasised that in modem
appropriate basis on which to make an informed bureaucracies access to office is dependent on
administrative decision. trained expertise, and that the officials capabili
One doesnt have to travel as far as Bosnia to It is precisely by ties are the result ofhabitual virtuosity in special
suggest that community values may be less benign ised office routines the recording and storing of
than McKenna presumes. Neither need one be a
claiming to act
data on files, procedurally determined analysis
dedicated pessimist to wonder whether history on conscience and decision-making.
will ever deliver community consensus on divisive that the public What Weber called the ethos of office the
moral issues. But these doubts prompted by the servants fail to capacity of public servants to comport themselves
Tasmanian case are only pointers to a far more honour the according to the routines, norms and objectives of
fundam ental problem with the Pusey and the bureaucracy itselfthus cannot be seen as
duties invested
McKenna diagnoses ofbureaucracy ethical malady. simply the expression of WASP values. Neither
In proposing that the non-democratic character of
in them by their can it be understood as the corporate failure of
bureaucratic government derives from its failure office. bureaucrats to act on the principles of a collective
to express the values of bureaucrats as citizens or moral personality located in culture, community
community members, these diagnoses make a or the public sphere. Weber sees the bureaucratic
number of implausible assumptions. In particular, ethic as a positive and irreducible human com
they assume that the ethical domain is unified and portment arising for the technical-ethical organi
that the role of the bureaucracy in a democracy is sation of the bureaucracy itself.
to function as the instrument of this moral will. For Weber, bureaucratic faculties of analysis,
The model for this unified moral domain decision and action do not derive from the con
which Pusey locates in culture and ordinary science and consciousness of individual bureau
life is the philosophical ideal of the integral crats but from technique-based intellectual prac
moral personality whose actions are determined tices built into the organisational routines and
by fundamental moral principles. W hat the Tas structures of the bureaucracy itself. This then is
manian Ombudsman is objecting to, however, is the ultimate reason why it makes no sense to assess
in fact the failure to distinguish between the the non-democratic character of bureaucracy in
different conducts required in discrete ethical terms of its failure to represent a more fundamen
domains. It is precisely by claiming to act on tal political will or ethical principle. The conduct
conscience that is, as a unified moral personal of bureaucrats in their official capacities is not the
ity that the public servant in question fails to expression of a fundamental moral personality
honour the duties and capacities (the ethical (the community, the people) to which they might
persona) invested in him by his office. The moral be held ethically responsible. Rather, this conduct
and intellectual conditions of bureaucratic judge is part of an ethical and intellectual comportment
ment do not and cannot lie in the. moral and arising from the bureaucracy as an autonomous
instituted ethos of bureaucratic office. While act life-order and as a set of administrative tech
ing in his official capacity the public servants niques.
moral comportment must be governed by the If Weber is right then it's vain and fruitless to
ethos of his office, not by the ethic of his religious attempt to judge and govern the conduct of bu
beliefs. In making this demand the Ombudsman is reaucrats according to criteria deriving from other
insisting on norms of conduct first described in departments of ethical life. This is particularly the
Max Webers classic theory ofbureaucracy. case where the proposed standards are derived
Weber refused to accept that there was a from the overly principled character of these
unified moral personality underpinning and uni ethics that makes them incapable of comprehend
fying human action, and this refusal is sometimes ing the specific character of the bureaucratic ethos
traced to hisNietzchean leanings. Still, in the case and its radical independence of religious and hu
of his account of bureaucracy, this ethical manist moral absolutes.
particularism is less philosophically than socio In this regard it needs to be kept in mind that
logically and historically based. For Weber, the at the time of its historical emergence in the
differentiation of public administration from pri period of the European religious civil wars, fought
vate conscience is not a moral failure but a histori in the name of various moral absolutes it was
cal achievement rooted in the sociological organi precisely the bureaucracys capacity to divorce
sation of the bureaucracy itself. public administration from private moral passions
According to Weber, modem bureaucracies, that made it the privileged instrument of a new
unlike patrimonial officialdoms, are not charac and radically pragmatic statecraft. This is not to
terised by the officials personal loyalty to the chief say that all attempts to found government on

28 ALR NOVEMBER 1992


religious or humanist principle lead straight to Neither the reassertion of the merit principle
Bosnia. It is to say though, that the capacity of nor the tighter specification of what is to count as
bureaucracy to divorce politics from absolute prin corruption would seem to depend particularly on
ciples and thereby raise the survival of the state bringing bureaucracy into line with democratic
itself into the touchstone of political morality is principles. Certainly, the content and social stakes
a contingent historical achievement that those of of merit today will be very different in some
us who live in pacified societies should not take for respects from what it was in the days of the 1850s
granted. We are in no danger of forgetting the English civil service reforms. Where, for example,
evils including those caused or exacerbated by the 1854 Northcote-Trevelyan Report on the
democracy against which they offer protection. British civil service was concerned with it being a
This m ight seem a vast backdrop against which dumping ground for sickly youths or the dimwit-
to stage our return to EARCs proposed code of ted offspring of the well-heeled, we today are more
conduct for Queenslands public servants. In fact concerned with promoting access for women and
the distances involved are not as great as they first members of ethnic minorities. Thus one section of
appear. The need for a review of the existing codes the recommended code of conduct provides that
of conduct for public officials was firmly signalled reasonable account shall be taken of cultural di
in the 1989 Fitzgerald Report, a document which versity in determining what is to count as appro
has acquired a political status in Queensland pub priate dress. However, whatever McKenna may
lic life verging on that sometimes according to feel, taking account of Australias multicultural
constitutions. It is not only that all political character or the enhanced status of women does
parties swear to uphold its recommendations. not require overturning the traditional bureau
Fitzgerald has also functioned as a symbol of a cratic ethos. Reform remains a question of ensur
more general spirit of political renewal which has ing as much for the benefit of the organisation
had effects in domains about which the report and the nation as for the individuals themselves
itself had little to say. For example, that the that careers in expert and hierarchically related
introduction of corporate models of manage positions are open to talents.
ment into the Queensland public service has been Still less do these reforms seem to require
accompanied by attempts to reform and strengthen bureaucratic decision-making and practice to be
equity and merit-protection systems, is at least opened up to the influence of its officials funda
partly the result of the post-Fitzgerald climate of mental personal (including political) values. To
reform. This context has also provided an ideal the contrary, it is doubtful whether the Reports
environment for reform proposals, like McKennas, concerns about the blurring of the line between
aimed at bringing bureaucracies into line with political policy and administration that is, with
community values. the proportion of public servants time and ener
Clearly much of the impetus for EARCs re gies currently dedicated to formulating, anticipat
view of current codes of conduct for public offi ing, or working to shore up party-political policy
cials is a reaction to the corruption associated with can be addressed by attempting to go beyond the
the Bjelke-Petersen government. Nonetheless a Westminster system in this way.
good proportion of the recommendations coming The ethos of bureaucratic office, with its chief
out of the Report are anything but local in their point-of-honour the capacity to set aside ones
provenance. In fact the proposed codes basically private political, religious, regional or other com
represent a reassertion of the classic Weberian There are mitments, should not therefore be regarded as
anti-patronage ethos of bureaucratic office in the officials who obselete. This is not to suggest that bureaucracy
face ofa previously established culture ofcronyism. seem to be all can or should be entirely depoliticised. It is to say
Thus a good proportion of the Report recommen though that attachment to the ethos of office at
too happy to
dations is devoted to clarifying the duties of offi least makes officials capable of recognising that
cials in relation to matters such as gifts, loans and
treat their office their obligations as public administrators may
entertainments, registerable interests, political as a vehicle for come into conflict with their political allegiances
activity, use of official influence to secure promo expressing their and their moral ideals. There are officials in some
tions, transfers, appointments and so on. oum preferred areas of government education administration,
In a similar fashion, the Report emphasises the for instance who seem to be all too happy to
radical political
importance of respecting the merit principle, es treat their office as a vehicle for expressing their
pecially in personnel decisions internal to the
agendas. own preferred radical political agendas (both Left
public service. This is partly intended as a coun and Right).
terweight to trends favouring the politicisation of Yet it is precisely over this issue of the place of
the public service; but it is also a response to personal values that the Report displays a certain
corporate managerial trends away from precise confusion. It is repeatedly asserted that as trustees
definitions of official tasks, tenure and promotion of the public interest public officials must learn,
on the basis of seniority in favour of setting broad where necessary, to distinguish their personal ethi
objectives (accomplishment of which is left to the cal standards from those appropriate to the con
initiative of officials). duct of their office. But it is also insisted that

29 ALR NOVEMBER 1992


personal values can and must figure as one ingre promulgated policy guidelines. Verification ispro
dient at least in the public servants deliberations vided by the officers supervisor.
in respect to ethical problems which arise in the The notion that the bureaucracy is a substan
context of their work. tive ethical domain in its own right, and the
This is perhaps a case in which the Report associated idea that individuals are involved in
writers have been poorly served by the language multiple ethical personas and modes of conduct,
and thought of modem personalist moral phi are no doubt difficult to assimilate, particularly
losophy. Such philosophy is constitutionally in from the perspective of a personalist morality
capable of distinguishing two quite different senses committed to the generalisation of democratic
in which values might be personal. Values may
The attempt to participation. However, the attempt to democra
also be personal in the sense of simply providing a democratise tise bureaucracy by grounding it in personal mo
focus for individual moral commitment and ethi bureaucracy by rality may in fact squander an important ethical
cal action. Clearly the two senses are not identical. grounding it in and political resource: the bureaucracys capacity
Individuals can and do find a (personal) focus for personal moral- to divorce the administration of public life from
moral life in ethoses that derive from impersonal moral absolutes with their incentive to social
ity may in fact
ethical institutions, rather than their own indi fanaticism.
vidual moral reflections. It is in this sense that
squander an It is encouraging irt this regard that, in some
bureaucrats can and should be personally commit important ethi other social and legal domains, commentators
ted to the ethos of their office even though that cal and political have been arguing for an approach similar to the
ethos lies outside their personal moral predilec resource. one that we have been advocating. The American
tions or principles. philosopher Amelie Rorty, for example, argues
The implication of this is that a single indi that taking a less fundamentalist view of the rights
vidual may be implicated in multiple ethical per of the person might lower the social temperature
sonas. This can lead to confusion, particularly of the abortion controversy:
where our habits of ethical reflection assume the In the case of the abortion issue...apparendy con
existence of a single unified moral personality or flicting intuitions on the primacy of theological,
conscience. Neither is the confusion helped by biological or sociopolitical criteria for personal
the existence of values that overlap different ethi identity might be reconciled by regionalizing their
cal personas or domains; for example, honesty and respective dominance. Even if a particular sectar
integrity, which are required in public service and ian theology classifies the fetus as a person, noth
in private friendships. But it is made much worse ing follows about the propriety of importing that
particular theological conception to legal and
by the feeling that the ethos of bureaucratic office
political contexts. However detailed and articu
at bottom amounts to nothing more than a set of
lated it may be, a theological doctrine does not, by
formal procedural rules which are devoid of sub
itself, establish the propriety of its dominance in a
stantive ethical values and hence of anything non-theocratic legal system.
capable of engaging officials personal commit
ments. Something like this feeling is responsible, Similarly, in a non-theocratic administrative
at least in part, for the EARC Reports attempt to system, the bureaucracy occupies an autonomous
pretend that its code of conduct really derives ethical region that should be strenuously defended
from a higher code of ethics proper, a set of against both religious and humanist moral
fundamental principles appropriate to a demo fundamentalisms.
cratic society. To conclude, there may be a compelling case
Certainly, bureaucratic ethics can never be for making certain bureaucracies more account
reduced to formally-defined conduct least of all able and responsive to the publics they serve. It is
in the era ofnew managerialism. There may also be even possible that some services currently per
good and practical reasons for attempting to in formed by big state bureaucracies might be better
corporate into the Code more general principles run by smaller civic ones. This is a pragmatic
of democratic conduct which are distinct from the question concerning the efficiency and equity of
traditional bureaucratic ethos. Such principles service delivery, rather than an issue of principle.
might for example help to facilitate the procedures Whatever the case on this issue, it is important not
of Freedom of Information and Judicial Review, to lose sight of the bureaucracys crucial civic and
by framing them in terms of the rights of citizens ethical role in separating public administration
to initiate reviews of bureaucratic decisions. Yet from moral absolutism. Our concern has been to
such principles will themselves necessarily be lim remove bureaucracy from the amoral limbo to
ited by the bureaucratic character of the review which so much contemporary thought on the
procedures. Review requests are indeed passed to shape of a democratic society consigns it, to
the officer responsible for the decision in ques restore to it something of its civic autonomy and
tion. But in reviewing the decision the officer is ethical gravity.
not required to bring it before the bench of his or
her innermostconscience, only to decide whether IA N H U N TER and JEFFREY M IN SO N teach
it was taken with due care in accordance with in Humanities at G riffith University.

30 ALR NOVEMBER 1992

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